CORPORATE PARITY PRESENTS · Corporate Parity’s 3rd Annual Global Anti-Corruption and Compliance Summit seeks provide a unique platform for General Counsel, Chief Compliance Officers

CORRUPTIONAND COMPLIANCE SUMMIT

CORPORATE PARITY PRESENTS...WWW.CORPORATEPARITY.COM

ANTI -CORRUPTIONAND COMPLIANCE SUMMIT 3rd - 4th May 2018Amsterdam - The Netherlands

ANNUAL GLOBALrd3

CORPORATE PARITY PRESENTS...WWW.CORPORATEPARITY.COM

Sponsors:

KEY TOPICS:• A Review on Major Investigations and Upcoming Compliance Trends to Watch Out For

• An Investigation Into Corporate Fraudsters

• With the Rise of Shared Economy and Outsourcing: whose responsibility to ensure compliance?

• GDPR Implementation in May 2018 and its Implication in Compliance Management

• Legal Privilege and Its Implications in Cross Border Investigations

• Breakouts: High Risk Jurisdictions; Fraud and Money Laundering; Compliances Challenges with Disruptive Technology HILTON AMSTERDAM

AIRPORT SCHIPHOL

*To Be Announced

“The transformation Journey of Global Compliance in the 21st C. and Best Practices”

ANTI - CORRUPTION & COMPLIANCE SUMMIT

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www.corporateparity.com / +44 20 3129 1489 / [email protected]

Amsterdam - The Netherlands

We offer a wide range of sponsorship opportunities like:• Speaking slots to share your experience with a senior audience

• Exhibition locations to develop relationships with your target market • Marketing visibility to improve your reputation within the industry etc.

For more info about our sponsorship packages, please contact :[email protected]

or call: +44 203 129 6943

ARE YOU INTERESTED TO SPONSOR THIS EVENT?

Expected Speakers:

GAVIN WILLIAMSON Forensic Investigation Partner

BDO

KYRILL FARBMANNEuropean Compliance

DirectorMcDonald’s

IAN ROSSFinancial Crime Risk Specialist & Trainer

Detecta

ALFRED SPENCER IIIGroup Compliance

OfficerVEON

ELODIE CHALMERS *Global Head Anti-Bribery

& Corruption UBS

DR. KRISTINA ORTHMANNRegional Compliance Officer

- Europe (Nordics, Baltics, D-A-CH, IBE)

Schindler Deutschland AG & Co. KG

DR. SEBASTIAN LOCHENCompliance Officer, Head of

Awareness & PreventionThyssenkrupp AG

ALISSA MAXIMOVAGlobal Compliance Leader

(Open Reporting)GENERAL ELECTRIC

TIM RAINSEMEA Regional Leader, Security & Compliance Business Acceleration

Amazon

JEREMY SCOTT-JOYNT*CFE Anti-Corruption and

Fraud SpecialistBank of Montreal

HELEN LIGEON-KLANNAssistant General

CounselBDP International

LILY CHINNManaging Partner

Katten Muchin Rosenman LLP

Former DOJ Prosecuter

SAM TATEAssociate Managing Director,

Head of Anti-Corruption EMEA and Assistant General Counsel

Exiger

GUILLERMO CHRISTENSENPartner and Former CIAIntelligenceOfficer and Diplomat with the U.S.

State DepartmentBrown Rudnick

ChairmanPATRICK RAPPO

Partner and Former Headof the Bribery &Corruption

Divisions UK,SFOSteptoe and Johnson LLP

GUSTAVO L. MORALES OLIVER

Senior counselMarval, O’Farrell & Mairal

ISABELLE LANG PETITMENGINInternational Attorney specialized in governance, ethics and compliance, Former Criminal Judge and Former Deputy General Manager and Chief

Compliance OfficerState Street France

DAVID CAMPOS PAVON*Nestlé Business Excellence

& IS/IT General Counsel and Group Data Privacy Officer

Nestlé

THE RT HON SIR EDWARD GARNIER QC

Former UK Solicitor General, Chambers of Andrew Caldecott QC

One Brick Court

HANNAH VON DADELSZENHead of Fraud

The Serious Fraud Office

DIANNA JONESRegional Compliance Counsel - Western

HemisphereWood PLC

CECILIA MÜLLERTORBRAND

Program DirectorAward Winning Compliance Officer

Maritime Anti-CorruptionNetwork (MACN)

MARTIM DELLA VALLEGlobal Head of Compliance (Chief Compliance Officer),

Global Head of Antitrust and LitigationAB InBev

JOHN UPTONCivil Aerospace Head of Ethics and Compliance

Rolls Royce

RAUNO HOFFMANNHead Integrity &

Compliance, PoliciesNovartis International AG

CLAIRE TETART Head of Anti-Corruption

CertificationEthic Intelligence

RENAUD JAUNEDeputy Director

Agence Française Anticorruption

DANIEL SANDMANNHead of Customer Protection,

Regulatory Compliance & Integrity Culture

Allianz Group

SETH GASTWIRTHChief Compliance Officer

AkzoNobel Specialty Chemicals

TBCBDO


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2018 looks set to be another challenging year for compliance professionals, with ever increasing pressures from the markets they operate in, combined with an uptick in enforcement and international cooperation on Anti-Corruption matters. Faced with a bewildering array of new laws, regulations and guidance, many practitioners want to know what works well and how to introduce the best compli ance practices in their respective organisations in the most cost effective and innovative way.

Corporate Parity’s 3rd Annual Global Anti-Corruption and Compliance Summit seeks provide a unique platform for General Counsel, Chief Compliance Officers and other compliance professionals to hear from their peers, to learn best practices and to openly and freely discuss real life issues and solutions in an informal and relaxed setting. It promises to deliver timely and important insights for all those involved in compliance, irrespective of industry or jurisdiction.

INTRODUCTION

WHO SOULD ATTEND

• General Counsels

• Legal Counsels

• GM

• VPs

• Heads

• Directors

• Managers

• Compliance

• Anti-Bribery/Corruption

• Ethics

• Due Diligence

• Internal Audit

• Risk

• Audit

• Forensics

• HR

• Sales/Business

• Finance and Accounting

TARGET AUDIENCE

• All industries

ACCOUNTING, CONSULTING FIRMS & PRIVATE PRACTICE LAWYERS SPECIALISING IN:

• White Collar Crime

• Investigators

• Corporate Governance

• International Regulation & Compliance

CECILIA MÜLLERTORBRAND

Program DirectorAward Winning Compliance Officer

Maritime Anti-CorruptionNetwork (MACN)

Day 1 - 3rd May 2018



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Welcome Coffee

Chair´s Opening

8:30

8:50

GLOBAL ENFORCEMENT AND CHALLENGES

Networking And Refreshment Break10:20

The Everchaging Compliance Landscape, Global Overview: SFO; World Bank; OECD and DoJ (what are the big regulators doing)

9:00 Keynote

DAY 1Thursday

ChairmanPATRICK RAPPOSteptoe and Johnson LLP

Looking Back and Moving Forward: A Review on Major Investigations: British American Tobacco, Unaoil, FIFA, Petrobras and Upcoming Compliance Trends to Watch Out For

9:40 Panel Discussion

THE RT HON SIR EDWARD GARNIER QC Former UK Solicitor General, Chambers of Andrew Caldecott QCOne Brick Court

SAM TATEAssociate Managing Director, Head of Anti-Corruption EMEA and Assistant General CounselExiger

DANIEL SANDMANNHead of Customer Protection, Regulatory Compliance & Integrity CultureAllianz Group

HANNAH VON DADELSZENHead of FraudThe Serious Fraud Office




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Sapin II: The New French Anti-Corruption Law

• After one year’s enactment and the analysis of the French Anti-Corruption´s Agency Guidelines

10:50 Presentation

RISK MANAGEMENT AND 3RD PARTY MANAGEMENT

Ways to deal with Updates and Progress on international settlementsincluding US, UK DPAs and French Sapin II Law


Innovative Steps to take in Risk Management and 3rd Party Management

• Real life stories to share and to be discussed• Using predictive analytics and big data to closely monitor potential risks and redflags. What can compliance team do with the data collected?• What are the pains, the gains, uncertainties and questions. • Any takeaways?

12:00 Round Table Discussion

RAUNO HOFFMANNHead Integrity & Compliance, PoliciesNovartis International AG

DR. SEBASTIAN LOCHENCompliance Officer, Head of Awareness & PreventionThyssenkrupp AG

JOHN UPTONCivil Aerospace Head of Ethics and ComplianceRolls Royce

THE RT HON SIR EDWARD GARNIER QC Former UK Solicitor General, Chambers of Andrew Caldecott QCOne Brick Court

RENAUD JAUNEDeputy DirectorAgence Française Anticorruption



ISABELLE LANG PETITMENGINInternational Attorney specialized in governance, ethics and compliance, Former Criminal Judge and Former Deputy General Manager and Chief Compliance OfficerState Street France

ISABELLE LANG PETITMENGINInternational Attorney specialized in governance, ethics and compliance, Former Criminal Judge and Former Deputy General Manager and Chief Compliance OfficerState Street France




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With the rise of shared economy (Uber; Airbnb) and Outsourcing:

Whose responsibility to ensure compliance? (risk management)


HELEN LIGEON-KLANNAssistant General CounselBDP International

KYRILL FARBMANNEuropean Compliance DirectorMcDonald’s

Legal Privilege and Its Implications in Cross Border Investigations

• Carefully Navigate Privilege Protection in Multi-Jurisdiction Investigations• What does it mean to Corporates and the implications

14:30 Presentation

ALISSA MAXIMOVAGlobal Compliance Leader (Open Reporting)GENERAL ELECTRIC

12:50 Lunch Break

GUILLERMO CHRISTENSENPartner and Former CIAIntelligenceOfficer and Diplomat with the U.S.State DepartmentBrown Rudnick




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15:50 Networking and Refreshment Break

16:20 Learn and ShareA Recap session involving speakers and past participants

GUSTAVO L. MORALES OLIVERSenior counselMarval, O’Farrell & Mairal

DIANNA JONESRegional Compliance Counsel - Western HemisphereWood PLC

ISO 37001 - The Standard for Anti-Bribery Management Systems

• What is it?• Is it worthwhile getting certified? • What other standards can be used?

15:10 Presentation

CLAIRE TETART Head of Anti-Corruption CertificationEthic Intelligence

GUSTAVO L. MORALES OLIVERSenior counselMarval, O’Farrell & Mairal




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Chair’s Closing Remarks 18:00

Cocktail Reception18:15


17:00 Breakouts

High Risk Jurisdictions

Compliance Challenges Around The Globe

Financial Services IT Technologies and Supply Chain Management

M&A

Fraud and Money Laundering

• A review of major financial crimes and cyber attacks and what has gone wrong

• AML enforcement activities and updates, including advice on effective compliance

Compliance Challenges Surrounding Technology

An intensive discussionon the challenges toovercome as we enter anew age of IT andTechnology

MARTIM DELLA VALLEGlobal Head of Compliance (Chief Compliance Officer),

Global Head of Antitrust and Litigation

AB InBev

GUSTAVO L. MORALES OLIVER

Senior counselMarval, O’Farrell &

Mairal

DR. SEBASTIAN LOCHENCompliance Officer, Head of

Awareness & PreventionThyssenkrupp AG

SETH GASTWIRTHChief Compliance Officer

AkzoNobel Specialty Chemicals

SAM TATEAssociate Managing Director,

Head of Anti-Corruption EMEA and Assistant General Counsel

Exiger

DANIEL SANDMANNHead of Customer Protection,

Regulatory Compliance & Integrity Culture

Allianz Group

TBCBDO

Day 2 - 4th May 2018



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Welcome Coffee 8:30

Chair´s Opening 8:50

TECHNOLOGY TRENDS

10:20 Networking and Refreshment Break

DAY 2Friday

GDPR Implementation in May 2018 and its Implication in Compliance Management

9:00 Presentation

DAVID CAMPOS PAVON*Nestlé Business Excellence & IS/IT General Counsel and Group Data Privacy Officer Nestlé


DR. KRISTINA ORTHMANNRegional Compliance Officer - Europe (Nordics, Baltics, D-A-CH, IBE)Schindler Deutschland AG & Co. KG

Cyber Security and Internet of ThingsGlobal threat and what it means for compliance andrisk management


MODERATOR

TIM RAINSEMEA Regional Leader, Security & Compliance Business AccelerationAmazon

GUILLERMO CHRISTENSENPartner and Former CIAIntelligenceOfficer and Diplomat with the U.S.State DepartmentBrown Rudnick

IAN ROSSFinancial Crime Risk Specialist & Trainer Detecta




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investigations and sanctionsCombating Corruption Together

• What is Collective Action and what can it achieve?• What are government expectations as regards Collective Action, and what can the private sector do to promote it?• Specific examples of how to build a successful Collective Action, identify ing ‘success’ and making it sustainable.

10:50 Presentation

investigations and sanctionsInvestigative interviewing of Corporate Fraudsters. ‘Overcoming Hurdles and Heuristics’

• A study and presentation of sound guidance supporting robust and ethical investigative interviewing practices of corporate and government - level corruption suspects

• We establish what ‘investigative interviewing’ is - and what it is not!• We dismantle common barriers presented by corporate fraudsters who employ a

range of tactics to undermine an investigative interview implicit in that investigation• Certain models relating to corruption cases in this context are presented to support

11:20 Presentation

CECILIA MÜLLERTORBRANDProgram DirectorAward Winning Compliance OfficerMaritime Anti-CorruptionNetwork (MACN)

Investigations

• What red flags should you act on?• Scoping investigations• Legal privilege issues• Data protection issues• What the regulators expect• Where are the pitfalls• Whistleblow with skills

11:50 Q&A Session

ALFRED SPENCER IIIGroup Compliance OfficerVEON

KYRILL FARBMANNEuropean Compliance DirectorMcDonald’s

ALISSA MAXIMOVAGlobal Compliance Leader (Open Reporting)GENERAL ELECTRIC

IAN ROSSFinancial Crime Risk Specialist & Trainer Detecta

GAVIN WILLIAMSON Forensic Investigation PartnerBDO

INVESTIGATIONS AND SANCTIONS*Panelists will be answering questions suggested from delegates upon registration




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12:30 Lunch Break

14:10Settlements and Compliance Programme Improvements

• Dealing with the Regulators• Reaching Appropriate Settlements• Remedial Actions

Presentation

DIANNA JONESRegional Compliance Counsel - Western HemisphereWood PLC

LILY CHINNManaging PartnerKatten Muchin Rosenman LLPFormer DOJ Prosecuter

Enforcers & Lawyers Debate• Proposed Topic: Debate: Hot topics looked at from both sides of the table

14:50 All Audience Participation

Chair’s Closing Remarks 15:50

Interactive Coffee Break

* Panelists addressing burning concerns compiled fromdelegates upon registration

Sanctions Law, AML and Other Important Issues

• Overview of key international sanctions laws• AML and the new European Directive

13:30 Panel discussion

JOHN UPTONCivil Aerospace Head of Ethics and ComplianceRolls Royce

SETH GASTWIRTHChief Compliance OfficerAkzoNobel Specialty Chemicals

Documents

CORPORATE PARITY PRESENTS · Corporate Parity’s 3rd Annual Global Anti-Corruption and Compliance Summit seeks provide a unique platform for General Counsel, Chief Compliance Officers