24
Texas Ethics Commission P.O. Box 12070 exas . Box 12070 Auslin. Texas 78711-2070 -800-32$8506 PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordancewith chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr ililngs requrreoIn zuurr, covenng Garenoar year enotng uecemDer J't, €jlw. Use FORM PFS - INSTRUCTION GUIDE when comoletino this form. AccouNr# 3.\ rrt t_a 1 NAME TITLE,FIRST, MI Mr. JOHN NIC1(NAME. LAST, SUFFIX MENDELSOHN, M.D. OFFICE USE ONLY REGEffiE JUN 302009 Texas Effiies Gommisslon 2 ADDRESS [| lcnecx rFFrLER's HoME ADDREss) Rerlpt # HD{PM) lolS5ftlQlemunr Lsgsl latcPt@sd 'mcESsH) JUN302009 3 TELEPHONE NUMBER I.REACOOE NUMBER: EXTENSION (713) 521-4686 Dsts lmsood REASON FORFILING STATEMENT tr D u EI D ! CANDIDATE (rNDrCATE OFFTCE) (rNDrcATE OFFTCE) (INDICATE AGENCY) ffitlfficeHcvl ELECTED OFFICER APPOINTED OFFICER EXESUT;VE HEAD UNIVERSIry OF TEXAS, MD ANDERSON CANCER FORMER OR RETIRED STATEPARry CHAIR JUDGE SITTING BY ASSIGNMENT I orHen (rNDrCATE PARTY) 0NDTCATE POSTTTON) 5 Family members whose financial activigyou are reporting (filer mustreport information about the financial activity of the fller's spouse or dependenl children if the filerhad actual control overthatactivity): SPOUSE ANNE CHARLES MENDELSOHN DEPENDENTcHTLo 1. N/A ? In parts1 through ',|8, you will disclose yourfinancial activ'rty during the calendar year. ln parts1 through 14,you are required to disclose not onlyyourown financial activity, but alsothatof yourspouse or a dependent childif you had actual control over that person's financial activity. aS COPY.AND ATTACH ADDITIONAL PAGES AS NECESSARY R, u\t \a 5 rl I TX-PFSSonwa6 VoGlon1.0.8

COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

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Page 1: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

Texas Ethics Commission P.O. Box 12070exas . Box 12070 Auslin. Texas 78711-2070 -800-32$8506

PERSONAL FINANCIAL STATEMENT FORM PFSCOVER SHEET

Fifed in accordance with chapter 572 of the Government Code. PAGE #Page 1 of 15

FOr ililngs requrreo In zuurr, covenng Garenoar year enotng uecemDer J't, €jlw.Use FORM PFS - INSTRUCTION GUIDE when comoletino this form.

AccouNr# 3.\ rrt t_a

1 NAME TITLE, FIRST, MI

Mr. JOHN

NIC1(NAME. LAST, SUFFIX

MENDELSOHN, M.D.

OFFICE USE ONLY

REGEffiE

JUN 302009Texas Effiies Gommisslon2 ADDRESS

[| lcnecx rF FrLER's HoME ADDREss)

Rerlpt #

HD{PM) lolS5ftlQlemunrLsgsl

latcPt@sd

'mcESsH) JUN3020093 TELEPHONE

NUMBERI.REACOOE NUMBER: EXTENSION

(713) 521-4686Dsts lmsood

REASONFOR FILINGSTATEMENT tr

D

uEI

D

!

CANDIDATE (rNDrCATE OFFTCE)

(rNDrcATE OFFTCE)

(INDICATE AGENCY)

ffitlfficeHcvl

ELECTED OFFICER

APPOINTED OFFICER

EXESUT;VE HEAD UNIVERSIry OF TEXAS, MD ANDERSON CANCER

FORMER OR RETIRED

STATE PARry CHAIR

JUDGE SITTING BY ASSIGNMENT

I orHen

(rNDrCATE PARTY)

0NDTCATE POSTTTON)

5 Family members whose financial activig you are reporting (filer must report information about the financial activity of the fller'sspouse or dependenl children if the filer had actual control over that activity):

SPOUSE ANNE CHARLES MENDELSOHN

DEPENDENTcHTLo 1. N/A

?

In parts 1 through ',|8, you will disclose your financial activ'rty during the calendar year. ln parts 1 through 14, you arerequired to disclose not only your own financial activity, but also that of your spouse or a dependent child if you had actual controlover that person's financial activity.

aS COPY.AND ATTACH ADDITIONAL PAGES AS NECESSARY R, u\t \a 5 rl ITX-PFS Sonwa6 VoGlon 1.0.8

Page 2: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

Lf "

'exas Ethics Commission P.O. Box'12070 Austin, Texas 78711-2070

souRcES oF occuPATloNAL lNcoME PART 1AE ruor APPLTcABLE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 truronuRroN RELATES ToEl ruen ! spouse ! oEPrruoENTcHILD

2 eupLovuerur

fl eueloveDBYANorHER

fl selr-eueloveo

NAME AND ADDRESS OF EMPLOYER / POSITION HELD

I lCnecf if File/s Home Address)

SEE ATTACHED DETAIL

I

GOPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Soffwe VaElm 1.0.8

Page 3: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

i '

SOURCES OF OCCUPATIONAL INCOME

+1515 Holcombe Boulevard

Houston, TX 77030

Gonsulting Services & Speaking Engagements

(not retated to his off;;i;;;-i-d; a; the;;;;;tive Director of a state Aqencv)

PART 1A

EmPloYedbv Anotherl Information

Self-EmplgYed RelltPsTo-rmptoyeo

uy Filer

Another

American Association for Cancer Research

615 Chestnut Street, 17th Floor

PhitadelPhia, PA 19106

American Radium SocietYr'ig0O W""t Olympic Boulevard' Suite 600

Los Angeles, CA 90064

The Medical Foundation of North Q216lin3' Inc'

880 MLK Jr BoulevardChaPelHil l , NC 27514

The Methodist HosPital SYstem

6565 Fannin StreetHouston, TX 77030

The Ohio State UniversitYgOi WooOY HaYes Drive' Room 2010

Columbus, OH 43210

Progenics Pharmaceuticals' lnc'

niOWSaw MillRiver Road

Tarrytown, NY 10951

Regents of the University of California' San Diego

9500 Gilman DriveLa Jolla, GA 92093

The UniversitY of North Garolina

108 Battle LaneChaPelHill, NC 27599

The University of Texas Southwestern Medical Center

5323 Harry Hines BoulevardDallas, TX 75390

Elsevier lnc11830 Westline Industrial Drive

St. Louis, MO 63146

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

Self-EmPloYed Filer

SupPorting Schedule

Self-EmPloYed Filer

Part 1A

Page 4: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (s1 1-800-325-8506

STOCKfl ruor APPLTcABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year

and indicate the category of the number of shares held or acquired. lf some or all of the stock was sold, also indicate the

category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-

INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet'

1 gustttEss ENTtryNAME

SEE ATTACHED DETAIL

2 STOCK HELD OR ACQUIRED BY ffi rren fi seouse I oeeexoerurcHrLD _

3 NuMarn oF SHARES fl t-rsstrnru too I tooro+ss f] soorosss I t,oooroc,sss

fl s,ooo ro s,sss [| to,ooo oR MoRE

4 tr soto ! Hrr eetH[ rurr loss I less rHAN $s,000 [ gs,ooo - $e,gss E gto,ooo - $24,999 [ szs,ooo-oR MoRE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SofrwEE V6Elon l-0.8

Page 5: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

{ '

STOCK(ercludes Invesiments In monay markel funds)

BANCORPASTA FUNDING INC CMNAUTONATION, INC. CMNAVIO TECHNOLOGY INC CMNBANK OF HAWAII CORPORATION CMNBEA SYSTEMS INC COMMON STOCKBEAR STEARNS COMPANIES INC CMNBOYD GAvllNG CORPORATION CMNBROADRIDGE FINANCIAL SOI-UTIONS IN CMNCA, INC. CMNcocA-coLA CoMPANY OHE) CMNCROSSTEX ENERGY. INC. GMN

EASTMAN KODAK COMPANY CMNENRON CORP. CMNGLACIER BANCORP INC (NEW) CMNHARRAH'S ENTERTAINMENT. INC. CMN

SELECTlVE GENETICS, INC. CMNSPRINT NEXTEL CORPOMTION CMNSTERIS CORP CMNSTERLING FINANCIAL CORPORATION CMNSYMANTEC CORP CMNTIBCO SOFTWARE INC. CMNUNIVERSAL HEALTH SVC CL B CMN CLASS BWEBSTER FINANCIAL CORP CMNW{fTNEY HLDG CORP CMNWILEY JOHN & SONS CL.A CMN CLASS AWINDSTREAM CORPORATION CMNXEROX CORPOMTION CMN

PART 2

JNA

$ s"J ""3 f "-fio'

Filer/SpouseFilBr/SpouseRler/SpouseFller/SpouseFiler/SpouseFller/SpouseFller/SpouseFllerrspouseFller/SpouseSpouseRler/Spouse

Fller/SpouseFllerFller/SpouseFller/Spouse

tsiltr

Fller/SpouseFller/SpouseFller/SpouseFllor/SpouseFller/SpouseFller/SpoussFiler/spouseFller/SpoussFller/SpouseFiler/SpouseFller/Spouse

Filer/SpouseFiler/SpousoFller/SpouseFller/SpouseFller/SpouseFller/SpouseFller/SpousoFller/SpouseFller/SpouseFiler/SpousoFiler/SpouseFller/SpouseFller/SpouseFllerFller/SpouseFller/Spousa

XX

x

X

Xx

X

X

xXX

X

x

sef'

x

x

x

X

X

x

Xx

x

x

X

xxx

xx

x

Xxxx

xx

X

xxxxx

xx

xxx

x

x

x

x

x

x

xxX

xx

xxx

x

x

DUNDEE CORPOMTION - SUB VTG CMN CLASS A Fllet/Spouse

xxx

x

xxx

xxxxxxxx

XxxXx

HEALTH MANAGEMENT ASSOC. CL A CMN CLASS A FilerrspouseHEARST+RGYLE TEL INC CMNHEWLETT-PACKARD CO. CMNINTL BUSINESS MACHINES CORP CMNINTI GAME TECHNOLOGY CMNMARCUS CORP CMNMATTSOI,I TECHNOLOGY INC CMNMENTOR GRAPHICS CORP CMNMGM MIRAGE CMNMOTOROLA INC CMNNORTHERN TRUST CORP CMNNOVELLUS SYSTEMS INC CMNONEOK INC CMNOPPENHEIMER HOLDINGS INC CMN CTASS APROCTER E GAMBLE COMPANY OHE) CMNPROVIDENT FINL SVCS INC CMNRAYMOND JAMES FINANCIAL INC CMNRoYAL CARIBBEAN CRUISES LTD lSlN: 1R0008862868 Filer/Spouse

6/1nCpg Suppoding Schedules Patl2

Page 6: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

;af

Elhics Commission P.O. Box 1207O Austin, Texas 78711-2070

BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3

El r.ror APPLTcABLE

List all bonds, notes and olher commercial paper held or acquired by you, your spouse, or a dependent child during the

calendar year. lf sold, indicate the category of the amount of the net gain or loss realized from the sale. For rnore

information, see FORM PFS-INSTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

1 oescRrpttoNOF INSTRUMENT

SEE ATTACHED DETAIL

2 Hrto oR AceulRED BY

[] rren I seouse fl oeeenoeruT cHrLD -

3 tr soto

[ rurr entnI Hrr uoss

I less rHnN $s,ooo D ss,ooo - $e,ees fl $to,ooo - $24,ees D gzs,ooo-oR MoRE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Softw{€ veElon 1.0.8

Page 7: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

T 'BONDS, NOTES AND OTHER COMMERCIAL PAPER

of lnstrumsnl

AB SVENSK EXPORTKREDIT 0% DUE 06/1V09 ASl, SpouseANCHOMGE ALASKA GO 5.0o0o% 08/01/15 FA GE Filer/SpouseANDREW & T|NA MENDELSOHN Filer/SpouseEOULDER Clry NEV UTIL REV REV 5.0000% 09/01, Fller/spouseBOULDER CITY NEV UTIL REV REV 5.0000er6 09/01, Fller/SpouseCHICAGO ILL GO 5.0000% 0l/01/13 JJ RFDG-SER f Filer/SpouseGLACKAMAS CNTY ORE SCH DIST GO 5.375% Fller/spouseCOOK KANE IAKE&MC HENRY CNTYS REV 5.m00 Rler/SpouseGOLDMqN SACHS GROUP, lNC. 0.0% 07130/2010 LlFilerTHE GOLDMAN SACHS GROUP, lNC. LINKED TO lv FllErHAMMOND IND MULTI-SCH ELDG REV 5.0000% 0: Filer/SpouseHARRIS CNTY TEX MUN UTIL REv 5.0% 08/15/13 Fller/SpouseHAWAII ST GO 5.5dDo 0201/11 FA RFDG-SER CY Filer/SpouseHOUSTON TEXAS WATER & SEWER REV 5.5% Fller/SpouseILLINOIS (STATE OF) GO 5.1?50% 10/01/12 AO GEI Rler/spouseJEFF MENDELSOHN FilerrspouseMASSACHUSEfiS {COMNWLTH OF) GO 5.7500% t Fller/SpouseMILWAUKEE WIS GO 5.0oo0% 0215/09 FA PROM I Filer/SpouseNEWLEAF PAPER Fller/SPouseNEW LEAF PRODUCTS Fllet/SpouseNORTH TEX MUN WTR OIST TEX WTR REV 5.0000 Fllar/SpousaNORTH TEXAS MUNICIPAL REV 5.2500% 09/01/19-r Filet/spouseOHIO (STATE OF) REv 5.0% 10/01/08 AO REVITALI. Filer/Spouse'PARS'Wl HLTH t EDU FACS AUTH REV 11/20/07 C Fferrspouse'PARS'FAIRFAX CNfi vA INDL DEV REv 05/1205 0 Rler/SPouse'PARS'INDIANA ST FIN AUTH REV REV 10/06/05 02 Fller/Spouse'PARS'MICHIGAN HOSP FIN AUTH REV 11/17/u 12 Fller/SPouse'PARS'PORTLAND ORE-D LTD TAx 11/101999 06/0 Fller'PARSTARMNT CNry TEx HLTH RW o7l21lu oBt Fller/Spouse'PARSTARRANT CNTY TEX HLTH REV 07/21/(H 08, Fller/SpouseSEATTLE WASHf NGTON REV 5.00W% OAolno�c,AFller/SpouseTEXAS ST RFDG SER A PUB FIN REV0.00% l0/01/i Filer/SpouseU.S. TREASURY BILL DUE 10/23/2008 OFF THE RU FllerU-S. TREASURY BILL DUE 10,l23l200,s OFF THE RU FilerU.S. TREASURY BILL DUE 1112812008 OFF THE RU FilerU.S. TREASURY BILL DUE l1/28/2008 OFF THE RU FilerWISCONSIN ST GO 5.1% 05/01/1$CA MN SER D BI Filer/Spouse

PART 3

-f _"gAmount

"&9o!'

"sf

ss.9.

v

$d

$$

"sXxXxXxxxXx

xxxxxxxxxXxXXxxxxxxxxxxXxxx

5'/'13/2@9 Supporling Schedule Pan 3

Page 8: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

Isexas Ethfcs Gommlssion P.o. Eox 12070 Auslin, Texas 78111-2070 1-800-32S8506

MUTUAL FUNDSfl nor APPLTcABLE

PART 4

List each mutual fund and the number of shares in that mulual fund that you, your spouse, or a dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. lfsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more information, see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 uutuRt ruNo NAME

SEE ATTACHED DETAIL

2 snnREs oF MUTUAL FUNDHELD OR ACQUIRED BY ffi rten ffi seouse ! oeeeNoeruTcHrLD _

3 NUMBER oF SHARESOF MUTUAL FUND fllessrHAN 100 fl roorocss I soorosss f] r,oooro4,ees

I s,ooo ro s.sss [] ro,ooo oR MoRE

4 IF SOLDfl Nrr cnrnrfl urr loss

fl r-ess rnnru $s,ooo E ss,ooo - $e,see fl sro,ooo - $24,see fl $zs,ooo-oR MoRE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Sonware VrFlon 1.0.8

Page 9: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

{ '

MUTUAL FUNDS

SACHS HIGH YIELOGOLDMAN SACHS INSTITUTIONAL Ll ASSETS TREASURY INSTR Filer/Spo6e(GS) GOLDMAN SACHS STRUCTURED INTL EaUTTY FLEX FUND FilerISHARES TRUST-ISHARES MSCI EAF ETF Filer/Spouse

PART 4

Amounl of Galn or Los3

"8

{"8

:-

Supportlng Schedule

Page 10: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

fexas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5

D ruor APPLTcABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from

interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For

more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information aboul a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheel.

1 souncE oF tNcoME NAME AND ADDRESS

SEE ATTACHED DETAIL

2 Recrtvro gvI rten ffi seouse I oeeeruoenTcHlLD _

3 nuoutttD ssoo - $l,ssg fl ss,ooo - ss,eee D gto,ooo - $24,eee ffi $zs,ooo-oR MoRE

COPY AND ATTAGH ADDITIONAL PAGES AS NECESSARYTX-PFS Sonwsre Vec'Dn 1.0-B

Page 11: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

INCOME FROM INTEREST, DIVIDENDS, ROYALTIESAND RENTS

(excludlng amounts reporled in Part 9 - Trust Income)

Includes all sources with amounts greater than $500

Source

PART 5

Amount Received

"8

o8."o'

sI

f'

"8fY'

as*o

ANDREW & TINA MENDELSOHNELSEVIER INCJEFF MENDELSOHNJPMORGAN CHASE BANKJPMORGAN CHASE BANKNEW LEAF PAPER LLCNEW LEAF PRODUCTS LLCTHE REGENTS OF THE UNIV OF CA

Filer/SpouseFilerFiler/SpouseFiler/SpouseSpouseFiler/SpouseFiler/SpouseFiler

Filer/Spouse

X

X

XXXX

XXXXxX

ANCHOMGE ALASKA GO 5.0000% 08/01/15 FA GEN PURP-S Filer/SpouseBOULDER CITY NEV UTIL REV REV 5.0000% 09/01/18-CA MS Filer/SoouseCHICAGO ILL GO 5.0000% 01/01/13 JJ RFDG-SER A LT FSA B Filer/SpouseCI-ACKAMAS CNTY ORE SCH DIST GO 5.3750% 06/15/18-CA, Filer/SpouseCOCA-COLA COMPANY OHE) CMN Qualified Gross Dividend C Filer/SpouseCOOK KANE LAKE&MC HENRY CNTYS REV 5.0000% 12l01/l1Filer/SpouseCROSSTEX ENERGY, lNC. CMN Qualified Gross Dividend On 1 Filer/SpouseGOLDMAN SACHS HIGH YIELD MUNICIPAL FUND CLASS A D Filer/Spouse

XX

GOLDMAN SACHS INSTITUTIONAL Ll DividendHAMMOND IND MULTI-SCH BLOG- REV 5.0000% 07115120-CA Filer/SpouseHARRIS CNTY TEX MUN UTIL REV 5.0000% 08/15/13 FA DIST Filer/SpouseHAWAIf ST GO 5.5000% 02101111 FA RFDG-SER CY FSA BEO Fller/SpouseHOUSTON TEXAS WATER & SEWER REV 5.5000% '12101110 J Filer/SpouseILLINOIS (STATE OF) GO 5.1250% l0lo'1112 AO GENEML OBI Filer/SpouseGOLDMAN SACHS Filer/SpouseISHARES TR-ISHARES MSCI EAFE INDEX FUND ETF Non-Qut Fller/SpouseISHARES TRUST-ISHARES MSCI EAF ETF Non-Qualified Grosr Filer/SpouseMASSACHUSETTS (COMNWLTH OF) GO 5.7500% OOl01l12 JE Filer/SpouseMfLWAUKEE WIS GO 5.0000% O2l'l5l0g FA PROM NTS-SER N Filer/SpouseNORTH TEX MUN WTR DIST TEX WTR REV 5.0000% 09/01/14 Filer/SpouseOHIO (STATE OF) REV 5.0000% 10/01/08 AO REVITALIZATIOI Filer/SpouseONEOK INC CMN Qualified Gross Dividend On 1,100 Shs @ 0.r Filer/Spouse'PARS'Wl HLTH & EDU FACS AUTH REV 11120107 06/'15/28-Cl Filer/Spouse'PARS'f NDIANA ST FIN AUTH REV REV 10/06/05 0210'1135 LEA: Filer/Spouse'PARS'PORTLAND ORE-D LTD TAX 11/10/1999 06/01/201$.CA Filer/Spouse'PARSTARRANT CNTY TEX HLTH REV 07121104 08/15/29-CA F Filer/SpousePROCTER & GAMBLE COMPANY ffHE) CMN Qualified Gross I Filer/SpouseSEATTLE WASHINGTON REV 5.0000% OAOIaO-CA FA WTR S Filer/SpouseTEXAS ST RFDG SER A PUB FIN REV6.00% 10/01/2008 AO, Filer/SpouseWISCONSIN ST GO 5.1000% 05/0'l/13-CA MN SER D BEO UT, Filer/Spouse

X

X

5/1 3/2009 Supporting Schedule

Page 12: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

P.O. Box 12070 Austin, Texas 7 87 1 1 -2O7 O l z

INTERESTS IN BUSINESS ENTITIESI ruor APPLIcABLE

PART 78

Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the

calendar year. lf the interest was sold, also indicate the category of lhe amount of the net gain or loss realized from the sale'

For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-

INSTRUCTION GUIDE

When reporting information about a dependent child's aqtivity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet'

1 Hrto oR AcQUIRED BY ffi rten ffi seouse I oeeeruorHT cHtLD _

2 orscntpttott

SEE ATTACHED DETAIL

NAME ANO AODRESS

D (check if Filer's Home Aatdress)

3 tr sotoI Nrr cruHfl nrr loss

fl rcss TF|RH $s,ooo E ss,ooo - $e,see D sto,ooo - $24,ees [ $zs,ooo-oR MoRE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

-800-325-8506

Tx-PFs softwar€ Veclon 1.0.8

Page 13: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

INTERESTS IN BUSINESS ENTITIES

Slock Options

LimiledPartnership

Trust

PART 78

Amount of Galn or Loss

ssGatn Loss f'

"gdse

B"

Spouse

Spouse

Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer,/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Trust

UmitedPartnership

LimitedPadnership

LimitedPartnership

LimiiedPartnership

UmitedPartnership

LimitedPartnership

LlmitedPartnership

LimitedParlnership

LimitedPartnership

LimitedPartnership

LimitedPartnership

LimitedPartnership

Progenics Pharmaceuticals, Inc.777 Old Saw Mill River RoadTarrytown, NY 10951

Stavrou Partners, L.P.420 Lexington Avenue, Suite 300NewYork, NY 10170

RLI Stock Fund IP.O. Box 1000250 Division SlreetGreal Barrington, MA 0'1230

Anne Charles Mendelsohn Trust1412 South Blvd.Houston. TX 77006

Plains All American Pipeline, LP333 Clay St., Suite 1600Houston, TX 77002

Magellan Midstream Parlners LPP.O. Box 22186Tulsa, OK 74121-2186

Enbridge Energy Partners LP1100 Louisiana Suite 33&)Houston, TXn002

Kinder Morgan Energy Partners LP5fl) Dallas St., Suite 1000Houston. TX 77002

Enterprise Products Partners LPP.O. Box 4018Houston. TX 772104324

Teppco Partners LPP.O. Box 4018l-louston, TX 77210

Oneok Partners, LP100 West Fifth StreetTulsa, OK 74103

Nustar Energy LPP.O. Box 781609San Antonio. TX 78278

GS Vintage Fund lll, LP32 Old SlipNew York, NY 10005

Whitehall Street Global Real Estate Ltd P/S 2005180 Maiden Lane,40th FloorNewYork, NY 10038

2005 Houston Energy Partners, LP600 Travis. Suite 5800Houston. TXr70o2

GS Capital Partners Vl Parallel, LP180 Maiden Lane,40th FloorNew York, NY 10038

5/132009 Supporting Schedule

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IINTERESTS IN BUSINESS ENTITIES

Held or

PART 78

Amount of Galn or Loss

"8

.-oB "uf.Garn Loss f' .rd'

sP

s{

sB\s'

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Partnership

LimitedPartnership

Limit€dPartnership

LimitedPartnership

LimitedPartnership

LimitedPartnershlp

UmltedPartnership

LimitedParlnership

LimitedPartnership

LimitedPartnership

Equity Managers: Porttolio 2 [Series]180 Maiden Lane. 37h FloorNew York. NY 10038

GS TACS Enhanced Divldend (US Large Cap) LLC180 Maiden Lane. 37th FloorNew York, NY 10038

Alpha Plus (Global Equity) Managers: Portfolio 5180 Maiden Lane,37lh FloorNew York. NY 10038

Buckeyo GP Holdings LP5 TEK Park9999 Hamilton BlvdBreinigsville, PA 18031

Targa Resources Partners LP1000 Louisiana, Sulte 4300Houston, TX77OO2

Crosstex Energy LP2501 Cedar Springs Road, Suite 100Dallas. TX 75201

GS Distressed OpportuniUes Fund lV LP180 Maiden LaneNew York, NY 10038

GS Mortgage Credil Opporlunilies Fund LP180 Maiden LaneNew York. NY 10038

GSCP Vl Parallel AIV LP180 Maiden LaneNewYork. i.lY 10038

Targeted Molecular Diagnostics LLC701 Harger Road, Suite 190Oak Brook. lL 60523

5/13/2009 Supporting Schedule Parl 78

Page 15: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

exas Ethics Commission P.O. Box 12070 Austin, Texas 74711-2070 -s8rxr 1-800-325-8506

GIFTSD ruor APPLTcABLE

PART 8

ldentify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, anddescribe the gift. The description of a gifl of cash or a cash equivalent, such as a negotiable instrument or gift certificate, muslinclude a statement of the value of the gift. Do not include: 1) expenditures required to be reported by a person required to beregistered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law; or3) gifts given by a person related to the recipient within the second degree of consanguinity or affinity. For more information,see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 ooruoR NAME AND ADORESS

SEE ATTACHED DETAIL

2 Rectpterurffi ruen ffi seouse I oreeruoeruTCHILD _

3 oescRtploN oF GIFT SEE ATTACHED DETAIL

COPY AND ATTACH ADDITIONAL PAGES AS NEGESSARYTX-PFS Software Veclon 1.0.8

Page 16: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

GIFTS PART 8

Donor Recipient Description of GiftAbdulla bin All Al- lhani Filer/Spouse Art book by yousef AhmedHushang and Shahla AnsaryBelma & UralAtamanUralAtaman

Steve Farris

Steve Farris

Terry Giles

Vijay Goradia

Joanne Herring

Meredith Long

Drayton MclaneBob McNairBi l l& Sara Morgan

Bob & Mica Mosbacher

Regina Rogers

AliSaberioon

Margaret Alkek Williams

Filer/SpouseFiler/SpouseFiler/Spouse

Filer

Filer

Filer/Spouse

Filer/Spouse

Filer

Filer/Spouse

Filer/SpouseFiler/SpouseFiler/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Filer/Spouse

Caviar6 bottles of Dom Perignon champagneTwo nights accommodation in guest houseand several meals in TurkeyOne way air transportation to M. D.Anderson eventRoundtrip air transportation to a huntingeventHotel and several meals while in Dubai,United Arab EmiratesGuests at the Asia Society's Tiger Ball 2008galaGuest at the UNICEF Southwest Regiongala fundraiserRoundtrip air transportation to a huntingeventBaseballticketsFootballticketsOne way air transportation from M. D.Anderson eventGuests at the Houston Area Women'sCenter benefitGuests at the Holocaust Museum ofHouston dinnerTour, transportation, some meals andaccommodation while in lranGuests at the Houston Symphony DreamGirls 2008 gala

Supporting Schedule Part 8

Page 17: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

exas Ethics Commission P.O. Box 12070 Austin. Texas 78711-2070 1-800-325-8506

TRUST INCOMED ruor APPLTcABLE

PART 9

ldentify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate thecategory of lhe amount of income received. Also identify each asset of the trust from which the beneficiary received morethan $500 in income, if the identity of the asset is known. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information aboul a dependent child's activity, indicate the child aboul whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 souRcr NAME OF TRUST

ANNE CHARLES MENDELSOHN TRUST

2 seNEnctRRY I rrlrn [| snouse I oeeeruoenrcHrlo _

3 rrucon,te ffi uss rHAN $s,000 fl ss,ooo - $e,eee fl sro,ooo - $24,ser) [ szs,ooo-oR MoRE

4 Rssets FRoM wHrcHOVER $5OO WAS RECEIVED

fl ururruown

NONE

SOURCE NAME OF TRUST

RLI STOCK FUND

BENEFICIARY [ ruen fi seouse I oeeenoeruTcHrLD _

INCOME I uess rnnn $s,ooo fl Es,ooo - $e,ees fl gro.ooo - $24,ses El szs,ooo-oR MoRE

ASSETS FROM WHICHOVER $5OO WAS RECEIVED

[] uttxttowt't

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SonwsE Vffilon L0.8

Page 18: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

exas Ethics Commission P.O. Box 12070 Austin, Texas 7871'l-2O7O -600-325-8506

PART 12BOARDS AND EXECUTIVE POSITIONSD ruor APPLTcABLE

List alt boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner-

ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,

stating the name of the organization and the position held. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 OneRntZRttOtrt SEE ATTACHED DETAIL

2 postttroN HELD SEE ATTACHED DETAIL

3 pOStttOtt HELD Byfl rten ffi seouse I oeeenoeruTcHrLD _

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Sofrwac VeElon 1.0.6

Page 19: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

Elhics Commission Pexas u. Box 'lz0lo Austin, Texas 19711-2070 12)463-5800 1-80G325-8506

TRUST INCOMEE ruor APPLTcABLE

PART 9

ldentify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate thecategory of the amount of income received. Also identify each asset of the trust from which the beneficiary received morethan $500 in income, if the identity of the asset is known. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child aboul whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 souRcr NAME OF TRUST

ANNE CHARLES MENDELSOHN TRUST

2 geruenctRRyI rten ffi seouse I oeeeruoexTcHrLD _

3 trucoue[] rcss rnnru $s,ooo E ss,ooo - $9,999 f] sro,ooo - $24,eee I szs,ooo-oR MoRE

4 Rssers FRoM wHtcHOVER $5OO WAS RECEIVED

I uruxl.towtt

NONE

SOURCE NAME OF TRUST

RLI STOCK FUND

BENEFICIARY I rten ffi snouse I oeeelloenT cHtLD _

INCOMEI uss rHAN $s,000 E ss,ooo - $g,ess EI gto,ooo - $24,se9 [] szs,ooo-oR MoRE

ASSETS FROM WHICHOVER $5OO WAS RECEIVED

[] ururuowru

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SoiwaE Vmlon 1.0.8

Page 20: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

#

BOARDS AND EXECUTIVE POSITIONS

OrqanizationAcademy of Medicine, Engineering & Science of TexasAssociation of American Cancer Institutes (AACl)BioHoustonBuffalo Bayou PartnershiPCenter for Houston's FutureCenter for Houston's FutureCentro Nacional de lnvestigaciones Oncologicas (CNIO)Greater Houston Community FoundationGreater Houston PartnershiPHouston Grand OPeraHouston Museum of NaturalScienceHouston TechnologY Cenlerlnstitut Gustav RoussYJohns Hopkins Cancer CenterTeach for AmericaTexas MedicalAssociation Council on Medical EducationThe University of Texas M. D. Anderson Cancer CenterThe Woman's MuseumUCSD Cancer Center

Position HeldFinance CommitteeBoard of DirectorsBoard of DirectorsBoard of Directors, Exec. CommitteeBoard of DirectorsCouncil of GraduatesScientific Advisory BoardBoard of DirectorsBoard of DirectorsBoard of TrusteesBoard of DirectorsBoard of DirectorsPresident, Scientific CouncilScientific Advisory BoardHouston Regional BoardConsultantPresidentNationalAdvisory BoardScientific Advisory Board

PART 12

PositionHeld BvFilerFilerFilerSpouseFilerSpouseFilerSpouseFilerFilerSpouseFilerFilerFilerSpouseFilerFilerSpouseFiler

6t1012009 Supporting Schedule Part12

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Teras Ethics Commission P.O. Box 12070 Austin, Texas 787'11'2070

EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 13

D nor APPLTcABLE

ldentify any person who provided you with necessary transportation, meals, or lodging, as permitted under section 36.07(b)

of the Penal Code. in conneclion with a conference or similar evenl in which you rendered services, such as addressing an

audience or participating in a seminar, that were more than perfunctory. Also provide the amount of the expenditures on

transportation, meals, or lodging. You are not required to include items you have already reported as political contributions

on a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law (chapter 305 of the

Governmenl Code). For more information, see FORM PFS-INSTRUCTION GUIDE

1 pRovtoEn NAME AND ADDRESS

SEE ATTACHED DETAIL

2 Rnnourut $33,915.00

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SotwarE V66ion '1.0.8

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EXPENSES ACCEPTED UNDERHONOR,ARIUM EXCEPTION

Provider

PART 13

AmountAmerican Association for Cancer ResearchAmerican Radium SocietyGenentech BioOncology (Cadent Medical Communications)lntercultural Cancer CouncilNational Academies of ScienceNational Academies of Science (lran)National Academies of ScienceOhio State University Comprehensive Cancer CenterUniversity of Texas Southwestern Medical CenterYonsei University (Korea)

Total

2,332720

1,025535

1,62410,2211 ,976

577567

14,338

During the year, Filer received certain additional honoraria and expense reimbursementsfor scientific presentations and meetings. These presentations and meetings wereunrelated to Filer's official position as a public servant or his official duties and are,therefore, exempt from Penal Code section 36.07. Such activities are reported in Part 1A.

6t10t200s Supporting Schedule Part 13

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Texas Ethlcs Commission P.O. Box 12070 Austin, Texas 7 87 I 1 -207 O (512)463-5800 1-800-32s-8s06

PERSONAL FINANCIAL STATEMENTPARTS MARKED 'NOT APPLICABLE' BY FILER

Rather than printing a page for each Part the filer checked 'Not Applicable,' this page summarizes whether the'Not Applicable' checkbox was checked for each Part. lf the checkbox is checked next to a Part below, then no

pages for that Part should be present in lhe report. lf a checkbox is not checked, then pages for that Part

should be present in the report.

E run Part 14 - Sources of Occupational Income

El nn Part 18 - Retainers

fl run Part 2 - Stock

E Nn Part 3 - Bonds, Notes & Other Commercial Paper

E run Parl4 - Mutual Funds

fl rule Part 5 - Income from Interest, Dividends, Royalties & Rents

I run Part 6 - Personal Notes and Lease Agreements

D rule Part 7A - Interests in Real Property

E run Part 78 - lnterests in Business Entities

fl Nin Part 8 - Gifts

D Nn Part 9 - Trust Income

El run Part 10A - Blind Trusts

E rule Part 10B - Trustee Statement

El run Part 114 - Assets of Business Associations

EI run Part 11B - Liabilities of Business Associations

fl run Parl',2 - Boards and Executive Positions

E run Part 13 - Expenses Accepted Under Honorarium Exception

8 run Part 14 - Interest in Business in Common with Lobbyist

El run Part 15 - Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer

E run Part 16 - Representation by Legislator Before State Agency

8 NIA part 17 - Benefits Derived from Functions Honoring Public Servant

I run Part 18 - Legislative Continuances

TX-PFS Sonw8rs V€clon 1.0.8

Page 24: COVER SHEET Mr. JOHN REGEffiE JUN 302009 · PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Fifed in accordance with chapter 572 of the Government Code. PAGE # Page 1 of 15 FOr

l , tj

exas Ethics Commission P.O. Box '12070 Austin, Texas 78711-2070 s800 1-600-325-8506

PERSONAL FINANCIAL STATEMENT AFFIDAVIT

The law requires the personal financial statement to be verfied. The verfication page must have the signature of theindividual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notarypublic or other person authorized by law to administer oaths and affirmations. Without proper verification, the statementis not considered filed.

I swear, or affirm, under penalty of perjury, that this financial statement

covers calendar year ending December 31, 2008, and is true and conectand includes all information required to be reported by me under chapter572 of the Government Code.

hu-rt)Signature of Filer

AFFIX NOTARY STAMP / SEAL ABOVE

Sworn to and subscribed before me by this the e-{ a.yot ,20 6*,to certify which, witness my hand and seal of office.

/t A

Kr,,rn tAhT? I ̂ atuoLtrvarrria- n M@th

Pti"r"o**rom*J.i"fle ""nt f,Ue-ot omcer aOldr*steririg oath

"difrffi*_ Mod!,ibn TX-PFS Sonware VaElon 1.0.8