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1 CORPORATE ACCESS: SELECTION OF RECENT EVENTS FROM Q1- 2014 TECHNOLOGY/MEDIA/TELECOM LIBERTY MEDIA (LMCA) / SIRIUS XM HOLDINGS INC (SIRI) CALL WITH JOHN TINKER OF MAXIM GROUP GRUPO TELEVISA, SAB (TV) NON DEAL ROADSHOW WITH HEAD OF IR, CARLOS MADROZO AND MAXIM GROUP LLC IN NEW YORK MEDIA TRENDS DINNER WITH MAXIM GROUP LLC IN NYC ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC IN MINNEAPOLIS ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC IN DENVER AEREO, INC. (PRIVATE CO) GROUP LUNCH WITH FOUNDER & CEO, CHET KANOJIA, AND MAXIM GROUP LLC IN BOSTON ORMAT TECHNOLOGIES, INC. (ORA) NON DEAL ROADSHOW WITH VP OF CORP FINANCE, MRS. SMADAR LAVI, AND MAXIM GROUP LLC IN NYC WESTELL TECHNOLOGIES (WSTL) NON DEAL ROADSHOW WITH CEO, RICHARD S. GILBERT & CFO, TOM MINICHIELLO AVAILABLE FOR MEETINGS AND GROUP LUNCH IN NYC HEMISPHERE MEDIA GROUP, INC. (HMTV) CEO & PRESIDENT, ALAN J. SOKOL, AVAILABLE FOR 1- ON-1 MEETINGS IN NYC HEALTHCARE MAXIM GROUP'S SENIOR HEALTHCARE ANALYSTS, ANTHONY VENDETTI, BRYAN BROKMEIER, JASON KOLBERT, AND ECHO HE AVAILABLE FOR 1 ON 1 MEETINGS DURING THE JPM HEALTHCARE CONFERENCE IN SAN FRANCISCO AGENUS INC. (AGEN) NON DEAL ROADSHOW WITH CHAIRMAN & CEO, DR. GARO ARMEN, PH.D, AVAILABLE FOR MEETINGS IN SAN FRANCISCO PLURISTEM (PSTI) NON DEAL ROADSHOW WITH CEO, ZAMI ABERMAN, CFO, YAKY YANAY AND KARINE KLEINHAUS, MD, MPH AVAILABLE FOR MEETINGS IN SAN FRANCISCO MAXIM GROUP HEALTHCARE INVESTMENT BANKING AND RESEARCH TEAM COCKTAIL RECEPTION IN SAN FRANSISCO HARVARD APPARATUS REGENERATIVE TECH INC (HART) AVAILABLE FOR MEETINGS IN SAN FRANCISCO BIOAMBER INC. (BIOA) GROUP LUNCHEON THROUGH MAXIM GROUP WITH CEO, JEAN-FRANÇOIS HUC & EVP, MIKE HARTMANN IN NYC

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Page 1: Corporate Access Q1 2014

1

CORPORATE ACCESS: SELECTION OF RECENT EVENTS FROM

Q1- 2014

TECHNOLOGY/MEDIA/TELECOM

LIBERTY MEDIA (LMCA) / SIRIUS XM HOLDINGS INC (SIRI) CALL WITH JOHN TINKER OF MAXIM

GROUP

GRUPO TELEVISA, SAB (TV) NON DEAL ROADSHOW WITH HEAD OF IR, CARLOS MADROZO AND

MAXIM GROUP LLC IN NEW YORK

MEDIA TRENDS DINNER WITH MAXIM GROUP LLC IN NYC

ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC

IN MINNEAPOLIS

ELLIE MAE INC. (ELLI) NON DEAL ROADSHOW WITH CFO, EDWARD LUCE AND MAXIM GROUP LLC

IN DENVER

AEREO, INC. (PRIVATE CO) GROUP LUNCH WITH FOUNDER & CEO, CHET KANOJIA, AND MAXIM

GROUP LLC IN BOSTON

ORMAT TECHNOLOGIES, INC. (ORA) NON DEAL ROADSHOW WITH VP OF CORP FINANCE, MRS. SMADAR LAVI, AND MAXIM GROUP LLC IN NYC

WESTELL TECHNOLOGIES (WSTL) NON DEAL ROADSHOW WITH CEO, RICHARD S. GILBERT & CFO, TOM MINICHIELLO AVAILABLE FOR MEETINGS AND GROUP LUNCH IN NYC

HEMISPHERE MEDIA GROUP, INC. (HMTV) CEO & PRESIDENT, ALAN J. SOKOL, AVAILABLE FOR 1-ON-1 MEETINGS IN NYC

HEALTHCARE

MAXIM GROUP'S SENIOR HEALTHCARE ANALYSTS, ANTHONY VENDETTI, BRYAN BROKMEIER, JASON

KOLBERT, AND ECHO HE AVAILABLE FOR 1 ON 1 MEETINGS DURING THE JPM HEALTHCARE

CONFERENCE IN SAN FRANCISCO

AGENUS INC. (AGEN) NON DEAL ROADSHOW WITH CHAIRMAN & CEO, DR. GARO ARMEN, PH.D, AVAILABLE FOR MEETINGS IN SAN FRANCISCO

PLURISTEM (PSTI) NON DEAL ROADSHOW WITH CEO, ZAMI ABERMAN, CFO, YAKY YANAY AND

KARINE KLEINHAUS, MD, MPH AVAILABLE FOR MEETINGS IN SAN FRANCISCO

MAXIM GROUP HEALTHCARE INVESTMENT BANKING AND RESEARCH TEAM COCKTAIL RECEPTION IN

SAN FRANSISCO

HARVARD APPARATUS REGENERATIVE TECH INC (HART) AVAILABLE FOR MEETINGS IN SAN

FRANCISCO

BIOAMBER INC. (BIOA) GROUP LUNCHEON THROUGH MAXIM GROUP WITH CEO, JEAN-FRANÇOIS

HUC & EVP, MIKE HARTMANN IN NYC

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IMMUNOCELLULAR THERAPEUTICS, LTD. (IMUC) NON DEAL ROADSHOW WITH CEO & DIRECTOR, ANDREW GENGOS, AVAILABLE FOR MEETINGS IN NYC

SOLIGENIX, INC. (SNGX) NON DEAL ROADSHOW WITH CEO, CHRISTOPHER SCHABER AND MAXIM

GROUP LLC IN NEW YORK

ATHERSYS INC. (ATHX) NON DEAL ROADSHOW WITH CEO, DR. GIL VAN BOKKELEN, PHD AND

MAXIM GROUP LLC IN NYC

PLURISTEM THERAPEUTICS, INC. (PSTI) NON DEAL ROADSHOW WITH CFO, YAKY YANAY AND

MAXIM GROUP LLC IN LONDON

CUTERA INC. (CUTR) PRESIDENT & CEO, KEVIN CONNORS, AVAILABLE ONLY FOR GROUP LUNCH IN

NYC

PLURISTEM THERAPEUTICS, INC (PSTI) NON DEAL ROADSHOW WITH CEO, ZAMI ABERMAN AND IR, DR. KARINE KLEINHAUS WITH MAXIM GROUP LLC IN NY

MAXIM'S SENIOR LIFE SCIENCE TOOLS & DIAGNOSTICS ANALYST, BRYAN BROKMEIER, CFA

MARKETING IN MILWAUKEE & CHICAGO

FLUIDIGM CORPORATION (FLDM) NON DEAL ROADSHOW WITH MANAGEMENT IN THE PACIFIC NW

AND CALIFORNIA

ZELTIQ AESTHETICS, INC. (ZLTQ) NON DEAL ROADSHOW WITH CEO, MARK J. FOLEY, AVAILABLE

FOR MEETINGS IN DENVER

SENIOR AESTHETIC DEVICE ANALYST, ANTHONY VENDETTI, AVAILABLE FOR 1-ON-1 CLIENT

MEETINGS DURING THE AAD CONFERENCE IN DENVER

REGENERATIVE MEDICINE INVESTOR DAY CO-HOSTED BY MAXIM GROUP LLC AND PIPERJAFFRAY

WITH FEATURED SPEAKERS: SILVIU ITESCU, CEO OF MESOBLAST, PERRY KARSEN, CEO OF CELGENE

CELLULAR THERAPEUTICS & ERIC ROMAN, GM, RESEARCH & APPLIED MARKETS OF GE HEALTHCARE

LIFE SCIENCES IN NY

ENERGY

US ENERGY INDUSTRY NON-DEAL ROADSHOW & LUNCH WITH BENTEK ENERGY MANAGER, SUZANNE

MINTER IN NYC

US ENERGY INDUSTRY DINNER WITH BENTEK ENERGY OIL AND GAS CONSULTING MANAGER, SUZANNE MINTER & EQT OFFICER, PAT KANE IN NYC

US ENERGY INDUSTRY LUNCH WITH BENTEK ENERGY OIL & GAS CONSULTING MANAGER, SUZANNE

MINTER IN BOSTON

NORTHWEST NATURAL GAS (NWN) LUNCHEON WITH PRESIDENT & CEO, GREGG KANTOR IN NYC

MAXIM GROUP’S SENIOR ENERGY ANALYST, RONALD BARONE, MARKETING IN NYC/CT

INTERSTATE NATURAL GAS ASSOCIATION OF AMERICA INGAA ENERGY LUNCHEON WITH PRESIDENT

& CEO OF INGAA, DON SANTA AND MAXIM GROUP LLC IN NYC

ENERGY LONG/SHORT IDEA DINNER WITH MAXIM GROUP'S SENIOR ENERGY ANALYST, RONALD

BARONE, IN NYC

PAULA GANT, U.S. DEPT OF ENERGY DEPUTY ASSISTANT SECRETARY FOR OIL & NATURAL GAS, ONLY

AVAILABLE FOR LUNCH MEETING IN NYC

INDUSTRIALS & INFRASTRUCTURE

Page 3: Corporate Access Q1 2014

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MASTEC INC (MTZ) NON DEAL ROADSHOW WITH TREASURER & VP OF INVESTAR RELATIONS, J. MARC LEWIS AND MAXIM GROUP LLC IN CONNECTICUT

SHIPPING

STAR BULK CARRIERS CORP (SBLK) NON DEAL ROADSHOW WITH CEO, SPYROS CAPRALOS & CFO, SIMOS SPYROU, AVAILABLE FOR MEETINGS IN NYC & BOSTON

EUROSEAS, LTD. (ESEA) NON DEAL ROADSHOW WITH MAXIM GROUP LLC IN NEW YORK

8TH ANNUAL INVEST IN INTERNATIONAL SHIPPING FORUM IN NYC

CONSUMER

MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN BOSTON

MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN WEST COAST

MAXIM'S SENIOR RETAIL ANALYST, RICK SNYDER, MARKETING IN MIDWEST

FINANCIAL SERVICES

MVC CAPITAL, INC. (MVC) NON DEAL ROADSHOW WITH CHAIRMAN & PORTFOLIO HEAD, MICHAEL

TOKARZ AND MAXIM GROUP LLC IN NYC

THE COMMUNITY BANK INVESTOR CONFERENCE AT MAXIM HEADQUARTERS