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1 Establishing a West African Science Service Center on Climate Change and Adapted Land Use (WASCAL) Data Management Plan This Project Communication and Data Management Plan has been produced by the WASCAL Data Management Executive Group at the outset of the WASCAL project, and has been approved by the WASCAL International Advisory Board. The Plan is intended to help research teams to think about their project’s organization, activities and respon‐ sibilities, in particular communication and dissemination activities, engagement with stakeholders, and data management needs and responsibilities. The plan aims to describe the approaches necessary to implement a WASCAL data man‐ agement infrastructure. It concerns the management of data and data products to be created by the Core Research Program, the Graduate Program and the research teams in the Competence Center. The data will be hosted and managed at the Competence Center. The plan acts as an agreement between data users and data providers/creators in the framework of WASCAL, on how to use, store, disseminate and publish data generated by the project. The target audience for this plan is all project members, in particular scientists from German and African research institutions as well as partner organizations providing and using data and data products. The Plan also provides a basis for the overall planning and development of the central WASCAL data management by: providing information that can be used to co‐ordinate communication activities and stakeholder relations across WASCAL highlighting data management and custody issues at an early stage so that data is managed in a way that meets the requirements of the WASCAL project manage‐ ment, and enables the Project to respond to common data needs providing a basis for quality assurance within the project providing a basis from which WASCAL project partners and the project manage‐ ment can report and monitor project and overall WASCAL project progress.

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Page 1: Data Management Plan · 2016-04-05 · 1 Establishing a West African Science Ser‐ vice Center on Climate Change and Adapted Land Use (WASCAL) Data Management Plan This Project Communication

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 Establishing a West African Science Ser‐vice Center on Climate Change and Adapted Land Use (WASCAL)  

Data Management Plan 

This Project Communication and Data Management Plan has been produced by theWASCALDataManagementExecutiveGroupat theoutsetof theWASCALproject,andhasbeenapprovedbytheWASCALInternationalAdvisoryBoard.ThePlanisintendedtohelpresearchteamstothinkabouttheirproject’sorganization,activitiesandrespon‐sibilities, in particular communication and dissemination activities, engagement withstakeholders,anddatamanagementneedsandresponsibilities.

TheplanaimstodescribetheapproachesnecessarytoimplementaWASCALdataman‐agement infrastructure. It concerns themanagement of data and data products to becreatedbytheCoreResearchProgram,theGraduateProgramandtheresearchteamsintheCompetenceCenter.ThedatawillbehostedandmanagedattheCompetenceCenter.Theplanactsasanagreementbetweendatausersanddataproviders/creators in theframeworkofWASCAL,onhowtouse,store,disseminateandpublishdatageneratedbytheproject.

The target audience for this plan is all projectmembers, in particular scientists fromGermanandAfricanresearchinstitutionsaswellaspartnerorganizationsprovidingandusingdataanddataproducts.

ThePlanalsoprovidesabasisfortheoverallplanninganddevelopmentofthecentralWASCALdatamanagementby:

providing informationthatcanbeusedtoco‐ordinatecommunicationactivitiesandstakeholderrelationsacrossWASCAL

highlightingdatamanagementandcustodyissuesatanearlystagesothatdataismanagedinawaythatmeetstherequirementsoftheWASCALprojectmanage‐ment,andenablestheProjecttorespondtocommondataneeds

providingabasisforqualityassurancewithintheproject providingabasisfromwhichWASCALprojectpartnersandtheprojectmanage‐

mentcanreportandmonitorprojectandoverallWASCALprojectprogress.

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Authors:

Dr.RalfKunkel,ResearchCentreJülich,52425Jülich,Germany,E‐Mail:r.kunkel@fz‐juelich.de

AntonioRogmann,ZentrumfürEntwicklungsforschung,53113Bonn,Germany,E‐Mail:arogmann@uni‐bonn.de

JürgenSorg,FZJ,ResearchCentreJülich,52425Jülich,Germany,E‐Mail:j.sorg@fz‐juelich.de

ContentScheme:

DataManagementPlanningTool“DMPonline”(https://dmponline.dcc.ac.uk/)bytheDigitalCurationCentre(http://www.dcc.ac.uk/)

Version: 06

Date: 2013‐01‐06

Documentversion

0.2

Documenthistory:

2012‐06‐30 Firstdraft0.1(AntonioRogmann,RalfKunkel)

2012‐11‐30 Reviewingandextension(RalfKunkel,JürgenSorg)

2012‐12‐06 Reviewing(AntonioRogmann)

2013‐01‐06 Reviewing(RalfKunkel)

2013‐01‐15 Reviewing(AntonioRogmann)

2013‐01‐18 Reviewing(RalfKunkel,AntonioRogmann)

2013‐01‐27 Reviewing(AntonioRogmann,RalfKunkel,JoeHill)

2013‐01‐31 Seconddraft0.2,submittedtoProjectManagement

 

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Content

1 BasicProjectInformation.................................................................................................................5

2 CaptureMethodsandManagementofResearchData..........................................................5

2.1 OverviewoftheWASCALDataInfrastructureSetup............................................................5

2.2 ExistingData...........................................................................................................................................8

2.3 NewData..................................................................................................................................................9

2.4 DataIntegrationandStandardization......................................................................................10

2.5 DataFormats.......................................................................................................................................10

2.6 NamingConvention..........................................................................................................................12

2.7 QualityManagement........................................................................................................................13

2.8 IntermediateandPersistentData..............................................................................................14

2.9 Versioning.............................................................................................................................................15

2.10 DataDocumentationandMetadata...........................................................................................15

2.10.1 MetadataStandards...........................................................................................................16

2.10.2 MetadataProfiles................................................................................................................16

2.10.3 MetadataCreationandManagement.........................................................................16

2.11 Georeferencing...................................................................................................................................18

3 DataRightsManagement:PrivacyandIntellectualProperty........................................18

3.1 EthicalandPrivacyIssues.............................................................................................................18

3.2 IntellectualProperty........................................................................................................................19

3.3 Licenses..................................................................................................................................................20

4 DataSharing.........................................................................................................................................20

4.1 AccesstoData.....................................................................................................................................20

4.2 ProvisionofData................................................................................................................................21

4.3 ReuseofDataoutsideofWASCAL..............................................................................................22

4.4 Citationrules.......................................................................................................................................23

4.4.1 CitationandAcknowledgmentofDataSourcesinPublications....................23

4.4.2 CitationandAcknowledgmentinPublications......................................................23

5 Short‐TermStorageandDataManagement..........................................................................24

5.1 StorageMediaandDataTransfer...............................................................................................24

5.2 Backup....................................................................................................................................................24

5.3 Security..................................................................................................................................................25

6 DepositandLong‐TermPreservation......................................................................................25

6.1 Long‐TermSpecifics.........................................................................................................................25

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6.2 MetadataandDocumentationforLong‐TermPreservation..........................................25

6.3 Longer‐TermStewardship............................................................................................................26

7 Resourcing............................................................................................................................................26

7.1 OrganizationalRolesandResponsibilitiesforDataManagement...............................26

7.2 DataManagementActivitiesFunding.......................................................................................27

8 AdherenceandReview....................................................................................................................27

9 StatementofAgreement.................................................................................................................28

Annex1 Contactdetailsofnominateddatamanagers/namedindividuals...................29

A1.1 DataManagementExecutiveGroup..........................................................................................29

A1.2 DataManagementCouncil.............................................................................................................30

A1.3 ResearchWorkingGroup...............................................................................................................30

A1.4 InstitutionalDataManager...........................................................................................................30

Annex2 ListofcontributingorganizationstoWASCAL...........................................................31

Annex3 Glossary.......................................................................................................................................32

Annex4 Datamatrix.................................................................................................................................34

 

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1 BasicProjectInformation

WASCAL (West African Science Service Center on Climate Change and Adapted LandUse)isanintegratedresearch‐focusedprogramdesignedtohelptacklethechallengeoffuture climate and landuse changes to enhance the resilienceof humanand environ‐mentalsystems.ItdoessobystrengtheningtheresearchinfrastructureandcapacityinWestAfricarelatedtoclimatechangeandbypoolingtheexpertiseoftenWestAfricancountriesandGermany.Scientificcompetencesallocated to theScienceServiceCenter(calledCompetenceCenterhereafter)willplayanimportantroleinregionallandman‐agementplanningandpolicyadvice.Theprojectconsistsofthreesubprojects:

The Competence Center (CC) develops local research capacity, and is a servicecenter forthepartnercountries,buildingonthenationalresearchcommunitiesof theWestAfricancountriesparticipating inWASCAL.Thecenterconnectsre‐gional partners in data‐collection networks (observation networks), and offersthe infrastructure and expertise necessary for analyzing the impacts of climatechangeandfordevelopingstrategiesandpoliciestocopewiththem.

TheCoreResearchProgram(CRP) isa joint researchprogramonadapted landuseandmanagementunderchangingclimaticconditions,whichbringstogetheraGermanandanequivalentWest‐Africanresearchconsortium.

TheGraduateResearchProgram(GRP)supportsandfacilitatesacademiceduca‐tionamongstWestAfricanuniversities inassociationwithGermancounterpartinstitutions.Theactivitiesfocusonthetrainingofdoctoralstudents.

The project is funded by the German Federal Ministry for Education and Research(BMBF)withinthetimeperiod2012‐10‐01to2016‐02‐29.Thecoordinatingorganiza‐tion is theCenter forDevelopmentResearch (ZEF)at theUniversityofBonn.A listofcontributingorganizationsisgiveninAnnex2.

DuetothepoliticalconditionsrelevantfortheestablishmentoftheCompetenceCenter,policies with regard to the protection of ethical standards and intellectual propertyrightsarestilltobedefinedandnegotiatedbytheWASCALSteeringCommitteetogetherwith the parties concerned. A preliminary draft is included in this DataManagementPlan. 

2 CaptureMethodsandManagementofResearchData

2.1 OverviewoftheWASCALDataInfrastructureSetup

TheWASCALDataInfrastructure(WADI)withintheCompetenceCenterwillserveasadatabasenodeprovidingscientistsanddecisionmakersinWestAfricawithreliableandwellaccessibledataanddataproductsrelatedtoclimatechangeandadaptedlanduse.

Furthermore,theWASCALDataInfrastructurewillplayasubstantialroleasanewandinnovative node in theWest‐African networkwhere research programs, projects andinstitutionsworkingonclimatechangeandrelatedtopicssharedataandknowledge.

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ByfollowingtheconceptsofaSpatialDataInfrastructure(SDI),wherespatial(andnon‐spatial) data, metadata, users and tools are interactively connected1, a decentralizeddata infrastructurewillbeestablishedwithin the frameworkofWASCAL.This typeofdatainfrastructuresisalreadyusedsuccessfullyinseveralotherprojects,e.g.theinter‐disciplinary and long‐term research program TERENO, which involves six HelmholtzAssociationCenters(seehttp://www.tereno.net).

Thisdecentralizedsetupaimsatinterconnectingregionaldataandmetadatainfrastruc‐turesasfarastheyarealreadyestablishedatpartnerinstitutions,andunderthe“um‐brella”ofWASCAL.Acentraldataportalapplicationandacentralmetadatacalatogue(CMC)inWADIwillactasa“one‐stop”entry‐pointtothedatasharingnetwork,where,inadditiontoalldatabeinghostedbyWASCAL,dataandmetadataheldbyotherWest‐Africanandalsointernationalpartnerinstitutionscouldbelocalized,analyzedand‐de‐pendingonthedataowners‐retrieved.

DatapublicationandexchangewillbefacilitatedpredominantlythroughwebservicesasstandardizedbytheInternationalStandardizationOrganisation(ISO)andtheOpenGeo‐spatialConsortium(OGC)2,operatedfromtheCompetenceCenterorfromthedatapro‐viders.WADIcontainsthebasicfeatures:

a) AWASCAL portal application,which allows one to query, find and access datafromWASCALdatabases or external data infrastructures according to the datapolicy.

b) DefinedinterfacesfordataexchangebetweenWADIandregionaldatainfrastruc‐turesprovidedbystandardized,OGC‐conformalweb‐servicesoperatedinWADIand, as far as existent, in regional data infrastructuresmaintainedbypartners.Thefollowingweb‐servicespecificationswillbeinuse:

i. OGCSensorWebEnablement(SWE)standardsandinterfaceswillbeusedtoprovidebio‐physicaltimeseriesdatafromtheWASCALobservationnetworkstogetherwithcontextualdetailssuchas instrumentsused, intendedapplica‐tion, valid time, contact details to responsible persons, security level, geo‐graphiclocation.

ii. OGC compliantWebMap Services (WMS),WebFeature Services (WFS) andWebCoverageServices(WCS)willbeimplementedbyusingaweb‐mapserv‐er(Geoserver)toprovidemaplayersgeneratedfromvectordataorrasterda‐tatotheusers.Non‐OGCcompliantwebservicesmaybeimplementedtopro‐videadditionalfunctionalitiesnotcoveredbytheOGCstandardsandinterfac‐es specifications. Common data file download services (based on http, FTP,etc.)willbeconnectedtotheaforementionedserviceswhereappropriate.

iii. MetadatawillbepublishedbyOGCcompliantWebCatalogueServices(CSW)basedontheISO19115/19139metadatastandard.AsacentralentrypointtoWASCALmetadataaCentralMetadataCatalogue (CMC)willbecreated.TheCataloguewillusetheGeoNetworkOpensource3framework,whichisaCSWapplicationdevelopedbyFAO,WFPandUNEP,willbeusedtoquery,find,ac‐

1http://en.wikipedia.org/wiki/Spatial_data_infrastructure(accessed12.03.2013)2http://www.opengeospatial.org/(accessed12.15.2012)3http://geonetwork‐opensource.org/(accessed01.27.1013)

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cessandeditmetadataanddataintheWADIandtoconnectexternaldatain‐frastructures. It supports multiple metadata standards (ISO19115, FGDC,DublinCore), contains an integrated map‐server and map‐viewer to accessdistributedmap‐services, isopensource, freeof costs, and supportedbyanactivedeveloperandusercommunity.Theonlinemetadataeditoroffersdif‐ferentdatasharingandsecuritylevels.

c) AcentraldatabasetomanageWASCALdatacreated,usedanddisseminatedwith‐intheCoreResearchProgram,GraduateProgramandtheCompetenceCenter.

Figure1showsthemainfunctionsandcomponentsrequiredforthecentraldatabasetobeimplementedattheCompetenceCenter.Basically,fourdifferentkindsofdatawillbemanaged:

a) FilebaseddatawillbemanagedbyaContentManagementSystembasedonthecontent management software Plone4, which combines traditional file storagewithmetadatasupportthroughWeb‐andCatalogue‐services,andtheaforemen‐tionedGeoNetworkmetadata‐catalogue(seesection4.2).BothinterfacesrelyonthesameservicestoaccessthedatabasesexecutedbyWADIandprovidethere‐foremerely different views on the databases by itsmetadata.Workflows, userroles,versioningandextensivedatasearchcapabilitieswillbeprovidedbythissystem.Accesstodataispossiblebydifferentinternetprotocols,e.g.HTTP,FTPand Web‐DAV. An internal WASCAL communication platform based on Plone,

4http://plone.org/(accessed01.27.13)

Figure1:ComponentsandfunctionsoftheWASCALdatainfrastructureWADI.

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hosted at Research Centre Juelich, is already online since 2009(http://www.wascal.org).

b) TimeseriesdatafromtheobservationnetworkswillbestoredinarelationaldatabasesupportedbyaTimeSeriesManagementSystemdevelopedatFZJ,whichal‐lowsautomateddata input, standardizeddataanalysis anddataqualityassess‐mentroutinesneededtobecreatedaccordingtotheparticularrequirements.

c) Geospatial data will be stored either file based or in a spatial database (Post‐greSQLwithPostGISextension)andwillbeaccessedbygenericdatabase inter‐faces (e.g.pgadmin,phppgadmin,…), themetadata‐catalogueorby commercialGIS‐Serverapplications(e.g.ArcGISServerbyEsri).Thesedataareinternallyac‐cessiblebyvariousGIS‐clients,e.g.byArcGISorotheropensourceGISsoftware.DataexchangebetweenthedifferentWASCALpartners,authoritiesandotherus‐ersisrealizedbyweb‐servicesfollowingtheOGC‐specifications.

d) Remote sensing data may be stored either file based or in spatial databases.However,processingandcreationofnewproducts require special tools,whichareprovidedbyspecialistsystemsforremotesensingapplications.Dependingonthe amount of remote sensing data being collected at the Competence Center,suchasystemcanbeeitherincorporatedintotheWADI(seefigure1)orattachedtothesystemasanadditionallocaldatabaseconnectedtoWADIbytheOGCin‐terfaces.Theproposaloftheremotesensinggroupcontainsmoredetails.

Presently,therearenoout‐of‐the‐boxsystemsavailablewhichcanbeuseddirectlyforthesetupofWADI.Therefore,adaptationsofexistingsystems,e.g.theTERENODMI,toWASCAL’srequirementswillbemade.Theseadaptationsaremainlyattributedtodata‐basemodeldesignandtointerfacetoolsdevelopmentsbetweentheindividualsystemscomponents,whichhave to be developed according to the requirements identified bytheWASCAL users and/or researchers. A preliminary data sharing infrastructure hasalreadybeenimplementedatResearchCentreJuelichpriortotheWASCALmainphasestartinautumn2012.

2.2 ExistingData

Existing input data sets of different types (observations/raw data, derived data, etc.),requiredfortheworkpackagesoftheCoreResearchProgram(CRP)andthestudiestobe carried outwithin the Graduate Programwill be provided by external sources. Ofmain importance as data sources in this respect are collected or produced data fromprevious researchprojects, suchas the IMPETUSWest‐AfricaProject5and theGLOWAVoltaProject6.Otherexistingdatasetswillbeacquiredfromgovernmentalinstitutions,non‐governmentalorganizationsandprogramsaswellasbyinternationalprogramsintheregion,e.g.theAMMA7program,theFAO8,andothers.

AccesstothedataofinteresttoWASCALstoredinthedatarepositoriesmaintainedbytheprogramsandinstitutions,asmentionedabove,willbeorganizedbyestablishingadistributed,web‐servicebasedinfrastructure(seeprevioussection).Initialapproaches5http://geonetwork.impetus.uni‐koeln.de/srv/en/main.home(accessed01.27.2013)6http://131.220.109.2/geonetwork/srv/en/main.home(accessed01.27.2013)7http://database.amma‐international.org/(accessed01.16.2013)8http://www.fao.org/geonetwork/srv/en/main.home(accessed01.27.2013)

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oncooperationwithpossiblepartnersinthisrespecthavealreadybeenestablisheddur‐ingthepreparationphase,aswithVBA(owneroftheGLOWAVoltadatabase),IMPETUS,AMMA,GEOSS,etc.

PreliminaryinformationontheexistingdatastockusedinWASCAL,andonthenewda‐taup‐comingintheproject’s lifetime,aresummarizedinadatamatrix(seesection1).The information on this data stockwas gainedby surveyswhereCRP scientistswereaskedtocontributeto.AssoonasthedataisavailableandrequiredbyseveralusersinWASCAL,itwillbestoredinWADItogetherwithaccompaniedmetadata.

2.3 NewData

Theresearchregionischaracterizedbydatascarcityandexistentdataoftentimesisnotsuitable for the research purposes due to various reasons such as unknown quality,missingmetadataorinaccessibility.Therefore,thegenerationofnewdataisofutmostimportance to fill gaps inknowledgeon regionalphenomena, and to feedavarietyofmodelsand tools for scenariodevelopmentwhichwill serveas the scientificbasis forpolicyadvicetonational/regional/localstakeholders.WithinWASCALnewdatawillbecapturedorcreatedby

biophysicalandsocio‐economicobservationnetworks

datacollectionbyindividualresearchersfromexternalsourcesandowninvesti‐gations

data creation by individual researchers by processing raw data from externalsourcesorowncollections

observationsprovidedbyWASCALObservationNetworksandremotesensing:

o Landcover/usedataandessentialclimatevariables(ECVs)capturedbyavariety of remote sensing instruments in different spatial (West‐AfricanSudan Savannah belt to focal watersheds) and temporal resolutions(minutes,hours,daystodecades,dependingonparameters)

o Hydrologicaldatagatheredbyaregionalobservationnetwork,distributedoverMali,BurkinaFaso,Togo,Coted'Ivoire,BeninandGhana

o Meteorologicaldatagatheredbyaregionalobservationnetwork,distrib‐utedoverMali,BurkinaFaso,Togo,Coted'Ivoire,BeninandGhana

o Biodiversitydatacollectedfromanobservationnetworkwithinandnear‐bythefocalwatershedsandfromBIOTAWestobservationsites

Socio‐economicdatageneratedbyhouseholdsurveys.

AspreparatoryworkforthemanagementofdatatobecollectedorcreatedbytheCoreResearchProgram,datasurveyshavealreadystartedtobecarriedoutduringtheprepa‐rationphaseofWASCAL.Ananalysisoftheresearchproposalswithregardtodataandapplications(models,software‐tools,etc.)tobecreatedandusedduringtheproject(re‐sults,seesection1)wascarriedoutatthebeginningoftherequirementsanalysis.Basedonaquestionnairedeliveredto thescientistsof theCRP,detailed informationondataarebeinggatheredandcompiled intodatamatrices.Thematricesprovidedetailed in‐formation on dataset and parameter characteristics, and are structured in input‐ andoutput‐dataperwork‐package.Animportantdetailistheexpectedtimeofavailabilityofthedata,becauseintimedataflowsamongtheCRPmembersandtheCCresearchteamsrelyona clear scheduling. From the results adatabase isbeing created,whichallows

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queriesandreportsbythedatamanagementexecutivegroupforitsdatamanagementplanningregardingdatasupplyanddemand.

Noteverywork‐packagewasabletospecify itsdataprovisionsoverthecompletelife‐timeoftheproject,attheprojectoutset,thereforetheabove‐mentionedsurveywillberepeatedfromtimetotime.InadditionthequestionnaireaskswhichsoftwareistobeusedbyscientistsintheframeworkofWASCAL(firstresults,seeAnnex4).This infor‐mationwillbeused toplansoftwareprocurementand installation in theCompetenceCenter.DemandsondatasupplyintheCompetenceCenterarenotspecifiedindetailasyet,butlistingswiththematic,datatypeandapplicationrelatedgroupingsofdatatobeusedandproducedintheCCduringtheproject’slifetimewillbepreparedasfarasnec‐essary.

2.4 DataIntegrationandStandardization

Inordertoensurecompatibilityindataintegrationbyseveralapplications/models,de‐tailed standards and regulations for particular data groupswhich are not covered bycommonstandardizationrules,willbespecifiedincooperationwiththerespectivesci‐entificexpertsintheirfields.Integrationbetweenthedatabeinggatheredintheprojectandpre‐existingdatasourceswillbemadeonseverallevels,asfarasappropriate:

Observablepropertylevel:whereneeded,transformationofunitsandrecalcula‐tionsofvalues

Formatlevel:reformattingtostandardizedformats(seenextsection)

Geographic reference system level: transformation to standardized coordinatesystems

Documentationlevel:useofstandardizedmetadataprofiles

Temporalandspatialscales(bymetadata).

TheDataManagement ExecutiveGroupwill provide reference tableswithmandatorystandardvocabulariestobeusedinWADItotheWASCALcommunity.

2.5 DataFormats

Datastorageanddata formatshighlydependonthe typesofdatawithinadatastock,whichcanbeveryheterogeneous.Basically,dataofinterestinWASCALcanbeclassifiedasfollows:

Structured(quantitative)data:

o Time series data provided by online in‐situ or remote sensors, to bestoredinrelationaldatabases

o Tabular (statistical)dataderived frommeasurements, surveysorgener‐atedbysimulations,tobestoredinfilesorrelationaldatabases

Unstructured(qualitative)datasuchasdescriptivedocuments,audio‐andvideodata,pictures,storedinfiles

Georeferenceddatastoredinfilesorrelationalgeodatabases

o Vector‐basedandattributedgeodata

o Rasterbasedgeodata

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Exceptforunstructuredinformation,alldataisbeinginterpretedbycomputerprogramstomakeitunderstandableandis‐byitsverynature‐softwaredependent.Dataarethusendangeredby theobsolescenceof thehardwareandsoftwareenvironmentonwhichaccesstodatadepends.Thebestoptiontowarrantinteroperabilityofdatabetweenva‐rietiesofapplicationsandoverthelongtermistoconvertdatainnon‐proprietaryandstandardizedopen‐formats.Nevertheless,archivingofdatainproprietaryformats9canbe required in cases wheremeaningful content would get lost when storing in openformats, e.g. formulas and diagrams in MS Excel tables when exporting in comma‐separatedvalues(ASCII/CSV)files.Inordertosavestoragespaceonthehard‐drivesoftheserver,uploadeddatamaybestoredascompresseddatafilepackages(e.g..zip,.7z,.rar).

ThefollowingfileformatsfordatawillbesupportedbyWADI:

Typeofdata Preferableformatsforexchangeandreuse

Acceptableformats

Qualitativedatatextual

Richtextformat(rtf),OpenDocumentText(.odt),PlainText(.txt),eXtensibleMark‐upLanguage(XML)textaccordingtoanappropriateDocumentTypeDefinition(DTD)orschema(.xml)PortableDocumentFormat(.pdf),

Hypertextmarkuplanguage(.htm),Widelyusedofficeformats(e.g.MSWord) 

Quantitativetabu‐lardata(withorwithoutcolumnla‐beling,variablesnamesandmetada‐ta)

CommaSeparatedValues(.csv),Tab‐delimitedFile(.tab),OpenDocumentSpreadsheets(.ods),ExtensibleMarkupLanguage(.xml),SPSSportableformat(.por)NetCDF(.netcdf),HierarchicalDataFormat(.hdf)

MicrosoftExcel(.xls,.xlsx),dBase(.dbf),SPSS(*.sav)MSAccess(.mdb,.accdb)

Digitalimagedata Bitmap(.bmp)JointPhotograficExpertsGroup(.jpg,.jpeg)PortableNetworkGrafics(.png)

TaggedImageFile(.tif,.tiff)Georeferencedvec‐tordata

ESRIshapefile(essential‐.shp,.shx,.dbf,optional‐.prj,.sbx,.sbn)GeographicMarkupLanguage(.gml)CADdata(.dwg)

ScalableVectorGraphics(.svg)KeyholeMark‐upLanguage(KML)CADdata(.dxf)MapInfoInterchangeFormat(.mif)

Georeferencedras‐ GeoTIFF(TaggedImageFileFormat/.tif,.tiff),

9E.g.MicrosoftFormats:Excel,Word,etc.(http://en.wikipedia.org/wiki/Proprietary_format)(accessed01.28.2013))

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terdata NetCDF(.netcdf)EsriASCIIorbinaryGrid(.asc,.flt)HierarchicalDataFormat(.hdf)

Digitalaudiodata FreeLosslessAudioCodec(FLAC)(.flac)

#MPEG‐1AudioLayer3(.mp3)WaveformAudioFormat(WAV)(.wav)

Digitalvideodata MPEG‐4(.mp4),motionJPEG2000(.mj2)

 

Duetotheextensivedatavolumesandforreasonsofaccessibility,timeseriesdatafromin‐situandremote sensorswillnotbe stored in simple filebased formatsbut in rela‐tionaldatabasesystems.Fordatastorageinthedatabaseandregistrationofthesensormetadata,anunderlyingdatamodelfortimeseriesdatawillbeused,whichstoresenvi‐ronmental observations along with sufficient metadata to provide traceable heritagefromrawmeasurementstousableinformation.

2.6 NamingConvention

Data file names should reflect file content as best as possible. Therefore all filenamesmanagedbyWADIwilluseaconsistentnamingschemedefinedasfollows:

<Project>_<ScientificDiscipline/MainTopic>_<ThematicContent/Parameter>_<SpatialCoverage>_<TimeFrame(‐TimeStep)>_

(<SpatialGeometryType>)_<VersionNo>.<extension>

Withinone<element>severalitemsaretobeseparatedbyahyphen(‐),while<ele‐ments>aretobeseparatedbyanunderline(_).Therefore,thedatafilesmayhavethefollowingnames:

WSC_hyd_soil‐moisture_bf‐dano‐watershed_20000101‐20061231‐h_v1.csv

WSC_soc_household‐income_burkina‐dano‐watershed‐diebougou_2013.xls

Thecontentofthetagsare:

<Project>: denotestheprojectthedataisattributedto(e.g.WASCAL=“WSC”)

<ScientificDiscipline/MainTopic>: abbreviatesthedisciplineand/ormaintopicthedataisattributedto.Codingexamplesmaybe:adm=Administrativehyd=Hydrologyclim=Climatology

<ThematicContent/Parameter> denoteseitherthethematiccontentortheparame‐ter,whichisdescribedbythedata(e.g.reservoirs,temperature,regional‐capitals,food‐security)

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<SpatialCoverage> denotesthespatialextentofthedata(e.g.=ghana,ghana‐tamale,burkina‐dano‐watershed)

<TimeFrame(‐TimeStep)> denotesthetemporalextentofthedata(e.g.2010,20000101‐20061231‐h)

<SpatialGeometryType> specifiesthetypeofspatialgeometryincaseofgeodata.Codingexamplesmaybe:pol=Polygonpnt=Pointlin=Lineras=Raster

<VersionNo> specifiestheversionofthedataset(e.g.v1)

<extension> fileextensionaccordingtothetypeofdata(e.g.csv,xls,seesection2.5)

WhenuploadingdatatoWADI,datafilesmayautomaticallyberenamedaccordingtothecommon file names scheme using common metadata entries provided by the us‐er/uploaderofthedata.Thepossiblecontentoftheindividualtagsusedforfilerenam‐ing are provided by common vocabularies specified in reference tables,which can beaccessedanddownloadedfromtheWASCALdataportal.

2.7 QualityManagement

Thelevelofdataquality,followingthecommondefinitionofdataqualityi.e."Thestateofcompleteness,validity,consistency, timelinessandaccuracy thatmakesdataappro‐priateforaspecificuse"10,ishighlydependentontherealworldphenomenarepresent‐ed by the data and data products. To carry out data quality assessments specialistknowledgeonthefieldofdatagenerationisdemanded.Therefore,the 

a) responsibilityfordataqualityassessmentsandassurancemeasuresisbythesci‐entistsgeneratingorworkingonthedata.

b) datacreatorswillberequestedbythedatamanagementresponsibletodescribethedataqualityassurancemeasuresandtogiveanevaluationonthetrustwor‐thinessofthedatawithintheCentralMetadataCatalogue.

AllWASCALdatamustbeattributedbytheresponsiblescientistswithrespecttoitsdataqualityanddataprocessinglevels.Thisistobedonebyacombinationofadataqualifierandaprocessingstatusflagassignedtoeachdataset.Thesequalityinformationareei‐therstoredinthemetadataforentiredatasets(geodataorotherfilebaseddata)oronthelevelofindividualobservationsfortimesseriesdata.

The data qualifier provides qualifying information that can note validity informationaboutthedata(like“visuallychecked”)oranythingunusualorproblematicaboutindi‐vidualobservations(suchas, forexample, "holding time foranalysisexceeded"or"in‐completeorinexactdailytotal").AlistofdataqualifierswillbeelaboratedbytheDataManagementExecutiveGroupincollaborationwiththeresponsiblescientistsinthefirstphases ofWASCAL, published as a reference table byWADI, andwill continuously berevisedondemand.

10http://en.wikipedia.org/wiki/Data_quality(accessed01.05.2013)

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2.8 IntermediateandPersistentData

Alldatacreated,collectedandusedbytheWASCALprojectandbeingregardedasvalu‐ableforverifyingscientificfindings,reuseinfurtherresearchandintegrationinpolicyadvice statements,will stored inWADI or in connected data infrastructures as far asauthorizedbyWASCAL.However, inorder toavoidoverflows in thedata repositoriesand the accumulation of unnecessary and unneeded data versions, scientists shouldcarefullyevaluateifadatasetshouldbesharedbyintegrationintothedatabasesornot.

Inthedataprocessingchainadatasetmighthaveanintermediatecharacter.

Theprocessingstatuscharacterizesthegeneralprocessingstepsthatthedatahavebeensubjected to.Dependingon theparametersbeingcontrolled, severalprocessingstatuslevelsaredefined:

Processinglevel“L‐1”:RawDataRawdataisdefinedasunprocessedorpreliminarypre‐processeddataanddataproductsthathavenotundergonequalitycontrol.Dependingonthedatatypeanddatatransmissionsystem,rawdatamaybeavailablewithinsecondsorminutesafterreal‐time.

Processinglevel“L‐2”:QualityControlledDataQualitycontrolleddatahavepassedqualityassuranceproceduressuchasroutineestimationoftimingandsensorcalibrationorstatistical/visualinspectionandremovalofobviouserrors.

Processinglevel“L‐3”:DerivedProductsDerivedproductsrequirescientificandtechnicalin‐terpretationandincludemultiple‐sensordata.

Processinglevel“L‐4”:InterpretedProductsTheseproductsrequireresearcher(PI)drivenanaly‐sisandinterpretation,model‐basedinterpretationusingotherdataand/orstrongpriorassumptions.

Processinglevel“L‐5”:KnowledgeProductsTheseproductsrequireresearcher(PI)drivenscien‐tificinterpretationandmultidisciplinarydatainte‐grationandincludemodel‐basedinterpretationusingotherdataand/orstrongpriorassumptions.

Withtheintentiontodescribephasesincreatingscientificandpublishablefindings,thestateofdataprocessingcanberelatedtospecificresearchdomains.ResearchDomainsdefinethegroupofuserswithwhomdatawillbeshared11.Thelistingbelowservesasanorientationguideforthedecisionastowhetherdatashouldbeup‐loadedintoWADIornot.Ifindoubt,theWASCALDataManagementExecutiveGrouportheprojectcoor‐dinatorsshouldbeconsulted.

11Treloar & Harboe-Ree, 2008 (http://www.valaconf.org.au/vala2008/papers2008/111_Treloar_Final.pdf accessed 10.24.2012)

Rawdata

Intermediateresults

Finalresearchresults

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a) PrivateResearchDomain:Involvesmembersofacoreresearchteam,e.g.awork‐packageintheCoreResearchProgram.Datausedinthisdomainusuallyrepre‐sent raw, preliminary or intermediate rather than final research findings. Datamanagementandsharingoccurswithintheteam,andispre‐definedasmembersonly.

Therefore,datadonothaveto,butmaybeintegratedinWADIorinanexter‐nal Data Management Infrastructure connected to WADI. In case data isstored in the researchdatabasesaccessiblebyWADI, itbecomesaccessiblewith restrictions, such as for instance forwork‐packages or Core ResearchProgram teammembersonly (mappedas a specific „user group in the sys‐tem)

b) Shared Research Domain: Involves researchers collaborating with a core re‐searchteam,oftenacrossinstitutions.Datasharedmostlyrepresentintermediateresearchresults,whicharenotthesubjectofascientificpublicationasyet.

Therefore,datahave tobe integrated inWADIor inanexternalDataMan‐agementInfrastructureconnectedtoWADI,butthedataaccessisrestrictedto members of a research cluster, the research groups in the CompetenceCenterortoWASCALstaffasawhole(mappedas“usergroups” inthesys‐tem).

c) PublicDomain: Involves thepublic sphere.Datamayhaveallprocessing statesandmaybeusedinorreferencedbypublications.

Therefore,datahave tobe integrated inWADIor inanexternalDataMan‐agementInfrastructureconnectedtoWADI,andwillbeaccessiblebythesci‐entific community, decision makers, politicians and the interested, non‐commercialpublic.

2.9 Versioning

Withinadataprocessingchainseveralversionsofadatasetmaybecreated.Aversioncanrepresentastatusintheprocessingchain,orasmallmodificationmadetothedataduetootherreasons.Versioningmightalsooccurinscenariosbeingresultsofmodeling.

Versionscanbemarkedsimplybyaddingaversionnumbertothefile‐,database‐name,database‐record or to a data‐identifier, e.g. <file/database/database‐record‐name><version‐number>, respectively, by adding a time stamp. In addition, par‐ent/childrelationshipsmaybeincludedintheCentralMetadataCataloguetodocumentseveralstatesintheprocessingchainasversions.

Where required server‐clientbasedversioncontrol softwarewill beused, e.g.ApacheSubversion(SVN).Subversionmanagementsoftwareiscommonlyusedinsoftwarede‐velopmentenvironments,whereseveraldevelopersworkonthesoftwarecodelocally,and code extensions ormodifications aremerged to a software code repository on aserver.SVNclientsareconnectedtotheserverbycommondatatransferinternetproto‐colsaslikeFTP,SFTPorSCP.

Thepossibleusefulnessoftheabove,andimplementationforotherapplicationse.g.cli‐matemodeling,intheframeworkofWASCALwillbediscussedwiththerespectivespe‐cialistsintheDataManagementCouncil(see7.1b)attheprojectoutset.

2.10 DataDocumentationandMetadata

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Datadocumentation throughmetadata is anessential requirement for theassessmentandevaluationofdatawithinadata infrastructure.Moreover, thetaskofadata infra‐structuretodisseminateandtopromotetheusageofthedatausuallyfailsifthedataarenotproperlydescribedand,asaconsequence,usersarenotableto judgewhetherthedatacontentisrelevantandthedataqualityissufficienttotheirspecificneeds.

InWASCAL, metadata will be managed and published and, in case of file‐based datamanuallyprovidedtotheWADIbyscientists,becreatedbyusingthetoolsprovidedbyaCentralMetadata Catalogue (CMC) application integrated in theWASCAL data portal.Thesetoolsprovidetheuserwithfacilitiestouploadresearchdatawithitsmetadatainoneworkingstep.Ametadatasetconsistsofseveralelementstodescribethedata,e.g.author, abstract, lineage, data quality, etc. In order to exchangemetadata with othermetadatacataloguesorcomparableapplications,internationalapprovedstandardsandprotocolswillbeused(seesection2.10.1).

2.10.1 MetadataStandards

Theprincipalmetadatastandard for filebaseddataandgeodata tobeused is the ISO19115 "Geographic Information ‐ Metadata" standard, in xml‐encoding following ISO19139. These standards are widely established within distributed spatial data infra‐structures,wheregeoreferenceddatarepresentalargeproportionofthedatastock.ThesetofmetadataelementsintheISOstandardsiscapabletocovermostdata‐types,data‐topicsanddata–processes,evenfordatawithoutcoordinate‐basedspatialreference.Ifnecessary,theISOstandard19110todescribefeaturetypes(e.g.intabulardataonat‐tribute level) will be used. For digital documents (qualitative) and any other type ofqualitativedigitalweb‐content,DublinCorewillbeusedasthemetadatastandard.

Hydrologicalandmeteorologicaltimeseriesdatagainedfromtheobservationnetworkwill be distributed by web‐services, which provides the data together with basicmetadata. The metadata scheme provided by these services corresponds to the Sen‐sorMLspecificationbasedontheSensorWebEnablement(2.0)initiativeoftheOGC.

Metadataisretrievedfromtherelationaldatabaseinwhichthedataisstored,andwillbeintegratedand/orconvertedintotheserviceconfigurationbytheDataManagementExecutiveGroupincooperationwiththescientistsresponsiblefortheObservationNet‐workintheCompetenceCenter.

2.10.2 MetadataProfiles

Everyusergroupwillbeprovidedwitharangeofmetadataprofiles/templatestailoredto therequirementsofspecificdatagroups(e.g. remotesensingdata,sociologicalsur‐veys,statisticaldata)undertheircustody.TheprofilesaresubsetsofthebasicstandardISO19115,whichconsistsofaround400metadataelements,andwhichhelptheusertoworkmoreeconomicallywiththemetadataeditorsintheCMC.AlreadyestablishedISO19115profileswill be evaluated against the needs ofWASCAL (e.g.WMO‐Core). Ownprofiles,willbedevelopedbytheDataManagementExecutiveGroup,togetherwithre‐sponsiblepersonsfromtheWASCALresearchgroups,andimplementedintheCMCasfarasissuitable.

2.10.3 MetadataCreationandManagement

Creationandcapturingofmetadatadependsonthetypeandoriginoftheresearchdata.Someapplications (e.g.ESRIArcGIS)arecapable tocreateandexportmetadata intoa

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standard,whichiscomplianttotheWASCALmetadatastandards.Standalonemetadataeditorsbasedon theWASCALstandardsarealsoavailable (e.g. the INSPIREMetadataeditor12or CATMDEdit13) and can be used alternatively. As soon as it is connected toWADI themetadata canbe imported togetherwith thedata into theCMC. In general,however,metadataforfile‐baseddatawillbecreatedonlinethrougheditingtoolswithintheWASCALDataPortalapplication.Thelifecycleofmetadata,fromcreationandcon‐tentcontrollingofametadataset,toitspublicationintheweb,ismanagedbydedicateduserprofilesinthesystem.ThemembersoftheDataManagementExecutiveGroupwilltrain the users to use the metadata‐editing tool. The process of establishing thesemetadatacreatinganddatasharingworkflowswillbe leadandsupportedbytheDataManagementExecutiveGroupaswell.Inthecreationandmanagementofmetadatathefollowingrulesapply:

a) Every data set stored or archived in WADI must be described by meaningfulmetadata,complianttothedefinedmetadatastandardsandprofiles.

b) It is the responsibilityof thescientists respectively theWASCALstaffmembersup‐loadingdatatoWADItoprovidepropermetadatawiththedata.She/hewillbe granted the “editor” role in the user accountmanagement system ofWADI,which enables him/her to create, edit and delete his/her ownmetadata in theCMC.

c) Foreveryworkinggroupatleastoneresponsiblepersonwillbenominated(seesectionAnnex1),whowillbeinchargetocontroltheuploadandthedistributionofdatathecontentandthecompliancetothestandardsofthemetadatacontrib‐utedbycolleaguesinthegroup.ThispersonshouldbememberoftheResearchand Institutional Data Manager Working Group (RIDMG) (see section 7.1 c)).She/hewillbegrantedthe“ContentReviewer”orthe“Useradministrator”roleinthesystembywhichmetadatacontentanddatadistributioncanbecontrolledonworkinggroupbasis.

d) ThemetadatamustcontaineitheraURLtotheonlineresourceforaccessingthedatadirectlyoratleastthecontactdetailswherethedatacanberetrievedwhenstoredlocally.

e) Metadata is allowed to bemodified on any occasion by the owner, but itmustcontainabasicsetofmetadataelements–mostlypartofbyadedicatedmetadataprofile(seeprevioussection)‐tobeclassifiedas“completed”.

f) Datamayberejectedfrombeing importedintothe infrastructure ifproperandcompletedmetadataarenotdeliveredwithinacertaintimeperiodafterupload‐ingthedata.

In addition, controlled vocabularies such as keyword‐thesauri, reference tables, fixedcategoriesetc.willbeimplementedincoordinationwiththeusers,tosupporttheeasyfindingofdataby filteringthemetadata.TheGeneralMultilingualEnvironmentalThe‐saurus(GEMET)isthefirstchoiceforthematicthesaurusimplementation,togetherwitha thesaurus for spatial locations. Furthermore, for example,more scientific disciplineorientedthesauri,maybeincludedinthecatalogueifrequiredbytheusers.

12http://inspire‐geoportal.ec.europa.eu/editor/(accessed01.15.2013)13http://catmdedit.sourceforge.net/(accessed01.15.2013)

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2.11 Georeferencing

Inordertocreatemapsbyoverlayinggeospatial layersgeneratedfromgeodataofdif‐ferentsourcesitisimportantthatthelayerssharethesamegeographiccoordinatesys‐tems(GCS)andprojections.Specificrequirementsontheaccuracyofspatiallocalizationmaydemandtheuseofregionalorlocalcoordinatesystemsandprojections.However,when submitting geospatial layers toWADI the geodata should be referenced by theWorldGeodeticSystem1984(WGS1984).Thereforeitmightberequiredtotransformthegeodata, e.g. fromUTM intoWGS1984,beforeuploading intoWADIorpublishingthegeodataasWebMapServicelayers.ThelayersbasedontheoriginalGCScanbeadd‐edtotheuploadasitdeemsnecessary.

3 DataRightsManagement:PrivacyandIntellectualProperty

Datasharingandre‐use issubject to legalregulations.Therefore, thedatarightsman‐agementisofcrucialimportanceinthedatamanagementframework,andofhighpriori‐tyineachandeverydatamanagementplan.Thissectioninthedatamanagementplanwillbedevelopedby theWASCALDataManagementExecutiveGroup, incoordinationwiththeresponsiblebodiesintheWASCALprojectconsortium,andwiththehelpofle‐galexperts.AssoonasitislegallyapprovedandadoptedbyallrelevantpartiesinWAS‐CAL,itwillbepublishedofficiallyandcomplementthedatamanagementplan.

Inthefollowingapreliminarydraftforadatarightsmanagementstatement,andrespec‐tively a data policy, is provided. Asmentioned, it might be adapted to the legal con‐straintsresultingfromthepoliticalandthereforejuristicconditionsinwhichWASCAL,andrespectivelytheCompetenceCenter,isembedded.

3.1 EthicalandPrivacyIssues

Ingeneral,personaldata,whichisdatacharacterizinganindividualhumanbeing,issub‐jecttoparticularprotection.Inresearch,personaldatacontainingprivacy‐sensitivein‐formation(e.g.householddatawithprivate/personalmaterialor familydetails,whichleadbacktotheindividuals)canbeusedandprocessedonlywiththeconsentofthein‐dividualssupplying thedataor information.Correspondingly, inpublicationspersonaldatacanbeusedonlywiththewrittenconsentofthepersonsconcernedinthedata.InWASCALthefollowingprivacyruleswillbeapplied:

a) DatawithprivacycontentwillbestoredinWADIonlywithadocumentcontain‐ingthetermsofusebeingsignedbytheindividualsconcerned.

b) Providedthattheresearchpurposeisnotaffected,thedatawillbeanonymizedassoonaspossibleby,e.g.

i. removingdirectidentifiers,e.g.names,addressesorspatiallocalizations

ii. generalizationofvalues,e.g.rangesofhouseholdincomes

iii. storingthedatabyseparatingcharacteristicsofpersonalormaterialcir‐cumstanceswhichcouldbeattributedtoanidentifiedoridentifiableper‐son. This can be done, for example, by storing the data in separatedfiles/tables connectedby identifiers (primary/foreignkeys).Approachesin thisrespectwillbedevelopedwith thosescientistswhoproducedataforwhichprivacy,e.g. fromlocalstakeholderswithinhouseholdsurveys,needstobemaintained.

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c) Dataprivacyprotection statementshave tobe included in themetadataby thecreatorofdatacontainingprivacy‐sensitiveinformation.

d) Thecreatorofdatacontainingprivacy‐sensitiveinformationisresponsibletore‐stricttheaccesstothisdatabyusingthemeans,whichareprovidedbytheWAS‐CALCentralMetadataCatalogue(CMC).

e) Ifaresearcherdependsonusingdatawithsensitivepersonalinformationinhisstudies,privacyprotectionstatements,basedonthetermsofuse(seeundera)inthissection)integratedinthedataretrievalprocesswouldhavetobesignedbythedatauserbeforeaccessingthedatasets.

3.2 IntellectualProperty

Intellectualpropertydoesnotprotectbarefacts/data,butratherprotectsonlytheforminwhich facts and/or data are presented.With regard to scientific outcomes literaryworks,suchaswrittenworks,speechesandcomputerprograms,illustrationsofascien‐tific or technical nature such as drawings, plans, maps, sketches, tables and three‐dimensionalrepresentationsareprotected,onlyinasfarasthattheymeetthetwore‐quirements:originality(anintellectualcreation)andindividuality(i.e.havingapersonalfeature).

Asaconsequence,noteverytypeofdataisregardedastheintellectualpropertyoftheconcernedscientist,neitheriseverytypeofdataprotectedbycopyrightlaw.Anexampleisrawdatafrombiophysicalmeasurementscollectedbyinstrumentsorbystandardizedscientificmethodologies.Datanotsubject to copyright canbesubject toownershiporuserighthowever,forexamplebytheownerofthemeasuringinstrumentorthedonorofadatacollectionactivity.

Althoughintellectualpropertyrightsarenon‐transferableingeneral,arightholdercanoriscommittedtogivethelicensetootherpartiestousethedata.Alicensecancontainallsortsofregulations(seesection3.3).InWASCALthefollowingintellectualpropertyruleswillapply:

a) Data created by WASCAL staff members that are not considered intellectualproperty,areownedbytheWASCALproject.

b) Bysigningadatasharingagreement(reflectingtherulesasstatedinsection4.1)everyregularlyemployedWASCALstaffmember,whoistheholderofdatacon‐sideredtobeintellectualproperty,grantsadatauselicense(seesection3.3)totheWASCALproject.

c) Withthedatauselicense,WASCALisauthorizedtomakethedataaccessiblebymeansofWADI, and in turn to grantuse licenses to stakeholders for scientific,policy‐adviceanddecisionmakingpurposesrespectively,byputtingthedata inthepublicdomain.

d) DatauselicensestobegrantedfordatainthecustodyofWASCALcanbelimitedtoindividualusersorgroupofusers,ortemporarilyberejectedifrestrictionsasdefinedinsection4comeintoeffect.

e) DataundertheownershipofpartnerinstitutionsbutalsoincustodyofWASCALduetoitsstorageinWADIwillbeprotectedagainstunauthorizedaccessonthebasisofagreementsbetweenWASCALandtherespectivepartnerinstitutions.

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3.3 Licenses

Copyright law provides the intellectual property rights holder with the possibility togranta license to thedatauser.A license isauseragreement, signedbybothparties,whichstatesthescopeforusingthedata.Ininformationsystems,however,whereusa‐ble items under intellectual property can be downloaded, a license is included in themetadata and/or oftentimes in the order process, so that by downloading it the useracceptsthelicense,forinstancebyclickingaspecialcheck‐box.InWASCALthefollowinglicensingruleswillapply:

a) WASCALstaffmemberswillsignadatasharingagreementwithWASCAL(basedontheregulationsstatedinsection4.2)atthebeginningoftheirworkinWAS‐CAL.Thisagreement includesadatause license tobeprovidedto theWASCALproject,andrespectivelytheCompetenceCenter.Thisuseright licenseincludestherighttodisseminatethedatatootherpartiesasdeemednecessarybyWAS‐CAL,butonlyinconsiderationoftherulesasstatedinsection4.2.

b) WASCALgrantsdatause licensestodatausersbasedonthe license frameworkprovided by the non‐profit organization Creative Commons14(e.g. by a licensetype <Attribution‐NonCommercial‐ShareAlike 3.0 Unported – CC BY‐NC‐SA3.0)15>.

c) The licenseswill citedasabstractswithin themetadataof thedata. InadditiontheURLtothedetailedlicensedefinitionatCreativeCommonswillbeincluded.

d) Inthemetadata‐cataloguethelicensewillbeincludedintheorderprocessforda‐taunderintellectualproperty,sothatbydownloadingit,theuseracceptstheli‐cense by entering his/her name and email‐address, and by clicking a specialcheck‐box.

e) DatainthepublicdomainwillbemarkedwithaPublicDomainMark.Itmightberestrictedtonon‐commercialpurposes.

4 DataSharing

4.1 AccesstoData

ProjectdatahostedbyWADIwillbeaccessibletoprojectpartners,andrespectivelythepublic,assoonasthisisdemandedbytheresearchteamsand/ortheprojectcoordina‐torsandtheExecutiveDirector.

InWADIlegalrequirementswillbemappedtoafine‐graineduserandusergroupstruc‐ture.Thisstructurewillregulatethedisseminationofdataanddataproductsbyreflect‐ingtherightmanagementdemandsasdelineatedinsection3.Thereforethefollowingrulesapply:

a) Fordatanot subject to intellectualproperty rights:MostlyL‐1 toL‐2data (seesection2.8)andownedbyWASCAL.Willbeaccessiblebyeveryoneintheinter‐net forscientificpurposes.An identification/registrationof theuser inWADI is

14http://creativecommons.org/ (accessed 12.17.2012)15http://creativecommons.org/licenses/by‐nc‐sa/3.0/legalcode (accessed 12.17.2012)

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notrequired.Apublicdomainmark(seesection3.3e)willbeattachedtotheda‐ta.

b) Fordatafallingunderintellectualpropertyrights:MostlyL‐3toL‐5datawithadatauselicenseatWASCAL:

i. Canbeaccessibleforeveryoneintheinternetforscientificpurposeswith‐outanyidentificationofthedatarequestinguser.Thedatauselicensewillbeattachedtothedata,andneedstobeacceptedbytheuserwhendown‐loading(bysubmittinghis/hernameandemail‐address).

ii. Access can be restricted toWASCALmembers or specific groups in andoutside ofWASCAL forwhatever reasons (e.g. due to publication inten‐tions).Theserestrictionshavetobecommunicatedtotheprojectcoordi‐nators,andthedatamanagersneedtobeinformed.Theuseridentifiedasamemberofsuchacloseddatasharingnetwork,andrespectivelyasau‐thorizedbythedataprovider,needsanaccountinWADItoaccesstheda‐ta.Adatauselicense(seesection3.3b)willbeattachedtothedata,andneeds to be accepted by the user when downloading (by submittinghis/hernameandemail‐address).

c) Fordataownedbyexternalprojectpartners(e.g.Met‐orHydro‐Services):accessrestrictions and data use licenseswill applied as statedwithin bilateral agree‐ments.

d) Foruseraccountsandgroupmemberships,whichgrantaccess todatasets:willbeadministeredbytheWASCALDataManagementExecutiveGroup,andrespec‐tively the data managers in the Competence Center, in collaboration with themembersoftheDataManagementCouncil.Informationonhowtogetpermissiontodownloadrestricteddata(“orderinginstructions”)isincludedinthemetadataoftherequesteddata.

e) DatadownloadswillberegisteredbynotificationsintheformofanemailsenttoaresponsiblememberoftheDataManagementCouncil inWASCAL(section7.1b))orResearchandInstitutionalDataManagerWorkingGroup(section7.1c).

ThemainentrypointtoWADIwillbeprovidedthroughtheWASCALhomepage,whichconnectseithertotheCentralMetadataCatalogueapplicationortootherdataqueryanddataaccesstools.

4.2 ProvisionofData

InordertoguaranteecontinuitytotheresearchactivitieswithinWASCAL,itisessentialthatdataproducedbyoneresearchgroupismadeavailableassoonaspossibletotheotherresearchgroupsorindividuals,andrespectivelytoexternalpartnersormembersoftheworldwidescientificcommunity.

In producingdatasets to be exchanged, site operatorsneed to refer to this dataman‐agementplan,inparticulartosections2.4to2.10.

Inconsiderationoftherequirementsandproceduresasfixedinsection3,thefollowingrulesfordataprovisionapply:

a) The project coordinators are the authorities to decide on data sharing and ex‐change.Theywillsettleconflictsinafriendly,mutuallyunderstandingmannertothe benefit of all stakeholders. Theywillmake sure that a scholar is contacted

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whenhis/herdataaretobeusedbyothers.IncaseofconflictthedecisionrestswiththeWASCALExecutiveDirector.

b) InternaldocumentsorprojectrelatedannouncementshavetobepublishedandexchangedbyusingtheWASCALhomepage.Alotherdata,dataproducts,docu‐ments,models,softwarecode,etc.whichisofinterestfor in‐andoutsideoftheprojectwillbepublishedandexchangedbyusingtheCentralMetadata‐CatalogueintegratedinthedataportalofWADI.

c) SeniorscientistsandregularstaffmembersofWASCALhavetoprovidethedatatoWADIassoonasitispreparedforexchange,andbyfollowingthestandardsasexplained in sections2.7‐2.10and the recommendations in section2.8, butnotlater than2months after its acquisition.Access restrictions to thedatawill beregulatedasmentionedinsection4.1.

d) PhDstudents(“scholars”),whoarefundedbyWASCALhave

i. priorityrightstopublishhis/herdatafirst,e.g.aspartofhis/herPh.D.orpublication,asfarasthedata(L‐3toL‐4,section2.8)issubjecttointellec‐tual property rights. If this priority right is not used, then after an ade‐quate timespan (24months), this right ispassedover to theproject. Inpracticethismeansthatonwardsfromthetimetherightispassedtotheproject, the coordinators in consultationwith the executive director de‐cidehowthedatawillbeused.Ifpossible,theywillconsultandinformthescholarabouttheirdecisions

ii. theobligationtouploaddatawhichisnotsubjecttointellectualpropertyrights (mostly L‐1 and L‐2 data, section 2.8) together with adequatemetadataintoWADIbyusingtheCMCapplication.

e) IfthestudyisaPh.D.studyconductedatapartneruniversity,e.g.theUniversityofBonn, then the rulesof theUniversityapply.Atpresent, such rules stipulatethatadataCDshouldbehandedovertothecoordinatorofthePh.D.programatZEForuploadedintotheZEFDataPortal(onlinespring2013)attheendofthestudy.ThisCDisstoredatZEFfor10years.However,ifthestudyisatanyotherpartnerinstitution,thentheirruleapplies.

f) Monitoringdatafromtheobservationnetworksaretobemadeavailableonlinewithinthreemonthsafterinstallation.

g) Projectdataaretobemadeavailablebydatabaseaccesswithinthreemonthsaf‐ter theWASCALprojectends,oraccording tootherallocatedsubmissiondead‐lines. It will be the Institutional Data Manager’s responsibility to ensure thatsubmissiondeadlinesareobservedandtochasepossiblydelayedormissingda‐ta.

h) For data provided by external parties, individual agreementswill bemade be‐tweenWASCALandresponsiblepersonsfromthedataprovidingandusingpart‐nerinstitutions.

4.3 ReuseofDataoutsideofWASCAL

WASCAL is an interdisciplinarymulti‐partner project, with the aim to provide policymakersandstakeholdersintheareaof ‘landuseadaptationtoclimatechangeinWestAfrica’withuseful informationbasedon the researchwork tobemadeby seniorand

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juniorscientists intheWASCALCoreResearchProgram,thegraduateschools,andtheresearchteamsintheCompetenceCenter.

Other organizations and programsworking on comparable scientific agendas, such astheAMMAprojectandtheGEOSSprogram,nationalpoliticalbodiesandNGOs,willbeinterestedinthedatatobemadeavailablebyWASCAL.

TheCompetenceCenteristobeestablishedasapermanentinstitution.Datamanagerswillhavetofurtherdevelopdatamanagementstrategiesfittingup‐comingrequirementsinresearchanddecisionmaking,andconsideringnewconceptualandtechnologicalde‐velopmentsrelevantforthemanagementofdata(asfarasthisfallswithintheresponsi‐bilityofthedatamanagers).

4.4 Citationrules

4.4.1 CitationandAcknowledgmentofDataSourcesinPublications

WhendatastoredinWADIandobtainedfromtheDataPortalisusedwithinapublica‐tion, the source of the data is to be cited by including a persistent URL (<server‐address><UUID of themetadataset>),which addresses themetadata in the CMC. Thelinkcaneitherbeincludedasafootnoteorinthereferences/bibliography.Ifdataisob‐tained from other colleagues within WASCAL, these other colleagues must be citedproperlyaccordingtothepossiblecases:

a) If the data have been produced in actual fieldwork by one personwithin theWASCALproject, thesepersonsshouldbeacknowledged, citedorevenbecomeco‐authors.

b) IfthedataisavailablefromtheWASCALDataPortal,acitationoftheURLtothemetadataset intheCMCissufficient,becausethemetadatacontainsthedetailsfromthedatacreatorandcontributors.

c) Ifaninstitutionhasprovidedthedataset(generallythecasewithsecondaryda‐ta),theinstitutionmustbecited.

d) Ifconsiderableeffortsoftwoormorepersonsgointoonedataset,jointpublish‐ing (i.e. thenamingofbothasdata sources/authors inapublication) is recom‐mendedandappropriate.

e) Whengatheringorpreprocessingofprimarydatawassubstantiallysupportedbyothers(e.g.studentassistants),theyshouldalsobeacknowledged.

4.4.2 CitationandAcknowledgmentinPublications

WhenaWASCALstaffintendstopublishdata,researchresultsandinformationespecial‐lyinaninternationalcontext(journal,book,conference,andsoon),severalregulationsshouldbefollowed.Ineachpublicationareferencetothedonorsandtheexecutingin‐stitutes must be made: this is mandatory. For example, the acknowledgement in thepublicationmaystateoneof:

a) This research was conducted in the framework of the WASCAL project (PN:01LG1202G) funded by German Federal Ministry for Education and Research(BMBF)”

b) This research projectwas carried out under the auspices of the agreement onscientific‐technologicalcooperationsignedbythegovernmentsofGermanyand‐

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‐‐.TheGermanpartnerwasfundedbytheGermanFederalMinistryforEducationandResearch(BMBF).TheWASCALPartnerwassponsoredbyMinistryof….TheexecutingpartnersweretheCenterforDevelopmentResearch(ZEF)oftheUni‐versityofBonn,Germanyandthe……….

c) Priortosubmittingthedocumentforpublication,permissionshouldberequest‐edfromtheeditorialcommitteeofWASCALwhichconsistsof…..persons:Thedi‐rectorofZEF‐,……………..,…………,……….. .Onlyafterapprovalthedocumentcanbesubmitted.

d) Oralpresentationsandposterpresentationsofthescientificworkinanykindofmeetingmustbeprecededby adry runwithin a groupof project participants.Thiswillservenotonlyasaformoftrainingandasameanstocommunicatethepresentation’s intentions,butalsoasanoccasiontoobtainpossiblecorrectionsforanymisinterpretationsofdata.

5 Short‐TermStorageandDataManagement

5.1 StorageMediaandDataTransfer

DatatobeexchangedandpublishedinsideaswellasoutsideofWASCALwillbestoredonstoragedevicesonserversattheCompetenceCenter.Primarystoragewillbeaccom‐plishedusingRAIDharddrivedisksonastorageareanetwork(SAN).InadditiondataarestoredinrelationaldatabasesystemsandWeb‐basedcontentmanagementsystems,enablingdataaccessviaHypertextTransferProtocol(Secure)(HTTP(s)),(Secure)FileTransfer Protocol ((s)FTP), Secure Shell (SSH), Server Message Block Protocol(SMB/CIFS)andWeb‐basedDistributedAuthoringandVersioningProtocol(Web‐DAV).FordatatransferfromandtotheCompetenceCenterit isespecially for largedataob‐jectsnecessary toprovidea software tool that enables resumea transfer after an ab‐normalconnectionlosttoavoidresubmittingalreadysubmitteddata.Thisisparticular‐lynecessarybecauseofacomparativelypoorcommunicationinfrastructurewithinAfri‐ca.

Datafrompartnersmightbestoredintheirowndatainfrastructuresandlinkedtothecentraldatainfrastructurebystandardizedwebservices(seesection2.1).Independent‐lyoftheactualdatastoragedevicesintheWASCALdatainfrastructure,aregistrationofdatasetinthemetadatabasetogetherwithdistributioninformationgivinginstructionswheretoaskfordatahastobemadeatleast.

5.2 Backup

DatabackupinWADIisaccomplishedusingregulardataandsystem(virtualmachines)backupsonharddiskdrivesandregulardataarchivingusing tapedrives.Backup fre‐quencieswilldependonthedatamodificationratebutwillbeatleastoneperday.Ar‐chiveofdatatotapedrivedriveswillbeperformedifnecessary.TheresponsibilityfordatabackupandarchiveiswiththeWASCALdatainfrastructureadministratorsrepre‐sentedby theWASCALDataManagementExecutiveGroup,andrespectively, after im‐plementationofWADIattheCompetenceCenterbyitsdatamanagers.

Institutionaldatamanagers(section7.1c))areresponsiblefortheimplementationandsupervisionofproperdatabackupandarchivestrategiesintheirinstitution.

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5.3 Security

During the project's lifetime access restrictions and data security is ensuredby usingcommonITcomponentssuchasfirewalls,virus‐scanners,secureconnections(ssl,tls,…).Accesstodataprovidedbyinternalandexternalwebservicesmayberestrictedtotakeplace via WADI based on Lightweight Directory Access Protocol (LDAP) technology.Basedondatapolicyagreements,usersneedtoberegisteredinthedatainfrastructure.Everyuserwhoaccessesrestricteddataoughttosignanagreementinwhichthelicenseconditionshavetobeconfirmed(see3.3).

Accesscontrolwillbe implementedonaperdatasetbasis in theCMCor throughnet‐workaccesscontrol,e.g.whenaccessingtheserverviaFTP,sshorotherweb‐protocols.

Based on user profiles and user groups,WADIwill give dedicated access and activitypermissionsonthesystemtoauser.AccesstodatawillbemanagedbytheDataMan‐agementExecutiveGroupincooperationwiththosehavingdatamanagementresponsi‐bilitiesintheresearchteams(mightbemembersoftheDataManagementCouncil),theprojectcoordinatorsandtheExecutiveDirector.Auserandgroupconceptwillbeelabo‐ratedandwillconsiderthefollowingaspects:

Roleoftheuserwithrespecttodataacquisition:Dataprovider/producer/con‐sumer/anddatamanagementrelatedroleintheresearchteam.

Typeofindividualrelationshiptotheproject:memberofprojectstaff,memberofpartnerinstitution,employmentconditions(funding,position).

Scientificdisciplineandteam‐membershipinworkinggroups.

6 DepositandLong‐TermPreservation

Along‐termstrategyformaintaining,administeringandarchivingthedataistobeen‐suredbythelong‐termstorageofdataattheCompetenceCenter.

6.1 Long‐TermSpecifics

DataaretobekeptbeyondthelifetimeoftheprojectforaslongasneededbytheusersintheCompetenceCenter.HowdatawillbemanagedbeyondtheCCestablishingproject(WASCAL)willdependuponhowthecenterwillcontinue thereafter.Assumingacon‐tinuationasaScienceServiceCenter,dataanddataproductswillplayacrucialrolefur‐theron.Lifecyclesofdatawillbehandledbyfollowingthedemandsexpressedbyscien‐tists and stakeholders at the end ofWASCAL. Plans for archiving and of preservationstrategies (by seeingarchiveddataasnot immediatelyaccessibledata),willbedevel‐opedbytheDataManagementGroupattheCompetenceCenterintime.

Managingdatasets including sensitivedataover the longer termwillbeaccomplishedtakingintoconsiderationnationallaws.SensitivedatawilleitherbeanonymizedortheprotectionofdataprivacywillbeassuredbytheCompetenceCenterdatamanagersbycontracts.

Datatransformationbyreformattingtoopenformatsorbytransformationtoanappro‐priategeographicreferencesystemmaybeperformed,asandifnecessary.

6.2 MetadataandDocumentationforLong‐TermPreservation

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DatasetswillbelinkedbyinternalentrieswiththeUIDsinthemetadatabase.Inaddi‐tion,xmlfiles(ISO19139standard)aretobedownloadedautomaticallytogetherwiththedatafileswhenauseraccessesthedatainWADI.Thiswillbedonebythedatapro‐viders/creatorsbyeditingmetadataonlineontheWASCALdataportal,orbyusingap‐propriatetoolsextractingmetainformationfromdatastoredonlocaldrivesinaformat(19139xmlschema),whichcanbeuploadedtothecentralmetadatacatalogue.

Publishedmaterialsand/oroutcomes,preferentiallylinkedtotheuseddata,willbein‐cluded in thedata infrastructures.ThiswillbedonebypersistentURLs (composedofserverhostnameandmetadataUID)totherelatedentry in links inthemetadatacata‐logue,respectivelybyDigitalObjectIdentifiers(e.g.fromtheDOI‐System16)asfarasisintroducedinWASCAL.

6.3 Longer‐TermStewardship

Responsibilityovertimefordecisionsabout thedataoncetheoriginalpersonnelhavegone iswith theDataManagementExecutiveGroup togetherwith theheadquarter oftheCompetenceCenter,andbasedupondatapolicystatementsagreedwiththerespec‐tiveinstitutionalbodiesofWASCALandtheCompetenceCenter.

7 Resourcing

7.1 OrganizationalRolesandResponsibilitiesforDataManagement

During theWASCALproject funding timeperiod, coordinationofdatamanagement atdifferentlevelsofresponsibilitywillbeestablishedinthefollowingmanner:

a) DataManagementExecutiveGroup(DMG):TheDMGconsistsofthedatamanag‐ers responsible for conceptualization and implementation of the datamanage‐mentinfrastructureinWASCAL.Thisgroupisresponsiblefortheoverallcoordi‐nation,tobuildupandoperatetheWASCALdatamanagementinfrastructureandtoorganizeandcarryoutusertrainings.MembersofthegrouparelistedinAn‐nexA1.1.

b) DataManagementCouncil(DMC):TheDMCconsistsoftheexecutivedirectorre‐spectivelyhisdeputy,onerepresentativeperResearchCluster,oneleadingrep‐resentative of the Competence Center, representatives of the DMG and repre‐sentativesoftheWASCALpartnercountries.IntheDMCgeneralstrategicissueswithregardtodatamanagementwillbediscussedandpendingdecisionsofma‐jorrelevancewillbetaken,forexamplewithregardtodatarightsmanagement.Thegroupwillmeetorcommunicateondemand.MemberofthegrouparelistedinAnnexA1.2.

c) ResearchWorkingGroup(RWG):TheRWGwillworktogetherwiththeDMGandconsists of one representative per each Work Package, research group in theCompetence Center andGraduate Research Program and/or representatives ofthe main partner institutions contributing data to WASCAL. Within thegroups/institutions they represent they have to organize the controlling, pro‐

16http://www.doi.org/(accessed12.09.2013)

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cessing, preparation for sharing (e.g. by transformations), qualitymanagement,andprovidingofdataandmetadatatoWADIasfarasdemandedbytheWASCALdata management policies. This could be done e.g. by the designation of datamanagement responsibles (datamanagers) in the respective institution orWP.TheDMGwillworkcloselytogetherwiththesedatamanagersbysupportingandtrainingthemindatamanagementtaskswithintheirresponsibilitye.g.thesub‐missionofmetadataanddatatothecentraldatabases,andwillorganizefurtherprocessingasfarasitfallsundertheirresponsibility.Furtherprocessing,asideofdatasharing,couldbethecreationofportrayalandothervisualizationservices.The groupwillmeet and communicate on demand.Members of the group arelistedinAnnexA1.2.

Figure2:OrganizationalstructureintheWASCALDataManagement

7.2 DataManagementActivitiesFunding

Fundingofdatamanagementwithintheprojectlifetimeispartoftheproposedprojectbudget.Longertermfundingaftertheproject’sendisnotyetspecified.

8 AdherenceandReview

This data management plan will be signed by theWASCAL project management andeventuallybythestaffmembersof theWASCALcompetencecenter.Thedegreeofad‐herencetotheplanwillbeobservedinthedailyworkoftheDataManagersandcheckedbytheDataManagementExecutiveGroup.

Currently,therearenodetailedplansforreviewingthisdatamanagementplan.

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9 StatementofAgreement

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Annex1 Contactdetailsofnominateddatamanagers/namedin‐dividuals

A1.1 DataManagementExecutiveGroup

Dr.RalfKunkel(headofgroup)SeniorresearcheranddatamanagementcoordinatoratResearchCenterJülich52425Jülich,GermanyPhone: ++49‐2461‐613262E‐Mail: r.kunkel@fz‐juelich.de

AntonioRogmannSeniorresearcheranddatamanageratCenterforDevelopmentResearch,Uni‐versityofBonnWalter‐Flex‐Str.3,53113Bonn,GermanyPhone: ++49‐228‐734904E‐Mail: arogmann@uni‐bonn.de

Dr.ChristineFürstSeniorresearcheratCenterforDevelopmentResearch,UniversityofBonnWalter‐Flex‐Str.3,53113Bonn,GermanyPhone: ++49‐228‐734922E‐Mail: cfuerst@uni‐bonn.de

JürgenSorgDatamanagerandcomputerscientistatResearchCenterJülich52425Jülich,GermanyPhone: ++49‐2461‐615535E‐Mail: j.sorg@fz‐juelich.de

HuapingWangDatamanagerandcomputerscientistatResearchCenterJülich52425Jülich,GermanyPhone: ++49‐2461‐618055E‐Mail: h.wang@fz‐juelich.de

N.N.,DataManageratWASCALCompetenceCenterAddress: ?Phone: ?E‐Mail: ?

N.N.,SystemAdministratorattheCompetenceCenterAddress: ?Phone: ?E‐Mail: ?

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A1.2 DataManagementCouncil

A1.3 ResearchWorkingGroup

A1.4 InstitutionalDataManager

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Annex2 ListofcontributingorganizationstoWASCAL

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Annex3 Glossary

CC WASCAL Competence Center: Service center for the WASCALpartnercountries,buildingonthenationalresearchcommunitiesoftheWestAfricancountriesparticipatinginWASCAL.Thecenterconnectsregionalpartners indata‐collectionnetworks (observa‐tionnetworks),andofferstheinfrastructureandexpertiseneces‐saryforanalyzingtheimpactsofclimatechangeandfordevelop‐ingstrategiesandpoliciestocopewiththem.

CMC CentralMetadata Catalogue, which stores allmetadatamanagedbyWADI.

CMS ContentManagementSystem:Computerprogramthatallowspub‐lishing, editing and modifying content as well as maintenancefrom a central interface. Such systems of content managementprovideprocedures tomanageworkflow ina collaborativeenvi‐ronment.

CRP WASCAL Core Research Program: Joint research program onadaptedlanduseandmanagementunderchangingclimaticcondi‐tions, which brings together a German and an equivalentWest‐Africanresearchconsortium.

CSW CatalogServicefortheWeb(sometimesseenasCatalogService‐Web):StandardforexposingacatalogueofgeospatialrecordsontheInternet(overHTTP).CSWisonepart(or"profile")oftheOGCCatalog Service, which defines common interfaces to discover,browse, and querymetadata about data, services, and other po‐tentialresources.

DMI DataManagementInfrastructure

DMP DataManagementPlan:Formaldocument thatoutlineshowyouwillhandleprojectdataduringresearchtimeandaftertheprojectiscompleted.Thegoalofadatamanagementplan is toconsiderthemanyaspectsofdatamanagement,metadatageneration,datapreservation, and analysis before theproject begins; this ensurethat data are well‐managed in the present, and prepared forpreservationinthefuture.

GIS Geographic Information System: System designed to capture,store,manipulate,analyze,manage,andpresentall typesofgeo‐graphicaldata.Inthesimplestterms,GISisthemergingofcartog‐raphy,statisticalanalysis,anddatabasetechnology.

GRP WASCAL Graduate Research Program: Program to support andfacilitateacademiceducationamongstWestAfricanuniversitiesinassociation with German counterpart institutions. The activitiesfocusonthetrainingofdoctoralstudents.

OGC The Open Geospatial Consortium (OGC), an international volun‐taryconsensusstandardsorganization,originatedin1994.IntheOGC,morethan400commercial,governmental,nonprofitandre‐

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search organizationsworldwide collaborate in a consensus pro‐cess encouraging development and implementation of openstandardsforgeospatialcontentandservices,GISdataprocessinganddatasharing.

SDI Spatial Data Infrastructure: Data infrastructure implementing aframeworkofgeographicdata,metadata,usersandtoolsthatareinteractivelyconnectedinordertousespatialdatainanefficientandflexibleway.

SWE OGC'sSensorWebEnablementframeworkdefinesasuiteofwebserviceinterfacesandcommunicationprotocolsabstractingfromtheheterogeneityofsensor(network)communication.

UID UniqueIdentifier:anyidentifierwhichisguaranteedtobeuniqueamongallidentifiersusedforthoseobjectsandforaspecificpur‐pose.

WADI WASCALData Infrastructure: Spatial data infrastructure createdtomanagethedatafromtheWASCALproject

WASCAL West African Science Service Center on Climate Change andAdaptedLandUse

WCS TheOpenGeospatialConsortiumWebCoverageServiceInterfaceStandarddefinesWeb‐basedretrievalofcoverage

WFS Web Feature Service: Interface standard of the Open GeospatialConsortium,whichprovidesaninterfaceallowingrequestsforge‐ographical features across the web using platform‐independentcalls.

WMS Web Map Service: Standard protocol for serving georeferencedmapimagesovertheInternetthataregeneratedbyamapserverusingdata fromaGISdatabase.ThespecificationwasdevelopedandfirstpublishedbytheOpenGeospatialConsortiumin1999.

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Annex4 Datamatrix

ExcelFile:WASCAL_CRP‐OUT‐IN‐Data‐Matrix.xlsx