COR Letter to Etrade 1

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COR letter to Etrade 1

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  • www.goberhilgers.com

    October 20, 2015 Firm: E*Trade Clearing LLCAttn: Matthew Murray, COO

    Harborside Financial Center501 Plaza 2Jersey City, NJ 07311

    Re: COR Clearing LLC v Calissio Resources, Inc., Case No. 8:15-cv-00317-LES-FG3, in the U.S. District Court, District of Nebraska

    Dear Firm:

    We are giving you notice of COR Clearing LLC's ("COR Clearing") request to the Federal Court in Omaha, Nebraska to appoint a Receiver over Calissio Resources, Inc. ("Issuer"). COR Clearing has no relationship to the Issuer and in fact is adverse to it in the above-referencedlawsuit.

    We understand that your Firm on behalf of its customer may have been credited a dividend. Because a dividend may have been erroneously identified to be paid to certain shareholders that were not entitled to the dividend, the Receiver shall follow DTCC Rules, and: 1) instruct the Depository Trust Clearing Corporation ("DTCC") to reverse the dividend that was issued, and 2) identify which shareholders are entitled to the dividend and use the Issuers proceeds to pay the shareholders that are entitled to the dividend. Your Firm may file a response with the Court prior to the appointment of the Receiver. Attached is a copy of the Court's Notice Order and related submissions.

    If you have any questions, please feel free to call the undersigned.

    Sincerely,

    Michael T. Hilgers

    Case 2:15-cv-08980-JLL-JAD Document 1-6 Filed 12/31/15 Page 1 of 1 PageID: 55