Constructivist Grounded Theory Methodology

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    Constructivist

    Grounded

    TheoryMethodology

    PREPARED BY JOHN N. ABLETIS

    DEPARTMENT OF SOCIOLOGY AND ANTHROPOLOGY

    POLYTECHNIC UNIVERSITY OF THE PHILIPPINES-STA. MESA

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    What is Grounded Theory

    Methodology? as Qualitative Data Analysis (QDA) Method (see

    Charmaz 2006, 2012)

    as Research Strategy (RS) for systematic, iterative,and exhaustive gathering and analysis of data until no newrelevant concepts and dimensions emerge. (see Denzin &Lincoln 2011)

    Grounded Theory is an inductive methodology. Although manycall Grounded Theory a qualitative method, it is not. It is a

    general method. It is the systematic generation oftheory from systematic research. It is a set of rigorousresearch procedures leading to the emergence of conceptual

    categories. (Ground Theory Institute 2014)

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    What is Grounded Theory

    Methodology?

    Study of a concept(Glaser 2010)

    Study of (a) process(es) (Charmaz 2006) Study of a basic process in context(Strauss & Corbin

    1998; Corbin & Strauss 2008; cf Clarke 2007 for

    situation)

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    Main Varieties

    Objectivist/Classical GTM (see Glaser & Strauss 1967; seehttp://www.groundedtheory.com/what-is-gt.aspx)

    Post-positivist GTM (see Strauss & Corbin 1990, 1998)

    Constructivist GTM (see Charmaz 2000, 2005, 2006, 2008, 2011,

    2012; Bryant & Charmaz 2007; cf Corbin & Strauss 2008)

    Situational Analysis/Postmodernist GTM (see Adele Clark 2003,2006, 2007; interpretivist Clarke 2014:50; seehttp://clarkessituationalanalysis.blogspot.com/)

    [W]hether you judge a specific study to be constructivist orobjectivist depends on the extentto which its keycharacteristics conform to one tradition or the other.(Charmaz 2006:130)

    http://www.groundedtheory.com/what-is-gt.aspxhttp://clarkessituationalanalysis.blogspot.com/http://clarkessituationalanalysis.blogspot.com/http://www.groundedtheory.com/what-is-gt.aspxhttp://www.groundedtheory.com/what-is-gt.aspxhttp://www.groundedtheory.com/what-is-gt.aspxhttp://www.groundedtheory.com/what-is-gt.aspxhttp://www.groundedtheory.com/what-is-gt.aspx
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    What is common among

    different versions of GTM? emergentresearch process

    taking care not to force data by delayingintensive lit review

    immediate analysis after collecting initial data through coding(open coding/line-by-line coding) and memo-writing

    writing memosfor each concept (its characteristics/propertiesand dimensions), pattern, and relationship

    constant comparative method between codes, categories

    and concepts

    theoretical sampling until saturation of concepts

    build grounded theoryinstead of mere description

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    Towards constructing middle-range(Charmaz 2006) orsubstantive(Cobrin & Strauss 2008) theories. For formal theorybuilding, see works of Barney Glaser.

    For quali or/and quanti data from single or mixed methods

    (pragmatic; toolkit approach Snape & Spencer 2003; totake advantage of fortuitous events Strauss & Corbin1998:203)

    Can be used in conjunction with other RS/QDA

    Open to other theories

    GTM and Symbolic Interaction as Theory-Method Package(Clarke 2007; cf Corbin & Strauss 2008; Charmaz 2005;Chamberlain-Salaun, Mills & Usher 2010)

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    Reminder in using and

    mixing methodsMethodologies are designed to do certain things and, withusage over time, have attained a certain degree ofcredibility when used in a manner consistent with the

    design. To mix up different methodologies, or use onlycertain procedures and not other, erodes at thatcredibility. (Corbin & Strauss 2008:303)

    - GTM researchers need to explain their inquiry process

    because the theory development depends on theparticipants involved, because qualitative methods are notuniformly agreed upon... [and because in] groundedtheory, there is more than one version of how researcherscan go about implementing procedures (Chiovitti & Piran,

    2003, p. 428). (Mruck & Mey 2007:518)

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    Constructivist GTM-Ontology

    Realism/Obdurate reality[T]hat the empirical world can "talk back" to our pictures of it orassertions about it--talk back in the sense of challenging andresisting, or not bending to, our images or conceptions of it. Thisresistance gives the empirical world an obdurate character that isthe mark of reality... that both calls for and justifies empirical

    science. (Blumer1969:22-23)

    This Pragmatist position does not at all lead to radical relativism(as currently in one version of postmodernism)... One is that truth isequivalent to for the time being this is what we knowbut

    eventually it may be judged partly or even wholly wrong... I realizedthere is no one reality out there waiting to be discovered (Geertz,1973); however, I do believe there are external events... AsSchawndt (1998) states, One can reasonably hold that conceptsand ideas are invented (rather than discovered) yet maintain thatthese inventions correspond to something in the real world (p.

    237). (Corbin & Strauss 2008:4,10)

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    Constructivist GTM-Ontology

    The constructivist view assumes an obdurate, yet ever-changing world but recognizes diverse local worlds andmultiple realities, and addresses how peoples actions affecttheir local and larger world. (Charmaz 2006:132)

    My use of constructivism assumes the existence of anobdurate, real world that may be interpreted in multipleways. I do not subscribe to the radical subjectivism assumedby some advocates of constructivism. Consistent with Marx, I

    assume that people make their worlds but do not make themas they please. Rather, worlds are constructed underparticular historical and social conditions that shape ourviews, actions, and collective practices. (Charmaz2008:409)

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    Constructivist GTM-Epistemology

    However, it is not the event itself that is the issue in our studies,because each person experiences and gives meaning to eventsin light of his or her own biography or experiences....I agree withthe constructivist viewpoint that concepts and theories areconstructed by researchers out of stories that are constructed byresearch participantswho are trying to explain and make sense

    out of their experiences and/or lives. (Corbin & Strauss 2008:10)

    My constructionist approach makes the following assumptions:(1) Reality is multiple, processual, and constructedbutconstructed under particular conditions; (2) the research process

    emerges from interaction; (3) it takes into account theresearchers positionality, as well as that of the researcherparticipants; (4) the researcher and researched coconstruct thedatadata are aproduct of the research process, not simplyobserved objects of it. Researchers are part of the researchsituation, and their positions, privileges, perspectives, andinteractions affect it... (Charmaz 2008:402)

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    Use of Theory As sensitizing concepts

    [T]hat the concepts of our discipline are fundamentally sensitizinginstruments. Hence, I call them "sensitizing concepts" and put them incontrast with definitive concepts... A definitive concept refers preciselyto what is common to a class of objects, by the aid of a clear definitionin terms of attributes or fixed bench marks. This definition, or the benchmarks, serve as a means of clearly identifying the individual instance ofthe class and the make-up of that instance that is covered by the

    concept. A sensitizing concept lacks such specification of attributes orbench marks and consequently it does not enable the user to movedirectly to the instance and its relevant content. Instead, it gives theuser a general sense of reference and guidance in approachingempirical instances. Whereas definitive concepts provide prescriptionsof what to see, sensitizing concepts merely suggest directions alongwhich to look... (Blumer 1954:7)

    Or metaphors... a way of looking at the world more thantestable propositions(Fine 1984:240)

    theoretical agnosticism (Henwood & Pidgeon 2003:138quoted in Charmaz 2006:165)

    There is a difference between an OPEN MIND and an empty head.(Dey 1999:251 quoted in Charmaz 2006; Bryant & Charmaz 2007)

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    Research problemand opening

    research questions

    Initial memos

    refiningconceptualcategories

    Advanced memosrefining

    conceptualcategories

    Furthertheoretical

    sampling ifneeded

    Sensitizing concepts and general disciplinary perspectives

    Re-examinationof earlier data

    Adopting certaincategories astheoretical concepts

    Initial codingdata collection

    Theoretical

    Sampling seekspecific new data

    Theoretical memo-writing and further

    refining of concepts

    Sorting memos

    Integrating memosdiagramming

    concepts

    Data collection--Focused coding

    Writing the firstdraft

    Slightly modified text fromCharmaz 2006:11

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    Theoretical Sampling initial sampling provides a point of departure (Charmaz

    2006:100) in search for conceptsand their propertiesand dimensions

    starts immediately after analysis of first set of data; arising gaps indata and analysis will guide the researcher about where tosample next; follow theoretical leads.

    Use TS (Charmaz 2006:104) To delineate properties of a category

    To check hunches about categories

    To saturate properties of a category

    The clarify relationship between emerging categories

    To identify variation in a process involves abduction(discovery of new relationship), deduction

    (subordinating a case to a known rule), qualitative induction(associating a case with a known rule)(Reichertz 2007; cfCharmaz 2013, 2008, 2006)

    Theoretical saturationof concepts (evidence based)

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    InternationalNationalCommunityOrganizational and Institutional

    Sub-Organizational, Sub-InstitutionalGroup, Collective IndividualsInteractionAction Pertaining to a Phenomenon

    Conditional/Consequential Matrix (Corbin & Strauss 2008:94)

    The Matrix consists of a series of concentric and interconnected circles with arrows going bothtoward and away from the center. The arrows represent the intersection ofconditions/consequences and the resulting chain of events. Conditions move toward andsurround the inter/action, representing how the consequences of any inter/action move frominter/action to change or ad to conditions in often diverse and unanticipated ways.... TheMatrix is meant only to be a conceptual guide and not a definitive procedure. The Matrix can

    be modified to fit each study and data. (Corbin & Strauss 2008:93)

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    Process in data is represented by sequences of action/interaction/emotions changing inresponse to sets of circumstances, events, or situations... not all process is developmental orprogressive. It can be chaotic. It can move upward for a while, then turn downward, or it may

    proceed circularly. (Corbin & Strauss 2008:98)

    Visual Representation of Process (Corbin & Strauss 2008:99)

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    Evaluating GT

    Fit, grab, work, modifiability (Bryant 2014)

    Rigor and Credibility (Corbin & Strauss 2008:300-301)

    intimate familiarity, originality, resonance, carefulengagement of relevant literature (Charmaz2006:182-183)

    How are you going to answer theSo what question?

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