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CROSS-FLOW FILTRATION WITH A ROTATING MEMBRANE By Pengyu Ji A THESIS Submitted to Michigan State University In partial fulfillment of the requirements for the degree of Chemistry - Master of Science 2013

CROSS-FLOW FILTRATION WITH A ROTATING …2180/datastream/OBJ/...Cross-flow Filtration with a Rotating Membrane for Oil and Water Separation ... solid-liquid separators

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CROSS-FLOW FILTRATION WITH A ROTATING MEMBRANE

By

Pengyu Ji

A THESIS

Submitted to Michigan State University

In partial fulfillment of the requirements for the degree of

Chemistry - Master of Science

2013

ABSTRACT

CROSS-FLOW FILTRATION WITH A ROTATING MEMBRANE

By

Pengyu Ji

This thesis describes a cross-flow filtration system containing a mechanically rotated

porous membrane. The unique dynamic filtration system combines the concepts of

membrane filtration and centrifugation. In principle, the system should concentrate low-

density suspended particles or liquid droplets near the center of the membrane lumen and

create large shear forces along the membrane inner surface to mitigate fouling. This is

particularly relevant to oil-water separations where low-density oil fouls the surface of

membranes in conventional cross-flow filtration. Membrane rotation should decrease flux

declines during filtration compared to the same experiment with a stationary membrane.

Unfortunately, this study did not demonstrate such a result, perhaps because the oil

droplets were too small to experience sufficient centripetal force to remove them from the

membrane surface. Model experiments with filtration of hollow glass beads (density =

0.46 g/mL), however, provide preliminary data that membrane rotation can reduce

fouling. At low cross-flow rates, membrane rotation decreases flux declines during

filtration of bead-containing solutions. Additionally, light scattering studies of solutions

containing the beads that collected on the membrane during filtration show that rotation

leads to smaller beads on the membrane surface. Centripetal force presumably moves

most larger beads away from the membrane surface. Future studies should re-exam the

performance of this system in oil-water separations with larger oil droplets.

iii

ACKNOWLEDGMENTS

I would like to thank Dr. Merlin L. Bruening and Dr. Volodymyr V. Tarabara for their

guidance throughout my graduate study. Especially, I would like to thank my advisor Dr.

Merlin L. Bruening for all time and effort he put on this thesis.

I would also want to thank Dr. Gary Blanchard and Dr. Gregory Baker for all the helpful

suggestions during my graduate study.

I want to thank all the lab members for their kind help. I especially want to think Dr.

Elodie Pasco, Christopher Crock, Hang Shi, Bin Guo and Hao Xu.

Finally, I am indebted to my parents and my fiancée Yueru Ni. Their constant love and

support for my life and study here in Michigan State University were beyond words.

iv

TABLE OF CONTENTS

LIST OF TABLES .......................................................................................................................... v

LIST OF FIGURES ....................................................................................................................... vi

KEY TO ABBREVIATIONS ...................................................................................................... viii

Chapter 1. Cross-flow Filtration with a Rotating Membrane for Oil and Water Separation .......... 1 1.1 Introduction ........................................................................................................................... 1

1.1.1 The scale of oil-water separations .................................................................................. 1 1.1.2 Current separation technologies ..................................................................................... 2

1.2 Approach ............................................................................................................................... 5 1.2.1 Separation mechanism for cross-flow filtration with a rotating membrane ................... 6 1.2.2 Flow profiles in rotating membranes with crossflow ..................................................... 8

1.3 Experimental ....................................................................................................................... 11 1.3.1 Materials ....................................................................................................................... 11 1.3.2 Characterization of oil-water dispersions and membranes ........................................... 12 1.3.3 Experiment setup and operation ................................................................................... 13

1.4 Result and discussion .......................................................................................................... 16 1.4.1 Oil droplet size distribution and rejection range .......................................................... 16 1.4.2 Control experiments: filtration of water and water with PVA .................................... 20 1.4.3 Filtration of kerosene/water dispersions through rotating and stationary membranes . 22

REFERENCES .......................................................................................................................... 25

Chapter 2. Rotating Cross-flow Filtration System to Decrease Fouling by Low-density Particles....................................................................................................................................................... 28

2.1 Introduction ......................................................................................................................... 28 2.1.1 Dynamic shear-enhanced membrane filtration ............................................................. 28 2.1.2 Rotating cylindrical membranes ................................................................................... 29 2.1.3 Rotating disk systems ................................................................................................... 30 2.1.4 Vibratory shear-enhanced processing (VSEP) ............................................................. 30

2.2 Experimental ....................................................................................................................... 31 2.2.1 Materials ....................................................................................................................... 31 2.2.2 Characterization of glass-bead dispersions ................................................................... 31 2.2.3 Experiment setup and operation ................................................................................... 32

2.3 Results and discussion ......................................................................................................... 35 2.3.1 Fouling of a rotating cross-flow membrane filtration system ...................................... 35 2.3.2 Particle size distribution in cakes formed on membrane surfaces ................................ 38 2.3.3 Force balance on beads at the membrane surface ......................................................... 41

2.4 Conclusions ......................................................................................................................... 47 REFERENCES .......................................................................................................................... 48

v

LIST OF TABLES

Table 1. Comparison of methods for treating produced water ....................................................... 4

Table 2. Experimental parameters ................................................................................................ 33

Table 3. Forces acting on beads (for average 15 µm) at the membrane wall during cross-flow filtration, and parameters employed to calculate these forces. ..................................................... 45

Table 4. Force balance on beads at the wall of a rotating membrane wall during cross-flow filtration, for beads with different diameters. ............................................................................... 46

vi

LIST OF FIGURES

Figure 1. Force balance in a conventional centrifuge (A) and a porous centrifuge (B) ................. 8

Figure 2. Flow profiles for swirling flow induced by a mixer (A) and a rotating cylinder (B). Figures B and D show flow profiles in horizontal cross sections for A and B respectively. ....... 10

Figure 3. Scanning Electron Microscope images of a TAMI TiO2 ceramic membrane (0.80 µm pore size). The images show the membrane separation skin layer (left) and a cross-section (right). ........................................................................................................................................... 13

Figure 4. Apparatus for cross-flow filtration with a rotating membrane ...................................... 15

Figure 5. Typical size distribution of oil droplets created by recirculation of a water/kerosene/poly(vinyl alcohol) mixture using a shear pump. The vertical line shows the transistion from positive to negative oil droplet velocities in a rotating membrane (see Figure 6)........................................................................................................................................................ 18

Figure 6. Calculated values of rV for oil droplets of different sizes in a membrane rotating at 1752 rpm. rV values were calculated using equation (1.5) with J=0.00053 m/s and r=R=3mm. The vertical line shows the approximate transition from positive to negative velocities. (Positive velocities are toward the center of the membrane lumen.) ........................................................... 19

Figure 7. Specific flux as a function of time during filtration of water and water containing 0.01 g/L or 0.1 g/L of PVA through a stationary 0.14 µm TAMI tubular ceramic membrane. ........... 21

Figure 8. Evolution of specific permeate flux with time during filtration of kerosene/water dispersions through rotating and stationary membranes with 0.14 mm pores. The experiments were repeated multiple times with the same membrane, and the feed solutions contained 250 ppm kerosene and 10 ppm PVA. .................................................................................................. 24

Figure 9. Apparatus for cross-flow filtration with a rotating membrane. ..................................... 34

Figure 10. Concentration of hollow glass beads in the feed tank as a function of time during cross-flow filtration with and without rotating the membrane. The average cross-flow velocity in the membrane lumen was 0.36 m/s. .............................................................................................. 36

Figure 11. Concentration of hollow glass beads in the feed tank as a function of time during cross-flow filtration with and without rotating the membrane. The average cross-flow velocity in the membrane lumen was 0.06 m/s. The error bars are standard deviations of three replicate filtrations. ...................................................................................................................................... 37

Figure 12. Bead size distribution for the feed solution and membrane cakes collected during filtration with stationary and rotating membranes. The average cross-flow velocity in the membrane lumen was 0.36 m/s. Beads deposited in the cake were collected in an aqueous backflush. Similar trends occurred in three replicate filtrations. .................................................. 39

vii

Figure 13. Bead size distribution for the feed solution and membrane cakes collected during filtration with stationary and rotating membranes. The average cross-flow velocity in the membrane lumen was 0.06 m/s. Similar trends appeared in five replicate filtrations. ................. 40

Figure 14. Force balance on beads at the surface of a stationary membrane (brown box). Fx is the cross-flow drag force, FJ is the permeate drag force and f is the buoyancy force. ................. 44

viii

KEY TO ABBREVIATIONS

ω Angular velocity

θV Tangential velocity

dd Diameter of the droplet

rV Radial velocity

waterρ Density of water

oilρ Density of oil

J Water flux

R Radius of the tubular membrane

FD Frictional force

η Solution viscosity

xV Velocity due to cross flow

Δρ Difference in density between the bead and solution

r Distance from center of the particle to the wall

kB Boltzmann constant

T Temperature

1

Chapter 1. Cross-flow Filtration with a Rotating Membrane for Oil and Water Separation

1.1 Introduction

1.1.1 The scale of oil-water separations

Due to both natural water layers in oil and gas reservoirs and the injection of water to

achieve maximum oil recovery during drilling, large amounts of oil-contaminated water, termed

produced water, result from crude oil extraction. Produced water contains suspended and

dissolved crude oil (typically 100 to 5,000 mg/L [1]), which can cause widespread

environmental contamination if the produced water is not treated before discharge or re-injection

into the oil well. After gravity-based oil-water separation using oil skimming, produced water

from offshore wells still contains oil concentrations ranging from 15 to 40 mg/L, depending on

the country and specific location of the offshore platform [2]. This level is unacceptably high for

direct water discharge into the environment. Regulators all over the world have set limits on the

discharge of oil in produced water. The U.S. Environmental Protection Agency requires that

produced water discharge, as well as overboard water, must contain oil concentrations less than

29 ppm (monthly average) [3]. In China, monthly allowed average limits are 10 ppm and

100ppm for oil and chemical oxygen demand (COD), respectively, in produced water [4]. In

Europe, based on the Convention for the Protection of the Marine Environment of the North-East

Atlantic agreement, the annual average limit of crude oil in discharged produced water is 40 ppm

[5].

On the other hand, large quantities of crude oil are lost in produced water. In 2002, the

U.S. generated more than 1.6 billion m3 of produced water [6]. In the same year, oil refineries in

the European Union countries produced more than 2,000 million tons of wastewater [7], and this

2

number is increasing. For 2007, Energyfiles, an oil and gas forecasting service company,

estimated the global amount of produced water production at around 98 billion barrels [5].

Assuming the average concentration of crude oil in these 98 billion barrels is 400 ppm, simple

arithmetic shows that almost 40 million barrels (or 1680 million gallons) of crude oil worth more

than five billion dollars are wasted in produced water. Thus, separation of oil and water is

essential to today’s world, from both environmental and economic points of view.

1.1.2 Current separation technologies

Oil occurs in three forms in produced water: 1) Free oil, which exists as large droplets; 2)

dispersed oil, which includes small oil droplets with diameters usually <100 µm; and 3)

dissolved oil [8]. Removal of free oil from water is relatively easy because of the specific gravity

difference between oil and water. In large tanks, a skimmer removes the oil layer that floats on

the water, and heavy solids goes to the sludge [9]. Gas flotation is a similar separation method

with better removal efficiency. Injection of nitrogen gas with coagulant (such as ferric chloride

or aluminum sulfate) into the flotation tank facilitates skimming of the oil phase [5, 10, 11].

Compared to free oil, dispersed oil is harder to remove due to the small droplet size.

Popular separation methods for oil emulsions employ centrifuges and hydrocyclones. These two

apparati share several features: they both separate oil and water using centripetal force; they both

are energy intensive; and both centrifuges and hydrocyclones are fairly compact devices

amenable to deployment on off-shore drilling platforms. In normal water treatment, centrifuges

remove oil droplets as small as 5 µm, whereas hydrocyclones only remove oil droplets that are

larger than 20 µm [12]. Nevertheless, hydrocyclones are attractive because they consumes less

energy than centrifuges[13]. In industry, hydrocyclones are actually more commonly used as

3

solid-liquid separators. Thus, in some integrated oil/water separation systems, hydrocyclones are

replacing gravity separators for the first separation step to decrease retention times and device

footprints. Gravity separators (skimmers) are large and have high rentention times.

For dissolved oil and oil droplets (<5 µm), membrane filtration is likely the most efficient

method for oil-water separations [14]. However, fouling of the membrane with oil continues to

plague such methods. A few studies examined new coatings that may decrease oil accumulation

at the membrane surface [15-17]. Meanwhile, other studies attempted to reduce fouling using a

specific filtration configuration and high shear flow [18].

Other techniques for removing oil from water include absorption and spray freezing [5].

Table 1 compares the common oil-water separation methods. Gravity separation, air induced

flotation and absorption can process emulsions with high oil concentrations, but the process

retention time is long [5] and these methods only move big oil droplets. Centrifugation is fast,

efficient and removes small oil droplets, but it suffers from high energy costs [19]. Freeze

spraying is cheap and effective, but it requires temperature around -10 ℃ [20] which is energy

consuming.

4

Table 1. Comparison of methods for treating produced water

Technology Advantage Disadvantage Removal capacity by oil droplet size (µm)

Removal capacity by oil concentration

Gravity oil-water separator

Low cost, easy operation, durable

High retention time, need to skim off oil

layer 150

Water may contain high concentrations of oil

(>1000ppm)

Chemical assisted induced gas flotation

Low cost, easy operation, durable

High retention time, need to skim off oil

layer, need nitrogen gas 3-5

Hydrocyclone Efficient, compact module

Energy cost, no separation of solids,

high maintenance cost 20

Centrifuge Efficient, compact module

High energy cost, no separation of solids,

high maintenance cost 5

Adsorption Cheap High retention time, not

efficient for high concentration

5 Water may contain low

concentrations of oil (<1000ppm)

Spray freezing Cheap Only works at certain temperature ranges

(around -10 ℃) N/A

Membrane filter Higher recovery of fresh water, compact module

Energy cost, easy to foul N/A For trace oil

concentrations

Ref: [5], [12], [20]

5

Unfortunately, all current oil-water separation methods have assets and liabilities

and differ in their treatment capacities. No single method is sufficient for produced water

treatment. Combinations of treatment methods are essential to both achieve sufficient oil

removal and keep costs low. Most combined treatments employ a rough pre-treatment

such as gravity separation, followed by centrifugation and finally a process to remove

trace oil, most likely membrane filtration. Importantly, new hybrid technologies that

combine the concepts of existing technologies, for example apparatus combined of air

injection and hydrocyclone which developed by Zhao and Bai [21, 22], are achieving

encouraging results.

1.2 Approach

This thesis explores separations that employ cross-flow filtration with a rotating

membrane which is a novel dynamic shear enhanced filtration system. The work aims to

demonstrate that rotating flows can enhance oil-water separations and decrease

membrane fouling. The hypotheses are:

1) Large oil droplets will concentrate near the center of the membrane lumen due to

centripetal force;

2) Small oil droplets may move to the membrane surface with the permeate flow, but the

membrane will reject these droplets if they are larger than the membrane pore size;

3) High shear forces at the surface of the membrane will minimize fouling by oil.

I performed initial tests of these hypotheses in the separation of kerosene and water using

rotating and stationary membranes. In principle, the rotating membrane should foul more

slowly than the stationary one.

6

1.2.1 Separation mechanism for cross-flow filtration with a rotating membrane

In a conventional centrifuge-based separation, fluid mixtures have an angular

velocity ω (dtdθω = ), which is related to their tangential velocity θV ( ωrθV = ). In

circular motion (either in a centrifuge or swirling flow), oil droplets will experience a net

force whose magnitude is the difference between the centripetal force and the buoyant

force. Thus, equation (1.1) describes the force, F, on an oil droplet undergoing circular

motion in a dispersing medium.

r

2θV

oilρdispersantρ6

3dπd

F

−= (1.1)

In this equation, dd is the diameter of the droplet, ρ represents density, and r is the

radius of the circular motion, which is large compared to the diameter of the droplet.

In a simple oil and water system, oil is less dense than water and will experience a

force pointing to the center of the circle of motion. However, when the oil droplet moves,

it will experience the frictional force, FD, described in equation (1.2), where rV is the

radial velocity.

rVdμπd3DF = (1.2)

Figure 1A shows the force balance on an oil droplet in circular motion. Equation the

forces in Equation (1.1) and (1.2) and solving for rV gives equation (1.3). Based on this

equation,

( )r

2θV

oilρwaterρμ18

2dd

rV −= (1.3)

7

larger difference in ( oilρwaterρ − ) and faster rotational velocities ( θV ) will lead to

larger droplet velocities and better separations. Similar separation principles apply to both

centrifuges and hydrocylones.

However if the wall of the centrifuge or hydrocyclone is porous, water flux

though the wall will add an additional drag force, FJ, described by equation (1.4), where J

is the water flux. Figure 1B shows the force balance in this case.

Jddfπμ3JF = (1.4)

Equating the forces in equations (1.2), (1.3), and (1.4) leads to equation (1.5) for

the radial velocity, rV . The sign and magnitude of rV depend on J, dd and the

tangential velocity

( )J

μr18

2dddρfρ2

θVrV −

−= (1.5)

8

Figure 1. Force balance in a conventional centrifuge (A) and a porous centrifuge (B). (For interpretation of the references to color in this and all other figures, the reader is referred

to the electronic version of this thesis)

( θV ). If the droplet diameter and θV are large enough and J is too small to reverse the

direction of the droplet’s movement, the droplets will move towards the center. On the

other hand, in the case of large permeate flux, J may be large enough that droplets will

move toward the porous wall. Thus, in cross-flow filtration with a rotating membrane,

large oil droplets will move towards the center of the tubular membrane, but small oil

droplets may move to the membrane surface with the permeate flow.

1.2.2 Flow profiles in rotating membranes with crossflow

When a fluid mixture rotates inside a membrane, the angular velocity ( ω ) will be

the same for all objects regardless of their position, but the tangential velocity ( ωrθV = )

of the fluid varies with the distance from the center of rotation. If the center of the

membrane is the center of flow rotation, the fluid at the center will have 0θV = because

Vr

FJ FD Vθ

Vr F

FD Vθ

F

B A

9

r=0. In contrast, the outermost layer of liquid near the membrane wall should have the

largest tangential velocity of ωR , where R is the radius of the tubular membrane.

However, if fluid rotation stems from a mixer or baffle and the cylinder wall is staying

stationary (Figure 2 A), the velocity of the outmost layer of liquid will be zero due to the

no-slip boundary condition. In this case, the tangential velocity of the fluid will initially

increase with radial distance from the center of the cross section, reach a maximum value,

and then drop to zero at the wall (Figure 2. B). In our filtration system, the tubular

membrane itself rotates, and the membrane wall induces swirls (Figure 2. C). The

tangential fluid velocity is maximum at the membrane wall and zero in the center (Figure

2. D). Thus, high value of θV at the wall can help minimize fouling, and at the same

time cause the fluid to swirl inside the membrane.

10

Figure 2. Flow profiles for swirling flow induced by a mixer (A) and a rotating cylinder (B). Figures B and D show flow profiles in horizontal cross sections for A and B respectively.

A B

C D

11

1.3 Experimental

1.3.1 Materials

Tubular titanium oxide ceramic membranes (FiltaniumTM, TAMI Industry,

France) with a 0.14 µm skin pore size were selected as model membranes. Each

membrane was 250 mm long with a 10 mm external diameter and a 6 mm inner diameter,

which provides an effective filtration area of 47 cm2.

Kerosene served as the model oil. The kerosene concentration in the membrane

permeate was determined through the measurement of copper concentration via atomic

absorption spectrometer. The copper was first exchanged from a water phase to an oil

phase with a reagent called Accorga (5050, Cytec Industries Inc, New Jersey). To prepare

the oil stock solution, 100 g of kerosene was gently stirred with 20.5 g of Accorga

solution for 5 min. A solution of copper sulphate was prepared by dissolving 5.6 g of

CuSO4•5H2O in 50 g of deionized water. Then, 35 g of the CuSO4 solution was added to

the oil/Accorga mixture, and this was gently stirred for another 30 min. The color of the

oil phase turned from yellowish to brown, which indicated that the copper transferred to

the oil phase. Stirring was then stopped, and the phases rapidly separated. The aqueous

phase was removed using a separating funnel. This oil was used to form emulsions (see

below), and after filtration, the copper was stripped into an aqueous solution by mixing

15 mL of emulsion with 5 mL of a pH 0.5 sulphuric acid solution. Mixing occurred by

sonication for 5 min. Flame atomic absorption (AA) spectroscopy (Varian AA-240) was

used to determine oil concentration via the measurement of copper concentration using an

absorption wavelength of 324.8 nm.

12

1.3.2 Characterization of oil-water dispersions and membranes

Oil emulsions were prepared by circulating a mixture containing 2 g of kerosene, 8 L of

distilled water and 0.01 g/L of polyvinyl alcohol (PVA, MW=25,000, Polysciences) with

a low shear screw pump (Moyno 33201, OH) inside of feed tank. Oil droplet sizes

stabilized after 30 min of circulation. The measured oil concentration in the resulting

feed solution was around 250 mg/L. A Mastersizer 2000 (Malvern, Westborough, MA)

light-scattering system was used to determine oil (refractive index = 1.4458) droplet sizes

in the feed water. Scanning electron microscope images of the model membranes were

captured using JEOL 6400 instrument (Japan Electron Optics Laboratories Ltd., Japan).

Deposition of 8 nm of sputtered gold rendered the samples conductive for imaging.

13

Figure 3. Scanning Electron Microscope images of a TAMI TiO2 ceramic membrane (0.80 µm pore size). The images show the membrane separation skin layer (left) and a

cross-section (right).

1.3.3 Experiment setup and operation

Figure 4 shows a diagram of our rotating membrane cross-flow filtration

apparatus. Oil-water separations were operated in the recycle mode (retentate was

returned to the feed tank). The feed oil-water dispersion was stored in a 15 L stainless

steel tank, which can be pressurized, and was passed through the membrane using the low

shear screw pump. The entire system was pressurized to 0.0344 mPa with a compressed

air cylinder.

2 µm

20 µm

14

The membrane was housed in a stainless steel holder (FiltaniumTM, TAMI Industry,

France) that was modified with a pulley at the top. After each filtration, the membrane

was chemically regenerated following the manufacturer’s protocol which included

washing with 1 L of 20g/L sodium hydroxide at 80 ℃ for 30 min followed by 1L of 1g/L

phosphoric acid at 50 ℃ for 15 min.

Two swivels (Rotary Systems Inc., MN) were installed at the two ends of the

membrane holder allowing for the free rotation of the entire membrane module. The

module was rotated by an electric motor via a belt-and-pulley arrangement. The speed of

the motor was 1725 rpm, and the apparatus was shielded with an external plywood box

for safety.

Pressure sensors (EW-68075, Cole Parmer, IL) were installed before and after the

membrane module, and a flow meter (M101, McMillan Inc., TX) was installed to

measure the retentate stream flow rate. A bypass pipe was installed parallel to the

membrane module to reduce the cross-flow rate in the membrane. Data from the pressure

sensors and flow meter were collected with a National Instrument data acquisition system

and Labview 2010 (National Instruments, TX).

15

Screw Pump

F

Flow Meter

P

Pressure Sensor

P

Pressure Sensor

Feed Tank

Membrane Holder

Feed Solution

Rententate

Mass Balance

Membrane

Permeate

Gas Cylinder

Electric Motor

Swivels

Figure 4. Apparatus for cross-flow filtration with a rotating membrane

Flow Meter Pressure Sensor

Electric Motor

Mass Balance

Feed Tank

Gas Cylinder

Retentate Swivels

Membrane Holder

Membrane

Screw Pump Pressure Sensor

Permeate

Feed Solution

16

1.4 Result and discussion

1.4.1 Oil droplet size distribution and rejection range

Figure 5 shows the typical oil droplet size distribution obtained by recirculating a

water/kerosene/poly(vinyl alcohol) mixture through using a shear pump. The figure

shows the distribution in both number and volume percent. Because droplet volume

increases with the diameter cubed, the center of the volume percent distribution is much

larger than the center of the number percent distribution. On a number basis, most of the

droplets have diameters between 0.6 to1 µm. In contrast, on a volume basis, most of the

oil resides in droplets with diameters between 10 and 50 µm.

In experiments with rotating membranes, the motor speed of ω =1725 rpm fixes

the value of θV for a given distance from the center of the membrane, whereas J depends

on the membrane’s permeability. If most of the oil moves to the center of the membrane

due to centripetal force, less oil will approach the surface of the membrane. Figure 6

shows the values of rV (at the inner wall of the membrane) as a function of droplet size

using equation (1.5) and experimental values of the permeate flux. Droplets with a

diameter > 18 μm have a positive rV pointing towards the center of membrane, so they

should not collect at the membrane wall. Moreover, the larger the droplets, the larger the

rV . However, droplets with a diameter < 18 μm, have a negative velocity and move to

the wall of membrane. Thus these droplets may accumulate at the wall and cause fouling

to occur.

This calculation shows the importance of obtaining large oil droplets to see

advantages of rotating membranes in resisting fouling. Formation of the emulsion using

the screw pump is relatively gentle compared to sonication and high speed mixing, and

17

thus yields large droplets that should move to the center of a rotating membrane. By

volume, almost half of the oil was in droplets that were larger than 18 µm (Figure 5).

Based on the above calculations and size distribution, with the rotating membrane about

half of the droplets (by volume) should move away from the membrane wall.

18

Figure 5. Typical size distribution of oil droplets created by recirculation of a water/kerosene/poly(vinyl alcohol) mixture using a shear pump. The vertical line shows the transistion from positive to negative oil droplet velocities in a rotating membrane (see

Figure 6).

0

5

10

15

20

25

0.3 3 30 300 3000

Perc

enta

te (%

)

Diameter (µm)

Oil volume based

Oil number based

18 µm

19

Figure 6. Calculated values of rV for oil droplets of different sizes in a membrane rotating at 1725 rpm. rV values were calculated using equation (1.5) with J=0.00053 m/s

and r=R=3mm. The vertical line shows the approximate transition from positive to negative velocities. (Positive velocities are toward the center of the membrane lumen.)

-0.005

0

0.005

0.01

0.015

0.02

0.025

0.03

0.035

0 20 40 60 80 100 120

Vr (

m/s

)

Diameter (µm)

18 µm

20

1.4.2 Control experiments: filtration of water and water with PVA

To obtain baseline values of membrane permeability, I determined permeate flux

during filtration of pure water and water containing solutions containing 0.1 g/L and 0.01

g/L of PVA. Figure 7 shows the evolution of specific flux (flux normalized by pressure)

with time in these experiments. The pure water flux decreased about 15% over 30 min.

Perhaps a small amount of residual oil in the system slightly fouled the membrane. The

flux of the 0.1 g/L PVA solution decreased much more dramatically, dropping 80% over

30 min. This suggests that PVA fouls the membrane, even though a polymer with a

molecular weight of 25,000 should easily pass through a membrane with 0.14 µm pores.

However, because the kerosene concentration in later filtrations was 250 ppm, I

employed only 10ppm (0.01g/L) of PVA (1/25 of the oil concentration) in the actual

kerosene-water separations. During filtration of 0.01g/L PVA, flux only decreased 25%

over 30 min, which is similar to the decrease in the pure water flux. Thus the 0.01g/L

PVA in kerosene/water dispersions should not contribute greatly to fouling.

21

Figure 7. Specific flux as a function of time during filtration of water and water containing 0.01 g/L or 0.1 g/L of PVA through a stationary 0.14 µm TAMI tubular ceramic membrane.

0

2

4

6

8

10

12

14

16

18

20

0 500 1000 1500 2000

Nor

mal

ized

Per

mea

ter F

lux

(kg/

m2 /M

Pa/h

r)

Time (s)

Pure Water

0.01g/L PVA

0.1g/L PVA

22

1.4.3 Filtration of kerosene/water dispersions through rotating and stationary membranes

To examine the effect of membrane rotation on oil removal, I filtered aqueous

emulsions containing 250 ppm of kerosene through stationary and rotating membranes.

The solutions contained 10 ppm PVA and a kerosene droplet size distribution similar to

that in Figure 6. Figure 8 shows the specific fluxes as a function of time during three

filtrations with rotating membranes and two filtrations with nonrotating membranes. I

hoped to see significantly lower declines in flux over time with the rotating membranes

due to centripetal movement of oil droplets away from the membrane wall. However,

such a trend did not occur. The second filtration through the stationary membrane showed

the least flux decline of any of the experiments. Moreover, for the first 750 s of filtration,

the flux in the first filtration with the stationary membrane was higher than the flux

during two experiments with rotating membranes. In all of the experiments, the oil

concentration was zero in permeate, indicating 100% oil rejection by the membrane.

There are several possible reasons why rotating the membrane during filtration

did not increase flux:

1) Oil droplets were not large enough for centripetal forces to move them away from the

membrane wall. Even on a volume basis, only half of the oil droplet volumes had

diameters >18 µm, the approximate threshold for movement of droplets away from the

wall. Moreover, on a number basis, most of the oil droplets had diameters around 1 µm,

and thus would move toward the membrane wall even during rotation.

2) Permeate collection was <100% during rotation. When the membrane was rotating,

permeate may have splashed out of the collection device. This flaw would give low

values for the permeate flux during experiments with rotating membranes.

23

3) PVA could increase fouling during membrane rotation. Because the density of PVA is

greater than that of water, membrane rotation actually moves PVA toward the wall.

However, the concentration of PVA was low and PVA is highly soluble in water, so this

seems unlikely. Nevertheless, PVA may increase the density of oil droplets to decrease

centripetal force on the droplets.

During the second filtration with a stationary membrane, I suddenly started

rotating the membrane after 1500 s of filtration. As Figure 8 shows, when the membrane

started to rotate, flux initially increased. However this increase only lasted a few min

even though the membrane continued rotating. This result suggests that a high shear

force at the surface of the membrane during acceleration may have removed some of the

oil. However, overall this study does not demonstrate a clear benefit of combining

membrane rotation with filtration.

24

Figure 8. Evolution of specific permeate flux with time during filtration of kerosene/water dispersions through rotating and stationary membranes with 0.14 mm

pores. The experiments were repeated multiple times with the same membrane, and the feed solutions contained 250 ppm kerosene and 10 ppm PVA.

0

1

2

3

4

5

6

7

8

9

10

0 500 1000 1500 2000

Nor

mal

ized

Per

mea

ter F

lux

(kg/

m2 /M

Pa/h

r)

Time (s)

Rotating 1st

Rotating 2nd

Rotating 3rd

Stationary 1st

Stationary to rotatingStart to rotate

25

REFERENCES

26

REFERENCES

[1] J.H. Hargreaves, R.S. Silvester, Computational fluid-dynamics applied to the analysis of deoiling hydrocyclone performance, Chemical Engineering Research and Design, 68 (1990) 365-383.

[2] Ocean Studies Board and Marine Board, Oil in the sea III, National Academies Press, Washington, D.C., 2003.

[3] USEPA, http://www.epa.gov/radiation/tenorm/oilandgas.html

[4] G.T. Tellez, N. Nirmalakhandan, J.L. Gardea-Torresdey, Performance evaluation of an activated sludge system for removing petroleum hydrocarbons from oilfield produced water, Advances in Environmental Research, 6 (2002) 455-470.

[5] A. Fakhru’l-Razi, A. Pendashteh, L.C. Abdullah, D.R.A. Biak, S.S. Madaeni, Z.Z. Abidin, Review of technologies for oil and gas produced water treatment, Journal of Hazardous Materials, 170 (2009) 530-551.

[6] V. Rawn-Schatzinger, D. Arthur, and B. Langhus, Coalbed natural gas resources: water rights and treatment technologies, GasTIPS, 9 (2003) 13-18.

[7] H. Wake, Oil refineries: a review of their ecological impacts on the aquatic environment, Estuar Coast Shelf Science, 62 (2005) 131-140.

[8] J.A.P. Veil, Markus; Elcock, Deborah; Redweik, Jr., Robert, A White Paper Describing Produced Water from Production of Crude Oil, Natural Gas, and Coal Bed Methane, prepared by Argonne National Laboratory for U.S. Department of Energy, 2004.

[9] M.R. Beychok, Aqueous Wastes from Petroleum and Petrochemical Plants, John Wiley and Sons, 1967.

[10] A.A. Al-Shamrani, A. James, H. Xiao, Separation of oil from water by dissolved air flotation, Colloids and Surfaces A: Physicochemical and Engineering Aspects, 209 (2002) 15-26.

[11] K. Bensadok, M. Belkacem, G. Nezzal, Treatment of cutting oil/water emulsion by coupling coagulation and dissolved air flotation, Desalination, 206 (2007) 440-448.

[12] N. Kharoua, L. Khezzar, Z. Nemouchi, Hydrocyclones for De-oiling Applications—A Review, Petroleum Science and Technology, 28 (2010) 738-755.

[13] W. van den Broek, R. Plat, M. van der Zande, Comparison of Plate Separator, Centrifuge and Hydrocyclone, (1998).

27

[14] P. Xu, J.E. Drewes, D. Heil, Beneficial use of co-produced water through membrane treatment: technical-economic assessment, Desalination, 225 (2008) 139-155.

[15] S. Kasemset, A. Lee, D.J. Miller, B.D. Freeman, M.M. Sharma, Effect of polydopamine deposition conditions on fouling resistance, physical properties, and permeation properties of reverse osmosis membranes in oil/water separation, Journal of Membrane Science, 425–426 (2013) 208-216.

[16] Q. Wen, J. Di, L. Jiang, J. Yu, R. Xu, Zeolite-coated mesh film for efficient oil-water separation, Chemical Science, 4 (2013) 591-595.

[17] A.K. Kota, G. Kwon, W. Choi, J.M. Mabry, A. Tuteja, Hygro-responsive membranes for effective oil–water separation, Nat Commun, 3 (2012) 1025.

[18] M. Ebrahimi, O. Schmitz, S. Kerker, F. Liebermann, P. Czermak, Dynamic cross-flow filtration of oilfield produced water by rotating ceramic filter discs, Desalination and Water Treatment, 51 (2012) 1762-1768.

[19] A. Cambiella, J.M. Benito, C. Pazos, J. Coca, Centrifugal separation efficiency in the treatment of waste emulsified oils, Chemical Engineering Research and Design, 84 (2006) 69-76.

[20] W. Gao, D.W. Smith, D.C. Sego, Treatment of pulp mill and oil sands industrial wastewaters by the partial spray freezing process, Water Research, 38 (2004) 579-584.

[21] Z. Bai, H. Wang, S. Tu, Oil–water separation using hydrocyclones enhanced by air bubbles, Chemical Engineering Research and Design, 89 (2011) 55-59.

[22] L. Zhao, M. Jiang, F. Li, Experimental study on the separation performance of air-injected de-oil hydrocyclones, Chemical Engineering Research and Design, 88 (2010) 772-778.

28

Chapter 2. Rotating Cross-flow Filtration System to Decrease Fouling by Low-density

Particles

2.1 Introduction

This chapter describes the same system in Chapter 1, a dynamic shear-enhanced

membrane filtration system, which includes a rotating cylindrical ceramic membrane and

cross-flow filtration. I tested the system using model glass beads to demonstrate the

effects of rotation on membrane fouling. Shear forces move beads away from the

membrane to reduce bead deposition on the membrane wall, and this effect is more

pronounced with larger beads. To put the work in perspective, this introduction describes

other examples of shear-enhanced membrane filtration.

2.1.1 Dynamic shear-enhanced membrane filtration

Cross-flow filtration is a membrane separation technique employed in many

applications including desalination [1], wastewater treatment [2, 3], food and juice

manufacturing [4, 5], wine and beer making [6, 7], and blood plasma separation and

dialysis [8, 9]. Cross flow creates a shear force at the membrane surface, which

effectively reduces concentration polarization or cake formation. In conventional cross-

flow membrane filtration, cross-flow along the membrane surface provides the shear

force, which increases with cross-flow velocity [10]. In a related development, several

recent studies examined dynamic or shear-enhanced filtration, where the shear force is

higher than in conventional cross-flow membrane filtration. Instead of creating liquid

flows on stationary membrane surfaces, dynamic or shear-enhanced membrane filtration

includes moving parts such as rotating or vibrating membranes [10, 11].

29

There are several advantages to dynamic shear-enhanced filtration over cross-

flow filtration, the most obvious of which is the higher shear force. Due to the no-slip

condition in conventional cross-flow membrane filtration [12], the cross-flow fluid

velocity drops to zero at the membrane surface. In contrast, in dynamic filtration with a

moving membrane the shear force is highest at the membrane wall. Additionally,

membrane rotation or vibration can create higher velocities than conventional cross flow

[10].

A second important advantage of dynamic filtration is decoupling of flow velocity

and shear force. As mentioned above, in conventional cross-flow shear is proportional to

feed cross flow velocity. However, in dynamic filtration, shear depends on the velocity of

the moving part not the inlet fluid flow rate[10].

2.1.2 Rotating cylindrical membranes

The first commercialized dynamic filtration apparatus employed a rotating

cylindrical membrane [10]. They system, which relied on Taylor-Couette flow [11]

contained an inner cylinder (the membrane) rotating concentrically inside of an outer

nonporous cylinder. The rotation speed ranged from 2000 to 4000 rpm [13, 14]. Reducing

the gap between the inner and outer cylinders increased filtration performance [15], and

this system successfully separated plasma from blood [16-18]. Filtration was fast, and the

energy cost was not a problem because the size of this plasma separator was small, 600

mL in process volume [10]. In 1985, Vigo and co-workers used a rotating membrane

system to separate oil and water [15]. Their study showed that permeate flux increased as

the annular gap decreased or tangential velocity increased. My rotating membrane

30

apparatus only have one cylinder and is operated under inside-out filtration mode, while

rotating cylinder apparatus has two cylinders and operated under outside-in filtration

mode.

2.1.3 Rotating disk systems

There are two types of rotating disk membrane filtration. In one design, the

membrane is stationary, and rotating disks, which are usually made of metal, create high

shear on the membrane surface. The Optifilter CR system commercialized by Metso

Paper (Finland), which was used in more than 30 pulp and paper effluent or pigment

recovery facilities, is one example of such a system [19]. However, the performance of

this design still can be limited by no-slip condition. In another design, rotating disks are

made of membrane not metal. In order to achieve high shear, the membrane disks are

housed either inside a small chamber or overlapped with each other. The MSD system

commercialized by Westfalia Separator employs this strategy by rotating ceramic

membrane disks mounted on eight parallel shafts and membrane disks on the shafts that

next to each other were overlapped [20, 21]. Both ceramic membrane and polymeric

membrane can function in both rotating disk membrane designs [10]. Shear increases

with increasing rotation speed and decreasing gaps between disks or chamber.

2.1.4 Vibratory shear-enhanced processing (VSEP)

Vibratory shear-enhanced processing simply involves putting a membrane on a

vibrating base. Both New Logic Research and Pall Corp. produced similar types of VSEP

systems. They used flat sheet membranes, and the vibration resonant frequency was about

31

60 Hz. The systems served in biotechnological and food applications [10]. Hollow fiber

membranes can also function in VSEP systems [22, 23]. To vibrate fibers, a hollow fiber

cartridge was attached to a sliding rod connected to a rotating disk to produce a axial

oscillations [10].

This chapter describes the same cross-flow with a rotating membrane apparatus in

Chapter 1. A dispersion of hollow glass beads served as a model system to examine the

effects of rotation on membrane fouling.

2.2 Experimental

2.2.1 Materials

Tubular titanium oxide ceramic membranes (FiltaniumTM, TAMI Industry, France)

with a 0.14 µm skin pore size were selected as model filters. Each membrane was 250

mm long with a 10 mm external diameter and 6 mm inner diameter. Thus, the effective

filtration area was 47 cm2. Hollow glass beads with a density of 0.46 g/mL and a size

ranging from 5 to 27 µm were purchased from Cospheric LCC (Santa Barbara, CA).

Homogeneous bead dispersions were prepared by continuous magnetic stirring of 1.18 g

of glass beads in 4 L of deionized water. Beads sizes were large enough for complete

rejection by the membrane.

2.2.2 Characterization of glass-bead dispersions

A Mastersizer 2000 (Malvern, Westborough, MA) light scattering system was used

to determine the glass bead (refractive index =1.52) size distribution in the feed water.

32

UV-Vis spectroscopy (MultiSpec-1501, Shimazu, Japan) was used to determine glass

bead concentration via the extent of light scattering at 800 nm.

2.2.3 Experiment setup and operation

Figure 9 shows a diagram of the rotating membrane cross-flow filtration apparatus.

The feed dispersion of glass beads was stored in an open bucket with continuous

magnetic stirring, and was passed through the membrane by a diaphragm pump

(HYDRA-CELL M-03, Wanner Engineering Inc., MN). Retentate and permeate flows

were returned to the feed tank to keep the liquid volume and the bead concentration in the

feed nearly constant. The pump provided the transmembrane pressure (~ 0.1 MPa),

which was adjusted by a back-pressure valve. A pulse dampener minimized the

fluctuation of the pressure in system.

The membrane was housed in a stainless steel holder (FiltaniumTM, TAMI Industry,

France) that was modified with a pulley at the top. After each filtration, the membrane

was chemically regenerated following the manufacturer’s protocol, which included

washing with 1 L of 20g/L sodium hydroxide at 80 ℃ for 30 mins followed by 1 L of

1g/L phosphoric acid at 50 ℃ for 15 mins.

Two swivels (Rotary Systems Inc., MN) were installed at the two ends of the

membrane holder allowing for the free rotation of the entire membrane module. The

module was rotated by an electric motor at 1725 rpm via a belt-and-pulley arrangement.

The apparatus was shielded with an external plywood box for safety.

Pressure sensors (EW-68075, Cole Parmer, IL) were installed before and after the

membrane module, and a flow meter (M101, McMillan Inc., TX) monitored the retentate

33

stream flow rate. A bypass pipe was installed parallel to the membrane module to reduce

cross flow through the membrane. Data from the pressure sensors and flow meter were

collected with a National Instrument data acquisition system using Labview 2010

(National Instruments, TX). After each experiment, a back flush washed the cake off the

membrane surface with around 1 L of deionized water. Analysis of the backflux with the

Mastersizer showed which particles were retained on the membrane surface.

Table 2. Experimental parameters

Bead diameter 5-27 µm

Bead density 460 kg/m3

Dispersant water

Membrane cut-off pore size 0.14 µm

Permeate flux (initial) 3169 L/(m2h)

Cross-flow velocity (average) slow 0.06 m/s

Cross-flow velocity (average) fast 0.36 m/s

Rotation frequency 1725 rpm

Average trans-membrane pressure 0.1 mPa

34

Pump

F

Flow Meter

P

Pressure Sensor

P

Pressure Sensor

Membrane

Electric Motor

Swivels

Dampener

Membrane Holder

Bypass

Permeate

Backup Pressure Valve

Figure 9. Apparatus for cross-flow filtration with a rotating membrane.

Pressure Sensor

Flowmeter

Backup Pressure Valve

Bypass

Permeate

Pump

Feed Tank Dampener

Pressure Sensor

Swivels

Electric Motor

Membrane

Membrane Holder

35

2.3 Results and discussion

2.3.1 Fouling of a rotating cross-flow membrane filtration system

I first monitored the concentration of beads in the feed tank as a function of filtration time.

Decreases in the bead concentration should reflect bead collection at the surface of the

membrane or within the apparatus. As Figure 10 shows, at an average cross-flow velocity of 0.36

m/s in the membrane lumen, decreases in bead concentration with time were similar for rotating

and non-rotating membranes. The ~35% decrease in bead concentration over the course of the

filtration likely results from loss of beads in the pump or tubing rather than formation of a cake

on the membrane surface. A force balance on the beads (see below and Figure 14) suggests that

at this cross-flow rate, the cross-flow drag force is four times higher than permeate drag force for

average beads size of 15 µm, which should greatly limit bead deposition on the membrane. This

likely explains why rotating the membrane did not affect the change in concentration of beads in

the feed tank.

At a lower average cross-flow velocity in the membrane lumen (~0.06 m/s), the permeate

drag force should be higher than the cross-flow drag force (Table 2), so beads may form a cake

on the membrane. Figure 11 shows that at this cross-flow velocity, the bead concentration in the

feed solution dropped more than 60% during filtration without membrane rotation. This likely

stems in part from formation of a cake on the membrane surface. Moreover, with a rotating

membrane and the same cross-flow velocity, the bead concentration in the feed dispersion

dropped only 35% percent, which is close to the concentration drop during filtration with an

average cross-flow velocity of 0.36 m/s. This suggests that at low cross-flow rates membrane

rotation may prevent cake formation.

36

Figure 10. Concentration of hollow glass beads in the feed tank as a function of time during cross-flow filtration with and without rotating the membrane. The average cross-flow velocity in

the membrane lumen was 0.36 m/s.

0.16

0.18

0.2

0.22

0.24

0.26

0.28

0.3

0 5 10 15 20 25 30

Bea

d C

once

ntra

tion

(g/L

)

Time (min)

Rotating

Stationary

37

Figure 11. Concentration of hollow glass beads in the feed tank as a function of time during cross-flow filtration with and without rotating the membrane. The average cross-flow velocity in

the membrane lumen was 0.06 m/s. The error bars are standard deviations of three replicate filtrations.

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0 5 10 15 20 25 30 35

Bea

d C

once

ntra

tion

(g/L

)

Time (min)

Stationary

Rotating

38

2.3.2 Particle size distribution in cakes formed on membrane surfaces

Using a backflush immediately after filtration, I collected beads remaining on the ceramic

membrane. Figure 12 shows the size distribution of the beads that collected on the membrane

during filtration with a high cross-flow velocity. Compared to the initial feed solution, the size

distribution shifted to smaller diameters during filtration with both a stationary and a rotating

membrane. The cross flow likely selectively moves large particles away from the membrane

surface (see the force balance discussion below). However, filtration with membrane rotation

gives the size distribution with the smallest diameters, suggesting that the centripetal force due to

membrane rotation selectively prevents the largest particles from collecting on the membrane.

Under slower cross flow average velocities of 0.06 m/s, the size distribution of beads in

the cake collected during filtration with a stationary membrane is essentially the same as the size

distribution for beads in the feed solution (Figure 13). In contrast, beads from the cake that

formed during filtration with a rotating membrane show a significant reduction in size compared

to the feed solution. For the stationary membrane, the low cross-flow rate has little effect on the

bead deposition, so the deposited beads are similar in size to those in the feed solution. However,

for the rotating membrane, the centripetal force again selectively moves the largest beads away

from the membrane surface. As noted above, the rotation also leads to less total deposition of

particles in the membrane.

39

Figure 12. Bead size distribution for the feed solution and membrane cakes collected during filtration with stationary and rotating membranes. The average cross-flow velocity in the membrane lumen was 0.36 m/s. Beads deposited in the cake were collected in an aqueous

backflush. Similar trends occurred in three replicate filtrations.

02468

101214161820

0 10 20 30 40 50

Num

ber

Perc

enta

ge (%

)

Diameter (µm)

Feed solutionStationaryRotating

40

Figure 13. Bead size distribution for the feed solution and membrane cakes collected during filtration with stationary and rotating membranes. The average cross-flow velocity in the

membrane lumen was 0.06 m/s. Similar trends appeared in five replicate filtrations.

02468

101214161820

0 10 20 30 40 50

Num

ber

Perc

enta

ge (%

)

Diameter (µm)

Feed solution

Stationary

Rotating

41

2.3.3 Force balance on beads at the membrane surface

Beads at a stationary membrane experience a permeate drag force toward the membrane:

JπηrV6JF = (2.1)

a cross flow drag force parallel to the membrane:

xπηrV6xF = (2.2)

and a buoyancy force parallel to the membrane:

Δρvgf = (2.3)

In these equations, η is the solution viscosity, JV is the velocity of the solution toward the

membrane due to permeate flow, xV is the velocity due to cross flow, Δρ is the difference in

density between the bead and solution, v is volume of the beads and g is acceleration due to

gravity. Figure 14 schematically shows the forces on a bead. Equation (2.4) describes the axial

velocity xV as a function of the distance, r, from the membrane wall [12]. In equation (2.4), r is

the distance from center of the particle to the wall (or the particle radius for particles at the wall),

LΔP is the pressure gradient along the axis of the membrane, and R is the diameter of the

tubular membrane.

)2R

2r(12RL

ΔPη4

1xV −= (2.4)

In the case of a rotating membrane, beads will have tangential velocity ωrθV = , which

introduces a centripetal velocity, rV , defined as ( )

Jμr18

2dddρfρ2

θVrV −

−= (equation (1.5)).

42

Once beads form a cake on the membrane surface, they may diffuse from the cake to the

solution. The Stokes-Einstein equation (equation 2.5) describes the diffusion constant for a small

particle, where kB is the Boltzmann constant and T is temperature.

1s2μm0.015m610151s1mkg31013.146

K2981kJ23101.38πηr6

TBkD −⋅≈

−××−⋅−⋅−×××

×−⋅−×== (2.5)

Based on this equation, the diffusion coefficient is 0.015 µm2/s for beads with a diameter of 15

µm. Based on random 3-dimensional motion, equation (2.6) describes the distance a particle

may mover during a given time, t. Every second, the beads move 0.3 µm which is a small

μm0.32μm0.0156Dt6r =×≈>=< (2.6)

distance compared to the average diameter of the beads. Thus, the back diffusion of beads from

cake to solution should be negligible. The residence time of solution in the membrane is only

around 4 seconds for an average cross flow velocity of 0.06 m/s.

Tables 2 and 3 show estimated values of the forces applied on beads as determined from

equations (1.5), (2.1), (2.2), and (2.3) (These equations assume fully developed flow, which is

only an approximation). Table 2 shows that for a bead diameter of 15 µm at a 0.06 m/s average

cross-flow velocity, the drag force is smaller than the permeate drag force. Thus, beads foul the

membrane under slow cross-flow. On the other hand, with a 0.36 m/s average cross-flow

velocity, the drag force is more than four times larger than the permeate drag force so no

significant cake deposits on the membrane surface. Moreover, the tangential drag force

( θπηrV6θF = ) when the membrane rotates is even larger than the cross-flow velocity. This

indicates that when tangential fluid velocity is fully developed, it can create a higher drag force

on membrane surface to reduce fouling. Table 3 shows that larger beads have higher drag forces

43

and more easily move away from the membrane. This is consistent with the decrease in bead size

(relative to the feed solution) in the small amount of cake formed on the rotating membrane.

44

Figure 14. Force balance on beads at the surface of a stationary membrane (brown box). Fx is the cross-flow drag force, FJ is the permeate drag force and f is the buoyancy force.

R

Fx

f

FJ

r

45

Table 3. Forces acting on beads (for average 15 µm) at the membrane wall during cross-flow filtration, and parameters employed to calculate these forces.

Bead diameter (average) 15 µm

Bead volume 1.77 x 10-15 m3

Bead density 460 kg/m3

Water viscosity 1.00 x 10-3 kg/m/s

Water density 998 kg/m3

Permeate flux (initial) 3169 L/(m2h)

Tangential velocity 0.54 m/s

Cross-flow velocity (average) slow 0.06 m/s

Cross-flow velocity (average) fast 0.36 m/s

Slow cross flow (average velocity of 0.06 m/s)

Permeate drag force 1.25 x 10-10 N

Buoyancy-gravity force 9.34 x 10-12 N

Cross-flow drag force 8.49 x 10-11 N

Buoyancy/permeate drag 0.075 Cross-flow drag/permeate drag 0.68 Fast cross flow (average velocity of 0.36 m/s)

Permeate drag force 1.25 x 10-10 N

Buoyancy-gravity force 9.34 x 10-12 N

Cross-flow drag force 5.09 x 10-10 N

Buoyancy/permeate drag 0.075 Cross-flow drag/permeate drag 4.08 Rotating

Permeate drag force 1.25 x 10-10 N

Buoyancy-gravity force 9.34 x 10-12 N

Tangential drag force 7.65 x 10-10 N

Centripetal force 9.33 x 10-11 N

Buoyancy/permeate drag 0.075

Tangential drag/permeate drag 6.14

Centripetal force/permeate drag 0.7464

46

Table 4. Force balance on beads at the wall of a rotating membrane wall during cross-flow filtration, for beads with different diameters.

Bead density 460 kg/m3

Water viscosity 1.00 x 10-11 kg/m/s

Water density 998 kg/m3

Permeate flux (initial) 3169 L/(m2h)

Tangential velocity ( wR) 0.54 m/s

Tangential velocity (25 µm beads)

Permeate drag force 2.08 x 10-10 N

Buoyancy-gravity force 4.32 x 10-11 N

Tangential drag force 2.12 x 10-9 N

Centripetal force 4.32 x 10-10 N

Buoyancy/permeate drag 0.208 Tangential drag/permeate drag 10.2 Centripetal force/permeate drag 2.07

Tangential velocity (15 µm beads)

Permeate drag force 1.25 x 10-10 N

Buoyancy-gravity force 9.34 x 10-12 N

Tangential drag force 7.65 x 10-10 N

Centripetal force 9.33 x 10-11 N

Buoyancy/permeate drag 0.075 Tangential drag/permeate drag 6.14 Centripetal force/permeate drag 0.7464

Tangential velocity (5 µm beads)

Permeate drag force 4.16 x 10-11 N

Buoyancy-gravity force 3.46 x 10-13 N

Tangential drag force 8.51 x 10-11 N

Centripetal force 3.46 x 10-12 N

Buoyancy/permeate drag 0.008

Tangential drag/permeate drag 2.05

Centripetal force/permeate drag 0.08

47

2.4 Conclusions

This study describes a cross-flow filtration apparatus with a rotating membrane. Hollow

glass beads served as a model system for evaluating the effects of membrane rotation on the

collection of beads at the membrane-solution interface. At low cross-flow velocities during

filtration, rotating the membrane leads to less loss of beads from the feed solution than filtration

with a stationary membrane. Moreover, the size distribution of particles in beads recovered from

the membrane after filtration shows lower particle diameters for filtrations performed with

membrane rotation. Presumably, centripetal force due to membrane rotation preferentially

moves larger particles away from the membrane. Force balances demonstrate that rotation and

rapid cross-flow filtration should move 15 µm-diameter particles away from the cake. However,

rotation and cross flow may be insufficient to prevent fouling with small particles. Future

studies will revisit whether rotating flow can help prevent fouling of membranes during oil-water

separations.

48

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49

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