Corporate Actions Profile

8/7/2019 Corporate Actions Profile

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HomePageLinksHOME;ADMINISTRATION;CHANGE PASSWORD;LOGOUT


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MenuNameHOME;PROFILE;REPORTS;ADMINISTRATION;HELP;LOGOUT


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TestRunFlag TestCaseID TestCaseDescY TestCase 1 Successfully Navigate to Upload Notification Page.

Y TestCase 2

Y TestCase 3

Y TestCase 4

Y TestCase 5

Y TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6

TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6


TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6

Check for error message when we click on save without fillingany of the fields.Checking for functionality of Browse button under UploadNotification page.

Successfully login into application as CA_User and Upload aNotification with Comparison = Yes and Sender Type = Issuer.

Successfully login into application as CA_User and Upload aNotification with Comparison = No and Sender Type =Custodian.

Select Corporate Action Type and verify the corresponding datefield required.


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TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6TestCase 6


TestCase 6TestCase 6TestCase 6TestCase 6

TestCase 6Select Corporate Action Type and verify the corresponding datefield required.


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MenuPath TargetDocument UnderlyingSecurityProfile;Upload NotificationUnderlying Corporate Action Notification

Profile;Upload NotificationUnderlying Corporate Action Notification

Profile;Upload NotificationUnderlying Corporate Action Notification

Profile;Upload NotificationUnderlying Corporate Action NotificatioWipro

Profile;Upload NotificationUnderlying Corporate Action Notificatio ICICI Bank

Profile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWipro

Profile;Upload NotificationProfile;Upload NotificationUnderlying Corporate Action NotificatioWipro





Profile;Upload Notification


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Profile;Upload NotificationProfile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWipro


Profile;Upload Notification

Profile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload NotificationUnderlying Corporate Action NotificatioWiproProfile;Upload Notification



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CorporateActionType LocalRecordDate Comparison

Ca 11;Nov;2008

Annual General Meeting \(AGM\)

AttachmentBankruptcyBond DefaultBonus Issue / Capitalization IssueCall on Intermediate Securities

Class ActionCompany OptionConsentConversionCoupon StrippingCourt MeetingDecrease in ValueDetachmentDisclosureDividend OptionDividend ReinvestmentDrawing

Dutch AuctionExchangeExchange OptionExtraordinary or Special General Meeting \(EGM; SGM\)Final MaturityFull Call/ Early RedemptionIncrease in ValueInstalment CallInterest PaymentInterest Payment with PrincipleIntermediate Securities DistributionLiquidation Dividend / Liquidation Payment

Maturity ExtensionMergerNon-US TEFRA D CertificationOdd Lot Sale / PurchaseOrdinary General Meeting \(OGM\)Other EventPari-passuPartial CallPartial Defeasance / Pre-funding


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Pay in KindPlace of IncorporationPriority IssuePut RedemptionRedenominationRemarketing Agreement

Repurchase OfferReverse Stock SplitRights Issue / Subscription Rights / Rights OfferScrip Dividend / PaymentShares Premium DividendSmallest Negotiable UnitSpin-Off Stock DividendStock SplitTax ReclaimTender / Acquisition / Takeover / Purchase Offer / BuybackTrading Status: Active

Trading Status: DelistedTrading Status: SuspendedWarrant ExerciseWithholding Tax Relief Certification

Worthless


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RequiredFields

Uploaded File;ISIN;Corporate Action Type;Sender Name

ISIN;Corporate Action Type;Sender Name

ISIN;Corporate Action Type;Sender Name

Effective Date

Local Record DateEffective Date

Local Record DateMeeting DateEffective Date

Meeting DateLocal Record Date

Effective DateLocal Record DateLocal Record DateEffective Date

Local Record DateLocal Record DateLocal Record DateMeeting DatePayment DatePayment DateLocal Record DatePayment DateLocal Record Date

Local Record DateLocal Record Date

Effective DateLocal Record DateLocal Record DateMeeting DateLocal Record DateEffective DatePayment Date


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Local Record DateEffective DateLocal Record Date

Payment DateLocal Record DateLocal Record DateLocal Record DateLocal Record DateEffective DateLocal Record DateLocal Record DateLocal Record DateLocal Record DatePayment Date

Payment Date

Effective Date


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ValidationMessage

Uploaded file should be PDF, Doc, Text or HTML file.;Field is Required.

Field is Required.

Field is Required.


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TestRunFl TestCaseID TestCaseDesc MenuPath Status ReceivedDReceivedDY TestCase1 Successfully Na Profile;Index Notification 01;Sep;20 14;Oct;200Y TestCase2 Verify the item's Profile;Index Notification Deleted 01;Sep;20 14;Oct;200Y TestCase2 Verify the item's Profile;Index Notification No Action 01;Sep;20 14;Oct;200Y TestCase2 Verify the item's Profile;Index Notification Non-Index 01;Sep;20 14;Oct;200Y TestCase2 Verify the item's Profile;Index Notification Return to I 01;Sep;20 14;Oct;200

Y TestCase3 Validate Calend Profile;Index Notification 01;Oct;20014;Oct;200Y TestCase4 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase4 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase5 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase5 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase5 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase5 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase5 Verify the item's Profile;Index Notification 01;Jan;20014;Oct;200Y TestCase6 Successfully nav Profile;Index Notification Non-IndexedY TestCase7 Add/Assign Corp Profile;Index Notification Non-IndexedY TestCase8 Add Corporate A Profile;Index Notification Non-IndexedY TestCase9 Assign notificatio Profile;Index Notification Non-Indexed

Y TestCase10 Delete Corporat Profile;Index Notification Non-IndexedY TestCase11 Successfully nav Profile;Index Notification Non-Indexed


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Source AssignedtoAllItems StatusInde SelectTarg IssuerNamCompariso SenderTypSourceNe Corporate88888

8FaxMT5998 Corporate8 Dividends8 Mergers and Acquisitions & HOLDRs8 Proxy8 Relationship ManagementFax Indexed Underlying Glaxo Yes Issuer Cash DividFax Indexed Underlying Glaxo No Issuer Annual GeFax Indexed Underlying Glaxo No Issuer Annual GeFax Indexed Underlying hsbc Yes Issuer Cash Divid

Fax Indexed Underlying Glaxo No Issuer Annual GeFax No Action Needed

All;Deleted;No Action Needed;Non-Indexed;Return to IMMR

All;Fax;MT599

All;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;


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MeetingDa Comments EventType SecondCA SecondISI SecondCo AGMISINsBMG4210D1020GB0030587504GB00B03QH698HK0010000088HK0101000591

DE0008402215AU000000HAO9

10;Dec;20 Automation Test Comments10;Dec;20 Test10;Dec;20 Test Existing Event10;Dec;20 Test Existing EvAnnual Ge RU000910 No

10;Dec;20 Test Existing Event

roxy;Relationship Management


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TestRunFlag TestCaseID TestCaseDesc

Y TestCase 1

Y TestCase 2

Y TestCase 3

Y TestCase 4

Y TestCase 5

Y TestCase 6

Y TestCase 7Profile - Underlying Notification' - verify Source values.

Y TestCase 8 Profile - Underlying Notification' - search by Source.

Y TestCase 9

Y TestCase 10 Profile - Underlying Notification' - search by ISIN.

Y TestCase 11

Y TestCase 12

Y TestCase 13Profile - Underlying Notification' - search by Custodian.

Y TestCase 14

Y TestCase 15

Y TestCase 16 Profile - Underlying Notification' - MT564 verification.Y TestCase 17 Profile - Underlying Notification' - IDC verification.Y TestCase 18 Profile - Underlying Notification' - MT566 verification.

Y TestCase 19Y TestCase 20 Profile - Underlying Notification' - MT599 verification.

Y TestCase 21

Y TestCase 22

Y TestCase 23

Successfully Navigate to Profile- Underlying NotificationSearch Page.Verify listed items under Processing Status in Profile -Underlying Notification Search page.Profile - Underlying Notification' - search by Processing

Status.Profile - Underlying Notification' - search by ReceivedDate Range.Profile - Underlying Notification' - verify Assigned ToUser Groups values.Profile - Underlying Notification' - search by Assigned ToUser Groups.

Profile - Underlying Notification' - verify Exceptionvalues.

Profile - Underlying Notification' - search by UnderlyingSecurity Name.Profile - Underlying Notification' - search by CorporateAction Type.

Profile - Underlying Notification' - upload document toBNYM issuer, assign to an underlying event and add toanother underlying event.

Profile - Underlying Notification' - upload document tonon-BNYM issuer, assign to an underlying event.

Upload a swift message(source-MT568) and verify thesame in the Underlying Notification screen.

Profile - Underlying Notification' - change ProcessingStatus to 'No Action Needed' .Profile - Underlying Notification' - Assign an'Unassigned' underlying notification to an underlyingevent.

Profile - Underlying Notification' - Delete an underlying

event assignment to an underlying notification.


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MenuPath AllItemsofVariousField

PROFILE;Underlying Notification

PROFILE;Underlying Notification All;Assigned;Deleted;No Action Needed;Return to IMMR;Unassigned





PROFILE;Underlying Notification All;Documents;Fax;IDC;MT564;MT566;MT568;MT599PROFILE;Underlying Notification

PROFILE;Underlying Notification All;No;Yes







PROFILE;Underlying NotificationPROFILE;Underlying NotificationPROFILE;Underlying Notification

PROFILE;Underlying NotificationPROFILE;Underlying Notification




All;Corporate Actions and Unsponsored;Dividends;Mergers andAcquisitions & Holdrs;Proxy;Relationship Management


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SelectAssignedUser FromDate ToDate Exception ISIN

11;Nov;2005 10;Feb;2009

11;Nov;2008 10;Dec;2008

Yes;No

INE075A01022

Corporate Actions and Unsponsored;Dividends 1;Sep;2008

1;Jan;2009 29;Jan;20091;Jan;2009 29;Jan;20091;Jan;2009 29;Jan;2009

1;Jan;2009 29;Jan;20091;Jan;2009 4;Mar;2009


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SelectCAType Custodian ProcessingStatus InitialProcessingStatus FinalProcessingStatus

Ca

ICICI

Unassigned

Unassigned

AssignedAssignedAssigned

AssignedAssigned

Unassigned No Action Needed

Unassigned

Assigned


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TargetDocument UnderlyingSecurity CorporateActionType

Wipro

Cash Dividend

Underlying Corporate Action Notification Bayer Schering Pharma Final Maturity

Underlying Corporate Action Notification HDFC Annual General Meeting \(AGM\)

Underlying Corporate Action Notification Glaxo Annual General Meeting (AGM)

Underlying Corporate Action Notification Wipro Cash Dividend


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LocalRecordDate MeetingDate PaymentDate AssignedtoUserGroups

28;Oct;2008 Corporate Actions and Unsponsored

14;Oct;2008

Corporate Actions and Unsponsored

9;Dec;2008 Dividends

Corporate Actions and Unsponsored;Dividends;Mergers andAcquisitions & HOLDRs;Proxy;Relationship Management


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EventType Comparison Source EventDate

Documents;Fax;IDC;MT564;MT566;MT568;MT599

No

New Event No Documents 15;Oct;2008

MT564IDCMT566

MT568MT599

Existing Event No

No Documents


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ValidationError Comments

Comments Changing the Processing Status Value


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TestRunFlagNNNNN

NNNNNNNNNNNN

NNNNNNNNNNNN

NNNNNNYYYYY


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TestCaseDescProfile - Underlying Event' - search with default values.Profile - Underlying Event' - search by Processing Status.Profile - Underlying Event' - search by Processing Status.Profile - Underlying Event' - search by Processing Status.Profile - Underlying Event' - search by Processing Status.

Profile - Underlying Event' - search by Processing Status.Profile - Underlying Event' - search by Processing Status.Profile - Underlying Event' - verify non-editable fields in CA Event Details.Profile - Underlying Event' - verify non-editable fields in CA Event Details for ca_inquiry group .Profile - Underlying Event' - verify non-editable fields in CA Event Details for ca_admin group .Profile - Underlying Event' - verify non-editable fields in CA Event Details for ca_control_group.Profile - Underlying Event' - search by Received Date Range.Profile - Underlying Event' - search by Owner.Profile - Underlying Event' - search by Owner.Profile - Underlying Event' - search by Owner.Profile - Underlying Event' - search by Owner.Profile - Underlying Event' - search by Owner.

Profile - Underlying Event' - search by Owner.Profile - Underlying Event' - change Owner.Profile - Underlying Event' - change Owner.Profile - Underlying Event' - search by Corporate Action Type.Profile - Underlying Event' - search by ISIN.Profile - Underlying Event' - search by Underlying Security Name.Profile - Underlying Event' - search by Event Name.Profile - Underlying Event' - search by Event Name.Profile - Underlying Event' - verify Corporate Action Event header fields.Profile - Underlying Event' - verify NotificationsProfile - Underlying Event' - verify link from underlying event to notification.Profile - Underlying Event' - verify Prefill function.

Change the Status of an Event from 'Assigned' status to 'Unapproved'Profile - Underlying Event' - Status change from 'Pending' to 'Unapproved' for CA type- 'Repurchase Offer'.Profile - Underlying Event' - Status change from 'Unapproved' to 'Approved'.Profile - Underlying Event' - Status change from 'Approved' to 'Cancelled'.Profile - Underlying Event' - Status change from 'Unapproved' to 'Rejected'.Profile - Underlying Event' - Status change from 'Pending' to 'No Action Needed'.'Profile - Underlying Event' - delete an Underlying Event with notifications'.'Profile - Underlying Event' - verify buttons and links on underlying event.'Profile - Underlying Event' - verify buttons and links on underlying event for user group 'ca_prod_mgmt'.'Profile - Underlying Event' - verify buttons and links on underlying event for user group 'ca_prod_mgmt'.

Profile - Underlying Event' - RM certification button verification.


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TestCaseID MenuPathTestCase1 Profile;Underlying EventTestCase2 Profile;Underlying EventTestCase2 Profile;Underlying EventTestCase2 Profile;Underlying EventTestCase2 Profile;Underlying Event

TestCase2 Profile;Underlying EventTestCase2 Profile;Underlying EventTestCase3 Profile;Underlying EventTestCase4 Profile;Underlying EventTestCase5 Profile;Underlying EventTestCase6 Profile;Underlying EventTestCase7 Profile;Underlying EventTestCase8 Profile;Underlying EventTestCase8 Profile;Underlying EventTestCase8 Profile;Underlying EventTestCase8 Profile;Underlying EventTestCase8 Profile;Underlying Event

TestCase8 Profile;Underlying EventTestCase9 Profile;Underlying EventTestCase9 Profile;Underlying EventTestCase10 Profile;Underlying EventTestCase11 Profile;Underlying EventTestCase12 Profile;Underlying EventTestCase13 Profile;Underlying EventTestCase13 Profile;Underlying EventTestCase14 Profile;Underlying EventTestCase15 Profile;Underlying EventTestCase16 Profile;Underlying EventTestCase17 Profile;Underlying Event

TestCase18 Profile;Underlying EventTestCase19 Profile;Underlying EventTestCase20 Profile;Underlying EventTestCase21 Profile;Underlying EventTestCase22 Profile;Underlying EventTestCase23 Profile;Underlying EventTestCase24 Profile;Underlying EventTestCase25 Profile;Underlying EventTestCase26 Profile;Underlying EventTestCase26 Profile;Underlying EventTestCase27 Profile;Underlying Event


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AllItemsInProcessingStatus ProcessingStatus EventName

All;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved ApprovedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved CancelledAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved No Action NeededAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved Pending

All;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved RejectedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved UnapprovedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved ApprovedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved ApprovedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved ApprovedAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved Approved

ArcelorMittalArcArcelorMittalArcelorMittal

All;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved Approved ArcelorMittalAll;Approved;Cancelled;No Action Needed;Pending;Rejected;Unapproved Pending ANZ

Axis BankBritish Sky Br

Unapproved British Sky Br ApprovedUnapprovedPendingUnapprovedPending Ultrapar Pending Ultrapar Approved Royal Bank of Pending PTT Explorati


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Owner RecievedDateFrom RecievedDateTo

30;Jan;2009

30;Jan;200930;Jan;2009

30;Jan;200930;Jan;200930;Jan;200930;Jan;200910;Oct;2008 14;Nov;2008

Corporate Actions and Unsponsored 1;Sep;2007 14;Oct;2008Dividends 1;Sep;2008 14;Oct;2008Mergers and Acquisitions & HOLDRs 1;Sep;2007 14;Oct;2008Proxy 1;Sep;2007 14;Oct;2008

Relationship Management 1;Sep;2007 14;Oct;2008Corporate Actions and Unsponsored 1;Sep;2007 14;Oct;2008Dividends 1;Sep;2007 14;Oct;2008

Dividends 1;Sep;2007 16;Nov;2008

adcastingadcasting

6;Jan;2008 14;Feb;20086;Jan;20081;Jun;2008 14;Jun;2008

Scotlandn and Production

Not Owned


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CorporateActionType ISIN UnderlyingSecurityName

Other EventOther EventAnnual General Meeting (AGM)

AT0000903851Wipro

Cash Dividend Axis BankRepurchase Offer British Sky BroadcastingRepurchase Offer British Sky Broadcasting

Dividends


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AllItemsInOwner

All; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship Man

All; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship ManAll; Not Owned;Corporate Actions and Unsponsored;Dividends;Mergers and Acquisitions & HOLDRs;Proxy;Relationship Man


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Related_ISIN MenuPathForNotification TargetDocument LocalRecordDate

INE075A01022

Profile;Upload Notification Underlying Corporate Action Notification 14;Oct;2008Profile;Upload Notification Underlying Corporate Action Notification


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MoveToEventName Comparison PaymentD Mandatory Comment

No FilledNo 1;Jan;2009Filled

Automation TestingANZ


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TestCaseID TestRunFlagTestCase1 YTestCase2 YTestCase3 YTestCase4 YTestCase5 Y

TestCase6 YTestCase7 YTestCase8 YTestCase9 YTestCase10 YTestCase11 YTestCase12 YTestCase13 YTestCase14 YTestCase15 YTestCase16 YTestCase17 Y


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TestCaseDescSuccessfully Navigate to Profile - Relationship Manager Certification Search Page.Search the Reports for 'Relationship Manager Certification' based on 'Event Name'.Verify items under 'Corporate Action Type' dropdown and search the Reports for 'Profile - Relationship Manager CertificationSearch the Reports of 'Profile - Relationship Manager Certification Search' based on 'Corporate Action Type-Cash Dividend '.Search the Reports of 'Profile - Relationship Manager Certification Search' based on 'Corporate Action Type-Dividend Option'

Search the Reports of 'Profile - Relationship Manager Certification Search' based on 'Corporate Action Type-Stock Dividend 'Verify default value under 'Relationship Manager NY' dropdown and search the Reports for 'Profile - Relationship Manager CVerify default value under 'Country' dropdown and search the Reports for 'Profile - Relationship Manager Certification SearchVerify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Verify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Verify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Verify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Verify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Verify items listed under 'Region' dropdown' and search the Reports for 'Profile - Relationship Manager Certification Search'Check for the functionality of the 'clear' button'.Verify Relationship Manager can certify one or more dividend events.Verify Relationship Manager can certify one or more dividend events.


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MenuPath EventName CorporateActionTypeProfile;Relationship Manager CertificationProfile;Relationship Manager Certification aProfile;Relationship Manager CertificationProfile;Relationship Manager Certification Cash DividendProfile;Relationship Manager Certification Dividend Option

Profile;Relationship Manager Certification Stock DividendProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager CertificationProfile;Relationship Manager Certification ArcelorMittalProfile;Relationship Manager Certification Kobe Steel, Ltd Cash DividendProfile;Relationship Manager Certification Balrampur Chini Mills Limited Cash Dividend

All


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RelationshipManagerNy Country Region CATypeOptions

Bermuda

Asia-PacificEEMEALatin AmericaOrphan RegionWestern Europe

Coultas, Dan Bermuda Asia-Pacific

All;Cash Dividend;Dividend Option;Stock Dividend

All

All


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RegionOptions SelectEventName

Kobe Steel, LtdBalrampur Chini Mills Limited

All;Asia-Pacific;EEMEA;Latin America;Orphan Region;Western Europe


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TestRunFlag TestCaseID TestCaseDesc

Y TestCase 1

Y TestCase 2

Y TestCase 3

Y TestCase 4

Y TestCase 5

Y TestCase 6

Y TestCase 7

Y TestCase 8

Y TestCase 9

Y TestCase 10

Successfully Navigate to Bulk Move screen and check for the Cancel button.To check for the existence/non-existence of the Bulk Movebutton for the following : Approved Event CancelledEvent No Action Needed Event Pending Event

Rejected EventSuccessfully Navigate to Bulk Move screen for a PendingEvent and select all notifications.Successfully Navigate to Bulk Move screen and search for the CA Events based on Event NameSearch for the CA Events based on Event Date and verifythe Date calendar in the Bulk Move screenSuccessfully Navigate to Bulk Move screen and search for the CA Events based on Corporate Action TypeSuccessfully Navigate to Bulk Move screen search for theCA Events based on ISINBulk move the notifications assigned from an event to

another event.Partial Bulk move of the notifications assigned from oneevent to another.Verify that the information in the Underlying Event screenmatches with the Bulk Move screen.


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MenuPath UnapprovedEventName ApprovedEventN CancelledEventN

PROFILE;Underlying Event Aiful

PROFILE;Underlying Event Banco Ita ARM ARM

PROFILE;Underlying Event

PROFILE;Underlying Event Nomura




PROFILE;Underlying Event Sumitomo Electric Industries

PROFILE;Underlying Event Banco Ita

PROFILE;Underlying Event Royal Dutch Shell plc


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NoActionEventNaPendingEventNa RejectedEventNaEventName EventDate CorporateActionType

ANZ Bank ANZ Bank Axis Bank

ABIL

Acom

7;Nov;2008

AGM

Acom

Acom


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ISIN

SE


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UploadNotificationAnnual General Meeting (AGM)AttachmentBankruptcyBond DefaultBonus Issue / Capitalization Issue

Call on Intermediate SecuritiesCapital Gains DistributionCash DividendChangeClass ActionCompany OptionConsentConversionCoupon StrippingCourt MeetingDecrease in ValueDetachment

DisclosureDividend OptionDividend ReinvestmentDrawingDutch AuctionExchangeExchange OptionExtraordinary or Special General Meeting (EGM; SGM)Final MaturityFull Call / Early RedemptionIncrease in ValueInstalment Call

Interest PaymentInterest Payment with PrincipleIntermediate Securities DistributionLiquidation Dividend / Liquidation PaymentMaturity ExtensionMerger Non-US TEFRA D CertificationOdd Lot Sale / PurchaseOrdinary General Meeting (OGM)Other EventPari-passuPartial Call

Partial Defeasance / Pre-fundingPay in KindPlace of IncorporationPriority IssuePut RedemptionRedenominationRemarketing AgreementRepurchase Offer Reverse Stock Split


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Rights Issue / Subscription Rights / Rights Offer Scrip Dividend / PaymentShares Premium DividendSmallest Negotiable UnitSpin-Off Stock Dividend

Stock SplitTax ReclaimTender / Acquisition / Takeover / Purchase Offer / BuybackTrading Status: ActiveTrading Status: DelistedTrading Status: SuspendedWarrant ExerciseWithholding Tax Relief CertificationWorthless