12
3. 4. 3. Report Required by the Ethics AO JO* FINANCIAL DISCLOSURE REPORT in Government Act of1978 Rev. 112012 FOR CALENDAR YEAR 2011 (5 USC app. §§ 101-111) I. Person Reporting (last name, frst, middle initial) MCKEE, THEODORE A. 2. Court or Organization U.S. COURT OF APPEALS FOR THE THIRD CIRCUIT 3. Date of Report 09/9/2012 4. Title (Article Ill judges indicate active or senior status; magistrate judges md1cate full- or part-time) JUDGE Sa. Report Type (check appropriate type) D Nommation Date D Initial [ Annual D Final Sb. D Amended Report 6. Reporting Period 01/01/2011 to 12/31/2011 7. Chambers or Office Address 20614 U.S. COURTHOUSE 601 MARKET STREET PHILDELPHIA, PA.19106 IMPORTANT NOTES: The instructions accompanying thisform must befolowed Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSITI 0NS. (Reporting individual onl; see pp. 9-13 of fling instructions.) D NONE (No reportable positions.) NAME OF ORGANIZATION/ENTITY I. GENERAL PARTNER PUJKEE ASSOCIATES; (see section viii for information) POSITION 2. ADVISORY BOARD CITY YEAR OF GREATER PHILADELPHIA TRUSTEE TEMPLE UNIVERSITY TRUSTEE SYRACUSE UNIVERSITY 5. BOARD OF VISITORS TEMPLE UNIVERSITY COLLEGE OF LAW 6. BOARD OF VISITORS (honorary member) SYRACUSE UNIVERSITY COLLEGE OF LAW 7. BOARD OF DIRECTORS VERA INSTITUTE OF JSTICE II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fling instuctions.) [ NONE (No reportable agreements.) PARTIES AND TERMS I. 2.

D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

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Page 1: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

3.

4.

3.

Report Required by the Ethics AO JO* FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. 112012 FOR CALENDAR YEAR 2011 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

MCKEE, THEODORE A.

2. Court or Organization

U.S. COURT OF APPEALS FOR THE THIRD CIRCUIT

3. Date of Report

09/9/2012

4. Title (Article Ill judges indicate active or senior status; magistrate judges md1cate full- or part-time)

JUDGE

Sa. Report Type (check appropriate type)

D Nommation Date

D Initial [ZJ Annual D Final

Sb. D Amended Report

6. Reporting Period

01/01/2011

to

12/31/2011

7. Chambers or Office Address

20614 U.S. COURTHOUSE

601 MARKET STREET

PHILDELPHIA,

PA.19106

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page.

I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

I. GENERAL PARTNER PUJKEE ASSOCIATES; (see section viii for information)

POSITION

2. ADVISORY BOARD CITY YEAR OF GREATER PHILADELPHIA

TRUSTEE TEMPLE UNIVERSITY

TRUSTEE SYRACUSE UNIVERSITY

5. BOARD OF VISITORS TEMPLE UNIVERSITY COLLEGE OF LAW

6. BOARD OF VISITORS (honorary member) SYRACUSE UNIVERSITY COLLEGE OF LAW

7. BOARD OF DIRECTORS VERA INSTITUTE OF JUSTICE

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

Page 2: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

2.

3.

FINANCIAL DISCLOSURE REPORT

Page 2of12

Name of Person Reporting

MCKEE, THEODORE A.

Date of Report

091912012

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 20 1 1 ADMINISTRATIVE OFFICE OF THE PENNSYLVANIA COURTS $ 12,000.00

4.

B. Spouse1 S Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -- transportation, lodging,Jood, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE

I. united states court of appeals January 17 through January 19

St. Thomas, virgin islands

2. united states court of appeals March 14 through March 16

Washington DC

3. United States Court of appeals

may 4th and May 6 Philadelphia Pennsylvania

4. ignited states courtS June 5 through June 7 St. Louis Missouri

Participate in the annual conference of the District Court

attend meeting of the judicial conference

activities connected to our circuit conference

meeting of the criminal law committee

ITEMS PAID OR PROVIDED

travel meals and lodging

travel meals and lodging

meals and lodging

meals, lodging, and airfare

Page 3: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3of12 MCKEE, THEODORE A. 09/9/2012

5. Ignited States Court, United June 24 to Newark New Jersey participate in dedication of travel

States Court of Appeals atrium to a member of our court

6. United States Court of June 27 Pittsburgh Pennsylvania participate in memorial travel appeals service for deceased judge

7. United States courts September 12 through Washington DC attend meeting of the travel, meals, and the lodging September 14 judicial conference

attend seminar for circuit travel, meals, and lodging November3

8. United States courts November 2 through judges

9. United States courts December 4 through attend meeting of the travel, meals, and lodging December6 criminal Law committee

IO. United States Department of January 2 8 Washington DC attend meeting of the DOJ travel Justice science advisor board

11. American Bar Association January 29 Washington DC attended meeting of the travel standards committee which I was a member of

12. New York University College April I through April New York City participate in selection of travel, meals, and lodging of Law 3 public interest Fellowship

for the law school

13 . Syracuse University College April 6th through Syracuse New York participate in moot court travel, meals, and lodging of Law April? program to give a lecture to

first year law students

14. VERA Institute of Justice April 14th New York City board meeting travel

15. American Constitution May31 Washington DC participate in a panel travel Society discussion

16. VERA instutite of justice June 9 New York City board meeting travel

17. Vera Institute of Justice September I 9th New York City Board meeting travel

Washington DC

Phoenix Arizona

Page 4: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

2.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of12 09/9/2012MCKEE, THEODORE A.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

Page 5: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

(2)

(Q-W)

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of12 09/9/2012MCKEE, THEODORE A.

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offiting instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end T ransactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (!) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date

(3) (4)

Value

(5)

Gain Identity of Code 1exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

I. CARDINAL HEALTH A Dividend J T

2. *DR. HORTON COM STOCK* SEE A Di vidend J T EXPLNA TION SECTION VIII

3. COCA COLA A Dividend J T

DOMINI SOCIAL INDEX FUND A Dividend J T

5. EDISON INTL CALIF * SEE SECTION A Dividend J T VIII

6. EMBAQCORP A Dividend J T

7. EXCELON CORP *SEE SECTION VIII. A Dividend J T

8. GENERAL ELECTRIC A Dividend J T

9. IDEARC INC A Dividend J T

10. JOHNSON & JOHNSON A Dividend J T

11. LENAR CORP A Dividend J T

12. MEMC ELECTR MA TLS INC SEE A Dividend J T EXPLANATION SECTION VIII

13. MERCK A Dividend J T

14. REBOK A Dividend J T

15. PAX WORLD SOCIAL FUND A Dividend J T

16. PHARACEUTICAL PROD DEV A Dividend J T

17. QUALCOM - SEE SECTION VIII A Dividend J T

1. Income Gmn Codes· A =$1,000 or less B 41,001 -$2.500 c =$2,501 -$5,000 D=$5.00I -$15,000 E =$15,001 - $50,000

(Sec Columns Bl and D4) F=$50,001-$100,000 G =$100,001 -$1.000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000.000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,00 I -$I 00.000 M =$!00.001 -$250.000

(Sec Columns Cl and D3) N =$250,00 I - $500.000 0 =$500,001 -$1,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000.001 -$25,000.000

P3 =$25,000,001 -$50,000.000 P4 =More than $50.000,000

3. Value Method Codes Q=Apprmsal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estnnated

Page 6: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

(3)

FINANCIAL DISCLOSURE REPORT

Page 6of12

Name of Person Reporting

MCKEE, THEODORE A.

Date of Report

091912012

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions dunng reporting period

(including trust assets) reporting period of reporting penod

{I) (2) {I) (2) {I) (2) (4) (5) Place "(X)" after each asset Amount Type (e g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. SSGA TUCKERMAN REIT MUTUAL A Dividend J T

FUND

19. STAPLES A Dividend J T

20. VERIZON A Dividend J T

21. WHOLE FOODS MARKET A Dividend J T

22. BEN AND JERRY'S A Dividend J T

23. DRESHNER RCM BROTECK FUND A Dividend J T

24. CITIZENS CORE GROWTH FUND A Dividend J T

25. CITIZENS EMERGING GROWTH FUND A Dividend J T

26. CITIZENS GLOBAL EQUITY FUND A Dividend J T

27. MFS EMERGING GROWTH FUND A Dividend J T

28. CISCO A Dividend J T

29. FPL GROUP INC A Dividend J T

30. FLOUR CORP NEW DEL COM A Dividend J T

31. GENERAL ELECTRIC A Dividend J T

32. NORTHEAST UTILITIES A Dividend J T

33. PNM RESOURCES INC A Dividend J T

34. PG&E A Dividend J T

l. Income Gam Codes: A =$1,000 or less B =$1,001 • $2,500 c 42.501 • $5,000 D =$5.001 - $15,000 E =$15,001 - $50,000

(See Columns BI and 04) F =$50,001 - $100,000 G =$100.001 -$1.000.000 HI =$1.000,001 -$5.000.000 fl2 =More 1han $5.000.000

2. Value Codes J=$15.000 or less K =$15,001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

(See Columns C l and 03) N =$250,00 I - $500 000 0 =$500,001 . $1.000.000 Pl =$1.000.001 - $5,000,000 P2 =$5.000.001 • $25,000,000

P3 =$25.000.001 • $50.000.000 P4 =More than $50.000.000

3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W =.E:.stnnatcd

Page 7: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

(2) (2) (3) (5)

36.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

09/9/2012MCKEE, THEODORE A. Page 7of12

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B c. D.

Description of Assets Income during Gross value at end Transactions dunng reporting penod

(including trust assets) reporting period of reporting period

(I) (1) (2) (I) (4) Place "(X)" after each asset

exempt from prior disclosure

Amount Code 1 (A-H)

Type (e g.,

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mm/dd/yy Value

Code 2

(J-P)

Gain

Code 1 (A-H)

Identity of

buyer/seller

(if private

transaction)

35. RBC BEARINGS A Dividend J T

SOUTHERN ENERGY A Dividend J T

37. WISCONSIN ENERGY A Dividend J T

38. WASHINGTON MUTUAL FUND A Dividend J T

39. HENRY SCHEIN STOCK A Dividend J T

40. AMERICAN WASH MUTUAL A WSHX A Dividend J T

41. EURO PACIFIC FUND A Dividend J T

42. WISCONSIN ENERGY A Dividend J T

43. FRANKLIN FLTG RAGE, FCRX A Dividend J T

44. CALVERT INCOME FUND A Dividend J T

45. AMERICAN WASHINGTON MUTUAL A Dividend J T FUND

46. CENTURY TELE INC - See Section VIII A Dividend J T

47. ALIANT ENERGY See Section VII A Dividend J T

48. YUM BRANDS A Dividend J T

49. PAX WORLD SOCIAL FUND A Dividend J T

50. GFACX-AMERICAN GROWTH A Dividend J T

51. PROCTOR & GAMBLE A Dividend J T

l. Income Gain Codes· A =$1.000 or less B =$1,00 I - $2.500 c =$2,501 - $5,000 D=$5,00l -$15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F=$50,001 -$100,000 G =$!00.001 - $1.000.000 Hi =$1.000,001 - $5.000,000 H2 =More than $5.000.000

2 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50.00 I - $100.000 M =$100.001 - $250,000

(Sec Columns Cl and D3) N =$250.001 - $500.000 0 =$500.00 I - $1,000.000 Pl =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25.000,000

P3 =$25,000.00 I -$50.000.000 P4 =More than $50,000.000

3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W =Estimated

Page 8: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

(!) (3)

52.

54.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8of12 MCKEE, THEODORE A. 09/9/2012

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-6ooffiling instructions.)

D NONE (No reportable income, assets, or transactions.)

A B. c. D.

Description of Assets Income during Gross value at end Transactions during reportmg period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (2) (4) (5) Place "(X)" after each asset

exempt from pnor disclosure

Amount Code l

(A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mm/dd/yy

Value

Code2

(J-P)

Gain

Code I (A-H)

Identity of

buyer/seller

(if private

transaction)

WISCONSIN ENERGY A Dividend J T

53. JOHN HANCOCK MUTUAL FUND A Dividend J T (JCVCX)

DREYFUS FUND A Dividend J T

55. BLACKROCK INDUSTRIES (BISIX) A Dividend J T

56. UNITED PARCEL SVC CL B A Dividend Closed 4/14/11 J

57. YAHOO INC A Dividend Closed 2/18/11 J

58. DARDEN RESTAURANTS A Dividend Closed 1121111 J

59. NEXTERA ENERGY SHS A Dividend Closed 4/14/11 J

60. FIRST SOLAR INC A Dividend Closed 10/13/11 J

61. EXXON MOBILE A Dividend J T

62. General Electric A Dividend J T Buy 10113/11 J

63. sempra energy A Dividend J T Buy 10113/11 J

64. Express Scripts A Dividend Closed 6/15/11 J A

65. Ehealth A Dividend J T Buy 6/10/11 J

66. Eli Lilly A Dividend J T Buy 6/10/l 1 J

67. american water works A Distribution J T Buy 4/19/1 l J

(add'l)

68. Duke Energy A Dividend J T Closed 4/19/11 J B

I. Income Gam Codes A =$1.000 or less 8=$1,001 -$2,500 c=$2,501 -$5.000 D=$5.001 -$15,000 E 415,001 - $50,000

(Sec Columns Bl and 04) F=$50,001 -$100,000 G 4100,001 -$1,000.000 Hi =$1,000,001 -$5.000.000 H2 =More than $5.000.000

2 Value Codes J =$15.000 or less K=$15,001 -$50,000 L=$50.00 I -$100.000 M=$100,001 -$250,000

(Sec Columns Cl and 03) N=$250.00 I - $500.000 0=$500,001 -$1,000.000 P l =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.001 -$50,000.000 P4=More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U=Book Value V=O<hcr W=Est1mated

Page 9: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

D.

{I) (2) (2) (5)

(Q-W)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 091912012MCKEE, THEODORE A. Page 9of12

VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J

D NONE (No reportable income, assets, or transactions.)

A. B C.

Description of Assets Income dunng Gross value at end Transactions during reportmg period

(including trust assets) reportmg period of reporting period

(I) (2) (I) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

69. nextera A Dividend J T Closed 4119/11 J B

70. PPL A Dividend Closed 4/19/111 J B

71. UNITED PARCEL SVC A Dividend Closed 4119111 J B

72. AMERICAN WATER WORKS A Dividend J T Buy J (add'l)

73. FOREST OIL CORP NEW A Dividend J T Open 4/19/11 J

74. EXPRESS SCRIPTS A Dividend Closed 6/10/11 J A

75. ELI LILLY A Dividend J T Buy 6/10/11 J

76. EHEALTH A Dividend J T Buy 6/10/11 (add'!)

77. ALLIANT A Dividend Closed 10/13/11 J A

78. FIRS SOLAR A Dividend Closed 10113/11 J A

79. FOREST OIL A Dividend J T Buy 10113/11 J

80. GENERAL ELECTRIC A Dividend J T Buy 10113/11 J (add'!)

81. SEMPRA ENERGY A Dividend J T Buy J (add'!)

82. APPLE (AAPL) STOCK A Dividend J T Buy 3125111 J

83. FURIEX PHARMA INC (FURX) A Dividend Closed 613111 J A

84. STAPLES A Dividend J T Sold 6/3/11 J A

(part)

85. STAPLES A Distribution J T Sold 6124111 J A

(part)

1 Income Gam Codes· A =$1,000 or less B =$1,001 -$2.500 c =$2,501 -$5,000 D =$5.001 - $15,000 E =$15,001 -$50,000

(See Columns Bl and 04) F =$50.001 - $100,000 G 4100.001 -$1.000.000 HI =$1.000,001 - $5,000.000 H2 =More than $5.000,000

2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50,001 - $100.000 M =$100.001 -$250,000

(See Columns Cl and 03) N 4250,001 - $500.000 0 =$500,001 -$1,000.000 Pl 41.000.001 - $5,000,000 P2 =$5.000.001 -$25,000.000

P3 =$25.000,001 -$50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W=Est1mated

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(5)

(J-P)

(Q-W)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of12 09/9/2012MCKEE, THEODORE A.

VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of Ji ting instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Descript10n of Assets Income during Gross value at end Transactions during reporting penod

(mcludmg trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) Amount Type (e.g., Value Value Type(e.g., Date ValuePlace "(X)" after each asset Gain Identity of Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm!dd/yy Code 2 Code 1 buyer/seller (A-H) or mt.) Code 3 redemption) (J-P) (A-H) (if private

transaction)

86. CARDINAL HEALTH A Dividend J T Buy

(add'!)

6/24/11 J

87. CISCO A Dividend J T Sold (part)

6130111 J A

88. APPLE A Dividend J T Buy

(add'!)

6/30/11 J

89. PAX WORLD BALANCED FUND A Dividend J T Buy

(add'!)

7/8/11 J

90. SPDR FINANCIAL SHARES (XLF) A Dividend Closed 7/26/11 J A

91. APPLE A Dividend J T Buy

(add'!)

7/26/11 J

92. APPLE A Dividend J T Buy (add'!)

10/03/11 J

1. Income Gam Codes· A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001- $15,000

(Sec Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 -$1.000,000 HI =$1.000,001 - $5,000,000 H2 =More than $5,000.000

2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50,001 -$100,000 M =$100.001 -$250.000

(See Columns Cl and D3) N =$250.001 -$500.000 0 =$500,001 -$1,000.000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 -$50.000,000 P4 =More than $50,000,000

3 Value Method Codes Q =-Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W=Estimatcd

E =$15,001 -$50,000

Page 11: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

nortnPr<hiin

sinc;;q it

uu.1u1,,;mRllGJ;

from�.,l;]

fromll'"'f f

from�j�Ji1 I

froniJ,.j:; ... ll;] 10. Line 51, Century, Tel Section VI. Upon reviewing prior statements IRA, I realized that I have previously reported transactons for This security was closed on November 13, 2009 by Market! sale for Code A and should have been closed on the respective FDR and deleted from subsequent reorts.

Name of Person Reporting Date of Report

MCKEE, THEODORE A. 091912012

FINANCIAL DISCLOSURE REPORT

Page 11of12

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicatepartofreport.)

I. This year, as in all previous years I have listed an interest in "Pujkee Associates" under Section I. As previously explained, that is an informal family consisteing .�;;, . It does not, and never has, made a profit nor was it ever intended to function as a profitable enterprise.

has claimed interest in favor ofjlfillfillfill\;;;;'*''"'

2.

should have appeared on the report for that period. The gain upon market sale was Code A.

Energhy." The information relevant to the transactions for that security is othewise accurately reported.

were errroneously reported on my 201 FDR; the position was closed on May 5, 2008 by Market Sale for Code A.

First Energy, line IO; section VII. Upon reviewing prior statements IRA, I realized that First Energy was closed on 12/9/200!0 and should have appeared on the report for that period. The gain upon market sale was Code

3. MEMC ELECTR; LIINE 12, SECTION VIL Upon reviewing prior statements IRA, I realized that First Energy was closed on 8/13/2008 and

41 QUALCOM; LINE 18 SECTION VII Upon reviewing prior statements fromlfilfaiZ:m IRA, I realized that I have previously reported transactons for "NY Energy Corp that appeared in her brokerage statement on my 2010 and 2009 FDR. Those transactions should actually have been "NV Energy, and not "NY

5. Adobe; line 63 Section VII; Upon reviewing prior statements fromj:3£L,,,t,:;d IRA, I realized that Adobe was closed on 315120 I 0 and should have been reported for that period. the gain uupon was Code A.

6. Lne 5, Sectopn VII; Edison Intl: . Upon reviewing prior statements fromii:AB IRA, I realized that I have previously reported transactons for this security

7. line 30 Section VII; DPL Upon reviewing prior statements IRA, I realized that I have previously reported transactons for 20!0; I realzed that DPL was closd on 3/5/2010 by Market Sale for Code A and that transaction should have been listed to show that it was closed ..

8.Line 31, Section VII. Energy East Corp. Upon reviewing prior statements fromfL.a IRA, I realized that I have previously reported transactons for This security I realized it was closed by Market Sale on Januray 16, 2007 and that should have been closed on the 2007 FDR and deleted from subsequent reports.

9. Line 35; Pinnnacle West Section VII. Energy East Corp. Upon reviewing prior statements IRA, I realized that I have previously reported transactons for This security was closed by Market Sale on November 18, I 008 and should have been closed on the respective FDR report and deleted from subsequent reports.

11. Line 52. Alliant Energy, Section VII; Upon reviewing pnor statements fromf;p:l;]�i�j IRA, I realized that I have previously reported transactons for This security was closed on October 12, 2006 by Market! sale for Code A and should have been closed on the respective FDR and deleted from subsequent reorts.

Page 12: D J D (No reportable positions.)o first year law students 14. VERA Institute of Justice April 14th New York City board meeting travel 15. American Constitution May31 Washington DC

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 12of12 MCKEE, THEODORE A. 09/9/2012

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 73 53 , and Judicial Conference regulations.

Signature: s/ THEODORE A. MCKEE

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS ( 5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544