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TEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK MIKOŁAJ GÓRECKI AND BURNING THE DEEP RED SEA (AN ORIGINAL COMPOSITION FOR CHAMBER ENSEMBLE) by Ivan Jimenez B.S. in Music (Composition) Pontificia Universidad Javeriana, Colombia, 2000 M.A. in Composition and Theory University of Pittsburgh, 2005 Submitted to the Graduate Faculty of Arts and Sciences in partial fulfillment of the requirements for the degree of Doctor of Philosophy University of Pittsburgh 2007

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Page 1: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

TEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH:

LADDERS FROM LINE TO SONORITY

IN ARVO PÄRT AND HENRYK MIKOŁAJ GÓRECKI

AND

BURNING THE DEEP RED SEA

(AN ORIGINAL COMPOSITION FOR CHAMBER ENSEMBLE)

by

Ivan Jimenez

B.S. in Music (Composition)

Pontificia Universidad Javeriana, Colombia, 2000

M.A. in Composition and Theory

University of Pittsburgh, 2005

Submitted to the Graduate Faculty of

Arts and Sciences in partial fulfillment

of the requirements for the degree of

Doctor of Philosophy

University of Pittsburgh

2007

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UNIVERSITY OF PITTSBURGH

FACULTY OF ARTS AND SCIENCES

This dissertation was presented

by

Ivan Jimenez

It was defended on

April 18, 2007

and approved by

Eric Moe, Ph.D., Professor of Music

Mathew Rosenblum, Ph.D., Professor of Music

Amy Williams, Ph.D., Assistant Professor, Department of Music

Fil Hearn, Ph.D., Professor Emeritus of History of Art and Architecture

Dissertation Advisor: Eric Moe, Ph.D., Professor of Music

ii

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Copyright © by Ivan Jimenez

2007

iii

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Textural Depth, Structural Depth, Expressive Depth:

Ladders from Line to Sonority

in Arvo Pärt and Henryk Mikołaj Górecki

Ivan Jimenez, PhD

University of Pittsburgh, 2007

The intense emotional response that Arvo Pärt's Cantus and the canon from Henryk Mikołaj Górecki's

Symphony No. 3, The Symphony of Sorrowful Songs generate in many listeners raises analytical

questions. A preliminary hypothesis is that the intense and durable emotional response evoked by the

works was a result of their complexity. A detailed analysis of these two canons demonstrates such

complexity. This complexity is clear, coherent, and hierarchical, and in each case is the result of a very

simple compositional procedure. In both pieces complexity is constituted by an intricate web of processes

that is described in this paper as structural depth. The kind of structural depth found in these pieces is

analogous yet significantly different from the kind of structural depth that Schenkerian analysis uncovers.

Intelligibility of processes, onset asynchrony of prominent events, and independence of processes are

proposed as important criteria for the identification of this type of structural depth. The systematic

establishment of criteria and methodology for the identification and analysis of structural depth in this

dissertation leaves the door open for its application in the analysis of other pieces. In addition, this paper

makes extensively use of metaphors such as that of a stepladder to facilitate the conceptual understanding

of the similarities, differences, and interaction among the different processes. This analysis also identifies

particular potentials of pandiatonicism that these canons takes advantage of such as the use of triadic

sonorities in a modal environment, the role played by ascending fifth root motion, and the subtle and

gradual transformation of harmonic patterns.

iv

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TABLE OF CONTENTS

PREFACE.................................................................................................................................XIII

1.0 INTRODUCTION........................................................................................................ 1

1.1 EMOTIONAL RESPONSE AND MULTIPLICITY OF PROCESSES ........ 5

1.2 THE USE OF METAPHORS............................................................................. 5

1.3 PANDIATONICISM ........................................................................................... 7

2.0 GÓRECKI’S CANON: LINE ..................................................................................... 8

2.1 RHYME AND TENSION ................................................................................... 8

2.2 REGISTER AND RHYME............................................................................... 11

2.3 TENSION IN THE BASIC CONTRAPUNTAL UNIT ................................. 12

2.4 THE REGISTRAL-TEXTURAL LADDER................................................... 14

2.5 REGISTRAL PROGRESSION, REGISTRAL EXPANSION...................... 16

2.6 A LADDER OF DISSONANCE....................................................................... 19

2.7 REGISTRAL LADDERS, LADDERS OF DISSONANCE........................... 20

2.8 LADDERS GOING FROM RHYME TO NO-RHYME ............................... 23

3.0 GÓRECKI’S CANON: A LADDER FROM LINE TO SONORITY................... 27

3.1 THE TRANSPOSITION OF SONORITIES .................................................. 27

3.2 HARMONIC STRUCTURE OF ASCENDING FIFTHS.............................. 28

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3.3 GRADUAL TRANSFORMATION WITHIN THE HARMONIC

STRUCTURE OF ASCENDING FIFTHS ...................................................................... 32

3.4 HARMONIC RHYME...................................................................................... 37

3.5 A LADDER OF MODAL TRANSPOSITIONS ............................................. 43

3.6 INTERMITTENT PROMINENCE OF THE G-D IDEA AND ITS EVER-

CHANGING ASPECT....................................................................................................... 49

3.7 PARTIAL SUMMARY..................................................................................... 54

4.0 PÄRT’S CANTUS: LINE.......................................................................................... 57

4.1 THE CUMULATIVE DESCENDING LINE AND THE TROCHAIC

PATTERN........................................................................................................................... 57

4.2 MENSURATION CANON: A LADDER OF SPEEDS ................................. 60

4.3 NOTE-ONSET SYNCHRONY AND THE EIGHT-BAR PATTERN ......... 61

4.4 THE GRADUAL PROGRESSION TOWARDS PHRASE-ONSET

SYNCHRONY .................................................................................................................... 62

4.5 VOICE CROSSING .......................................................................................... 65

4.6 VOICE CROSSING AND THE LADDER OF CONTRAPUNTAL

RELATIONSHIPS ............................................................................................................. 70

4.7 INTERACTION OF THE THREE LARGE SCALE LADDERS AND

THEIR PROCESS TOWARDS CONVERGENCE........................................................ 73

4.8 PROGRESSION TOWARDS SYNCHRONY AND THE REGISTRAL

LADDER ............................................................................................................................. 75

5.0 PÄRT’S CANTUS: A LADDER FROM LINE TO SONORITY .......................... 76

5.1 CANTUS’ TINTINNABULI ............................................................................. 76

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5.2 PROGRESSION OF FM7/E TOWARDS PROMINENCE ............................ 80

5.3 VOICE CROSSINGS AND FM7/E: AN EXPRESSIVE ILLUSION OF

CAUSE-EFFECT ............................................................................................................... 85

5.4 FOCUSING ON FM7/E AND THE C-B APPOGGIATURA ........................ 87

5.5 FM7/E AND THE ‘E-F’ DYAD IN THE BASS................................................ 89

5.6 PARTIAL SUMMARY..................................................................................... 90

6.0 CONCLUSIONS ........................................................................................................ 92

6.1 REGISTRAL LADDERS AND TEXTURAL DEPTH .................................. 92

6.2 THE EMERGENCE OF HARMONIC STRUCTURES AND ITS

RELATIONSHIP WITH THE METAPHORICAL LADDER ..................................... 94

6.3 WEB OF PROCESSES AND STRUCTURAL DEPTH ................................ 97

6.4 NOVELTY OF THIS DISSERTATION'S IDEA OF STRUCTURAL

DEPTH AND THE PROPOSED REQUIREMENTS FOR STRUCTURAL DEPTH

TO BE EASILY PERCEIVED.......................................................................................... 98

APPENDIX A............................................................................................................................ 101

APPENDIX B ............................................................................................................................ 104

BIBLIOGRAPHY..................................................................................................................... 108

BURNING THE DEEP RED SEA .......................................................................................... 111

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LIST OF TABLES

Table 1: Partial summary of the main processes in Górecki’s canon ........................................... 55

Table 2: Degree of importance of the voice crossings of the piece .............................................. 67

Table 3: Degree of importance of the voice crossings in Cantus arranged by patterns of repetition

....................................................................................................................................................... 71

Table 4: Sections determined by the contrapuntal scheme........................................................... 72

Table 5: Proportion of occurrences of tintinnabuli dyads............................................................. 77

Table 6: Chain of cause-effect events in mm. 60-67 .................................................................... 86

Table 7: Upper layer pitches emphasized byprominent FM7/E sonorities..................................... 87

Table 8: Melodic and harmonic intervals generated by the ‘appoggiatura’ figure....................... 88

Table 9: Partial summary of the main processes in Cantus .......................................................... 90

Table 10: Main elements involved in the perception of registral and textural depth ................... 94

Table 11: Main elements involved in the perception of depth of the harmonic process .............. 96

Table 12: Main elements involved in the perception of structural depth ..................................... 98

Table 13: Simplified summary of processes............................................................................... 102

Table 14: Partial summary of the main processes in Steve Reich’s Piano Phase ..................... 105

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LIST OF FIGURES

Figure 1: Rhyme structure of the first two phrases......................................................................... 8

Figure 2: Rhyme structure of the last two phrases.......................................................................... 9

Figure 3: Theme’s rhyme structure................................................................................................. 9

Figure 4: Fluctuation of the intensity of the rhyme ...................................................................... 10

Figure 5: Arch of tension generated by the intensity of the rhyme .............................................. 11

Figure 6: Arch of tension generated by the melodic arch............................................................. 11

Figure 7: Level of dissonance in the initial two-voice counterpoint ............................................ 13

Figure 8: Canon’s overall registral progression............................................................................ 14

Figure 9: Registral progression at two levels of structure ............................................................ 15

Figure 10: Overal registral expansion (span increase) in the first part of the canon .................... 16

Figure 11: Process towards registral expansion (span increase) at the level of local registral

progressions .................................................................................................................................. 17

Figure 12: Relationship between overall and local registral expansions...................................... 17

Figure 13: Three different stages of the outer voices contours..................................................... 18

Figure 14: Ladder of dissonance................................................................................................... 20

Figure 15: Two stages of the relationship between the ladder of dissonance and the theme’s

registral ladder .............................................................................................................................. 21

Figure 16: Relationship between the ladders of dissonance and the canon’s registral ladder...... 22

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Figure 17: Superposition of rhyme schemes................................................................................. 23

Figure 18: Three different stages of the rhyme in the first two phrases of the top voice ............. 24

Figure 19: Three different stages of the rhyme in the last two phrases of the top voice .............. 25

Figure 20: Three different examples of the transposition of sonorities ........................................ 28

Figure 21: Clearer harmonic structures of asc. 5ths ..................................................................... 29

Figure 22: Disruption of the continuity of the structure of asc. 5ths ............................................ 29

Figure 23: First clear statement of the structure of asc. 5ths and its two disruptions................... 30

Figure 24: Process towards the convergence of the melodic apex and the peak of harmonic

tension due to the lack of clarity of the harmonic structure.......................................................... 31

Figure 25: Gradual transition between the two main structures of asc. 5ths ................................ 32

Figure 26: Harmonic relationship between strong and weak beats within the structure of asc. 5ths

in the eight-voice section .............................................................................................................. 33

Figure 27: Reinforcement of the quarter-note harmonic rhythm by the eighth-note figures of the

last two phrases of the theme ........................................................................................................ 34

Figure 28: Augmentation of the harmonic rhythm in the eight-voice section.............................. 36

Figure 29: Most relevant pitches for the scheme of tonal tension-resolution in mm. 199-203 .... 36

Figure 30: G-D pattern in the two-voice section .......................................................................... 37

Figure 31: G-D pattern in the transition between the three and the four-voice sections .............. 38

Figure 32: Partial extension of the harmonic rhyme in the transition between four and five-voice

sections.......................................................................................................................................... 38

Figure 33: Four-bar extension and fading away of the harmonic rhyme...................................... 39

Figure 34: Harmonic affinities derived from a four-chord grouping of a cycle of asc. 5ths ........ 40

x

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Figure 35: Fusion of the two groups of four chords into seventh chords and the harmonic

‘preparation’ of the C-D-G-Am sequence .................................................................................... 41

Figure 36: Evolution of the harmonic rhyme throughout the first part of the canon.................... 42

Figure 37: Modal levels of each entrance of the theme................................................................ 44

Figure 38: Shifting of the quality of the melodic intervals........................................................... 44

Figure 39: Harmonic intervals at the beginning of the second entrance of the theme.................. 45

Figure 40: Shifting of harmonic emphasis throughout the canon................................................. 47

Figure 41: Comparison between virtual harmonic-registral progression and real registral

progression of the first note of each of the top voice’s themes .................................................... 48

Figure 42: Main roots projected by the two structures of asc. 5ths .............................................. 50

Figure 43: Relationship between the G-C-D idea and the top voice phrasing.............................. 52

Figure 44: Evolution of the contrapuntal parallelism in the emphasized G-C-D idea.................. 53

Figure 45: Basic melodic process in Cantus................................................................................. 57

Figure 46: Melodic groups determined by the projection of the trochaic pattern to a large scale 58

Figure 47: Range of the melodic processes for each of the main layers....................................... 59

Figure 48: Rhythmic melodic groups in contrabass (notated in diminution) ............................... 59

Figure 49: Rhythmic stratification in Cantus................................................................................ 60

Figure 50: Sections and subsections generated by the onset synchrony of accented notes.......... 61

Figure 51: Melodic and agogic accents in outer voices................................................................ 63

Figure 52: Summary of the relationship between the outer voices............................................... 64

Figure 53: Voice crossings preceding m. 55................................................................................. 65

Figure 54: Voice crossings............................................................................................................ 70

Figure 55: Progression towards rhythmic convergence of three main large scale structures....... 73

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Figure 56: Apparent contrast between the registral ladder and the progression towards synchrony

....................................................................................................................................................... 75

Figure 57: Similar increase of tension in the registral ladder and the progression towards

synchrony...................................................................................................................................... 75

Figure 58: Tintinnabuli in Cantus................................................................................................. 76

Figure 59: Fluctuation of tonal tension in the tintinnabuli sequence............................................ 77

Figure 60: Main sonorities emphasized in Cantus........................................................................ 78

Figure 61: Trichords in Amy and FM7 .......................................................................................... 79

Figure 62: Basic triadi interpretations of Am7 and FM7 ............................................................... 80

Figure 63: Last two FM7/E in Cantus ............................................................................................ 80

Figure 64: Last two FM7/E in section 6 ......................................................................................... 81

Figure 65: Last two FM7/E section 5 ............................................................................................. 82

Figure 66: Last two FM7/E in sections 1 to 4 ................................................................................ 82

Figure 67: First FM7/E in section 7................................................................................................ 83

Figure 68: First FM7/E in section 6................................................................................................ 84

Figure 69: First two FM7/E in sections 1 to 5 ................................................................................ 84

Figure 70: Accented ‘e-a’ and ‘e-f’ dyads in the bass .................................................................. 89

Figure 71: Visual metaphors for the transformation of span ........................................................ 92

Figure 72: Different models of interaction between processes..................................................... 99

Figure 73: First pattern in Reich’s Piano Phase ......................................................................... 104

Figure 74: Second pattern in Reich’s Piano Phase .................................................................... 105

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PREFACE

Permission to reprint excerpts from Arvo Pärt's Cantus in Memory of Benjamin Britten granted by

the publisher, © Copyright 1981 by Universal Edition A.G. Permission to reprint excerpts from Henryk

Mikołaj Górecki's Symphony No. 3, Op. 36, The Symphony of Sorrowful Songs approved by the

publisher, © Copyright 1977 by PWM Edition, Krakow, Poland. Transferred 1998 to Chester Music

Limited. U.S. renewal rights assigned to Boosey & Hawkes, Inc.

I would like to thank every person that helped me to get through this long and at times

overwhelming process. To Eric Moe for his experienced guidance, unconditional support, infinite

patience, and for serving me as a model of inspiration as a composer as well as a person. To Mathew

Rosenblum for welcoming me and my ideas with open arms, far exciding the most positive and friendly

attitude I could have ever expected to find. I also owe him feeding my interests in the study of meaning in

music. To Amy Williams for her good advice and her being always willing to hear about the gradual

unfolding of my process. To Fil Hearn for kindly agreeing to be part of my committee part of my

committee and showing me that there are some people outside the academic field of music that could

appreciate what music theory can bring to the listeners’ experience. I also should mention my friends who

through informal talks helped me to identify what part of my ideas could have a potential for this project.

Finally, I want to thank my loving family, my mother Esperanza, and my siblings Andres y Victoria for

their unconditional love. Although, the distance has separated us for years, I could not have gotten to the

end without their being always there for me.

xiii

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1.0 INTRODUCTION

On December 4, 1976, the British composer Benjamin Britten died. This event marked the end of

a pivotal year for the history of contemporary classical music. In that year, four of the most important

composers usually associated with the minimalist movement wrote some of their most iconic works.

Steve Reich, Philip Glass, Arvo Pärt, and Henryk Mikołaj Górecki, consolidated their aesthetic approach

in compositions that, although created independently, share a similar freshness and vitality.1 Those pieces

share an aesthetic of relative simplicity, primarily manifested in their extensive use of repetition, but also

significantly manifested in their emphasis on diatonic harmony.2

Although the death of Benjamin Britten and the composition of these pieces are coincidental,

there are two elements that link these events beyond their chronology. In the first place, Britten, although

a multi-faceted composer, manifested, in both his music and his pronouncements about music, a clear

interest in both accessibility and simplicity. As many minimalist compositions, most of Britten’s works

are primarily triadic in their harmonic language, and emphasize the use of simple formal schemes where

repetition is privileged. Secondly, perhaps in acknowledgement of this, one of the pieces that immediately

followed “the burst of minimalist creative activity” in the year 1976, was dedicated to his memory:

1 In the year 1976 Steve Reich composed Music for Eighteen Musicians, his second piece for a large ensemble, the first being Drumming (1971). That same year Philip Glass, in collaboration with Robert Wilson, produced the opera Einstein on the Beach, regarded by many critics as one of his best works. The year 1976 also saw the birth of Pärt’s tintinnabuli technique through the appearance of pieces such as Für Alina and In Spe. Finally, in that same year, Henryk Mikołaj Górecki composed what would become not only his best known piece, but arguably the most commercially successful piece of contemporary music to date with over a million copies sold worldwide, his Symphony No. 3, The Symphony of Sorrowful Songs. 2 This return to the diatonic world was prepared by the pandiatonicism of Neo-Classic pieces such as Stravinsky’s Serenade on A (1925) or Copland’s Appalachian Spring (1944). It is important to point out, however, that most of the early so-called ‘minimalist music’ does not completely break with the avant-garde aesthetic, since their rigorous focus on process per se establishes a connection with the serial procedures of previous music.

1

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Cantus in Memory of Benjamin Britten, written by Arvo Pärt in the year 1977, together with other pieces

that Pärt composed that year such as Arbos, Summa, and Fratres, belong to the same group of tintinnabuli

pieces he began creating in 1976.3

This paper analyzes Pärt’s Cantus in Memory of Benjamin Britten, and the first movement of

Górecki’s Symphony No. 3, The Symphony of Sorrowful Songs. These two pieces not only share a general

connection to minimalism but also some of the specific features of their compositional procedures.4 Both

Cantus and the opening section of Gorecki’s symphony are canons of large proportions. Cantus’ is a five-

voice mensuration canon5 that with the use of tintinabuli technique results in a nine-voice texture.

Górecki’s canon is an eight-voice stacked canon6 that with octave doubling adds up to ten instrumental

layers. These two canons are written for string orchestra and encompass almost the complete pitch range

available on these instruments. The canonic procedure that these pieces rely on is not an exception but

rather a trademark of early minimalism. Important early minimalist pieces such as Terry Riley’s In C

(1964), and Steve Reich’s Come Out (1966) and Piano Phase (1967) are almost completely generated

3 It is important to point out that although dedicated to Benjamin Britten, Cantus does not include any actual quotation from or direct reference to Britten’s music. 4 The link is especially intriguing since there is no evidence of the composers knowing each other’s work at the time of their composition. 5 In a mensuration canon, also known as prolation canon, each voice introduces an augmented version of the theme. This creates a rhythmic stratification where different speeds occur simultaneously. Due mostly to the technical challenges of its writing, there are very few examples of this type of canon. Among these are Johannes Ciconia’s chanson “Le Ray Au Soleyl” (late 14th century), Johannes Ockeghem’s four-voice Missa “Prolationum” (ca. 1475), Josquin Desprez’s three-voice “Agnus Dei” from the Missa “l’homme armé” (late 15th century), and Bach’s four voice canon, last in a set of fourteen canons appended to the Goldberg Variations (first published in 1741). More recently, between the years of 1965 and 1992, the American composer Conlon Nancarrow experimented with mensuration canons with complex rhythmic rations and textures up to twelve voices. Some examples of these more complex types of mensuration canon are his piano studies No. 37 and No. 40. It is important to notice that only Nancarrow’s examples exceed Cantus number of voices. 6 ‘Stacked canon’ is a less standard term first proposed by Alan Gosman in his article ‘Stacked Canon and Renaissance Compositional Procedure’ (1997). The term describes a canon of more than two voices that strictly follows a fixed interval of imitation other than unison or octave (i.e. stacked fifths, stacked fourths, etc.) Only eight examples of diatonic stacked canon have been identified to date, Gorecki’s being the most recent one: Johannes Ockeghem’s three-voice “Prennez sur moi vostre exemple” (ca. 1475), Mathieu Gascongne’s twelve-voice “Ista is speciosa” (ca. 1510), Mathurin Foresetier’s Missa “L’homme arme” (ca. 1510), Jean Mouton’s four-voice chanson “En Venant de Lyon,” Verdel’s four-voice motet “dignare me laudare te” (published in 1534), Adrian Willaert’s chanson “Si je ne voy m’amie” (published in 1553), and finally Palestrina’s “Benedictus qui venire” from Missa “Ad Fugum” (1567). Notice that the only stacked canon that exceeds Gorecki’s number of voices is Gascongne’s twelve-voice canon.

2

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from canonic writing.7 Their particular use of imitation, especially in the works by Reich, has come to be

known as ‘phasing’. In ‘phasing’ the temporal interval of imitation is continuously being adjusted. This

adjustment occurs either by gradual increments (i.e., modifying very slightly the speed of one of the

performers), as is the case of the two pieces by Reich already mentioned, or by sudden changes in the

interval of imitation, as in Reich’s Clapping Music (1972). There are some important differences,

however, between the canonic procedure in the two pieces examined in this paper and Reich’s ‘phasing’

procedure, the most obvious being their use of register. While Reich’s early phasing pieces imitate at the

unison, constraining their voices to a narrow middle register, Pärt’s and Górecki’s canons use imitation at

a larger interval that results in a wider registral range; with more active participation of register, these

pieces feature a clear registral progression that eventually leads to a prominent climax. The emphasis of

Reich’s early ‘phasing’ pieces, on the other hand, is on the way virtual melodic patterns are created by the

superposition of displaced identical objects, and, more importantly, on the rhythmic process itself.

However, as will be discussed in the conclusion, the processes of Pärt’s and Górecki’s canons involve a

more linear progression of tension, and their apprehension is significantly more accessible than in Reich’s

early pieces. This is not to say that one kind of music is better than the other, but that the type of listening

experience that their canonic procedures entails is remarkably different.

Some brief remarks about some of the antecedents of these pieces may help the reader to better

understand the role of Pärt’s and Górecki’s canons in a larger historical picture. The second movement of

Stravinky’s Sonata for Two Pianos (1943-44) is a theme and variations where the theme is a two-part

canon by inversion with an additional third voice restricted to the notes of the tonic triad. As in Pärt’s and

Górecki’s pieces, registral expansion in Stravinsky’s piece plays a key role. In addition, and also like the

two pieces examined in this paper, both the rhythmic-melodic features of the canonic lines as well as the

contrapuntal relationship that generates the pandiatonic harmonies strongly evoke early music. The most

7 Riley’s In C can be seen as a variation of the concept of mensuration canon, since although part of the time the different performers play the same figures simultaneously and literal augmentation does not occur, the time every performer stays on each figure usually varies.

3

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striking similarity, however, is the way the third voice in Stravinsky’s canon, the voice completely

restricted to the tonic triad, resembles a tintinnabuli voice.8 Górecki’s Three Pieces in Old Style (1963)

and Pärt’s Solfeggio (1964), on the other hand, although they do not rely on canonic writing per se,9

anticipate Górecki’s and Pärt’s simplification of their harmonic and formal language. During the

composition of these pieces, both composers were still predominantly writing in an atonal language.

These two pieces, although they constitute a rare exception in the composers’ output at the time, suggest a

strikingly parallel thirteen year period of quiet but definitive aesthetic transformation for both composers.

Finally, the first variation of Brian Eno’s Three variations in the Canon in D major (1975),10 superposes

lines from Pachelbel’s Canon in D major, changing their speed accordingly to the relative differences in

natural decay of every register of the different string instruments. The overall slow tempo, the use of

strings, the predominance of descending stepwise motion, and especially the rhythmic stratification

establish a remarkable resemblance to Pärt’s Cantus (1977). The exact role of Pärt’s and Górecki’s

canons in the minimalist movement deserves a close inspection from an historical standpoint. The present

study, however, will set the discussion of the historical context aside in order to examine in detail the

richness of the inner musical structures.

8 Arvo Pärt’s tintinnabuli technique requires at least one voice to be limited to the notes of the tonic triad. This voice is usually referred to as the tintinnabuli voice (T). The tintinnabuli technique will be discussed in more detail in the chapter on Pärt’s Cantus. 9 Pärt’s Solfeggio could be seen as an uninterrupted imitation of a C major scale that assigns each new note to a different voice and register. 10 The consideration of the pop musician Brian Eno in this discussion suggests the connection of Pärt and Górecki’s with a more generalized phenomenon that crossed stylistic boundaries. However, although mostly known as musician related to popular music, Brian Eno has always had strong connections with the world of contemporary classic music. Worth mentioning is his participation in Cornelius Cardew’s Scratch Orchestra in 1971 and his creation of a label to release music of lesser-known composers such as John Cage, John Adams, and Michael Nyman, among others. Brian Eno’s Three variations in the Canon in D major were released in Eno’s fourth solo album called Discreet Music (Dec, 1975).

4

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1.1 EMOTIONAL RESPONSE AND MULTIPLICITY OF PROCESSES

The intense emotional response that these two pieces generate in many listeners raises analytical

questions. A preliminary hypothesis is that the intense and durable emotional response evoked by the

works is a result of their complexity. This complexity is clear, coherent, and hierarchical, and in each case

is the result of a very simple compositional procedure. In both pieces complexity is constituted by an

intricate web of processes that is described in this paper as structural depth. This analysis will show that

this kind of structural depth found in these pieces is analogous yet significantly different from the kind of

structural depth that Schenkerian analysis uncovers.

The numerous processes triggered by Pärt’s and Górecki’s canons will be discussed by beginning

with the most autonomous and prominent and moving to the least autonomous and most subtle. Whereas,

at the conscious level of listening, most listeners tend to overlook the more subtle processes (for instance

the evolution of the relationship between outer voices), the apparent apprehension of the more subtle

process by the subconscious level of listening influences the global perception of the piece.11 One of the

main reasons to suspect that the more subtle processes are both apprehended and influential is that, when

purposely focusing on them (for instance when the listener is guided by specific external instructions),

they seem to be highly intelligible, out of proportion to their subtlety.

1.2 THE USE OF METAPHORS

One of the main tasks set in the present analysis is to make conscious the intricate discourse that

seems to normally be only subconsciously apprehended. A major tool that these analyses will use for this

11 The notion of the listening experience simultaneously occurring at a conscious and a subconscious level is commonplace in the academic literature that deals with music cognition and music perception. In general terms, whereas the conscious dimension of listening is usually linked to cognitive processes, the subconscious dimension is associated with perceptual ones.

5

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purpose is the association of musical structures to visual metaphors.12 Each process will be described in

terms of a stepladder or an element of a stepladder. The relationship between musical processes and

visual metaphors will fall into one of two categories. On the one hand are the more traditional musical-

spatial analogies such as the association of ascending in pitch with ascending in vertical space (usually

known as ‘pitch verticality’). On the other hand are less common metaphors such as the association of

slowing down with getting closer to an object.13 In general terms, the first type of metaphor will account

for musical effects that could be described as more direct and psychologically ‘one-dimensional’ whereas

the second type will account for musical effects that are more subtle and psychologically deeper.14 It is

important to notice that most of the processes dealing directly with harmony belong to the second

category, since their association with visual metaphors requires a higher degree of abstraction than the

melodic or rhythmic processes do. This general distinction between direct rhythmic-melodic processes

and subtle harmonic processes is emphasized in this analysis by devoting a separate chapter to each. The

result is a two-fold analysis that echoes the gradual evolution of a canon, first introducing the rhythmic-

12 It is important to consider that the use of metaphors in music analysis might be suggested by the nature of music itself. It has been argued by some aestheticians, such as the philosopher Roger Scruton (1983), that metaphors are essential to the experience of music as opposed to just an alternative mode of listening. Further support for this assertion can be found in current work by cognitive scientists whose empirical studies suggest that metaphors are also essential to human understanding as a whole. For a review of the empirical evidence supporting metaphor as a basic cognitive process see Raymond W. Gibbs, Jr., The Poetics of Mind: Figurative Thought, Language, and Understanding (Cambridge: Cambridge University Press, 1994). 13 While some metaphors used in this paper seem to be more natural than others, all of them meet a minimum standard of correspondence. This practice coincides with theories by linguists such as George Lakoff and Mark Turner (1980) who believe that in order for metaphors to be effective, a minimum of correspondence between the two domains is required. It is also important to notice that musical-spatial analogies that are usually regarded as mostly cultural in origin, such as the verticality of pitch (considered for a long time a consequence of music notation), are starting to be considered as having a strong universal or biological component. In the particular case of the verticality of pitch, Cox (1999) relates pitch to space via the experience of vocal production (higher notes needing more effort and larger quantities of air to be produced) and the general metaphorical mapping ‘greater is higher’. 14 Aestheticians such as Cook (1998), Davies (1994), and Scruton (1997) have considered musical-spatial analogies to be an important source of musical expression, arguing that musical structures evoke emotion through isomorphism with expressive human motion. In addition to these ideas, I would argue that the potential psychological depth that a musical-spatial analogy can trigger might by enhanced by the complexity of this isomorphism. For instance, the metaphor that associates a rise in pitch with getting closer to an object might create a more complex emotional impact than the more direct metaphor of pitch verticality.

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melodic components and then following with the consolidation of a series of harmonic patterns through

the gradual accumulation of melodic layers.15

1.3 PANDIATONICISM

The harmony in the two pieces analyzed in this paper can be described as pandiatonic.16 Although

the number of pieces that use pandiatonic harmony is large (especially since the appearance of the

minimalist movement in the musical scene in the mid-60’s), the discussion of pandiatonic harmony in the

academic literature has been somewhat neglected. This limited coverage may be partially determined by

the fact that most pandiatonic pieces emphasize melodic structures over harmonic ones, considering

pandiatonic harmony a mere byproduct of the interaction of the lines. However, pieces like Pärt’s and

Górecki’s canons show how the initial subordination of harmony to melody does not necessarily prevent

clear harmonic processes to be generated and to eventually become central for a piece. The emphasis that

the present analysis places on the harmonic processes will provide one of the first in-depth discussions on

the way pandiatonic harmony can be structured and become a central aspect of the musical discourse. As

opposed to what might be expected from a modern approach to the diatonic collection in composition, in

both pieces the triad is the basic structural unit. The familiarity that most listeners have with triadic

structures will be demonstrated as the fundamental element that enables the harmonic patterns to evolve

in a gradual and subtle way, which evokes an almost visual plasticity difficult to find in more traditional

triadic-diatonic contexts.

15 The expression ‘A Ladder from Line to Sonority’, included in the title, describes this process of melodic layers gradually consolidating harmonic patterns. 16 This term was first introduced by Nicolas Slonimsky in 1938 to describe the free addition of notes to the triad (i.e. 6ths, 9ths, etc.). Eventually, the term came to describe a general free and predominantly polyphonic use of a diatonic collection, which for some authors, such as Vincent Persichetti (1961), also included a tendency to avoid tertian sonorities. Pandiatonicism is sometimes also referred to as ‘white-key style.’

7

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2.0 GÓRECKI’S CANON: LINE

2.1 RHYME AND TENSION

One of the first aspects that becomes apparent when the theme is first presented is its strong

rhyme structure. The reappearance of the theme’s beginning in m. 5, after a clear rhythmic arrival,

reinforces the articulation of the phrase structure at the same time that introduces a regular cyclic element.

Figure 1: Rhyme structure of the first two phrases

© Copyright 1977 by PWM Edition, Krakow, Poland. Transferred 1998 to Chester Music Limited

U.S. renewal rights assigned to Boosey & Hawkes, Inc.

Although two phrases with similar beginnings are usually described as being parallel, in the

current description the term rhyme is preferred. This term is used here to describe a broader type of

parallelism which may include similar endings, as well as beginnings, and/or motivic variations such as

transposition.17

17 Although other types of motivic variations such as inversion, retrogradation, or augmentation, are also present in this melody, they are not considered under the category of rhyme in this analysis because, when occurring on an inner voice, they contribute little to a general rhyme effect.

8

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The end of the theme also presents two four-bar phrases which are very similar to each other.

This time, however, the rhyme is not focused on the beginnings of the phrases but on their ends.

Figure 2: Rhyme structure of the last two phrases

The other eight measures of the theme, which constitute its middle section, are also tightly

connected in motivic terms to the other phrases. However, its melodic design partially interrupts the four-

bar phrase logic by tying together four measures of melodic ascent and four measures of melodic descent

into a single long phrase.

Figure 3: Theme’s rhyme structure

9

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The strong rhyme of the beginnings of the first two phrases and the endings of the two last

phrases can be seen as gradually fading out to and gradually fading in from an area of no-rhyme, or

singleness/uniqueness: the beginning of that long middle section loosely rhymes with the beginnings of

the two first phrases by being a transposition of them. The ending of that middle section, in turn, is related

to the beginning of the penultimate phrase by means of augmentation. These two weaker rhymes, at the

beginning and ending of the middle section, work as a transition towards its interior, where, if its two

four-bar sections are compared, no substantial rhyme18 can be found.

Figure 4: Fluctuation of the intensity of the rhyme

The degree of tension is usually inversely proportional to the intensity of melodic rhyme. The

gradual dissolution of the rhyme’s regular pattern represents a considerable increment of tension at the

level of melodic design. This move towards irregularity in design and the subsequent return to regularity

complete a symmetric arch of tension.

18 Although m. 13 can be seen as an inversion of m. 9, its capacity of generating rhyme is very weak when compared to a literal repetition or a transposition. This is especially true in this type of melody where ascending and descending melodic motion are in clear confrontation. Although the eight measures of this middle section work as a single long phrase, the rhyme structure is examined at the level of four-bar sections because that is the temporal grid established by the surrounding strong rhyme schemes.

10

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Figure 5: Arch of tension generated by the intensity of the rhyme

2.2 REGISTER AND RHYME

The theme spans an octave which is completed through a gradual process. The melodic apex is

reached in m. 13, exactly half way through the theme’s total length. This melodic apex is followed by a

gradual registral descent which completes a symmetric melodic arch.

Figure 6: Arch of tension generated by the melodic arch19

19 Figure 6 gives priority to the emphasized pitches (metrically, agogically, or syntactically emphasized). The dashed lines identify the non-emphasized pitches of the registral progression.

11

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The tension generated by this melodic arch perfectly matches the arch of tension of the rhyme

scheme previously described. This coincidence reinforces the dramatic tension that a pronounced melodic

apex, like the one in this melody, usually creates. 20 It is also important to notice that the melodic arch is

completed only when the melody starts over, enabling its final ‘f#’ to descend to ‘e’. This dependency on

restating the theme in order to complete the melodic arch, and to complete the harmonic movement by

returning to the tonic note, is one of the elements that provides this canon with its uninterrupted

continuity and makes its cyclic structure appear as a natural consequence.

2.3 TENSION IN THE BASIC CONTRAPUNTAL UNIT

One measure after the second contrabasses start the restatement of the entire theme, the first

contrabasses introduce the theme diatonically transposed up a 5th. The level of dissonance of this two-

voice counterpoint gradually increases toward the middle section of the theme, creating a similar arch of

tension to the one proposed by the rhyme structure and the registral progression. Figure 7 identifies the

dissonant intervals whose metrical accent and/or contiguity with other dissonant intervals makes them

more prominent. It seems important to point out that the accumulation of dissonant intervals towards the

middle of the two-voice counterpoint is not only prominent because of the type of intervals and their

contiguity. The harshness of these dissonant intervals is increased by their parallel motion and this harsh

dissonant parallelism is in turn highlighted by the type of simultaneous rhythmic pattern this is involved

with.21

20 The acceleration and deceleration of the speed that the emphasized pitches of the registral progression are introduced, intensifies the arch of tension proposed by both register and rhyme. 21 Whereas the melody itself and most of the two-voice counterpoint can be regarded as being close to the western traditional polyphonic practice, it is in this area of highlighted harsh dissonance where a subtle departure from tradition can be first experienced. However, it may be possible that the extremely low register of the entire two-voice section could itself be perceived as a non-traditional element as well. In addition, it should be taken into

12

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Figure 7: Level of dissonance in the initial two-voice counterpoint22

Although the canon eventually builds up to an eight-voice texture, the general contrapuntal

characteristics of the piece, regardless of the number of voices, are highly determined by this initial two-

voice counterpoint. On the one hand, this specific relationship will remain through most of the canon as

its lower foundation. On the other hand, a transposed version of this counterpoint will be always the most

clearly exposed layer of the texture throughout. In addition, this basic two-voice counterpoint will be

replicated not only by the two lower voices and the two top voices but by every other pair of adjacent

voices throughout the texture. For this reason the more voices involved in the texture the more the basic

counterpoint’s most distinctive characteristics will tend to be emphasized by their vertical accumulation.

account that, because of the extreme low register, the distinction between consonant and dissonant intervals is not as sharp as it could be. 22 It seems important to point out that the specific quality of the intervals will sometimes change when the voices are diatonically transposed to the new modal levels. Some of the most relevant of these transformations are the shift from perfect to diminished fifth and from major second to minor second.

13

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2.4 THE REGISTRAL-TEXTURAL LADDER

The theme of the canon is introduced at a new pitch level by every new voice. The relationship

between one entry and the next is always an ascending diatonic fifth. Although the process of introducing

new real voices ends when the transposition reaches the original pitch level (‘e’) played by the first

violins, the registral ascent is continued by a new layer that doubles both first and second violins an

octave higher. The result in terms of register is an impressive six-octave ascent, from the initial ‘e1’ in the

double basses to the ‘e7’ in the first violins in m. 212. This ascent is followed by a descent that, although

interrupted in m. 317, eventually returns to the lower ‘e’ transpositional level of the second double basses

at the end of the movement.

Figure 8: Canon’s overall registral progression

The registral arch delineated by introducing the new voices always at a higher pitch level and by

removing them by reversing the order in which they were first introduced, clearly echoes the registral

structure of the theme. This resemblance is not only confined to the general symmetric arch contour but

also includes the intervallic relationship as well as the specific pitch classes.

14

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Figure 9: Registral progression at two levels of structure

The arch contour, the micro and macro levels mirroring each other, and even the gradual

accumulation of layers are all elements that can be found in a multitude of different musical contexts.

However, the extremely straightforward way in which these elements are presented in this canon is not so

generic and deserves being considered as one of its distinctive features. It could be argued that the degree

of clarity and exposure of the arch, with its clearly defined melodic apex, the organic relationship between

micro and macro levels, and the accumulation of layers are the main causes of the expressive climactic

effect that this canon achieves. However, it could also be argued that a registral and textural ladder,

especially when so obvious, and taking so long to complete, needs to be complemented by other strong

processes in order to keep the listener’s interest throughout and to guarantee the climactic effect. The

three elements of the theme described at the beginning of this chapter, melodic rhyme, contour, and

contrapuntal dissonance, are all aspects that serve as important complementary processes for the canon’s

registral-textural ladder.

15

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2.5 REGISTRAL PROGRESSION, REGISTRAL EXPANSION

While the entrance of each new voice introduces a new register, therefore establishing a registral

progression, the span between the outer voices, if considered in general terms, is also increased. This

increment in span can be described as a registral expansion.23

Figure 10: Overal registral expansion (span increase) in the first part of the canon

The double-headed arrows in figure 10 are simplified representations of the registral expansion

that takes place every time a new voice is introduced in the canon. This process of registral expansion,

however, is more complex if the contour of the outer voices is considered in more detail. As described

before, the theme’s contour is a symmetric melodic arch. Every new voice introduces this melodic arch

displaced by one measure and, for this reason, the outer voices’ counterpoint is constantly changing.

While at the initial stages of the canon, the highest notes of the outer voices’ arches occur close in time to

each other (see figure 11), they gradually move further apart in time from each other. In contrast, the

highest note of the upper arch and the lowest note of the lower arch get gradually closer. This process

23 It seems important to notice that although, in general terms, any registral expansion includes at least one registral progression not all registral progressions generate a registral expansion, since the outer voices’ registral progressions might be related by parallel or oblique motion.

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transforms the outer voices’ counterpoint from parallel to contrary motion, establishing a progression

towards a more defined registral expansion.

Figure 11: Process towards registral expansion (span increase) at the level of local registral progressions24

This gradual process towards registral expansion at the local level can be understood as a

reinforcement of the overall registral expansion first described.

Figure 12: Relationship between overall and local registral expansions

24 For the sake of conceptual clarity, this abstract scheme does not show that the top voice in the later stages of the rhythmic displacement are introduced at a considerably higher pitch level than the one in the initial stage. The term relative span refers to the measurement of span in terms of the outer voices’ relative highness and lowness.

17

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In a more detailed level, however, the process of transformation of the outer voices’ counterpoint

embodies certain irregularities, especially at the level of the synchrony of the arrivals to the highest and

lowest points. Figure 13 samples three different stages of this contrapuntal relationship. In the initial two-

voice counterpoint, the temporal interval of imitation is close and the registral expansion that they

produce at the micro level is not very pronounced. In the second example, the top part has been

rhythmically displaced by four measures and the highest pitch of the top voice and the first arrival at the

low register coincide in parallel octaves. In the third example, both the highest note in the top voice and

the lowest layer’s low register coincide as well. However, the first arrival at the low register occurs five

beats before the top voice’s melodic apex is reached.

Figure 13: Three different stages of the outer voices contours

18

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Although, both the second and third examples expand to their largest possible span at that given

moment of the piece, the degree of synchronization of the arrivals in the second example focuses the

tension into a single point, whereas the third diffuses the tension between two different points in time.

The simultaneity of arrivals may suggest that the melodic apex of the second example is more climactic

than the one in the third example. However, it is the span itself and not the specific way it is reached that

becomes the most salient feature of the registral expansion in this piece. Therefore, the third example,

which has the largest span, is still the most climactic one.

Although the synchrony of arrivals in the second example is not enough to undermine the

climactic effect reached by the third example, it is still very important for the piece. The peaks of tension,

like the one the second example generates, partially interrupt an otherwise completely straightforward

process. These ‘irregularities’ in the process play with the listener’s expectation, creating a sense of

anticipation, and adding an interesting geography to the piece. When the melodic apex of the canon

finally occurs in m. 212, its climactic effect is guaranteed by the psychological complexity that

complementary processes such as the one just described provide.

2.6 A LADDER OF DISSONANCE

Earlier on this chapter, a progression towards dissonance was described at the level of two-

adjacent-voice counterpoint. In that discussion it was pointed out that the most distinctive dissonant

counterpoint is first presented in mm. 36 and 37, just before the melodic apex of the top voice is reached.

This moment of rhythmically active, parallel dissonance is so distinctive that it can be clearly perceived

even when it happens between inner voices, in textures as thick as eight voices at the climax of the canon.

19

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The consequence of this prominence is a clear ladder of dissonance which climbs through the texture,

interconnecting all the voices of the canon from the bottom to the top.

Figure 14: Ladder of dissonance

It seems important to notice that this ladder of dissonance is not uniform throughout in terms of

its degree of exposure. Its prominence gradually increases the closer it gets to the top layer, where the

polyphonic texture is more transparent. This gradual approach to the spotlight works as a virtual

crescendo, a prolonged anacrusis which intensifies the sense of arrival at the melodic apex of the top

layer. In addition, the ladder summarizes the structure of the voices’ entrances and their pitch levels. This

summary not only echoes the overarching canonic structure reminding the listener of the textural depth of

the piece, but also makes him/her aware of the magnitude of the span that the piece reaches at every peak.

2.7 REGISTRAL LADDERS, LADDERS OF DISSONANCE

Although the ladders of dissonance and the registral ladders are both melodic ascents, they

differentiate from each other in the time they take to complete their ascent. The more rapid ascent of the

ladder of dissonance works as an echo of the comparatively slow registral ascents. Because of the

closeness in length, this echoic relationship is more evident between the ladders of dissonance and the

20

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theme’s registral ascents than between the ladders of dissonance and the overall canon’s registral ascent.

In addition, and because of that same closeness in length, the relationship between the ladder of

dissonance and theme’s registral ascent is more sensitive to the gradual lengthening of the ladder of

dissonance throughout the canon. Figure 15 shows how the ladder of dissonance goes from being just a

sixth of the length of the theme’s ascent, at the beginning of the canon, to being three fourths of it when

the canon’s climax is finally reached.

Figure 15: Two stages of the relationship between the ladder of dissonance and the theme’s registral ladder

This change in proportions between the two ascents gradually brings the echoic relationship to the

foreground. This increment in the prominence of the relationship results in a clearer confrontation and

therefore a stronger level of tension towards the canon’s melodic climax. The relationship between the

ladders of dissonance and the theme’s registral ascents has at least two other elements that contributes to

21

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the dramatic effect of their confrontation. On the one hand, and as opposed to what occurs in a

conventional imitation, both imitated and imitator arrive to their final note at the same time, creating the

illusion that one moves faster than the other. On the other hand, the causes and types of the prominence

of the ascents are different in each case. Whereas the theme’s registral ascent is prominent mainly

because it is the top layer in the texture, the prominence of the ladder of dissonance comes from its

rhythmic and harmonic features. In addition, because of the way they relate to the texture, the prominence

of the registral ascent is even throughout, whereas the importance of the ladder of dissonance increases

the closer it gets to the top layer. The result is a complex stretto effect. Each of the theme’s registral

ladders is echoed by an ascent which, moving in a faster pace and increasing in prominence, defies the

natural subordination of imitator to imitated.

As opposed to what occurs between the ladders of dissonance and the theme’s registral ladders

(where, because of the closeness of length, one can be perceived as imitating the other), the canon’s

registral ladder is summarized by the ladder of dissonance. Every ladder of dissonance is an abbreviated

form of the registral progression that the canon has reached up to that point.25 Figure 16 show how, if the

large picture is considered, these periodic summaries work as brief dynamic accents, that give additional

momentum to a much larger process.

Figure 16: Relationship between the ladders of dissonance and the canon’s registral ladder

25 The ladders of dissonance go from being roughly 1/13 the length of the canon’s registral expansion in the two-voice section to being 1/21 the length of the canon’s registral expansion when the canon’s climax is reached. It is important to point out that not only are these differences in length too big to encourage an imitative effect, but it decrement throughout the canon is not as substantial as the decrement of the difference between the ladder of dissonance and the theme’s registral ladder’s length.

22

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2.8 LADDERS GOING FROM RHYME TO NO-RHYME

At the beginning of this analysis the rhyme scheme of the theme was discussed. The theme was

described as gradually moving from a clear, regular four-bar rhyme focussed on phrase beginnings to an

area of no-rhyme in the middle section and then coming back to a strong rhyme focussed on phrase

endings. When the canon starts introducing the different voices displaced by one measure, the rhyme

schemes get mixed with each other in a rather complex way. Figure 17 points out some of the

consequences of the superposition of the rhyme schemes. The first thing that should be noted is that the

top voice is by far the most prominent layer in this canon. For this reason, the rhyme scheme that leads

the perception of the canon is the one presented by the top voice and all the other voices tend to be

perceived as either reinforcing or contradicting that scheme. When the eight-voice polyphony is cut in

vertical slices determined by the phrases of the top voice, a contradiction of the initial rhyme and a

reinforcement of the final one are found.

Figure 17: Superposition of rhyme schemes

Because of the prominence of the top voice, and the density of the polyphonic mass, there is a

tendency to perceive the canon in terms of a main melody accompanied by an underlying thick and

complex layer. This layer of ‘accompaniment’ gets its identity as much from its polyphony as from its

23

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harmony. Its harmony, in turn, is determined more by the lower components than by the higher ones. For

this reason, is the presence of rhyme with the lowest layers beneath the endings of the two last phrases of

the top voice and the absence of rhyme with the lowest layers beneath the beginnings of the two first

phrases that respectively determine the contradiction and the reinforcement of the main rhyme scheme.26

When the different stages of the first two phrases (a and a’) of the top voice are compared

throughout the canon, a gradual increment of the contradiction of its rhyme can be observed. Figure 18

shows how, while in the three-voice section the top voice rhyme is still strongly reinforced, in the five-

voice section the rhyme is already in a strong conflict. The conflict reaches its peak in the eight-voice

section, and the tension generated by it strongly contributes to the climactic effect of the section. This

gradual increase of the contradiction in the large scale can be described as a ladder that goes from rhyme,

with few voices in a low register, to no-rhyme, with numerous voices and the inclusion of the high

register.

Figure 18: Three different stages of the rhyme in the first two phrases of the top voice

A gradual contradiction of the top voice rhyme can also be found when the different stages of the

last two phrases (c and c’) are compared. However, this contradiction reaches its peak in the five-voice

26 A more detailed account of these relationships will be provided in the final part of the next chapter.

24

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section, after which point the lower layer rhyme component is introduced and gradually increased until

the climax of the canon is reached in the eight-voice section.

Figure 19: Three different stages of the rhyme in the last two phrases of the top voice

The way in which the rhyme scheme of the top voice in the eight-voice section is first

contradicted and then reinforced generates a clear dynamic of tension and resolution. This tension-

resolution scheme, at the level of melodic rhyme, coincides with the schemes of tension generated by both

register and the ladder of dissonance. The conjunction of these schemes consolidates the idea of tension

rising towards the melodic apex and the consequent resolution of that tension through an increasingly

more regular and relaxed descent from that apex.

However, as shown by figures 18 and 19, the contradiction of the rhyme of the two first phrases

and the reinforcement of the rhyme of two last phrases is not equally present throughout the canon. In

fact, in places like the three and four-voice sections the scheme is almost reversed. Because of this, the

conjunction of the schemes of the tension generated by rhyme, contour, and dissonance is not a constant

throughout the canon, but the culmination of a gradual process of alignment. In this way, the arrival at

the melodic apex of the canon is not just the arrival of the highest pitch and the largest span in the canon,

but also the point where the cooperation between the main melodic structures is the closest.

It is also important to notice that, although the schemes in figures 17 and 18 show a sharp

distinction between areas of rhyme and no rhyme, this is just an abstraction to facilitate conceptual clarity.

25

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As mentioned at the beginning of this chapter, the transition between melodic rhyme and melodic no-

rhyme in the theme is rather gradual. When the voices accumulate throughout the canon, this gradual

transition at the level of individual melodies translates into a more gradual ladder effect between rhyme

and no-rhyme. Even more interesting when examining the sonorities, is that the gradual transition of

melodic rhyme runs parallel to an even more gradual and complex transition of harmonic rhyme. The next

chapter describes the harmonic structures related to this other type of rhyme. The harmonic dimension of

this canon, as is usually the case with highly polyphonic pieces, is subtle. However, its relationship with

the other structures is a crucial factor in creating the dramatic intensity of the more exposed melodic and

polyphonic dimensions.

It seems necessary to point out one more time that all the melodic and contrapuntal aspects

mentioned in this chapter (rhyme, register, and dissonance) are strongly related to each other and that the

success of the music comes as much from the way they reinforce each other as from their differences,

usually related to their rhythmic dimension. These differences are the ones that make their interaction

interesting, and keep the attention of the listener focused on an otherwise plain surface.

26

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3.0 GÓRECKI’S CANON: A LADDER FROM LINE TO SONORITY

3.1 THE TRANSPOSITION OF SONORITIES

As mentioned before, this canon introduces every new voice a diatonic fifth higher than the

preceding voice, and exactly one measure after that preceding voice has started the repetition of its theme.

This type of imitative relationship not only determines the way adjacent voices are related to each other

but it also determines that most of the contrapuntal combinations will be transposed up through the

texture. The ladder of dissonance described in the previous chapter, for instance, is one example of how a

given contrapuntal combination can be successively transposed by ascending fifths at a rhythmical

distance of one measure (see fig. 14). This successive transposition traces a diagonal through the texture27

that interconnects the different voices of the canon. This same diagonal relationship can also be found if

contrapuntal blocks of more than two voices are considered. In this canon, most of the voices of any

vertical slice of the texture can be found a measure later transposed a diatonic fifth up and played one

layer up in the texture. For instance, in mm. 63-64 (figure 20), the two quarter-notes of the second

contrabasses are played a measure later by the first contrabasses up a diatonic fifth.

27 The specific image of a diagonal line crossing through the texture is mainly an abstract byproduct of the visual representation of time as a horizontal dimension and pitch as a vertical dimension.

27

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Figure 20: Three different examples of the transposition of sonorities

Although these diagonal relationships are very clear when represented visually, they only become

fully perceptible to the ear when they have highly distinctive features, such as rhythmically active parallel

dissonance. In most of the other instances, these diagonal relationships remain hidden under the

prominent and uninterrupted horizontal continuity of the top voice’s theme. For this reason, the effect of

the scheme of transposition is, in most cases, limited to the generation of a subtle underlying harmonic

structure which gives the more evident melodic process additional coherence and depth.

3.2 HARMONIC STRUCTURE OF ASCENDING FIFTHS

The sonorities shown in the third excerpt of fig. 20 are relatively complex constructions that,

although smoothly connected to each other by stepwise motion, do not seem to project clearly defined

roots. Sonorities like these are characteristic of the second part of the theme’s middle section, right before

the arrival at the melodic apex, and are directly connected to the ladder of dissonance. The other

sonorities in the canon, however, tend to be much simpler (major and minor triads in different inversions),

and their roots more clearly defined. Every time the sonorities are limited to these basic triads, with no

added notes, a clearer harmonic structure of ascending fifths tends to be established between the roots of

the strong beats of each measure.

28

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Figure 21: Clearer harmonic structures of asc. 5ths28

However, if the sonority includes any added notes the harmonic structure of ascending fifths

becomes more complex, and potentially it can lose its clarity and continuity. The boxes in figure 22 point

out a scheme of transposition governed by the succession of ascending fifths A, E, B, and F#. The

perception of this harmonic structure is, however, disrupted by the pitches ‘g’ and ‘d’ introduced beneath

the Bm and F#o sonorities by the lower layers. The resulting sonorities tend to be perceived as being

rooted on ‘g’ and ‘d’ respectively, and the continuity of the ascending fifths is interrupted.

Figure 22: Disruption of the continuity of the structure of asc. 5ths

28 In a more traditional harmonic context the A minor chord in second inversion in figure 21 would work as contrapuntal embellishment of the E minor chord. In the context of this piece, however, there are several reasons this second inversion does not affect significantly the perception of A as the root of A minor chord. First, the structure of ascending fifths tends to prevail despite the chordal harmonic ambiguities since it is not established solely by the chords but predetermined by the fixed scheme of imitation. Second, the note ‘a’ is agogically and registrally accented. Finally the bass note is so low and relatively close to the note immediately above that its influence in the harmonic perception of the chord is rather limited. The type of notation used here to describe the chords is borrowed from sheet music notation, a shortcut for the description of chords in popular music.

29

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In a way similar to the melodic rhyme, the harmonic structure of ascending fifths also loses its

clarity and continuity towards the middle section of the theme. This process is evident from the first

moment that the number of voices allows triads to be fully expressed. Figure 23 shows how an

uninterrupted cycle of fifths is established from the final phrases of the three voice section in m. 70 until

shortly after the entrance of the new voice in m. 77. From that point on, the structure of ascending fifths is

disrupted twice and then fades away when the top voice reaches the third phrase of the theme. The

structure of ascending fifths is again audible when the top voice presents the two final phrases. This

process is repeated each time the theme is restated.

Figure 23: First clear statement of the structure of asc. 5ths and its two disruptions

30

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The similarities between the melodic rhyme and the harmonic structure of ascending fifths are not

limited to their disappearance in the middle section of the theme. They also share an affinity in the way

they get transformed throughout the unfolding of the canon. Since the entrance of every new voice

introduces the theme displaced one measure, the second phrase of the top layer gradually gets to be more

and more involved with the area where the structure of ascending fifths is less clear. In the climax of the

canon, this displacement of the top voice in relationship with the structure of fifths places its melodic

apex right before the harmonic clarity returns. As is the case with the melodic rhyme in the eight-voice

section of the canon, the tension generated by the gradual loss of harmonic clarity perfectly converges, in

the climax of the canon, with the ascent to the melodic apex of the top voice. This tense anacrusis is

resolved both in terms of rhyme and harmonic clarity after the top voice reaches the canon’s peak and

starts its descent.

Figure 24: Process towards the convergence of the melodic apex and the peak of harmonic tension due to the lack of clarity of the harmonic structure

31

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3.3 GRADUAL TRANSFORMATION WITHIN THE

HARMONIC STRUCTURE OF ASCENDING FIFTHS

(A transition from an emphasis on the harmonic

dimension to an emphasis on the polyphonic dimension)

The two disruptions of the continuity within the cycle of fifths can be understood as caused by the

transition between two different types of ascending fifths structures. Figure 25 illustrates the gradual

diagonal introduction of the second structure of fifths in the eight-voice section of the canon.29

Figure 25: Gradual transition between the two main structures of asc. 5ths

These two main structures are not only different in terms of their specific chords, but also in the

type of relationship their individual chords establish with the sonorities placed on the weak beats.

Whereas in the first structure, strong and weak beats are related by descending fifths, in the second

structure they are related by descending thirds.

29 The G and D chords in parentheses (at the bottom of figure 25), although apparently foreign to the second structure of ascending fifths, can be regarded as an early stage of the transition between the two long chains of fifths. The notes of the theme that present the roots of these two chords, when moving up through the texture, become the third of the chords. For instance, whereas the ‘d’ of first double basses in m. 199 works as the root of the D chord, it becomes the third of a F#o triad when found transposed a fifth up to ‘a’ in the second cellos one measure later.

32

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Figure 26: Harmonic relationship between strong and weak beats within the structure of asc. 5ths in the eight-voice section

This change is not just an intervallic variation but it determines the extent to which the chords

placed on the weak beats are harmonically projected. The harmonic relationships by descending thirds,

especially in this particular case that partially fills in the intervallic gap between the strong beat roots,

tend to operate more as a contrapuntal device of connection than as the generator of an autonomous

harmony. The harmonic relationships by descending fifths, on the other hand, because of they are usually

harmonically emphatic, 30 tend to promote the harmonic autonomy of the sonorities placed on the weak

beats. It is also important to consider that although, in the particular case of these descending fifths, they

also establish a stepwise connection with the root of the next strong beat, the permanent change of

melodic direction they are involved in generates an accent that activates their harmonic dimension.

One of the consequences of the different degrees of the harmonic projection of the weak beats is

the predominance of a quarter-note harmonic rhythm in the first structure and of a half-note rhythm in the

second structure. The initial quarter note harmonic rhythm is reinforced by several factors. On the one

30 The term ‘usually’ alludes here to both the intrinsic properties of the intervallic relationship as well as to the long tradition that, through especially Western musical practice, has consolidated the way this intervallic relationship has normally been used and perceived.

33

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hand, the almost complete absence of accented non-chord tones allows the root of the second beat chords

to be clearly projected. On the other hand, most of the eighth-note figures of the last two phrases of the

theme, especially those involving a leap, put a strong rhythmic and melodic emphasis on the second beat

of each measure. This emphasis becomes especially strong when the figures are superposed. Not only do

the eight-notes of the second beats become more prominent because of the different voices playing the

same rhythmic pattern simultaneously, but also, and perhaps the most striking feature of this section, the

superposition generates multiple parallel contrapuntal motions. These parallelisms are prominent because

the sonorities involved are resonant triads with perfect intervals in their lower register and imperfect

intervals in their higher register, and because part of the parallelism involves simultaneous leaps. The

parallelism of these chords moving in eighth-notes pervades the voice-leading with prominent parallel

fifths, octaves, and tenths which make the relevance of the second beats unmistakable.31

Figure 27: Reinforcement of the quarter-note harmonic rhythm by the eighth-note figures of the last two phrases of the theme

31 It could be argued that, because of the chordal blocks moving in parallel motion, the actual harmonic rhythm of that section is one quarter-note followed by two eighth-notes. However, the brief duration and weak position of that chord placed in the last eighth-note of each measure, added to the fact that a leap of a third tends to be heard as a prolongation by arpeggiation of the accented sonority, restrain the effect of these chords to the melodic-contrapuntal dimension.

34

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It seems important to notice that every time a new voice is added to the canon the area where the two

main cycles of ascending fifths diagonally overlap increases in length. Figure 26 shows the longest

overlapping of these two structures in the canon, which is reached when the last of the voices is finally

introduced. The lengthening of the overlap throughout the first part of the canon makes the transition

denser and more organic because the melodic, rhythmic, and harmonic features of the two structures are

cross-faded at some length.32 However, this more organic transition is not totally gradual since the

specific harmonic characteristics of the lowest layer(s), which has a strong influence on the harmonic

perception of the other layers, adds some conspicuous irregularity to the process. When a gradual

transition between the quarter note and half note harmonic rhythms might be expected, for instance, a

temporary augmentation of the harmonic rhythm to a whole note occurs instead. The D7 and F#o chords,

shown in figure 28, tend to be perceived as a harmonic unit not only because they share all pitches, but

also because they have the same bass. Both the combination of the augmentation and the tension derived

from the tritone generate a dramatic effect every time this particular F#o chord appears throughout the

canon.33

32 Whereas the visual representation of the transition between the two harmonic structures shows a sharp diagonal separating them, the actual aural effect of the overlapping is to generate a rather homogenous blend, where the two layers are difficult to distinguish from one another. The effect of this process is similar to the superposition of semi-transparent layers of color in watercolor painting. The gradual decrease of the number of voices creating the first structure and the increase of voices creating the second is like a cross-fade, where one section connects to the other by overlapping the dynamic fade in and fade out. However, the fact that most of the notes of the top sonorities can easily be perceived as traditional added notes to the bottom sonorities prevents the process from being completely gradual. 33 This harmonic tension is especially increased after the second violas introduce the half note ‘g’ to the chord in m. 104. In terms of the diagonal scheme of transposition this ‘g’ is the result of the overlapping of the two main structures of ascending fifths, which superposes the C and F#o chords. However, in practical terms, whereas the ‘c’ and ‘e’ pitches of the C chord perfectly blends with the F#o chord, the ‘g’ sticks out as an autonomous element because of its strong conflict with the F#o chord.

35

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Figure 28: Augmentation of the harmonic rhythm in the eight-voice section34

This tonal tension is resolved by the two measures that immediately follow the D7 and F#o chords.

However, this resolution is contrapuntally complex, since multiple non-chord tones are superposed at

different levels of rhythmic structure and the overlapping of the two structures of ascending fifths

generates a very rich superposition of triads. Figure 29 simplifies the texture by eliminating the non-chord

tones at the level of the eighth-note structure and some of the figuration at the level of the quarter-note

structure.

Figure 29: Most relevant pitches for the scheme of

tonal tension-resolution in mm. 199-203

34 The chords in parentheses in figure 28 belong to the first structure of ascending fifths which gets absorbed by the second structure when they overlap.

36

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The slowing down of the harmonic rhythm, the increase of number and complexity of non-chord tones,

the introduction of descending third relationships between strong and weak beats, and the subsequent

introduction of the ladder of dissonance shortly after, makes the second structure of ascending fifths

diffuse in harmonic terms. Compared to the first structure of ascending fifths, the second clearly

emphasizes the polyphonic over the harmonic dimension. This shift of focus works as a natural transition

towards the strongly polyphonic accumulation of tension in the ascent to the melodic apex.

3.4 HARMONIC RHYME

One of the most salient harmonic patterns in the transition between the two main structures of

ascending fifths is the recurrent sequence of the G and D chords. This harmonic pattern is determined by

the melodic rhyme scheme of the theme and is already present in the first two-voice section of the canon.

Figure 30: G-D pattern in the two-voice section

Later in the canon, a third appearance of the G-D idea is consolidated with the introduction of the

fourth voice in m.76.

37

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Figure 31: G-D pattern in the transition between the three and the four-voice sections

The successive accumulation of layers not only consolidates the G-D idea, but also partially

extends the rhyme logic to some of the adjacent measures. These extended areas of the rhyme exhibit a

less clear pattern which ambiguously shows elements of both four-bar and eight-bar harmonic patterns. At

the four-bar level, the C chord built above the first ‘e’ of the lowest voice, is very close in its harmonic

effect to the Em chord that occurs four measures latter, because they share the same bass note. At the

eight-bar level, the same pattern of roots C and E, as well as the Am chord that precedes the Em chord are

repeated.

Figure 32: Partial extension of the harmonic rhyme in the transition between four and five-voice sections

38

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By the time the last voice of the canon is introduced, elements of the four-bar harmonic rhyme

have been extended even further. The succession G-D-Am-Em is generated by the weak beat sonorities of

four additional measures. These sonorities, although placed on weak beats, are particularly relevant

because the degree of dissonance on the strong beats of those measures prevents the strong beats from

clearly projecting harmonic roots. However, the already described diagonal schemes of transposition of

sonorities gradually diminish the number of voices involved in the G-D-Am-Em sequence until it

completely fades away. In addition, it is important to remember that the middle section of the theme,

where this subtle extension of the harmonic rhyme takes place, tends to be perceived in more polyphonic

than harmonic terms. For this reason, this extension of the harmonic rhyme works as a rather distant echo

of the initial pattern.

Figure 33: Four-bar extension and fading away of the harmonic rhyme

It is also important to notice that the chords that are not repeated every four measures (C and Em;

F#o and Am) do not completely contradict the four-bar harmonic rhyme. These chords, related by diatonic

thirds, share two pitches and for that reason can easily be perceived as substitutions for each other. These

relationships by diatonic thirds and their subsequent harmonic affinity are natural consequences of

breaking down a diatonic cycle of fifths into two groups of four chords each.

39

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Figure 34: Harmonic affinities derived from a four-chord grouping of a cycle of asc. 5ths

This same type of harmonic affinity can be found between the four first measures of the cycle of

fifths and the first four measures that introduce the G-D idea (the roots of these two groups of four

measures are the same used in figure 34). In addition to this basic affinity derived from the cycle of fifths,

the chords in the first group of four have sevenths that add another layer of harmonic affinity, since these

seventh chords can be perceived as synthesizing both groups of four chords. Figures 35a and 35b

illustrate how the sequence C-G-D-Am, where the G-D is first introduced, is prepared by its inclusion in

the previous sequence Am7-Em7-Bm7-F#o.35

35 Most of the weak beats in this excerpt replicate the same connections that exist between the strong beats.

40

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Figure 35: Fusion of the two groups of four chords into seventh chords and the harmonic ‘preparation’ of the C-D-G-Am sequence

Figure 36 summarizes the evolution of the harmonic rhyme throughout the first part of canon.

This rhyme progresses from being almost totally confined to the G-D idea and expressed in only two

phrases to including four chords and influencing most of the theme.

This evolution not only includes an increase in the length of the area influenced by the harmonic

rhyme but also in the quality of that rhyme. The accumulation of rhythmically displaced layers gradually

spreads the rhyme over time. The result, however, is not a uniformly spread rhyme, but a rhyme that

comes into focus on the two central G-D ideas and gradually loses its clarity, as if it were getting diffused,

in the measures immediately before and after the two central G-D ideas, as well as in the preceding and

following four-measure groups.

41

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Figure 36: Evolution of the harmonic rhyme throughout the first part of the canon

42

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The long and relatively continuous harmonic structure by ascending fifths, first described in this

chapter, and the four-bar harmonic rhyme focalized on G-D, just discussed, are not mutually exclusive.

They are complementary layers that generate a complex but still natural and cohesive harmonic discourse.

Each one of these two harmonic layers is essential, since they are manifestations of different basic

elements of the piece. Whereas the long structure by ascending fifths is mostly determined by the melodic

interval of imitation of the canon, the four-chord rhyme unit is mostly generated by the specific melodic

features of the theme. The integration of these two layers into a single harmonic structure produces a

discourse that is at the same time cyclic and ever-changing, static and directional, and whose gradual loss

of clarity towards the middle section of the theme adds enormous plasticity to the way each melodic apex

is reached. On the other hand, the overall evolution of the harmonic rhyme just described, which includes

processes of consolidation, expansion, and fading, intensifies both cyclic and ever-changing aspects of the

theme, increasing the continuity of the accumulation of tension, and therefore the dramatic intensity and

momentum of the ascent towards the climax of the canon.

3.5 A LADDER OF MODAL TRANSPOSITIONS

Each transposed new voice introduced in the canon, outlines a different modal scale. For instance,

whereas the original theme moves from e1 to e2, outlining an E aeolian scale, the second voice moves

from b1 to b2, outlining a B phrygian scale. Figure 37 lists the succession of modal levels throughout the

canon.

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Figure 37: Modal levels of each entrance of the theme

Because the first appearance of the theme occurs at the level of E aeolian, and that very same

layer remains as the lower foundation until the climax of the canon is reached, the ‘e’ never stops being

the tonal center. This strong predominance of the E aeolian also prevents the different modes introduced

by the other voices to be fully harmonically projected. For this reason, the main effect of the changes of

mode is not that of a prominent change of the harmonic color but a subtle, continuous renewal of the

specific pitches and intervals emphasized by the top melody. Figure 38 shows the first of these melodic

renewals. In that particular case the specific pitches {e-f#-g} of the initial gesture are replaced by the

pitches {b-c-d} and the specific pattern of interval M2-m2 is replaced by the pattern m2-M2 which,

although recognized as the same basic melodic idea, introduces change and music interest.

Figure 38: Shifting of the quality of the melodic intervals

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This B phrygian melody does not project a pure phrygian color. Instead, it provides an emphasis

on the pitch ‘b’, not as center but as scale degree five of E aeolian. Because of this, the characteristic

phrygian minor second between scale degrees one and two, is perceived instead as a minor second

between scale degrees five and six of E aeolian. Although this E aeolian contextualization of the ‘b’-‘c’

move is still characteristic and full of tension, it generates a slightly different harmonic color, which could

be informally described as less ‘exotic’. In addition, whereas at the macro level the melodic intervals

emphasized by every new modal level are subordinated to the overarching E aeolian, on a local level the

effect of the same melodic intervals is also heavily influenced by the harmonic context. For instance, the

already mentioned phrygian ‘move’ between ‘b’ and ‘c’ is first introduced in the contrapuntal scheme

M3-m6 which neutralizes most of its dissonance potential.36 This particular contrapuntal scheme

emphasizes the consonance potential of that minor second by using imperfect consonances and a

contrapuntally ‘comfortable’ combination of contrary and stepwise motion. At the local level, this

emphasis on consonance promotes the projection of a consonant harmonic quality that could be described

as a tonicization of III, instead of E aeolian or B phrygian. The result of this double influence is a ‘b’ that

is at the same time scale degree five of E aeolian at the macro level and the third of a G triad in a local

level that smoothly moves to a ‘c’ that is both the scale degree six of E aeolian and the root of a C major

chord.

Figure 39: Harmonic intervals at the beginning of the second entrance of the theme

36 One of the simplest ways that counterpoint could emphasize the tension of the minor second between ‘b’ and ‘c’ is having a lower voice holding the ‘b’ while the upper voice moves from that same ‘b’ to ‘c’, generating an oblique motion.

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Although the simultaneity of tonal relationships at different levels of structure is a normal

byproduct of tonal practice, the complexity suggested by both the layering of modal transpositions and the

modal character of the harmony itself, makes the understanding of these multilevel connections

particularly pertinent for the harmonic analysis of the canon. One of the main features of this canon is

that the absence of leading tones of e minor promotes a modal discourse. This modal harmonic quality is

reinforced by the underlying idea of ascending fifths (plagal fifths); the power of this progression to

establish a clearly defined tonal center and generate strong harmonic direction is remarkably weak when

compared to other harmonic structures such as the cycle of descending fifths.37 In a succession of chords

related by ascending fifths there are usually two prominent features. First, if the harmonic sequence is

accompanied by a melodic sequence, the music traces a registral ascent whose kinetic quality and degree

of tension are highly characteristic.38 Second, even if the harmonic sequence is not clearly supported by a

melodic sequence (as is the case in this canon), the ascending essence of the root movement and the

elusiveness of tonal direction generate a type of tension that allows every chord to have a similar

harmonic weight and protagonism. This softening of the harmonic subordination of the individual chords

to a dominating tonal center not only allows the shifting of accents of the displacement of the top melody

to unfold freely in this canon but it also allows it to emphasize the accented chords regardless of its tonal

implication at the macro level. Figure 40 summarizes the different triads emphasized by the melodic

displacement of the top voice.

37 Extended successions of chords related by ascending fifths were common in early polyphony of the sixteenth century but they gradually lost their popularity when a more directional sense of tonality was consolidated in the common practice era. In the Classical period, for instance, the use of sequence by ascending fifths was mainly restricted to symphonic climactic moments. Chains of chords related by ascending fifths are also common of certain styles of rock music, where their modal effect is fully exploited. 38 Most melodic sequences based on a harmonic cycle of ascending fifths alternate ascending fifths with descending fifths, generating a large scale progression by ascending stepwise motion. Although, in some rare occasions a melodic sequence based on a cycle of ascending fifths may move down in register by means of an uninterrupted succession of descending fourth transpositions, the large scale stepwise progression might still ascend.

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Figure 40: Shifting of harmonic emphasis throughout the canon

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The relationship between the first note of the top voice theme and the root of the chord that it

emphasizes gradually opens up from being the root, to being the third, the fifth, and finally the seventh of

the chord. It is important to notice that this ascending progression is not a perfect mirror of the overall

ascending registral progression of the canon. Whereas the registral progression traces a gradual ascent, the

relationship between accented top notes and accented roots ascend at a slower and less regular pace (see

figure 41). This ascent is not just an ascent in a virtual registral space (relationship between root and top

note), but it has repercussions in the harmonic expression of the top part. These repercussions are, to some

extent, more prominent than the modal color itself.39

Figure 41: Comparison between virtual harmonic-registral progression and real registral progression of the first note of each of the top voice’s themes

In this theme, the first accented part is particularly important in setting the harmonic mood of the

rest of the melody. In the case of this melody, the harmonic dimension of the beginning of the theme is

projected in a stronger way since it always occurs in the sections of the theme where both the roots of the

39 In this canon there is a marked difference in affect between entries every time the interval between the root and the first note of the top part changes. In many of these cases these affects are emphasized by the interval between root and top part being shared by more than one chord as is the case in mm. 50, 51, and 53 (all accented chords related with the top voice by a 3rd) or in mm. 150, 151, and 152 (all accented chords related with the top voice by a 5th).

48

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chords and the harmonic rhyme are the clearest. In addition to these two factors, the harmonic relevance

of the beginnings of the theme seems to be enhanced by the way the pattern generated by them at the

macro level replicates perfectly the local harmonic rhyme scheme (Em-G-D-Am, Em-G-D-F#o).40 This

relationship is illustrated by fig. 40. Whereas the first four accented chords of any of the entrances follow

some segment of the idea Em-G-D-Am, Em-G-D-F#o, (i.e., reading the figure from left to right), the

succession of the first chord of each entrance (i.e., reading the figure following a descending diagonal)

also recreates the pattern Em-G-D-Am, Em-G-D-F#o. This manifestation of the harmonic rhyme on a

macro scale seems particularly interesting since it adds another dimension to the discourse that enhances

the psychological depth of both cyclic and ever-changing aspects of the piece. This harmonic pattern is

not only connected to the harmonic rhyme of the local level but it also connects to the internal structure of

the theme which clearly emphasizes the notes of the triad through its registral ascent (for instance ‘e’, ‘g’,

‘b’ in the case of the E aeolian original).

3.6 INTERMITTENT PROMINENCE OF THE G-D IDEA

AND ITS EVER-CHANGING ASPECT

As previously mentioned, the particular harmonic characteristics of this canon prevent the E

minor chord from completely dominating the harmonic discourse. This rather soft subordination to a

chordal center allows other sonorities to easily become prominent without any particular tonal

confrontation. One of the most prominent sonorities throughout the canon is the combination of the

chords G-D. There seem to be two main reasons for this prominence. First, its periodic recurrence makes

this chordal combination the central component of the harmonic rhyme scheme. Second, the major mode

40 The relationship between macro harmonic pattern generated by the beginnings of the theme and the harmonic rhyme scheme at the micro level is determined by the ratio of the rhythmic displacement between entrances.

49

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quality of these triads, often presented without any added notes, makes these chords the most conspicuous

sonorities of the canon. The prominence of these two chords is also reinforced by the interpolation of

another major chord (C chord) to the pattern and highlighted by the strong contrast with the immediately

preceding section, which is composed almost exclusively of minor and diminished seventh chords.

The pattern G-C-D is highly distinctive not only because it includes all the major chords

available within the diatonic collection but also because it suggests a tonic-subdominant-dominant

progression. Also, the succession of minor and diminished chords that precedes the G-C-D idea not only

exhibits less stable chordal qualities but also less stable harmonic patterns. Its alternation of ascending

and descending fifths determines that the root of every strong beat is represented in the weak beat of the

next measure, and because there is no clear hierarchy between the minor chords, a disorienting sense of

illusory prolongations is generated. This creates a weak sense of harmonic gravity as if the chords were

wandering or floating on the air, spinning around with no direction.

Figure 42: Main roots projected by the two structures of asc. 5ths

It is important to notice that the G-C-D pattern in this canon is mostly associated with a particular

set of inversions (G in root position, and C and D in first inversion). This specific relationship between

the root and the bass pattern adds psychological interest to the idea, making it even more distinctive and

memorable.

50

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In the same way that the G-C-D idea is more prominent than other harmonic combinations in the

canon, some of the G-D ideas are more prominent than others. The main factor in that determines such

prominence is the continuous change in the way this harmonic idea and the top voice relate to each other.

The G-C-D idea is emphasized whenever it fully coincides with either the beginning or the end of the top

voice phrase. Furthermore, although occurring several times during each presentation of the theme, the

first occurrence of the G-C-D harmonic idea in every presentation is the most prominent, as the roots of

the chords are gradually hidden behind the increase of dissonance within the theme.

There are four instances where the first occurrence of the G-C-D idea is emphasized by the

phrasing (see figure 43). The first of these moments occurs when the theme is introduced for the second

time, where the initial two measures of the first two phrases of this B phrygian theme coincide with the

harmonic idea G-C-D. Although relatively dark in color because of the low register and presenting

incomplete chords, this double emphasis on the G-C-D is clearly perceivable. The second instance where

the G-C-D idea is fully supported by the top voice occurs at the end of the fourth entrance of the theme in

C lydian in the first cellos in m. 98. In this case the highly distinctive eighth-note cadential figure that

coincides with the G-C-D idea adds a special rhythmic accent to the C intermediate chord. The phrasing

of the top voice and the G-C-D converge again in m. 146 where the harmonic gesture is emphasized by

the beginning of the last phrase of the theme, whose intervals and rhythm resemble the cadential figure of

m. 98, thus generating a similar emphasis of the C chord. Finally the G-C-D idea coincides with the

ending of the second to last phrase of the top voice in m. 194. This last convergence is especially

prominent because, with the exception of the harmonically dark first convergence in m. 26, this is the

only time that the focus of melodic and harmonic rhyme coincides.

51

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? #G C/E D/F#

26

œ œa

œ œ œ œ œ ˙

G C/E D/F#

œ œa'

œ œ œ œ œ ˙

? #G C/E D/F#

50

œ œ œ œœ

a

œ œ œ œ œ

G C/E D/F#

˙ œ œ œ

? #71

œ œ œ

c'

œ œ œ œ œ œ

G C/E D/F#

˙ œ œ œ œœ

a

œ œ

G C/E D/F#

œ œ œ ˙

? #c'

96 œ œ œ œ œ œ

G C/E D/F#

œ œ œ ˙ œ œ œ œœ œ

aG C/E D/F#

œ œ œ œ œ ˙

? #c'

121 œ œ œ

G C/E D/F#

œ œ œ œ œ œ ˙ œ œ

aG C/E D/F#

œ œœ œœ œ œ œ œ ˙

a'

œ œ œ œ œ œ œ

&# c'

G C/E D/F#

146

œ œ œ œ œ œ œ œ œ ˙

G C/E D/F#

œ œ

a

œ œœ œœ œ œ œ œ ˙

&#167

œ œ œcœ œ œ œ œ œ

G C/E D/F#

˙ œ œ œc'œ œ œ

G C/E D/F#

œ œ œ ˙

&#

192 œ œ œcœ œ œ

G C/E D/F#

œ œ œ ˙ œ œ œc'œ œ œ

G C/E D/F#

œ œ œ ˙

t #

c'

bass line

Figure 43. Relationship between the G-C-D idea and the top voice phrasing

œ œ œ œ œ œ ˙ œ œa

œ œ œ œ œ ˙ œ œa'

œ œ œ œ œ ˙ œ œ

b

œ œ œ œ œ œ

52

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Besides the temporal convergence of these events, their contrapuntal relationship also helps make

them prominent. The parallelism between the outer voices tends to bring to the forefront both the melodic

gesture and the harmonic pattern. This parallelism first uses sixths, but eventually shifts to tenths and

finally octaves. The relative stability of the later intervallic relationship tends to fuse the outer voices into

a single thick gesture, which adds a lot of emphasis to both the melodic gesture and the harmonic pattern.

In addition, the accumulation of layers increases the prominence of the G-C-D idea, because it increases

the number of simultaneous parallelisms and the number of voices that play the eighth-note figure.

Figure 44: Evolution of the contrapuntal parallelism in the emphasized G-C-D idea

© Copyright 1977 by PWM Edition, Krakow, Poland. Transferred 1998 to Chester Music Limited

U.S. renewal rights assigned to Boosey & Hawkes, Inc.

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3.7 PARTIAL SUMMARY

The large scale structure generated by these four regions where the G-C-D idea is particularly

prominent complements the macro-harmonic rhyme established by the roots at the beginning of each

theme’s entrance. These two macro structures also have an abstract similarity: the first expands

intervallically by 6th-10th-8ve, the second by root-3rd-5th-7th. However, whereas the first structure is rather

irregular because it depends on a complex process of convergence, the second structure is predictable and

cyclic because it is directly determined by a regular sequence of displacement and melodic ascent of the

theme. The most important difference between these two structures, however, is that whereas the cyclic

ladder of emphasized chords could potentially keep repeating and the virtual registral space between root

and top note keep expanding, the full convergence between the focus of harmonic rhyme and the focus of

melodic rhyme reached in the climax of the canon works as the completion of a process and cannot be

easily continued without repeating itself. This last characteristic makes this subtle structure one of high

importance, a reinforcement of the main shape of tension of the piece delineated by a registral process

(ascent followed by a descent) and a tonal process (return to the initial pitch level, E aeolian).

In these terms the different processes discussed throughout these two chapters can be classified

into two groups. On the one hand, there are processes that stop when a goal is achieved (e.g., processes of

convergence). On the other hand, there are processes that just stop, but that could potentially continue

because they do not have an intrinsically clear goal that could be achieved (e.g., expansion between root

and top voice at the beginning of each new entrance). The type of relationship that occurs when these two

types of processes complement each other is that of a simple reinforcement, where the momentum of one

of the processes is increased but the dramatic intensity is not necessarily enhanced. On the other hand, the

coexistence and potential convergence of two processes of the first type represent a rich source of

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dramatic expression since in that scenario two autonomous stories organically interact in the achievement

of a common goal.

Table 1 lists most of the processes discussed in these two chapters. The items in the third column,

under the heading ‘goal’, describe the processes as either achieving a goal or just stopping. It is important

to notice that this classification is independent from the classification of processes by their degree of

autonomy, under the categories ‘most autonomous processes’, ‘less autonomous processes’ and

‘convergence of two processes’. This means that the degree to which a process is a by-product of another

process does not determine if this process is perceived as achieving or not achieving a clear goal. The

items under the ‘type’ column describe how regular the process is. Once again this classification is

independent of the other two classifications. Whereas the coexistence of two autonomous processes or the

coexistence of two processes that are perceived as achieving their goals creates the fullest enhancement of

the dramatic tension, it is the coexistence of either two irregular processes or one regular and one irregular

process that results in a similarly dramatic effect.

This partial summary shows the complexity of the relationships between the different processes

set in motion. It is both the complexity of the relationships and the simplicity and clear structure of the

processes themselves that permit the piece to create an expressive depth that does not get lost in an

unintelligible multilayered superposition.

Table 1: Partial summary of the main processes in Górecki’s canon

More Autonomous Processes Description Goal / Intelligibility Type Theme’s melodic rhyme

(see fig. 1-5) beginnings rhyme-no rhyme-

endings rhyme achieved (arch) Regular

Theme’s registral progression (see fig. 6) octave, arch achieved (octave, arch) Semi-regular Canon’s registral progression (see fig. 8) octave, arch achieved (octave, arch) Regular

Rhythmic displacement between entrances one measure The potential goal is not achieved

(complete a theme’s length displacement between outer voices)

Regular

Fixed melodic interval between entrances complete an octave by asc. diatonic 5ths achieved (complete cycle) Regular

Two-voice contrapuntal dissonance (see fig. 7) consonance-dissonance-consonance achieved (arch) Regular

Less Autonomous Processes (by-products) Description Goal / Intelligibility Type

Length of the ladder of dissonance (see fig. 14)

Determined by the two-voice contrapuntal dissonance, the fixed

melodic interval between entrances, and the rhythmic displacement

between measures

Totally subordinated to the theme’s registral progression Regular

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Ladder of dissonance coming to the foreground by competing with the top voice

(see fig. 15)

The length of the ladder of dissonance gradually becomes

closer to the theme’s length

The potential goal is not achieved (the length of the ladder of

dissonance matching the theme’s length). However, its coming to

prominence can be perceived as a goal itself

Regular

Going from textural rhyme to no-rhyme in the beginning of the theme throughout the

canon (see fig. 17-19)

Determined by melodic rhyme, and the rhythmic displacement

between measures

The goal is not very clear (disruption of the initial rhyme) Irregular

Transposition of sonorities (see fig. 20)

Determined by fixed melodic interval between entrances and the

rhythmic displacement between entrances

Totally subordinated to the number of voices Regular

Harmonic clarity of asc. 5ths (see fig. 21-23)

Determined by the two-voice contrapuntal dissonance, the fixed

melodic interval between entrances, and the rhythmic displacement

between entrances

achieved (arch) Regular

Harmonic rhyme (see fig. 30-35)

Determined by the melodic rhyme and the rhythmic displacement

between entrances achieved (arch) Regular

Macro pattern established between the first chords of each theme

(see fig. 40)

Determined by the harmonic rhyme and the rhythmic displacement

between entrances

No clear goal (cycle based on the basic unit of the

harmonic rhyme) Regular

Expansion of the interval between root and top voice at the beginning of each new

entrance (see fig. 41)

Determined by the harmonic rhyme, the fixed melodic interval

between entrances and the rhythmic displacement between entrances

No clear goal (root-3rd-5th-7th…?) Semi-regular

Expansion of the interval of the harmonically most prominent parallelism

(see fig. 44)

Determined by the harmonic rhyme, the melodic rhyme, the fixed melodic interval between

entrances and the rhythmic displacement between entrances

No clear goal (6th-10th-8ve) Semi-regular

Convergence of two processes Description Goal / Intelligibility Type

Convergence between registral expansion and the canon’s melodic apex (see fig. 13) Convergence

The goal is ‘clear’, but the process does not stop after the goal is

achieved Semi-regular

Convergence between going from rhyme to no-rhyme in large scale and the canon’s

melodic apex (see fig 17-19) Convergence achieved (convergence) Irregular

Convergence between harmonic clarity of asc. 5ths and the canon’s melodic apex

(see fig. 24) Convergence achieved (convergence) Regular

Convergence between harmonic rhyme and the canon’s melodic apex

(see fig. 36) Convergence achieved (convergence) Regular

Convergence between most prominent melodic and harmonic rhymes taking into

account phrasing (see fig. 43) Convergence achieved (convergence) Semi-regular

Convergence between most prominent melodic and harmonic rhymes and

the canon’s melodic apex Convergence achieved (convergence) Semi-regular

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4.0 PÄRT’S CANTUS: LINE

4.1 THE CUMULATIVE DESCENDING LINE AND THE TROCHAIC PATTERN

Cantus is almost exclusively comprised of the gradual unfolding of descending A aeolian scales.

Starting with the shortest version of the scale, a single pitch, the scale is presented over and over

increasing its length one note at a time.

Figure 45: Basic melodic process in Cantus

Arvo Pärt "Cantus im memory of Benjamin Britten" © Copyright 1981 by Universal Edition A.G., Wien/PH 555,UE 32469

This melodic line always follows a strict trochaic pattern ( > ∪ > ∪ … a metrically accented long

note followed by a metrically unaccented short note). Since a pitch is constantly being added to the

descent, the relationship between the melodic and rhythmic patterns is always changing. Every second

descent, the melodic gesture changes from beginning on an accented note to beginning on an unaccented

note.41 This pattern of accents in the initial A’s ( > > ∪ ∪) can be understood as a large-scale projection

of the local-scale trochaic pattern. This projection provides an otherwise too straightforward melodic

41 Although the first accented beginning is followed by an unaccented beginning instead of an accented one, the pattern accented-accented-unaccented-unaccented is established shortly thereafter (see fig. 46).

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process with the foreground interest of periodically shifting the rhythmic inflection and the background

interest of melodic groups at different levels of structure.42

Figure 46: Melodic groups determined by the projection of the trochaic pattern to a large scale

The tendency when listening to these larger melodic structures is to hear a gesture where the

first note of the scale is accented as beginning; and a gesture where the first note of the scale is

unaccented as a long anacrusis. One of the most important reasons for this tendency is tonal: the accented

notes of the first type of gesture move away from the tonic note {a-f-d-b…}, whereas the accented notes

of the second type move towards it {g-e-c-a}.

42 These melodic groups at different levels of structure loosely resemble the traditional hierarchical structure: sub-phrase, phrase, and group of phrases.

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This canon has nine different instrumental parts, but only five autonomous voices.43 Each of

these five voices presents the descending scale in a different register, at a different speed, and completing

a different span.44

Figure 47: Range of the melodic processes for each of the main layers

In the same way that the span gets shorter in the lower layers, the number of trochaic patterns

projected to a higher level of structure reduces as well. For instance, figure 48 shows how the contrabass

only presents only one complete trochaic group at the large-scale level of its rhythmic-melodic structure.

Figure 48: Rhythmic melodic groups in contrabass (notated in diminution)45

43 The term ‘voice’ is used in this chapter to refer to any of the five main autonomous voices. The term ‘layer’, on the other hand, may also refer to the consolidated perception of main and secondary parts as single entities. Although the chimes are very important for the overall effect of the piece they are not part of the canonic structure. 44 With the exception of contrabasses, every layer plays the final complete version of the scale two times. The contrabass not only differs from the other layers in not having that final repetition but it also reaches its longest span without going through all the expected steps. Instead, it goes directly from the five-note version {a-g-f-e-d} to the eight-note version of the scale {a-g-f-e-d-c-b-a}. 45 The contrabass notes in the piece are longer than the values shown in figure 49. This version is a diminution meant to facilitate comparison between the rhythm of contrabass and first violins.

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This type of rhythmic-melodic structure, where the accented tonic notes are placed at the

beginning, middle, and end of the piece; and where those tonic notes placed in the middle are relatively

more emphatic, generates an arch-like structure. The emphasis that the tonic notes of the middle section

of the bass receive is reinforced by several other important structures of the piece. The following

discussions will give special attention to this phenomenon.

4.2 MENSURATION CANON: A LADDER OF SPEEDS

The different components of this canon not only differ in span and register, but also in the speed

their foreground trochaic pattern is presented. Every layer doubles the durations of the layer it imitates

(see fig. 49).46 For instance, while the rhythm of the second violins is an augmentation of the rhythm of

the first violins, the rhythm of the violas is an augmentation of the rhythm of the second violins and a

double augmentation of the first violins. Figure 49 illustrates the rhythmic relationships between the

different layers.

Figure 49: Rhythmic stratification in Cantus

46 Although for the sake of conceptual clarity the layers in fig. 49 are lined up giving the impression they begin simultaneously, in the piece they are introduced top down.

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4.3 NOTE-ONSET SYNCHRONY AND THE EIGHT-BAR PATTERN

Each occurrence of the trochaic pattern in the contrabasses proposes an eight-bar section (see fig.

50). The contrabass rhythmic figure neatly defines these sections, not only because of its agogic accent

(its long notes are the longest notes of the piece) but also because it is the lowest voice. In addition, the

longest notes of the bass are the only points in the piece where all five layers (and the nine instrumental

parts in total) articulate their notes at the same time. In general terms, the more voices involved in an

articulation and the stronger their metrical position, the stronger the accent generated. Since the piece

presents five autonomous layers, the strength of the accent due to simultaneous articulation can be

described by numbers from one to five. Figure 50 shows different subdivisions of the eight-bar pattern

that the simultaneous articulation of accented notes suggests.47

Figure 50: Sections and subsections generated by the onset synchrony of accented notes

47 This type of simultaneous articulation is described in this analysis by the term ‘onset synchrony’. The first number of each box indicates the number of autonomous layers converging. The number in parentheses indicates the total number of instrumental parts involved.

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This figure shows the pattern 5-2-3-2, 4-2-3-2 as well as the way every level of structure is

successively divided into subsections of equal length.48 This arrangement is no more than a subtle grid

over which the music unfolds. This grid is elaborated, complemented, hidden, and contradicted by other

processes that run simultaneously to it. The asterisks in figure 50, for instance, identify three places where

the regularity of the grid is contradicted by a ‘syncope’ generated by the onset synchrony of metrically

unaccented pitches.

4.4 THE GRADUAL PROGRESSION TOWARDS PHRASE-ONSET SYNCHRONY

Whereas the length of the sections determined by the alternation of upbeat and downbeat

beginnings, previously described in 4.1, is always increasing, the length of the sections determined by the

trochaic pattern in contrabasses remains constant. Figure 51 shows the relationship between the ‘melodic’

accents on the first violins and the agogic accents of contrabasses. 49 It is important to notice that,

although every single layer has these two types of accents, the structures shown in figure 51 tend to be the

most prominent ones.

48 The rhythmic pattern of the chimes is also eight-bars long and its internal structure suggests a subdivision of these eight bars into four sections of equal length. However, the connection between these two eight-bar cycles is a subtle one, since the notes of the chimes do not coincide with any of the points of note-onset synchrony of the strings. The chimes’ strokes are always placed one dotted half-note after the points where four and three accented notes in the strings converge. 49 The term ‘melodic’ accent is used here as a simple way to refer to the larger rhythmic pattern determined by the alternating upbeat and downbeat beginnings. The term agogic accent, on the other hand, refers to the pattern directly delineated by the trochaic figure.

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Figure 51: Melodic and agogic accents in outer voices

The rhythmic relationship between the descending gesture of the first violins and the long notes

of the contrabasses is complex and always changing. In general, however, a tendency to progress from

asynchrony to synchrony can be perceived (see fig. 52). The culmination of this process is the eventual

arrival in m. 55 (roughly halfway into the piece), for the first and only time, at a note-onset synchrony

between the bass note and the first note of the top voice descending gesture. This synchronization is

especially significant since the bass note is also the first note of the bass descending gesture, the tonic

note, and both notes of the outer voices are fully accented.

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Figure 52: Summary of the relationship between the outer voices

This type of large scale synchronization can be described as phrase-onset synchrony as opposed

to the local note-onset synchrony. This phrase-onset synchrony is, to some extent, also present in the

phrase that immediately follows in m. 60. Although the top voice gesture and bass note of this phrase do

not start exactly at the same time, they are close enough to be perceived as a continuation of the idea of

m. 55. The synchronization of the beginnings of these two successive phrases spreads the expressive

effect of the large-scale convergence of outer voices over about eight measures. The two-fold structure of

this relatively long gesture may evoke the symmetrical arrangement of an archetypical period, and is the

moment of the piece where the ‘phrase’ structure is by far the clearest. It is important to point out that this

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expressive climax occurs towards the middle of the piece, reinforcing the already mentioned arch-like

structure proposed by bass accented tonic notes as shown in figure 48.

4.5 VOICE CROSSING

The arrival at the phrase-onset synchrony of m. 55 is highlighted by three voice crossings that

immediately precede it. Figure 53 shows these voice crossings: second violins crossing first violins, and

cellos crossing violas in m. 53; and violas crossing first violins in m. 54.50

Figure 53: Voice crossings preceding m. 55

Every time one voice crosses another in this piece, the clarity of the ladder of augmentation is

obscured and the latent complexity is brought to the forefront. This effect is more pronounced when the

top layer is involved. For instance, in measure 53, where second violins become the higher sounding

layer, there is a momentary sensation of halving the tempo. In addition, the homogeneous timbre of the

50 For conceptual clarity, figure 53 includes only the main melodic voices plus the lowest sounding note in the texture. The omitted voices are restricted to the notes of the A minor triad and their contour is subordinated to the main melodic voices they are paired with. This technique of doubling is known as tintinnabuli and it will be discussed in more detail in Chaper 5.

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string orchestra makes the individual lines difficult to follow when the voices cross. For this reason, the

voice leading is especially difficult to follow when the voice crossing occurs between the first and second

violins.51 In the specific case of measure 53, the disruption of the line of the first violins becomes even

more radical because the second violins cut right through the trochaic pattern (the expected h q h q

becomes h q q h ). The prominence of the second violins’ line is emphasized by the cellos crossing the

viola, which double both the pitch class and the textural tension of the second violins’ voice crossing. The

crossing of violas and first violins is not as prominent as the other two because of its length and especially

because of its position within the texture. However, it contributes to the generation of the anacrusis-like

large gesture leading to the arrival in measure 55.

There are a total of thirteen voice crossings throughout the piece (see figures 53 and

54).52 In the same way that m. 55 is the culmination of a progression from asynchrony to synchrony

between double basses and first violins, mm. 53 and 54 are the culmination of the tension produced by

voice crossings. Table 2 provides a list of the voice crossings indicating their relative importance in the

piece.53 This table is immediately followed by a description of the basic elements that determine those

different degrees of importance, listed from more influential to less influential.

51 It is important to point out that, whereas all the other layers are played by multiple performers using sordina, the viola line is the only layer of the texture that is played by a single player and without sordina. In addition, the viola is the only voice not doubled by a tintinnabuli voice. This treatment magnifies the trimbral differentiation between the viola and the other members of the string family. 52 This number does not include the returning of the voices to their normal textural order, nor the moments towards the end of the piece when sustained low notes in the upper layers let the lower layers become the higher and central melodic elements. 53 The different grades of shading in the table indicate the relative importance of the voice crossings, being the darkest the most important. Unless specified, the voice crossings occur between vl. I and vl. II. The durations indicate the length of the voice crossing. To facilitate cross references, voice crossings that are relatively hidden by the texture, because none of the voices involved in the crossing is exposed as an outer voice at that specific moment, will be marked with an asterisk preceding its measure number.

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Table 2: Degree of importance of the voice crossings of the piece

m. 18 q

m. 26 w . *m. 30 vla. crosses vl. II h

m. 36 h w . h . m. 41 h

m. 45 vla. crosses both vl. I h h and vl. II w . w . m. 48 w . w . h

m. 53 h w h

*m. 53 vlc. crosses vla. h h

*m. 54 vla. crosses vl. I q h . m. 63 w . h

m. 64 vla. crosses both vl. I and vl. II w W . w . *m. 83 vlc. crosses vla. w . w . w . w . w . w . w

1. Position in the texture. A voice crossing is more exposed if it involves the top layers. There are two

ways in which this occurs in the piece: second violins crossing first violins (mm. 18, 26, 36, 41, 48, 53,

and 63) and viola crossing both first and second violins (mm. 45 and 64).

2. Type of rhythmic connection/relationship. In this piece the layers involved in voice crossing can be

rhythmically related in one of three ways:

a. An upbeat gesture crosses, abruptly interrupting the previous trochaic pattern (m.18,*30, 36,

53, *53, *54, and 64).

b. The voice crossing does not interrupt the first trochaic pattern, and the voice crossing is too

short to let the voice that crosses complete its trochaic pattern. For this reason, there is no new

speed established (m. 41, 45).

c. The voice crossing does not interrupt any of the trochaic patterns involved. For this reason, the

change of speed occurs in a relatively smooth way. (m. 26, 48, 63, and *83).

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3. Type of melodic connection/relationship. In this piece the layers involved in voice crossing can be

melodically related in one of four ways:

a. A connection by leap creates a strong melodic disruption (m. 41, 53).

b. A connection by ascending stepwise motion creates a melodic disruption that may be perceived

as a variation of the melodic line by an augmented, fragmented repetition (m. 18, *30, *53, and

*54).

c. A connection by repeated note creates a subtle melodic disruption that may be perceived

merely as a prolongation (m. 26, 36, 64, and 83).

d. A connection by descending stepwise motion preserves the melodic continuity creating the

illusion of an uninterrupted voice that suddenly changes its speed (m. 45, 48, and 63).

4. Length of the voice crossing. The longer the voice crossing the more exposure it receives. The longest

voice crossings occur in mm. 36, 48, 64, and *83.

5. Speed involved. The more contrasting the speed the more tension generated by the voice crossing. In

this piece, the highest contrast of speed occurs when the viola crosses the first violins as in measures 45,

53 and 64. It is important to notice, on the other hand, that a very slow speed, as in m. 83, tends to make

the individual lines of the voice crossing difficult to follow.

6. Number of voice-crossings occurring simultaneously or relatively close in time. Simultaneity or

adjacency of voice crossings magnifies their dramatic effect as in measures 53-54.

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Figure 54: Voice crossings

4.6 VOICE CROSSING AND THE LADDER OF

CONTRAPUNTAL RELATIONSHIPS

Since the canonic imitation is strict and the melodic and rhythmic intervals of imitation are the

same for all voices in Cantus,54 most of the contrapuntal relationships are restated several times

throughout. For instance, most of the contrapuntal relationships between two adjacent voices, like the first

and second violins, are restated by the other pair of adjacent voices: second violins and viola, viola and

cellos, and cellos and double-basses.55 This is the case of the voice crossings that occur between first and

second violins in mm. 18 and 26, which are restated in mm. 30 and 45 by second violins and viola; and in

mm. 45 and 83 by viola and cellos. The following table rearranges the information of table 2 to show this

pattern of repetition.

54 Although the absolute rhythmic interval of imitation changes, its ratio of change strictly follows the pattern of augmentation of the canon. 55 Since the melodic range decreases for the lower layers, not all the contrapuntal relationships that occur between the upper layers are restated by the lower ones.

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Table 3: Degree of importance of the voice crossings in Cantus arranged by patterns of repetition

Section of First Occurrences Section of Second Occurrences Section of Third Occurrences

m. 53 h w h

m. 18 q *m. 30 vla. crosses vl. II h *m. 53 vlc. crosses vla. h h

*m. 54 vla. vl. I q h . m. 63 w . h

m. 36 h w . h . m. 64 vla. cro I sses both vl.and vl. II w W . w .

m. 41 h

m. 26 w . m. 45 vla. crosses bo h h th vl. Iand vl. II w . w .

*m. 83 vlc. crosse w . w . w . s vla. w . and w . w . w

m. 48 w . w . h

There are two main differences between the occurrences of a given contrapuntal scheme. First, its

pitches are transposed down an octave and its durations doubled. Second, their five-voice counterpoint

context changes, because every time the counterpoint is restated it occurs one level down in the textural

ladder. For instance, the voice crossing between first and second violins in m. 18, as mentioned before,

becomes a voice crossing between viola and second violins in m. 30, and a voice crossing between cello

and viola in m. 53. These variations make every presentation of a contrapuntal scheme significantly

different from each other. One of the clearest manifestations of these differences is the fact that their

degrees of prominence and amount of tension change substantially from variation to variation (generally

the tension increases except for m. 83) (see table 3).

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The canon can be divided into seven sections where each section presents the contrapuntal

scheme of the immediately previous section one level down in the textural ladder. Every one of these

sections, with the exception of the first one, is also exactly twice the length of the previous section.56

Table 4: Sections determined by the contrapuntal scheme

Section 1 2 3 4 5 6

mm.

7-8

8-9 10-

12 13-18 19-30 31-54

length 1 1.5 3 6 12 24

Section 7

mm. 55-102

length 48

This particular subdivision coincides with two of the most important events of the piece: the

arrival in m. 55 of phrase-onset synchrony after the most dramatic voice-crossings of the canon, and the

arrival at the final chord in m. 103. The already discussed voice crossings from measures 18, 30, and 53

work as upbeat gestures whose tension emphasizes the beginnings of sections 5, 6, and 7 respectively.

When considering harmonic aspects in the next chapter, the role of the other voice crossings in the

articulation of smaller subsections will also be considered.

56 The six initial introductory measures of solo chimes and the six measures of the sustained final chord, all omitted in table 4, can be seen as a symmetrical frame for the cumulative process of the piece. The omission of these measures in table 4 helps to emphasize the relationships between the lengths of the sections. It is important to notice that the length of every section is almost equal to the length of all the preceding sections added together.

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4.7 INTERACTION OF THE THREE LARGE SCALE LADDERS AND THEIR

PROCESS TOWARDS CONVERGENCE

Three major large scale structures generated by the bass trochaic pattern, top-voice phrases, and

the contrapuntal scheme have been discussed. These structures have different large scale rhythmic

patterns and pace, which articulate the music in different ways. Whereas the rhythmic pattern of the bass

remains constant throughout, the length of the top voice phrases increases one note at a time, and the

length of the contrapuntal scheme is doubled every time it is restated. Figure 55 shows how the

simultaneity of these large patterns creates a complex irregular rhythmic interaction which gradually

progresses towards a perfect rhythmic synchrony of the three structures in m. 55.

Figure 55: Progression towards rhythmic convergence of three main large scale structures

Contra- puntal scheme 1 2 3 4 (13-18)

5 (19-30) 6 (31-45)

Arrival to full synchrony

Contra-puntal

scheme 7 (55-102)

The grades of shading highlight large patterns of evolution within these large-scale structures: in

the contrapuntal scheme, the pattern of shading emphasizes the increase in length of the sections. In the

Top voice

phrases

>

∪ ∪

> >

∪ ∪

> >

∪ ∪

> >

∪ ∪

> >

∪ ∪

Bass > ∪ a a pattern

> ∪ g a

> ∪ g f

> ∪ a g

> ∪ f e

Top voice

phrases

> > > vl. II ∪ vla.

> vl. II

∪ vla.

> vlc.

Bass pattern

> ∪ a g

> ∪ f e

> ∪ d a

> ∪ g f

> ∪ e d

> ∪ c b

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top voice phrases the pattern of shading highlights both the large-scale projection of the trochaic pattern

as well as the growing prominence of the downbeat beginnings. Finally, in the bass pattern, the shading

highlights the arch-like structure generated by the accented tonic notes. It is important to consider that this

arch-like structure needs the final tonic note of the bass to be completed, but that this note is not included

in this figure in order to clearly illustrate the equivalence in length between the different sections. The

dotted lines, on the other hand, point out moments of convergence between the structures. The first dotted

line, placed between the fifth and sixth statements of the contrapuntal scheme in m. 31, coincides with the

articulation of the accented ‘g’ in the bass. However, this double articulation does not coincide with the

beginning of the top-voice phrase. This incomplete synchrony works as a preparation for the ‘full’

synchrony of m. 55. The relative closeness of the two downbeat beginnings of the top voice in m. 38 and

m. 41, and the accented ‘a’ in the bass in m. 39 and the unaccented ‘g’ in m. 44, respectively, also prepare

the ‘full’ synchrony of m. 55. These large scale preparations of the arrival to synchrony complement the

more local accumulation of upbeat voice crossings of m. 53 and 54. All of these preparations create a

general effect of the piece moving towards m. 55 that can be understood as a long, complex, and dramatic

anacrusis. The intensity of these gestures might also lead to a perception of the piece where everything

that happens in the canon before the arrival of full synchrony in m. 55 (not only from m. 31 but from m.

1) is just a very elaborated fifty-four bar anacrusis.

The three dotted lines following m. 55 point out moments where synchrony, although somewhat

weaker, is still present. These moments of prominent, but incomplete synchrony can be seen as a logical

aftermath of the arrival in m. 55. The magnitude of the fifty-four bar gesture that brings the piece towards

synchrony is then organically balanced by a synchrony that does not abruptly stop, but that instead fades

out gradually, requiring another fifty-four bar span to die away.

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4.8 PROGRESSION TOWARDS SYNCHRONY AND THE REGISTRAL LADDER

In general terms, the perfect symmetric arch described by the progression towards synchrony is a

sharp contrast to the straight descending line proposed by the canon’s registral ladder.

Figure 56: Apparent contrast between the registral ladder and the progression towards synchrony

However, both processes are not as contrasting as their simplified visual representations seem to

imply. Every time the first violins return to the high ‘a’, the intervallic gap between their low and high

notes increases and the ascending leap becomes wider. This increment of the intervallic tension reinforces

the strong directionality of the progression towards synchrony. After the moment of full synchrony is

reached in m. 55, the leaps become fewer and shorter (vl. II m. 68, vla. m. 75, and vlc. m 83), and the

fading out of synchrony is then closely accompanied by the abatement of the melodic tension.

Figure 57: Similar increase of tension in the registral ladder and the progression towards synchrony

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5.0 PÄRT’S CANTUS: A LADDER FROM LINE TO SONORITY

5.1 CANTUS’ TINTINNABULI

As previously mentioned, the instrumental lines in Cantus can be divided into primary and

secondary lines. Whereas the primary lines move by step (descending A aeolian scales), the secondary

lines move by leap, always using notes of an A minor triad. Every secondary voice (T voice) 57 is

subordinated to a primary voice (M voice) by mimicking its contour.

Figure 58: Tintinnabuli in Cantus58

Because the A minor triad is always strongly present, the dyads containing a note outside the A

minor triad {g,f,d,b} are highly distinctive. From all of the dyads containing ‘non-chord tones’ the dyad

57 In his book ‘Arvo Pärt’, Paul Hilliard calls the primary voices ‘M voices’ (melodic), and the secondary ones ‘T voices’ (tintinnabuli). For the sake of brevity, Hilliard’s terms will be adopted for this paper. The complementation of M by T voices is the basis of Pärt’s tintinnabuli technique. 58 It is important to notice that this particular contrapuntal relationship remains invariable throughout the entire composition. There are a total of four of these M-T pairs played divisi by the first violins, second violins, cellos, and contrabasses. The violas, as mentioned in the previous chapter, are represented by a single soloist who plays an M voice. As if following the example of the viola, the other four layers eventually drop their T voice, towards the end of the piece.

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‘e-f’, the only minor second, is arguably the most distinctive one. The prominence of the ‘e-f’ dyads

seems to come as much from being a m2 as from including one of the notes from the tritone of A aeolian,

‘b-f’. Figure 59 shows the fluctuation of tonal tension of the basic tintinnabuli sequence.59

Figure 59: Fluctuation of tonal tension in the tintinnabuli sequence

The process that repetitively begins the descending scales over and over gives a special emphasis

to the dyads of the beginning of the tintinnabuli sequence {e-a, e-g, e-f, c-e}, see Table 5.

Table 5: Proportion of occurrences of tintinnabuli dyads

Dyad Proportion of occurrence

e-a 25% e-g 21% e-f 18% c-e 14% c-d 11% a-c 7% a-b 4%

* The dyads including non-chord tones are shaded

59 The term ‘tintinnabuli sequence’ will be used to describe the particular relationship between M and T voices used by this piece.

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Although the dyad ‘a-b’ is important because it immediately precedes the return to the tonic and

also contains part of the ‘b-f’ tritone, its relative presence throughout the piece is rather limited (4%). The

first portion of the tintinnabuli sequence, {e-a, e-g, e-f, c-e}, on the other hand, pervades the piece (78%).

For this reason, its particular pattern of tension-resolution becomes one of the most influential ideas

throughout the piece. The progression of tension in this four-dyad idea has two main components. In the

melodic dimension, two notes of the Am triad, ‘a’ and ‘e’, are connected by non-chord tones establishing

the pattern M2-M2-m2. The melodic m2 in this pattern can be perceived as its peak of tension,

highlighting both the ‘f’, and the resolution to ‘e’. In the harmonic dimension, two relatively stable

intervals (P4 and M3, all notes of the Am triad), are connected by two relatively unstable intervals (m3

and m2) that includes the two non-chord tones ‘g’ and ‘f’. The m2 in this succession can be perceived as

its peak of tension, highlighting both ‘e-f’ and ‘c-e’.

Since the tintinnabuli sequence occurs simultaneously at different speeds, a complex

superposition of arches of tension of different lengths and numerous and diverse vertical sonorities are

generated. Most of these sonorities, however, can be perceived as Am triads with added notes. Two of

these Am triads are specially emphasized in the piece: Am plus ‘g’ (Am7/E) and Am plus ‘f’ (Am add ( n)6 or FM7/E).60

Figure 60: Main sonorities emphasized in Cantus

60 For practical purposes these two sonorities are going to be referred to as Am7/E and FM7/E. This type of notation is borrowed from sheet music notation, a shortcut for the description of chords in popular music. Although heavily loaded with popular music connotations, these names are more neutral than ‘i7’ or ‘VI7’. The non-chord tone status of the ‘f’ in FM7/E is better accounted for by the name ‘Am add 6’. However, the former notation, FM7/E is preferred because, at the local level, the perception of the sonority as a Major triad suspended over an E pedal tends to prevail. It is also important to notice that, with few exceptions, the triads in Cantus are inverted. The letter name after the slash describes the lowest sounding note in the sonority. The inverted state is included in the description of the sonorities because it reminds the reader of the non-traditional aspects of the sonorities in Cantus. Although added note chords in inversion are also used in more traditional tonal contexts (e.g. piano voicings in Jazz), they are less common than the inversion of triads with no added notes, and their usage differs from that of Cantus.

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The sonorities shown in figure 60 could be understood as two relatively stable Am triads

connected by two relatively unstable tetrachords (Am7/E and FM7/E). The FM7/E can be perceived as the

peak of tension in this succession of sonorities, highlighting both itself and its resolution.

In a harmonically static context like that of Cantus the fluctuation of harmonic color can become

a very important element. One of the most prominent harmonic features in the piece is the strong contrast

between the harmonic color of Am7/E and FM7/E. An important part of this contrast is the difference

between M2 and m2. The way these two intervals influence the sonorities can be better understood if the

trichords contained by every sonority are compared. Figure 61 identifies the four trichords embedded in

each of the tetrachords.

Figure 61: Trichords in Amy and FM7 61

Although both tetrachords contain a major and a minor triad, their non-triadic trichords differ.

These trichords, [025] and [015], have very different harmonic colors. [025] contains a P4, a m3, and a

M2, all included in the simple harmonic ambitus of a pentatonic scale. On the other hand, [015] contains a

P4, a M3, and a m2, which embodies the harmonically more complex set of relationships of the diatonic

scale. The contrast in harmonic color between Am7/E and FM7/E can also be observed from the point of

view of their triadic connotations. There are two basic ways to hear each of these two sonorities in triadic

terms.

61 The categories [015] and [025] describe the prime form of the trichords following Alan Forte’s classification of pitch class sets. See Alan Forte, The Structure of Atonal Music, Yale University Press, 1973.

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Figure 62: Basic triadi interpretations of Am7 and FM7

Depending on the inversion, doublings, voicing, and harmonic context, either of these harmonic

readings may be favored. However, it is crucial to notice that the contrast between the harmonic

interpretations is different for each sonority. Whereas both Am7 and C add 6 describe relatively stable

events, FM7 usually connotes a considerably more stable harmonic idea than Am add N6 does. The

consequence of this larger gap between the triadic interpretations of the FM7/E sonority can lead to a

dramatic harmonic ambivalence which the Am7/E sonority has difficulty generating. Both the [015]

trichordal component and the ambivalent triadic interpretation are important aspects of the contrast

between the FM7/E and the Am7/E. This strong contrast reinforces the already described tendency of the

‘e-f’ dyad to work as a peak of tension in the initial four-dyad pattern of the tintinnabuli sequence.

5.2 PROGRESSION OF FM7/E TOWARDS PROMINENCE

The prominence of FM7/E increases throughout the piece. Figure 63 shows the two last

culminating statements of the FM7/E sonority:

Figure 63: Last two FM7/E in Cantus62

62 It is important to notice that the last FM7/E is emphasized by dropping the T voice in the contrabass and duplicating its M voice an octave lower.

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Most of the harmonic sonorities in Cantus are restated several times, a consequence of the

reoccurrences of the main contrapuntal scheme described in chapter 4 (see table 4). A retrospective

comparison between the last two statements of the FM7/E and its previous versions, provides us with a

way to trace the path of the progression of FM7/E towards harmonic prominence. Figure 64 shows the

corresponding subsection to mm. 83-90 in the immediately preceding section (section 6).

Figure 64: Last two FM7/E in section 6

Whereas the FM7/E of m. 47 is emphasized by metrical and agogic accents, and therefore similar

in importance to the FM7/E in mm. 87-89, the one in m. 45, placed on a weak metric position, is too brief

to warrant any special attention. However, more importantly, the low ‘g’ played by contrabasses, partially

masks its harmonic color. Instead of being perceived as a structural harmonic element, this subtle FM7/E

of m. 45 tends to be perceived as an anticipation of the more prominent FM7/E of m. 47.

Although both of the last two statements of FM7/E in section 5 are affected by a low ‘g’ as well,

the second FM7/E is still more prominent because of its melodic, metrical, and agogic accents.

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Figure 65: Last two FM7/E section 5

The initial statements of FM7/E sonorities in sections 1 to 4 are too brief to stand out. In addition,

their lower sounding layer stays on the same note, promoting harmonic homogeneity. Their more

characteristic component, however, the m2 between ‘e’ and ‘f’, tends to be perceived as an expressive

harmonic punctuation in the contrapuntal flux.

Figure 66: Last two FM7/E in sections 1 to 4

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There are other prominent FM7/E sonorities in the piece. The most prominent one, and arguably

one of the most dramatic moments of the piece, occurs in mm. 63-68.

Figure 67: First FM7/E in section 7

As in mm. 47 and 84, the FM7/E of m.63 is built on top of the dyad ‘e-f’, played by the

contrabasses. The density of a m2 played in a low register provides these harmonies with extra tension. In

the particular case of the FM7/E of m. 63, this tension is greater since most of the other notes of the chord

are also placed in the low register. The conflict generated by this voicing is dramatically increased in m.

65 by the introduction of a long, syncopated ‘b’, creating a tritone in the low register. It is also important

to notice that the arrival to the FM7/E chord is emphasized by a three-bar long anacrusis in the top voice

and multiple parallel fifths and parallel octaves.

Although most of these elements are also present in the first FM7/E of section 6, the ‘g’ of the

contrabasses undercuts the arrival in m. 35. When the contrabasses move from ‘e-g’ to ‘e-f’ in m. 36, the

syncopated tritone is also introduced (now an octave higher and half the length), and the harmonic color

of the FM7/E chord is altered once more.

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Figure 68: First FM7/E in section 6

In the same way as the last FM7/E sonorities in section 1 to 4, the first FM7/E chord of section 1 to

5 are too short and the lowest layer too static to allow their harmonic color to be fully perceived.

Figure 69: First two FM7/E in sections 1 to 5

Arvo Pärt "Cantus im memory of Benjamin Britten" © Copyright 1981 by Universal Edition A.G., Wien/PH 555,UE 32469

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5.3 VOICE CROSSINGS AND FM7/E: AN

EXPRESSIVE ILLUSION OF CAUSE-EFFECT

In chapter 4 it was described how the arrival to full synchrony in m. 55 was immediately

preceded by a group of three voice crossings. The unstable nature of the voice crossing, the conflict

between speeds, and their upbeat beginnings, as well as the stabilizing nature of the arrival to full

synchrony, which its down beat beginning and relatively stable Am7/E sonority, creates a strong sense of

the former being an anacrusis to the latter. This anacrusis could be interpreted as the ‘cause’ of the

moment of full synchrony, which in this particular case could even be seen as analogous to the tension-

resolution aspect of a dominant-tonic move. This is actually an illusion of cause-effect, since their

contiguity is a mere by-product of the overarching canonic process.

This same type of cause-effect illusion is generated between the other prominent voice

crossings and the most prominent FM7/E sonorities. The fully accented FM7/E sonority in m. 27 is prepared

by the tension generated by the voice-crossing, a brief FM7/E sonority, and the parallel octaves, ninths, and

sevenths that immediately precede it (see fig. 65). A similar situation can be observed in mm. 45-50. In

that case, however, there is also a voice crossing that follows the fully accented FM7/E sonority. Whereas

the voice crossing in m. 45 can be seen as preparing the arrival to the FM7/E sonority, the second voice

crossing in mm. 48-50 could be perceived as a ‘consequence’ of the FM7/E harmonic tension.

The relationship between voice crossing and the FM7/E sonority in mm. 34-39 (figure 68) is more

complex. Since the most prominent harmonic element in here is the ‘b-f’ tritone and not the FM7/E

sonorities, the voice crossing tends to be perceived as connected to that interval. Instead of a cause-effect

illusion, both events (voice crossing and tritone) seem to blend together as a single dramatic gesture. The

most intense place, however, is found again in mm. 62-68, the passage shown in figure 67. For the first

and only time in the piece, the cause-effect relationship between voice crossing and the FM7/E sonority is

completely reversed. Here the FM7/E is still prepared by the long anacrusis of the top voice and the sets of

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parallel octaves and fifths that accompany it, but the dramatic voice crossing of vl. II and vla. occurs right

after and not before the FM7/E sonority is established.63

Every one of the voice crossings just mentioned creates a conflict of speeds that, in the particular

case of the passages illustrated by figures 68 and 67, also includes a tense interruption of the trochaic

pattern first established by the FM7/E sonority. It is important to notice that this disruption happens twice

after the climactic FM7/E of m. 63 (fig. 67), and that these disruptions are immediately followed by two

tritones, and two dramatic registral shifts. In this way, the illusion of cause-effect is spread out in a

dramatic chain of eight prominent events:

Table 6: Chain of cause-effect events in mm. 60-67

mm. 60-62 Long anacrusis in top voice and sets of parallel fifths and octaves

mm. 63 Fully accented FM7/E sonority

mm. 63 vl. II crosses vl. I interrupting its trochaic pattern with

a syncopated upbeat creating a sudden ritardando effect

mm. 64 vla. crosses both vl. I and vl. II interrupting their trochaic patterns

with a syncopated upbeat creating a sudden ritardando effect

mm. 65 vlc. introduces a long syncopated tritone

mm. 66 vlc. dramatically shifts register (asc. 7th)

mm. 66 vl. II introduces an accented tritone (dissonance transferred from vlc.)

mm. 67 vl. II dramatically shifts register (asc. 15va) crossing vl. I

All of these events, in turn, can be seen as the aftermath of the climactic arrival to full synchrony

in m. 55. In this sense, the climax of the piece is not limited to a single event, but is spread over a long

section which covers mm. 55 to 67. The boundaries of this climactic section are not clear-cut, since the

other important moments of tension that precede m. 55, such as the triple voice crossing of m. 53 or the

fully accented FM7/E of m. 47, are organically connected to it, promoting the continuity of a large-scale

increase in tension.

63 Since the voice crossing in m. 83 is not fully intelligible, a cause-effect illusion between voice crossing and the last two FM7/E sonorities of the piece is not generated.

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5.4 FOCUSING ON FM7/E AND THE C-B APPOGGIATURA

Although following FM7/E by the voice crossing could be argued to be a variation of the original

scheme where the voice crossing precedes FM7/E, this does not seem to be the case. The multiple elements

related to the arrival of FM7/E in m. 63 (long anacrusis, parallelism, voice crossing, tritones, and registral

shifts) follow each other in such a seamless way that the previous arrivals on FM7/E seem to be diffused,

incomplete, distorted versions progressing towards the ‘true version’ of the FM7/E, instead of a theme

developing through a set of variations. In other words, all the occurrences of FM7/E before m. 63 can be

perceived as diffuse versions that gradually come into focus. This perception is strongly promoted by

Cantus’ overall progression towards phrase-onset synchrony which culminates in section 7 with the

FM7/E of m. 63.The arrival of every prominent FM7/E gives a special emphasis to the trochaic pattern

played by the upper part at that particular time. It is important to notice that this set of two trochaic notes

changes throughout the piece. Table 7 shows the pitches highlighted by the different occurrences of the

FM7/E chord.

Table 7: Upper layer pitches emphasized byprominent FM7/E sonorities

Section First FM7/E in the section

Last FM7/E in the section

1 No FM7/E No FM7/E 2 f [015] (m. 8) f-e (m. 9) 3 f-e (m. 10) e-d (m. 12) 4 c-b (m. 14) f-e (m. 17) 5 f-a (8ve) (m. 22) a-g (m. 27) 6 c-b (m. 35) c-b (m. 47)

7 c-b (mm. 63-68) c (f-e) (mm. 87-89)

* The shading indicates both relative amount of occurrences throughout the piece as well as degree of importance

The order in which these notes are emphasized roughly outlines a descending scale (f-e-d-c-b-a-

g). The rhythmic, metric, and melodic characteristics of these two notes (accented long note followed by

an unaccented short note a second lower), although only roughly related to the archetypical appoggiatura

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figure, is still charged with its expressivity. This is especially true whenever the melodic interval is a m2

and the harmonic intervals involved are relatively unstable, always the case whenever the two emphasized

notes are ‘c-b.’

Table 8: Melodic and harmonic intervals generated by the ‘appoggiatura’ figure

Melodic Interval

Harmonic interval from the root

Harmonic interval from the bass

f-e (m2) P8-M7 m9-M10 e-d (M2) M7-M6 P8-m7 c-b (m2) P5-T m6-P5 a-g (M2) M10-M9 P11-P10

* The shading indicates the degree of tension

Shading in tables 7 and 8 identifies other aspects of the ‘c-b’ gesture: first, it is the melodic

gesture that predominates in the last and more prominent appearances of the FM7/E in the piece. Second,

of all the different melodic gestures that are emphasized by the FM7/E throughout the piece, ‘c-b’ is the

one most used (four times in total). Finally, of the gestures emphasized by the FM7/E, it is the one with the

highest tension in terms of its melodic and harmonic intervals.

Three of the most prominent arrivals on FM7/E (mm. 35, 47, and 63), those placed

towards the climax of the piece, present the ‘c-b’ gesture in their upper layer. The ‘c-b’ appoggiatura is

therefore linked to the ‘true version’ of the FM7/E. The degree of tension of this appoggiatura helps this

gesture to generate dramatic poignancy. All of these characteristics complement the process of the FM7/E

coming into focus. The intrinsic dramatic aspect of the ‘c-b’ appoggiatura melodic gesture provides the

FM7/E sonorities in measures 14, 35, 47, and 63 with extra tension. However, the other already discussed

aspects that affect the prominence of the FM7/E sonorities (e.g. the bass line) determine the extent of the

tension. For instance, the longer melodic anacrusis and the tenser voice crossing make the ‘c-b’

appoggiatura slightly more dramatic in m. 63 than in m. 47 (see figures 67 and 64).

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5.5 FM7/E AND THE ‘E-F’ DYAD IN THE BASS

There is at least one additional important reason for the higher prominence of the FM7/E that has

not been fully described. This reason has to do with the large-scale patterns generated by the bass line:

there are only four instances where the ‘e-f’ dyad is played by contrabasses. Only two of these are

agogically and metrically accented (measures 47 and 63). These accents in the lower foundation of the

sonorities give a special emphasis to the FM7/E sonorities. The accented ‘e-f’ dyads in the contrabasses

mark the beginning of the eight-bar pattern proposed by the trochaic pattern in the contrabasses (see

figure 50). These accented ‘e-f’ dyads are part of a larger pattern that includes the accented ‘e-a’ dyads as

well.

Figure 70: Accented ‘e-a’ and ‘e-f’ dyads in the bass

These larger patterns {e-a, e-g, e-f, c-e} are placed towards the middle of the piece and their

emphasis on the tonic note are part of the piece’s process towards synchrony and stability. However, the

second accented tonic note (m. 55) occurs in a more stable place than the first one (m. 39) does. This

stability comes as much from the already mentioned arrival to full onset synchrony in m. 55 as from the

sonorities that occur in each case (an unstable hexachord in m. 39 and a relatively stable Am7/E in m. 55).

Although a somewhat subtle effect, this degree of stability of the accented A in the contrabasses affects

the prominence of the FM7/E sonorities that are placed on the accented F in m. 47 and 63. The more stable

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A of m. 55 establishes a clear beginning, and a strong point of reference and set of expectations for what

comes right after it. The long phrase encompassed by this A (mm. 55-59) is immediately followed by a

phrase that starts in a similar way but is placed above a G in the bass (mm. 60-62). Both of these large

gestures possess phrase-onset synchrony and relatively consonant sonorities. When the FM7/E of m. 63

interrupts the large scale symmetry suggested by the first ‘phrase’ and the beginning of the second one, its

role as a disruptive, contrasting element meant to dramatically intensify the tension is clearly understood.

On the contrary, the relatively unstable A in m. 39 does not establish a clear beginning and the degree of

tension of the sonority that occurs above it does not allow the tension of the FM7/E of m. 47 to be fully

appreciated.

5.6 PARTIAL SUMMARY

Table 9: Partial summary of the main processes in Cantus

Most autonomous Processes Description Goal / Intelligibility Type

Top voice phrases length/range (see fig. 45 and 47) Length/range increases additively

Uncertainty of the exact goal, which is only possible in general terms:

Completing the range (different for each instrument) arriving to a low sounding member of the Am triad.

Cumulative (additive?) (1, 1+1, 1+1+1…) until vl. I stops

its descent

Fixed melodic interval between entrances (see fig. 49) Octave (1:2)

Completes the range available of pitches and string instruments (5: vl. I

vl. II vla. vlc. cb.) Regular

Fixed rhythmic relationship between entrances (see fig. 49)

Augmentation (1:2) (mensuration canon)

No clear goal (stops when a perceptual practical limit has been

reached?) Regular

Rhythmic displacement between entrances The voice that imitates always enters on the third note of the imitated voice No clear goal Regular (1:2)

Bass pattern (eight-bar pattern) (reinforced by rhythmic stratification)

(see fig. 50 and 55) Generated by bass’ trochaic pattern

No clear goal (however the local goal is clear: to achieve note-onset

synchrony)

Regular (eight-bar pattern)

Arch-like structure proposed by the bass pattern accented tonic notes (see fig. 48) Arch-like Difficult to follow

(Complete the arch) Semi-regular (symmetric)

variations of the contrapuntal scheme (Seven sections)

(determined by rhythmic stratification) (see table 4 and fig. 55)

In each new section Rhythms double values, register moves an 8ve lower, contrapuntal scheme moves one layer

in the textural ladder

No clear goal? Regular (1:2)

General registral ladder (see fig. 56) Descent The arrival to a low register is easy to

predict but the exact notes are not

Regular until vl. I stops its

descent

Detailed registral ladder (see fig. 57)

Expansion of the interval of the melodic leaps between phrases

The expansion of the leap is easy to predict but the exact point when it is

going to stop is not

Regular until vl. I stops its

descent

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Tintinnabuli (see fig. 58)

Double the M voice with a T voice, but not in vla. No clear goal Semi-regular?

Less autonomous processes Description Goal / Intelligibility Type

Projection of the trochaic pattern of the top voice phrases to a large scale

(see fig. 46 and 55)

The trochaic pattern is projected to the large scale No clear goal

Regular sequence,

length increases additively

Increase of tension, length and prominence of voice crossing (changes of speed get

more conflictive) (see table 2 and fig. 53 and 54

Partially determined by each of the seven occurrences of the contrapuntal

scheme

No clear goal (stretto of voice crossings? or get a lower voice to

become the upper layer?) Semi-regular

Progression of FM7/E towards prominence (see fig. 63-69)

Partially determined by bass, top voice phrases, contrapuntal scheme,

register, phrase-onset synchrony, degrees of dissonance, the ‘c-b’

appoggiatura, etc.

Relatively clear goal Semi-regular

Increase of tension and prominence of the appoggiatura of the top voice of prominent

FM7/E (see tables 7 and 8) f-e, e-d, c-b, a-g

Achieved (to reach c-b which is the most expressive appoggiatura in that

context) Semi-regular

Convergence of two processes Description Goal / Intelligibility Type Contrapuntal scheme and bass pattern

(m. 31 and m. 55) (see fig. 55) Convergence Achieved (convergence) Semi-regular

Prominent FM7/E and arch-like structure proposed by the bass pattern accented

tonic notes (see fig. 70) Convergence Achieved Semi-regular?

Phrase-onset synchrony (between top voice and bass): m. 55, m. 60 vl. I, 63 vl.

II m. 68 vl. II (see fig. 55) Convergence Achieved (convergence) Semi-regualr?

Progression towards synchrony and general registral ladder (see fig. 56) Convergence? Divergent in nature Regular

Progression towards synchrony and detailed registral ladder (see fig. 57) Convergence Achieved (convergence)

Regular until vl. I stops its

descent Transformation of the cause-effect

relationship between voice crossing and prominent FM7/E sonorities (see table 6)

Convergence Not easy to predict until it happens (reversing the order of cause-effect) Semi-irregular

Convergence of three processes Description Goal / Intelligibility Type Progression towards full synchrony:

Contrapuntal scheme, top voice phrases, and bass pattern (m. 55) (see fig. 55)

Convergence Achieved (convergence) Regular (additive)

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6.0 CONCLUSIONS

6.1 REGISTRAL LADDERS AND TEXTURAL DEPTH

One of the most prominent processes in both Pärt’s and Górecki’s canons is their gradual

transformation of registral span. While in Górecki’s canon the variation of span can be associated with the

image of a stepladder, the span in Pärt’s canon only resembles the ‘descending’ portion of that stepladder.

Figure 71: Visual metaphors for the transformation of span

In both cases, however, there are local events periodically crossing through the texture that

remind the listener of the music’s span. In Górecki’s canon the most prominent element that crosses

through the texture is the ladder of dissonance. As described in chapter 2, this ladder of dissonance is

produced by the contrapuntal dissonance created by the arrival of each individual voice at its melodic

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apex. In Cantus, on the other hand, there are two main types of events that remind the listener of the

music’s span. First, the particular rhythmic stratification of the work includes numerous moments of note-

onset asynchrony between the voices. These moments of asynchrony allow each voice to briefly be

singled out by exposing the attack of one or several of its notes.64 Second, the rapid descents of the top

layer work as a kind of ruler which periodically measures the distance between the highest note and the

middle register of the piece.

In both pieces, the local events that periodically cross through the texture not only give the

listener information about how far apart the outer voices are, but also give a hint about the possible

number of voices involved at that given point of the piece. While the measurement of span can be seen as

providing information about ‘registral depth’, the identification of the number of voices (usually just an

approximate estimation)65 provides the listener with information about the piece’s ‘textural depth’.

In these two pieces the textural depth tends to be experienced at two basic levels. On a large scale

level, the initial gradual introduction of each voice provides the listener with an opportunity to easily

count the exact number of voices in the piece. In a more local level, the elements that cross through the

texture serve as periodic reminders of the textural depth at different moments in the piece. Both of these

rulers of textural depth are salient enough to potentially generate intense musical expression through

isomorphism with experiences of moving through space. In addition, each of these levels can be

experienced in two different ways. On the one hand, each can be related to the motion of one’s body

through vertical space, as in climbing a stepladder (this metaphorical ascent is especially suitable to

describe the experience of Górecki’s ladders of dissonance). On the other hand, the textural depth of a

piece can be related to one’s response to a visual image of such characteristics. For instance, the ‘textural

64 Of all the voices that come to the spotlight via this mechanism, it is the viola part that tends to stand out the most. This is mostly due to its timbral differentiation (solo player, senza sordina). 65 David Huron in his article ‘Voice Denumerability in Polyphonic Music of Homogeneous Timbres’ (1989) suggests that in polyphonic textures with homogeneous timbre that have more than three voices, the number of voices tend to be underestimated by the listener.

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depth’ in Cantus might evoke feelings of awe or vertigo via its association with images such as a very

steep cliff viewed from a distance or one’s placement on the top of that very same steep cliff.66

Table 10: Main elements involved in the perception of registral and textural depth

General Description Specific Aspect/Types Górecki’s canon Pärt’s canon Important events or

features that make span and number of voices

clearer

Usually events whose crossing through the texture is

noticeable (i.e. note-onset asynchrony)

Ladder of dissonance Note-onset asynchrony

Registral Depth

Span (virtual space created by the interaction of the voices) Stepladder Descending section of the

stepladder Textural Depth Number of Voices Stepladder Fast simple ladder

Large scale textural depth Accumulation of the first entrances of each voice Levels textural depth

can be experienced Local level textural depth Elements crossing the texture Direct, one-dimensional

textural depth Vertical motion of one’s body in a vertical space Ways to experience textural/registral depth

in spatial/motional terms

Indirect, subtle but complex textural depth View of a steep object

6.2 THE EMERGENCE OF HARMONIC STRUCTURES AND ITS

RELATIONSHIP WITH THE METAPHORICAL LADDER

The harmonic processes in Pärt’s and Górecki’s canons are significantly more subtle than the

textural and registral processes. In both pieces, the general harmonic process can be described as a

gradual emergence of particular salient harmonic features. Whereas in Górecki’s canon the harmonic

structure that emerges throughout is the periodic occurrence of the G-C-D chordal succession, in Pärt’s

canon it is a single sonority, the FM7/E, that gradually comes into focus. Both of these harmonic ideas are

restated over and over, gradually expanding in both length and resonance through the variation of register

66 It is very important to take into account that the actual evocation of these images in one’s brain while experiencing the music is not a requirement for the generation of musical expression via the isomorphism with bodily experience. In other words, the listener might still experience awe when listening to these pieces, even if he/she does not associate the music with these metaphors. The isomorphism seems to occur at a deep level of musical perception, where actual metaphorical relationships do not have to be attached to specific real world objects.

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and voicing. This gradual emergence of the harmonic structures can be associated with the metaphor of

the ladder via the general metaphorical mapping ‘greater is higher’ (in this particular case ‘greater

harmonic definition’ would be metaphorically associated with ‘being higher on the ladder’).

However, there is a way both harmony and the idea of the ladder can be associated at a deeper

level. In Cantus, the FM7/E becomes longer, lower, and its voicing more compact. This process is

somewhat analogous to the visual phenomenon that takes place when a viewer comes closer to the viewed

object.67 When a person with average vision comes closer to the object he/she is looking at, the object

seems to increase in size and detail. This metaphor could be combined with the metaphor of the ladder in

order to create a two-fold metaphor.68 In this compound metaphor, the emergence of the FM7/E could be

associated with the way a viewed object, placed towards the bottom of the ladder, becomes bigger from

the viewer’s perspective when he/she descends the ladder. This compound metaphor encompasses both

the salience of a harmonic idea as well as the general registral descent of Cantus.

As pointed out in the analysis of Cantus in chapter 5, the piece’s climax occurs halfway through

the piece (mm. 55-68), with the arrival of full synchrony between the outer voices. However, that point

does not coincide with the arrival of the longest, lowest, and most compact chordal disposition of the

FM7/E, which occurs in m. 87. This does not necessarily represent a failure of the metaphorical account of

the piece via the idea of the ladder’s descent, but it can be seen rather as an additional level of

sophistication of the metaphor. The optimal view of an object is usually neither the closest nor the furthest

apart since both of these extremes tend to promote a misrepresentation of the object, either by lack of

detail or by providing an incomplete account of it. Similarly, the longest and most compact FM7/E chord

67 It is important to consider that after a certain range the combination of low register and compact voicing creates a muddy effect that can be seen as equivalent to the blurry view usually obtained when the viewer is too close to the viewed object. 68 Once again, it is important to point out that the specific images and actions of one’s climbing or going down a ladder to get closer to a given object are just a way to promote a better understanding of the complexity of the musical processes and their potential to generate intense emotional responses. It is never suggested that these specific images and actions are necessarily part of the listener’s experience. In other words, the author of this paper has never considered that most of listeners would have thought of these images when listening to these pieces, nor that listeners’ experience of these pieces could be improved if these metaphors are incorporated into it.

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may not necessarily represent the optimal version of this sonority, in terms of harmonic perception. Most

listeners are trained to deal with the perception of harmony under certain specific conditions. In general

terms, most listeners seem to grasp harmonic structures better when the harmonic rhythm is not too slow,

and the overall register not too low.69 In addition, in the specific case of the FM7/E of measure 47, the

harmonic dimension of this chord seems to be activated by its role as accompaniment to a distinctive

melodic layer. This traditional role of the harmonic dimension is not present in the long FM7/E of m. 87

where the melody is not prominent enough to suggest a complementary relationship.

The compound metaphor of approaching an object by using a ladder can also be applied to

Górecki’s canon. The main difference is that, in the case of Górecki’s piece, an object is being

approached by climbing the ladder rather than by descending it. Another important difference is that in

Górecki’s piece the apotheosis of the G-C-D harmonic structure, the longest and more resonant version

(mm. 190-208), this time coincides with the apex of the registral stepladder of the piece.

Table 11: Main elements involved in the perception of depth of the harmonic process

General Description Specific Aspect/Types Górecki’s canon Pärt’s canon

‘Depth’ of the Harmonic Process

Gradual emergence of harmonic structures

through certain types of increase in length, and the

combination of certain types of voicing, register, and span

Emergence of the G-C-D pattern Emergence of FM7/E chord

Direct, one-dimensional depth of the harmonic process

Vertical motion of one’s body in a vertical space via the metaphorical mapping ‘greater harmonic definition equals

higher position on the step ladder’ An object gradually gets bigger and more detailed from the

viewer’s point of view Ways to experience harmonic depth in

spatial/motional terms Indirect, subtle but complex depth harmonic of the

harmonic process Harmonic consolidation of G-C-D coincides with climax

The optimal view is not the longest, slowest, and most compact voicing of

the FM7/E chord

69 This threshold of harmonic clarity in terms of register and voicing is taken into account, among others, by orchestrational practices. Several manuals of orchestration, including Walter Piston’s (1955), propose notes around the 4-foot C as the safe low limit where intervals smaller than a fourth are recommended if harmonic clarity is desired.

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6.3 WEB OF PROCESSES AND STRUCTURAL DEPTH

At the end of chapters 4 and 6, tables describing the different processes of each canon were

provided. These tables partially summarized the intricate web of relationships that the simultaneity of

processes generates. This phenomenon of simultaneity, as well as its complexity, can be seen as mirroring

the intricate contrapuntal relationships that exist between the voices of the two canons. Both webs, of

processes and of voices, are made of relatively independent lines that, moving at their own pace,

eventually intersect, sometimes supporting each other, and other times confronting each other. In the

same way that the onset asynchrony of important events in the different layers (e.g. dissonant arrivals to

the apex of each voice in Górecki’s canon and note-onset asynchrony in Pärt’s canon) makes the listener

aware of the textural depth of these canons, the onset asynchrony of important events in the different

process accounts for some of the structural depth of these two pieces. For instance, the occurrence of the

registral climax and the climax generated by the relationship between outer voices at different points in

time in Górecki’s canon (see figure 13) may enable the listener to perceive both processes as being

independent from each other.70 Such independence establishes a virtual space that is ‘deep’ enough for

both process to coexist and freely interact, in the same way that the independence of polyphonic voices

establishes a virtual space that is ‘deep’ enough for the contrapuntal lines to coexist and freely interact.71

70 Another way structural depth can become clearer is by the simultaneity of processes that, although they may share the same shape of tension (i.e. having their climaxes at the same time), are very different in nature (i.e. simultaneity of harmonic and rhythmic processes). 71 An example of a ‘shallow’ virtual space where different voices do not freely interact occurs in the ‘polyphonic’ procedure of ‘planing’. In this type of procedure, voices are tied to each other in parallel motion, keeping their vertical relationships. A succession of parallel chords in first inversion is an example of planing. This measurement of the virtual space that superposed processes occupy could be described, by analogy to register, as ‘structural span’. However, since there is not a clear difference between ‘structural span’ and the number of superposed processes, both categories can be fused in the larger concept of ‘structural depth’.

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Textural depth and structural depth are very similar concepts. However, although some of

the elements that generate textural depth in these canons may also participate in the generation of their

structural depth, the two types of depth should be regarded as essentially independent of each other. The

result of this independence is a doubling of depth at a large scale level. This means that a listener might

experience the depth of the musical discourse at two different levels simultaneously, creating a condition

that could be described as a multi-dimensional depth. Returning to Davies-Scruton’s notion of musical

expression as being generated by musical structure’s evocation of emotion through isomorphism with

expressive bodily experiences, this multi-dimensional depth could be argued to be an important source of

the intense emotional reaction that these pieces provokes in many listeners.

Table 12: Main elements involved in the perception of structural depth

General Description Specific Aspect Górecki’s canon Pärt’s canon

Important events or features that make structural depth clear

Usually events whose crossing through the texture is

noticeable

Onset asynchrony between important events in different processes (i.e. onset asynchrony between general climax and the climax

generated by the relationship of the outer voices) Structural Depth

(Encompasses both ideas of structural span and depth of the

number of processes)

Virtual space created by the interaction of independent

processes

Irregular stepladder (the increase in prominence of the different processes increases the general intelligibility of their

superposition, but this increase is not gradual)

Direct, one-dimensional textural depth Vertical motion of one’s body in a vertical space Ways to experience

spatial/motional depth Indirect, subtle but complex textural depth View of a steep object

6.4 NOVELTY OF THIS DISSERTATION'S IDEA OF

STRUCTURAL DEPTH AND THE PROPOSED REQUIREMENTS FOR

STRUCTURAL DEPTH TO BE EASILY PERCEIVED

This dissertation demonstrates that indeed an intricate web of processes is generated in both Arvo

Pärt's Cantus and the canon from Henryk Mikołaj Górecki's Symphony No. 3, The Symphony of

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Sorrowful Songs. The kind of structural depth I have found in these pieces is analogous to the kind of

structural depth that Schenkerian analysis uncovers in 18th and 19th century tonal masterworks. One

important difference, however, is that whereas Schenkerian analysis systematically examines the

hierachical ways and levels that structural and non-structural notes interact in a piece, the analysis of

structural depth in this dissertation examines chains of prominent events regardless of the musical

parameter that produce them. Although it could be argued that many pieces of music are structurally deep

in these terms, since most of them present rhythmic, melodic, registral, and/or harmonic processes

unfolding simultaneously, it is important to notice that in very few of such pieces are the processes as

gradual and the contour of tension as basic. Hence few pieces have such an easily perceived basis for their

structural richness. There seem to be at least two requirements for this kind of structural depth to be

clearly perceived:

a. Intelligibility of the individual processes. One of the ways this intelligibility can be

achieved is by presenting a very simple tension contour such as an arch of tension (gradual

accumulation of tension followed by a gradual resolution of the tension)

b. Some of the most prominent events should not coincide in time (onset asynchrony of

prominent events), and/or the processes should be perceived as being independent (e.g., high vs.

low register processes) or significantly different from each other (e.g., rhythmic vs. timbral

processes)

Fusion of Onset Processes undifferentiated asynchrony perceived

processes of important as being events independent

Figure 72: Different models of interaction between processes

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It is possible that the type of structural depth found in these two pieces (fully intelligible,

multilayered and enriched by coherent progression towards convergence) is not only a natural

consequence of a large scale canon but that also this type of structural depth would be difficult, though

not impossible, to find in a non-canonic piece. A manifestation of this phenomenon seems to be the fact

that only canonic pieces in the repertoire of these two composers seem to generate such structural depth.72

In addition, older tonal canonic works, such as those of Bach, demonstrate similar structural

depth, even though they do not often display long gradual processes of accumulation and convergence

of processes. The systematic establishment of criteria and methodology for the identification and analysis

of structural depth in this dissertation leaves the door open for its application in the analysis of other

pieces.

72 Arvo Pärt uses a similar approach to mensuration canon in pieces like Arbos (1977), Stabat Mater (1985), Festina Lente (1988), and Miserere (1989).

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APPENDIX A

SIMPLIFIED SUMMARY OF PROCESSES

The following list of processes is provided in order to facilitate comparison between the processes

of the two canons examined in this dissertation. It is important to notice that in order to establish a one to

one correspondence between the two pieces, this list omits some of the processes and modifies the order

of the processes discussed in the main document.

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Table 13: Simplified summary of processes

Level of

structure or degree of detail

Canon from Górecki’s Symphony No. 3 Pärt’s Cantus

General

1. Contour

Detailed

Local

Rhyme / no-rhyme / rhyme

Trochaic pattern

2. Prominent element of

phrase structure Large

Scale

Process towards the placement of the no-rhyme section as a long, tense anacrusis

to the canon’s climax

Large-scale projection of the trochaic pattern determines phrase-onset synchrony between outer voices at the climax of the piece

3. Prominent element

Local

Consonance-dissonance-consonance Voice crossing

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of the two-voice

counterpoint Large scale

Emergence of the ladder of dissonance and its becoming a large, tense anacrusis

Increase of tension and prominence of voice crossing as well as a process of going from being anacrusis to being climactic aftermath

General

Transpositional and harmonic structure of asc. 5ths

Seven sections determined by the transposition and augmentation of the basic contrapuntal block

4. Prominent consequence

of the contrapuntal

blocks

Detailed

Gradual alignment of the tension-resolution scheme generated by the clarity of the root motion of asc. 5ths and the tension generated by the

melodic peak of the top voice

Gradual alignment of the beginning of the basic contrapuntal block and the beginning of the phrases of the outer voices. This alignment

culminates at the climactic section of the canon.

General Emergence of the harmonic rhyme generated by the G-C-D idea Emergence of the FM7/E

5. Emergence of harmonic structures Detailed

Gradual alignment of the tension-resolution scheme generated by the fading out of the G-C-D harmonic rhyme and the melodic peak of the top

voice through out the piece

Process towards the placement of the FM7/E before voice crossing creating the illusion of a cause-effect relationship at the climax of the

canon

1. The progression established between the first chords of every new entrance of the theme recreates the harmonic progression of the first

eight bars of the theme General

2. There are four instances syntactic accent and G-C-D rhyme coincides

The FM7/E highlights different pitches in the top-voice throughout the piece. The order these pitches are highlighted outlines a descending scale.

1. The relationship between the top voice and the chordal root at every new entrance of the theme establishes the intervallic progression 3rd-5th-

7th

6. Structures determined

by the convergence of prominent

melodic events and emergent harmonic structures

Detailed

2. The parallel motion between the outer voices that occurs when syntactic accents and the G-C-D rhyme coincides establishes the

intervallic progression 6ths -10ths -8ves

The highlighting of the tensest appoggiatura-like idea, ‘c-b’, intensifies towards the climactic section of the piece

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APPENDIX B

STRUCTURAL DEPTH AND INTELLIGIBILITY OF PROCESS IN STEVE REICH’S

PIANO PHASE (1967): AN AFTERTHOUGHT

To illuminate the potentially confusing notion of structural depth as a source of intense musical

expression, a brief comparison between Reich’s Piano Phase and Pärt and Górecki’s canonsmay be

helpful. In Piano Phase a twelve sixteenth-note long melodic pattern is played in unison by two pianos.

Figure 73: First pattern in Reich’s Piano Phase

After several repetitions one of the pianos accelerates until the two pianos get out of phase by a

sixteenth-note. The process is repeated until the two pianos come to phase again. After this arrival to

unison, the pattern is reduced to eight sixteenth-notes and a variation of some of the original pitches is

introduced by one of the pianos.

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Figure 74: Second pattern in Reich’s Piano Phase

The process of ‘moving out’ and ‘moving into’ phase is then repeated. By the end of this

process, the melodic pattern is reduced to only four sixteenth-notes and the melodic variation

first introduced by one of the pianos in the preceding section is now adopted by both of the

pianos. The process of moving out and into phase takes place one last time, after which the piece

comes to an end. The following table summarizes the main processes of the piece:

Table 14: Partial summary of the main processes in Steve Reich’s Piano Phase

Most autonomous Processes Description Goal / Intelligibility Type

Phasing

Continuous sixteenth-note readjustment of the imitation accomplished by gradual

and subtle accelerando of one of the voices

The goal is to return to unison. However, the climax of tension is uncertainly spread among

some of the out-of-phase stages

Regular from the angle of performance but

irregular in perceptual terms

Diminution The total length of the melodic pattern is reduced by a quarter note every time a

cycle of phasing is completed

The process stops when no further diminution is possible (1st section lasts a dotted half-note, 2nd section lasts a half-note, and the 3rd section

lasts a quarter-note )

Regular (its prominence is emphasized by the change of sonority

through the introduction of new higher pitches)

Gradual introduction of a new set of notes

1st section: {e3, f#3, b3, c#4, d4} 2nd section: {e3, f#3, b3, c#4, d4}

+ {a3, e4} 3rd section: {e3, a3, b3, d4, e4}

Substitution of the original set (it is most likely to be perceived as a general increase of pitch

density whose tension is resolved by the set of pitches of section 3)

Regular / sectional

Less autonomous processes Description Goal / Intelligibility Type

Progression towards the prominence of the

two registrally determined new lines

The highest and lowest notes of the polyphonic mass tend to be perceived as creating independent new lines based on

repeated pitches

No clear goal. The perception of the virtual lines is mostly dependent on the listener Irregular

Convergence of processes Description Goal / Intelligibility Type

Convergence of phasing, diminution,

and the gradual introduction of a new

set of notes

The processes do not progress toward convergence because they are in

synchrony throughout due to the formal design

This type of convergence is not a goal but rather a permanent state Regular (additive)

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While the emphasis of process in this piece is undeniable, the intelligibility of the process itself

may be debatable. Most of our perception of the phasing process as being easy to follow is promoted by

its conceptual simplicity. Most of us hang an idea of simplicity and intelligibility on the phasing process

once we realize the simplicity of its mechanism.73 In addition, this partially false conception is

perpetuated by systematically assuming that conceptual simplicity as well as simplicity of harmonic and

rhythmic source materials implies a simplicity of the result of the process. However, when a listener

experiences a piece like Piano Phase for the first time without knowing what the piece is about, he/she is

likely to perceive the contrasting effects of the ‘in phase’ and ‘out of phase’ stages without really

knowing what the inner mechanism is. It is important to clarify that this is not the case for all of Reich’s

phasing pieces. For instance, in Reich’s Come out (1966), which uses recorded speech, the natural

capacity of human perception to identify the more subtle nuances of speech enables the listener to

distinguish the two layers of speech despite their similarities and close superposition. On the other hand,

in Piano Phase, and especially in Clapping Music (1972), the two layers are likely to fuse into one

another making their individual identification very difficult to achieve.74 If the individual layers cannot be

identified, the constant readjustment of the interval of imitation might be difficult to follow. The general

perception of the piece as being focused on process might be promoted by other process-like

characteristics of the piece other than the intelligibility of the main process. Some of these process-like

features are the alternation of note-onset asynchrony and note-onset synchrony,75 or the machine-like

73 This tends to be the case since the mechanism of phasing is usually significantly easier to understand than its musical result. 74 In fact, for most listeners the main appeal of these pieces tends to be that, since the superposed lines cannot be distinguished, the focus of perception shifts to the new melodic-rhythmic patterns that the superposition generates. Although these new patterns suggest some gradual evolution that could be followed as if it were a ‘process’ (for instance, the very prominent transformation of the initial pair of ‘e’s from eighth-notes to sixteenth-notes between measures 6 to 7), the perception of the ‘processes’ is usually fragmentary, not allowing the listener to follow a single consistent thread of process throughout the piece. 75 In the case of Piano Phase, the instances when one of the voices gradually accelerates creates a distinctive flanger-like effect which is very contrasting with the moments of immediately before and after of note-onset synchrony. The periodic succession of note-onset synchrony sections and flanger-like transitions (note-onset asynchrony sections) tends to be easily grasped by the listener. This type of pattern gives to the piece a very clear process-based logic. However, this process is only a superficial manifestation of the phasing process that remains

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appearance of the constant repetition of the small, diatonic pattern that generates an uninterrupted flow of

sixteenth-notes. In this type of listening experience, the listener knows that the piece is changing and that

there is a process-like quality in the music, but he/she is most likely to have no knowledge about the local

direction of the piece, therefore getting confused76 about the specific shape that the tension derived from

the process describes. There is increase of tension but it is difficult to be certain about where the climax is

exactly. When one thinks that the tensest rhythmic relationship has been reached in the piece, one may

find that there were other tenser sections to come.77 This experience can be engaging and meaningful

depending on how active the listener’s participation is.

Reich’s Piano Phase is not structurally deep in the same way that Pärt’s and Górecki’s canons

are. This lack of structural depth is not only determined by the low degree of intelligibility of the phasing

process, but also because the number of processes is considerable smaller and their interaction simpler

(compare tables 1, 9, and 13). This should not be taken as a suggestion that the canons analyzed in this

paper are better music that Piano Phase.78 It just means that the former provides a number of easy-to-

follow elements which guide the progression towards a defined climax, whereas the latter heavily relies in

the listener’s involvement and active participation. For example, in Pärt’s and Górecki’s canons the

listener is gradually introduced and then surrounded, covered, transported, and effortlessly immersed in a

deep, intricate, and intense ocean of processes. On the other hand, Piano Phase presents an object that is

supposed to invite the listener to actively participate in the piece. There is no deep ocean of processes, but

a stream of surprising new objects that gives the impression of waiting to be discovered by the listener

with concentration and an open musical imagination.

unchanged throughout (note-onset synchrony alternating with flanger-like sections), and therefore is not enough for the listener to fully follow the process. 76 This state of confusion is only one of many possible effects of the piece, likely to be avoided if the listener is not trying to follow the process or the shape of the tension of the piece. 77 The general effect can be compared to the experience of walking around a kinetic sculpture, following a predetermined pace but being free to shift between looking close, looking from further away, or not looking at all for a while. 78 In fact, from the performer’s standpoint the opposite may be argued. Whereas the specific type of phasing used in Piano Phase is especially challenging for most performers, the repetition of a slow melody over and over, with no variation, in Górecki’s canon, is not very interesting from the purely physical aspect of performance.

107

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BIBLIOGRAPHY

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Century Techniques. Boston: Houghton Mifflin Co., 1975.

Burn, David. “Further Observations on Stacked Canon and Renaissance Compositional Procedure:

Gascongne’s Ista est Speciosa and Forestier’s Missa L’homme Arme.” Journal of Music Theory 45/1 (2001): 73-119.

Clarke, David. “Parting Glances: David Clarke Reappraises the Music and the Aesthetics of Arvo Pärt.” The Musical Times 134/1810 (1993): 680-684.

Cook, Nicholas. Music, Imagination, and Culture. Oxford: Clarendon Press, 1990, 4.

________. Analysing Musical Multimedia. Oxford: Clarendon Press, 1998.

Cooper, Paul. Perspectives in Music Theory: an Historical-Analytical Approach. 2d ed. New York : Harper & Row, 1973-c1981.

Cox, Arnie W. “The Metaphoric Logic of Musical Motion and Space.” Ph.D. diss. University of Oregon. UMI Dissertation Services, 1999.

Davies, Stephen. Musical Meaning and Expression. Ithaca: Cornell University Press, 1994.

Fisk J. “The New Simplicity; the Music of Górecki, Tavener and Pärt.” Hudson Review 47 (1994): 394–412.

Gibbs, Jr., Raymond W.. The Poetics of Mind: Figurative Thought, Language, and Understanding. Cambridge: Cambridge University Press, 1994.

Górecki, Henryk Mikołaj. Symphony No. 3, Op. 36, The Symphony of Sorrowful Songs. New York: Boosey & Hawkes, 1998.

Gosman, Alan. “Stacked Canon and Renaissance Compositional Procedure.” Journal of Music Theory 41/2 (1997): 289-317.

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Helbig, Adriana. “Arvo Pärt: the Search for the Eternal Silence at the Heart of Sound” B.A. Thesis. Drew University. UMI Dissertation Services, 1997.

Hillier, Paul. Arvo Pärt. Oxford ; New York : Oxford University Press, 1997.

Holcroft, Reuben F. P. “The Art of Simplicity: Design, Sentiment, and Value in Non-developmental Music, Studies in Works by Satie, Pärt and Poulenc” M.A.Thesis University of Otago. UMI Dissertation Services, 1995.

Howard, Luke.B. “A reluctant requiem”: the History and Reception of Henryk M. Górecki's

Symphony no. 3 in Britain and the United States” Ph.D. diss. University of Michigan. UMI Dissertation Services, 1997.

_________. “Motherhood, Billboard, and the Holocaust: Perceptions and Receptions of Górecki's Symphony no.3.” Music Quarterly 82/1 (1998): 131–59.

Jaffe, Stephen. “Conversation between SJ and JS on the New Tonality.” Contemporary Music Review 6/2 (1992): 27-38

Johnson, Mark. The Body in the Mind: The Bodily Basis of Meaning, Imagination, and Reason. Chicago: University of Chicago Press, 1987.

Kostka, Stefan M.; Payne, Dorothy. Tonal Harmony, with an Introduction toTwentieth-century music. New York: A.A. Knopf, 1st ed. 1984.

Kostka, Stefan. Materials and Techniques of Twentieth-Century Music. Upper Saddle River, N.J.: Pearson Prentice Hall, 2006.

Kramer, Johnathan. The Time of Music: New Meanings, New Temporalities, New Listening Strategies. New York: Schirmer Books, 1988.

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McCarthy, Jamie. “An Interview with Arvo Pärt.” Contemporary Music Review 12/2 (1995): 55-64

Mellers, W. “Round and about Górecki's Symphony no. 3.” Tempo 168 (1989): 22–4

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Payne, Gerrye. The Silence of Arvo Pärt. Pittsburgh, PA: Modest Proposal Chapbooks, an imprint of Lilliput Review, 2000.

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Arvo Pärt.” M.A. Thesis. Duquesne University. UMI Dissertation Services, 1996.

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Slonimsky, Nicolas. Music since 1900. New York: W.W. Norton, 1938.

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Thomas, Adrian. Górecki. Oxford : Clarendon Press ; New York : Oxford University Press, 1997.

Turek, Ralph. Theory for Today’s Musician. Boston: McGraw-Hill, c2007.

Zbikowski, Lawrence. "Conceptual Models and Cross-Domain Mapping: New Perspectives on Theories of Music and Hierarchy," Journal of Music Theory 41/2 (1997).

_______. "Metaphor and Music Theory: Reflections from Cognitive Science." Music Theory Online Vol. 4.1 (1998). Retrieved from http://societymusictheory.org/mto/issues/mto.98.4.1/mto.98.4.1.zbikowski.html

_______. Conceptualizing Music: Cognitive Structure, Theory, and Analysis. New York: Oxford University Press, 2002.

Zohar, Eitan and Granot, Roni Y. “How Music Moves: Musical Parameters and Listener’s Images of Motion.” Music Perception 23/3 (2006): 221-247.

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BURNING THE DEEP RED SEA

111

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Burning the Deep Red Sea

Ivan Jimenez (2007)

For Chamber Ensemble

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Instrumentation

flute oboe clarinet Bb bassoon violin violoncello vibraphone harp piano

duration c. 12'Score in C

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Burning the Deep Red Sea

Ivan Jimenez (2007)

© 2007 Ivan Jimenez All Rights Reserved

For Chamber Ensemble

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Page 130: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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-4-

Page 131: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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89

89

89

89

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89

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Bb Cl.

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82

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arco

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Page 132: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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89

89

89

89

89

89

89

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89

89

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82

82

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82

82

82

82

82

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83

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83

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43

43

43

43

43

43

43

43

43

43

43

83

83

83

83

83

83

83

83

83

83

83

43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

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q»150 Lusty

94∑

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43

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43

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43

43

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43

42

42

42

42

42

42

42

42

42

42

42

86

86

86

86

86

86

86

86

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86

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82

82

82

82

82

82

82

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83

83

83

83

83

83

83

83

83

83

82

82

82

82

82

82

82

82

82

82

82

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

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fœ. œ.

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Jœ. ‰ ‰

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Page 133: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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43

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43

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43

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44

44

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42

42

42

42

42

42

42

42

42

42

42

85

85

85

85

85

85

85

85

85

85

85

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

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Hp.

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42

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43

43

43

43

43

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43

43

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42

42

42

42

42

42

42

42

42

42

42

44

44

44

44

44

44

44

44

44

44

44

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

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-7-

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83

83

83

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84

84

84

84

84

84

84

84

84

84

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Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

144w-

œ œ œ œb

wb -

w-

w-

œ .˙

œ œ œ œb

œ .˙b

œ .˙

œb .˙

.-̇

Œ Œ œ-

.-̇

.-̇

.˙b -

w-

Ó œ̄ œb ¯

w-

w-

wb -

˙ Ó

œ̄ œb ¯ ˙

-̇Ó

-̇ -̇

˙b - Ó

w

w

wb -senza vibrato

q»170più mosso -̇

p

œ. Œ

Œ œ.

pœ. œ. œ. œä

p

œ. œä

pœ. Œ

Jœ ‰ Œ Ó

Jœ ‰ Œ Ó

Jœ. ‰ Œ Ó

Jœ-

f‰ ‰

Jœ̄

F

œ-

Jœ̄

F

œ-

Jœ̄F

œ-

œ. œb . œ. œ.

œ œ̄

œ œ̄

œ œ̄

ä̇

˙

Œ œ-

‰ Jœf

Œ

œ-

fœ-

œ-

f

œ-

œ-

fœ-

œ. œ. œ. œ.

œ œä

œ œä

œ œä

&

&

&

?

&

?

&

&

?

?

?

43

43

43

43

43

43

43

43

43

43

43

83

83

83

83

83

83

83

83

83

83

83

84

84

84

84

84

84

84

84

84

84

84

43

43

43

43

43

43

43

43

43

43

43

44

44

44

44

44

44

44

44

44

44

44

43

43

43

43

43

43

43

43

43

43

43

45

45

45

45

45

45

45

45

45

45

45

43

43

43

43

43

43

43

43

43

43

43

44

44

44

44

44

44

44

44

44

44

44

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

159∑

ä̇

˙

Œ œ

Jœ ‰ Œ Œ

Jœ ‰ Œ Œ

Lusty

œ>

ƒJœ

..œœ>

œ> œ œ

˙̇>

œ> œ œ

œœ>œ

˙ Œ

>̇Œ

Sweet∑

F

F∑

Œ Œ œbF

senza vibrato

f

.˙f

f∑

∑ &

q»105

q»105

ISweet, poetic

Sweet, poetic

Œ˙p

Œ ˙

.-̇

π

Unstablemolto vibrato, cantabile

œ ˙˙ œ

œ- -̇

œ œ œ œjœ ‰

œ ˙

w- œ-

œ wœ œ .˙ œ œ

w œ

œ -̇

œ œ œ œjœ

‰œ œ œ œ

œ ˙

(attacca)

(attacca)

.-̇ œ-

œ .˙œ œ ˙ œπ

(echo)

œ

.˙ Œ

-8-

Page 135: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

?

&

?

&

&

?

&

?

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

q»140

q»140

Marcato, evoking electro-convulsive therapy

Marcato, evoking electro-convulsive therapy

174œ>

fœb œ> œ œ> œ œ> œ

‰ œf

‰ œ ‰ œ ‰ œ

œ>fœb œ> œ œ> œ œ# > œ

œ>

fœb œ> œ œ> œ

œ>œ

œ>

f‰ œ> ‰ œ> ‰ œ> ‰

œ>f

normal vibrato

‰ œ>

‰ œ>

‰ œ>

œ>f

œb œ> œ œ> œ œ# > œ

œ>

Dn Cn Bn / Eb F# Gn An f

‰œ>

‰œ>

‰œ>

Œ Jœœ.

P‰

œœ.

‰œœ.

J

œ> œ œ> œ œ> œ œ> œb

‰ œ ‰ œ ‰ œ ‰ œb

œ# > œ œ> œjœ>

‰ Œ

œ> œ œ> œ œ> œœN >

œ

Jœ> ‰ Œ Œ Jœ

> ‰

œ> ‰ œ> ‰ œ> ‰ œn > ‰

œ# >‰ œ>

‰ jœ>‰ Œ

œ> ‰ œ>‰

œ> ‰ œ>‰

œœ.

‰œœ.

‰œœ.

‰œœ.

œ> œ œ> œ œ> œb Œ

‰ œ ‰ œ Œ ‰ Jœb

œ> œ Œ œ>

‰ œb> œb

œ> œœ>

‰ ‰ œœb >

œb

Œ Jœ> ‰ œ

>‰ œ>

œ> ‰ œn > ‰ œn > ‰ œb > ‰

jœ>‰ Œ œ

>‰ œb

> œb

œ> ‰ œ>‰

œ> ‰ œb >‰

œœ.

‰œœ.

‰œœ.

‰œœ.

‰ œ œb > œ œ> œ>

‰ œœ> œ

œ>œ

œ> œ

œ> œb œb

> œb œ> œ œ# >‰

œb >œb œ> œ œ> œ œ> œ

jœ>‰ Œ Œ Jœ

> ‰

œb > ‰ œ> ‰ œ> ‰ œ> ‰

œ> œb œb

> œb œ> œ œ# >‰

œ> ‰ œb >‰

œ> ‰ œ>‰

œœ.

‰œœ.

‰œœ.

‰œœ.

œ> œ œ> œ# > œ œ> œb

œ> œ œn >œ

œ>œ

œ>œb

œ# >‰ œ> œb œ> œ œ>

œ> œb œ> œ œ> œ œ> œ

œ> ‰ œ> ‰ œ> ‰ œ> ‰

œ> ‰ œ> ‰ œ> ‰ œ> ‰

œ# >‰ œ> œb œ> œ œ>

œ> ‰ œ>‰

œ# >‰ œ>

œœ.

‰œœ.

‰œœ.

‰œœ.

œ# >œb œ> œb œ> œb œ> œb

œ> œ œ> œ œN > œ œ> œ

‰ œ ‰ œ# ‰ œ ‰ œ#

‰ œ ‰ œ ‰ Jœ Œ

Œ ‰ jœb ‰ jœ Œ

œ# >‰ œ>

‰œ> ‰ œ>

œœ.

‰œœ.

‰œœ.

‰œœ.

œ# >œb œ> œb œ> œ

œ>œ

œ> œ œ> ‰ œb > ‰ œ> œb

œn > œ# œ# > œn œ# > œ œ> œn

œ> œ œ> œ œ> œ œ> œ

œ> ‰ œ> ‰ œ>

‰ œ>

œN >‰ œ# >

‰ œ> œb œ>‰

œ# >‰ œ>

‰œ> ‰

œ>‰

œœ.

‰œœ.

‰œœ.

‰œœ.

&

&

&

?

&

?

&

&

?

&

?

43

43

43

43

43

43

43

43

43

43

43

42

42

42

42

42

42

42

42

42

42

42

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

181 œ>œb œ> œ œ> œ œb >

œ

œ> œb œ> œ ‰> œ ‰> œ

œn > œb œ> œ œ œ> œ

œ> œ œ> œ œ> œ œ> œ B

œ>

‰ œ>

‰ œ>

‰ œ>

œn > œb œ>‰ œ>

‰ œ>‰

œ>‰ œ>

‰œ> ‰ œb >

∑œœ.

‰œœ.

‰œœ.

‰œœ.

œ> œ œb >

F

œ œ> œb œ> œ

œb > ‰ œ>

F

œ œ> œ œ> œ

œ> œ œb >F

œn œ>œ œ> œb

œ> œ œ>

F

‰ œ> œbœn >

œ

œ>

‰ œ>

F

‰ œ> ‰ œN >

œ>‰ œb >F

‰œ>

œ œN > œb

œ> ‰ œb >

F‰

œ> ‰ œ>‰

∑œœ.

‰œœ.

p‰

œœ.

‰œœ.

œ œ œ œb œ œ œb œ

œ œb œ œ ‰ œ ‰ œb

œ œ œ œb œ œb œ œ

œœ

œœb œ œ œ œ

œ ‰ œ ‰ œ ‰ œ ‰

œN ‰ œ œb œ ‰ œ œb

œ ‰ œ‰

œ ‰ œb‰

∑œœ.

‰œœ.

‰œœ.

‰œœ.

rit.

œ œ œ œ œœb

œœ

‰ œ ‰ œ ‰ œb ‰ œ

œ œ œ œ œ œ œ œ

œ œbœ

œœ

œœ œ

œ ‰ œN ‰ œ ‰ œ ‰

œ ‰ œN‰

œ ‰ œ œœ ‰ œ

‰œ ‰ œ

∑œœ.

π

‰œœ.

‰œœ.

‰œœ.

œœ

œœ œ œ œ

‰ œ ‰ œ œ œ œ

œ œ œ œ œ œœ œ œ œ

œbœ

œ ‰ œ

π‰ Ó

œp

œ œ œŒ

œœ ‰ œ

p‰ Ó

∑œœ.

‰œœ.

∏‰

œœ.

‰œœ.

œ œP

œ jœb .œ

œ œP

œJœb .œ

œ œNP

jœ .œ

Œ œbP

jœ.œ

œŒ Œ œ

p

∑œœ.

‰œœ.

‰ Ó

jœ ‰ Œ œp

œ

Jœ ‰ Œ œp

œ

‰ Œœ-p

Jœ ‰ Œ œb -p

jœ ‰ Œ Œ

-9-

Page 136: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

B

&

?

&

&

?

&

?

85

85

85

85

85

85

85

85

85

85

85

43

43

43

43

43

43

43

43

43

43

43

85

85

85

85

85

85

85

85

85

85

85

43

43

43

43

43

43

43

43

43

43

43

83

83

83

83

83

83

83

83

83

83

83

82

82

82

82

82

82

82

82

82

82

82

42

42

42

42

42

42

42

42

42

42

42

85

85

85

85

85

85

85

85

85

85

85

45

45

45

45

45

45

45

45

45

45

45

83

83

83

83

83

83

83

83

83

83

83

44

44

44

44

44

44

44

44

44

44

44

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

q»105189∑

˙p

˙p

∑ ?

Intense

K∑

Jœ> .œ ‰

jœ> .œ ‰

œ>

pŒ ‰

œ> ˙

œ> ˙

œ> ˙

Jœ>̇

.œ œ

.œ œ

ϊ

P

œ- œ- œ- œ- œ-

ϊ

Pœ- œ- œ- œ- œ-

œP

.œjœ

œP

.œJœ

œ- œ- œ-

œ- œ- œ-

œ œ œ

Jœœ

Jœ-

Jœ- ‰

œ

œ

Dramatic

œ>

Fϊ

F

œ>

F

œœ œ œ

‰ œ> œä

.ω

œB

‰œ œœ œ œ œ

.œ> œ

˙Jœ>

œ> œ œ œ>

˙>

jœœ œ œ œ

œ> .œ>

œä œä œ œ œ œ œ>

œ> œ œ œ œ œ œ>

˙ œ œ œ œ œ>

œ œ œ œ œ œ œ

œ >̇ >̇

Relaxed

Relaxed

meno mosso

meno mosso

( q»100 )

( q»100 )

œP

œ

P (louder than hp. and pno.)

.˙œ œ œ .œJœ

œp

Dn Cn Bn / En Fn Gn An (softer than vibes)

œ œ .œ jœ

.˙ Œ

œ

π (softer than vibes and harp)

.˙œ œ œ .œJœ

.˙ Œ

.œ Jœ ˙

.œ jœ ˙Jœ œ Jœ œ œ œ

jœ œjœ œ œ œ

w

.œ jœ ˙Jœ œ Jœ œ œ œ

w

&

&

&

?

&

B

&

&

?

&

?

83

83

83

83

83

83

83

83

83

83

83

42

42

42

42

42

42

42

42

42

42

42

83

83

83

83

83

83

83

83

83

83

83

89

89

89

89

89

89

89

89

89

89

89

43

43

43

43

43

43

43

43

43

43

43

44

44

44

44

44

44

44

44

44

44

44

43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

203Jœ œ

Jœœ œ œ

jœ œ jœ œ œ œ˙ Jœ .œ

˙ jœ .œ

w

jœ œ jœ œ œ œ˙ Jœ .œ

w

œ œ .˙

œ œ .˙œ œ .˙

œ œ .˙

.œ Jœ ˙

œ œ .˙œ œ .˙

.œ Jœ ˙

œ Œ Ó

œ Œ Óœ Œ Ó

œ Œ Ó

œ Œ Ó

œ Œ Óœ Œ Ó

œ Œ Ó

œJœ

œ jœ.œ

œ jœ.œ

˙

˙̇

˙

œ œ

˙̇

œ œ

œJœ

.œ œJœ

œ jœ .œ œ jœ.œ .œ .œ

.œ .œ .œ

.œ œ Jœ .œ

œ jœ .œ œ jœ.œ .œ .œ

.œ œ Jœ .œ

œ ˙

œ ˙

œ- ˙â

œœœ# - ˙

˙̇ä

œœ# -

Dn Cn Bn / En F# Gn An

˙˙ä

œ- ä̇

œœ# - ˙˙ä

œ- ä̇

œ- ˙â

œ# -

p

ä̇

œœœ# - ˙

˙̇ä

œœ# - ˙˙ä

.-̇

œœ# - ˙˙ä

.-̇

œ Œ Œ

œŒ Œ

â̇ œâ˙˙ Œ

ä̇Œ

œœ Œ Œ

ä̇Œ

-10-

Page 137: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

?

&

B

&

&

?

&

?

42

42

42

42

42

42

42

42

42

42

42

44

44

44

44

44

44

44

44

44

44

44

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

215œ-

p-̇

œ# -∏

con sordino

œ-

con sordino-̇

œœ# -

π

˙˙-

œ- -̇

∑ ?

‰ œ- ‰ ‰ jœ Œ

œ# -π

‰œ-

‰ Œ

.œ-

sul. tasto

jœ- ˙

..œœ-

sul. tastojœœ-˙̇

.

.œœ# - ..

œœ-

Œ

..˙̇- Œ

q»65Ó -̇

π∑

Ó Œœ

π

Ó Œ ‰ jœ-

Ó Œ œ

‰.œ

Dn Cn Bn / En Fn Gn An ∏ .œ jœ

Ethereal, cristallyne / RubatoL

jœ ‰ ‰ jœ- œ œ- Œ

‰œ-

πj

œ- œ œ-

wp

.œ ‰ ˙π

Jœ ‰ ‰ Jœ

π

œ œ Œ

w

œ-p

œ œ œ œ jœ ‰

.œp

jœ œ œ œ

.œ jœ œ œ

p

.œp

Jœ- œ œ- œ-

œ œ œ œ œ œ

.œ Jœ œ œ œ

œ œ œ œ ‰ jœ œ

.œ‰

œjœ

˙Œ

œ-

.˙p

Œ

œ œ œ œ ‰ Jœœ

.˙ Œ

jœ ‰œ œ œ œ œ

jœ œjœ

‰ jœ œ

Œ ‰ jœ-

‰ ‰ jœ-

Jœ- œ- ‰ ‰ .œ-

Jœ ‰ œ œ œ œ œ

Jœ œ ‰ ‰ .œ

œ œ œ œ œ

jœ œjœ .œ ‰

jœ‰

œ- œ œ

Jœp

.œ- œ œ

œ œ œ œ œ

Jœ .œ œ œ

jœ ‰ œ .œ ‰

œ œ œ œ ‰ œ œ

œ œ ˙

œ œ ˙

œ œ ˙

œ œ ˙

&

&

&

?

&

?

&

&

?

&

?

45

45

45

45

45

45

45

45

45

45

45

83

83

83

83

83

83

83

83

83

83

83

42

42

42

42

42

42

42

42

42

42

42

83

83

83

83

83

83

83

83

83

83

83

89

89

89

89

89

89

89

89

89

89

89

86

86

86

86

86

86

86

86

86

86

86

43

43

43

43

43

43

43

43

43

43

43

42

42

42

42

42

42

42

42

42

42

42

86

86

86

86

86

86

86

86

86

86

86

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

225

.-̇Œ

jœ-‰ ‰ jœ- œ œ-

œ-

.-̇ œ-

.-̇ Œ

.˙ Œ

.˙ Œ

.-̇Œ Œ

.˙Œ Œ

.-̇ Œ Œ

.˙ Œ Œ

q»110

q»110

Ϲ (softer than the first time)

œ

P

jœ.œ

.œp

Ϲ

jœ.œ

˙

˙̇

˙

œ œ

˙̇

œ œ

œJœ

.œ Œ ‰

œ jœ .œ Œ ‰.œ .œ Œ ‰

.œ .œ Œ ‰

.œ œ ‰ Œ Jœ

œ jœ .œ Œ ‰.œ .œ Œ ‰

.œ œ ‰ Œ Jœ

œJœ

.œ œ ‰

œ jœ .œ œ ‰.œ .œ œ ‰

.œ .œ œ ‰

.œ œ Jœ œ ‰

œ jœ .œ œ ‰.œ .œ œ ‰

.œ œ Jœ œ ‰

Œ ‰ Œ ‰ Œ Jœ

Œ ‰ Œ ‰ Œ Jœ

œJœ

œ jœ .œ.œ .œ

.œ .œ

œ jœ .œ.œ .œ

Œ ˙p

.˙π

∑ B

.œ ‰ Œ

.œ ‰ Œ

˙f

˙f

˙f

ä̇

F fϊ

fF

senza sordinoϾ

ω

fF

senza sordino

Ͼ

œ Œœ Œ

œ Œœ Œ

?

œ Œ

-11-

Page 138: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

B

&

?

&

&

?

?

?

86

86

86

86

86

86

86

86

86

86

86

43

43

43

43

43

43

43

43

43

43

43

42

42

42

42

42

42

42

42

42

42

42

85

85

85

85

85

85

85

85

85

85

85

86

86

86

86

86

86

86

86

86

86

86

23

23

23

23

23

23

23

23

23

23

23

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

q . »120

q . »120

( q»180 )

( q»180 )

MLusty, full of vigor, almost animalistic

Lusty, full of vigor, almost animalistic

( e = e sempre)

( e = e sempre)

236∑

Jœœ>

(marcato)fœ œœ

>Jœ

..œœ>..œœ>

œœ>

Jœ œœbb > Jœ

..œœ>..œœb >

œb> œ œb >

œ œ œœ

jœœ‰ .œ>

œœb>

œ œœ œ œœ

œ> œb œ Œ

œœ> œœb œb œ

.œ>jœœb

œJœœb > œ

œœjœœb

> œœ

œb > œ œb œ œ

˙̇b >jœœ

œœb> œb œ œ> Jœ

..œœb >..œœ>

œ> œ œ œ>

œ .˙

˙̇>

œœ>œ ˙

&

&

&

B

&

?

&

&

?

?

?

22

22

22

22

22

22

22

22

22

22

22

85

85

85

85

85

85

85

85

85

85

85

87

87

87

87

87

87

87

87

87

87

87

42

42

42

42

42

42

42

42

42

42

42

43

43

43

43

43

43

43

43

43

43

43

86

86

86

86

86

86

86

86

86

86

86

43

43

43

43

43

43

43

43

43

43

43

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

245∑

œ> œ œ œ

> œ œ œ

œœ>œ œœ>

œœ

∑ B

.>̇ œ>

œ> ˙ œ>

più mosso

più mosso

N ( h»95 )

( h»95 )

Euphoric

Euphoric

Euphoric

œ>

Ï

œ> .œ# äJœ

œœ>

(furioso)ƒ

œœ> jœN >

œ jœ

œœ>œœ>

..œœ#>

œ# äJœ ‰ Jœ

œœ>jœ œ

œœ#>

jœ œN >œ

œb > œ œ œ œ œ œ

œœbb >œ œ œœ>

œœb >œ œb œœN œœA >

œ œœ

œ# ä œ œä

œ>

œ œ œ

œœ#>

œœb œœ

˙ œN œ#

œ# >œN œ œ œ œœ

˙̇ œN œ#

œ> œ œ# œ> œn œb

œœ> œ

œœ# œœ> œ œœ

œœ>œN œœ# œœ>

œn œb

œ> œb œ> œ œ> œ

œ> œb œ>

œœN œ> œ

œœN> œb œœ> œœ œœœ>

œ

-12-

Page 139: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

B

&

B

&

&

?

?

?

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

h»75

h»75

Intense, 'Burning the Deep Red Sea I'

Intense, 'Burning the Deep Red Sea I'

O254

œ> ˙ Œ

œœ>

f

œœ> œ œœ> œb œ

œœN>

ƒ (play bass line louder than the upper parts)

œœ>jœœ œœ>

jœœ

œœb > œ œ œœ> œœ œ œ œœ

jœœ>œœ

jœb >œ œ œ œ

œœb > œ œœ œœ> œœ œœN >

œœNb >œ œ œœ>

œœ œ œ> œ

œœ>œ œ œ œœ œœ œ œ

œb >œœ œœ

jœ# ..œœ>

œœ œ œ œ ..œœ>jœ

œœ œœ>œb >>

œ>>

œœ œ> œ œb œb œ œ

jœb >>œ>>

jœ>>œ œb œœ œ

œ œœ œœ œb œœ œœœ œœAb ‰

œ œb œ œ œ œ œb œ

∑ ?

œbä œä -̇

œâ œb œâ œ ˙̇-

&

&

&

B

&

?

&

&

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?

47

47

47

47

47

47

47

47

47

47

47

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

262 œ>

FJœ>

‰ ‰ œ> ‰

œ>Fœ> œ œ œb œ

œ>

fœ> Jœ œ Jœ

œ>

F

œ> Jœ œJœ

œ>fœ> œ œ œb œ

'Burning the Deep Red Sea II'Pœ> ‰ œ> œ> œ> œb > œ>

œb œ œ œ œ œ œ œ

Jœ.œ œ œ œ œ

Jœ œ Jœb .œJœ

œb œ œ œ œ œ œ œ

œ> œb > œ> œ> Ó

œb œ œ œN œ œ

œ œ œ œ œ œ

œb œ œ œ œ œ œ

œb œ œ œN œ œ

œ œ œ œ œ œ œ œ

œ œ œ jœ# .œ

œ>f

jœ>‰ jœ> œ jœ

œb œ œ Jœ.œ

œ œ œ œ œ œ œ œ

œ œ œ œ .œjœ

œ œ Œ œb

œ œ œ ˙

œ œ ˙b

œ œ œ œ .œjœ

œjœ

‰œb œ œ œ

‰ œb ‰ ‰ œb ‰ œ

.œ jœ œ œb œ œ

.œb Jœ œ œ

œjœ

‰œb œ œ œ

œ œb œ œ œ œ œbœ œ œ œb œ œ œ

œ œ œ ‰œ jœb

Jœ ‰ Œ œN œ œb

œ œb œ œ œ œœb

œ‰ j

œ

˙

P

espressivo

œb œ Ó

œ œb œÓ

˙ Ó

œ ‰ jœ

Ó

-13-

Page 140: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

B

&

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&

&

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?

47

47

47

47

47

47

47

47

47

47

47

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

270∑

˙

fJœ œ

Jœb œ

P

œ œ œ> œ œ

'Burning the Deep Red Sea III'Qœ>

FJœ>

‰ ‰ œ> ‰

œf

œ> œ œ œb œ

œ>

fœ> œ œ œb œ

œN >

fœ> Jœ œ Jœ

œ>

f

œ> Jœ œJœ

œ>f

œ> œ œ œb œ

œ>

Dn Cn Bn / Eb Fn Gn An

ƒœ œN œ œ Œ œ> œ œ œ œ Jœb ‰

œ>

fJœ> ‰ ‰ œ> ‰

œœN>

œœ>j

œœ œœ>j

œœ

œ> ‰ œ> œ> œ> œb > œ>

œb œ œ œ œ œ œ œ

œb œ œ œ œ œ œ œ

Jœ.œ œ œ œ œ

Jœ œ Jœb .œJœ

œb œ œ œ œ œ œ œ

œ> œ œ œ œ œb œ œœ> œ œ œ œ œ œ œ œ œ ≈

œ> ‰ œ> œ> œ> œb > œ>

jœœ>

œœj

œb >œ œ œ œ

œ> œb > œ> œ> Ó

œb œ œ œN œ œ

œb œ œ œN œ œ

œ œ œ œ œ œ

œb œ œ œ œ œ œ

œb œ œ œ œ œ

œ> œ œ œ œ œb œ œ œ œ œ œ œb œ œ> œ œ œ œ œ œ œ œ œ œ Œ

œ> œb > œ> œ> Ó

œœNb >œ œ œœ>

œœ œ œ> œ

&

&

&

B

&

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&

&

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45

45

45

45

45

45

45

45

45

45

45

43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

274∑

œ œ œ œ œ œ œ œ

œ œ œ jœ# .œ

œ>jœ>

‰ jœ> œ jœ

œb œ œ Jœ.œ

œ œ œ œ œ œ œ œ

œœ>œ œ œ œœ œœ œ œ

œb >œœ œœ

jœ# ..œœ>

œ œ œ œ .œjœ

œ œ Œ œb

œ œ œ ˙

œ œ ˙b >

œ œ œ œ .œjœ

œœ œ œ œ ..œœ>jœ

œœœœ>

œb >>œ>>

œjœ

‰œb œ œ œ

‰ œb ‰ ‰ œb ‰ œ

.œ jœ œ œb œ œ

.œb >Jœ> œ œ>

œjœ

‰œb œ œ œ

œœ œ> œ œb œb œ œ

jœb >>œ>>

jœ>>œ œb œœ œ

œ œb œ œ œ œ œbœ œ œ œb œ œ œ

œ œ œ ‰œ jœb

Jœ ‰ Œ œN œ œb

œ œb œ œ œ œœb

œ œœ œœ œb œœ œœœ œœAb ‰

œ œb œ œ œ œ œb œ

œ‰ j

œ â̇œb œ ä̇ ?

œ œb œ â̇˙ ä̇

œ ‰ jœ .œâ

œbä œä ä̇

Pœâ œb œâ œ ˙̇

â

œ œ œb œ œ œ œœ>œ œ

-14-

Page 141: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

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43

43

43

43

43

43

43

43

43

43

43

44

44

44

44

44

44

44

44

44

44

44

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

280∑

œ> œ œb œ œ œ

œ> œ œb œ œ œœ>

œœœb >

œœämoltissimo vibrato

˙̇

œ>

f

œ> œ œ œ œb

œ>

f

œ> Œ œ

œ>

fœ> Jœ

œ>

fœ> Jœ .œ

œ> œ> œ œ œ œb

œœœœä

Jœœ ..œœ

ä&

œ>

f

œ> Œ œ

œ>ƒ

jœ>‰ ‰ œ>

œ>j

œ>

‰ ‰œ>

'Burning the Deep Red Sea IV'Rœ œ œb œ œ œ œ œ

‰ œ ‰ œ œ œ

.œ Jœ .œJœ

.œJœ Jœ

.œb

œ œ œb œ œ œ œ œ

..œœjœœ

â

jœœ .œb

‰ œ ‰ œ œ œ

œ>‰ œ> œ> œ> œb >

œ>

œ>‰

œ> œ> œ> œb >œ>

œ œb œ œ œ œN œ œ

œ œ œ œb œ œ œ

œ œ œ œ œ œ

Jœœb Jœ œ œ œ

œ œb œ œ œ œ œ œ

jœ œb jœ œ œ œ

œ œ œ œb œ œ œ

œ> œb >œ> œ> œ>

jœ>‰

œ> œb >œ> œ> œ>

jœ>

˙ œ œ œ œ

Ó œ ‰ Jœ

.˙ œ

œ œ œ œb œ

˙ œ œ œ œ

œœä œœ

äœ œb

œœâ

Ó œ ‰ Jœ

‰ œ>‰ œ>

‰ œ> œ>‰

œ>

‰œ>

‰œ> œ>

&

&

&

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&

&

&

&

?

?

?

45

45

45

45

45

45

45

45

45

45

45

43

43

43

43

43

43

43

43

43

43

43

45

45

45

45

45

45

45

45

45

45

45

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

287 œ œ œ œN œ œ œ

œ ‰ œ œ œ œ œ

Jœ œ jœ# .œjœ

Jœb .œ .œ jœ

œ œ œ œ œ œ œ

jœb..

œœâ

.

.œœ jœ

œ ‰ œ œ œ œ œ

œ> œb >œ> œ> œ>

œ> œ>

œ> œb >œ> œ> œ>

œ> œ>

œ œ œ œ œ œ

œ œ œ œ œ

.œ#jœ Œ jœ ‰

.œ jœ œb œ œ

œ œ œ œ œ œ

.

.œœâ

jœ œb œ œ

œ œ œ œ œ

œ> œb >œ> œ> œ>

jœ>‰

œ> œb >œ> œ> œ>

jœ>

œ œ œ œŒ

œb œ

œ œ œ œb œ

œb œ ‰ Jœb Œ

œ œb ˙

œ œ œ œ Œ œb œ

œ œb ˙

œ œ œ œb œ

‰ œ>‰ œ>

‰ œ> œ>‰

œ>

‰œ>

‰œ> œ>

‰œb œ œ œb œ œ œ

œ œb œ œ Jœ ‰ œ

Ó ‰ œ jœb

.œ ‰ ‰ œ Jœb

‰ œb œ œœ œœb œ œ œ

.œ ‰ ‰ œN Jœb

œ œb œ œ Jœ ‰ œ

œ> œb >œ> œ> œ>

œ> œ>

œ> œb >œ> œ> œ>

œ> œ>

ca. \ e = e |

ca. \ e = e |

Dn Cn Bn / En Fn Gn An

œ œ œ œb œ.Œ Œ

œ ‰ œ œb œ. Œ

‰ œ jœb ‰ jœ. Œ

‰ œ Jœb œ Œ

œœb œ œ œ œ. Jœ.gracefully

Pœ. Jœ

.

‰ œ Jœb Jœ ‰ Ó ?

œ ‰ œ œb œ Œ

œ> œb >œ> œ> œ>

ΠΠ&

œ> œb >œ> œ> œ>

ΠΠ&

Somewhat sweet

Somewhat sweet

q»106

q»106

3

3

œ. Jœ. œ. Jœ

.œ. Jœ

.

3 3 3

Œ ˙

˙

S

subito pŒ

œN ˙˙̇N œ

œ.

PJœ.

œ. Jœ.

œ. Jœ.

3 3 3

œ œ œ œ Jœ ‰œ ˙

-15-

Page 142: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

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&

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&

&

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&

&

45

45

45

45

45

45

45

45

45

45

45

43

43

43

43

43

43

43

43

43

43

43

45

45

45

45

45

45

45

45

45

45

45

46

46

46

46

46

46

46

46

46

46

46

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

44ˆ81

89

89

89

89

89

89

89

89

89

89

89

44

44

44

44

44

44

44

44

44

44

44

83

83

83

83

83

83

83

83

83

83

83

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

295∑

Jœ ‰ -̇

subito pœ.

PJœ. œ. Jœ

.

3 3

œ w

œ wœ#

p

œ .˙ œ œn

w# œ

œ. Jœ. œ. Jœ

.Jœ ‰

3 3

œ œ œN œjœ ‰

Ó œ

œ œ Œ

œ ˙

Ó Œ œ.

pJœ. œ. Jœ

.

3 3

œ ˙ œπ (echo)

œ œ

œ wœ œN ˙Ó

.˙ Ó

Dn C# Bn / En F# G# An

Ó Œ Œ œ.

πJœ.

œ. Jœ.

3 3

.˙NP

Jœ œJœ

œ œ .˙

.w?

T

Dark but poetic

q»53\ q = e | \ e = q . |∑

œP

œ œ œ œ Jœ ‰ ‰

œ#P

œ œ œ œ œ œ ‰

œ#

P

œ œ œ œ œ# œ ‰

∑ jœ#f

∑ Jœœ#

q»160

q»160

q . »106

q . »106

( )

( )

Marcato, as a machine going through violent electronic spasms

œ#> jœ œ

> jœ# œ> jœ..˙̇ ..œœ

( e = e )>̇

FJœ .œ

˙>F

Jœ .œ

Œ œ>

FJœ ‰ œ>

FJœ .œ

Œ œ>F

jœ ‰ œ>>̇

FJœ .œ

FJœ .œ

œ>F

œœN œ œ

&

&

&

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&

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?

83

83

83

83

83

83

83

83

83

83

83

22

22

22

22

22

22

22

22

22

22

22

89

89

89

89

89

89

89

89

89

89

89

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

302∑

œœNf

œN œJœ œN

œœ œ œ œ œœ œ œœ œœ œ œ œ œ œ œ œ

∑ B

œ#jœ .œ jœ œœ œ œ œ œ œ# œ œ œ

‰ œ# >

f

œ œ œn œ œ œ œ

‰ œ# >fœ œ œn œ œ œ œ

jœ>

fœ>

œ œ œ jœ œ

œ>

fœ> œ .œ Jœ œ ?

jœ>f

œ> œ œ œj

œ œ

œ>

f

œ> œ .œJœ œ

œ>

f

œ> œ .œ Jœ œ

jœœa>

œ> jœœœ

>œ> ‰

œœ>

Jœœ œœ Jœ

œœ ‰ œœ

œœ œ œœ œ jœœ .œœ œJœ .œ

jœ œjœ œ œœ

>œ œ

˙ Jœ ‰ Œ

-16-

Page 143: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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&

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43

43

43

43

43

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43

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44

44

44

44

44

44

44

44

44

44

22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

308∑

.œ> jœ

>œœ>

œœ>

œœ œ œ œ œ œ œ œ

œ# > œ> Œ œ œ̆

œ# > œ>Œ œ œfl

‰ œ ‰ œ œ œ œ œ# ˘

œ> œ> Jœ> .œ>

‰ œ ‰ œ œ œ œ œ# flœ> œ> Jœ

> .œ>

œ>

œ>

jœ>

.œ>

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Œ Œ œœœœœœœ>œœœœœœœ>

‰ œ œ̆ ‰ Ó

‰ œ œfl‰ Ó

œ œ œ# ˘ ‰ Ó

.œ ‰ Ó

œ œ œ# fl‰ Ó

.œ ‰ Ó

.œ ‰ Ó

jœœœœœœœ>Œ J

œœœ œ œœ œœ œ

Ó œ> œN œ>

Ó œ> œN œ>

Ó œ# > œ œ>

Óœ# > œ œ>

Ó œ# > œ œ>

Óœ# > œ œ>

Ó œ# > œ œ>

œœœ œœ œœ œœ œœœœœœœ>

œ œ#>

>

Dn Cn Bb / Eb Fn Gn An

˙ œp

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˙ œp

œflf

˙ œ

pœ# ˘

f˙ œ

p

ϊ

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p

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pœ̆f

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f

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œ œ œN œ œ œ B

œ œ> œ>

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∑ &

&

&

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22

22

22

22

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22

22

22

22

83

83

83

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83

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84

84

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86

86

86

86

86

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86

86

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43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

U 'With Fire I'

315 œ>

f

œ> œ œ œ œb

œ>

f

œ> Œ œ

œ>

fœ> Jœ

œ>

f

œ> Jœ.œ

œ>

fœ> œ œ œ œb

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f

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œ

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f Dn Cn Bn / Eb Fn Gn An

Œ

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gggggggggggggg Œ

œœ>

ƒ

œœ> œœ œ œœ œb

œœ>œœ>

œœ œ œœ œb

œ œ œb

‰ œ

œ œ œb

..œœ

‰ œ

œ œœ œb

œ œœ œb

œ œ œb œ

‰ œ œ œ

˙

œ œ

œ œ œb œ

œ œb

‰ œ œ œ

œ œ œœb œ

œ œ œœb œ

œb œ œ œ œ

œ œ œ œ œb

Jœœ œ œ

Jœ Jœœb Jœ

œb œ œ œ œ

jœ jœ œb jœ

œ œ œ œ œb

œb œ œœ œ œ

œb œ œœ œ œ

œ œ œJœ œ

œJœb Jœ ‰ ‰

œJœ Jœ œ

œ Jœb .œ

œ œ œ Jœ œ

jœœ>

œ>

fjœb jœ

œ>

œ jœbjœ ‰ ‰

...œœœ> ...œœœ

>

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gggggggggggggg...

œœœœœ œN œ

Jœœ œ

œœ œN œjœœ œ

-17-

Page 144: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

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43

43

43

43

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43

43

43

43

43

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42

42

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42

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42

42

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43

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42

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42

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83

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82

82

82

82

82

82

82

82

82

82

82

43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

320 .œ Jœ œ œ

Œ œ ‰ Jœ

˙ œ

œ œ œb œ

.œ Jœ œ œ

œ œ œb œ

Œ œ ‰ jœ

Œœ œ œ œ

Œ œ œ œ œ

œ œ œ œ œ

Jœ ‰ œ œ œ

Jœ œ .œ#

œb œ ˙

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œb œ ˙

jœ ‰œ œ œ

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œ œ œ œ

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Jœ .œ œ

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œ œ Œ jœ ‰

œ œ œb œ œ

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œ œ œb œ œ

jœ .œ œ

‰ Jœœœb > œœœ œœœ

>

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b

gggggggggggggggœœœ

œœœ

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jœ ..œœ œœ

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œb œ

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œ œ œ œ

œ œb

œ œ

œœ œ œœ œ

œœ œ œœ œ

Œœb œ

œ œb œ

‰ Jœb Œ

˙b

Œ œb œ

˙b

œ œb œ

œ œb œ

œ œb œ

‰œb œ

œ œb œ

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œ

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œ

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43

43

43

43

43

43

43

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83

83

83

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44

44

44

44

44

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44ˆ81

44ˆ81

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22

22

22

22

22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

328 œ œ œb œ œ œ

‰ œ Jœ ‰ Jœ

œ jœb ‰ œ

œ Jœb

‰œ

œ œ œb œœn œ œ

œNjœb ‰ œ

‰œ

jœ ‰ jœ

œ œ œb œn œ œ

œ œ œb œ œ œ

Jœb œ

Jœb œ

œb ‰ œ

.œb

Jœb œ

.œb

jœb œ

Jœb œ

jœb œ

œb œŒ Ó

œb œ Œ Ó

jœb ‰ Œ Ó

œbŒ Ó

œb œ Œ Ó

œb Œ Ó

œb œŒ Ó

œb œŒ Ó

œb œ Œ Ó ?

Vq»53\ q = e | \ e = q . |

Dark but poetic

Ó Œ jœnπ

‰ Jœ#

f∑ jœ#

f∑ Jœ

f

œ œ œ œ œ jœ ‰ Jœ#f

∑ jœf

œ#

p

œ œ œ œ œ œ# Jœ#

f

œp

jœ ‰ ‰ jœ jœ ‰ Jœ#f

œ#

p

Dn C# Bn / Eb Fn Gn An œ œ œ œ œn œ ‰

∑ jœ#

f∑ Jœ

q»160

q»160

q . »106

q . »106

( )

( )

Marcato, as a machine going through violent electronic spasms

œ# >Jœ œ>

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œ#>

jœ œ>jœ# œ>

.˙ .œ

.˙ .œ

.˙ .œ

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œ#> jœ œ> jœ# œ

> jœ.˙ .œ

( e = e )∑

œœ>

œœœN > œœ œ

œN ‰ œ

œN ‰ œ

Jœ œ

Jœœ

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>

-18-

Page 145: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

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89

89

89

89

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89

89

89

22

22

22

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22

22

22

22

22

22

22

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

335 œ œ œ œ œ œ œ

œ œ œ œ œ œ œ

Jœ .œ œ œ œ

œ œ œ œ œ œ œ

jœ .œ œ œ œœ œ œ œ œ œ œ

œ œ œ œ œ œ œ

Ó œœŒ

œœœ>

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>

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œ# >Jœ .œ> œ œ>

œ# >jœ .œ> œ œ

>‰

.œ œ Jœ .œ

œ œ œ œ œ œ# œ œ œ

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œ œ œ œ œ œ# œ œ œ

œ œ œ œ œ œ# œ œ œ

œ œ œ œ œ œ# œ œ œœœa>

Œ ‰ Œ ‰ Œ jœœœ>

œ>

œ# œ œ œn œ œ œœ œœœ>

œœ>

œ‰ œ

>Jœ œ

>

œN > œ œ œJœ> .œ>

œN > œ œ œ jœ> .œ>

œ> œ œ> œ

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œ> œ>Jœ> .œ>

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‰ œœœ>‰ jœœ>

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jœ>.œ jœ .œ

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˙>

jœ.œ>

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œ ‰ œ œ œ œ œ œ

œ ‰ œ œ œ œ œ œ

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.œ Jœ œ œ

jœ .œ œ œ œ œ.œä

Jϊ ϊ ϊ

.œ> Jœ> œ> œ>

œ œ œ œ œ œ œ œ

jœœœœœœœ>‰ Œ jœœœœœœœ>

‰ Œ

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Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

341œ# ä œä Œ œ œ

œ# ⠜⌠œ œ

‰ œ ‰ œ œ œ œ œ#

ϊ ϊ Jϊ .ϊ

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œ>

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‰ œ œ œ œ œ œ

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.œ Jœ œ œ œ œ

œ œ œ# œ ˙

.œ Jœ œ œ œ œ

.œ Jœ œ œ œ œ

Œ ‰ jœœ œœ œ œŒ ‰ Jœ œ œ œ œ

œ œœjœœ#

‰ Óœ Œ Ó

œ œ œ œ œ œ œ

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œ# >̇ œN >

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œ# >̇œN>

ƒœb

œ# >̇ œn >

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œN >

ƒ

œb

Ó ŒœN > œb

&

œ œb œ œ œ œ œ

œ œb œ œ œ œ œ

∑ B

œ œb œ œ œ œ œ

œ œb œ œ œ œ œ

œ œb œ œ œ œ œ

œ œb œ œ œ œ œ

œ œb œ œ œ œ œ

-19-

Page 146: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

&

&

&

B

&

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&

&

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&

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22

22

22

22

22

22

22

22

22

22

22

83

83

83

83

83

83

83

83

83

83

83

42

42

42

42

42

42

42

42

42

42

42

85

85

85

85

85

85

85

85

85

85

85

86

86

86

86

86

86

86

86

86

86

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43

43

43

43

43

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43

43

43

42

42

42

42

42

42

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43

43

43

43

43

43

43

43

43

43

42

42

42

42

42

42

42

42

42

42

42

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

W348 œ

f

œ Œ œ

œf

main melodyœ œ œ œ œb

œNf

œ Jœ.œ

œ

f

œ Jœ.œ

œF

œ jœ .œ

'With Fire II'

‰ œ

œ œ œb

‰ œ œ œ

œ œ œb œ

˙

œ œ

œ œb

œ œ œ œ œb

œb œ œ œ œ

Jœœ œ œ

œ œ œb Jœ

œ œ œb jœ

œJœb Jœ ‰ ‰

œ œ œ Jœ œ

œJœ Jœ œ

œ Jœb .œ

œjœb .œ

Œ œ ‰ Jœ

Jœ ‰ ‰ Jœ œ œ

˙ œ

œ œ œb œ

œ œ œb œ

Jœ ‰ œ œ œ

œ œ œ œ œ

Jœ œ .œ

œb œ ˙

œb œ ˙

œ œ œ

œ œ œ œ

œ œ œ

œ œ œ

œ œ œ

Jœ.œ œ

Jœ .œ œ

œ œ Œ jœ ‰

œ œ œb œ œ

œ œ œb œ œ

œ œ

œ œ œ œ

œb œ

œ œb

œ œb

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43

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44

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44

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43

43

43

43

43

43

43

43

43

43

43

Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

358œ œb œ

Œ œb œ

‰ Jœb Œ

˙b

˙b

œ œb œ

‰ œb œ

œ

œ œb

‰ œ Jœ ‰ Jœ

œ œ œb œ œ œ

œ jœb ‰ œ

œ Jœb

‰œ

œNjœb ‰ œ

Jœb œ

Jœb œ

œb ‰ œ

.œb

.œb

( brief solo interlude / capriccioso e molto ritardando q = 155 | 70 )

œb œ Œ ‰

œbJœ œ œb

jœb ‰ Œ ‰

œbŒ ‰

œb Œ ‰

œ œb jœ œ œ œ

.œ- .œ- œ-

jœ ˙U

Ó

q»70Ó ˙

p

œ œ .˙bU

p

(steady tempo but expressive)

œ œ

˙ Œ

œF

œ œb œ Œ

˙b -

-20-

Page 147: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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46

46

46

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46

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46

46

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Fl.

Ob.

Bb Cl.

Bsn.

Vln.

Vlc.

Vib.

Hp.

Pno.

370

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‰ jœbjœ

pŒ Œ

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jœbjœ ‰ Œ Œ

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‰ Œ Œ

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pizz. e moltissimo vibratoŒ Œ

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p

molto espressivo

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wä œ-

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Fl.

Ob.

Bb Cl.

Bsn.

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Vlc.

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Hp.

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q»160

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'With Fire III'

'With Fire III'

379 œ>>

ƒ sempre

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ƒ sempre

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ƒ sempre

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ƒ sempre

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ƒ sempre

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ƒ sempre

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>

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-21-

Page 148: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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-22-

Page 149: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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-23-

Page 150: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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Page 151: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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Page 152: d-scholarship.pitt.edud-scholarship.pitt.edu/7658/1/Jimenez-ETD-Pitt-2007.pdfTEXTURAL DEPTH, STRUCTURAL DEPTH, EXPRESSIVE DEPTH: LADDERS FROM LINE TO SONORITY IN ARVO PÄRT AND HENRYK

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molto vibrato

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sul. pont.

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PJœb .œ

Œ

Dn Cn Bb / Eb Fn Gn An

œb œ œ œ ‰ ≈ Rœ œ œ ‰

Jœ ‰ œb œ œ ‰ œ

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p

˙

P

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œb œ Ó

œb ‰ jœ ˙p P

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œŒ Ó

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∏‰

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Pittsburgh, January 17, 2007

Œ Jœ

‰ Ó

Ó˙

p

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Ó˙p

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p

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-26-