David G Campbell Financial Disclosure Report for 2007

8/3/2019 David G Campbell Financial Disclosure Report for 2007

1/11

FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h ic sin Government Act all 978FOR CALENDAR YEAR 2009 ( J u . s .c , a p p . I O 1 - 1 1 01. Person Reporting (Last n ame, firsl , mid


2/11

IFINANCIAL DISCLOSURE REPORT I Name of Person I~ep~rt ing Dale of ReportIPage 2 of 1 1 [ C a m p b e l l , D a v i d G . 0 7 1 0 6 / 2 0 1 0

I I I . N O N - I N V E S T M E N T ~ N C O M E . (Rtporting lndividual ,nd xp ..... ; ,ee pp.A. Flier s Non-Investment Income

NONE (No reportable non-investmem income.)SOURCE AND TYPE

(yours, nol spouses)1.

2.3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If j,o. we,, marricd dudng any porfion of lh, reporting year, omplle this Sectior~(DoI Iar amount not requi red e~ce pt for honorar ia . )[~] NONE (No reportable non-investment income.)

~ SOURCE AND T~PE1.

2.

3.

4.

([ncl~lex those to spou3e attd dependcnl children; see pp. 25- 27 of filing instructions)

~ NONE (No reportable reimbursements.)~ DATES LOCATION PURP~ I_.TEMS PAID QR PROVIDED

1. Warner Construction I2-10-09 San Francisco, CA Construc t ion law Transporlation, tuition, mealsConsul tan t .% Inc. cont~rence panel member

2.3.

4.

5.


3/11

FINANCIAL DISCLOSURE REPORTPage 3 of 1 1 [ C a m p b e l l, D a v i d G . 0 7 / 0 6 / 2 0 1 0

V . G I F T S . ~n~l,~,~ ,h o,, ,o ~p ..... a dependent children; see p p . 2 8 - 3 I of fding ins~ucdo~.)~ N O N E ~ o reportable g~s.)

~IJRCE DESCRIPTION V A I , I JI.

3.4.5.

~ NONE ~o reportable liabilities.)CREOITOR ~FSC~.IpTION VALUE CODE

I.2.3.4.5.


4/11

FINANCIAL DISCLOSURE REPOR T N .... [P ..... R e p a r t i n g D ~ I ~ : o f R e p o r tPage 4 of 1 1 C , ,, p b e l l. D a v i d G . 0 7 1 0 6 ! 2 0 1 0

VII. INVESTMENTS an d TRUSTS -/. ....... ~ . ~ . ~ . . . . n o . s a . e t .a ~ , h o s . o y ~ ...... d d~pendent children; s,, pl~. 34-60 of filin.e in~truction~.)~ NONE ~ reportable income, assets, or trar~actions.)~ A. B. C. D.D e s c r i p t io n o f A ~ e t s I n c o m e d u r in g Gross ~lue at end T ~ n s a c t i o n s d u ri n g e e p o m n g p e d o d( inclu~g ~ s t ~se~ ) [ ~po~ng ~6~ of repor t ing ~

Place"~" a~er each asset [~ount T~e (e.g., Value [ Value T~e (eg., D a t e V a l u e G a i n I d e n t i t y o fexempt~omphordisclosure [ C~e I ~ d i v . , r e n t , ~ C o d e 2 , Meth~ b u y , s e l l , m~d~ ~ C~e 2 C o d e I buy~,seller~ { A - r t ) ~ o r i ~ t . ) ~, ( J - P ) Code3 r e d e m p t i o n ) ( L P ) ~ ( A - ] I ) {ifpri~[e, (Q-~ ~ ~ t r a n s ~ c t i o n ) . ~ Morgan Ch~e Ba~ Accoun~ A Interest K T ~2. JP ~to~g~ Ch~e B~ Accoun l A Interest J T3. JP Mo~gan Chase Bank Account A Interest J T4. Wells Fargo Bank IRA A lnlerest J T5. Wells Fargo Bank IRA A lnferest J T6. Notes Payable D Interest M T

" 7 . El Dorado Investments, LLC C Interest O U See note 2, Part VII18. -- El Dorado Pm perb, Salt Lake City, Utah None P2 U See note 2, Pan VIII

~ 9 . -- El Dorado Property, Ogden, Utah None O U See note 2, Part VIII1 0 . -- El Dorado Property, Cedar City, Utah None P I U See note 2, Part VlllI. -- El Dorado Property, Salina, Utah None O U See note 2, Pan VIII

1 2 . -- El Dorado Properly. tlurricane, Utah None P2 U See note 2, Part VIII

1 3 . -- El Dorado P~operty. Lindon, Utah None O U I See note ~ Pan VIII1 4 . -- El Dorado Prope rty, Salt Lake City, Utah None PI U See note ~ Pan VIII

5. -- El Dorado Property, Vernal, Utah None O U See note 2, Pan VIII1 6 . Exxon Mobil Comm on Stock A Dividend IV l T

1 7 . Bank 0f America Common Slock A Dividend K T


5/11

FINANCIAL DISCLOSURE REPORT N .... f P . . .. . ~ e p o r , ~ I D a t e o f R e p o r tPage 5 of 1 1 C a m p b e l l, D a v i d G .[

07/0612010

YTI. I ~ N V E S T M E N T S a n d T R U S T S - ~ ........ l . e , t ...... i o r t ~ ( I n c l u d e s t h o s e of sp .....d dep~ndenl children; ~ t e l ~ p . 3 4 - 6 0 Drilling instructions.)---] NONE (No reportable income, assets, or transactions.)

D ~ s c ~ t io n o f A s s e ts ~ ~come during G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i r ~ c l u d J n g t r u s t a s s e t s ) i r e p o r t i n g p e r i o d o f r e p o r t i n g(2) (1) I (2) (1) (2) ] (3) (4)! (5)P l a c e " ( X ) " a : R e r e a c h a s s e t I A m o u u t A m o T y p e ( e . g. , Value ! V a k t e T y p e ( e .g , D a t e Value Gain [ I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e ; C o d e I d i v . , r e n t , C o d e 2 M e t h o d buy, sell, mm!dd2yy Code 2 ; Code I ~ buyer/seller( A - H ) [ o r i m ) ( J - P ) C o d e 3 r e d e m p l l o n ) i ( , L p ) I (A-|I) ( i f p r i v a t e[ ~ ~ ( Q . W ) ~ I ~ a n s a c t l o n )

1 8 . IRA

1 9. -- Schwab Deposit Account A Interest O T20. -- USYreaS~y Bills C Interesl Matured 04/02/09 O D

2 1 . -- CapitalOne CD A Interest Matured 04/08/09 M C2 2 . -- Schwab Investor Money Fund A Interest J T2 3 . MetLife Investors - Guarantee Adv UL A Di;idertd M TPolicy2 4 . . Trust # 1 None O W See note I, Part Vlll

2 5 . Trust # 2 See note I, Part VIII2 6 . -- Note Payable D Interest M T

2 7 . Trustg3 Seenote l ,Par tVll l2 8 . -- Note Payable D Interest M T2 9 . Morningstar managed portfolio (mut~zal I"fimds)

3 0 . -- Calatnos Growth A A Dividend K T Sold 103/25/09 J A(part)3 I. -- Baron Growth A Dividend J T Sold 0 3 ~ 2 5 / 0 9 J A(part)3 2 , -- Perkins Midcap Value Investor B Dividend K T See note 3, Paza VIII

3 3 . -- Arfisian International Inv A Dividend K T3 4 . Sold 01/14/09 K A


6/11

FINANCIAL DISCLOSURE REPOR T N a m e o f P e r so n R e p o r t in gPage 6 of 1 1 C a m p b e l l, D a v i d G . 0 7 / 0 6 / 2 0 1 0

NONE (TVo reportable income, assets, or transactions.)A. B C. DD e s c r ip t i o n o f A s s e t s I n c o m e d u r i n g G ," n c , s s v a l u e a t e n d i T ra n s a c t i o ~ d t a i n g r v p o a i n g p e r i o d( i n c l u d i n g t r u s l a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a t ~ e r e a c h a x s e t A m o u n t Type (eg. Value Value T y p e ( e . g. . [ ) a t e V a l u e G a i n Idenfry ofC o d e 1 d i v . , r e n t , C od e 2 : M e t h o d b u y , s e l l, r n m / d d / y y I C o d e 2 C o d e I buyer/sellerx e m p t f ro m p r i o r d i s c lo s u r e i i ( A - F I ) o r i n t . ) (j.p) I C o d e 3 r e d e m p t i o n ) ( J P ) I (AdO ( i f p r i v a t e( Q -W ) .i i t r a n = c . o ~ . )3 5 . Bu y 07/22/09 K

: 3 6 . Buy ,10/15/09 J(addl)-- Vanguard High Yield Tax Exempt C Interest K T Sold 0 7 , 7 2 / 0 9 J A(part)

3 8 . -- CaaabiarOpportunity Inv A Dividend L "f Sold 03/25/09 J A(part)3 9 . Sold 0 7 / 2 2 : 0 9 J A(part)40 . -- MainStay ICAPSelect Equity B Dividend L T Sold 10/15/09 J A(part)

,41. -- Third Avenue Real Estate Value A Dividend I T42. -- Diamond H ill Small Cap A A Dividend K T Buy 03/25/09 J(addl)43. -- WelIs Fargo Adv Mun Bnd lnv A Interest K T Buy 10/15/09 J(add))4 4 . -- Artio lnt[ Equity I1 A Dividend K T Buy 03/25/09 J(addl)4 5 . S o l d 10/15/09 I. A(part)46. -- Dodge & Cox Global Stock Fund A Dividend L T Sold 07/2Z/09 J< p a r t }4 7 . -- Ast0n/River Road Small-Mid Cap IN A Dividend Scdd 03/25/09 J A

4 8 . -- Champlain Mid Cap Adv A Dividend K T

4 9 . -- Edgewood Growth lnstl A Dividend K T5 0 . -- Diamond Hi!1 Long-Short A A Dividend K T Sold 03/25/09 K A(part)

5 1 . Buy 1 0 / 1 5 ! 0 9 3(addl)


7/11

FINALNCIAL DISCLOSURE RE PORT ~ , r o , o f P e r s o n R e p o r t i n g D , t e o f R e p o r tPage 7 of 11 C a m p b e l l , David G . 07/06/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . a , e . ~ . . .. r t o n s ~,c t ,d , s a , o s~ oy ,p . . . . .. ~ a ,p ,~ , , t ~h i~ ,~; ~, ~,.NONE ~o reportable income, ~sets, or tra~actions.)

A. B. C. ~ D .~ption of Assets Income duf~g Gross value at end ~ T~n~ctions during re~n/ng(including t~t ~se~) repo~ing ~fi~ of repo~ing ~n ~

(2) O) (2) ~ (3) (~) (~)Pla~ "(X)" after each ~set ~Amount T~ (e.g., Value Value T~e (g., i Date

J Val~

Gain Identi~ of, ~ode ~ buyer/sellerxempt ~om prior d~sclosure Code 1 div., rent, Code 2 Me~od I b~, sell, ~m~d~ Co~e 2 I: (A-H) or int) (j p) r C ode 3 ~mption) (J-P.) (A-B) i (if private~ (Q-~ ~ ~n~clion)

5 2 . -- Western Asset lnst Mui MM A A I n t e r e s t J T S o l d 03/25 /09 J A5 3 B u y 07/22/09

(addl)5 4 . Buy 10/15/09 J(addl)5 3 . -- Asto~iver Sma ll Cap Value N A D i v i d e n d K T B u y 03/25 /09 K5 6 . - T. Rowe ~ce T~ Free Sho~-lnte~ I n t e r e s t J T B u y 0 3 / 2 5 1 0 9 K

5 7 . Sold 10/15/09 J A(part)58 . --Nakoma Absolute Return K T Buy 03/25/09 K59. Bu y 1 0 / I 5 / 0 9 J(addl)60. Merrill Lynch Mutual Fund AdvisorAccount6 1 . -- MFS Research International Fund A A Dividend Sold 04/07/09 J A

6 2 . -- Van ICampen Comstock Fund A Dividend Sold 04/07/09 J A6 3 . -- MFS Research Bond CL A A D~vidend Sold 0 4 " 0 7 / 0 9 J A6 4 . -- Ilartford Gro wth Opp Fd CI A None Sold 0 4 1 0 7 1 0 9 J A

6 5 . -- Janus Forty Fd CI A A Dividet~d J T Buy 04/07/09 J See note 4 , Part VIII(addl)66. -- Fidelity Advisor New insights Fund CI 1 A Dividend Sold 04/07/09 J A67. -- Jennison Small Compan y Fund CI Z A Dividend J T6 8 . - llarb0r Intl Fund lnv CL A Dividend J T Buy 0 4 / 0 7 , ; 0 9 J(addl)

(S~ Colu~ ~) U -~k Val~ V ~m W


8/11

FINANCIAL DISCLOSURE REPORT N .... fPe .... R e p o r t i n g [ D a , e o f R e p o r lPage 8 of 1 1 C a m p b e l l, D a v i d G . I 0 7 / 0 6 / 2 0 1 0

V I I. I N V E S T M E N T S a n d T R U S T S - i.co.,. ,.~., ~,~c,lo~ a.c~.do~ ,ho,, o/ sp ...... ~ detachment children; see ~,p. 3 4 - 6 0 of filing inxtructlortt)[ NONE (No reportable income, assets, or transactions.)A B. C. D

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c 6 o n s d u r i n g r e p o ~ i n g p . - r i o d( i n c l u d i n g o m s t a s s e t s ) r e p o r t i n g p e r i o d o f i e p o r t i n g p e r i o d(l ) (2 ) (l) 1 2 ) IO (~) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t A tn ou n t T y p e ( e .g . , Value : Value T y p e ( e . g ., Date ~ Value ] Gain l d ~ n r t y o fe x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell. mm ]ddiyy Code 2 i Code I b u y e r / s e l l e r

: (A-II) o r i n t ) ( J - P ) C od e 3 r e d e m p t i o n ) i ( J - P ) ( A - t t ) ( i f p r i v a t ei [ ( Q - W ) ] t r a n s a c t i o n )6 9 . -- Thomburg Intl Value Fund CL I A Dividend J T Buy 04/07/09 J(addl)7 0 . -- Metropolitan We st Total Return BD FD A Dividend Sold 04/07/09 J A7 1 . -- IvyAsselStrategy Fund A Dividend J T Buy 04/07/09(addl)

7 2 . - Columbia Value & Restructuring Fund A Dividend J T Sold 04/07/09(part)7 3 . -- Eaton Vance Large Cap A Dividend J T Buy 04/07/09

7 4 . -- ttarfford Capital Ap pr Fund CI I A Disddend J T Buy 04/07/09 J,75. -- Oppenheimer Gold and Special Minerals A Dividend J T Buy 04,07/09 JFund

7 6 . -- Pimca Total Return Fnnd A Dividend J T Buy 0 4 1 0 7 1 0 9 J7 7 . -- TCM/Total Return Bond Fd CI 1 A Dividend J T Buy 04/07/09 J

7 8 . Northwestern blutual whole life policy D Dividend L T I

7 9 . Notthv, estera Mutual 65Life policy A Dividend J T80 . No~th,ves tc rn Mutual 65Life pol icy A Dividend J T

8 1 , Northv, esetern Mutual 65Life policy A Dividend J T8 2 . Northwestern Mutual 65Lifepolicy A Dividend J T

8 3 . Northwestern Mutual 65Life policy A Dividend J T8 4 . MJC Investments LLC A Distribution M W

8 5 . Water rights, Carbon County, Utah None L W

I . I n c o m e d a i a C o d c s : A - $ 1 . 0 0 0 o r l e * s B ~ $ 1 , 0 0 1 ~ 2 ~ 1 ) 0 ~ $ 2 . 5 0 1 - $ S . 0 0 0 D = $ 5 . 0 0 1 - $ 1 5 f . , 0 0 E = $ t 5 . 0 0 1 - $ 5 0 , 0 0 0


9/11

Name of Person Reporting Date of .cpo,, IINANCIAL DISCLOSURE REPORTCampbell, David G . 0 7 / 0 6 / 2 . 0 1 0 Iage 9 of" 11

N O N E ( N o reportable income, assets., or transactions..)A. Amount B.

C. D.Des, crip tion of A.~sets Income during Gross value at end Transactions during reporting peric, d

(including trust assets) reporting period i ef reporting period(I) ! (2) (l) ! (~) (i ) (2) i (3)Place "(X)"after each asset Type (e.g. Value : Value Type (e.g.. Date i Value Gain Identity of

exempt fromprior disclosure Code 1 div., rent, Code 2 : Method buy, sell, mm/dd/yy Code 2 Code I buyer/sel leri (A-H) orint.) (J-P) Code 3 r ede , m pdon ) (J-P) (A-[I) (ifprive, tei (Q-W) [ n-~acdon)


10/11

Ia m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tFINANCIAL DISCLOSURE R E P O R TPage 10 of 11 o : / o 6 / 2 o ~ oVIII . ADDITIONAL INFORM ATION OR E XJ?LANATIONS.

Note 1 : Trust l is a--] trust that holds our personal residenc e, automobiles, and sim ilar assets. Other reportable assets held by the trust ,ue inch*de al separatelyin Part VII. Trusts 2-3 are college e ducation trusts that hold the assets listed below each trust.Note 2: The property listed on lines 8-15 is rental property owned by El Dorado Investments, LLC, a family investment business owned collectively by fiveindis6duals and a famiIy-related LLC. Rent is paid to El Dorado, m~xed with rental income from the other properties, and used to pay expenses for the prop ertiesand. general expenses o f El Dorado. After expenses are paid, income or loss is attributed to El Dorado owners for tax purposes, and so me distributioos are made 1 oowners. Total income atlributed to me from E[ Dorado for 2009, and the va lue of my own ership interest in El Dorado, are shown o n line 7. ! receive no renta!payments direct]y from any of the properties listed on lines 8-I 5.Note 3: This previously was listed as Janus Mid Cap Value Investor. Perkins is an indirect subsidiary of Janus This appears to be a name changeNote 4: This previously was listed as Janus Advisor Forty Fd CI A. This appears to be a name change.


11/11

FINANCIAL DISCLOSURE REPORT s .... fP .... Reporting D a t e o f R e p o r tPage 11 of 11 C a m p b e l l, D a v i d C . 0 7 / 0 6 / 2 0 1 0

IX. CERTIFICATION.] cer tify that a ll information given above ( including information pertaining to my spo use and m inor or dependent c hildren, if any) isaccurate , true, and com plete to the best of my knowledge and belief , aud that any inform ation no! reported was w ithheld because I t reel applicable sta tutoryprovisions permitting no n-disclosure.! further cer tify that earned income from outside employm ent and honoraria and the acceptance o f gif ts which have been reported are incompliance w ith the provisions of 5 U.S.C. app. 54)1 et . seq. , 5 U.S.C. 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAL WltO KNOWINGLY AND WILFULLY FALSIFIES Oil FAILS TO FILE TIllS REPORT MAY BE SU.BJECT TO CIVILAND CRIIVIINAL SANCTIONS (5 U.S.C. app. 10 4)

FILING INSTRUCTIONSlVlail signed original and 3 additional cop ies to:

Comm it tee o n Financ ia l Disc losureAdm inistrative Office of the United States CourtsSuite 2-301One Columbus Circ le , N.E.Washington, D.C. 20544

Documents

David G Campbell Financial Disclosure Report for 2007