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Darou as an entertain modal with a shiftable deictic agent an inquisitive approach Yurie Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal: Darou as an Entertain Modality Sub-Proposal 1: darou as a root-level modal Sub-Proposal 2: as a deictic shifter Sub-Proposal 3: Darou as an Entertain Modal 4 Deriving the interpretations 5 Conclusion Hara (W/H) Darou JK25 2 / 48 Falling Declaratives: daroua sentence-final auxiliary that has a modal-flavor. darou in a plain declarative the speaker’s bias (1) John-ga Jonn-NOM kuru come darouDAROU ‘John is coming, I bet.’ ‘Probably, John is coming.’ Hara (W/H) Darou JK25 3 / 48 Rising Declaratives: darou(2) Yurie-wa Yurie-TOP wain-o wine-ACC nomu drink darouDAROU ‘Yurie drinks wine, right?’ L L o no mu da rou Time s . Time s . Pitch z Figure: Rising Declarative Play rising declarative Hara (W/H) Darou JK25 4 / 48

Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

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Page 1: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Darou as an entertain modal

with a shiftable deictic agentan inquisitive approach

Yurie Hara

Waseda/Hokkaido University

The 25th Japanese/Korean Linguistics Conference

Hara (W/H) Darou JK25 1 / 48

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 2 / 48

Falling Declaratives: darou↓

a sentence-final auxiliary that has a modal-flavor.

darou in a plain declarative → the speaker’s bias

(1) John-ga

Jonn-NOM

kuru

come

darou↓DAROU

‘John is coming, I bet.’

‘Probably, John is coming.’

Hara (W/H) Darou JK25 3 / 48

Rising Declaratives: darou↑

(2) Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou↑DAROU

‘Yurie drinks wine, right?’

H*L H%L%

o no mu da rou

Time (s)

0 0.6947

Time (s)

0 0.6947

Pit

ch

(Hz

)

0

500

Figure: Rising Declarative

Play rising declarative

Hara (W/H) Darou JK25 4 / 48

Page 2: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Falling Interrogatives: darou ka↓

(3) Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou

DAROU

ka↓Q

‘I wonder if Yurie drinks wine.’

H*L L%

no mu da rou k a

Time (s)

0 0.931

Time (s)

0 0.931

Pit

ch

(Hz

)

0

500

Figure: Falling Interrogative

Play falling interrogative

Hara (W/H) Darou JK25 5 / 48

Rising Interrogatives: darou ka↑

(4) #Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou

DAROU

ka↑Q

H*L L%H%

o no mu da rou k a

Time (s)

0 0.8246

Time (s)

0 0.8246

Pit

ch

(Hz

)

0

500

Figure: Rising Interrogative

Play rising interrogative

Hara (W/H) Darou JK25 6 / 48

Summary

Falling Rising

darou↓ darou↑Declarative statement tag/confirmation Q

(‘I bet’) (‘... right?’)

darou ka↓ darou ka↑Interrogative self-addressing Q #

(‘I wonder’)

Table: Meaning of darou according to sentence type and intonation

Hara (W/H) Darou JK25 7 / 48

Darou can take an interrogative or declarative as its argument.

Darou express either the speaker or the addressee’s bias.

Proposal

Darou is a root-level modal operator E⊙, which expresses epistemic

issues associated to the deictic center, ⊙.

Hara (W/H) Darou JK25 8 / 48

Page 3: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 9 / 48

Experiment I

Hara (W/H) Darou JK25 10 / 48

Falling Rising

DeclarativeInterrogative

Na

tura

lne

ss r

atin

g

12

34

5

Figure: Average Naturalness Ratings of Experiment I

Hara (W/H) Darou JK25 11 / 48

Experiment II

Hara (W/H) Darou JK25 12 / 48

Page 4: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

falling darou falling darou ka rising darou

Answer

Self−addressing

Confirmation

Natu

raln

ess r

ating

12

34

56

7

Figure: Average Naturalness Ratings of Experiment II

Hara (W/H) Darou JK25 13 / 48

Falling Rising

darou↓ darou↑Declarative statement tag/confirmation Q

(‘I bet’) (‘... right?’)

darou ka↓ darou ka↑Interrogative self-addressing Q #

(‘I wonder’)

Hara (W/H) Darou JK25 14 / 48

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 15 / 48

Proposal

Darou is a root-level modal operator E⊙, which expresses epistemic

issues associated to the deictic center, ⊙.

Hara (W/H) Darou JK25 16 / 48

Page 5: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 17 / 48

Darou ka cannot be embedded

(5) Emi-ga

Emi-NOM

igirisu-ni

England-DAT

itta

went

nichigainai/kamoshirenai

must/may

ka

Q

douka

or.not

kiite

to.ask

mita.

tried

‘I asked whether Emi must/may have left for England or not.’

(6) *Emi-ga

Emi-NOM

igirisu-ni

England-DAT

itta

went

darou

DAROU

ka

Q

douka

or.not

kiite

to.ask

mita.

tried

Intended: ‘I asked whether Emi probably left for England or not.’

Hara (W/H) Darou JK25 18 / 48

Speaker-orientation

(7) Boku-wa

I-TOP

ame-ga

rain-NOM

furu

fall

darou

DAROU

kara

because

kasa-o

umbrella-ACC

mot-te

have-and

it-ta.

go-PAST

‘Because it will rain (I bet), I took an umbrella with me.’

(8) #John-wa

John-TOP

ame-ga

rain-NOM

furu

fall

darou

DAROU

kara

because

kasa-o

umbrella-ACC

mot-te

have-and

it-ta.

go-PAST

‘Because it will rain (I bet), John took an umbrella with him.’

Hara (W/H) Darou JK25 19 / 48

Root phenomenon

Sub-proposal 1:

Darou is a root-level operator, which moves to [Spec CP] to check off

its uninterpretable feature, [uROOT].

Hara (W/H) Darou JK25 20 / 48

Page 6: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Surface form

CProot

CP

C′

TP C

darou

[uROOT]∅DECL/kaINTEROG

Croot

[ROOT]

Hara (W/H) Darou JK25 21 / 48

LF

CProot

CP

darou

[uROOT]C′

TP C

ti ∅DECL/kaINTEROG

Croot

[ROOT]

Hara (W/H) Darou JK25 22 / 48

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 23 / 48

Speaker → Subject of the attitude predicate

(9) a. Mary-wa

Mary-TOP

John-ga

John-NOM

kuru

come

darou

DAROU

to

COMP

omot-teiru.

think-PROG

‘Mary thinks that probably, John will come.’

b. Boku-wa

I-TOP

sou-wa

so-TOP

omow-anai-kedo.

think-NEG-though

‘I don’t think so (that he will come), though.’ (Hara, 2006,

128-129)

Hara (W/H) Darou JK25 24 / 48

Page 7: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Speaker → Addressee

(10) Marie-wa

Marie-TOP

wain-o

wine-ACC

nomu

drink

darou↑DAROU

‘Marie drinks wine, right?’

Hara (W/H) Darou JK25 25 / 48

Deictic Projection

(11) a. Can I go to your office tomorrow?

b. Can I come to your office tomorrow? (Huang, 2007)

Hara (W/H) Darou JK25 26 / 48

↑ as a deictic shifter

Sub-proposal 2:

The rising intonation ↑ is a Kaplanian monster that shifts the deictic

center from the speaker to the addressee.

(12) g = [⊙ 7→ SPKR]

(13) Falling interrogative

a. LF: p-darou ka↓ E⊙?p

b. JE⊙?pKg = Eg(⊙)?p = ESPKR?p

(14) Jϕ ↑Kg = JϕKg[⊙7→ADDR]

(15) Rising declarative

a. LF: p-darou↑ E⊙p ↑b. JE⊙p ↑Kg = JE⊙pKg[⊙7→ADDR] = EgADDR/⊙(⊙)p = EADDRp

Hara (W/H) Darou JK25 27 / 48

Falling Rising

Declarative p-darou↓ p-darou↑ESPKRp EADDRp

Interrogative p-darou ka↓ p-darou ka↑ESPKR?p EADDR?p

Table: Translations of darou-sentences and interpretations of the deicticcenter

Darou can take both a declarative and interrogative as its

argument.

The modal E can embed both p and ?p.

Hara (W/H) Darou JK25 28 / 48

Page 8: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 29 / 48

Inquisitive dynamic epistemic logic (IDEL)

Ciardelli & Roelofsen (2015)

Inquisitive dynamic epistemic logic (IDEL) can model:

the information available to a set of agents

the issues that the agents entertain

(16) a. An information state s is a set of possible worlds (s ⊆ W).

b. An issue I ⊆ ℘(W) is a non-empty, downward closed set

of information states.

Hara (W/H) Darou JK25 30 / 48

Information and Issue

p

¬p

q ¬q

11 10

01 00

At w11 and w10

◮ the agent’s information state: {w11,w10}◮ the agent knows that p.◮ the agent is interested in whether q or ¬q

At w01 and w0

◮ the agent’s information state: {w01,w00}◮ the agent knows that ¬p◮ the agent doesn’t care whether q or ¬p

Hara (W/H) Darou JK25 31 / 48

Knowledge and Entertain

There are two modal operators

Knowledge operator K an agent’s information state

Entertain operator E an agent’s inquisitive state

the issues that the agent entertain.

(17) darou E⊙

Hara (W/H) Darou JK25 32 / 48

Page 9: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Example 1: 〈M, s〉 |= Kap

The speaker knows that p

p

¬p

q ¬q

11 10

01 00

Figure: 〈M, s〉 |= Kap

Hara (W/H) Darou JK25 33 / 48

Example 2: 〈M, s〉 |= Ka?pThe speaker knows the answer to ?p

p

¬p

q ¬q

11 10

01 00

Figure: 〈M, s〉 |= Ka?p

Hara (W/H) Darou JK25 34 / 48

Example 3: 〈M, s〉 |= Ea?pThe agent doesn’t know the answer to ?p.

The agent entertains an issue ?p.

p

¬p

q ¬q

11 10

01 00

Figure: 〈M, s〉 6|= Ka?p, 〈M, s〉 |= Ea?p

Hara (W/H) Darou JK25 35 / 48

Fact

For any declarative α, Kaα ≡ Eaα

(Ciardelli & Roelofsen, 2015, 1659)

Sub-proposal 3: Semantics of darou

For any sentence ϕ (i.e., a declarative α or an interrogative µ):

ϕ-darou E⊙ϕ

Hara (W/H) Darou JK25 36 / 48

Page 10: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Outline

1 Basic Paradigm

2 Experiments

3 Proposal: Darou as an Entertain Modality

Sub-Proposal 1: darou as a root-level modal

Sub-Proposal 2: ↑ as a deictic shifter

Sub-Proposal 3: Darou as an Entertain Modal

4 Deriving the interpretations

5 Conclusion

Hara (W/H) Darou JK25 37 / 48

Proposals

Semantics of darou

For any sentence ϕ (i.e., a declarative α or an interrogative µ):

ϕ-darou E⊙ϕ

Semantics of the deictic center

g = [⊙ 7→ SPKR]

Semantics of rising intonation

Jϕ ↑Kg = JϕKg[⊙7→ADDR]

Hara (W/H) Darou JK25 38 / 48

Falling declarative: α-DAROU ↓

(18) John-ga

Jonn-NOM

kuru

come

darou↓DAROU

‘John is coming, I bet./Probably, John is coming.’

(19) a. p-darou↓ E⊙p

b. JE⊙pKg = Eg(⊙)p = ESPKRp ≡ KSPKRp

Hara (W/H) Darou JK25 39 / 48

Falling interrogative: µ-DAROU ↓

(20) Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou

DAROU

ka↓Q

‘I wonder if Yurie drinks wine.’

(21) a. p-darou ka↓ E⊙?p

b. JE⊙?pKg = Eg(⊙)?p = ESPKR?p

Hara (W/H) Darou JK25 40 / 48

Page 11: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

The bias meaning disappears in falling interrogatives

(22) Ashita

tomorrow

hareru

sunny

darou

DAROU

ka.

Q

Zenzen

at.all

wakar-anai.

understand-not

‘I wonder if it will be sunny tomorrow. I have no idea.’

Hara (W/H) Darou JK25 41 / 48

Rising declarative: α-DAROU ↑

(23) Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou↑DAROU

‘Yurie drinks wine, right?’

(24) a. p-darou↑ E⊙p ↑b. JE⊙p ↑Kg = JE⊙pKg[⊙7→ADDR] = EgADDR/⊙(⊙)p = EADDRp ≡

KADDRp

‘Am I right in saying that you know Yurie drinks wine?”

Hara (W/H) Darou JK25 42 / 48

Rising interrogative: µ-DAROU ↑

(25) *Yurie-wa

Yurie-TOP

wain-o

wine-ACC

nomu

drink

darou

DAROU

ka↑Q

(26) a. p-darou ka↑ E⊙?p ↑b. JE⊙?p ↑Kg = JE⊙?pKg[⊙7→ADDR] = EgADDR/⊙(⊙)?p = EADDR?p

Hara (W/H) Darou JK25 43 / 48

Rising interrogative: µ-DAROU ↑

If we have an appropriate context, the rising interrogative

µ-DAROU ↑ becomes possible.

a quiz show or an instructive/Socratic questioning

(27) Doitsu-no

Germany-GEN

shuto-wa

capital-TOP

doko

where

deshou

DAROU.POLITE

ka↑Q

‘Where is the capital of Germany?’

Hara (W/H) Darou JK25 44 / 48

Page 12: Darou as an entertain modal Hara Waseda/Hokkaido University The 25th Japanese/Korean Linguistics Conference Hara (W/H) Darou JK25 1 / 48 Outline 1 Basic Paradigm 2 Experiments 3 Proposal:

Summary

(28) Interpretations of darou-sentences

Falling Rising

darou↓ darou↑Declarative p ESPKRp ≡ KSPKRp EADDRp ≡ KADDRp

(‘I bet’) (‘... right?’)

darou ka↓ darou ka↑Interrogative ?p ESPKR?p EADDR?p

(‘I wonder’) (# or a quiz question)

Hara (W/H) Darou JK25 45 / 48

Why IDEL?

1 darou can embed both declaratives and interrogatives.◮ IDEL: the modal operator E can embed both p and ?p

2 The seat of knowledge is the speaker by default but it can beshifted to the addressee.

◮ IDEL models the knowledge and inquisitive states of an agent a.

3 darou appears to denote different modals,i.e., bias and question.◮ E⊙p ≡ K⊙p: a bias toward p◮ E⊙?p: entertaining an issue ?p

Hara (W/H) Darou JK25 46 / 48

Concluding Remarks

Darou moves to [Spec CP]

Darou can embed a declarative or an interrogative.

ϕ-DAROU translates to E⊙ϕ in IDEL.

ϕ can be a declarative or an interrogative.

⊙ is a deictic center variable

By default, ⊙ is the speaker.

Rising intonation ↑ shifts the deictic center ⊙ to the addressee,

i.e., g[⊙7→ADDR].

declarative E⊙α ≡ K⊙α

The speaker’s or the hearer’s bias

interrogative E⊙α

The speaker’s or the hearer’s issue

Hara (W/H) Darou JK25 47 / 48

References I

Ciardelli, Ivano A. & Floris Roelofsen. 2015. Inquisitive dynamic epistemic logic.

Synthese 192(6). 1643–1687.

Hara, Yurie. 2006. Japanese Discourse Items at Interfaces. Newark, DE: University of

Delaware dissertation.

Huang, Yan. 2007. Pragmatics Oxford Textbooks in Linguistics. New York: Oxford

University Press.

Hara (W/H) Darou JK25 48 / 48