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Maxim Q1
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1
CORPORATE ACCESS: SELECTION OF RECENT EVENTS FROM
Q1- 2014
TECHNOLOGY/MEDIA/TELECOM
LIBERTY MEDIA (LMCA) / SIRIUS XM HOLDINGS INC (SIRI) CALL WITH JOHN TINKER OF MAXIM
GROUP
GRUPO TELEVISA, SAB (TV) NON DEAL ROADSHOW WITH HEAD OF IR, CARLOS MADROZO AND
MAXIM GROUP LLC IN NEW YORK
MEDIA TRENDS DINNER WITH MAXIM GROUP LLC IN NYC
ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC
IN MINNEAPOLIS
ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC
IN DENVER
AEREO, INC. (PRIVATE CO) GROUP LUNCH WITH FOUNDER & CEO, CHET KANOJIA, AND MAXIM
GROUP LLC IN BOSTON
ORMAT TECHNOLOGIES, INC. (ORA) NON DEAL ROADSHOW WITH VP OF CORP FINANCE, MRS. SMADAR LAVI, AND MAXIM GROUP LLC IN NYC
WESTELL TECHNOLOGIES (WSTL) NON DEAL ROADSHOW WITH CEO, RICHARD S. GILBERT & CFO, TOM MINICHIELLO AVAILABLE FOR MEETINGS AND GROUP LUNCH IN NYC
HEMISPHERE MEDIA GROUP, INC. (HMTV) CEO & PRESIDENT, ALAN J. SOKOL, AVAILABLE FOR 1-ON-1 MEETINGS IN NYC
HEALTHCARE
MAXIM GROUP'S SENIOR HEALTHCARE ANALYSTS, ANTHONY VENDETTI, BRYAN BROKMEIER, JASON
KOLBERT, AND ECHO HE AVAILABLE FOR 1 ON 1 MEETINGS DURING THE JPM HEALTHCARE
CONFERENCE IN SAN FRANCISCO
AGENUS INC. (AGEN) NON DEAL ROADSHOW WITH CHAIRMAN & CEO, DR. GARO ARMEN, PH.D, AVAILABLE FOR MEETINGS IN SAN FRANCISCO
PLURISTEM (PSTI) NON DEAL ROADSHOW WITH CEO, ZAMI ABERMAN, CFO, YAKY YANAY AND
KARINE KLEINHAUS, MD, MPH AVAILABLE FOR MEETINGS IN SAN FRANCISCO
MAXIM GROUP HEALTHCARE INVESTMENT BANKING AND RESEARCH TEAM COCKTAIL RECEPTION IN
SAN FRANSISCO
HARVARD APPARATUS REGENERATIVE TECH INC (HART) AVAILABLE FOR MEETINGS IN SAN
FRANCISCO
BIOAMBER INC. (BIOA) GROUP LUNCHEON THROUGH MAXIM GROUP WITH CEO, JEAN-FRANÇOIS
HUC & EVP, MIKE HARTMANN IN NYC
2
IMMUNOCELLULAR THERAPEUTICS, LTD. (IMUC) NON DEAL ROADSHOW WITH CEO & DIRECTOR, ANDREW GENGOS, AVAILABLE FOR MEETINGS IN NYC
SOLIGENIX, INC. (SNGX) NON DEAL ROADSHOW WITH CEO, CHRISTOPHER SCHABER AND MAXIM
GROUP LLC IN NEW YORK
ATHERSYS INC. (ATHX) NON DEAL ROADSHOW WITH CEO, DR. GIL VAN BOKKELEN, PHD AND
MAXIM GROUP LLC IN NYC
PLURISTEM THERAPEUTICS, INC. (PSTI) NON DEAL ROADSHOW WITH CFO, YAKY YANAY AND
MAXIM GROUP LLC IN LONDON
CUTERA INC. (CUTR) PRESIDENT & CEO, KEVIN CONNORS, AVAILABLE ONLY FOR GROUP LUNCH IN
NYC
PLURISTEM THERAPEUTICS, INC (PSTI) NON DEAL ROADSHOW WITH CEO, ZAMI ABERMAN AND IR, DR. KARINE KLEINHAUS WITH MAXIM GROUP LLC IN NY
MAXIM'S SENIOR LIFE SCIENCE TOOLS & DIAGNOSTICS ANALYST, BRYAN BROKMEIER, CFA
MARKETING IN MILWAUKEE & CHICAGO
FLUIDIGM CORPORATION (FLDM) NON DEAL ROADSHOW WITH MANAGEMENT IN THE PACIFIC NW
AND CALIFORNIA
ZELTIQ AESTHETICS, INC. (ZLTQ) NON DEAL ROADSHOW WITH CEO, MARK J. FOLEY, AVAILABLE
FOR MEETINGS IN DENVER
SENIOR AESTHETIC DEVICE ANALYST, ANTHONY VENDETTI, AVAILABLE FOR 1-ON-1 CLIENT
MEETINGS DURING THE AAD CONFERENCE IN DENVER
REGENERATIVE MEDICINE INVESTOR DAY CO-HOSTED BY MAXIM GROUP LLC AND PIPERJAFFRAY
WITH FEATURED SPEAKERS: SILVIU ITESCU, CEO OF MESOBLAST, PERRY KARSEN, CEO OF CELGENE
CELLULAR THERAPEUTICS & ERIC ROMAN, GM, RESEARCH & APPLIED MARKETS OF GE HEALTHCARE
LIFE SCIENCES IN NY
ENERGY
US ENERGY INDUSTRY NON-DEAL ROADSHOW & LUNCH WITH BENTEK ENERGY MANAGER, SUZANNE
MINTER IN NYC
US ENERGY INDUSTRY DINNER WITH BENTEK ENERGY OIL AND GAS CONSULTING MANAGER, SUZANNE MINTER & EQT OFFICER, PAT KANE IN NYC
US ENERGY INDUSTRY LUNCH WITH BENTEK ENERGY OIL & GAS CONSULTING MANAGER, SUZANNE
MINTER IN BOSTON
NORTHWEST NATURAL GAS (NWN) LUNCHEON WITH PRESIDENT & CEO, GREGG KANTOR IN NYC
MAXIM GROUP’S SENIOR ENERGY ANALYST, RONALD BARONE, MARKETING IN NYC/CT
INTERSTATE NATURAL GAS ASSOCIATION OF AMERICA INGAA ENERGY LUNCHEON WITH PRESIDENT
& CEO OF INGAA, DON SANTA AND MAXIM GROUP LLC IN NYC
ENERGY LONG/SHORT IDEA DINNER WITH MAXIM GROUP'S SENIOR ENERGY ANALYST, RONALD
BARONE, IN NYC
PAULA GANT, U.S. DEPT OF ENERGY DEPUTY ASSISTANT SECRETARY FOR OIL & NATURAL GAS, ONLY
AVAILABLE FOR LUNCH MEETING IN NYC
INDUSTRIALS & INFRASTRUCTURE
3
MASTEC INC (MTZ) NON DEAL ROADSHOW WITH TREASURER & VP OF INVESTAR RELATIONS, J. MARC LEWIS AND MAXIM GROUP LLC IN CONNECTICUT
SHIPPING
STAR BULK CARRIERS CORP (SBLK) NON DEAL ROADSHOW WITH CEO, SPYROS CAPRALOS & CFO, SIMOS SPYROU, AVAILABLE FOR MEETINGS IN NYC & BOSTON
EUROSEAS, LTD. (ESEA) NON DEAL ROADSHOW WITH MAXIM GROUP LLC IN NEW YORK
8TH ANNUAL INVEST IN INTERNATIONAL SHIPPING FORUM IN NYC
CONSUMER
MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN BOSTON
MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN WEST COAST
MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN MIDWEST
FINANCIAL SERVICES
MVC CAPITAL, INC. (MVC) NON DEAL ROADSHOW WITH CHAIRMAN & PORTFOLIO HEAD, MICHAEL
TOKARZ AND MAXIM GROUP LLC IN NYC
THE COMMUNITY BANK INVESTOR CONFERENCE AT MAXIM HEADQUARTERS