Upload
foredi-manjakani
View
50
Download
9
Tags:
Embed Size (px)
DESCRIPTION
Human population growth, immigration, and the development of infrastructure threaten the integrity of natural protected areas in tropical regions. We reconstructed the history and functioning of a communally regulated riverine tree-capture system on the border of Manu National Park, Peru, and analyzed it using the theory of common pool resources. Our thesis is that the 'roving bandits' of the pre-park era have developed into a 'harbor-gang', with potential protective benefits for the park itself.
Citation preview
CONSERVATION IN SOUTHEASTERN PERUVIAN
AMAZON: TWO APPROACHES
RENZO GIUDICE
Thesis submitted for the degree of MSc by Research
University of East Anglia
School of Biological Sciences
September 2009
This copy of the thesis has been supplied on condition that anyone who consults it is understood to recognize that its copyright rests with the author and that no quotation from the thesis, nor any information derived therefrom, may be published without the author's prior, written consent. !
II
SUMMARY
Human population growth, immigration, and the development of infrastructure
threaten the integrity of southeastern Peruvian Amazon and its forest ecosystems
services. The present work presents two studies that explore two different
approaches to support ongoing conservation efforts in the region. First, using the
theory of common pool resources I analyzed the functioning of a common
property regime that allows a group of individuals to use and govern a forestry
resource in a sustainable, efficient, and equitable manner. Key attributes of the
resource and its units, users, and the governance system, as well as of the social
and economic contexts, were identified to facilitate this functioning. As results
indicate, the strengthening of common property regimes for managing natural
resources could prove useful for resolving people-park conflicts and maximizing
benefits from the flow of natural resources out of protected areas into buffer
zones. Second, I developed a spatially explicit model based on (1) the effect of
population growth and secondary roads on deforestation rates and (2)
DINAMICA, a stochastic cellular automata model that simulates deforestation
based on a set of spatial variables. The model successfully allowed defining a
baseline projection of the amount and location of expected deforestation. This
baseline is necessary for establishing RED projects (Reducing Emissions from
Deforestation) and negotiating the corresponding carbon credits. Considering the
relatively high potential revenues (up to US$1612.4M) that would be eventually
obtained, a regional RED project could compensate the opportunity costs of
preserving large tracks of forests within the region.
III
ACKNOWLEDGEMENTS
First of all, to Dr Douglas W. Yu, my competent supervisor, for his constant
support and patient dedication to teach me how to correct and improve my work.
Some of his advices were not only utterly helpful for designing my research,
analyzing results, and writing the thesis, but also for life.
To my friend and colleague Chris Kirkby, for the long hours of important
discussions on the development of the deforestation model and the use of
DINAMICA.
To Dr Britaldo Soares-Filho, who kindly welcomed me at the Centro de
Sensoramiento Remoto at the Universidade Federal de Minas Gerais where I
developed part of the deforestation model and to his team, especially to Rafaella
Almeida Silvestrini and Hermann Rodrigues, who patiently taught me how to
improve my use and understanding of DINAMICA.
To Dr Rob Williams from the Frankfurt Zoological Society, for his motivation
and invaluable help provided to undertake the research at Boca Manu.
To my family, for their unconditional and infinite support in all conceivable
aspects. For patiently dealing with my stressful and irritable days. Not a single
piece of this work would have been possible without their encouraging
motivation.
To Mickelly, my partner in love, life, and friendship, without doubt this work is
product of her effort too.
IV
To Andrea Santy and the Russell E. Train Education for Nature Program at
World Wildlife Fund, for providing the Fellowship to attend University of East
Anglia.
To the University of East Anglia, for providing an International Scholarship to
reduce tuition fees.
V
Table of Contents!
Chapter 1:
Tropical biodiversity protection from a ‘harbor gang:’ a case study of
the riverine tree capture system in Manu National Park, Peru...............1
SUMMARY ..................................................................................................1
Introduction ..................................................................................................3
Methods.........................................................................................................9 Study site and brief history ................................................................................ 9 Interviews & Questionnaires ........................................................................... 12 Total trees captured.......................................................................................... 14 Costs, revenues, and profits ............................................................................. 15
The effect of assigning single sales categories to appropriators .................... 18
Results .........................................................................................................19 The history of the tree capture activity........................................................... 19
Users and the appropriation of floating trees ................................................. 19 Organization of the tree capture activity ........................................................ 22 Population growth and its consequences ........................................................ 25 A new institutional setting.............................................................................. 29 Evolution of the rotation system..................................................................... 31 Perceived benefits and costs of the rotation system ....................................... 32 Rule breaking, sanctions, and monitoring ...................................................... 33
Financial Benefits.............................................................................................. 35 The number and volume of captured trees between 2005 and 2007 .............. 35 The value of logs, lumber, and boats for 2006-2007 season .......................... 37
Discussion....................................................................................................38 Common property regimes and the Boca Manu system ............................... 39 Factors favoring the emergence of a CPR regime ......................................... 43 Monitoring and sanctioning ............................................................................. 48 A demographic challenge to the future of the Boca Manu CPR .................. 50
Conclusions .................................................................................................50
Acknowledgements.....................................................................................52
References ...................................................................................................54
Figures and Tables .....................................................................................59
Appendix 1 ..................................................................................................74
Chapter 2:
Modeling the effect of population growth and secondary road expansion
along the new Interoceanica Sur highway of southeastern Peruvian
Amazon........................................................................................................85
SUMMARY ................................................................................................85
Introduction ................................................................................................88
Methods.......................................................................................................93 Study area and context ..................................................................................... 93
VI
Model development........................................................................................... 95 General approach............................................................................................ 95 Relationship between population, population growth and deforestation rates........................................................................................................................ 96 Deforestation allocation................................................................................ 102
Results .......................................................................................................126 Total deforestation .......................................................................................... 127 Deforestation within PAs................................................................................ 128
Tambopata National Reserve (TNR)............................................................ 129 Bahuaja Sonene National Park (BSNP) ....................................................... 130 Amarakaeri Communal Reserve (ACR)....................................................... 130 Manu National Park (MNP) ......................................................................... 131
Deforestation within FCs................................................................................ 131
Discussion..................................................................................................132
Acknowledments ......................................................................................138
References .................................................................................................139
Figures and Tables ...................................................................................147
Appendix 1 ................................................................................................193
CHAPTER 1
TROPICAL BIODIVERSITY PROTECTION FROM A ‘HARBOR
GANG:’ A CASE STUDY OF THE RIVERINE TREE CAPTURE
SYSTEM IN MANU NATIONAL PARK, PERU
RENZO GIUDICE1, DOUGLAS W. YU1,2
1 School of Biological Sciences, University of East Anglia, Norwich, Norfolk NR47TJ, UK
2 State Key Laboratory of Genetic Resources and Evolution; Ecology, Conservation, and
Environment Center (ECEC), Kunming Institute of Zoology, Chinese Academy of Science,
Kunming, Yunnan, 650223, China
SUMMARY
Human population growth, immigration, and the development of
infrastructure threaten the integrity of natural protected areas in tropical
regions. We reconstructed the history and functioning of a communally
regulated riverine tree-capture system on the border of Manu National Park,
Peru, and analyzed it using the theory of common pool resources. Our thesis
is that the 'roving bandits' of the pre-park era have developed into a 'harbor-
gang', with potential protective benefits for the park itself. A shared past and
successful history in managing a common resource, local arenas for
harvesting and conflict resolution, state-level recognition, a small number of
participants, the existence of mutual monitoring and sanctioning, and a set
of rules that limit access and govern behavior have all facilitated the
emergence and evolution of a common management regime and increased
efficiency and equity. We suggest that the strengthening of common
2
property regimes for managing natural resources could prove useful for
resolving people-park conflicts and maximizing benefits from the flow of
natural resources out of a protected area into buffer zones.
Keywords: Amazon, common property management regimes, common pool
resources, people-park conflicts, Boca Manu
3
INTRODUCTION
To social scientists, an institution is a set of rules and norms that organizes
activities and interactions among individuals by affecting the type of
information they can access and the kinds of incentives they face (Ferris &
Tang 1993; Smith 2002; Dietz et al. 2003). Rules are understood as
prescriptions that require, forbid, or permit specific actions and are
commonly known and used by a group of individuals to achieve order and
predictability within particular situations (Ostrom 1986), whereas shared
individuals’ perceptions of what actions are proper or not are defined as
norms (Crawford & Ostrom 1995; Smith 2002). Among institutions,
common pool resource (CPR) institutions deal with the issue of how
individuals organize their activities so as to avoid or mitigate the negative
outcomes (such as resource depletion and rent dissipation) of independent
action, when trying to maximize their own private benefits. CPRs are
natural or man-made resources that are sufficiently large so that it is costly
to exclude many potential users, and where one individual’s use of the
resource subtracts from its use by others (Ostrom 1990).
The process and consequences of organizing these institutions are
understood as collective actions, in which a group of individuals decides to
coordinate behavior to achieve a collective benefit (Ostrom 1990; Smith
2002). In the past, however, it was assumed that individuals were unable to
establish CPR institutions and therefore avoid the consequences of self-
interested behavior (Hardin 1968). Under this assumption, the only viable
solutions to CPR problems were thought to be nationalization or
privatization (Ostrom 1990; Quinn et al. 2007). The theoretical argument
4
that the lack of either state or private ownership always implies open access
(i.e. no limits on the use of resources) and leads inexorably to the ‘tragedy
of the commons’ (Hardin 1968), contributed to this assumption (Ostrom
1990).
However, much empirical as well as experimental research has proven the
contrary. Groups of individuals do engage in collective action to restrict
access to the commons by establishing rules for appropriation, monitoring,
and punishment activities, rules that apply to both the resource and the
institution itself (Ostrom 1990; Berkes 1992; Ostrom et al. 1994; White and
Runge 1995; Agrawal 2002; McCay 2002; Cardenas 2004; Quinn et al.
2007; Bowles 2008) (see http://dlc.dlib.indiana.edu/: accessed: February 15,
2009). Much progress has been made in identifying the types of rules,
resources, and resource users that are associated with successful collective
actions (Ostrom 1990; Ostrom et al. 1994; Agrawal 2002), but the debate
continues about the characteristics of the resource, its users, and the context
that influence the likelihood of success in collective management (Agrawal
2002) and about why and how collective action institutions initially emerge
and survive across time (White & Runge 1995; McCay 2002).
Much of the work trying to answer the question of how individuals engage
in creating and evolving collective actions has been based on the rational
choice theory of human behavior (Ostrom 1990; White & Runge 1995).
Each individual is assumed to have an internally consistent value system, to
be able to calculate the consequences of their choices, and to choose what is
best for their own interest (Dixit & Skeath 2004). If this is so, then each
5
individual should always weigh his or her private costs and benefits and
choose accordingly whether to cooperate or defect in a CPR situation
(Ostrom 1990). Ostrom (1990) uses a broad conception of rational action to
describe changes in human behavior that will lead to coordinated actions
and bases her individual internal choice model on four variables: expected
benefits, expected costs, internal norms, and discount rates. The norms are
affected by the shared norms held by others regarding specific types of
situations (Ostrom 1990; Crawford & Ostrom 1995). Similarly, the context
around any particular situation affects individual’s internal discount rates
(Ostrom 1990). Ostrom (1990) adds however that not all situations admit
the assumption of purely rational choice; in complex situations, individuals
are engaged in a trial and error process to improve the understanding of how
their actions affect costs and benefits.
The emergence of a collective action is also affected by the interdependence
of individuals who share a CPR (Ostrom 1990), thus forcing individuals to
act strategically. If individuals instead act independently, scarcity will likely
be the result, causing total net benefits to be less than those they would have
achieved had they coordinated their actions (Ostrom 1990). The use of
contingent strategies and reciprocity has therefore been recognized as
factors that favor the evolution and survival of cooperation. It is known that
when individuals learn that others are willing to collaborate for the good of
all, they also act cooperatively (Ostrom 1990). Individuals are also known to
undertake costly actions consistent with social norms, expecting that
someday these ‘banked favors’ will be reciprocated (White & Runge 1995).
However, a theoretical explanation about the likelihood of success in
6
collective actions lacks (Ostrom 1990). As an interim step to filling this
theoretical gap, Ostrom (1990) proposed a list of design principles to
describe the core conditions facilitating the achievement of institutional
robustness in CPR regimes. These principles, although probably not
sufficient in themselves to determine success (Morrow & Hull 1996;
Agrawal 2002), have been used to describe and analyze the rules and
relative performance of many CPR regimes (Morrow & Hull 1996; Quinn et
al. 2007).
Another interesting approach is used by White and Runge (1995), who
present a conceptual framework to explain the emergence of collective
action based on individual choices that are strongly embedded in particular
socio-cultural and physical systems. Under this approach, existing
interactions, such as conflicting claims over the resource and an unequal
distribution of benefits among individuals, define the status quo, which,
together with the socio-physical context, determine the factors affecting
three phases in the emergence of collective action. These three phases are:
(1) the challenge to the status quo and proposal of a collective action, (2)
individual choices to either defect or cooperate, and (3) the emergence and
evolution of action. A challenge to the status quo emerges because a current
situation is perceived to be inefficient, unfair, or both, and it involves an act
of either an endogenous or exogenous political leadership, which favors the
creation or redistribution of rights and duties (Guttman 1982). In the second
phase, individuals effectively cast votes to determine their cooperation or
defection, and in the third phase, collective action can emerge, conditional
on the voting result (White & Runge 1995). These three phases are recursive
7
and iterative, determining whether individuals will cooperate or defect and
determining the consequences of these individual choices. Similar to
Ostrom (1990), cooperation is contingent, in that individuals will probably
not undertake a coordinated action unless they believe that others will also
engage in the collective action (White & Runge 1995).
Important remarks about the emergence of CPR institutions are also made
by McCay (2002), who states that institutions for managing commons tend
to arise in situations where conflicting claims to CPR exist and where it is
perceived that there is a risk that access will be lost or that the resource will
deteriorate. He also argues that when trying to understand different scale
linkages among social groups, more attention should be given to the fact
that external forces could play an important and positive role in institutional
changes, such as those provided by governmental and non-governmental
organizations (NGOs) (Ostrom 1990; Morrow & Hull 1996). Finally,
McCay (2002) points out that in order to reduce the negative effects of free
riders, which reduce the number of cooperators and increase their costs,
institutional changes are best taken incrementally, starting small and cheap.
Using the above framework of collective actions for managing common
pool resources, I present and analyze the emergence and evolution of a
common-pool resource management regime in southeastern Amazonian
Peru. The forests lining the Manu watershed rivers in Manu National Park in
Peru provide floating trees of valuable timber species to a group of
individuals who collect and sell these trees. The trees fall into the rivers
because of riverine erosion, and the floating trees constitute the common
8
pool resource units of interest. Tree-capture activity began 45 years ago,
before the establishment of Manu Park in 1973, and at its inception,
behaved as a classic, open-access, free-for-all commons. Over the
intervening years though, many institutional changes have taken place, and
today, there is a closed list of authorized users who take turns to capture
trees, thus increasing profits and equitability.
I describe here how these changes came about, with reference to previous
work on the theory of the commons (Ostrom 1990; Ostrom 1992; Schlager
& Ostrom 1992; Ostrom et al. 1994; White & Runge 1995; Agrawal 2002;
Ostrom et al. 2007), and I present cost and benefit data from the 2006-2007
season regarding the number, volume, and species of trees captured as well
as three final products, raw logs, lumber, and boats, that are produced with
the captured trees. With this information, we derive some insight into how
the capture system has over time changed the efficiency and equity of
benefits distribution among users.
We believe that a theoretical analysis of how collective actions for
managing CPRs emerge and survive in the long run, as presented through
this case study, is of interest for practical conservation action, at least for the
Manu Park administration. Our thesis is that CPR institutions are useful for
managing and maintaining a flow of benefits from protected areas to
neighboring local human populations. Recognizing the conditions and
preconditions for successful CPR institutions could guide the decisions of
protected area managers who wish to avoid undermining such collective
actions, as well as suggesting new arrangements that could improve their
9
functioning, especially in the face of increasing human population growth
rates at the edges of protected areas (Wittemyer et al. 2008).
Immigration towards protected area edges has been suggested as being the
cause of this trend (as opposed to endogenous population growth), driven in
part by an increasing scarcity of ecosystem services far from protected areas
(Wittemyer et al. 2008). If this is true in the Peruvian Amazon, then we
should expect further immigration on the borders of Manu Park, since
deforestation, and, thus, deterioration of ecosystem services, is increasing
outside of protected areas in the region (Oliveira et al. 2007). As has been
shown, human populations bordering protected areas frequently have
negative impacts on biodiversity (Luck 2007). The state alone is unlikely to
be able to prevent immigration to and incursion of protected areas, but we
will suggest here that established common pool resource management
regimes will be able to, especially if they are supported by state (or even in
opposition to the state, see Ascue & Paricahua 2009). CPR regimes by
definition enforce limits on access to public resources, thus benefiting the
members of the CPR and also resulting in protective benefits for the
resource, in this case, protected areas. In the Peruvian Amazon at least, we
suggest that such a set of institutions could forge stewards in local
populations who will look after environmental and economic sustainability
at the edges of protected areas.
METHODS
Study site and brief history
The study area is located on the eastern border of the 1.7M Ha Manu
10
National Park (hereafter, MNP), located in southeastern Amazonian Peru, in
the Department (province) of Madre de Dios (Fig. 1). MNP covers the
watershed of the Manu River, which constitutes the core area of a United
Nations Educational, Scientific and Cultural Organization (UNESCO)
Biosphere Reserve, and is a World Heritage Site. Rainfall is seasonal (ca.
2100-2600 mm rain/yr), and the region is characterized by extensive tropical
rainforest, with a pronounced dry season from July to September (see also,
MacQuarrie 1992).
Two settlements, Boca Manu (12.266º S; 70.912º W) and the Isla de los
Valles Native Community (12.263º S; 70.917º W), are located just outside
MNP, at the mouth of the Manu River (Fig. 1). A Dominican Christian
mission originally established Boca Manu as San Luis del Manu in 1908
(MacQuarrie 1992) in the middle of the rubber boom era (ca. 1895-1917),
followed by depopulation after the collapse of rubber prices in 1921. In the
1950s, Boca Manu was resettled by timber and animal pelt traders. Sawmills
were set up on the lower Manu River to exploit cedro (tropical cedar,
Cedrela odorata L.) and caoba (tropical mahogany, Swietenia
macrophylla King) (Fig. 1).
The subsequent establishment of MNP in 1973 resulted in the expulsion of
hunters and sawmills from Manu, although Boca Manu was not completely
abandoned, and a group of Piro-speaking Amerindians, or Yines as they call
themselves, who had lived within Manu during the Rubber Boom and later
worked for hunters and timber traders, moved downstream and established
at both settlements. At this time, inhabitants of the area, including
11
colonos (Andean settlers), ribereños (settlers from other Amazon regions
within Peru), and Amerindians started to sell timber from naturally fallen
trees that were captured as they floated down the Manu River. Some
inhabitants of Boca Manu learned to build outboard motor canoes from the
timber, eventually supplying boats to a diverse set of buyers, from
researchers and tourism operators to regional gold miners and timber
traders. More recently, shops, gas stations, and a couple of hotels have been
established at Boca Manu to service the local ecotourism industry, and a
local airstrip, previously used for timber shipments and oil-exploration
activities, is now used to receive tourists. There are also several public
services, such as the primary and secondary schools, a healthcare post, a
police office, and government offices.
There are profound cultural and economic differences between the two
settlements. Most of inhabitants of Boca Manu (ca. 33 families, 160
persons) are mestizo colonists, people of mixed Amerindian, Andean and
ribereño descent, while the inhabitants of Isla de los Valles (23 families
embodied in three large groups, 85 persons) are primarily a group of Piro-
speaking people of mixed descent (mainly Yine), plus some Matsigenka
(Machiguenga) Amerindians and Andean colonists (the Rojas family).
Inhabitants of Boca Manu are mostly engaged in commerce and tourism
while the inhabitants of Isla de los Valles concentrate on subsistence
farming, hunting, fishing, and the collection of non-timber forest products.
Inhabitants of both settlements engage in selective timber extraction from
local standing forests. Asset poverty, in the form of chainsaws, boats, and
boat motors is common in Isla de los Valles, while in Boca Manu it is
12
difficult to find a household lacking either of those.
Interviews and Questionnaires
Open-ended interviews and structured questionnaires (Appendix 1) were
used to acquire background information on the individuals who engage in
the capture of floating trees (‘appropriators’), the financial costs and
benefits of capturing, transporting, and transforming the trees into final
products, and the organization of the tree-capture system. The interviews
sought qualitative information about the history and structure of the
organization: when and how it was established, the current appropriation
and sanctioning rules, and how the system evolved from a first-come-first-
serve to a rotation system for capturing trees. The interviews also tried to
define attributes of the resource, users, and the context that have contributed
with the emergence, evolution, and survival of the common property
regime.
Permission for the research project was granted in March 2007, during RG’s
first visit, by the Junta Directiva (board of directors) of the Asociación de
Artesanos Recolectores de Troncas Ecológicas de Boca Manu e Isla de los
Valles (Association of Craftsmen Gatherers of Ecological Trees in Boca
Manu and Isla de los Valles), which is the legal entity embodying its 46
members, hereafter referred to as the Association. Between March and
September 2007, I explained my research project individually to most of the
members of the Association, and I conducted open-ended interviews prior to
the questionnaires in order to gain confidence with the interviewees. Most
interviews took between forty minutes and an hour and questionnaires took
13
thirty minutes with each member. With some interviewees, volunteered
information caused interviews to take longer. In total, 15 subjects from Boca
Manu (13 males, 2 females, mean age 47.3, SD = 15.4), and 12 subjects
from Isla (10 males, 2 females, mean age 40.0, SD = 13.51) were
interviewed, out of a total of 46 Association-registered members (R. Catpo
& A. de la Cruz, unpublished). Nine members were absent during the study,
and the rest declined to be interviewed. I also conducted informal
conversations with two retired appropriators and with park guards at the
Limonal guard post, where the tree-capture activity takes place (Fig. 1). The
names of these 27 interviewees have been anonymized.
A second visit to the field was necessary in March 2009 to gather more data
on the evolution of the management system and to acquire information
directly from the previous Minutes Books where the Association keeps a
register of their meetings and internal and external agreements, mainly those
with the MNP administration.
Finally, fifteen other persons who have been involved with or aware of the
management system in one way or another were interviewed either to
confirm statements or to acquire more information about the past and
present functioning of the system. These included the 2007 administrative
head of MNP (hereafter referred to as the park chief, after the Spanish term
jefe del parque), previous MNP chiefs, other MNP administration members
and park guards, anthropologists who have conducted research in the area,
the staff of NGOs, and one previous member of the Agriculture Ministry
Office.
14
Total trees captured
The number, volume, and species of captured trees were obtained from a
register at Limonal guard post. Park guards, usually assisted by
appropriators, record this information after capture and once the flooding
event has passed so as to make this task easier and safer, and in the
meantime, the appropriators usually secure their trees to the riverbanks,
carving their initials for later identification. Park guards measure the trees
for maximum and minimum diameters and length and apply the Tabla
Oficial de Cubicación de Madera Rolliza (Official Table for Measuring
Round Wood) (INRENA, unpublished) to determine round and board feet
volumes (1m3 of round wood = 220 board feet of sawn wood, 52% yield).
Identification of the commercial tree species is determined from bark color,
texture, and wood color. Many of the park guards and appropriators have
worked as loggers somewhere else, so this task is considered
straightforward.
As might be expected, the records are incomplete. Sometimes, appropriators
remove trees without recording the capture, which potentially allows those
appropriators to re-enter the rotation system immediately (see Results).
Thus, the total volume recorded is always an underestimate. Secondly, only
in the 2006-2007 season was the record system expanded to include dates,
volumes, and appropriator names. These data are necessary in order to
calculate the variable capture costs and to estimate the distribution of
revenues. Thus, we present results from October 2006 through April 2007
on the number, volume, and species of trees registered as captured by 41
15
users during the 2006-2007 season. We also present total volumes captured
from January 2005 through April 2007. Unfortunately, given the informal
nature of the economy at Boca Manu, there are no statistics on tree capture
rates, costs, or financial returns before 2006, which precludes us from
comparing current estimates of profitability and distributional equity with
the situation that obtained when tree capture was an open-access system.
However, our interviews allow us to make some qualitative historical
comparisons.
Costs, revenues, and profits
Appropriators do not keep individual records of the final-product fates of
their captured trees: raw logs, boards, and boats. However, based on
interviews, we assigned each appropriator (n = 27) to the final-product class
that constituted ! 50% of their stated sales in previous seasons. We then
calculated the costs, revenues, and profits for each appropriator for each
product class, which means that we assume that each appropriator sold all
his/her captured trees as only one class of product. At the time we
conducted the research, not all the wood had been sold, so real sales could
not be obtained for the whole 2006-2007 season. We therefore assumed
remaining sales and prices were the same as the previous sales. For those
present at the study area but who could not be interviewed (n = 14),
classification was based on direct observations of their activities and verbal
information gathered from other appropriators, park guards, and villagers.
To estimate the costs of production, appropriators (n = 27), together with
two shop owners, provided a list of inputs and tools, together with prices
16
and depreciation lifetimes, for each activity (e.g., chainsaws) (Table 2).
When there was more than one price for each item I averaged these. All
prices were converted from Peruvian Nuevos Soles to US Dollars by using
the mean of the exchange rates of the last days of all months from October
2006 to April 2007 (US$ 1.00 = S/3.199), available on a Peruvian
government website (SUNAT 2009) http://www.sunat.gob.pe/cl-at-
ittipcam/tcS01Alias, accessed: 15 February 2009).
In addition, appropriators provided the required quantities of tools, inputs,
and labor regularly used to produce each final product class from captured
trees (e.g., chainsaw removal of branches and roots to produce raw logs).
We averaged the input estimates across appropriators and multiplied by
each input’s average price. In addition, some appropriators provided total
cost estimates for specific production stages, such as sawing 1000 board
feet, which were used when not enough information for the whole
production stage’s costs were available. When unpaid labor was employed,
such as with kin relations, we used 2007 local wages (US$6.25/day).
For the case of boats, a detailed list of tools and inputs is presented in Table
2 and is based on two days of direct observation and interviews with one
boat-seller while he was building two 15-m long boats. However, boats vary
in size (9 to 20 m) and in design, depending on the intended cargo (e.g.
timber or tourists), which causes production costs to vary. Furthermore,
some boat producers stated that prices could vary for the same boat design,
depending on the buyer’s perceived wealth (e.g. boats for tourism are more
expensive than those for gold miners). Boat producers did not record the
17
sizes and designs of their boat sales, so we applied the costs and prices of
the most frequently used design and size (15 m) to all boats produced. A
further complication is that each boat hull (the casco) is made from a fourth
of a hollowed-out trunk of the tree species Hura crepitans (Eurphorbiaceae),
known locally as catahua. Boat producers together captured only
seven catahuas (totaling 10,661 board feet (b.f.)) during the 2006-2007
season, which was not enough to use all the cedro they captured (58 trees;
69,400 b.f.) to build boats. This means that the rest would have to have been
purchased from other appropriators or from nearby villages, where one
could go and buy a standing catahua tree. The cost of a hull is therefore
different depending on whether boat builders used their own
captured catahuas or purchased them. If captured, the hull’s cost is based on
capture plus transformation costs. The cost of the captured catahua volume
for each individual is an average cost of all his/her captured board feet
during the season. This is calculated by dividing all 2006-2007 season’s
captured costs by each individual’s own total captured volume. On the other
hand, a purchased catahua's average cost is US$ 138.06 (SD = 40.05, n =
6), which is then divided by 4 to get the cost of the necessary volume
(~1,272 b.f.) to construct a hull.
Finally, for producers of boats (n = 9), raw logs (n = 15), and lumber (n =
17), individual costs are determined by the number of days spent waiting at
Limonal for floating trees. We calculated a mean visit of 3.00 (SD = 0.83, n
= 27) days, based on the interviews, which was used to calculate an
opportunity cost of wage labor. Revenues are a function of the number of
captured trees and their volumes, assuming that no cavities were found
18
within the trunks. The number of captured trees by each appropriator is a
function of the number of trees that float down the river (which in turn is a
function of riparian forest dynamics) and of the system for assigning those
trees to appropriators. Total revenues were derived by multiplying the
number of final products by their local average prices (raw logs: US$
0.22/b.f. (SD = 0.07, n = 14), boards: US$ 0.39/b.f: (SD = 0.03, n = 14), and
boats US$ 1,354.59 for 15m boats, (SD = 90.24, n = 3)). Total and per
capita profits were calculated by subtracting total costs from total revenues.
For all these calculations, we only include first-order transactions in order to
avoid double counting. That is why we did not take into account the revenue
that any board seller made by selling boards that were sawn from a log
purchased from one of the raw-log sellers. This simplification is equivalent
to assuming that all the production was sold to outsiders or to other villagers
but not to another appropriator (a zero multiplier).
The effect of assigning single sales categories to appropriators
As explained above, the individual revenues that we estimated are the
potential revenues assuming appropriators sold all their wood as one class of
final product. For example, based on interview results, we identified nine
boat-building specialists in Boca Manu. For these individuals, we assumed
that all trees captured were used to build and sell boats. This is a reasonable
assumption because boats add the most profit value to the wood, so we are
assuming that profit is maximized and that other inputs are not limiting
(e.g., nails, labor, etc.). Also, the identified lumber specialists do not have
the skills to build boats, and we observed that sellers of raw logs lack
19
chainsaws and other materials.
There are, nonetheless, other possible uses for the captured trees, for
example, as furniture or house building material or as informal currency in
exchange for rides to Limonal or as payment for chainsaw use. These uses
are not recorded in any detail by the appropriators, nor were formal records
kept of sales in the 2006-2007 season. Thus, our revenue and profit
estimates should be treated with caution.
RESULTS
The history of the tree capture activity
In this section we present the important events and context that led current
appropriators to develop a collective institution for managing the tree
capture activity, as well as how the MNP administration has been involved.
We also provide a qualitative and a quantitative analysis of the effects of the
current tree-capture system. Lastly, we describe how sanctioning and
monitoring are undertaken by the appropriators to regulate the system.
Users and the appropriation of floating trees
In the early 1960’s, the forests lining the Manu River constituted an open-
access resource for loggers and hunters, whose exploitation levels were
likely locally unsustainable (MacQuarrie 1992, see Methods). During these
years, settlers and natives, who had been working for sawmill owners or pelt
traders, also collected floating catahua, cedro, and caoba trees, an activity
that required the ability to identify the valuable trees out of the myriad that
floated down and paddle a dugout canoe alongside and pull the trees to the
20
riverbank, where a handsaw was used to trim the roots and branches (C.
Román, personal communication, May 22, 2007). Sales of these captured
trees supplemented the incomes of both groups and provided the raw
material for dugout canoes. In the same decade, some of the collectors
learned to build up the sides of dugout canoes with planks to build boats that
could take outboard motors (Fig. 2).
Despite this income source, by the late 1960’s most of the Yine had
nonetheless moved away from the mouth of the Manu River, establishing
themselves upstream on the Alto Madre de Dios River (Fig. 1) in what is
now called the Native Community of Diamante (Federación Nativa del Río
Madre de Dios y sus Afluentes (FENAMAD), unpublished data 1998). The
Yine moved because of constant flooding of their farms and because of
territorial conflicts with the colonos. Thus, by virtue of their proximity to
the mouth of the Manu River (Figs. 1 & 3), the settlers, who founded the
village of Boca Manu and a single, extended Yine family, the Valles, gained
privileged access to the floating trees. In addition, inhabitants of Boca Manu
invested in boat motors (16 hp, two-stroke engines known locally as 'peke-
pekes'), which increased their advantage in capturing trees, whereas the
inhabitants of Diamante did not (A. Smith, pers. comm., April 3, 2009). The
loss of access to the floating trees led to disputes and fights between the
inhabitants of the two villages, and, eventually, to the theft of secured trees,
by both sides (A. Castillo, pers. comm., February 12, 2009; A. Smith, pers.
comm., April 3, 2009). This state of affairs continued for many years.
In 1973, Manu National Park was established (Decreto Supremo - D.S. Nº
21
0644-73-AG-DGFF), and the forest upstream of the Panagua tributary on
the Manu River (Figs. 1) became closed to loggers and hunters. In 1980, the
lower Manu River was designated as a Reserved Zone (Resolución Suprema
- R.S.- Nº 0151-80-AA-DGFF) (Figs. 1 & 3) and also closed to settlement,
logging, and hunting. A Reserved Zone is a temporary land-use designation
under Peruvian Protected Areas Law that is designed to restrict settlement
and habitat conversion while decisions are made on a parcel of land's
permanent designation, such as national park status (Article 59, D.S. 038-
2001-AG). Floating-tree capture continued in the Reserved Zone.
In the early 1980s, park authorities began to require participants to register
their activities by applying for an annual tree-capture permit which, at the
time, was issued free of charge by the Agriculture Ministry Office (Agencia
Agraria) in the town of Salvación, 70 km from Boca Manu (Fig. 1), and to
pay a harvesting fee (Pago por derecho de aprovechamiento) that was based
on the tree species and volumes captured. The permits allowed the users to
legally transport and sell their wood outside Boca Manu (Guía de
Transporte Forestal, D.S. Nº 161-77-AG, Article 130; C. Román, pers.
comm., May 22, 2007). This was in the interest of the users, as all sawmills
in Manu had been evicted, and trees had to be transported downstream 160
km to the town of Laberinto or 245 km to the city of Puerto Maldonado to
be sold (Fig. 1) (L. Kalinowski, pers. comm., July 17, 2007).
In the late 1980’s, in response to ongoing conflict between the inhabitants of
Boca Manu and Diamante, park authorities finally assigned different tree-
capture zones to each group (A. García, pers. comm., March 17, 2009; J.C.
22
Flores, pers. comm., March 23, 2009; A. Smith, pers. comm., April 3,
2009), based on the proximity of the settlements to the rivers (M. Challco,
pers. comm., April 14, 2009). Thus, the Valles and the settlers, who lived
closer to MNP, were given exclusive permission to capture trees inside the
Reserved Zone, from the mouth of the Pinquén Tributary to the mouth of
the Manu River, and the ‘Diamantinos’ were given permission to capture
trees downstream of this, starting from the mouth of the Manu River (A.
García, pers. comm., March 17, 2009). ‘Diamantinos’ have peacefully
complained to park authorities about this unequal zoning ever since, but
park authorities have never re-granted park access rights to the
‘Diamantinos’, arguing that they have sufficient natural resources in the
forests bordering the Diamante community (M. Challco pers. comm., April
14, 2009). This argument appears to be correct, as the ‘Diamantinos’ have
never escalated their grievance to a major conflict.
Organization of the tree capture activity
Since they won exclusive permission to enter the Reserved Zone, the
inhabitants of Boca Manu and the Isla de los Valles have engaged in various
costly activities to restrict and regulate the appropriation of floating trees
within their tree-capture zone, so as to secure the benefits for themselves
and their descendants, and to increase the fairness in the distribution of
trees.
Over the 1980’s and early 1990’s, this group of families formed an
unofficial association whose main objective was “to capture and sell
floating trees for the benefit of their families and support of their children”
23
(C. Román, pers. comm., May 22, 2007). The group periodically met to
coordinate tree capture activity, as well as to elect a president and vice-
president, who were responsible for requesting permits and dealing with
park authorities when necessary. It was during this era that the group began
to restrict the number of people who were allowed to capture trees. In 1987,
for example, the association voted that only settlers who had lived in Boca
Manu or the Isla for at least three years could join the association, or face
eviction from the tree capture zone by members of the group (M. Blanco,
pers. comm., March 6, 2009; C. Román, pers. comm., March 7, 2009; R.
Rivera & L. Meza, pers. comm., March 8, 2009). Children of association
members were given the automatic right to join once they reached eighteen
years of age (C. Román, pers. comm., March 7, 2009).
In 1993, prompted by the chief of MNP, the appropriators took the decision
to formalize their existence by registering as a Peruvian legal entity known
as a Private Association (Asociación Privada, Superintendencia Nacional de
Registros Públicos - SUNARP, Acta de Constitución, unpublished data
April 19, 1993), under the name of Asociación de Artesanos y Moradores de
“Boca Manu” de Madre de Dios (Tomo 3, Folio 181, Nº01, Registros
Públicos - Madre de Dios, Puerto Maldonado, 29 April 1993). To pay the
registration fee (US$ 9.36) and travel costs of the president and secretary to
the provincial capitol, Puerto Maldonado, the Association members
collectively captured and sold a cedro tree.
Although the relevant forestry law (D.L. 21147 and D.S. 161-77-AG) did
not require that users form a Private Association to be allowed to capture
24
floating trees, the group's motive for this act was derived from their
perception that by forming a Private Association, the MNP's administration
would be legally bound to continue granting them exclusive access rights to
the tree capture zone (J. García, pers. comm., March 6, 2009; B. Lau, pers.
comm., May 12, 2009). As a former Association president put it: "once we
got registered there was no longer any chance of us being blocked by
anyone to continue capturing trees" (J. García, pers. comm., March 6,
2009). This was an overly simplistic view, although not entirely incorrect.
In the Peruvian Civil Code, a Private Association enables a group of
individuals to enter into a contract as a collective unit instead of as
individuals entering into multiple contracts, and the Association is (and all
its members are) then subject to legal prosecution in the event that any
individual member breaches the contract terms. The benefit to the
Association for taking on collective responsibility is that it reduces
complexity, allows collective bargaining, and makes some contracts more
likely to be agreed. For example, in 1997, the Association signed a contract
to exclusively sell all their wood to a single intermediary (J. García, pers.
comm., March 6, 2009). More importantly, the state’s Agencia Agraria was
able to issue only one permit to the Association, rather than individual
permits (B. Lau, pers. comm., May 12, 2009), and the MNP administration
could then rely on the members of the Association to design its own systems
for monitoring and sanctioning rule breaking rather than having to monitor
many individuals (A. Castillo, pers. comm., February 12, 2009). This shifts
some of the burden of proof and monitoring to the Association. For
example, if illegal logging occurs where the Association operates as part of
25
its activities, and if preventing illegal logging is part of the contract signed
with the park, the park administration can hold the Association responsible
rather than having to try to determine individual guilt. Association members
are of course more likely to be able to find violators, as they have more
information about the activities of their members. As a result, contracts
between the park and the Association are made more robust.
It is worth mentioning that a settler-Yine-mixed family, the Rojas-Valles,
opposed the registration of the Association, arguing that the family’s
ancestral use of resources and territory, considering its Yine descent, should
have given them exclusive appropriation rights. The head of the family, Mr.
Rojas, threatened to form a separate association (J. García & E. Salas, pers.
comm., March 6, 2009), but the MNP rejected this proposal on the grounds
that two associations would engage in conflict (J. García, pers. comm., May
16, 2007). In subsequent years, Mr. Rojas has led the Valles to boycott the
Association (R. Rivera, pers. comm., March 6, 2009) and repeatedly
violated the park’s restrictions, for which he was once sent to prison for
some months, after he entered the park and logged over 20 cedar trees in the
mid 1990’s (A. Castillo, pers. comm., June 15, 2007).
Population growth and its consequences
During the 1990s, the number of appropriators increased from around
nineteen to 41. Fourteen Rojas and Valles family members reached eighteen
years old, and eight immigrants claimed appropriation rights after
completing three years of residence. This increase in numbers resulted in
disputes and fights during tree capture, as observed by the MNP's chief at
26
this time (A. Castillo, pers. comm., February 12, 2009).
Two problems arose from the increased number of appropriators:
inefficiency and inequity. First, more members naturally decreased per
capita captures and profits, not only because of the effectively fixed
resource size (as noted by eight interviewees) but also because capture costs
increased (as twelve interviewees stated). Although the number of floating
trees predictably peaks at every flood surge (Fig. 4), only a few of the trees
that float out of the park belong to one of the valuable timber species. Tree
size is also variable, and appropriators have only scant minutes to scan the
bark and a few centimeters of exposed wood to determine species identity,
often in the dark and rain. Thus, as two appropriators (J. García and E.
Campos) recalled, during this era, there was a high degree of uncertainty
over whether an investment of time and petrol to go capture trees would be
repaid, since tree capture was conducted on a first-come-first-serve system.
There was also a non-trivial risk of injury. Thus, as one member recalled, on
more than half of the times he went to Limonal in that era, he did not
capture any trees because too many other users had gotten there first (T.
Ruesta, pers. comm., September 9, 2007). As a result, as the number of
members increased, the number of visits that resulted in no captured trees
also increased, each exacting a minimum cost. In addition, the more intense
competition provoked more violent confrontations. The result of this
increased cost and risk was to dissuade many Association members from
participating, leaving the trees to a small group of members (~10) who lived
closer to the mouth of the Manu River (the Rojas) or who were risk-takers
(as fifteen interviewees stated). Finally, the skewed distribution of tree
27
captures was exacerbated by the unequal distribution of peke-peke motors
amongst the members.
A key intervention from the MNP administration was therefore necessary
during the mid-1990s, as an increasing number of unsettled and
disorganized users threatened the MNP's integrity; with reduced financial
returns from tree capture, some users might have found it worthwhile to
breach the capture-zone limit for collecting trees, or even to log, hunt, or
fish within the park. Initially, in 1994, appropriators were required to
register at the guard post and queue, so that appropriation would follow the
order of arrival, and each appropriator was limited to one tree per turn (J.
García, pers. comm., March 3, 2009; Reglamento para el Manejo de
Troncas en la Zona Reservada del Manu, Jefatura del Parque Nacional del
Manu, unpublished data 1999). Secondly, MNP authorities relocated the
tree capture zone downstream twice, finally establishing it at the new
Limonal guard post in 1996 (Fig. 3), where the appropriators could be
monitored more easily and transport costs minimized.
Although this measure reduced priority disputes, queuing by itself did not
resolve the equity problem, as the same few members dominated the queue
(J. Campos, pers. comm., June 4, 2007 & March 8, 2009). Finally, at an
Association meeting on 29 April 2004, a key step was taken when the
Association’s president, J. Campos, proposed that all Association members
follow a fixed order of turns (Second Minutes Book, page 6, unpublished
data, April 29, 2004). This way, risk would be reduced by reducing physical
interference and unnecessary visits (J. Campos, pers. comm., March 8,
28
2009). When at the top of the list, a member is given right of first refusal for
all floating trees, and if he or she rejects a tree, the right to that tree is
transferred down the queue. Enforcement would be undertaken by the
President of the Association and a designated fiscal (an elected member)
(Article 28 Association's Statute, unpublished), and ‘list-jumpers’ would be
suspended or evicted, depending on the frequency of violations, while park
guards would be tasked with maintaining order at the access point and
continuing to prevent outsiders from entering into the park.
In his interviews (June 4, 2007 & March 8, 2009), the Association's then-
president, J. Campos, stated that he was motivated by his belief that it was
unfair that only a few users were capturing all the trees. Another member
separately pointed out that Campos lives far from the mouth of the Manu
River (about 10 km downstream on the Madre de Dios River) and was
disadvantaged by the first-come-first-serve system, since he usually arrived
later than the others (M. Valdés, pers. comm., July 5, 2007). At the same
meeting, another member (R. Rivera, 29 April, 2004) proposed that no
additional members be allowed in the Association, except for descendants at
the age of eighteen (Second Minutes Book, page 7, April 29, 2004). Both
changes to the Association's statutes were unanimously approved by the
attendees (33 out of a total of 40 registered members, Second Minutes
Book, page 8), and the changes were registered in the Public Registers
Office, paying a fee of 32.00 Nuevos Soles (US$ 9.70, December 3, 2004).
Not surprisingly, this decision was protested by the Rojas-Valles family
(Second Minutes Book, page 28), which would as a result capture fewer
29
trees (J. Campos, pers. comm., March 8, 2009). During the following
months and again in 2007, they threatened to form their own independent
association, arguing for exclusive rights to the tree resource, given their
ancestral use of the territory (Second Minutes Book, page 31; A. Osorio,
pers. comm., June 22, 2007; J. García, pers. comm., March 6, 2009; H.
Morales, pers. comm., July 7, 2007). These initiatives have naturally been
opposed by both Boca Manu and many residents of the Isla de los Valles (J.
García, pers. comm., March 6, 2009; M. Valdés, pers. comm., July 7, 2007),
and, more importantly, the MNP administration has stated that it will not
allow two associations to operate in the park, threatening to allow a private
company to undertake collection if the Association splits (A. Osorio, pers.
comm., June 22, 2007).
A new institutional setting
In parallel, two important institutional changes occurred in the early 2000s.
Firstly, in 2001 a new Protected Areas Law (Reglamento de la Ley de Áreas
Naturales Protegidas, D.S. Nº 038-2001-AG) transferred responsibility for
forestry products within natural protected areas from the Agencia Agraria to
a new institutional body, the Dirección General de Áreas Naturales
Protegidas (DGANP) (later called the Intendencia de Áreas Naturales
Protegidas - IANP). Secondly, the Reserved Zone was finally incorporated
into the MNP proper in 2002 (D.S. Nº 045-2002-AG). As a result, the tree
capture activity became subject to a new series of requirements applicable to
national parks (Article 106, D.S. Nº 038-2001-AG and Procedimiento 113,
D.S. Nº 013-2002-AG, Texto Único de Procedimientos Administrativos del
Instituto Nacional de Recursos Naturales - TUPA-INRENA).
30
Under Peruvian law, appropriators of natural resources from protected areas
(as opposed to Reserved Zones) must formally request capture
authorization, pay a harvesting fee based on the volume and species to be
captured (e.g. ~US$8.6/m3 for cedar), and pay an annual tax equivalent to
US$ 62.00 to the MNP administration (values current as of 2004). In
addition, a management plan must regulate the activity (Plan de Manejo de
Aprovechamiento) (Procedimiento 113, D.S. Nº 013-2002-AG), which must
take place within a Special Use Zone (a management status within the
protected area’s Plan Maestro, which allows the sustainable use of
resources within an otherwise strictly protected area (Articles 102, 103, 105,
106, D.S. Nº 038-2001-AG). The capture authorization would result in a
certificate from the MNP attesting to the legal and sustainable origin of the
wood, which would allow appropriators to sell their trees on the legal
market at a higher price than on the black market, where they had been
forced to sell their trees after the Agencia Agraria stopped issuing permits in
2001.
In 2004, the Association and the MNP administration discussed the
possibility of granting an exclusive, 20-year capture permit (Second
Minutes Book, pages 16 & 18), and it was within this context that the
Association instituted the rotation system and the limits on new members. It
appears that the incentive of a long-term agreement prompted appropriators
and their leaders to incur the costs of reorganizing the activity (J. Campos,
pers. comm., March 8, 2009).
31
A management plan draft was eventually produced in 2006 (Plan de Manejo
Forestal para el Aprovechamiento de árboles arrastrados por el río Manu,
Catpo & de la Cruz, unpublished 2006) with the aim of providing general
guidelines for the management of the activity. However, as of this writing,
the MNP administration has not yet created the Special Use Zone, and the
management plan has not yet been approved by the IANP (which itself has
in 2009 been placed under the new Ministry of the Environment and
renamed as the Servicio Nacional de Áreas Naturales Protegidas -
SERNANP).
Evolution of the rotation system
Despite the lack of progress on the legal front, the Association's 47 members
(as of 2009) largely follow the rotation system set up in 2004, with the
innovation that the original list has evolved into two simultaneous lists, one
for small trees (<1,000 board feet = 4.53m3 of round wood, 52% yield) and
one for all larger trees, rotating in opposite order. The idea of two lists was
suggested by the MNP administration (A. Oroz, pers. comm., February 11,
2009) and approved by the majority of present members (18 out of 25) in an
Association meeting on January 25th, 2006 (Second Minutes Book, page
57).
If an appropriator does not appear for his turn, then that is understood as a
refusal and the appropriator gives up the turn. As a result, on days when few
appropriators are present in the queue and multiple commercial trees appear,
individual appropriators can capture multiple trees in a single flooding
episode (between one and three days). Exceptions can be made for illness or
32
other justified absence, and with the approval of the Board of Directors of
the Association, a lost turn can be recovered. In addition, if an appropriator
exercises his large-tree turn but subsequently discovers that the tree is less
than 1,000 board feet (e.g. due to internal cavities), the Board of Directors
can decide to give the appropriator a new large-tree turn.
It appears that the two-list system simplifies mutual monitoring. The
appropriators who wish to concentrate their effort on large trees follow that
list, and appropriators who wish also to capture small trees can often capture
several, using the turns that are given up. As a result, the capture of small
trees tends to be quite disorganized, as the list order is not followed. There
is also strategic behavior and risk-taking behavior. Appropriators regularly
reject trees over 1,000 board feet, sometimes even trees over 2,000 board
feet (Limonal Guard Post Chief, pers. comm., September 9, 2007), waiting
for a chance to capture a bigger tree. In part, rejecting large trees can be
strategic if the next person is kin and is present for his small-tree turn, in
which case, the rejected tree can be claimed by the kin (E. Campos, pers.
comm., May 17, 2007). It is worth noting that error is also important, as at
night there is uncertainty about the real volume of the tree (R. Rivera, pers.
comm., May 25, 2007).
Perceived benefits and costs of the rotation system
Thirteen appropriators (Boca Manu (7) and Isla de los Valles (6)) out of
fifteen who freely commented on the functioning of the system, volunteered
in interviews that the rotation system reduced costs by reducing uncertainty
and the possibility of violent confrontations. One of the appropriators noted
33
that before the introduction of the rotation system, he captured nothing in
more than half his visits, but with the new system, he only goes when his
turn is near, avoiding unnecessary waiting (T. Ruesta, pers. comm.,
September 9, 2007). It is, however, difficult to determine whether the
rotation system has increased distributional equity among members; only
twelve out of 22 interviewees stated that they perceived an increase in
equity (see Fig. 5). However, eight of the ten appropriators who did not
agree that equity has been increased are from the Valdés family, who also
complain that they lack boats and motors to go to Limonal. One of the
Valles appropriators (pers. comm., May 18, 2007) also noted that he lacks a
chainsaw and that ropes for tying the captured trees are expensive in the
Boca Manu shop. This lack of appropriate infrastructure is reflected in the
lower capture rates during the 2006-7 season; Valles family members
captured on average significantly fewer trees than members from Boca
Manu and the Rojas family (Fig. 6). Nonetheless, all participants captured at
least one tree during the 2006-2007 season (Fig. 5), which, according to five
interviewees, did not occur before the establishment of the rotation system
in 2004.
Rule breaking, sanctions, and monitoring
Nine appropriators volunteered that the tree-capture zone limit (the Limonal
guard post) is often trespassed by list members, especially at night when
park guards are absent. Also, appropriators sometimes hide captured trees to
pick up later, so that when appropriators arrive for their turns, the previous
appropriators can claim that they are still waiting to exercise their turns (E.
Campos, pers. comm., May 17, 2007). It was not possible to estimate
34
quantitatively the degree to which appropriators cheat in these two ways,
especially since the rotation lists are not strictly followed.
Appropriators who are caught violating the Association rules face graduated
sanctions ranging from verbal warnings to eviction from the Association
(Association statutes, Articles 10 & 15). However, interviews revealed
many complaints about the capacity of the Association's executives to
enforce the rules. Twenty appropriators out of 27 stated that sanctions are
not applied. As a response to the perceived lack of rule enforcement,
thirteen appropriators freely commented that they believe that the park
guards should get involved in the monitoring and sanctioning of the activity
more profoundly. Some of them (5) stated that park guards were often not
present during the capture events, which facilitates opportunistic behavior.
However, Association records (Second Minutes Book, page 83) and
interviews reveal five instances in which appropriators were sanctioned in
the recent past (2004-2006), two of whom were even expelled after
repeatedly committing serious infractions, such as stealing others' captured
trees. The other three were suspended for times periods between three flood
surges to an entire rainy season for having transgressed the capture zone
limit. It is worth noting that most interviewees (21 out of 27) answered that
they are informed when other appropriators break rules, which suggests that
there is a great deal of mutual monitoring and gossip. Nonetheless, almost
half of the interviewees (13) stated that they themselves never accuse
cheaters. One appropriator explained that this would cause social conflict
among them, which is not desired among members because other day-to-day
interactions would be affected and therefore they avoid this situation (R.
35
Rivera, pers. comm., March 8, 2009).
The Association Board of Director's president and fiscal (prosecutor), who
are elected by all members every two years, are responsible for monitoring
and sanctioning member's behavior according to the Association's Statute
(Articles 23b, 28b, & 28c), but they are not required to be present at
Limonal for every flooding episode. Nonetheless, mutual monitoring during
the capture activity is facilitated by the fact that it occurs in a small area (ca.
152 ha) (Fig. 3), where tree capture is made easier by a slower current and
the presence of low-flow areas where trees can be manipulated and secured
(A. Castillo, pers. comm., February 12, 2009). Thus, a member can be
accused by another member of having committed a fault, and the Board of
Directors will present the case to all members who vote on a sanction.
Financial Benefits
In this section, we present the total number of trees, volume, and species
captured between 2005-2007. We then calculate the financial benefits from
sales of these trees as raw logs, lumber, or boats during the 2006-2007
season.
The number and volume of captured trees between 2005 and 2007
The total number of cedro and catahua trees captured between 2005-2007
and their total volume are presented in Table 3. Most of these were captured
after the beginning of the rainy seasons, which typically starts in November
(Fig. 4). The short timeline precludes us from concluding that volumes
recorded here are consistent across years, bearing in mind that the 2005 data
36
does not include the whole season. For instance, twelve appropriators
believe the river carries fewer trees in recent years than during the 1990s,
though seven others suggested that this appearance of a reduction is due to
the increased number of appropriators.
Regardless, it is still interesting to note that the 2006-2007 total cedro
volume captured (190,222 b.f. or 448.64 m3 of sawn wood) is equivalent to
8.6% of the 2007 cedro production out of all terrestrial forestry concessions
in Madre de Dios (5,215.9 m3 of sawn wood, taken from 1’270,468 ha of
concessions, or 14.89% of Madre de Dios area) (see INRENA 2008). One
reason for the high productivity out of MNP is that cedro is present at high
density in successional zones on the Manu River (ten trees per ha along the
Manu River from the mouth to 64 km upstream) (see Flores & Lombardi
1990), whereas cedro has been extirpated along rivers outside of protected
areas, and densities in primary forest are lower. Profitability at Boca Manu
is probably also higher, due to considerably lower transport and search
costs.
As mentioned above, although all appropriators captured at least one tree
during the 2006-2007 season, an unequal distribution of captures still
remains (Fig. 5). The top 10% of members (4) captured 53 trees, or 26.9%
of the total captured, whereas the bottom 10% captured only 2% of all trees
(n = 4), representing an estimated Gini coefficient of 0.42 (higher values
indicate more inequality).
37
The value of logs, lumber, and boats for 2006-2007 season
Estimated total revenues and profits gained from transforming and selling
the trees captured during the 2006-2007 season were US$ 126,377 and US$
74,751, respectively. Regarding the possibility of a 20-year contract
between the Association and MNP administration (see A new institutional
setting) we calculated the profit net present value (NPV) for 20 years using
a discount rate of 10%, and obtained a NPV of US$ 636,397.40.
Per capita revenues and profits gained from transforming and selling the
trees by each class of producers are shown in Figures 7 & 8. The boat
producers gained by far the largest revenues and profits, followed by the
lumber producers first and then by the raw logs producers. Estimated
annual, per capita worked days for each class of producers were: 139, 16,
and 7 days, respectively, resulting in a daily salary of US$ 40.92, US$
53.38, and 86.53 for boats, raw logs, and lumber producers, respectively. As
a rough comparison the nominal daily salary of workers in Puerto
Maldonado in 2007 was only US$ 8.25 (based on the monthly salary of S/.
792.1, see Webb & Fernández 2008). This amount could be used as a proxy
for the opportunity cost of the tree capture activity and thus reflect its
relative financial importance. Nonetheless, the estimated Gini coefficient of
0.62 for the total profits represents yet an even larger unequal distribution
among all producers than that estimated for the distribution of captured
trees. This fact can be explained by the higher profit margins of boats,
versus lumber and raw logs. Thus, even though the seventeen lumber sellers
captured most of the trees in 2006-2007 (73, compared to 65 and 60 for the
fifteen boat and the nineteen raw logs producers, respectively), it was the
38
boat builder 'guild' that by far earned the largest total profit (Fig. 9).
Moreover, per capita profits of boat builders were more evenly distributed
(Gini coefficient = 0.28) than those of the other classes of producers (lumber
producers’ Gini coefficient = 0.40 and raw logs producers’ Gini coefficient
= 0.63). We reiterate that these estimates are underestimates, as not all trees
are captured and that there is additional error since not all trees had been
sold at the time of our study (see METHODS).
DISCUSSION
Many events and contextual factors influenced the transition of the Boca
Manu tree capture system from an open access situation into a common
property regime, benefiting the appropriators and potentially the MNP. The
establishment of the MNP and the consequent expulsion of loggers and
hunters in 1973 made inhabitants of nearby settlements dependent on
riverine tree-capture as one of their main economic activities. Appropriators
from Boca Manu and the Isla de los Valles then restricted access to the
resource in 1987 by gaining exclusive rights to capture trees in the best
capture zone. In 1993, the group became a Private Association to facilitate
the signing and enforcement of agreements between the Association and the
park administration, regarding the appropriation of trees within the Manu
River. By late 1990s, the Association’s members had increased from
nineteen to 41, resulting in conflicting claims over the trees and reduced per
capita captures and profits. As a solution, the Association devised in 2004 a
prearranged list of turns to capture trees and further restricted the access to
the floating trees by allowing only members’ descendants to enter the
39
Association. The rotation system appears to have reduced costs and allowed
all appropriators to capture at least one tree during a season, thus increasing
efficiency and equity in the distribution of trees. Mutual monitoring of
members’ behavior and the occasional imposition of sanctions appear to
contribute to the maintenance of the rotation system and access rights. The
value of the trees captured is considerable: during the 2006-2007 season the
Association captured 190,222 b.f. of cedro, and per capita revenues and
profits gained from transforming and selling the trees were: (1) US$ 873.24
and US$ 628.77, respectively, for raw logs producers; (2) US$ 1,643.53 and
US$ 828.99, for lumber producers; and (3) US$ 9,482.12 and US$ 5,691.92,
for boats producers. Estimated per capita worked days for each class of
producers were: 7, 15, and 139 days, respectively, resulting on a daily wage
of US$ 86.53, US$ 53.38, and US$ 40.92 for raw logs, lumber, and boats
producers, respectively. In contrast, the 2007 Puerto Maldonado’s nominal
daily salary for workers was only US$ 8.25.
I now examine the Boca Manu system using the theory of collective action
for governing common pool resources (Ostrom 1990; Ostrom 1992;
Schlager & Ostrom 1992; Ostrom et al. 1994; White & Runge 1995;
Agrawal 2002; Ostrom et al. 2007).
Common property regimes and the Boca Manu system
We start by differentiating between a renewable CPR system (MNP's
riparian forest) and the CPR units themselves (the trees). The former is a
stock that is capable, under favorable conditions, of producing a flow of
resource units without harming the stock, as long as the withdrawal rate is
40
less than the natural rate of replenishment (Ostrom 1990). It is also
important to distinguish between the nature of the resource itself, as
determined by its exclusion and subtractability attributes (i.e. commons are
‘costly excludable,’ and ‘rival:’ one individual’s appropriation subtracts
from what is left to others), and the property regime, the kind of
arrangements created by humans to regulate the use and tenure of the
resource, such as private or common property. Overlooking this difference
has previously caused common pool resources to be confounded with
common property resources, a concept which in turn was confused with
open access conditions: the absence of rules to regulate its use (Dietz et al.
2002). Thus, in the Boca Manu system a group of individuals has
established a common property regime to use the resource units of a
common pool resource.
Having said so, riparian tree capture in itself is as sustainable an activity as
can be imagined, since the stock is untouched by humans. Thus, our
theoretical interest in this system lies less in how the appropriators have
limited their extraction rate to sustainable levels, since that is enforced by
the existence of the MNP, and more in (1) how the appropriators have
organized to limit access to the capture zone and to distribute benefits and in
(2) the evolution of the relationship between the MNP and the appropriators.
As such, our observations are most applicable to situations where
conservationists are interested in people-park conflicts and in managing the
flow of benefits from a protected area to bordering human populations. Our
thesis is that the 'roving bandits' of the pre-MNP era have developed into a
'harbor-gang' (sensu Acheson 1975; Berkes et al. 2006), with potential
41
protective benefits for the MNP itself.
Collectively managing the distribution of benefits of a heterogeneously
distributed (temporally or spatially) resource, known as an assignment
problem (Ostrom et al. 1994), is not a simple task to solve (see Berkes
1992). In fact, designing mechanisms to allocate a seasonal and sporadic
flow of trees among users has been the fundamental management problem
that has faced the appropriators.
McCay (2002) has suggested that the emergence of collective action for
managing a commons is, at least initially, driven more by limiting access
than by limiting extraction rates and that "indigenous conservation" can be
thought of as "indigenous conflict management." This appears to be the case
at Boca Manu, since conflicting claims over the floating trees, especially
those between the ‘Diamantinos’ and the Boca Manu group during the early
years, and, later, among the Association's members, appear to have provided
the major incentive behind the formulation of operational rules to limit
access of outsiders and to regulate behavior among members. In both cases,
users perceived a risk of losing access to a valuable resource to competitors
(McCay 2002). This system therefore resembles previous research on sea-
tenure institutions in fisheries where the zero-sum nature of fisheries
sustains management regimes that limit access to fishing grounds (Berkes
1992). It is important to recognize that in the Boca Manu system, actions to
limit access were carried out not only by the resource users but also by the
MNP administration, so as to thwart possible threats to its integrity. In this
way, the MNP has represented an external force that has contributed
42
important institutional changes, as has been observed elsewhere (see Ostrom
1990; Morrow & Hull 1996).
The MNP administration also contributed importantly to the introduction of
prearranged rotation rules, such as the rotation list, which appears to have
reduced some of the inequality among appropriators (see also Berkes 1992;
Ostrom et al. 1994). Thus, although it has been recognized that central
governments should not undermine local authority to devise their own CPR
institutions (Ostrom 1990), it is important to recognize the potential positive
interventions that protected areas administrations can undertake. In fact, we
believe that the MNP's imposition of queuing in the 1990s might have
facilitated the evolution of prearranged rotation rules and thus to mitigate
the assignment problem of unequal distribution of trees. Thus, it is useful
not to dismiss the political leadership that government authorities possess to
exert positive changes and to support CPR regimes (see McCay 2002),
especially in rural areas of developing countries where access to assistance
programs for managing natural resources is difficult or the management
itself has been dominated by government property regimes alone. Therefore,
the gate for an exogenous intervention that could lead to improvements in
traditional management systems must be left open and exercised,
considering the fact that successful interventions could increase social
benefits and reduce threats to common pool resources. In the future, finally
ratifying the management plan and therefore changing the status of the
park’s tree-capture zone into a special use zone would increase the value of
floating trees, as the trees would be able to gain legal status, allowing
appropriators to sell them at a better price (almost three times the current
43
price). Higher profits could imply a higher incentive for protecting the stock
from which CPR users benefit. Moreover, legitimatization of the common
property regime would reduce perceived risks, which in turn could
potentially reduce appropriators' discount rates so as to enforce long-term
measures to manage and continue managing the CPR.
Factors favoring the emergence of a CPR regime
At this point it will be useful to consider and relate two frameworks for
analyzing the emergence and evolution of the Boca Manu common property
regime: (1) White and Runge’s (1995) three-phases framework (referred to
as W-R framework hereafter) (see INTRODUCTION), and (2) Ostrom’s
(1990, p. 90) eight ‘design principles’ which she derived from analyzing a
set of long-enduring CPR institutions and were proposed as conditions
helping to account for their success.
The W-R framework makes clear the importance of local leaders in
challenging the status quo, proposing new strategies and agreements to
implement them. An important example is Campos's proposal of the
rotation system. Campos's motives, as well as those of the members who
supported his measure, appear to have been rational, because the cost of
organization (e.g. travel to Puerto Maldonado and registration in SUNARP)
appear to have been less than the benefits. (However, we cannot quantify
what we might call the 'social costs' of gathering community consensus and
possibly dealing with rivals). Ensuring that the net benefit of collective
action remains positive will be an important consideration when fees for
collections and permits are reactivated in the future. Maintaining an elected
44
Board of Directors is fundamental for allowing local leaders to design and
propose potential improvements to the CPR regime.
The subsequent phase in W-R framework determines whether participants
will cooperate or defect. Such a decision is in turn affected by individual
expected costs and benefits (Ostrom 1990; White & Runge 1995). For
example, Association members must decide whether to follow the list order
or not. Complying increases total benefits as it reduces risk (especially from
fights) and collection costs, whereas defecting offers the potential for higher
private benefits but could lead to suspension or expulsion by the Association
and possibly by the MNP administration itself. The process of weighing
these is facilitated by having had previous financial experience (Morrow &
Hull 1996). We suggest that the experience of engaging in a market
economy since the era of timber and pelt extraction has facilitated the
process of balancing the potential costs and benefits of following
Association rules. Moreover, past experience of successful collective action,
such as obtaining exclusive withdrawal rights and the registration process, is
also likely to have promoted the acceptance of new rules Baland and
Platteau (1996).
Finally, in W-R framework’s third phase, collective actions are expected to
emerge and survive only when a 'critical mass' of users understands the
potential gains from action. Thus, although the Rojas family was against the
rotation system, the majority of members, regardless of whether from Boca
Manu or from the Isla de los Valles community, perceived the new system
as fair and accepted it.
45
White and Runge (1995) state that each phase is affected by socio-cultural
and biophysical contexts. Ostrom’s design principles help to identify those
contexts. Ostrom’s design principles are: (1) clearly defined boundaries;
(2) congruence between appropriation and provision rules and local
conditions; (3) collective-choice arrangements; (4) monitoring; (5)
graduated sanctions; (6) conflict-resolution mechanisms; (7) minimal
recognition of rights to organize; and (8) nested enterprises.
Principle (1), clearly defined boundaries, is present in the Boca Manu
system in two ways. The tree-capture zone (Fig 3) is clearly delimited by
the MNP, and the membership of the Association is known to all. This
factor has facilitated the establishment of new rules, and thus the evolution
of action (W-R framework’s third phase), because the appropriators can
identify the beneficiaries of coordinated actions (Ostrom 1990). In addition
to this condition, however, users must be capable of enforcing internal and
external rules and their exclusive access rights to secure resource tenure
(Acheson 1975; Morrow & Hull 1996). The Association now has a record of
sanctioning internal rule breakers, and it is evident from their previous
competitive interactions with the community of Diamante that they have
been able to evict non-members from the tree capture zone. This aspect is
relevant to that of protecting not only the resource units from intruders but
also the stock itself, i.e., the park. Therefore we propose that the Association
has the potential to become a steward of the MNP, protecting the park’s
main entrance from incursions such as miners and loggers.
46
Design principle (2) is present regarding the congruence between rules and
local conditions. Ostrom (1990, p. 92) refers to the local conditions as “the
specific attributes of the particular resource”. In Boca Manu, the turn and
two-list systems try to cope with the temporal variability in the provision of
the resource. Sporadically flooding episodes occur only during the rainy
season (5-6 months a year) and tree sizes varies considerably (see Table 3).
As such, with the rules in use each appropriator has a high degree of
certainty about when to go to the tree capture zone to capture at least one
tree. More over, the two lists copes with tree volume variability giving the
chance to each appropriator to capture one big and one small tree. These
attributes help the appropriators decide when to go to the capturing zone and
thus decide whether to cooperate or defect (W-R framework’s second
phase). On the other hand however, the congruence between appropriation
and provision rules is not present. Provision of trees, that is, the resource
flow from the stock, is not dependent on appropriators’ behavior but on
environmental variability and on the MNP administration (i.e. monitoring
and protecting the stock), thus the Association lacks provision rules.
Design principles (3), (6), and (7) are also present in the Boca Manu system
and have affected all three phases of W-R framework. The opportunity to
conduct regular meetings in which all appropriators have the right to discuss
the functioning of the capture activity and can participate in modifying the
rules in use (design principle (3)) played a major role in the Boca Manu
system as it allowed the proposal, acceptance, and evolution of operational
rules (all W-R framework’s three phases). The fact that individuals who
face repeated CPR dilemmas can communicate with each other has been
47
recognized, in both empirical and experimental settings, as an important
factor allowing resource users “...(1) to calculate coordinated yield
improving strategies, (2) to devise verbal agreements to implement these
strategies, and (3) to deal with non-conforming players....” (Ostrom et al.
1994, pp. 167; see also Bowles 2008). Since the Association’s members are
repeated game players, as they live in the same extended community and are
dependent on the resource for many seasons into the future, they have had
the incentive to gather and discuss problems to be able to find viable
solutions. As we have related above, these solutions have been implemented
in the form of operational rules.
Low-cost local arenas, design principle (6), such as the Association's regular
meetings and those called by the MNP administration, facilitated the
creation of a consensus in the face of conflicting claims, such as that
presented by the Rojas, and thus affecting W-R framework’s third phase. It
appears that the MNP administration can continue to provide more help in
this, such as by sponsoring information-sharing workshops, so as to
continue to improve the Boca Manu CPR regime (see Ostrom 1990). We
believe this should be a priority in park administration's activities as well as
in those of conservationists NGOs, in addition to focusing on resource use
restrictions, at least for the case of long term established bordering human
populations.
Design principle (7) was also present. The Association has the right to
devise its own internal rules, and this right has not been challenged by the
park administration or any other governmental authority.
48
Finally, design principle (8) is present in Boca Manu too. Ostrom (1990, p.
90) states that “for CPR institutions that are part of larger systems,
appropriation, provision, monitoring, enforcement, conflict resolution, and
governance activities are organized in multiple layers of nested enterprises”.
The Association is nested within the larger system of the Peruvian protected
areas and forestry legislations. As such, the institutional changes that took
place in the early 2000s (see A new institutional setting) prevent the
Association from further obtaining the tree capture authorization, forcing
appropriators to sell their products in the black market. There appears to be
a contradiction in this situation since at the Association-MNP administration
level the Association is recognized and authorized to capture trees but
considering the Peruvian legislation they do not comply with all
requirements and, thus, are not allowed to legally transport and sell captured
trees. This situation produces an incomplete system (Ostrom 1990) and we
speculate that this situation could be affecting the likelihood of cooperation
(W-R framework’s second phase), as low black market earnings motivates
appropriators to capture more than one tree during their turn so as to fulfill
their income requirements.
Monitoring and sanctioning
Monitoring and sanctioning, design principles (4) and (5), have been
previously termed "the crux of the problem" (Ostrom 1990, p. 94), because
they determine the expected costs and benefits that individuals face and
therefore determine whether individuals will follow the rules of the CPR
49
(W-R framework’s second phase) (Ostrom 1990, Ostrom et al. 1994). What
factors facilitate monitoring and sanctioning in Boca Manu, given "the
normal presumption [...] that participants themselves will not undertake
mutual monitoring and enforcement because such actions involve relatively
high personal costs and produce public goods available to everyone"
(Ostrom 1990, pp. 95)? One of the most important factors appears to be the
small area in which the trees are captured (see Agrawal 2002), which allows
mutual monitoring. In addition, all the users live in the same extended
community, which allows quick dissemination of rule-breaking behavior,
and thus legitimizes sanctions. The number of users is also small, but the
importance of this factor to the functioning of CPR regimes is contested
(Varughese & Ostrom 2001).
In essence, the clear delimitation of the tree capture zone has allowed the
Association to act like a 'harbor gang' (Acheson 1975) and protect its
resource units and the resource stock from 'roving bandits' (Berkes et al.
2006) who might trespass MNP boundaries. This possibility is becoming
more likely now that road construction in Madre de Dios is increasing
immigration by reducing transport costs and accelerating the rate of land use
change by harvesting activities such as illegal logging and gold-wash
mining (Dourojeanni 2006; Mendoza et al. 2007). Elsewhere, we have
described such potential protective externalities from local resource users as
‘conservation wagers:’ known, small, but growing biodiversity costs that
are paid for the possibility of a much larger conservation benefit some
undefined time in the future (Shepard et al. 2009). Here, the biodiversity
cost is effectively zero, given that the resource units are floating tree trunks.
50
A demographic challenge to the future of the Boca Manu CPR
For Boca Manu, as elsewhere (Wittemyer et al. 2008), population growth is
occurring at the edges of protected areas, and the sustainability of the
current CPR would appear threatened as more inhabitants of Boca Manu
reach eighteen years of age. Although it is not clear that a larger number of
resource users tends to be less likely to successfully manage a CPR
(Varughese & Ostrom 2001), we believe that in the Boca Manu system,
population growth poses a threat because of the decreasing per-capita
benefits. Examining how the local and MNP institutions adapt to this
change will be of real research interest.
CONCLUSIONS
The Boca Manu system exemplifies a particular common pool resource
regime in which, although the stock is not affected by the harvesting of
resource units, an institution has emerged and developed to act as a harbor
gang (Acheson 1975) that appears to reduce intra-group conflict, distribute
benefits, and increase profits. Moreover, the Boca Manu CPR potentially
can lead to increased protection of the park itself, since the Association is
already set up to exclude outsiders from the tree-capture area, which
happens to be the only riverine entrance to the park.
The perception that access to the common property, floating trees, was at
risk appears to have been an important reason for why collective action
emerged and progressed in Boca Manu, as has been previously suggested
for other systems (McCay 2002). In addition, the past common history of
51
initial appropriators, during the pre-MNP era, has likely allowed natives and
settlers to communicate among themselves to pursue the common good.
This attribute has survived until today and has been reinforced by the park
administration, which, without challenging the right of appropriators to
devise their own rules, has repeatedly participated in meetings with the
Association's members seeking to contribute with the improvement of the
system's functioning. This type of joint participation, one in which a harbor
gang is allowed to decide how to internally regulate its actions and is
officially recognized, can act as a model for negotiations between protected
area administrations and adjacent populations. However, at least some level
of shared monitoring must remain.
Nevertheless much remains to be done and we believe there is potential for
improvement. First, as we have seen, a skewed distribution of benefits still
remains, though this is apparently not so much because of cheating going on
in the system but because as a consequence of the asset poverty among the
Valles family and a much higher value of boats compared to the other final
products. Causes for the former observation remain to be studied but if the
process of complying with the official rules to capture floating trees within
protected areas is completed, all the users will be allowed to sell their
captured trees and lumber at a legal, higher price, which would at least
improve welfare generally.
Finally the potential endogenous threat from an increased number of users
should be urgently treated as this could deteriorate the functioning of the
system. As a possible solution we propose that the Association should avoid
52
increasing the capture effort and seek to promote the employment of
otherwise new eighteen years old members in trades such as carpentry using
not only commonly utilized tree parts but also, and especially, wood debris
such as roots and branches, which are otherwise almost always discarded.
Difficulties in the development of such a project abound, such as the capital
constraint and high transportation costs from and to Boca Manu for the
connection to markets. Nevertheless such an initiative should take
advantage of the already existing institutions to build upon them.
ACKNOWLEDGEMENTS
We are grateful to the Asociación de Artesanos Recolectores de Troncas
Ecológicas de Boca Manu e Isla de los Valles members and its 2007 and
2009 Board of Directors for having voluntarily allowed one of us (RG) to
conduct research in their settlements and for having shared information in
interviews and questionnaires, as well as for having granted access to the
Association’s Minutes Books. We especially would like to thank Wilson
Valles, Wilfredo Valles, Ricardo Guerra, Jorge Sarmiento, Manuel Moreno,
Eugenia Soto, Albertina Chura and Juan de Dios Carpio for hospitality and
cooperation. We also thank all persons and researchers who had previously
worked in the area and contributed with valuable information. Research
funding was provided by the Russell E. Train Education for Nature Program
and the Frankfurt Zoological Society, which additionally provided logistical
support. We thank INRENA and the Manu National Park administration,
especially Amilcar Osorio, Angela Oroz and Carlos Nieto, for research
permissions, sharing information, and logistical support. We also thank
53
CREES Foundation, Blanquillo Lodge and SAS Travel for logistical
support.
54
REFERENCES
Acheson, J. M. (1975) Lobster Fiefs - Economic and Ecological Effects of
Territoriality in Maine Lobster Industry. Human Ecology 3(3): 183-207.
Agrawal, A. (2002) Common resources and institutional sustainability. In:
The Drama of the Commons, ed. E. Ostrom, T. Dietz, N. Dolsak, P. C.
Stern, S. Stovich and E. U. Weber, Washington, D. C. : National Academy
Press.
Ascue, J. & Paricahua, F. (2009) Muerte llegó con flechas y balas. In: El
Comercio, p. 2. Lima.
Baland, J.-M. & Platteau, J.-P. (1996) Halting Degradation of Natural
Resources: Is there a Role for Rural Communities? Oxford, UK: FAO
Oxford University Press.
Berkes, F. (1992) Succes and Failure in Marine Coastal Fisheries of Turkey.
In: Making the Commons Work: Theory, Practice and Policy, ed. D. W.
Bromley, p. 339. California, USA: Institute for Contemporany Studies.
Berkes, F., Hughes, T. P., Steneck, R. S., Wilson, J. A., Bellwood, D. R.,
Crona, B., Folke, C., Gunderson, L. H., Leslie, H. M., Norberg, J., Nystrom,
M., Olsson, P., Osterblom, H., Scheffer, M. & Worm, B. (2006) Ecology -
Globalization, roving bandits, and marine resources. Science 311(5767):
1557-1558.
55
Crawford, S. E. S. & Ostrom, E. (1995) A Grammar of Institutions. The
American Political Science Review 89(3): 582-600.
Dietz, T., Dolsak, N., Ostrom, E. & Stern, P. C. (2002) The Drama of the
Commons. In: The Drama of the Commons, ed. E. Ostrom, T. Dietz, N.
Dolsak, P. C. Stern, S. Stovich and E. U. Weber, Washington, D. C. :
National Academy Press.
Dietz, T., Ostrom, E. & Stern, P. C. (2003) The struggle to govern the
commons. Science 302(5652): 1907-1912.
Dixit, A. & Skeath, S. (2004) Games of Strategy. W. W. Norton &
Company, Inc.
Dourojeanni, M. (2006) Estudio de caso sobre la carretera Interoceánica en
la amazonía sur del Perú. Lima, Perú: Servigrah EIRL.
Ferris, J. M. & Tang, S. (1993) The New Institutionalism and Public
Administration: An Overview. Journal of Public Administration Research
and Theory: J-PART 3(1): 4-10.
Flores, C. & Lombardi, I. (1990) Distribución Diamétrica y Volumétrica en
un Rodal de Cedrela odorata en el Parque Nacional del Manu. Revista
Forestal del Perú 17(1): 41-51.
56
Guttman, J. M. (1982) Can Political Entrepreneurs Solve the Free-Rider
Problem. Journal of Economic Behavior & Organization 3(4): 357-366.
Hardin, G. (1968) Tragedy of Commons. Science 162(3859): 1243-1248.
INRENA (2008) Perú Forestal en Números Año 2007. In: p. 91. Lima, Perú:
Ministerio de Agricultura.
Luck, G. W. (2007) A review of the relationships between human
population density and biodiversity. Biological Reviews 82: 607-645.
MacQuarrie, K. (1992) El paraíso amazónico del Perú: Manu, Parque
Nacional y Reserva de la Biosfera/Peru's Amazonian Eden: Manu National
Park and Biosphere Reserve. . Barcelona: Francis O. Patthey e hijos.
McCay, B. J. (2002) Emergence of institutions for the commons: contexts,
situations, and events. In: The Drama of the Commons, ed. E. Ostrom, T.
Dietz, N. Dolsak, P. C. Stern, S. Stovich and E. U. Weber, p. 521.
Washington, DC: National Academy Press.
Mendoza, E., Perz, S., Schmink, M. & Nepstad, D. (2007) Participatory
Stakeholder Workshops to Mitigate Impacts of Road Paving in the
Southwestern Amazon. Conservation and Society 5(3): 382-407.
Morrow, C. E. & Hull, R. W. (1996) Donor-initiated common pool resource
institutions: The case of the Yanesha Forestry Cooperative. World
Development 24(10): 1641-1657.
57
Oliveira, P. J. C., Asner, G. P., Knapp, D. E., Almeyda, A., Galvan-
Gildemeister, R., Keene, S., Raybin, R. F. & Smith, R. C. (2007) Land-use
allocation protects the Peruvian Amazon. Science 317(5842): 1233-1236.
Ostrom, E. (1986) An Agenda for the Study of Institutions. Public Choice
48(1): 3-25.
Ostrom, E. (1990) Governing the commons: The evolution of institutions for
collective action. Cambridge ; New York: Cambridge University Press.
Ostrom, E. (1992) The Rudiments of a Theory of the Origins, Survival, and
Performance of Common-Property Institutions. In: Making the Commons
Work, ed. D. W. Bromley, p. 339. California, USA: Institute for
Contemporany Studies.
Ostrom, E., Gardner, R. & Walker, J. (1994) Rules, games, and common-
pool resources. Ann Arbor: University of Michigan Press.
Ostrom, E., Janssen, M. A. & Anderies, J. M. (2007) Going beyond
panaceas. Proceedings of the National Academy of Sciences of the United
States of America 104(39): 15176-15178.
Quinn, C. H., Huby, M., Kiwasila, H. & Lovett, J. C. (2007) Design
principles and common pool resource management: An institutional
58
approach to evaluating community management in semi-arid Tanzania.
Journal of Environmental Management 84(1): 100-113.
Schlager, E. & Ostrom, E. (1992) Property-Rights Regimes and Natural-
Resources - a Conceptual Analysis. Land Economics 68(3): 249-262.
Smith, R. C. (2002) El cuidado de los bienes comunes: gobierno y manejo
de lagos y bosques en la Amazonía. Lima.
Varughese, G. & Ostrom, E. (2001) The contested role of heterogeneity in
collective action: Some evidence from community forestry in Nepal. World
Development 29(5): 747-765.
White, T. A. & Runge, C. F. (1995) The emergence and evolution of
collective action: lessons from watershed management in Haití. World
Development 23(10): 1683-1698.
Wittemyer, G., Elsen, P., Bean, W. T., Burton, A. C. O. & Brashares, J. S.
(2008) Accelerated human population growth at protected area edges.
Science 321(5885): 123-126.
59
FIGURES AND TABLES
Figure 1. Map of Manu National Park and location of (1) Limonal guard post, (2) Boca Manu, (3) Isla de los Valles and (4) Diamante. See also Figure 3.
60
a)
b)
c)
Figure 2. Photos showing the current production of boats by building up the sides of dugout canoes with planks (a, b). Sits and a roof are also built (c). An outboard or peke-peke motor is usually attached to the rear of the boat.
61
Figure 3. Location of the tree capture zone and the Limonal guard post within the MNP. (Modified from Catpo & de la Cruz 2006).
62
Figure 3. Monthly total volume (board feet) of cedro (Cedrela odorata) and catahua (Hura crepitans) reported to have been captured at the tree capture zone between January 2005 and April 2007. Data corresponds to the register at Limonal guard post, Manu National Park (1 m3 of sawn wood = 424 board feet). A precipitation line trend reported from the Cocha Cashu Biological Station is also presented. (Provided by CCBS staff).
63
Figure 5. Bars showing total number of trees (198) captured and registered at Limonal guard post by each Association’s member (41) between October 2006 and April 2007.
64
Figure 6. Means and 95% confidence intervals bars are of mean number of trees captured by the appropriators from Boca Manu, the Valles families, and the Rojas families during the 2006-07 season (ANOVA: F2,38 = 5.169, p = 0.01). Bars sharing a superscript are not significantly different (p > 0.05) using the LSD post-hoc test.
65
Figure 7. Means and 95% confidence intervals bars of per capita revenues earned by each class of producers. (Kruskal-Wallis: !2
= 22.428, df = 2, p < 0.001).
Medians are US$ 5,532.87, US$ 378.32, and US$ 645.18, respectively.
66
Figure 8. Means and 95% confidence intervals of per capita profits earned by each class of producers. (Kruskal-Wallis: !2
= 20.849, df = 2, p < 0.001). Medians
are US$ 9,482.12, US$ 288.92, and US$ 1,298.45, respectively.
67
Figure 9. Estimated total revenues (white) and profits (black) generated with cedro trees captured between October 2006 and April 2007 for each class of product: raw logs, lumber and boats. Estimates are calculated after assigning each of the 41 producers (15 raw logs; 17 lumber; and 9 boat producers) to the product class that made up the majority of their revenues. Prices: Raw Logs, US$ 0.22/board feet; lumber, US$ 0.39/ b.f.; and 15m boats, US$ 1406.69/each.
68
Table 1. Tools, inputs, and labor used to capture trees and saw lumber, and their 2007 prices and costs at Boca Manu. All prices and costs are
presented in US Dollars after converting Nuevos Soles into US Dollars using a rate of 3.199 Nuevos Soles per one US Dollar. 1 m3 of sawn
wood is equivalent to 424 board feet (b.f.) of sawn wood.
Activity
Capturing trees
Tools
5 Kg. of rope 1 Machete 1 Hammer 1 Flashlight 1 Boat 1 Motor (peke peke) Inputs
5 gl. of gasoline 1/6gl. of oil 4 Eyebolts
Unit price
2.19/Kg. 4.69/unit 4.69/unit 9.38/unit 312.60/unit 468.90/unit Unit price
4.02/gl. 6.25/gl. 1.56/unit
Depreciation
1 Season 1 Season 1 Season 1 Season 1825 days 1825 days Expenditure unit
Visit to Limonal Visit to Limonal Captured tree
Season/Daily cost
10.95 4.69 4.69 9.38 0.17 0.26 Cost per visit/tree
20.1 1.04 6.24
69
Table 1. Continue
Sawing trees
Labor and others
2 persons/day
Trimming roots and branches
Transport outside MNP
Inputs
3.5 gl. of gasoline 1gl. of used oil Labor
1 person/day
Sawing the wood
Total
Unit price
6.25/person
9.38/log
10.27/log
Unit price
4.02/gl.
1.88/gl.
6.25/person
53.14/650 b.f.*
Expenditure unit
Person
Captured tree
Captured tree
Cost per 650 b.f.
14.07
1.88
12.5
53.14
81.59
Cost per capture
12.5
9.38 10.27
Cost per board foot
0.12
* This relationship was obtained from six lumber producers during the interviews.
70
Table 2. Tools, inputs and labor used to build one 15-meter boat and their 2007 local prices (Boca Manu). Items and prices were provided by
one boat producer and corroborated by another two and two local shop owners. All prices and costs are presented in US Dollars (US$ 1.00 = S/.
3.199). (1 m3 of sawn wood = 424 board feet of sawn wood).
Tools
Hand adze
Big adze
Saw
Big plane
Small plane
Square
Spokeshave
Chisel
Hammer
Level
Price
2.19
4.69
4.06
11.88
9.38
2.50
2.50
2.19
4.69
4.69
Lifetime (days)
365
365
365
365
365
365
365
365
365
365
Daily cost
0.006
0.013
0.011
0.033
0.026
0.007
0.007
0.006
0.013
0.013
Used days
15
19
15
19
15
19
15
15
15
15
Final cost
0.09
0.25
0.17
0.63
0.39
0.13
0.11
0.09
0.20
0.20
71
Table 2. Continue
Chainsaw
Chainsaw file
Board puller
Total
Inputs
Cedro boards
Catahua
Tar
3’’ Nails
4’’ Nails
1’’ Nails
Rope
Jute
1,563.00
2.5
109.41
Unit
Board foot
Board foot
Block (~7 Kg.)
Kg.
Kg.
Kg.
Kg.
Meter
1825
365
1825
Quantity
1021
1272
2.5
7
7
10
2
5
0.86
0.007
0.06
Unit price
Variable
Variable
15.63
2.19
2.19
3.13
0.63
1.56
19
19
1
16.34
0.13
0.06
18.79
Final cost
Variable
Variable
39.08
15.33
15.33
31.30
1.26
7.80
72
Table 2. Continue
Gasoline
Used oil
Total
Labor
Sawing 2,293 b.f.
Building the boat
Total
Gallon
Gallon
Days
7
11
19
5
Daily wage
6.25
6.25
5.94
1.56
Workers
2
2
112.86
7.80
Variable
Final cost
87.50
137.50
225.00
73
Table 3. Total number, total volume, mean tree volume, and volume ranges of cedro and catahua trees captured between 2005 and 2007.
Season
2005
(Jan – Apr)
2005 – 2006
(Nov – Mar)
2006 – 2007
(Oct – Apr)
Total
Species
Cedro
Catahua
Cedro
Catahua
Cedro
Catahua
Cedro
Catahua
Total trees
89
4
159
4
187
11
435
19
Total volume (b.f.)
94,537
19,409
183,779
12,029
190,222
22,610
468,538
54,048
Mean tree volume (b.f.)
1,062.21 (SD = 1,024.47)
4,852.25 (SD = 4,057.31)
1,160.12 (SD = 889.35)
3,007.25 (SD = 1,748.71)
1,026.86 (SD = 800.79)
2,055.45 (SD = 1,206.76)
Volume Range (b.f.)
[Max – Min]
[4,545 – 128]
[10,367 – 1,800]
[4,886 – 210]
[5,175 – 918]
[4,293 – 12]
[5,007 – 1,016]
APPENDIX 1
QUESTIONNAIRE
Questionnaire number: Date:
I. Appropriator identification
1. Has ID: Yes No
2. Place of birth:
3. Age:
4. House is at: Boca or Isla de los Valles
5. Number of family members:
6. Family members within the members list
75
7. How many family members participate and collaborate during your capture
turn:
8. Since when do you participate in the capture activity:
9. Main use you give to the capture wood:
Build and sell boats:.............1 Furniture production:.........2
House building:....................3 Handcrafts production:......4
Sell swan wood (lumber):....................................................................5
Sell raw logs (timber):.........................................................................6
Others:
II. Economic activity:
II.1 Benefits
10. What are the price of one board foot (b.f.) and its most profitable use (raw
logs, lumber, boats, others)?
Species Price (S/.
Nuevos Soles)
Most profitable use
Caoba (Kao)
Cedro (Ce)
Catahua (Kt)
Others
11. How many floating trees (and volume) did you capture in the last flooding
event, and in previous ones?
1(#/V) 2 (#/V) 3(#/V) 4(#/V)
Kao
Ce
Kt
Other
76
11.1 How many did you use to capture before the turn system was established?
(More) (Less) (Same)
12. How many boats did you build and sell with the trees you captured in the
last flooding event and previous ones (only for I.10: 1)?
Before the turn system: (more boats) (less boats)
(same)
13. From that wood (volume) that you captured in the last flooding event and
previous ones, how much did you saw and sell (only for I. 10: 5)?
Before the turn system: (More volume) (Less volume) (No
change)
Approximated volume (b.f.) per year before the turn system:
14. From that sawn wood did you keep any (volume) for self use (only for I.10:
5)?
1(#/price) 2 (#/price) 3(#/price) 4(#/price)
1(V/price) 2 (V/price) 3(V/price) 4(V/price)
Kao
Ce
Kt
Other
77
15. How many raw logs did you sell from those you captured in the last flooding
event and previous ones (only for I.10: 6)?
Before the turn system: (More) (Less) (No change)
15.1 How many did you approximately sell per month before the turn system?
16. Did you sell all the captured trees from the last flooding event or did you
keep some (how many)?
(All) (Half) (Less than half) (None)
II. Costs
17. Do you share the necessary materials to capture floating trees with any other
member (with how many)?
Yes No Number:
18. Do you own a boat for capturing trees?
Own Lend Hired (price):
19. Do you own a chainsaw?
Own Lend Hired (price):
1(V) 2 (V) 3(V) 4(V)
Kao
Ce
Kt
Other
1(V/price) 2 (V/price) 3(V/price) 4(V/price)
Kao
Ce
Kt
Other
78
20. Do you provide receipts when you sell boats?
Yes No
21. How many days, petrol and oil (lubricant) did you spend to capture trees
during the last flooding event and previous ones:
22. Do you buy petrol and oil at Boca Manu? (Yes) (No)
23. Before the turn system did you spend: More days: (Less days) (Same
days)
24. How many days, petrol and oil (lubricant) did you spend to transport the
captured trees from the last flooding event and previous ones:
Before the turn system you spent: (More days) (Less days)
(Same)
25. How many days, petrol and oil (lubricant) did you spend building boats with
the captured trees from last flooding event and previous ones?
1 2 3 4
Days
Petrol
Oil
1 2 3 4
Days
Petrol
Oil
79
Before the turn system did you spend (More) (Less) (Same) number of
days?
26. How many days, petrol and oil (lubricant) did you spend sawing the wood
you capture in the last flooding event and previous ones for selling it?
Before the turn system did you spend: (More) (Less) (Same) number of days?
27. Have you bought captured wood (volume) by other appropriator during the
last flooding event and previous ones?
r: round logs; a: sawn wood
What do you use it for?
(Building boats) (Furniture)
(Building house) (Handcrafts)
(Selling lumber)
1 2 3 4
Days
Petrol
Oil
1 2 3 4
Days
Petrol
Oil
1(V/price) 2 (V/price) 3(V/price) 4(V/price)
Kao
Ce
Kt
Other
80
28. What other economic activities do you undertake when you are not engaged
in any log capture and/or processing activities:
(Mining) (Agriculture) (Timber) (Fishing and
hunting)
(Tourism) (Commerce) (Handcrafts) (Others)
III. Organization
Access rights
29. Who are the persons allowed to capture floating trees?
List members Others Do not know
30. Do you agree with allowing new persons into the list?
Yes No Do not know
Appropriation rules
31. Do you agree with the turn system for capturing floating trees?
Yes No Do not know
32. Do you agree with the amount of floating trees each appropriator is allowed
to capture in his/her turn?
Yes No Do not know
Collective choice arrangements
33. Do you participate in the Association meetings?
Always Few times Never
81
34. Last time you had a complaint or accusation, did you communicated it to the
Board of Directors?
Yes No Notes:
35. Have any of these complaints or accusations been resolved either by all list
members voting to sanction it or other method?
Yes No Notes:
Monitoring
36. (Without providing names) Have you ever witnessed another user
committing a fault such as trespassing the Limonal guard post limit for
capturing the floating trees?
Yes No
37. Have you ever accused another user for committing a fault?
Always Rarely Never
38. Have you ever helped the park guards to control the capture activity?
Always Rarely Never
39. Have you ever helped the park guards to measure the captured trees to
estimate their volume?
Always Rarely Never
82
40. Have you ever accompanied the park guards during their patrolling and
monitoring of riparian forests to audit their condition?
Frequently Rarely Never
Graduated sanctions
41. Have you ever been informed when another user committed a fault?
Always Rarely Never
42. Do you agree to forbid one user from further capturing if he/she has
committed the same faults again and again?
Yes No
43. Are there any temporally suspensions for committing a fault?
Yes No Period of time:
INTERVIEW
1. How was the Association formed? Who organized it; who developed the idea
of the turn system; what is your opinion about this system? Do you think that
the rules in use (turns, amounts, etc.) that have been established are fair,
why?
2. What are the most serious problems or constraints that reduce your benefits;
are these problems related to the MNP administration or to other
83
appropriators or both? Which are the agreements that are not respected or
enforced. Which are the most common faults that have been committed by
appropriators in the past (provide examples)?
3. What is your opinion on the case when Mr. Rojas and sons entered the MNP
and log several standing trees; were they sanctioned; were those trees seized,
has this kind of event happened again ever since? How are faults, disputes,
offences, etc. usually resolved?
4. Are there more or less trees floating down the river than in previous years?
Do you consider that floating tree numbers are enough for the amount of
boats and lumber that are demanded? If not, what measures would you
suggest to improve this situation? Do you think that the fact that MNP
protects the forests assures the provision of floating trees that you later
capture?
5. Is the tree capturing activity, and later transformation and selling, your main
income source; do you think that this activity is profitable? What other
economic activities do you undertake?
6. If you were told that you could no longer capture the floating trees within
MNP or these trees were suddenly disappeared, what other economic activity
would you do?
84
7. How do you see the capture activity in the next 10 years; do you think your
children will continue with this? Do you think new people will enter into the
list or would you totally prohibit new members? How would you enforce
this?
8. What is your opinion on the proposal to extend the road from Shintuya to
Boca Manu and then to Colorado? Which will be the advantages and
disadvantages for you?
CHAPTER 2
MODELING THE EFFECT OF POPULATION GROWTH AND
SECONDARY ROAD EXPANSION ALONG THE NEW
INTEROCEANICA SUR HIGHWAY OF SOUTHEASTERN PERUVIAN
AMAZON
RENZO GIUDICE1, CHRIS KIRKBY1, DOUGLAS W. YU1,2, RAFAELLA
SILVESTRINI3, BRITALDO SOARES-FILHO3, HERMANN RODRIGUES3
1 School of Biological Sciences, University of East Anglia, Norwich, Norfolk NR47TJ, UK
2 State Key Laboratory of Genetic Resources and Evolution; Ecology, Conservation, and
Environment Center (ECEC), Kunming Institute of Zoology, Chinese Academy of Science,
Kunming, Yunnan, 650223, China
3Centro de Sensoramiento Remoto, Universidade Federal de Minas Gerais, Av. Antônio Carlos
6627, Belo Horizonte 31270-900, MG, Brazil
SUMMARY
Deforestation rates in southeastern Peruvian Amazon have been historically low
due to its relative remoteness and isolation from major roads. This situation is
changing in the face of the current construction and paving of the Interoceanica
Sur highway, which extends Brazil’s Trans-Amazon highway (BR-230) into
Peruvian territory, passing through one of the most diverse and rich ecosystems
in the world and is regarded as the major driver of current deforestation in the
region. As a means to contribute with ongoing efforts to offset the negative
effects deforestation has on ecosystem services and in the face of a post-Kyoto
agreement on reducing emissions from deforestation (RED), we developed a
spatially explicit deforestation model to simulate the pattern and extent of
86
deforestation in the region between 2000 and 2035. The simulation process is
comprised of two steps. The first generates five different deforestation rates
growth trends which represent five scenarios: low population
growth/construction or extension of secondary roads, low population
growth/construction and extension of secondary roads, high population
growth/no construction or extension of secondary roads, and high population
growth/construction and extension of secondary roads, plus a control scenario in
which, on the contrary to the first four scenarios, the deforestation rate remains
constant at historical levels. These scenarios seek to provide the first set of
deforestation baselines for the region. The second step involves a geo-referenced
stochastic cellular automata model, DINAMICA EGO, which simulates
deforestation based on the scenarios’ rates and on the distribution of spatial
variables that independently affect the deforestation risk across the landscape.
We identified that a maximum of 1,056,521 ha (11.4% reduction) of primary
forest could be lost due to the effect of the high population growth/construction
and extension of secondary roads scenario. If a regional RED project is
implemented to reduce the effect of secondary roads, RED credits could generate
a NPV of up to US$1,597.4M. The Tambopata National Reserve, in turn, is the
protected area within the study area mostly affected, and could loose up to
14,006 ha (5.3% reduction), whereas forestry concessions could loose up to
134,841 ha (9.97% reduction). The model demonstrates how data on, human
settlements, historical population growth, land-use legislation, and a set of spatial
variables can be used to evaluate the effect different scenarios could have on the
landscape dynamics and as such provide a useful information tool for decision-
making processes, and governments and civil society.
87
Keywords: Amazon, modeling deforestation scenarios, Interoceanica Sur highway,
IIRSA, RED, DINAMICA EGO, Peru.
88
INTRODUCTION
Deforestation has profound ecological and socio-economic effects on tropical
forests and upon their inhabitants. It enhances aridity and desertification,
modifies the water cycle and regional climate, and produces fragmentation and
loss of habitat and species, among others (Millenium Ecosystem Services 2005;
Magrin et al. 2007).
As a consequence of current increased rates of deforestation (Magrin et al.
2007), the ability of forests to deliver benefits, such as clean air, drinking water,
food, timber, and non-timber products, is being reduced and destroyed
(Millenium Ecosystem Services 2005). Such benefits sustain or enhance human
welfare (Fisher et al. 2008) and are not only critical for current and future
sustainable local and regional livelihoods but also for the global community
(Balmford & Whitten 2003).
In particular, the ability of Amazon rainforests to store carbon is viewed as a
crucial means to mitigate global warming by reducing and limiting the
concentration of CO2 in the atmosphere (Santilli et al. 2005; Killeen 2007;
Magrin et al. 2007; Strassburg et al. 2009). In fact, the estimated amount of
carbon stored in Amazon trees, 119 ± 28 Pg (Petagrams) (Houghton et al. 2001),
represents 1.5 decades of current global carbon emissions (Soares-Filho et al.
2006). This large carbon stock coupled with historical and current rates of
emissions (Strassburg et al. 2009) supports the initiative to implement, under a
post-Kyoto agreement, a scheme to Reduce Emissions from Deforestation and
Degradation (REDD) (UNFCCC 2006; Nepstad et al. 2007; Parker et al. 2008;
89
Pedroni et al. 2009). Although implementation methodologies are currently still
being debated (Pedroni et al. 2009; Strassburg et al. 2009), (REDD is not only
viewed as a relatively low cost means to mitigate global warming through the
reduction of carbon emissions (Angelsen 2008; Strassburg et al. 2009) but also
as a means to reduce poverty in developing countries through payments to local
people to avoid deforestation (UNFCCC 2006; Peskett et al. 2008).
Therefore, the Peruvian Amazon, the second largest portion of the Amazon basin
(68.7 M ha) containing an estimated 8,763 M tC (Strassburg et al. 2009) and
widely considered as one of the most biodiverse and still well preserved primary
forest regions in the world (Myers et al. 2000), has a major conservation value.
Historical deforestation rates in Peru have been relatively low –annual rate
between 1990-2000 was only 0.1–, compared to those of some of its Amazonian
neighbors such as Brazil or Ecuador (0.6 and 1.7, respectively) totaling almost
3M ha by 2000 (FAO 2009). More recently, the estimated annual net rate
between 1999 and 2005 was 64,700 ha, from which, only a small fraction (1-2%)
occurred within protected areas (Oliveira et al. 2007). It has been argued that the
land-use policy, specially that considering the governmental establishment and
extension of natural protected areas, indigenous reserves, and forestry
concessions, together with remoteness were effectively protecting the Peruvian
Amazon (Oliveira et al. 2007).
Nonetheless, the deforestation process takes place at different time and space
scales, responding to the local and regional socioeconomic and biophysical
90
characteristics and contexts, as well as to each area’s interrelation with distant
factors (e.g. global markets) (Geist & Lambin 2001; Wood 2002).
As such, the Southeastern region of the Amazonian Peru is witnessing a
relatively more accelerated increase in forest damage compared to other regions
(Instituto Nacional de Recursos Naturales (INRENA), et al. 2005, 2006; Centro
de Datos para la Conservación – Universidad Nacional Agraria La Molina
(CDC-UNALM) et al. 2007; Oliveira et al. 2007).
The current construction and paving of the Interoceanica highway, one of the
main IIRSA (Initiative for the Integration of the Regional Infrastructure of South
America) projects, extends Brazil’s Trans-Amazon highway (BR-230) into
Peruvian territory and is regarded as the major driver of current deforestation in
the region (Dourojeanni 2006; Soares-Filho et al. 2006; Killeen 2007; Mendoza
et al. 2007; Oliveira et al. 2007).
As it has been described before, opening access through the construction of roads
to previously isolated areas such as that of the southeastern Amazonian Peru is
one of the primary determinants in forest conversion (Chomitz & Gray 1996;
Kaimowitz & Angelsen 1998; Geist & Lambin 2001; Alves 2002; Soares-Filho
et al. 2004, 2006; Dourojeanni 2006; Perz et al. 2007)
Moreover, the construction of an official road promotes the expansion of
secondary roads, which are constructed by non-state, 'unofficial' actors and thus
are more difficult to monitor and control in relation to environmental impacts
91
(Perz et al. 2007). These roads further connect remote areas with the official
road, thus increasing the pressure on the forests to be logged or converted into
cropland (Chomitz & Gray 1996; Perz et al. 2007).
In addition, the construction of major roads such as the Interoceanica highway,
promotes immigration into newly accessible areas (Laurance et al. 2001; Alves
2002; Soares-Filho et al. 2004; Dourojeanni 2006). In fact, the Interoceanica has
already promoted human immigration to the area, mostly from Andean peoples
(Dourojeanni 2006; Oliveira et al. 2007), who are engaging themselves in
unsustainable activities such as the removal and destruction of large tracks of
forests adjacent to rivers so as to extract mineral gold from alluvial sediments, as
well as in illegal logging and contributing with the expansion of the agricultural
frontier (Dourojeanni 2006; Killeen 2007).
Thus, we use a spatially explicit deforestation model to forecast the pattern and
extent of deforestation in the southeastern Peruvian Amazon from 2006 to 2035,
with special attention to deforestation inside natural protected areas, indigenous
territories, and forestry concessions.
The model we present incorporates spatial variables, both biophysical (e.g.
swamps) and political (i.e. land tenure), and uses DINAMICA EGO, a stochastic
cellular automata model previously used to simulate deforestation in the Amazon
basin (Soares-Filho et al. 2002, 2004, 2006), to project the future allocation of
deforestation.
92
Future deforestation rates are projected as a function of two different human-
population growth trends (high and low) and two functional relationships
between human population sizes and deforestation rates (exponential and
logistic), so as to define four different deforestation scenarios, plus a control
scenario (historical trend), altogether representing the range of effects that the
eventual expansion of the secondary road network could have on the
deforestation process.
Although the effect of local human population growth relative to other drivers of
deforestation is widely debated, its effect on tropical forest cover reduction is
undisputed (Meyer & Turner 1992; Geist & Lambin 2001), and, thus, we assume
a positive correlation between them.
It is our aim to contribute with the efforts to offset the negative effects that
deforestation will have on ecosystem services by providing stakeholders and
politicians with a visual tool to guide their decisions when balancing
environmental conservation and development.
In particular, this tool should help in the process of establishing RED projects
(deforestation only, since we do not measure degradation) and negotiating the
corresponding carbon credits, which require the definition of a baseline
projection of the amount and location of expected deforestation (UNFCCC 2006;
Angelsen 2008). Based on the concept of additionality and current expectations
(Angelsen 2008; Strassburg et al. 2009) it is likely that RED credits (and REDD
credits in general) will be paid to preserve only forest cover that would have
93
been lost in the absence of RED projects. Thus, if the baseline projection were
based only on Peru's overall, historical deforestation rates, which are low, Peru
would be unlikely to receive enough RED funding to compensate the opportunity
costs of future forest conversion. However, historical rates do not take the effect
of the Interoceanica highway and secondary roads into account, so we provide
these four scenarios as the first set of baseline projections for the region.
METHODS
Study area and context
The study area is located in southeastern Amazonian Peru, within the Tropical
Andes biodiversity hotspot (Myers et al. 2000), and extends over a 10.8M ha
area and over an altitudinal range of 130-5500 m, incorporating the Department
of Madre de Dios and portions of the Departments of Puno and Cusco (Fig. 1).
The study area covers all or part of six state-protected areas (from North to
South: Alto Purús National Park (37%), Manu National Park (100%), Megantoni
National Sanctuary (65%), Amarakaeri Communal Reserve (100%), Tambopata
National Reserve (100%), and Bahuaja Sonene National Park (75%)), two
reserves for isolated indigenous peoples, hereafter referred to as Territorial
Reserves (Kugapakori Territorial Reserve (20%), and Madre de Dios Territorial
Reserve (100%)), and one large state-leased conservation concession (Los
Amigos Conservation Concession (100%)). In turn, these areas lie within two of
the three protected-area complexes (Vilcabamba-Manu and Tambopata-Pilón
Lajas) that make up the Vilcabamba-Amboró Conservation Corridor (VACC)
(Critical Ecosystem Partnership Fund - CEPF 2005). The VACC stretches from
the Vilcabamba mountain range in southern Peru to Amboró National Park in
central Bolivia (Fig. 2), covering 30M ha of one of the biologically richest and
94
most diverse habitats on the planet (Myers et al. 2000; CEPF 2005). The VACC,
a bi-national trans-boundary conservation strategy with financing for
conservation and development projects provided by bilateral and multilateral
donors, seeks to maintain and enhance the connectivity within and between the
protected area complexes and to protect part of the southern half of the Tropical
Andes hotspot from the negative impacts that human activities, such as gold
mining, uncontrolled logging, road and dam construction, and population growth
are imposing on biodiversity in the region (CEPF 2005; Dourojeanni 2006;
Killeen 2007).
Bisecting the VACC between the two protected area complexes, and traversing
the study area, are sections 2, 3, and 4 of the Interoceanica Sur highway (IOS), a
westerly extension of the Trans-Amazon highway (Brazil’s BR-230) that will
connect major Brazilian cities and industrial centers with Pacific Ocean ports in
Peru, thus reducing transportation costs of Brazil’s agricultural and manufactured
exports on route to the Far East, particularly China and Japan. These sections are
expected to be the major driver of deforestation and concomitant biodiversity
loss, as well as social degradation in the region (Dourojeanni 2006). The IOS is
one of the principal projects of the Initiative for the Integration of the Regional
Infrastructure of South America (IIRSA) (see Dourojeanni 2006; Killeen 2007), a
consortium of twelve South American countries that promotes the development
of transport, energy and telecommunications infrastructure
(http://www.iirsa.org//Institucional_ENG.asp?CodIdioma=ENG; accessed July 9,
2009). The three sections are currently being paved and are scheduled for
completion in 2011 at a cost of at least US$ 892M (see Dourojeanni 2006; Bank
95
Information Center 2009 (http://www.bicusa.org/es/Article.11327.aspx, accessed
July 22, 2009); Diario Gestión, June 2009 (http://gestion.pe/noticia/280423/IOS-
sur-entregada-primer-trimestre-2011, accessed July 23, 2009)).
Model development
General approach
The simulation process of cumulative annual deforestation across the landscape
is comprised of two main steps. The first involves a scenario-generating model
that calculates annual deforestation rates and deforested area (in hectares) based
on human population growth levels in the study area. It estimates the expected
annual deforestation rate and deforested area for each of the 30 years (2005-
2034, inclusive) of each scenario, based on projections of historical deforestation
rates from the five years between 2000 and 2004 and associating these rates to
population growth rates. By altering population growth rates upwards, an
expected result of paving the IOS, we generated four distinct scenarios over the
35-year study period by crossing two deforestation rates (Low and High) with
two functional relationships between population growth and deforestation rates,
exponential and logistic. The first one represents no further expansion of the
secondary road network, whereas the second considers the expansion. Thus our
five scenarios are defined as follows: low population growth/no construction or
extension of secondary roads (ScenarioLow,No2ndaryRoads), low population
growth/construction and extension of secondary roads (ScenarioLow,Yes2ndaryRoads),
high population growth/no construction or extension of secondary roads
(ScenarioHigh,No2ndaryRoads), and high population growth/construction and extension
of secondary roads (ScenarioHigh,Yes2ndaryRoads), plus a control scenario
96
(ScenarioCtrl) in which, on the contrary to the first four scenarios, the
deforestation rate remains constant throughout the simulation process. We
assumed no re-growth of forest following deforestation as we are only interested
in primary forest, which takes considerably longer than 35 years to regenerate.
The second step involves passing each year’s deforestation to DINAMICA EGO
version 1.2.3 (hereafter DINAMICA), a geo-referenced stochastic cellular
automata model that simulates land-cover change, in this case deforestation
(from forest to deforested) based on the spatial distribution of static variables
(such as land tenure categories and biophysical attributes) and dynamic variables
(such as distance to deforested) that independently affect the deforestation
probability (risk) at every point across a landscape (Soares-Filho et al. 2002,
2004, 2006; Almeida 2003; Silvestrini 2008).
Relationship between population, population growth and deforestation rates
Human population growth
We calculated human population growth trajectories for the study area between
2005 and 2035. The study area contains 536 population centers, of which 310
(57%) are in Madre de Dios, 119 (38%) in Cusco, and 27 (5%) in Puno
(Appendix 1). These centers represent 100%, 2.73% and 0.27% of all centers to
be found in the Departments of Madre de Dios, Cusco and Puno, respectively
(INEI 1994). The centers that correspond to Cusco are those associated with
twelve districts: Yanatile, Quellouno, Challabamba, Paucartambo, Kosñipata,
Camanti, Marcapata, Cusco, San Jeronimo, San Sebastian, Santiago, and
Wanchaq districts, while those in Puno correspond to only two districts:
97
Ayabaca and San Gabán. The population centers in Madre de Dios are
distributed across all of its eleven districts: Tambopata, Inambari, Las Piedras,
Laberinto, Manu, Fitzcarrald, Madre de Dios, Huepetuhe, Iñapari, Iberia, and
Tahuamanu. We included parts of Cusco and Puno (and their respective
population centers) in the study area because (1) sections 2 and 4 of the IOS pass
through them (Fig. 1), (2) they contain tropical forest, (3) we wanted to include
the city of Cusco, as it exerts a deforestation pressure in all three departments via
the demand from its population for agricultural and timber products, and (4)
because we wanted to include all of the Manu National Park (MNP, located in
both Cusco and Madre de Dios) and Bahuaja Sonene National Park (BSNP,
located in both Puno and Madre de Dios). Most of the BSNP (821,233 out of
1,091,416 ha, 75.2%) lies within 50 km of the IOS, regarded as the area of
influence of major highways in the Amazon basin (Laurance et al. 2001;
Dourojeanni 2006).
Data on the number of inhabitants in each populations centre in 2005 was
obtained from a GIS shape-file constructed by the Peruvian government’s
Ministerio de Educación (Ministry of Education) and kindly provided to us by
the Centro para la Sostenibilidad Ambiental – CSA (Center for Environmental
Sustainability) at the Universidad Cayetano Heredia, Lima, Peru.
There were six population centers in Puno that had no data for 2005. For these,
we estimated their populations by growing their 1993 census counts (Npop ctr,1993)
as follows:
98
(Npop ctr,1993) (! district)12 = Npop ctr,2005
where ! is the annualized population growth rate between 1993 and 2005 of the
district in which each center is located, and was calculated as:
!district = (Ndistrict,2005 / Ndistrict,1993)1/12
Both population center and district population data were acquired from INEI’s
webpage (1993 Population Census:
http://iinei.inei.gob.pe/iinei/RedatamCpv1993.asp?ori=C; 2005 Population
Census: http://iinei.inei.gob.pe/iinei/RedatamCpv2005.asp?ori=C; both accessed
June 17, 2008). After calculating these six population estimates and adding them
to the previously acquired ones, we obtained a total population estimate of
3,401people in 2005 for the Puno portion of the study site.
Similarly, there were 84 population centers in Cusco and 77 in Madre de Dios
that were missing population data for 2005. We used the same procedure
outlined above to estimate their respective 2005 population sizes, giving a total
of 342,789 and 92,024 people for Cusco and Madre de Dios, respectively.
Thereafter, we grew each Dept.’s 2005 population until 2035, using Puno’s and
Cusco’s mean, district-level annualized population growth rates, which were
calculated using only the districts within the study area, and using the Dept.-wide
growth rate for Madre de Dios for the 1993-2005 inter-census period (see Table
1). 1993 and 2005 populations for the Madre de Dios department were also
99
acquired from the INEI website (http://www.inei.gob.pe/; accessed June 17,
2008).
Finally, we summed the calculated populations in our study area for each year
between 2005 (438,214 inhabitants) and 2035 (795,345 inhabitants). These
numbers were used in our two low-deforestation scenarios
(ScenarioLow,No2ndaryRoads) and (ScenarioLow,Yes2ndaryRoads), and reflect a situation in
which immigration is kept at a minimum, even after the IOS has been paved.
In contrast, our high-deforestation scenarios (ScenarioHigh,No2ndaryRoads)
(ScenarioHigh,Yes2ndaryRoads), used the mean, district-level annualized population
growth rates observed between the 1981 and 1993 censuses (Table 1), which
were acquired following the same procedures as above. For the case of Madre de
Dios, we used its total population growth rate during the same era. Population
data from the 1981 census were obtained from
http://iinei.inei.gob.pe/iinei/RedatamCpv1981.asp?ori=C (accessed June 19,
2008). The 2035 total estimated population for the study area is 1,338,877
inhabitants.
We created the two high-deforestation scenarios because from 1985 to 1990, the
administration of then-President Garcia instituted a series of agricultural
subsidies in the form of land titles and easy credit that promoted immigration and
caused a rapid expansion of the agricultural frontier in the Tambopata Province
of Madre de Dios (Alvarez & Naughton-Treves 2003). In fact, averaged
population growth rates in all three Departments were higher in 1981-93 than in
1993-05 (Table 1). The new IOS can be seen as another subsidy for the
100
agricultural sector of Madre de Dios, which in turn should increase current
population growth and deforestation rates.
Deforestation rate scenarios
We then calculated deforestation rates as two functions of the estimated human
population growth rates to define our scenarios. Firstly, the historical
deforestation rate, used in the initial simulation between 2000 and 2005, was
calculated by using DINAMICA to compare the 2000 and 2005 land-cover raster
images of our study area (100m x 100m resolution), which were originally
produced and classified from Landsat TM+7 and CBERS satellite images (see
Model calibration and parameterization below). The annualized rate is "2000-05 =
0.001512 (Step 1 below). We then generated two functional relationships
between human population size and deforestation to project growth in the
deforestation rate from 2005 to 2034.
Exponential: The historical deforestation rate (") was increased annually, from
2005 to 2034, by the population growth rate (!) of the previous year i: "i+1 = "i
!i, where !i = (Ni+1 /Ni). Because the population size (N) is growing
exponentially (Fig. 3), this kind of relationship also produces exponential growth
in the deforestation rate for both (ScenarioLow,No2ndaryRoads) and
(ScenarioHigh,No2ndaryRoads), (Fig. 4 & 5). (ScenarioLow,No2ndaryRoads) produces a
deforestation rate of 0.002743 for the last year (2034), equivalent to an 81%
increase in the historical deforestation rate (0.001512) (Fig. 4), generating a net
forest decline of 630,006 ha by 2035, or 6.8% out of the initial total forest cover
of (9’295,926 ha) in 2000 (Fig. 6). In contrast, (ScenarioHigh,No2ndaryRoads)
101
produces a final deforestation rate (2034) of 0.004319, a 186% increase on the
historical rate (Fig. 5) and a net forest decline of 780,888 ha (8.4%) (Fig. 7).
Logistic: An upper asymptote was set at the previously calculated final
deforestation rate (2034) in both low and high-deforestation situations, defining
(ScenarioLow,Yes2ndaryRoads) and (ScenarioHigh,Yes2ndaryRoads), respectively (Fig. 4 &
5). The deforestation rate approaches the asymptote logistically, following:
"i = 0.0027/[1+(0.813 e -0.25 * i)], for (ScenarioLow,Yes2ndaryRoads), and
"i = 0.0432/[1+(1.857 e -0.25 * i)], for (ScenarioHigh,Yes2ndaryRoads).
The deforestation rates therefore increase more quickly early in the projection,
relative to the exponential function, which is meant to reflect a rapid increase in
deforestation after paving of the IOS and the extension of secondary roads
(Chomitz & Gray 1996; Perz et al. 2007). We obtained a net forest decline of
735,203 ha (7.9%) for (ScenarioLow,Yes2ndaryRoads) and 1’056,521 ha (11.4%) for
(ScenarioHigh,Yes2ndaryRoads) (Fig. 6 & 7).
Constant: In (ScenarioCtrl), the 2000-2005 historical deforestation rate remains
constant from 2000 to 2035 to compare with the other scenarios. This trend
produces a net deforestation of 479,468 ha (5.2%) by 2035 (Fig. 6 & 7).
102
Deforestation allocation
The scenario-generating model was linked to DINAMICA by passing the
generated deforestation rates and taking into account the initial landscape
distribution of land-cover classes to run the model from 2000 to 2035. First,
however, DINAMICA’s algorithms must be calibrated and parameterized using
the period of time between the real landscapes, that is, 2000-2005.
DINAMICA simulates cell state transitions (e.g. from forest to deforested)
determined by discrete-step-generated transition probability maps (Soares-Filho
et al. 2002, 2004). These maps are produced based on (1) a set of spatial
variables, by calculating their weights of evidence – a Bayesian method for
modeling spatial data –, corresponding to the transition of interest (Goodacre et
al. 1991; Almeida 2003; Soares-Filho et al. 2004; Silvestrini 2008) and (2) a map
of changes between an initial and final real landscapes (Fig. 8). As such,
DINAMICA was used to simulate the allocation of the deforestation in our study
area, based on a set of land use and biophysical variables, such as protected
areas, slope, and distance to rivers. Each time step corresponds to one year.
Model calibration and parameterization (2000-2005)
An initial simulation process was undertaken to calibrate the model over the
2000-2005 period in order to obtain a 2005 simulated landscape as similar to the
real 2005 landscape as possible and to parameterize DINAMICA’s algorithms
for our study area. We used fifteen spatial variables, which we describe below.
103
Real landscapes
First, we produced two raster-format, real landscapes from 2000 and 2005 (initial
and final), of 100m x 100m resolution, 4087 columns, and 2932 rows
(119,830.84 Km2). There are five land-cover classes, (1) forest, (2) deforested,
(3) water bodies, and (4) non-forest (including built infrastructure and mountain
ecosystems). These landscapes were clipped, reclassified, and rescaled from the
classified 2000 and 2005 land-cover raster images (30m x 30m pixel resolution)
that were originally produced and classified from Landsat TM+7 and CBERS
satellite images by the Instituto Nacional de Recursos Naturales (INRENA), the
Frankfurt Zoological Society (FZS), and the Centro de Datos para la
Conservación – Universidad Nacional Agraria La Molina (CDC-UNALM)
(INRENA et al. 2005, 2006; CDC-UNALM et al. 2007) and provided to us by
the CDC-UNALM.
The original landscapes had a set of nineteen different land-use and land-cover
classes, which were grouped and reclassified using ArcGIS 9.2’s spatial analyst
function into our five classes (Fig 9). All anthropogenic classes (fallow fields,
cattle pasture, burnt ground, agriculture, agropecuaria (areas in which it was not
possible to differentiate cattle pasture from agriculture and involved different
proportions of both), mining, patio de trozas (forestry areas in which logs are
hauled to and stored until transported to sawmills), and secondary forests) were
reclassified as deforested land cover. All infrastructure classes, (roads, urban
areas, and landing strips) were reclassified as infrastructure. Rivers, riverbanks,
and lakes were reclassified as bodies of water. Highland pastures and mountains
were reclassified as non-forest. Forested land remains as such. Finally, we
104
reclassified most clouds and their shadows as forested, since most clouds were
surrounded by primary forest. Clouds above other classes were reclassified into
these other classes.
Both initial and final landscapes obtained were modified to present the same
number of cells per class in the 2000 and 2005 images for all classes except, as
expected, forested and deforested lands. This modification is needed to avoid
DINAMICA generating impossible or irrelevant transition rates. For example,
the original CDC’s images presented non-forest classes growing and reducing in
extent in different areas. Since we do not expect mountains to displace forests,
we attribute the differences between the 2000 and 2005 original images to errors
in classification. Similarly, 2000 and 2005 infrastructure was unified in extent
and location because we were not interested in projecting the growth of the road
network in this way. Instead, we generated scenarios of road growth
independently (see below).
Spatial static and dynamic variables
Fifteen spatial variables, grouped into three broad classes, (1) biophysical, (2)
infrastructure, and (3) land tenure were considered for the simulation process
(Table 2). CDC, CSA, the Sociedad Peruana de Derecho Ambiental (SPDA),
and the Amazon Conservation Association (ACA) provided vectorized land
covers for these classes, which were then transformed into raster format with 1-
ha resolution, using ArcGIS 9.2 and stored within a raster cube dataset, called the
static variables map (Fig 8). This process is necessary because DINAMICA only
supports raster maps for spatial data (Soares-Fihlo et al. 2008). In addition, all
105
raster maps must have the same number of cells, that is, the same number of
rows and columns, and must be tied to the same coordinate space and registration
point (Fig. 10) (Soares-Fihlo et al. 2008). Lastly, spatial extent and resolution
must coincide with those of the real landscapes.
All three broad classes were chosen on the basis of (1) previous research about
the effect that they have on deforestation processes (Kaimowitz & Angelsen
1998; Geist & Lambin 2001; Soares-Filho et al. 2004, 2006) and (2) current
influence on the study area’s deforestation process (INRENA et al. 2005, 2006;
Dourojeanni 2006; CDC-UNALM et al. 2007), and (3) availability. All fifteen
variables but one are static variables (Soares-Fihlo et al. 2008) because their
attributes remain unchanged through this initial process. That other variable,
‘distance to deforested’, is dynamic because DINAMICA updates it for each cell
in each time step, according to the evolving land-cover simulation. This layer
map represents the frontage Euclidean distance between a pixel and the closest
deforested one (Soares-Fihlo et al. 2008).
In addition, nine of the original land covers provided had to be transformed. Four
of these (rivers, IOS, secondary roads, and population centers) were transformed
into continuous distance to feature maps (i.e. distance to rivers, distance to IOS,
distance to secondary roads, and distance to population centers) using
DINAMICA’s algorithms for calculating ‘distance to feature’ map (Soares-Filho
et al. 2008). This algorithm calculates a map representing the Euclidean distance
in meters between a cell and the closest cell representing a feature.
106
Conservation and tourism concessions were merged into one layer map. The
slope layer map was derived from a CDC Digital Elevation Model (DEM) and
converted into a slope using ArcGIS 9.2 spatial analyst. Four forest types
(INRENA’s Forestry Map:
http://www.inrena.gob.pe/biblioteca/data_de_biblioteca/docs/mapas_
peru_ambiental/biblidigital_0107.htm; accessed June 13, 2008) were merged and
re-categorized into two new types based on each type’s likelihood of being
flooded (Phillips et al. 1994). Thus the new types were defined as follows:
flooded forest type is composed by lower floodplain humid forest and meander
plain forest (llanura meándrica); terra firme forest is composed by upper and
middle floodplain humid forests. The rest of the forest types, lower slope humid
forest, upper slope humid forest, mountain humid forest, and bamboo (Guadua
spp.) forests remained unchanged.
Finally, we used the population centers’ spatial distribution layer map and each
center’s estimated 2000 population to derive a 2000 population attraction map,
which is an ‘interaction potential’ map. This map represents a gravitational
model between non-null cells, whose values (the centers’ populations) represent
the gravitational masses and null cells (the rest of the map). For each null cell (i),
the interaction potential (pi) is the sum of each center’s population (j) divided by
the distance to it (dist (i,j)):
!
pi =valuei
dist(i, j)j=1
n
"
107
Thus, the urban attraction map constitutes a fuzzy representation of population
density across the landscape, providing a mechanism by which deforestation is
made to gravitate towards population centres based on their population size, on
the assumption that larger centres exert a greater deforestation pressure on
neighbouring forest than do smaller ones.
The 2000 population size for each population center (Npop ctr, 2000) is estimated
using each center’s 1993-2005 population growth rates (! pop ctr) or each district’s
1993-2005 growth rate (! district) where the missing data centers were located (see
Human Population Growth above).
Following, we interpolated all estimated Cusco, Puno, and Madre de Dios 1993-
2005 centers’ or district’s population growth rates to calculate each center’s year
2000 population using:
(Npop ctr,1993) (! pop ctr/district)7 = Npop ctr,2000
Building the model
The calibration and parameterization process comprises six steps, which are
based on the ten steps of the land use and land cover change simulation model of
Soares-Filho et al. (2008). We used these steps to calibrate, run, and validate our
calibration and parameterization process. Each step is executed by an
independent model, which were constructed using DINAMICA’s interface and
algorithms.
108
DINAMICA considers as initial inputs the map for 2000 (the initial landscape)
and the 2005 map (the final landscape). DINAMICA does not handle class
names such as forest or deforested. Thus, all land cover classes form both maps
have the same number identifier.
Identifier Land cover class
-99 Null Value
0 Bodies of water
1 Deforested
2 Forest
3 Non-forest
First step: the transition matrix
By comparing the initial (2000) and final (2005) landscapes, DINAMICA
calculates the historical multiple-step transition matrix. The matrix describes a
system that changes over discrete time increments (e.g. a year), in which the
value of any variable (such as the deforested area) in yearn is the sum of the
variable’s value in yearn-1 plus its value multiplied by the transition rate (Soares-
Filho et al. 2004).
In our case, the transition matrix presented the forested-to-deforested (2 # 1)
transition, which is just the deforestation rate, since no other transition was
modeled. The multiple-step matrix calculates deforestation rates for each year
between 2000 and 2004 and is calculated as follows:
109
where n2,2005 is the final landscape’s forest area (9,225,880 ha) and n2,2000 the
initial landscape’s forest area (9,295,926 ha). Thus, the annualized deforestation
rate is 0.001512 or 0.15%.
Second step: categorization of continuous variables
In this step, DINAMICA calculates ranges to categorize continuous spatial
variables, such as ‘distance to rivers’, ‘slope’, etc. DINAMICA requires all
variables to be presented as categorical maps in order to determine the
deforestation probability maps (see Soares-Filho et al. 2008) and calculates
ranges according to each spatial variable data structure, which we describe
below.
First, the minimum increment (I) in the graphical interface of each variable (e.g.
100 meters for the distance to feature maps, one degree for the slope map) is
specified and input into DINAMICA’s Determine Weights of Evidence Ranges
algorithm (Fig 11). The increment is used to build n incremental buffers
comprising intervals from xminimum to xminimum + nI (e.g. 0-100, 0-200, etc. for the
distance to feature maps). Thus, each n defines a threshold, dividing the layer
map into two classes, b (one buffer) and
!
b (the rest of the map).
Second, the number (n) of pixels classified in each land-cover class, denoted by
the variable A, and the number of deforested pixels within each buffer (b) are
!
Rate2"1 =
n2,2005
n2,2000
#1
110
counted and used to calculate each buffer’s weight of evidence (Wb+) (Goodacre
et al. 1991; Almeida 2003; Soares-Filho et al. 2004, 2008), given by:
where Wb+ is the weight of evidence coefficient for buffer b of one variable (A),
stands for the number of variable A’s pixels within
buffer b that overlap with deforested pixels and , stands
for the number of variable A’s pixels within buffer b that overlap with non-
deforested pixels.
The weight of evidence coefficient represents the tendency of finding one
deforested pixel given the presence of the evidence A (e.g. protected areas) also
termed the explanatory variable (Almeida 2003). Higher positive coefficient
values denote a stronger positive association between the explanatory variable
and the presence of deforested pixels.
Third, a sequence of An values are plotted against An*exp(W+) (Fig. 12).
Breaking points for this graph will be determined by applying a “line-
generalizing algorithm” (see Soares-Filho et al. 2008). This algorithm contains
three parameters: (1) minimum distance (mindx) interval along the x axis,
minimum delta in Figure 11, (2) maximum distance (maxdx) interval along the x
axis, maximum delta in Figure 11, and (3) tolerance angle. A new breaking point
is placed whenever the distance between two points on the x axis $ mindx or
when the angle between the two arrows (v and v’) linking the current point to the
!
Wb
+= ln
n(Ab |DeforestedPixel
n(Ab |DeforestedPixel
"
# $
%
& '
!
n(Ab |DeforestedPixel)
!
n(Ab |DeforestedPixel)
111
last one and the last one to the previous one, respectively (Fig. 12), exceeds the
tolerance angle (Soares-Filho et al. 2008). Thus, fewer points will be determined
as both the tolerance angle and the mindx are increased, and vice versa.
Finally the number of categories, that is, the range intervals, is defined by linking
the breaking points with straight lines (Fig 12).
Categories comprise a lower inclusive and a higher exclusive boundaries,
denoted as, for example, [0-100) meters.
Third step: calculation of weights of evidence coefficients
Now DINAMICA calculates the weights of evidence coefficients for each
variable’s category (k) based on:
.
In addition, for those categorical variables presenting a binary map, B, defining
the presence or absence of one land tenure or biophysical attribute, such as
protected areas or palm swamps, DINAMICA calculates the weights of evidence
coefficient for that whole particular binary pattern, as follows:
!
Wk
+= ln
n Ak |DeforestedPixel( )n Ak |DeforestedPixel( )
"
#
$ $
%
&
' '
!
W+ = ln
n B |DeforestedPixel( )n B |DeforestedPixel( )
"
#
$ $
%
&
' '
112
and determines whether there is a significant association between these and the
deforested areas. If no significant association is found, the variable has to be
removed.
The spatial association between the binary pattern and the deforested pixels is
measured by the contrast, C, given by C = W+ – W-, where W- is given by:
!
W" = ln
n B |DeforestedPixel( )n B |DeforestedPixel( )
#
$
% %
&
'
( (
and stands for the absence of the binary pattern.
Thus, for those cases when the deforested pixels overlap with the presence of the
binary pattern more often than would be expected by chance, W+ will be positive
and W- will be negative (see Goodacre et al. 1991). In other words, W+ is
positive when the number of deforested pixels overlapping with the presence of
the binary pattern is larger than that of non-deforested pixels with the pattern’s
presence. And W- is negative when the number of non-deforested pixels
overlapping with the absence of the binary pattern is larger than that of
deforested pixels with the pattern’s absence. Thus, the larger the value of C, the
stronger the influence a significant variable will have on a deforested pixel’s
location.
DINAMICA determines whether the magnitude of C is large enough to be
statistically significant by estimating the variance of the contrast given by:
!
B
113
.
As explained in Goodacre et al. (1991), “if |C | is normally distributed around
zero, then the null hypothesis that there is a lack of spatial association can be
rejected if |C | > 1.96 sI with 95% probability”. (See Goodacre et al. 1991 for
further details)
DINAMICA applies this protocol to the above-categorized variables as well, by
treating each category at a time as B and combining the areas of the rest of
categories to treat them as . In this case, if one category turns out to be non-
significant it has to be removed.
The way in which non-significant categories can be removed is by reducing the
initial number of categories DINAMICA produces for each continuous variable
(see step 2), which tend to reduce the overall number of non-significant
categories. For example, when we increased the tolerance angle from five to
seven for the ‘distance to the IOS’ variable, the number of categories was
reduced from 195 to 77, while the number of non-significant ones was reduced
from 67 to fourteen. These are finally deleted by joining their both upper and
lower adjacent significant categories.
For example, if the significant [100-200) meters category is followed by a non-
significant [200-500) category, which in turn is followed by a significant [500-
!
s2C( ) =
1
area B"D( )+
1
area B"D( )+
1
area B"D( )+
1
area B"D( )
!
B
114
1000) one, the second one is deleted and only two categories, [100-500) and
[500-1000), remain. Then, the original coefficient of the [100-200) category is
assigned to the new built category, that is, to the [100-500).
Finally, although some categories will be statistically significant, they might not
represent the observed trends that relate one given variable with the location of
deforested pixels.
As an example of how to solve this inconsistency, the following protocol,
applied to the ‘distance to population centers’, is presented.
The weights of evidence coefficients (W+) obtained for this variable’s categories
presented a clear tendency denoting higher coefficients for categories
representing closer distances to centers, as might be expected (Fig. 13a).
Nevertheless, two categories, [23.4-27.2) and [100.4-121.5) (in km) represented
exceptions to the observed trend.
Using ArcGIS 9.2, we reclassified the map’s distance categories to visually
represent the significant categories DINAMICA calculated and laid the map of
changes, that is, the deforestation occurred between 2000 and 2005, on top of
this.
When we scrutinized these maps (Fig 14), we observed that these two categories,
although farther away from centers, presented relatively more deforested pixels
115
than some categories located closer to centers and, thus, obtained higher
(although still negative) weight of evidence coefficients than the latter.
Clearly, the observed deforested patches must be product of other factors rather
than to the distance to centers variable. These factors might be distant seasonal
grazing areas observed to the south of the Megantoni National Sanctuary to the
west of our study area (INRENA et al. 2006), natural forest clearings, or even
errors in the original classification.
Therefore, we manually modified the trend by assigning new lower coefficients
to each of these two categories (Fig 13b). These were calculated as the average
between both the upper and lower adjacent categories’ coefficients.
The same protocol was used for the rest of variables presenting similar
inconsistencies to obtain their final weights of evidence coefficients (Fig. 15).
This analysis identified the variables ‘distance to deforested areas’, ‘distance to
the Interoceanica’, distance to secondary roads’, and ‘distance to population
centers’ to be the strongest predictors of deforestation and demonstrated the
importance of protected areas and territorial reserves on deterring deforestation
(Fig 13 and 15).
Fourth step: correlation test
As we have explained, DINAMICA calculates the weight of evidence
coefficients for each explanatory variable and assumes these are independent
116
before integrating their effect into one deforestation probability map. As such, in
this step, DINAMICA determines the correlation between variables using a set of
statistical tests (see Soares-Filho et al. 2008) from which we apply the Joint
Information Uncertainty test (Almeida 2003). The test determines the association
between two maps based on a 0 to 1 scale, in which higher values denote a
higher correlation.
We decided to use a value of 0.5 as a threshold (exclusive) for determining
independence, since it has been stated (Almeida 2003) that such a threshold
value suggests less association between two variable maps. We found that none
of the used variables was correlated (Table 3), and thus we retained all variables
within the analysis for building the deforestation probability map.
Fifth step: running the simulation
In this step DINAMICA runs a deforestation simulation (see Soares-Filho et al.
2008) using the inputs and algorithms presented in Figure 16. The output from
one time step constitutes the input for the subsequent. Similarly, iteration sub-
products are used as inputs during the same iteration to obtain final outputs.
The model uses the real initial landscape (2000), the spatial variables (stored in
the static variables map) and their weights of evidence coefficients, and the
transition matrix, as inputs to run and iterate five times (i.e. five years; defined
within the ‘repeat’ box, Fig. 16) to produce (1) ‘distance to deforested’ maps (the
dynamic variable), (2) transition probability maps, and (3) simulated landscape
maps, one for each time step.
117
During each iteration, the first and second outputs constitute sub-products that
will be used as inputs to obtain each of the simulated landscape maps, which in
turn constitute the initial landscape maps for the second iteration and subsequent
ones (this is allowed by the ‘Mux categorical map’ algorithm, by creating a loop,
Fig. 16).
The ‘distance to deforested’ maps are updated according to the evolving
distribution of deforested pixels in each step, starting with that of the 2000 real
landscape and subsequently using the following simulated landscapes produced.
In turn, transition probability maps are determined as a function of each
explanatory variable’s (static and dynamic) influence on the spatial probability of
occurring a deforested pixel. Therefore, given a set of spatial variables (A, B,
C,…,N), the probability of one pixel at location (x,y) being deforested is
determined by:
where Wk+
(x,y) is the weight of evidence coefficient for category k of one variable
A, in the case of categorized variables (e.g. ‘distance to rivers’), or simply the
coefficient for the binary pattern of categorical variable A (e.g. ‘protected areas’),
at location (x,y) and is given by:
!
P DeforestedPixel | A" B"C" ..."N( )(x,y )
=e
Wk+( x,y )
k=1
n
#
1$ eWk
+( x,y )
k=1
n
#
118
and stored within the ‘weights of evidence coefficients’ input file. Therefore, as
DINAMICA iterates, the ‘distance to deforested’ maps will allow the model to
automatically update the probability maps.
In turn, the transition matrix is used to determine the net number of pixels to be
deforested during each step. It is important to note that during the calibration and
parameterization process the transition matrix remains constant, whereas during
the next simulation process it is dynamic, based on the corresponding scenarios.
Using the ‘calc change matrix’ algorithm, DINAMICA transforms the historical
annual deforestation rate, stored in the transition matrix, into the number of
pixels to be deforested by multiplying the deforestation rate by the total number
of possible changes, that is, the remaining forest.
The total number of cells to be deforested is then divided into two fractions by
the ‘modulate change matrix’ algorithm, which is set to determine the percentage
of the total number of changes that will be executed by the ‘expander’ and
‘patcher’ algorithms. Both are concerned with the landscape change dynamics,
though the first one determines only the expansion of previous patches of
deforestation, whereas the second generates new deforestation patches alone (see
Soares-Filho et al. 2002 for further details). The idea of splitting the total number
of executed changes between both algorithms and into varying proportions
!
Wk
+(x,y ) = ln
P Ak |DeforestedPixel( )P Ak |DeforestedPixel( )
"
#
$ $
%
&
' '
119
allows us to approximate and calibrate the simulated landscapes to the real
structure of a landscape.
The size of expansion fringes and new patches follow a lognormal probability
distribution (Soares-Filho et al. 2002). Thus, both algorithms require specifying
the parameters of this distribution by a mean and variance patch size. Higher
values of mean patch size imply a less fragmented landscape and higher values
of variance patch size imply a more heterogeneous landscape (the opposite
applies). In addition, a ‘patch isometry’ number must be defined. This parameter
varies from 0 to 2 and patches assume a more isometric (‘circular’) form with
higher values and a more linear form otherwise (Soares-Filho et al. 2002).
Once all parameters are set, DINAMICA is run to produce the five simulated
landscapes (2001-2005) and their associated probability maps.
Sixth step: validation
In this step we validate the model by comparing the 2005 simulated landscape
with the real 2005 one. The method we apply is the fuzzy similarity analysis,
which compares two maps of changes (in our case, maps of deforested pixels
alone) (Silvestrini 2008; Soares-Filho et al. 2008). The first map represents the
observed changes between the 2000 and 2005 real landscapes and the second,
those between the 2000 real landscape and the 2005 simulated one.
The method compares the number of deforested pixels within the first map with
that of the second, that fall within a central cell neighborhood. This
120
neighborhood is defined by a set of cell window sizes of 1x1, 3x3, 5x5, etc. We
decided to use a range of window sizes from 1x1 to 11x11 cells, representing
areas of one to eleven hectares (or 0.01 to 1.21 km2), respectively. Using a
constant decay function, if a deforested pixel is found within the window,
regardless of whether it is located exactly in the central cell of the window (for
those larger than 1x1), that is, in the same x,y coordinates of both maps, a
similarity fit of 1 is assigned. On the other hand, if no deforested pixel is found
within the window, a zero fit is assigned. Once each window size has convoluted
over the whole map of changes, a mean similarity index for each window size is
calculated as the sum of ones divided by the number of deforested pixels. Thus,
the closer this quotient is to one the higher the fuzzy similarity between the real
and the simulated landscape is. As would be expected, larger windows relax the
comparison, increasing the goodness of fit between the two maps. Finally, this
method applies a comparison in two ways, that is, it analyses the difference in
the location of pixels in the first map relative to that in the second and vice versa,
ultimately choosing the lowest calculated mean index fit for each window (see
Soares-Filho et al. 2008).
To define the mean and variance size of new expansion fringes and patches for
the expander and patcher algorithms, respectively, we first calculated the size of
each new deforested patch (including both expansions and patches) observed
between the real landscapes of 2000 and 2005. Following, we divided each patch
size by five, so as to obtain a proxy for the yearly expansion of new patches. We
obtained a mean and variance patch size of 1 and 8 ha, respectively. We then ran
the model several times so as to obtain the best possible model fitness after
121
changing the isometry and the ‘modulate change matrix’ parameters, finally
setting these at 1.5 and 0.8, respectively.
We obtained the fuzzy similarity presented in Figure 17, which achieves an 80%
similarity at a window size of 11x11. We considered this similarity to be
satisfactory based on previous results obtained using DINAMICA (see Soares-
Filho et al. 2006) and thus, used the set parameters in the next simulation
process.
Simulation of future deforestation (2000-2035)
A second process was undertaken to simulate the cumulative annual
deforestation across the landscape between years 2001 and 2035. This process
starts again with the real 2000 landscape as the initial landscape and iterates five
times until the 2005 simulated landscape is produced but then deviates from the
previously set parameters at time step 2005-2006 to introduce the effect of each
of the five deforestation scenarios (Low,High/No,Yes2ndaryRoads and control)
and carries on until 2034-2035. Each of the first four scenarios includes a
different set of new dynamic variables, transition matrices, and weights of
evidence coefficients from time step 2005-2006 onwards.
Similarly as in the calibration and parameterization process, the ‘distance to
deforested’ dynamic variable, probability maps, and simulated landscapes for
each time step are produced, where the latter represent the input for each
subsequent time step. Each model was set to iterate 35 times in total, that is, from
2000 to 2035.
122
New dynamic variables
‘Population attraction’ and ‘distance to secondary roads’ were turned into
partially dynamic variables as their layer maps are updated for every five-year
period, from time step 2005-2006 onwards, in order to replace those of each
previous five-year period during the whole simulation process. In other words,
both variables remained unchanged within the five years of each five-year period
but were then updated from one period to the other. Reasons for updating these
two variables as well as the way in which each is constructed are explained
below.
Population attraction
As we expect center’s population to grow or decrease in time, we also expect that
they will exert different deforestation pressures on neighborhood forests in the
future.
Thus, to model this effect, we created six new ‘population attraction’ layer maps
based on the projection of each centre’s population size. These six maps
correspond to the first year of every five-year period between 2005-2010 and
2030-2035 (i.e. 2005, 2010,…,2030).
Projected population sizes were estimated for each of these years (Npop ctr, (5)
year), between 2010 and 2030 (inclusive) (we already had their 2005 population
sizes, see Human Population Growth) based on:
(Npop ctr,2005) (! pop ctr/district)5 = Npop ctr,2010
123
(Npop ctr,2010) (! pop ctr/district)5 = Npop ctr,2015
and so on, where (! pop ctr/district) stands for each center’s 1993-2005
population growth rate or each district’s 1993-2005 growth rate where the
missing data centers are located (see Human Population Growth).
Projected populations were used to construct the new ‘population attraction’
layer maps following the same protocol as before (see Spatial static and synamic
variables).
Distance to secondary roads
The construction of an “official road” (Perz et al. 2007) such as the IOS,
promotes the development of a secondary road network to link timber,
agriculture, and mining activities, among others, to the main road and then to
regional markets (Perz et al. 2007). In fact, the IOS has already promoted the
extension of roads into previously isolated areas (Kirkby et al. in manuscript).
Therefore, using ArcGIS 9.2, we manually generated new secondary roads and
extend existing ones to create six new ‘distance to secondary roads’ layer maps,
each corresponding to the first year of every five-year period between 2005-2010
and 2030-2035 (i.e. 2005, 2010,…,2030).
We based the secondary road extensions on (1) our own knowledge about the
most plausible paths and directions (mainly to gradually connect population
centers) and (2) two road projects that have been proposed by the Regional
124
Governments of Madre de Dios and Cusco and are currently being evaluated by
the Peruvian Economy Ministry (Ministerio de Economía) for approval (road
Nuevo Edén-Boca Manu-Boca Colorado and road Patria-Quincemil,
respectively, Fig. 18) (see
http://ofi.mef.gob.pe/bp/ConsultarPIP/frmConsultarPIP.asp?accion=consultar&tx
tCodigo=95220, accessed July 14, 2009;
http://ofi.mef.gob.pe/bp/ConsultarPIP/frmConsultarPIP.asp?accion=consultar&tx
tCodigo=107575, accessed July 14, 2009). These two roads, if finally approved,
will be due on 2011 and 2013, respectively, and have as their main objective to
connect some of the two Dept’s most isolated areas to the IOS.
New dynamic trasition matrices
Beginning in time step 2005-2006, the historical deforestation rate was increased
according to the functional relationships (exponential or logistic) previously
established for each scenario (see Deforestation rate scenarios) and projected
until time step 2034-2035 (Table 4).
As such, four dynamic transition matrices area assigned to each of the four
scenarios and one matrix, whose rates remain constant throughout the simulation
process, corresponds to the control (Table 4).
New weights of evidence coefficients
In addition to the scenario-generating model, one further manipulation of
parameters was used to reflect the effect of the paving of the IOS in the
125
allocation of deforestation, specifically regarding the extension of the secondary
road network.
The weights of evidence coefficients obtained during the calibration and
parameterization process (see Third step) were manually changed for
(ScenarioLow,Yes2ndaryRoads) and (ScenarioHigh,Yes2ndaryRoads), so as to
reflect a greater deforestation pressure in the vicinity of newly created roads. For
(ScenarioLow,Yes2ndaryRoads), we increased both coefficients for the ‘distance
to secondary roads’ categories of [0-800) and [200-2800) meters from 2.64 and
1.88, respectively, to 6 and to 8 for (ScenarioHigh,Yes2ndaryRoads).
We changed the coefficients of these two scenarios because, as might be
recalled, it is the logistic relationship that represents the extension of secondary
roads (see Deforestation rate scenarios). On the other hand, the rest variables’
coefficients were left unchanged. For the land tenure variables this effectively
implies that we assumed a similar level of governance into the future, especially
regarding the conservation status of protected areas and territorial reserves.
Building the models
Models were built maintaining the same structure as our Fifth step model, though
in this process they were set to iterate 35 times, one new algorithm (‘For’) was
introduced to upload the new static variable maps for every five time steps, one
for each five-year period between 2005-2010 and 2030-2035, and the new
transition matrices were included (Fig. 19).
126
In addition to all the previously used static variables, each new static variable
map contains now one of the new six ‘population attraction’ layer maps, which
were introduced in each static variable map according to the corresponding
periods. For example, the 2005 ‘population attraction’ map is introduced into the
static variable map used in period 2005-2010 (i.e. the year of the ‘population
attraction’ map must coincide with the first year of the current five-year period).
On top of this inclusion, the models executing (ScenarioLow,Yes2ndaryRoads)
and (ScenarioHigh,Yes2ndaryRoads), additionally receive the six new ‘distance
to secondary roads’ layer maps. Each ‘distance to secondary roads’ was assigned
to each static variables map in the same way as before. Furthermore, these two
models receive the new weights of evidence coefficients.
Finally, each of the four models executing (ScenarioLow,No2ndaryRoads),
(ScenarioLow,Yes2ndaryRoads), (ScenarioHigh,No2ndaryRoads), and
(ScenarioHigh,Yes2ndaryRoads), receive its corresponding new dynamic
transition matrices, while (ScenarioCtrl), receives the constant trend. Each set of
matrices is stored in a ‘lookup table’ algorithm, which replaces the transition
matrix table in Figure 16.
RESULTS
The model was run for five scenarios, (1) low population growth/no further
construction or extension of secondary roads (ScenarioLow,No2ndaryRoads), (2) low
population growth/construction and extension of secondary roads
(ScenarioLow,Yes2ndaryRoads), (3) high population growth/no construction or
127
extension of secondary roads (ScenarioHigh,No2ndaryRoads), and (4) high population
growth/construction and extension of secondary roads (ScenarioHigh,Yes2ndaryRoads),
(5) plus a control scenario (ScenarioCtrl) in which, unlike the first four scenarios,
the deforestation rate remains constant at the 2000-2005 historical level
throughout the simulation process.
The projected ‘new’ (added between 2000-2035) and total (new + deforestation
before 2000) deforestation for the five scenarios are presented in Table 5. Figures
20-24 present the simulated landscapes for years 2020 and 2035, depicting the
distribution of the projected total deforestation for each scenario. Tables 6-12
summarize the projected new and total deforestation inside the protected areas
(PAs) and forestry concessions (FCs), for each scenario.
Total deforestation
We project that after 35 years (2000-2035) total forest cover in the region will
decline from 9,295,926 to 8,816,458 ha (a 5.2% reduction) for ScenarioCtrl, and
to 8,665,920 (6.8% reduction), 8,560,723 (7.9% reduction), 8,515,038 (8.4%
reduction), and 8,239,405 ha (11.4% reduction) for ScenarioLow,No2ndaryRoads,
ScenarioLow,Yes2ndaryRoads, ScenarioHigh,No2ndaryRoads, and ScenarioHigh,Yes2ndaryRoads,
respectively.
In the DINAMICA runs, future deforestation was concentrated near previously
deforested areas (<1.6 km from each previous time-step’s total deforested
pixels), the Interoceánica Sur highway (IOS) (<17 km), existing and new
secondary roads (<10.5 km), and population centers (<6.7 km) with large
128
populations (e.g. Puerto Maldonado). As a result, by 2035 the connectivity of the
Vilcabamba-Amboró Conservation Corridor (VACC) will be seriously
compromised in all five scenarios, since most of the new deforestation is
concentrated near the IOS, thus, further bisecting the VACC. On the other hand,
deforestation was lower inside PAs and indigenous territorial reserves (TRs).
This result is a direct consequence of the weights of evidence coefficients
obtained during the calibration process (2000-2005) and as modified for the
secondary road scenarios. Recall that using the same coefficients through to 2035
means that we have assumed a similar level of governance into the future,
especially regarding the conservation status of PAs and TRs.
The main differences among the simulated landscapes is how far the new
deforestation extends across the study area. As such, ScenarioLow,No2ndaryRoads and
ScenarioHigh,No2ndaryRoads produced a much more localized deforestation pattern,
mainly near the IOS and population centers, than ScenarioLow,Yes2ndaryRoads and
ScenarioHigh,Yes2ndaryRoads, which, by design, spread new deforestation across the
landscape, following the path of extended secondary roads.
ScenarioLow,Yes2ndaryRoads and ScenarioHigh,Yes2ndaryRoads therefore resulted in more
deforestation near and, in some cases, inside PAs and FCs, as we describe below.
Deforestation within PAs
Overall, we do not expect much deforestation to occur inside Madre de Dios’
protected areas. No forest decline was produced inside Alto Purus National Park,
Kugapakori Territorial Reserve, Megantoni National Sanctuary, and Madre de
Dios Territorial Reserve, whose total deforestation remained constant at the
129
trivial levels of 12, 21, 20, and 7 ha, respectively, in all scenarios. Overall, the
model estimated that after 35 years, the total area of PAs (5,059,143 ha) loses
6,181 ha from its initial 4,896,970 ha forest cover (a 0.13% reduction) in
ScenarioCtrl, and 8,111 (0.17% reduction), 14,066 (0.29%), 10,885 (0.22%), and
23,577 ha (0.13%) in ScenarioLow,No2ndaryRoads, ScenarioLow,Yes2ndaryRoads,
ScenarioHigh,No2ndaryRoads, and ScenarioHigh,Yes2ndaryRoads, respectively. Tables 6-10
present the projected total and new deforestation in 2035 inside Tambopata
National Reserve, Bahuaja Sonene National Park, Amarakaeri Communal
Reserve, and Manu National Park.
Tambopata National Reserve (TNR)
The TNR is closest to the IOS, and a large number of population centers
surrounds it (30), including Puerto Maldonado (Fig. 1). Thus, this PA suffers the
largest amount of deforestation (Table 6).
As expected, the largest total and new deforestation within the TNR was
produced by ScenarioHigh,Yes2ndaryRoads (Table 6), concentrated in two areas, to the
north of the reserve, near Puerto Maldonado (Fig. 25), and near new and
expanded secondary roads on the Malinowski river, a zone devoted to mining
(Fig 26). It is interesting to note that although ScenarioHigh,No2ndaryRoads generates
more total deforestation than does ScenarioLow,Yes2ndaryRoads, for the whole study
area (Table 5), ScenarioLow,Yes2ndaryRoads produced more deforestation inside the
TNR, especially near the Malinowski River. This is a consequence of the
secondary roads (Fig. 27).
130
Bahuaja Sonene National Park (BSNP)
BSNP suffers less total and new deforestation compared to the TNR (Table 7).
Only ScenarioLow,Yes2ndaryRoads and ScenarioHigh,Yes2ndaryRoads substantially increased
new deforestation within the BSNP, although it remains low in both cases (228
and 214 ha, respectively). Only the western tip of the park, near the IOS, is
where deforestation invades the BSNP (Fig 28).
This result represents the fact that most of the BSNP inside the study area
remains relatively isolated from the IOS and secondary roads.
Amarakaeri Communal Reserve (ACR)
ScenarioHigh,Yes2ndaryRoads generated the largest new deforestation (2,767 ha) inside
the ACR as a consequence of its higher deforestation rates, compared to the other
scenarios, and because of the construction of the Patria-Quincemil road (Table
9). This road generated most of the new deforestation near and inside its
southeastern boundary, north of Quincemil town and the Interoceanica (Fig 29).
Although the new road bisects the ACR, new deforestation occurs only within
the southeastern boundary and not all along the road itself, as might be expected.
This is because the internal area of the ACR is largely uninhabited and distant
from the IOS, population centers, and mining concessions. Therefore,
probabilities inside the ACR remained low, even after the road effect is taken
into account, as is shown in the 2035 deforestation probability map (Fig 30).
131
In contrast, although the Nuevo Edén-Boca Manu-Boca Colorado road is not
inside the reserve, it would seriously threaten the connectivity of the ACR with
other areas, such as Manu National Park, as this road allocates new deforestation
between these two PAs (Fig 29).
Manu National Park (MNP)
All five scenarios produced a relatively similar forest decline within the MNP (<
0.5%) (Table 10). ScenarioHigh,Yes2ndaryRoads produced a slightly larger net
deforestation (6,194 ha) in 2035, compared to the other scenarios (Table 10), and
allocated new deforestation inside the MNP near the town of Patria and within
the park’s southern tip (Fig. 31). In addition, ScenarioLow,Yes2ndaryRoads and
ScenarioHigh,Yes2ndaryRoads, both representing the construction of the road Nuevo
Edén-Boca Manu-Boca Colorado, allocated much more new deforestation to the
southeastern end of the park than did either ScenarioLow,No2ndaryRoads or
ScenarioHigh,No2ndaryRoads (Fig. 31 & 32). The effect of the road is the same as in
the case of the ACR, as the connectivity between the park and the ACR is
reduced.
Deforestation within FCs
After the 35-year period, FCs (1,374,552 ha) lose more forest than do PAs (Table
12). ScenarioCtrl generated a 21,181 ha forest decline (1.57% reduction) from the
initial 1,352,896 ha forest cover. ScenarioLow,No2ndaryRoads,
ScenarioLow,Yes2ndaryRoads, ScenarioHigh,No2ndaryRoads, and ScenarioHigh,Yes2ndaryRoads
respectively generate 42,209 (3.12% reduction), 79,000 (5.84%), 57,606
(4.26%), and 134,841 ha (9.97%) in new deforestation.
132
Concessions located north and south of the Inambari River were the most
strongly affected by the allocation of new deforestation. Without secondary
roads, deforestation was concentrated south of the Inambari, nearer the IOS (Fig
33), and with secondary roads, deforestation spread to the north of the Inambari
(Fig. 34).
DISCUSSION
Deforestation in southeastern Amazonian Peru is and has been driven by state-
sponsored incentives, such as easy access to agricultural credit, and, more
recently, by road construction and market-based incentives like high gold prices
(Alvarez & Naughton-Treves 2003; Dourojeanni 2006; Killeen 2007). These
incentives promote immigration of Andean people towards the eastern lowlands
of the Madre de Dios department, most of whom come from the neighboring
Cusco and Puno departments (Dourojeanni 2006). Traditionally, immigration has
prompted forest clearance for the production of crops and cattle, and more
recently, for lucrative, alluvial gold mining (Dourojeanni 2006; Killeen 2007).
The paving of the Interoceanica Sur highway (IOS) is now and will further
promote these changes when completed in 2011, as the IOS reduces costs of
transportation and encourages the creation of new secondary roads (Kaimowitz
& Angelsen 1998; Dourojeanni 2006; INRENA 2006; Killeen 2007; Oliveira et
al. 2007).
The effects that increased population size and the extension of secondary roads
will have on deforestation rates was considered by the scenario-generating
133
model, which sought to represent our current knowledge of the region’s
dynamics. We necessarily made several assumptions, which we discuss here.
First, we assumed that population growth (immigration and organic growth) and
deforestation rates are positively correlated throughout the simulation process,
thus, implying that population growth is the main cause of deforestation in our
model. Population growth is considered a fundamental driver of deforestation
(Geist & Lambin 2001, Killeen 2007), for example, by increasing the demand for
agricultural and forest products and by increasing the number of gold miners
(Geist & Lambin 2001, Perz 2002, Killeen 2007).
Second, we assumed that the population within the study area maintains a
positive and increasing growth rate throughout the simulation process, that is,
from 2000 to 2035. We based this assumption on the fact that (1) the Madre de
Dios department contains the lowest population density of all Peruvian
departments (1.3 ind./km2 as of 2007, INEI 2007) and, thus, could potentially
support a sustained population growth rate and (2) future development projects
sponsored by the IIRSA or governmental initiatives, such as highways, hydrovias
(river dredging projects to allow large boats to pass), and energy projects, will
further increase immigration rates (see Killeen 2007).
Third, we assumed that the higher population growth rate used to develop the
high deforestation scenarios is the same as the one observed between 1981 and
1993. We used this rate because from 1985 to 1990, the administration of then-
President Garcia instituted a series of agricultural subsidies in the form of land
134
titles and easy credit that promoted immigration and caused a rapid expansion of
the agricultural frontier in Madre de Dios (Alvarez & Naughton-Treves 2003).
Thus, we expect a similar effect by the construction of the IOS, which could be
seen as another subsidy for the agricultural sector and others.
Fourth, we represented the effect that new secondary roads have on deforestation
rates by a logistic trend in the deforestation rate growth. A logistic trend
produces a rapid increase in deforestation rates early in time, a consequence that
has been reported after new roads are laid (Killeen 2007).
The DINAMICA software package provided a useful tool to represent the effect
different scenarios would have on the patterns of deforestation. As observed in
the results, DINAMICA allocated more deforestation in the simulated landscapes
of high deforestation scenarios than the low deforestation ones and more
deforestation near secondary roads in scenarios contemplating the extension of
roads. This was possible because DINAMICA allowed us to introduce new
dynamic deforestation rates and modified weights of evidence coefficients for
the ‘distance to secondary roads’ variable.
It is important to note, however, that we assumed that the rest of variable’s
coefficients remain constant into the future. Nevertheless, coefficients related to
specific variables such as PAs may vary with changes in policy. In fact, such
considerations could be taken into account when developing new scenarios.
135
Similarly, the mean size and variance of new expansion fringes and patches, as
well as the isometry parameter, were assumed to be equal for both expander and
patcher algorithms and were calculated on the assumption that the deforestation
pattern was homogenously distributed per year (we divided the mean patch size
between 2000 and 2005, one step, by five). These parameters were based on the
calibration process results, and we obtained a relatively good model fitness
(~80%). Nevertheless, we recommend that in the future, the size of new patch
expansions of deforestation should be empirically determined, on a yearly basis.
The scenarios developed here aim to provide a set of projected deforestation
paths to support the establishment of RED projects in southeastern Peruvian
Amazon. Projected paths are necessary in order to answer the counterfactual
question of what would deforestation be without the RED project, and thus, set
the reference level to which the additionality performance of the project can be
measured (Angelsen 2008) and to set the level at which the RED project is
expected to reduce deforestation rates. Most RED proposals to the United
Nations Frameworks Convention on Climate Change (UNFCCC) have chosen
the historical deforestation rates as their reference level, also referred to as the
business as usual (BAU) baseline (Angelsen 2008, Parker et al 2008). However,
past deforestation is not always an accurate predictor of future deforestation
(Angelsen 2008) and thus, the historical deforestation rate could underestimate
the expected BAU baseline.
Southeastern Peruvian Amazon is a region with a historically low deforestation
rate (0.1% between 2000-2005) and a high percentage of land under forest cover
136
(~95%) (Soares-Filho et al. 2006, Oliveira et al. 2007). This suggests that the
region’s forest cover dynamics is situated at an early stage of the forest transition
(Angelsen 2007) and thus, is expected to have accelerating deforestation rates in
the future (Angelsen 2008). Regions such as this should consider higher rates of
deforestation when setting their BAU scenarios (Angelsen 2008).
Our results clearly indicate that ScenarioHigh,Yes2ndaryRoads generates the highest
deforestation rates. Thus, if we considered this scenario’s projected deforestation
path as the regional BAU baseline and that of ScenarioHigh,No2ndaryRoads as the
realized path of a regional RED project that is designed to mitigate the effect of
secondary roads, then the difference between these two paths (the area below the
latter scenario’s projected deforestation path minus the former’s, see Figure 7)
would be the avoided deforestation eligible for RED credits.
Considering these two scenarios, total avoided deforestation between 2012 (the
year in which a post-Kyoto agreement will come into force) and 2035 would sum
223,071 ha. Setting the average amount of carbon stored in the above biomass at
172 tC ha-1, based on a carbon storage study undertaken at the Los Amigos
Conservation Concession (LACC) of Madre de Dios (Winrock 2006) and two
possible carbon prices, one set fix at US$5.63/tCO2 (see Strassburg et al. 2009)
and one variable price, evolving as a function of time: US$21/tCO2 in year
2012, rising to US$30/tCO2 in 2020-2029, and to US$49/tCO2 by 2030-2035
(Environmental Defense Fund 2008) we estimated the present value of revenue
(PVR"=10%,23-years) to be US$380.6M and US$1612.4M, respectively. Both results
are much greater than the PVR"=10%,23-years derived from the average revenues per
137
used area of agriculture (PVR = US$41.8M), cattle and poultry (PVR =
US$22.0M), and timber (PVR = US$13.4M), in the region (Kirkby et al. in
manuscript). This indicates a relatively low opportunity cost to implement a
regional RED project, and thus, would make it economically efficient, though
transaction costs remain to be considered.
We present these estimates as a source of initial argumentation and further
research motivation for building the case of RED credits in the region. Several
conservation non-governmental organizations (NGOs) and the Madre de Dios
Regional Government are already initiating the process of developing RED
initiatives. A such, their efforts require a simulation system that can help them to
set the projected deforestation trends to support their eventual RED credits
claims.
Moreover, our model could help these institutions to understand and visualize
deforestation patterns and their relation with threats such as mining, population
growth, and the expansion of the agriculture frontier, so that they can plan their
future conservation interventions.
Finally, we would like to add that DINAMICA analyses are an 'ongoing process'
of gathering and organizing information so as to allow improvements on
designing and parameterizing the models. As such the underlying purpose of this
study has been to gather the bulk of the original data for demography, human
settlements, historical population growth, and a set of spatial variables to
138
introduce on a first DINAMICA analysis. We expect to continue improving the
model as new variables and parameters will be added.
ACKNOWLEDMENTS
We are grateful to the Centro de Datos para la Conservación – Universidad
Nacional Agraria La Molina (CDC-UNALM) for kindly providing most of the
spatial data used in this study, especially the classified satellite images of 2000
and 2005, which are product of their previous and ongoing work in the region.
Without its contribution this study could not have been undertaken. We would
also like to thank the Centro para la Sostenibilidad Ambiental – Universidad
Peruana Cayetano Heredia (CSA-UPCH) for providing population centers data.
Other important spatial data was provided by the Amazon Conservation
Association (ACA) and its Peruvian Office Asociación para la Conservación de
la Cuenca Amazónica (ACCA), Sociedad Peruana de Derecho Ambiental
(SPDA), Eddy Mendoza (Conservation International Peru), and Gary Geller
(JPL-NASA, for access to ASTER and LANDSAT imagery), whose contribution
is gratefully acknowledge. The Rufford Small Grants for Conservation provided
the necessary funds for covering the expenses of one visit to the Universidade
Federal de Minas Gerais and to buy a computer, which was used to run the
models.
139
REFERENCES
Almeida, C. M. (2003) Tesis de Doutorado: Modelagem da dinâmica espacial
como uma ferramienta auxiliar ao planejamento: simulação de mudanças de uso
da terra em áreas urbanas para as cidades de Bauru e Piracicaba (SP). p. 321. São
José dos Campos: Instiuto Nacional de Pesquisas Espaciais.
Alvarez, N. L. & Naughton-Treves, L. (2003) Linking national agrarian policy to
deforestation in the Peruvian Amazon: A case study of Tambopata, 1986-1997.
Ambio 32(4): 269-274.
Alves, D. S. (2002) An Analysis of the Geographical Patterns of Deforestation in
the Brazilian Amazon in the Period 1991-1996. In: Deforestation and Land Use
in the Amazon, eds. C. H. Wood & R. Porro, p. 385. Gainesville: University
Press of Florida.
Angelsen, A. (2008) REDD models and baselines. International Forestry Review
10(3).
Balmford, A. & Whitten, T. (2003) Who should pay for tropical conservation,
and how could the costs be met? Oryx 37(2): 238-250.
140
CDC-UNALM/SZF/INRENA (2007) Monitotreo del uso del Suelo entre Puerto
Maldonado e Iñapari, correspondiente al tramo 3 de la carretera interoceánica
para los años 1990, 2000 y 2005. p. 45. Lima, Perú.
Chomitz, K. M. & Gray, D. A. (1996) Roads, land use, and deforestation: A
spatial model applied to belize. World Bank Economic Review 10(3): 487-512.
Critical Ecosystem Partnership Fund (2005) Vilcabamba-Amboró Forest
Ecosystem of the Tropical Andes Hotspot. Washington, DC.
Dourojeanni, M. (2006) Estudio de caso sobre la carretera Interoceánica en la
amazonía sur del Perú. Lima, Perú: Servigrah EIRL.
Environmental Defense Fund (2008) Reducing Emissions from Deforestation
and Forest Degradation in Developing Countries (REDD): Implications for the
Carbon Market.
FAO (2009) State of the world's forests 2009. Rome: FAO.
Fisher, B., Turner, K., Zylstra, M., Brouwer, R., de Groot, R., Farber, S., Ferraro,
P., Green, R., Hadley, D., Harlow, J., Jefferiss, P., Kirkby, C., Morling, P.,
Mowatt, S., Naidoo, R., Paavola, J., Strassburg, B., Yu, D. & Balmford, A.
(2008) Ecosystem Services and Economic Theory: Integration for Policy-
Relevant Research Ecological Applications 18(8): 2050-2067.
141
Geist, H. J. & Lambin, E. F. (2001) What drives tropical deforestation. A meta-
analysis of proximate and underlying causes of deforestation based on
subnational case study evidence. In: LUCC Report, p. 116. Louvain-la-Neuve:
LUCC International Project.
Goodacre, A. K., Bonhamcarter, G. F., Agterberg, F. P. & Wright, D. F. (1991)
A Statistical-Analysis of the Spatial Association of Seismicity with Drainage
Patterns and Magnetic-Anomalies in Western Quebec. In: Workshop on the
Estimation of Earthquake Size, at the 20th General Assembly of the International
Union of Geodesy and Geophysics, pp. 285-305. Vienna, Austria.
Houghton, R. A., Lawrence, K. T., Hackler, J. L. & Brown, S. (2001) The spatial
distribution of forest biomass in the Brazilian Amazon: a comparison of
estimates. Global Change Biology 7(7): 731-746.
INEI (1994) Censos Nacionales 1993 IX de Población y IV de Vivienda:
Resultados Definitivos. Lima: Instituto Nacional de Estadística e Informática
(INEI).
INRENA/SZF/CDC-UNALM (2006) Piloto V: Parque Nacional Manu, Parque
Nacional Alto Purús, Reserva Comunal Purús y Santuario Nacional Megantoni
(2000-2005) In: Hacia un Sistema de Monitoreo Ambiental Remoto
Estandarizado para el SINANPE p. 66. Lima, Perú.
142
INRENA/SZF/CDC-UNALM/PNUD-FENAMAD (2005) Piloto IV: Parque
Nacional Bahuaja Sonene, Reserva Nacional Tambopata Reserva Comunal
Amarakaeri (2000-2005). In: Hacia un Sistema de Monitoreo Ambiental Remoto
Estandarizado para el SINANPE p. 76. Lima, Perú.
Kaimowitz, D. & Angelsen, A. (1998) Economic models of tropical
deforestation: a review. Bogor, Indonesia: CIFOR.
Killeen, T. (2007) A perfect storm in the Amazon wilderness. In: Advances in
Applied Biodiversity Science, p. 98. Arlington, VA: Center for Applied
Biodiversity Science - Conservation International.
Laurance, W. F., Cochrane, M. A., Bergen, S., Fearnside, P. M., Delamonica, P.,
Barber, C., D'Angelo, S. & Fernandes, T. (2001) ENVIRONMENT: The Future
of the Brazilian Amazon. Science 291(5503): 438-439.
Magrin, D., Gay García, C., Cruz Choque, D., Giménez, J. C., Moreno, A. R.,
Nagy, G. J., Nobre, C. & Villamizar, A. (2007) Latin America. In: Climate
Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working
Group II to the fourth Assessment Report of the Intergovernmental Panel on
Climate Change, eds. M. L. Parry, O. F. Canziani, J. P. Palutikof, P. J. van der
Linden & C. E. Hanson, pp. 581-615. Cambridge, UK: Cambridge University
Press.
143
Mendoza, E., Perz, S., Schmink, M. & Nepstad, D. (2007) Participatory
Stakeholder Workshops to Mitigate Impacts of Road Paving in the Southwestern
Amazon. Conservation and Society 5(3): 382-407.
Meyer, W. B. & Turner, B. L. (1992) Human-Population Growth and Global
Land-Use Cover Change. Annual Review of Ecology and Systematics 23: 39-61.
Myers, N., Mittermeier, R. A., Mittermeier, C. G., da Fonseca, G. A. B. & Kent,
J. (2000) Biodiversity hotspots for conservation priorities. Nature 403(6772):
853-858.
Nepstad, D., Soares, B. S., Merry, F., Moutinho, P., Rodrigues, H., Browman,
M., Schwartzman, S., Almeida, O. & Rivero, S. (2007) The costs and benefits of
reducing carbon emissions from deforestation and forest degradation in the
Brazilian Amazon. p. 26. Falmouth, MA: The Woods Hole Research Center.
Oliveira, P. J. C., Asner, G. P., Knapp, D. E., Almeyda, A., Galvan-Gildemeister,
R., Keene, S., Raybin, R. F. & Smith, R. C. (2007) Land-use allocation protects
the Peruvian Amazon. Science 317(5842): 1233-1236.
Parker, C., Mitchell, A., Trivedi, M. & Mardas, N. (2008) The little REDD book:
A guide to governmental and non-governmental proposals for reducing
emissions from deforestation and degradation. Oxford, UK: Global Canopy
Programme.
144
Pedroni, L., Dutschke, M., Streck, C. & Porrua, M. E. (2009) Creating incentives
for avoiding further deforestation: the nested approach. Climate Policy 9(2): 207-
220.
Perz, S. G., Overdevest, C., Caldas, M. M., Walker, R. T. & Arima, E. Y. (2007)
Unofficial road building in the Brazilian Amazon: dilemmas and models for road
governance. Environmental Conservation 34(2): 112-121.
Peskett, L., Huberman, D., Bowen-Jones, E., Edwards, G. & Brown, J. (2008)
Making REDD work for the poor. p. 78. Poverty Environment Partnership.
Phillips, O., Gentry, A. H., Reynel, C., Wilkin, P. & Galvezdurand, C. (1994)
Quantitative Ethonobotany and Amazonian Conservation Conservation Biology
8(1): 225-248.
Santilli, M., Moutinho, P., Schwartzman, S., Nepstad, D., Curran, L. & Nobre, C.
(2005) Tropical deforestation and the Kyoto Protocol. Climatic Change 71(3):
267-276.
Services., M. E. (2005) Ecosystem and Human Well-being: Biodiversity
Synthesis. Washington, DC.: World Resources Institute.
Silvestrini, R. (2008) Tesis de Maestrado: Modelo probabilistico de ignição e
propagação de fogo em áreas de floresta na Amazônia Brasileira. In: Instituto de
Geociências, p. 50. Belo Horizonte, MG: Universidade Federal de Minas Gerais.
145
Soares-Fihlo, B. S., Rodrigues, H., Falieri, A. & Costa, W. L. (2008) DINAMICA
EGO Tutorial. Belo Horizonte, MG: Centro de Sensoramiento Remoto,
Universidade Federal de Minas Gerais.
Soares-Filho, B., Alencar, A., Nepstad, D., Cerqueira, G., Diaz, M. D. V.,
Rivero, S., Solorzano, L. & Voll, E. (2004) Simulating the response of land-
cover changes to road paving and governance along a major Amazon highway:
the Santarem-Cuiaba corridor. Global Change Biology 10(5): 745-764.
Soares-Filho, B. S., Cerqueira, G. C. & Pennachin, C. L. (2002) DINAMICA - a
stochastic cellular automata model designed to simulate the landscape dynamics
in an Amazonian colonization frontier. Ecological Modelling 154(3): 217-235.
Soares-Filho, B. S., Nepstad, D. C., Curran, L. M., Cerqueira, G. C., Garcia, R.
A., Ramos, C. A., Voll, E., McDonald, A., Lefebvre, P. & Schlesinger, P. (2006)
Modelling conservation in the Amazon basin. Nature 440(7083): 520-523.
Strassburg, B., Turner, R. K., Fisher, B., Schaeffer, R. & Lovett, A. (2009)
Reducing emissions from deforestation-The "combined incentives" mechanism
and empirical simulations. Global Environmental Change-Human and Policy
Dimensions 19(2): 265-278.
146
UNFCCC (2006) Issues relating to Reducing Emissions from Deforestation in
Developing Countries and Recommendations on Any Further Process,
Submissions from Parties, UNFCCC, Bonn, Germany.
Winrock International (2006) Carbon Storage in the Los Amigos Conservation
Concession, Madre de Dios, Perú. p. 27
Wood, C. H. (2002) Land Use and Deforestation in the Amazon. In:
Deforestation and Land Use in the Amazon, eds. C. H. Wood & R. Porro, p. 385.
Gainesville: University Press of Florida.
147
FIGURES AND TABLES
Figure 1. Study area showing protected areas, territorial reserves, Los Amigos Conservation Concession, and sections 2, 3, and 4 of the Interoceanica highway (IOS).
148
Figure 2. Vilcabamba Amaboró Conservation Corridor and the study area (black square) (Modified from Critical Ecosystem Partnership Fund 2005).
149
Figure 3. Low and high population growth rates for the study area between 2005 and 2035.
0
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
Inh
ab
itan
ts
Years
Low High
150
Figure 4. Deforestation rate growth trends between 2000 and 2034 for ScenarioLow,No2ndaryRoads (exponential), ScenarioLow,Yes2ndaryRoads (logistical), and ScenarioCtrl (constant).
0.0000
0.0005
0.0010
0.0015
0.0020
0.0025
0.0030
1995 2000 2005 2010 2015 2020 2025 2030 2035
Def
ore
stati
on
rate
Year
Exponential Logistic Constant
151
Figure 5. Deforestation rate growth trends between 2000 and 2034 for ScenarioHigh,No2ndaryRoads (exponential), ScenarioHigh,Yes2ndaryRoads (logistical), and ScenarioCtrl (constant).
152
Figure 6. Forest cover area (ha) for ScenarioLow,No2ndaryRoads (exponential), ScenarioLow,Yes2ndaryRoads (logistical), and ScenarioCtrl (constant).
153
Figure 7. Forest cover area (ha) for ScenarioHigh,No2ndaryRoads (exponential), ScenarioHigh,Yes2ndaryRoads (logistical), and ScenarioCtrl (constant).
154
Figure 8. Schematic view of the weights of evidence method to produce a transition probability map.
155
Figure 9. 2000 real landscape showing the four categories: bodies of water, deforested, forest, and non-forest (includes non-forest ecosystems, the Interoceanica Sur highway, and secondary roads).
156
Figure 10. A cube raster data set. (Modified from Soares-Filho et al. 2008)
157
Figure 11. DINAMICA’s algorithm “determine the weights of evidence ranges” and required parameters.
158
Figure 12. Plot of An against An*exp(W+) showing how the tolerance angle (ta) is conceived (Modified from Soares Filho et al. 2008).
159
a)
b)
Figure 13. Weight of evidence coefficients (W+) for the variable ‘distance to population centers’. a) All significant categories (24) are presented. b) Categories that did not follow the observed trend ([23.4-27.2) and [100.4-121.5), in km) were assigned new coefficients.
160
Figure 14. ‘Distance to population centers’ significant categories map, overlapped with the map of deforestation occurred between 2000 and 2005 (black).
161
Figure 15. Weights of evidence (W+) graphs for the variables: (1) distance to the Interoceanica highway; (2) population attraction (interaction potential); (3) distance to secondary roads; (4) distance to rivers; (5) slope; (6) distance to 2000’s deforested land; (7) forest type: HF-lh – Lower hills humid forest, FF – Flooding forest, TF – Terra firme, HF-hh – Upper hills humid forest, HF-m – Mountain Humid forest, and BF – Bamboo forest; and (8) Biophysical and Land tenure: TR – Territorial Reserves, PS – Palm swamps, PA – Protected areas, BN – Brazil nut concessions, CT – Conservation and Tourism concessions, F – Forestry concessions, M – Mining concessions, and NC – Native communities.
162
Figure 16. DINAMICA’s model used to run the simulation of deforestation between 2000 and 2035.
163
Figure 17. Model fitness based on the fuzzy similarity method for 2005.
0
20
40
60
80
100
1 9 25 49 81 121
Sim
ilari
ty (
%)
Window size (ha)
164
!)
!)
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#·
#S
#S
#S
#S
N
#S
#S
N#S
#S
#S
#S
#S#S
#S
N#S
#S
#S
#S
#·
#S
#S
#·
#S
#·
#S
#S
#S
#S#S
#S
#S#S #·
#S
#S
#S
#·
#S
N
#S
#S
N
#S
#S
#·
#S
#·
#·
#S
#S
N
N
#S
#·#S
#S
#·
#S
#·
#S
#·
#·#·
#S
#·
#·
#S
#S
#S
#S
#·
#S
#S
#S
#S
N
#·
#S
#·
#·
#S
#·
#·
#S
#·
#S
#S
#S
#S
#S
#S
#·#S
#S
#S
#S
#S
#S
#S
#·#·
#·
#S
#S
#S
#·
#·
#·
#S
#S
#S
#S
#S
#S
#S
#S
#·#·
#S
#·
#S
#·
#·
#·
#S#·
#S#·
#·
#S #S
#S
#S
#·
#S
#·
#S
#S
#·
#S
#S
#·
#S
#·#S
#S
#·
#S
#S
#S
#·#S
#S
#S
#S
N
#S#S
#·
#S
#S
#S
#·
#·
#·
#S
#S
#S#S
#S
#S
#S#S
#S
#·
N#S
#S
#·
#·
#S
#S
#S
#S
#S
#·
#S
#·
#S
#S
#·
#S
#·
N
#S
N
#S
#S
#·
#S
#·
#·
#S
#S
#·
#·
#·
#·
#·
#S
#S
#·
#S
#S
#S
#·#·
#S
#·
#S
#S
#·
#·
#S
#S
#S
#·
#S
#S
Ì
#·
#S
#S
#·
#S
N
Ì#·
N
#S
#·
#·
#S
#·
#·
#·
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#SN
#S#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#·#·
#S
#S
#S
#S
#S
#·
#S
#S
#S
#S
#S
#·
#S
#S
#S
#S
#S
#S#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#S
#·
#·
!/
!
!/
!/
!/
!/ !/
!/
!/
!/
!/
!/
!/
!
"̀
l
ú
!(
!(
!(
!(
!(
!(
!(
!(
!( !(
!(!(
!(!(!(
!(
!(
!(
!(!(
!(!(
!(!(!(
!(
!( !(
!(
!(!(
!(!(
!(!(!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(!(
!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(
!( !(!(
!(!(!(
!(!(
!(
!(!(
!(
!( !(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(
!(
!(!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(
!(
!(
!(!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(
!(
!( !(!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!( !(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(!(
!(!(
!(
!(
!(!(!(
!(!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(!(
!(
!(
!(
!(
!(!(
!(
!( !(
!(
!(
!(!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!( !(
!(
!( !(
!(
!(
!(!(
!(
!(
!(!(
!(
!( !(
!(
!(!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(!( !(
!(
!(
!(
!(!(
!(!(!(
!(
!(
!(
!(
!(!(
!(!(!(!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(!( !(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!( !(!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!( !(!(
!(!(
!( !(
!(
!(!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(!(
!(
!(!( !(
!(!(
!(
!( !(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!( !(
!(
!(
!(
!(!(!(
!(!(!(
!(
!(!(!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!( !(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(
!(!(
!(
!(!(
!(
!(!(!(!(
!(!(!(
!(
!(
!(
!(!(
!(!(!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(!(
!(!(!(
!(
!(
!(
!(!(
!(
!(
!(!(
!(!(
!(!(
!(
!(
!(
!(
!(
!( !(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(!( !(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(!(
!(!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!( !(
!(
!(!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(
!(!(
!(
!(
!(
APUR IMACAPUR IMAC
AREQU IPAAREQU IPA
MA DRE DE DIO SMA DRE DE DIO S
UCAYALIUCAYALI
PUNOPUNO
HUALLAHUALLA
CASACANCHA
SANTA BARBARA
CHAUPIMAYO C
CHOQUECANCHA
LIMONCHAYOC
TUNQUIMAYOPOTRERO
YANACONA
BAÑOS MACHACANCHA
LLANAMAYOCCATA
CHINCHAYPUJIO
SAN SALVADOR
SAN SEBASTIAN
PALPA PALPA
YANAMPAMPA
MOSOC LLACTA
SAN JUAN DEQUIHUARES
MAUCALLACTA
PUENTEINAMBARI
ANTA
CUSCO
YAURI
URCOS
CALCA
PARURO
SICUANIYANAOCA
ACOMAYO
ABANCAY
URUBAMBA PAUCARTAMBO
SANTO TOMAS
QUILLABAMBA
LA CONVENCION
ESPINAR
CALCA
QUISPICANCHI
CANCHIS
PAUCARTAMBO
ANTA
CHUMBIVILCAS
CANAS
PARURO
URUBAMBA
ACOMAYO
CUSCO
CARRETERA INTEROCEANICATRAMO 1
CARRETERA INTEROCEANICATRAMO 2
CARRETERA CUSCO - QUILLABAMBATRAMO: ALFAMAYO - QUILLABAMBA
CARRETERA PATAHUASI - YAURI - SICUANITRAMO: EL DESCANSO - LANGUI
IPAL
LAYO
ACOS
TTIO
MIGACOYA
SUYO
LUTO
CCOYO
TOCTO
POROY
TORCA
TINTAHACCA
MATES
ACCHA
PARCO
CORMA
LUCRE
TOJRA
PISAC
LAMAY
CCAPI
LARES
MARAS
MORAY
LUCMA
COLCA
LACCO
OTARI
UPINA
YUVENI
CHIMOR
ZURITE
CHICON
CHAPIC
SABETI
LANGUI
VILUYO
CHECCA
ONCOYO
CHIARA
QUEHUE
ACOPIA
CHUAÑA
TOTORA
OMACHA
COLINE
MALLMA
TINQUI
YANAMA
TINCOSURHUES
NAYHUA
PIRQUE
PAPRESCOLCHA
SALLAC
HUASAC
CAICAYSAYLLA
QOTAÑE
TOTORA
PATRIA
CHALLA
LLUSCO
CCORCA
CHANCA
TOTORA
SUMARO
TANJAC
LUYLUY
PUCYURA
HUARQUI
ATALAYA
SOROKUE
PALPATA
LLINQUI
CAMNAYA
OCORURO
CHALQUI
CUCHUMA
CONGOÑA
ANCHACA
VELILLE
CHAMACA
CCAPANA
HUAYQUE
OROPESA
MASHUAY
ATALAYA
HANJOYO
CAYACTI
QUIÑOTA
TINCURI
SIMBENI
CIRIALO
PACHIRI
QUITENI
PICHARI
MANTARO
CAMISEA
QUIMBIRI
CCORCCOR
OCCOPATA
MISTIANA
ULLUCANE
MAQUEIRO
VELOTUYOSAULLANE
LA PERLA
LAMBARTY
OSCCOLLO
PICHIGUA
APACHACO
LIVITACA
OCONGATE
CUSIPATA
CONSUELO
RONDOCAN
UMAMARCA
ALFAMAYO
CHAULLAY
OCOBAMBA
DELICIAS
ECHARATE
ILLAPANI
MARANURA
ROSALINA
GARABITO
CORIBENI
LIMATAMBO
RETAMAYOC
CUQUIPATA
MONTAÑESA
TEREBINTO
MARCOJASA
MARCAPATA
GUADALUPE
CRUZ PATA
ANCAHUASI
YURACMAYO
PUTUTAYOC
ANDIGUELA
ACCOCUNCA
CONDOROMA
CANAMARCA
MARANGANI
CHACTUYOCCAPILLANI
SAN PABLOSAN PEDRO
JAYOBAMBA
COMBAPATA
TUNGASUCA
CHECACUPE
COPORAQUE
PATAQUEÑA
JALACOCHA
CCARHUAYO
PITUMARCA
LLULLUCHA
PUCACUCHO SANGARARA
HUANCCARA
HUACARPAY
YAURISQUE
NINAMARCA
SABALUYOC
CUSIBAMBAPARCOTICA
PANTIPATA
ICHUBAMBA
CHINCHERO
CACHIMAYO
YANAHUARA
BELEMPATA
VERSALLES
QUELLOUNOKOSHIRENI
NATIVIDAD
SAN PABLO
HUAYNAPATA
HUACCANCCA
NARANJAL 1
VILCABAMBA
CHARAMURAY
PAYAHUARNI
HUYRO ALTO
INCA HUASI
SULLUCUYOC VILCABAMBA
CHORRILLOS
LINCOMPATA
NEGRO MAYO
HUAMPATURA
TAHUAPALCA
CAPACMARCA
POMACANCHI
PAMPAHUASIANTAPALLPA
QUINCE MIL
HUAYLLAYOC
YANACANCHA
MARAMPAQUI
MARCACONGA
QUIQUIJANA
HUANCARANI
ANCASCHACA
PILLAHUATA
COLQUEPATA
PILLCOPATA
ANCHAYAQUE
HUANOQUITE
PAMPAHUATA
PAUCARPATA
HUAROCONDO
PISCACUCHU
MASCABAMBA
CHANCAMAYOCAMPANAYOC
ICHIQUIATA
PALMA REAL
CHUANQUIRI
MAYUMBAMBA
SUNCHUBAMBA
QUELLABAMBA
NUSINISCATE
SAN LORENZO
SANTAELENA
ABRA BAJADA
SUYCKUTAMBO
BUENA VISTA
SANTA LUCIA
EL DESCANSO
SUCU PALLCA
UCHUCCARCCO
CHONTACHACA
CCOYA BAMBALLACTAPAMPA
PUNA CANCHA
TRES CRUCES
CHALLABAMBA
CHAHUAYTIRI
QUEMOPAYTOC
COLQUEMARCA
INQUIL PATA
ABRA MALAGAMACHUPICCHU
CERRO LACCO
HUACHIBAMBA
TRANCAPUNCA
SAN LORENZO
DORMENDUYOC
SAN ANTONIO
PASÑA PACANA
CHAUPIMAYO B
YAVERO CHICO
CHAUPIMAYO A
SANTA TERESA
PLANTACIONES
RUINAS TIPON
ABRA LA RAYA
MINA TINTAYA
CCANCOCCALA
PISQUICCOCHA
PACCARITAMBOTOCTOHUAYLLA
SAN JERONIMO
HUANCANCALLA
HUAYLLABAMBA
LOROHUACHANA
COCABAMBILLA
VILLA VIRGEN
PILLCO GRANDE
HECTOR TEJADA
ANTONIO PAMPA
SANTA BARBARACHECCAPUCCARA
ABRA CHIMBOYO
CHUQUICAHUANA
OLLANTAYTAMBO
ABRA HUILLQUE
NEGROHUARCUNA
GRANJALA RAYA
ANDAHUAYLILLAS
QUEBRADAHONDA
QUEBRADA HONDA
QUISTO CENTRAL
MINA SAN MIGUEL
ABRA MARAYNIYOC
ABRA HUILCACUNCA
CERROSAN ANTONIO
PONGO DE MAINIQUE
ABRAINCACCONCAINA
CERROPUERTOCARMEN
ABRAHUAYLLA
APACHETA
ABRA CCORIHUAYRACHINA
COMUNIDAD NATIVA CAMPA
SANTA ROSADE HUACARIA
LA COMPUERTA
MOLLEPATA
CHONTA
CALCATA
LUCARAÑA
DV. YAURI
HUARA HUARA
VIA EVITAMIENTO URCOS
AEROPUERTO DE CUSCOA. VELASCO ASTETE
FERROCARRIL DEL SUR ORIENTE
FERROCARRIL DEL SUR
PUENTE CARBON
CHICHA
Río
Uru
bam
ba
Río
Man
talo
Río Yavero
Río Paucartambo
Río
Apu
rím
ac
Río Mapacho
Río Vilcanota
Río U
ruba
mba
Lag.
Langui Layo
Lag.
Sibinacocha
Lag.
Pomacanchi
Lag.
Pañe
Lag.
Sutunta
Lag.
Piuray
Lag.
Pañi
Lag.
Cocha Uma
Lag.
Coñoccota
Lag.
Querquecocha
73°0'0"W
73°0'0"W
72°0'0"W
72°0'0"W
71°0'0"W
71°0'0"W
16°0
'0"S
16°0
'0"S
15°0
'0"S
15°0
'0"S
14°0
'0"S
14°0
'0"S
13°0
'0"S
13°0
'0"S
12°0
'0"S
12°0
'0"S
11°0
'0"S
11°0
'0"S
!
E C U A D O RE C U A D O R
C O L O M B I AC O L O M B I A
B R A S I LB R A S I L
BOLIVIA
BOLIVIA
C H I L EC H I L E
O C E A N O
P A C I F I C O
75 0 7537,5Km
08
PROYECTO 2009
CUSCO
Oficina de Estadística - OGPP-MTC/mschl Abril 2009
PROYECTOS 2009
TRANSPORTES:
AsfaltadaSin Asfaltar
En Proyecto
Línea Férrea
Provincial
Departamental
Límites
Superficie de Rodadura
Polígono Urbano
SÍMBOLOS CONVENCIONALES
!/ Capital Provincial#· Capital Distrital
#S Puebloú Puenteú PontonÎ PuertoÌ MinaN Abra
l Aeródromo
RíosLagunas
Capital Departamental!
PROVIAS NACIONAL
RUTINARIO
PERFIL,PREFACTIBILIDAD,FACTIBILIDAD
CONSTRUCCIÓN,MEJORAMIENTO,REHABILITACIÓN
!)
!̀
#*
!)
PUENTE
CEBAF
PUENTE
VIA EVITAMIENTO
ESTUDIOS
OBRAS
MANTENIMIENTOPOR NIVELES DE SERVICIO
PERIÓDICO
!) PUENTE
!̀ VIA EVITAMIENTO
PROVIAS DESCENTRALIZADO
CONSTRUCCIÓN,MEJORAMIENTO,REHABILITACIÓN
OBRAS
VIAS DEPARTAMENTALES
Y VECINALES
PROGRAMA DE TRANSPORTE RURAL DESCENTRALIZADO
!) PUENTE
CONSTRUCCIÓN,MEJORAMIENTO,REHABILITACIÓN
!) PUENTE
CONCESIONES
OTORGADAl
l PROCESOCONCESIONES
Î
Î
COMUNICACIONES:
575
116
!(
!(
BANDA ANCHA PARA LOCALIDADES AISLADAS :
INTERNET RURAL : EN
EJECUCIÓN
Años deEjecución
Número deLocalidades
2009 - 2010
2009
EN PROCESO DE
ADJUDICACIÓN(PROINVERSIÓN)
!( CAMISEA - LURÍN :
Núm. de Localidades
181
39
45
!( BANDA ANCHA RURAL II:
!(BANDA ANCHA PARA EL DESARROLLO DEL VRAE :
Figure 18. Peruvian Ministry of Transportation and Communication (Ministerio
de Transportes y Comunicaciones) maps showing the proposed roads Nuevo
Edén-Boca Manu-Boca Colorado (top) and Patria-Quincemil (bottom).
165
Figure 19. DINAMICA’s model used to run the simulation calibration and parameterization process of deforestation between 2000 and 2005.
166
Figure 20. Simulated landscapes for years 2020 and 2035 based on
ScenarioLow,No2ndaryRoads.
2020
Puerto Maldonado
2035
Puerto Maldonado
167
Figure 21. Simulated landscapes for years 2020 and 2035 based on
ScenarioLow,Yes2ndaryRoads.
2020
Puerto Maldonado
2035
Puerto Maldonado
168
Figure 22. Simulated landscapes for years 2020 and 2035 based on
ScenarioHigh,No2ndaryRoads.
2020
Puerto Maldonado
2035
Puerto Maldonado
169
Figure 23. Simulated landscapes for years 2020 and 2035 based on
ScenarioHigh,Yes2ndaryRoads.
2020
Puerto Maldonado
2035
Puerto Maldonado
170
Figure 24. Simulated landscapes for years 2020 and 2035 based on ScenarioCtrl.
2020
Puerto Maldonado
2035
Puerto Maldonado
171
Figure 25. Simulated landscape for year 2035 presenting the effect of
ScenarioHigh,Yes2ndaryRoads within the north area of the Tambopata National Reserve
near Puerto Maldonado (PEM).
172
Figure 26. Simulated landscape for year 2035 presenting the effect of
ScenarioHigh,Yes2ndaryRoads within the north area of the Tambopata National Reserve
near the Malinowski River.
173
Figure 27. Simulated landscapes for 2035 presenting the effect of
ScenarioLow,Yes2ndaryRoads (top) and ScenarioHigh,No2ndaryRoads (bottom) inside the
Tambopata National Reserve. Note that more deforestation is located inside the
reserve near the Malinowski River in ScenarioLow,Yes2ndaryRoads than in
ScenarioHigh,No2ndaryRoads.
174
Figure 28. Simulated landscapes for year 2035 presenting the effect of
ScenarioLow,Yes2ndaryRoads (top) and ScenarioHigh,Yes2ndaryRoads (bottom) on the most
western boundary of the Bahuaja Sonene National Park near the Interoceanica
highway.
175
Figure 29. Deforestation produced by ScenarioHigh,Yes2ndaryRoads in 2035 around
and inside the Amarakaeri Communal Reserve (ACR). Note how deforestation
invades the ACR from south to northwest, as it starts to follow the path of the
would-be constructed road Patria-Quincemil.
176
Figure 30. Deforestation probability map for the last model iteration (2034-
2035). Areas depicted by their original cover classes (bodies of water,
deforested, forest, and non-forest) do not have a probability as their
corresponding weights of evidence coefficients were all negative.
177
Figure 31. Simulated landscapes for year 2035 presenting the effect of
ScenarioHigh,No2ndaryRoads (top) and ScenarioHigh,Yes2ndaryRoads (bottom). Note the
difference in the amount of total deforestation located between Nuevo Edén and
Boca Manu towns.
178
Figure 32. Simulated landscapes for year 2035 presenting the effect of
ScenarioLow,No2ndaryRoads (top) and ScenarioLow,Yes2ndaryRoads (bottom). Note the
difference in the amount of total deforestation located between Nuevo Edén and
Boca Manu towns.
179
Figure 33. Simulated landscapes for year 2035 presenting the effect of
ScenarioLow,No2ndaryRoads (top) and ScenarioHigh,No2ndaryRoads (bottom) on the forestry
concessions to the north and south of the Inambari River and near the
Interoceanica highway.
180
Figure 34. Simulated landscapes for year 2035 presenting the effect of
ScenarioLow,Yes2ndaryRoads (top) and ScenarioHigh,Yes2ndaryRoads (bottom) on the
forestry concessions to the north and south of the Inambari River and near the
Interoceanica highway.
181
Table 1. District total population and population growth rates between 1981-
1993 and 1993-2005 for the study area’s districts. District-level average growth
rates (*) are given for Cusco and Puno Departments. Total Dept. population
growth rate is given for Madre de Dios.
Total Population Population
growth rate (!)
Department District 1981 1993 2005 81-93 93-05
Cusco Quellouno - 11,197 16,469 - 0.033
Yanatile - 8,158 9,520 - 0.013
Challabamba 5,663 8,621 9,600 0.036 0.009
Kosñipata 2,947 3,873 4,610 0.023 0.015
Paucartambo 8,832 11,028 14,168 0.019 0.021
Camanti 1,513 2,175 1,700 0.031 -0.02
Marcapata 4,481 4,805 5,141 0.006 0.006
Cusco 91,042 93,187 103,836 0.002 0.009
San Jerónimo 9,093 15,166 28,855 0.044 0.055
San Sebastián 15,978 32,134 85,472 0.06 0.085
San Tiago 51,901 73,129 66,277 0.029 -0.008
Wanchaq 35,803 51,584 54,524 0.031 0.005
Total 227,253 315,057 400,172 0.028* 0.018*
Puno Ayapata 3,403 4,864 6,820 0.030 0.029
San Gabán 2,100 3,554 4,243 0.045 0.015
Total 5,503 8,418 11,063 0.038* 0.022*
Madre de Dios Tambopata 20,341 34,329 51,384 0.045 0.042
Inambari 1,716 3,909 4,888 0.071 0.019
Las Piedras 2,526 4,514 6,072 0.050 0.025
Laberinto - 3,986 4,954 - 0.018
Manu 1,467 1,559 2,500 0.005 0.040
Fizcarrald 139 458 1,062 0.104 0.073
Madre de
Dios
1,890 8,999 5,605 0.139 -0.039
Huepetuhe - 2,811 8,130 - 0.093
Iñapari 812 841 791 0.003 -0.005
Iberia 3,013 3,858 4,868 0.021 0.020
Tahuamanu 1,103 1,744 1,770 0.039 0.001
Total 33,007 67,008 92,024 0.061 0.027
182
Table 2. List of used spatial variables and sources.
Class Variable Source
Biophysical Type of forest CDC
Palm swamps CDC and digitalized
by us
Distance to rivers CDC/modified
(distance to feature)
Slope CDC/modified
(from DEM)
Distance to
deforested
Internally modeled
Infrastructure Distance to Inter-
oceanica Sur (IOS)
highway
CDC/modified
(distance to feature)
Distance to
secondary roads
CDC/ACA/modified
(distance to feature)
Distance to
population centers
CSA/modified
(distance to feature)
Population
attraction
Built by us
Land tenure Protected areas CDC
Territorial reserves CDC
Conservation and
tourism state leased
concessions
SPDA/modified
(merged)
Brazil nut
concessions
CDC
Forestry
concessions
CDC
Mining
concessions
CDC
183
Table 3. Weights of evidence correlation between selected variables. Values
below 0.5 indicate non-correlation.
Weights of evidence correlation
First variable Second variable
Joint Information
Uncertainty
Distance to
deforested areas Palm swamps 0.00472543
Protected areas 0.0565405
Brazil nut concessions 0.0172925
Conservation and tourism state
leased concessions 0.00612854
Forestry concessions 0.014214
Mining concessions 0.0169147
Native communities 0.0171398
Distance to Interoceanica Sur
(IOS) highway 0.188054
Distance to secondary roads 0.200927
Distance to population centers 0.284913
Distance to rivers 0.0787644
Population attraction 0.153539
Slope 0.0280562
Territorial reserves 0.0230479
Forest type 0.0972614
Palm swamps Protected areas 0.00254837
Brazil nut concessions 0.00308716
Conservation and tourism state
leased concessions 0.0103458
Forestry concessions 0.00003409
Mining concessions 0.0200761
Native communities 0.0107076
Distance to IOS 0.00473998
Distance to secondary roads 0.00517067
Distance to population centers 0.00374398
Distance to rivers 0.000668577
Population attraction 0.00297491
Slope 0.00397451
Territorial reserves 0.00384616
Forest type 0.0121914
Protected areas Brazil nut concessions 0.0277034
Conservation and tourism state
leased concessions 0.0187988
Forestry concessions 0.104698
Mining concessions 0.0317904
Native communities 0.00847395
Distance to Interoceanica
highway 0.136166
Distance to secondary roads 0.121351
Distance to population centers 0.0643427
Distance to rivers 0.0165442
Population attraction 0.0231282
Slope 0.0108901
Territorial reserves 0.0726453
Forest type 0.112044
184
Brazil nut
concessions
Conservation and tourism state
leased concessions 0.00210212
Forestry concessions 0.0246246
Mining concessions 0.00297434
Native communities 0.0100887
Distance to Interoceanica
highway 0.0355496
Distance to secondary roads 0.0249492
Distance to population centers 0.0265256
Distance to rivers 0.00866169
Population attraction 0.0231623
Slope 0.0265332
Territorial reserves 0.0210322
Forest type 0.0592534
Conservation and
tourism state leased
concessions Forestry concessions 0.00998791
Mining concessions 0.000100237
Native communities 0.00206442
Distance to Interoceanica
highway 0.00885476
Distance to secondary roads 0.00595784
Distance to population centers 0.00478807
Distance to rivers 0.00135641
Population attraction 0.0126993
Slope 0.00413541
Territorial reserves 0.00873868
Forest type 0.00908538
Forestry
concessions Mining concessions 0.0027809
Native communities 0.0109765
Distance to Interoceanica
highway 0.043994
Distance to secondary roads 0.0389101
Distance to population centers 0.0133934
Distance to rivers 0.0115526
Population attraction 0.0253859
Slope 0.0290724
Territorial reserves 0.0307643
Forest type 0.0254409
Mining concessions Native communities 0.00271211
Distance to Interoceanica
highway 0.0270089
Distance to secondary roads 0.0171244
Distance to population centers 0.0242998
Distance to rivers 0.00338408
Population attraction 0.0237914
Slope 0.00112657
Territorial reserves 0.0121274
Forest type 0.0189239
Native communities
Distance to Interoceanica
highway 0.0124747
Distance to secondary roads 0.0175026
Distance to population centers 0.0160917
Distance to rivers 0.00368005
Population attraction 0.0213602
185
Slope 0.00232386
Territorial reserves 0.0120074
Forest type 0.0212814
Distance to
Interoceanica
highway Distance to secondary roads 0.314009
Distance to population centers 0.229994
Distance to rivers 0.0998564
Population attraction 0.173516
Slope 0.0432058
Territorial reserves 0.0515385
Forest type 0.149466
Distance to
secondary roads Distance to population centers 0.224567
Distance to rivers 0.100577
Population attraction 0.162667
Slope 0.051018
Territorial reserves 0.0581368
Forest type 0.133197
Distance to
population centers Distance to rivers 0.100008
Population attraction 0.205297
Slope 0.0379071
Territorial reserves 0.0429492
Forest type 0.119848
Distance to rivers Population attraction 0.0769434
Slope 0.0247381
Territorial reserves 0.00430606
Forest type 0.0581421
Population
attraction Slope 0.112092
Territorial reserves 0.0393911
Forest type 0.217188
Slope Territorial reserves 0.018503
Forest type 0.173833
Territorial reserves Forest type 0.0362614
186
Table 4. Deforestation rates growth trends for each scenario.
Deforestation rates (")
Year
ScenarioLow,
No2ndaryRoads
ScenarioLow,Y
es2ndaryRoads
ScenarioHigh,N
o2ndaryRoads
ScenarioHigh,Y
es2ndaryRoads ScenarioCtrl
2000 0.001512 0.001512 0.001512 0.001512 0.001512
2001 0.001512 0.001512 0.001512 0.001512 0.001512
2002 0.001512 0.001512 0.001512 0.001512 0.001512
2003 0.001512 0.001512 0.001512 0.001512 0.001512
2004 0.001512 0.001512 0.001512 0.001512 0.001512
2005 0.001541 0.001646 0.001560 0.001766 0.001512
2006 0.001572 0.001774 0.001610 0.002032 0.001512
2007 0.001603 0.001896 0.001662 0.002301 0.001512
2008 0.001635 0.002008 0.001716 0.002567 0.001512
2009 0.001668 0.002110 0.001772 0.002820 0.001512
2010 0.001701 0.002202 0.001830 0.003054 0.001512
2011 0.001735 0.002284 0.001891 0.003266 0.001512
2012 0.001770 0.002355 0.001955 0.003452 0.001512
2013 0.001805 0.002417 0.002021 0.003613 0.001512
2014 0.001841 0.002470 0.002089 0.003749 0.001512
2015 0.001878 0.002515 0.002161 0.003862 0.001512
2016 0.001916 0.002554 0.002236 0.003954 0.001512
2017 0.001954 0.002586 0.002313 0.004030 0.001512
2018 0.001993 0.002613 0.002395 0.004091 0.001512
2019 0.002033 0.002635 0.002479 0.004139 0.001512
2020 0.002074 0.002654 0.002568 0.004178 0.001512
2021 0.002116 0.002670 0.002660 0.004209 0.001512
2022 0.002158 0.002682 0.002756 0.004233 0.001512
2023 0.002202 0.002693 0.002857 0.004252 0.001512
2024 0.002246 0.002702 0.002962 0.004267 0.001512
2025 0.002291 0.002709 0.003071 0.004278 0.001512
2026 0.002337 0.002715 0.003186 0.004287 0.001512
2027 0.002384 0.002720 0.003306 0.004295 0.001512
2028 0.002432 0.002724 0.003432 0.004300 0.001512
2029 0.002482 0.002727 0.003563 0.004305 0.001512
2030 0.002532 0.002730 0.003701 0.004308 0.001512
2031 0.002583 0.002732 0.003845 0.004311 0.001512
2032 0.002635 0.002734 0.003995 0.004313 0.001512
2033 0.002689 0.002735 0.004153 0.004314 0.001512
2034 0.002743 0.002736 0.004319 0.004316 0.001512
187
Table 5. Projected total and net deforestation within the study area for the five
Scenarios between 2000 and 2035.
Study area Land cover (ha)
Net
change
(ha)
Net
change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 9295926 8665920 -630006 6.8
Deforested 246834 876840
ScenarioLow,Yes2ndaryRoads Forest 9295926 8560723 -735203 7.9
Deforested 246834 982037
ScenarioHigh,No2ndaryRoads Forest 9295926 8515038 -780888 8.4
Deforested 246834 1027722
ScenarioHigh,Yes2ndaryRoads Forest 9295926 8239405 -1056521 11.4
Deforested 246834 1303355
ScenarioCtrl Forest 9295926 8816458 -479468 5.2
Deforested 246834 726302
188
Table 6. Projected and net deforestation inside Tambopata National Reserve for
the five scenarios.
Tambopata National Reserve (277727 ha) Land cover (ha)
Net change
(ha)
Net change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 266728 261803 -4925 1.8
Deforested 950 5875
ScenarioLow,Yes2ndaryRoads Forest 266728 256826 -9902 3.7
Deforested 950 10852
ScenarioHigh,No2ndaryRoads Forest 266728 259941 -6787 2.5
Deforested 950 7737
ScenarioHigh,Yes2ndaryRoads Forest 266728 252722 -14006 5.3
Deforested 950 14956
ScenarioCtrl Forest 266728 263072 -3656 1.4
Deforested 950 4606
189
Table 7. Projected and net deforestation inside Bahuaja Sonene National Park
for the five scenarios.
Bahuaja Sonene National Park (817824
ha) Land cover (ha)
Net change
(ha)
Net change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 786202 786181 -21 0.003
Deforested 3 24
ScenarioLow,Yes2ndaryRoads Forest 786202 785974 -228 0.029
Deforested 3 231
ScenarioHigh,No2ndaryRoads Forest 786202 786166 -36 0.005
Deforested 3 39
ScenarioHigh,Yes2ndaryRoads Forest 786202 785988 -214 0.027
Deforested 3 217
ScenarioCtrl Forest 786202 786190 -12 0.002
Deforested 3 15
190
Table 8. Projected and net deforestation inside Amarakaeri Communal Reserve
for the five scenarios.
Amarakaeri Communal Reserve (402486
ha) Land cover (ha)
Net change
(ha)
Net change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 391385 391300 -85 0.022
Deforested 76 161
ScenarioLow,Yes2ndaryRoads Forest 391385 391139 -246 0.063
Deforested 76 322
ScenarioHigh,No2ndaryRoads Forest 391385 391156 -229 0.059
Deforested 76 305
ScenarioHigh,Yes2ndaryRoads Forest 391385 388618 -2767 0.707
Deforested 76 2843
ScenarioCtrl Forest 391385 391367 -18 0.005
Deforested 76 94
191
Table 9. Projected and net deforestation inside Manu National Park for the five
scenarios.
Manu National Park (1696435 ha) Land cover (ha)
Net change
(ha)
Net change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 1632318 1629242 -3076 0.19
Deforested 3228 6304
ScenarioLow,Yes2ndaryRoads Forest 1632318 1628645 -3673 0.23
Deforested 3228 6901
ScenarioHigh,No2ndaryRoads Forest 1632318 1628505 -3813 0.23
Deforested 3228 7041
ScenarioHigh,Yes2ndaryRoads Forest 1632318 1625732 -6586 0.40
Deforested 3228 9814
ScenarioCtrl Forest 1632318 1629830 -2488 0.15
Deforested 3228 5716
192
Table 10. Projected and net deforestation inside Forestry Concessions for the
five scenarios.
Forestry concessions
(1374552 ha) Land cover (ha)
Net change
(ha)
Net change
(%)
Scenario 2000 2035 2035 2035
ScenarioLow,No2ndaryRoads Forest 1352896 1310687 -42209 3.12
Deforested 2912 45121
ScenarioLow,Yes2ndaryRoads Forest 1352896 1273896 -79000 5.84
Deforested 2912 81912
ScenarioHigh,No2ndaryRoads Forest 1352896 1295290 -57606 4.26
Deforested 2912 60518
ScenarioHigh,Yes2ndaryRoads Forest 1352896 1218055 -134841 9.97
Deforested 2912 137753
ScenarioCtrl Forest 1352896 1331715 -21181 1.57
Deforested 2912 24093
193
APPENDIX 1
Code Easting Northing Department Province District Population centre
Population
2000
Population
2005
1 346254 8506363 Puno Carabaya San Gaban Arica 39 37
2 358549 8530321 Puno Carabaya San Gaban Carmen 123 174
3 354796 8522944 Puno Carabaya San Gaban Challhuamayo 102 159
4 349309 8515558 Puno Carabaya San Gaban Chaquimayo 44 48
5 353666 8537868 Puno Carabaya San Gaban Chaspa Alto 58 61
6 350961 8540824 Puno Carabaya San Gaban Chaspa Bajo 84 113
7 352898 8515262 Puno Carabaya San Gaban Cuchillune 3 3
8 358297 8527601 Puno Carabaya San Gaban Cuesta Blanca 95 84
9 346165 8508024 Puno Carabaya San Gaban Esperanza 31 33
10 346580 8510279 Puno Carabaya San Gaban Lanlacuni 16 8
11 347203 8510308 Puno Carabaya San Gaban Lanlacuni Bajo 872 883
12 358230 8532076 Puno Carabaya San Gaban Lechemayo Chico 292 320
13 355948 8533991 Puno Carabaya San Gaban Lechemayo Grande 45 74
194
14 350515 8542541 Puno Carabaya San Gaban Loromayo 46 163
15 365208 8514105 Puno Carabaya San Gaban Mancayoc 5 4
16 344029 8502596 Puno Carabaya San Gaban Mayhuanto 39 42
17 346046 8505711 Puno Carabaya San Gaban Paqui Llusi 8 8
18 352071 8540118 Puno Carabaya San Gaban Puerto Leguia 24 15
19 359097 8518050 Puno Carabaya San Gaban Puerto Manoa 393 549
20 359603 8532076 Puno Carabaya San Gaban Salimayo 88 114
21 349546 8514550 Puno Carabaya San Gaban San Gaban 136 140
22 350406 8515470 Puno Carabaya San Gaban San Juan Bajo 58 44
23 360907 8511880 Puno Carabaya San Gaban San Trifon 7 7
24 344682 8503872 Puno Carabaya San Gaban Sangari 14 8
25 356665 8525851 Puno Carabaya San Gaban Tantamayo 78 155
26 360136 8529322 Puno Carabaya San Gaban Yahuarmayo 72 106
27 343466 8500935 Puno Carabaya Ayapata Quilla Bamba 41 48
28 167445 8592776 Cusco Calca Yanatile Aguaypille 17 18
29 163574 8600518 Cusco Calca Yanatile Ccochachayoc 15 16
195
30 172496 8594023 Cusco Calca Yanatile Ccorihuairachina 3 3
31 179674 8579621 Cusco Calca Yanatile Ccorimayo 115 66
32 173540 8593162 Cusco Calca Yanatile Cedropata 4 5
33 164727 8596123 Cusco Calca Yanatile Chaquimayoc 18 20
34 171618 8590389 Cusco Calca Yanatile Chaupiurca 14 11
35 164699 8594698 Cusco Calca Yanatile Chintapata 17 18
36 185501 8568713 Cusco Calca Yanatile Chullo 60 64
37 163601 8598778 Cusco Calca Yanatile Chunchusmayo 8 3
38 191129 8568770 Cusco Calca Yanatile Churuyoc 12 10
39 173732 8584059 Cusco Calca Yanatile Estrella 6 10
40 179758 8576733 Cusco Calca Yanatile Floridayoc 48 34
41 178026 8578265 Cusco Calca Yanatile Hualla 390 416
42 162723 8596348 Cusco Calca Yanatile Huaynapata 90 68
43 167445 8593967 Cusco Calca Yanatile Inca Andenniyoc 18 19
44 173814 8583183 Cusco Calca Yanatile Killapata 8 8
45 172661 8592581 Cusco Calca Yanatile La Merced 39 31
196
46 175317 8585424 Cusco Calca Yanatile Lacco 2 2
47 155941 8601589 Cusco Calca Yanatile Lechemayo 2 2
48 166209 8593613 Cusco Calca Yanatile Llactapata 18 15
49 162228 8607359 Cusco Calca Yanatile Llactapata Baja 10 5
50 179720 8572659 Cusco Calca Yanatile Matipata 17 12
51 181204 8584213 Cusco Calca Yanatile Mendosayoc 130 139
52 185291 8573154 Cusco Calca Yanatile Mesapata 26 14
53 180872 8579256 Cusco Calca Yanatile Mesapata 3 44 47
54 170520 8606403 Cusco Calca Yanatile Miraflores 116 125
55 161844 8601861 Cusco Calca Yanatile Naranjayoc 18 14
56 161213 8597166 Cusco Calca Yanatile Pacchac 1 21 22
57 175473 8582549 Cusco Calca Yanatile Pacchac 2 50 53
58 170986 8592363 Cusco Calca Yanatile Pallar 20 21
59 181997 8576819 Cusco Calca Yanatile Pucara 37 68
60 176230 8575905 Cusco Calca Yanatile Quellomayo 63 54
61 163519 8597803 Cusco Calca Yanatile Rataratayoc 9 13
197
62 166676 8594179 Cusco Calca Yanatile Retiro del Carmen 2 44 47
63 182508 8575547 Cusco Calca Yanatile San Antonio 80 58
64 170437 8595336 Cusco Calca Yanatile San Jose 26 28
65 164370 8597186 Cusco Calca Yanatile San Miguel 3 3
66 169394 8593755 Cusco Calca Yanatile Sarahuasi 14 12
67 179285 8578555 Cusco Calca Yanatile Suyo 254 271
68 181165 8572063 Cusco Calca Yanatile Torocmayo 24 23
69 164288 8594206 Cusco Calca Yanatile Villoc Pampa 51 54
70 180447 8576115 Cusco Calca Yanatile Vista Florida 53 42
71 129366 8624755 Cusco
La
Convención Quellouno Amancaes 131 128
72 149105 8613599 Cusco
La
Convención Quellouno Bellavista 247 327
73 132770 8623612 Cusco
La
Convención Quellouno Calangato 97 113
74 150451 8608266 Cusco
La
Convención Quellouno Chaupichullo 9 10
75 158714 8604389 Cusco La
Quellouno Chunchusmayo 14 17
198
Convención
76 139249 8618325 Cusco
La
Convención Quellouno Esmeralda 75 82
77 152592 8606530 Cusco
La
Convención Quellouno Huaynapata 85 94
78 155447 8604242 Cusco
La
Convención Quellouno Kcarun 14 16
79 153663 8608288 Cusco
La
Convención Quellouno Lacco 1 10 12
80 149188 8612041 Cusco
La
Convención Quellouno Mesapata 1 103 121
81 149901 8611552 Cusco
La
Convención Quellouno Monte Cirialo 30 35
82 129915 8624200 Cusco
La
Convención Quellouno Pampa Blanca 137 125
83 154773 8608329 Cusco
La
Convención Quellouno Quellomayo 36 49
84 142928 8614965 Cusco
La
Convención Quellouno Quellouno 64 56
85 145838 8614086 Cusco La
Quellouno Rosario 36 41
199
Convención
86 146003 8619047 Cusco
La
Convención Quellouno Sacramento 85 100
87 134335 8619687 Cusco
La
Convención Quellouno Victoria 50 85
88 191422 8562917 Cusco Paucartambo Challabamba Bombon 267 258
89 194507 8565079 Cusco Paucartambo Challabamba Chilcayoc 55 57
90 192773 8562784 Cusco Paucartambo Challabamba Chimor 331 321
91 193448 8566142 Cusco Paucartambo Challabamba Churuyoc 44 61
92 197501 8559099 Cusco Paucartambo Challabamba Jesus Maria 39 14
93 193937 8563386 Cusco Paucartambo Challabamba Lali 120 126
94 185383 8558613 Cusco Paucartambo Challabamba Pachamachay 214 123
95 193940 8561509 Cusco Paucartambo Challabamba Pipobamba 31 37
96 196204 8566136 Cusco Paucartambo Challabamba Pucara 33 23
97 193642 8560511 Cusco Paucartambo Challabamba Solan 189 200
98 195919 8564736 Cusco Paucartambo Challabamba Televan 155 148
99 195851 8564261 Cusco Paucartambo Challabamba Utucany 243 254
200
100 194507 8565079 Cusco Paucartambo Challabamba Yuracmayoc 8 8
101 190905 8557525 Cusco Paucartambo Challabamba Yuractoruyoc 112 77
102 215407 8539068 Cusco Paucartambo Kosñipata Acjanaco 9 10
103 235279 8560290 Cusco Paucartambo Kosñipata Agua Santa 97 104
104 235930 8560691 Cusco Paucartambo Kosñipata Asuncion 93 86
105 244088 8573663 Cusco Paucartambo Kosñipata Atalaya 103 180
106 244866 8555821 Cusco Paucartambo Kosñipata Bajo Quero 26 28
107 233640 8570440 Cusco Paucartambo Kosñipata Bienvenida 11 10
108 219456 8544436 Cusco Paucartambo Kosñipata Buenos Aires 3 4
109 195208 8579119 Cusco Paucartambo Kosñipata Callanga 186 200
110 233919 8567897 Cusco Paucartambo Kosñipata Castilla (Tono Bajo) 89 77
111 232156 8558906 Cusco Paucartambo Kosñipata Chontachaca 99 85
112 246316 8572365 Cusco Paucartambo Kosñipata Coloradito 40 31
113 230837 8558608 Cusco Paucartambo Kosñipata Consuelo 6 5
114 217718 8541654 Cusco Paucartambo Kosñipata Esperanza 0 0
115 232590 8559169 Cusco Paucartambo Kosñipata Fortaleza 43 49
201
116 238692 8562571 Cusco Paucartambo Kosñipata Lastenia 18 19
117 239787 8570901 Cusco Paucartambo Kosñipata Maria 3 4
118 248570 8569921 Cusco Paucartambo Kosñipata Mirador 6 6
119 239378 8561261 Cusco Paucartambo Kosñipata Mistiana 30 41
120 236120 8561763 Cusco Paucartambo Kosñipata Montanesa 19 57
121 237177 8564898 Cusco Paucartambo Kosñipata Patria 1019 1240
122 244854 8573229 Cusco Paucartambo Kosñipata Pelayo 52 49
123 217841 8543503 Cusco Paucartambo Kosñipata Pillahuata 2 1
124 239145 8571781 Cusco Paucartambo Kosñipata Pillcopata 1361 1463
125 235210 8566749 Cusco Paucartambo Kosñipata Primavera 15 14
126 239429 8552926 Cusco Paucartambo Kosñipata Progreso 7 7
127 245547 8565176 Cusco Paucartambo Kosñipata Queros (Huachipaire) 34 32
128 246803 8563462 Cusco Paucartambo Kosñipata Rio Blanco 22 22
129 249057 8568524 Cusco Paucartambo Kosñipata Rio Carbon 56 64
130 246530 8567035 Cusco Paucartambo Kosñipata Sabaluyoc 94 76
131 225662 8565609 Cusco Paucartambo Kosñipata San Miguel 28 38
202
132 221555 8550269 Cusco Paucartambo Kosñipata San Pedro 2 2
133 238027 8567812 Cusco Paucartambo Kosñipata Santa Alicia 37 44
134 222598 8553891 Cusco Paucartambo Kosñipata Santa Isabel 6 6
135 237659 8561722 Cusco Paucartambo Kosñipata Santa Rosa 5 7
136 234456 8574242 Cusco Paucartambo Kosñipata Santa Rosa de Huacaria 117 113
137 233930 8560015 Cusco Paucartambo Kosñipata Sector Eva 44 43
138 221098 8550186 Cusco Paucartambo Kosñipata Suiza 4 5
139 226755 8565782 Cusco Paucartambo Kosñipata Tono Alto 67 72
140 241125 8554616 Cusco Paucartambo Kosñipata Trabajo 17 18
141 242129 8567185 Cusco Paucartambo Kosñipata Tupac Amaru (Ubaldina) 298 277
142 239027 8564745 Cusco Paucartambo Kosñipata Ubaldina 15 17
143 239120 8573336 Cusco Paucartambo Kosñipata Villa Carmen 13 10
144 233457 8561727 Cusco Paucartambo Kosñipata Yupurqui 35 29
145 218988 8526209 Cusco Paucartambo Paucartambo Paucartambo 3282 4234
146 340349 8541985 Cusco Quispicanchis Camanti Asnamayo Chico 10 9
147 325303 8540844 Cusco Quispicanchis Camanti Balceadero 10 0
203
148 345371 8548570 Cusco Quispicanchis Camanti Boca de Kitari 6 5
149 298195 8524628 Cusco Quispicanchis Camanti Cadena 8 12
150 317406 8538022 Cusco Quispicanchis Camanti Ccapacmayo 10 9
151 300743 8527358 Cusco Quispicanchis Camanti Ccollamayo 4 4
152 300798 8526418 Cusco Quispicanchis Camanti Chonta Puncu 2 1
153 300012 8524637 Cusco Quispicanchis Camanti Choque Llusca 12 13
154 328956 8537155 Cusco Quispicanchis Camanti Chunchusmayo 15 10
155 323614 8542003 Cusco Quispicanchis Camanti Collpamayo 3 2
156 329842 8538413 Cusco Quispicanchis Camanti Comandante 2 3
157 305025 8528454 Cusco Quispicanchis Camanti Coperma 24 20
158 307444 8532654 Cusco Quispicanchis Camanti Cruz Pata 6 5
159 331649 8540451 Cusco Quispicanchis Camanti Esperanza 16 14
160 329950 8541419 Cusco Quispicanchis Camanti Fortaleza 10 5
161 345052 8542268 Cusco Quispicanchis Camanti Garrafon Chico 5 4
162 348220 8541364 Cusco Quispicanchis Camanti Garrafon Grande 20 21
163 322875 8541830 Cusco Quispicanchis Camanti Huacyumbre 79 68
204
164 304541 8527157 Cusco Quispicanchis Camanti Huaropascay 3 3
165 295493 8522382 Cusco Quispicanchis Camanti Huaynapata 10 8
166 305381 8537524 Cusco Quispicanchis Camanti Huinchomayo 10 9
167 349415 8541257 Cusco Quispicanchis Camanti Inambari 33 30
168 342546 8538171 Cusco Quispicanchis Camanti Jujununta Choquetamura 1 1
169 307493 8543587 Cusco Quispicanchis Camanti Kitare 10 7
170 324445 8541245 Cusco Quispicanchis Camanti Limonchayoc 82 129
171 294242 8520638 Cusco Quispicanchis Camanti Mandor 17 26
172 305901 8530015 Cusco Quispicanchis Camanti Maniri 2 1
173 325778 8541994 Cusco Quispicanchis Camanti Media Luna 5 4
174 296534 8523031 Cusco Quispicanchis Camanti Moroto 3 1
175 319464 8543939 Cusco Quispicanchis Camanti Munaypampa 3 2
176 344138 8531488 Cusco Quispicanchis Camanti Nujununta 1 1
177 344174 8543756 Cusco Quispicanchis Camanti Oro Mayo 3 3
178 307006 8534032 Cusco Quispicanchis Camanti Oroya 9 11
179 348558 8541309 Cusco Quispicanchis Camanti Otorongo Chico 5 4
205
180 348521 8541556 Cusco Quispicanchis Camanti Otorongo Grande 7 5
181 318300 8540077 Cusco Quispicanchis Camanti Palcamayo 12 15
182 343581 8534284 Cusco Quispicanchis Camanti Palmira 1 1
183 310567 8535229 Cusco Quispicanchis Camanti Pan de Azucar 5 5
184 348932 8541574 Cusco Quispicanchis Camanti Pinhalchayoc 31 28
185 311224 8539444 Cusco Quispicanchis Camanti Pipitayoc 10 9
186 306085 8547382 Cusco Quispicanchis Camanti Pobre Mayo 5 4
187 295380 8514748 Cusco Quispicanchis Camanti Poyonco 1 1
188 346978 8541227 Cusco Quispicanchis Camanti Puente Golondrina 7 5
189 318407 8544330 Cusco Quispicanchis Camanti Puerta Falsa 19 30
190 325346 8539681 Cusco Quispicanchis Camanti Quebrada Seca 5 4
191 309773 8536735 Cusco Quispicanchis Camanti Quincemil 949 920
192 308321 8535795 Cusco Quispicanchis Camanti Sacracumbre 9 8
193 348750 8541464 Cusco Quispicanchis Camanti San Agustin 7 5
194 347764 8541264 Cusco Quispicanchis Camanti San Jose 6 3
195 297611 8523441 Cusco Quispicanchis Camanti San Jose 10 12
206
196 333566 8539839 Cusco Quispicanchis Camanti San Lorenzo 141 150
197 294810 8514486 Cusco Quispicanchis Camanti San Melchor 5 5
198 294251 8516968 Cusco Quispicanchis Camanti San Miguel 75 99
199 293619 8514989 Cusco Quispicanchis Camanti San Pedro 31 28
200 302596 8527331 Cusco Quispicanchis Camanti Saniaca 4 3
201 332078 8539702 Cusco Quispicanchis Camanti Santa Elena 18 14
202 308627 8547655 Cusco Quispicanchis Camanti Santa Isidora 13 10
203 318848 8539237 Cusco Quispicanchis Camanti Santa Marta 10 9
204 299757 8524628 Cusco Quispicanchis Camanti Sausipata 5 3
205 324408 8541948 Cusco Quispicanchis Camanti Tigrimayo 6 5
206 311279 8537356 Cusco Quispicanchis Camanti Tocoro Cumbre 5 6
207 309097 8545973 Cusco Quispicanchis Camanti Tunquimayo 15 17
208 345400 8551718 Cusco Quispicanchis Camanti Villa Alegría 3 3
209 328124 8541830 Cusco Quispicanchis Camanti Villanubia 9 6
210 303975 8527751 Cusco Quispicanchis Camanti Vitobamba 12 15
211 307189 8531887 Cusco Quispicanchis Camanti Yanamayo Chico (Caserio) 9 4
207
212 305071 8530846 Cusco Quispicanchis Camanti Yanamayo Grande (Caserío) 4 1
213 309087 8540348 Cusco Quispicanchis Camanti Yanamayo Grande (Minero) 42 38
214 306280 8544252 Cusco Quispicanchis Camanti Yanaurco 4 4
215 293926 8513558 Cusco Quispicanchis Marcapata Capire 61 45
216 294423 8510176 Cusco Quispicanchis Marcapata Chaupichaca 36 26
217 292987 8500420 Cusco Quispicanchis Marcapata Chiari 7 2
218 295239 8501156 Cusco Quispicanchis Marcapata Chilechile 45 36
219 294057 8507174 Cusco Quispicanchis Marcapata Culebrayoc 23 19
220 294102 8506572 Cusco Quispicanchis Marcapata Iscaybamba 14 13
221 294258 8500754 Cusco Quispicanchis Marcapata Limac Punco 101 151
222 293904 8512046 Cusco Quispicanchis Marcapata Mamabamba 59 64
223 295261 8506572 Cusco Quispicanchis Marcapata Mancara 18 10
224 294526 8500130 Cusco Quispicanchis Marcapata Raqchipata 65 63
225 294971 8503964 Cusco Quispicanchis Marcapata Ttio 70 73
226 177515 8503803 Cusco Cusco Cusco Cusco 289939 326405
227 309191 8635956 Madre de Dios Manu Fitzcarrald Barraca (Puerto Azul) 39 75
208
228 292155 8643182 Madre de Dios Manu Fitzcarrald Boca Manu 124 201
229 287534 8636045 Madre de Dios Manu Fitzcarrald Diamante 248 232
230 292166 8643471 Madre de Dios Manu Fitzcarrald Isla de los Valles 60 62
231 231009 8691514 Madre de Dios Manu Fitzcarrald Maizal 37 52
232 265039 8614357 Madre de Dios Manu Fitzcarrald Nuevo Eden 50 67
233 211476 8702071 Madre de Dios Manu Fitzcarrald Tayacome 130 142
234 186761 8698288 Madre de Dios Manu Fitzcarrald Yomibato 182 231
235 332355 8578806 Madre de Dios Manu Huepetuhe Alto Pukiri 67 105
236 320134 8561447 Madre de Dios Manu Huepetuhe Bamberme 85 132
237 349078 8556608 Madre de Dios Manu Huepetuhe Boca Punkiri 188 178
238 335982 8582075 Madre de Dios Manu Huepetuhe Boca Toacabe 66 103
239 347964 8557883 Madre de Dios Manu Huepetuhe Caychihue Barraca 291 619
240 340734 8559431 Madre de Dios Manu Huepetuhe Caychiwe 663 901
241 323955 8565463 Madre de Dios Manu Huepetuhe Choque 447 530
242 333611 8562683 Madre de Dios Manu Huepetuhe Huaypetuhe 2777 3998
243 346640 8551462 Madre de Dios Manu Huepetuhe Kimbiri 49 46
209
244 344583 8552805 Madre de Dios Manu Huepetuhe Kimiri 209 199
245 345976 8549290 Madre de Dios Manu Huepetuhe Israel 33 51
246 325748 8565351 Madre de Dios Manu Huepetuhe Libertad 350 652
247 349523 8542919 Madre de Dios Manu Huepetuhe Machiche 42 77
248 349750 8541671 Madre de Dios Manu Huepetuhe Puente Inambari 226 135
249 355979 8571715 Madre de Dios Manu Huepetuhe Puquiri 100 143
250 346999 8550236 Madre de Dios Manu Huepetuhe Sachabacayoc 7 30
251 335979 8559697 Madre de Dios Manu Huepetuhe Santa Ines 117 76
252 345723 8547091 Madre de Dios Manu Huepetuhe Tazon Chico 16 26
253 347222 8545349 Madre de Dios Manu Huepetuhe Tazon Grande 16 26
254 327815 8571006 Madre de Dios Manu Huepetuhe Tranquera (Barranco Chico) 148 376
255 340629 8601698 Madre de Dios Manu
Madre de
Dios Bajo Colorado (Playa oculta) 97 121
256 337886 8596859 Madre de Dios Manu
Madre de
Dios Bajo Pukiri (Delta 3) 89 65
257 314328 8626104 Madre de Dios Manu
Madre de
Dios Blanquillo 23 16
210
258 381863 8606886 Madre de Dios Manu
Madre de
Dios Boca Amigo 124 96
259 349059 8604910 Madre de Dios Manu
Madre de
Dios Boca Colorado 841 1075
260 338997 8598155 Madre de Dios Manu
Madre de
Dios Boca Pukiri 107 88
261 335387 8590793 Madre de Dios Manu
Madre de
Dios
Centro Pukiri (Comunidad
Pukiri) 132 108
262 334825 8587283 Madre de Dios Manu
Madre de
Dios Delta 1 1484 1218
263 334201 8584614 Madre de Dios Manu
Madre de
Dios Delta 2 112 92
264 335531 8591426 Madre de Dios Manu
Madre de
Dios Delta 4 123 101
265 361047 8604926 Madre de Dios Manu
Madre de
Dios Guacamayo 118 54
266 310985 8570695 Madre de Dios Manu
Madre de
Dios Huasoroquito 110 69
267 294726 8587686 Madre de Dios Manu
Madre de
Dios Ishiriwe 58 80
211
268 378421 8605056 Madre de Dios Manu
Madre de
Dios Malvinas 120 109
269 343022 8608368 Madre de Dios Manu
Madre de
Dios Mirador Chico 7 6
270 343022 8608368 Madre de Dios Manu
Madre de
Dios Mirador Grande 20 53
271 367104 8603949 Madre de Dios Manu
Madre de
Dios Nuevo San Juan 4 3
272 359190 8605687 Madre de Dios Manu
Madre de
Dios Pacal Guacamayo 146 114
273 342989 8611543 Madre de Dios Manu
Madre de
Dios Palometayoc 12 10
274 326699 8590373 Madre de Dios Manu
Madre de
Dios Puerto Luz 344 455
275 320970 8560854 Madre de Dios Manu
Madre de
Dios Punkiri Chico 227 547
276 351043 8568417 Madre de Dios Manu
Madre de
Dios Puquiri 973 1492
277 334859 8596908 Madre de Dios Manu
Madre de
Dios San Jose de Kerene 197 238
212
278 374250 8611355 Madre de Dios Manu
Madre de
Dios San Juan Chico 42 0
279 369161 8608417 Madre de Dios Manu
Madre de
Dios San Juan Grande 629 609
280 320280 8566436 Madre de Dios Manu
Madre de
Dios Setapo 123 204
281 351521 8604097 Madre de Dios Manu
Madre de
Dios Viejo Aeropuerto 3 0
282 242486 8586280 Madre de Dios Manu Manu Adan Rayo 35 24
283 248053 8572616 Madre de Dios Manu Manu Alto Carbon 43 51
284 240733 8579566 Madre de Dios Manu Manu Amazonia 2 2
285 257314 8607600 Madre de Dios Manu Manu Bonanza 15 11
286 242407 8588760 Madre de Dios Manu Manu Cabo de Hornos 1 14 17
287 247437 8588221 Madre de Dios Manu Manu Cabo de Hornos 2 4 5
288 240668 8581884 Madre de Dios Manu Manu Erika 5 8
289 244945 8576025 Madre de Dios Manu Manu Gamitana 135 135
290 257955 8602766 Madre de Dios Manu Manu Itahuania 154 179
291 243299 8594636 Madre de Dios Manu Manu Jose Olaya 5 6
213
292 243136 8597172 Madre de Dios Manu Manu Llactapampa (Palotoa) 156 230
293 242147 8584348 Madre de Dios Manu Manu Los Aguanos 78 78
294 258831 8609094 Madre de Dios Manu Manu Mamajapac 34 42
295 193925 8608117 Madre de Dios Manu Manu Mameria 90 110
296 244682 8589387 Madre de Dios Manu Manu Mansilla I (M.) 132 145
297 243442 8589367 Madre de Dios Manu Manu Mansilla II (Nueva M.) 76 93
298 240633 8586588 Madre de Dios Manu Manu Mascoitania 1 1
299 249368 8578922 Madre de Dios Manu Manu Pacasmayo 20 24
300 243586 8578056 Madre de Dios Manu Manu Pampa Arizona 11 13
301 243723 8579972 Madre de Dios Manu Manu Salvacion 547 786
302 245500 8598345 Madre de Dios Manu Manu Santa Cruz 112 129
303 241762 8590522 Madre de Dios Manu Manu Santa Elena 7 6
304 250485 8598346 Madre de Dios Manu Manu Shintuya 228 245
305 269909 8626602 Madre de Dios Manu Manu Shipetiari 86 120
306 243553 8597246 Madre de Dios Manu Manu Teparo Grande (CCNN) 87 101
307 241843 8577572 Madre de Dios Manu Manu Tropical I 21 11
214
308 236697 8576858 Madre de Dios Manu Manu Tropical II 7 8
309 243916 8582418 Madre de Dios Manu Manu Yunguyo 43 30
310 440571 8740491 Madre de Dios Tahuamanu Iberia Iberia 3621 3915
311 423438 8752015 Madre de Dios Tahuamanu Iberia Arrozal 24 12
312 445803 8740004 Madre de Dios Tahuamanu Iberia Bello Horizonte 14 7
313 446950 8750183 Madre de Dios Tahuamanu Iberia Carachamayo 5 5
314 442688 8750948 Madre de Dios Tahuamanu Iberia Chilina Vieja 45 34
315 430771 8755890 Madre de Dios Tahuamanu Iberia Flor de Acre 62 72
316 421429 8739555 Madre de Dios Tahuamanu Iberia Grupo ocho 12 13
317 449596 8748774 Madre de Dios Tahuamanu Iberia La Republica 47 52
318 442363 8740709 Madre de Dios Tahuamanu Iberia Maria Cristina 12 6
319 453189 8736107 Madre de Dios Tahuamanu Iberia Miraflores 17 15
320 425475 8745227 Madre de Dios Tahuamanu Iberia Nueva Alianza 91 100
321 441102 8739372 Madre de Dios Tahuamanu Iberia Oceania 13 15
322 423438 8752014 Madre de Dios Tahuamanu Iberia Pacahuara 183 496
323 445883 8747106 Madre de Dios Tahuamanu Iberia Ponalillo 10 0
215
324 422258 8715770 Madre de Dios Tahuamanu Iberia Portillo 75 52
325 444421 8746023 Madre de Dios Tahuamanu Iberia San Antonio Abad 23 16
326 438277 8738254 Madre de Dios Tahuamanu Iberia San Francisco de Asis 55 14
327 447690 8745318 Madre de Dios Tahuamanu Iberia Tropezon 20 28
328 418756 8787598 Madre de Dios Tahuamanu Inhapari Alto Belgica 17 17
329 420732 8787325 Madre de Dios Tahuamanu Inhapari Belgica 64 61
330 436870 8790126 Madre de Dios Tahuamanu Inhapari Inhapari 444 533
331 438404 8770714 Madre de Dios Tahuamanu Inhapari Noaya 24 24
332 434176 8782227 Madre de Dios Tahuamanu Inhapari Nueva Esperanza 66 55
333 440898 8759456 Madre de Dios Tahuamanu Inhapari San Isidro de Chilina 78 50
334 437530 8777514 Madre de Dios Tahuamanu Inhapari Villa Primavera 74 44
335 461473 8738534 Madre de Dios Tahuamanu Tahuamanu Abeja 43 45
336 474304 8711799 Madre de Dios Tahuamanu Tahuamanu Alerta 598 611
337 473886 8711368 Madre de Dios Tahuamanu Tahuamanu Alerta 2 2
338 471732 8733423 Madre de Dios Tahuamanu Tahuamanu Alto Peru 5 0
339 451662 8743356 Madre de Dios Tahuamanu Tahuamanu La Merced 23 14
216
340 466770 8698192 Madre de Dios Tahuamanu Tahuamanu La Novia 207 233
341 468787 8722502 Madre de Dios Tahuamanu Tahuamanu Maranguape 7 12
342 478564 8696221 Madre de Dios Tahuamanu Tahuamanu Nuevo Pacaran 86 101
343 464920 8733683 Madre de Dios Tahuamanu Tahuamanu San Lorenzo 179 158
344 464916 8733997 Madre de Dios Tahuamanu Tahuamanu San Lorenzo 17 17
345 477397 8708360 Madre de Dios Tahuamanu Tahuamanu San Pedro 81 122
346 424199 8727351 Madre de Dios Tahuamanu Tahuamanu Santa Maria 76 85
347 490866 8684265 Madre de Dios Tahuamanu Tahuamanu Shiringayoc 257 263
348 472231 8705712 Madre de Dios Tahuamanu Tahuamanu Villa Rocio 83 107
349 351584 8551691 Madre de Dios Tambopata Inambari Mazuko 1712 1920
350 355661 8554053 Madre de Dios Tambopata Inambari Alto Dos de Mayo 77 59
351 396686 8574078 Madre de Dios Tambopata Inambari Alto Libertad 125 110
352 401135 8560263 Madre de Dios Tambopata Inambari Azul 66 72
353 364600 8576270 Madre de Dios Tambopata Inambari Bello Porvenir 45 32
354 352396 8554053 Madre de Dios Tambopata Inambari Dos de Mayo 120 124
355 408156 8577137 Madre de Dios Tambopata Inambari El Progreso 31 34
217
356 394441 8585598 Madre de Dios Tambopata Inambari Jayave 163 177
357 384065 8561093 Madre de Dios Tambopata Inambari Kotsimba 84 111
358 387053 8576153 Madre de Dios Tambopata Inambari La Distancia 22 24
359 392229 8561110 Madre de Dios Tambopata Inambari Malinosqui 254 176
360 387582 8561091 Madre de Dios Tambopata Inambari Manuani Malinosqui 45 66
361 357727 8572698 Madre de Dios Tambopata Inambari Nueva Esperanza 25 27
362 370408 8576433 Madre de Dios Tambopata Inambari Nueva Generacion 22 24
363 391448 8574521 Madre de Dios Tambopata Inambari Nueva Arequipa 77 60
364 422156 8576322 Madre de Dios Tambopata Inambari Padre Hermogenes 11 12
365 350109 8549674 Madre de Dios Tambopata Inambari Palmera 76 60
366 368716 8585188 Madre de Dios Tambopata Inambari Ponal 124 136
367 375752 8572009 Madre de Dios Tambopata Inambari Primavera Alta 101 96
368 379519 8572511 Madre de Dios Tambopata Inambari Primavera Baja 84 80
369 352405 8572712 Madre de Dios Tambopata Inambari Puerto Carlos 17 12
370 349487 8552687 Madre de Dios Tambopata Inambari Puerto Mazuko 185 206
371 354191 8551560 Madre de Dios Tambopata Inambari Quebrada Seca 7 8
218
372 364325 8571381 Madre de Dios Tambopata Inambari Santa Rita Alta 98 82
373 370227 8572009 Madre de Dios Tambopata Inambari Santa Rita Baja 129 107
374 358448 8570970 Madre de Dios Tambopata Inambari Santa Rosa 309 411
375 385258 8584323 Madre de Dios Tambopata Inambari Sarayacu 207 248
376 402498 8573893 Madre de Dios Tambopata Inambari Sol Naciente 26 29
377 349965 8549237 Madre de Dios Tambopata Inambari Tazon 15 16
378 410158 8575776 Madre de Dios Tambopata Inambari Union Progreso 129 166
379 353727 8560949 Madre de Dios Tambopata Inambari Villa Santiago (Arazaire) 119 117
380 387053 8576153 Madre de Dios Tambopata Inambari Virgen de la Candelaria 117 86
381 442294 8587873 Madre de Dios Tambopata Laberinto Aguas Blancas 2 2
382 419100 8593178 Madre de Dios Tambopata Laberinto Amaracaire 51 77
383 426297 8595137 Madre de Dios Tambopata Laberinto Boca Union 187 225
384 432516 8593506 Madre de Dios Tambopata Laberinto Catarata 5 6
385 419553 8593399 Madre de Dios Tambopata Laberinto CCNN Boca Inambari 150 165
386 395325 8601127 Madre de Dios Tambopata Laberinto Cinco Islas 40 60
387 441535 8602415 Madre de Dios Tambopata Laberinto Copamanu 33 54
219
388 433585 8586516 Madre de Dios Tambopata Laberinto Florida Alta 201 177
389 439993 8590263 Madre de Dios Tambopata Laberinto Florida Baja 86 75
390 430943 8595853 Madre de Dios Tambopata Laberinto Fortuna Alto Laberinto 151 178
391 413461 8598277 Madre de Dios Tambopata Laberinto Horacio Cevallos 50 149
392 413005 8588772 Madre de Dios Tambopata Laberinto Huacamayo Chico 38 117
393 435550 8586534 Madre de Dios Tambopata Laberinto Huantupa 14 15
394 390113 8604868 Madre de Dios Tambopata Laberinto Huitoto 33 30
395 409784 8601177 Madre de Dios Tambopata Laberinto Lagarto (Base Naval) 93 115
396 413745 8593334 Madre de Dios Tambopata Laberinto Lago Inambarillo 259 154
397 451330 8595783 Madre de Dios Tambopata Laberinto Las Mercedes 157 139
398 449457 8590755 Madre de Dios Tambopata Laberinto Los Cedros 20 16
399 441449 8588177 Madre de Dios Tambopata Laberinto Manantiales 21 12
400 413495 8600592 Madre de Dios Tambopata Laberinto Nueva Alianza 104 114
401 441023 8606635 Madre de Dios Tambopata Laberinto Pastora Grande 183 233
402 445449 8590339 Madre de Dios Tambopata Laberinto Progreso Verde 25 27
403 428415 8593319 Madre de Dios Tambopata Laberinto Puerto Aguila 26 30
220
404 435937 8594034 Madre de Dios Tambopata Laberinto Puerto Rosario de Laberinto 1805 2069
405 436749 8585932 Madre de Dios Tambopata Laberinto Residentes Cusqueños 25 27
406 427978 8581617 Madre de Dios Tambopata Laberinto San Juan 147 169
407 441763 8599703 Madre de Dios Tambopata Laberinto Santa Rosa 75 63
408 438317 8589080 Madre de Dios Tambopata Laberinto Santo Domingo 152 166
409 402384 8602873 Madre de Dios Tambopata Laberinto
Shiringayoc Vuelta
Grande 70 67
410 443542 8592431 Madre de Dios Tambopata Laberinto Tahuantinsuyo 112 84
411 411072 8599481 Madre de Dios Tambopata Laberinto Tumi 137 149
412 410158 8575776 Madre de Dios Tambopata Laberinto Union Progreso 130 170
413 427966 8582278 Madre de Dios Tambopata Laberinto Virgenes del Sol 132 128
414 446992 8593910 Madre de Dios Tambopata Laberinto VRH de la Torre 95 92
415 483907 8646304 Madre de Dios Tambopata Las Piedras 1 de Mayo 50 50
416 471248 8642525 Madre de Dios Tambopata Las Piedras Aguajal 2 1
417 491107 8614664 Madre de Dios Tambopata Las Piedras Aguajalito 15 17
418 452148 8601105 Madre de Dios Tambopata Las Piedras Aguas Negras 11 11
221
419 486887 8660084 Madre de Dios Tambopata Las Piedras Alegria 649 732
420 481387 8622839 Madre de Dios Tambopata Las Piedras Alto Loboyoc 105 76
421 476609 8608761 Madre de Dios Tambopata Las Piedras Andres A Caceres 150 174
422 494692 8669857 Madre de Dios Tambopata Las Piedras Bajo Alegria 118 53
423 485300 8607277 Madre de Dios Tambopata Las Piedras Bajo Madre de Dios 100 93
424 475940 8618019 Madre de Dios Tambopata Las Piedras Bajo Piedras 86 120
425 484941 8616631 Madre de Dios Tambopata Las Piedras Bello Horizonte 207 80
426 501901 8617471 Madre de Dios Tambopata Las Piedras Boca Gamitana 75 87
427 489768 8643143 Madre de Dios Tambopata Las Piedras Botijon 22 25
428 481171 8616608 Madre de Dios Tambopata Las Piedras Cachuela Margen Izquierda 67 74
429 481907 8616521 Madre de Dios Tambopata Las Piedras Cachuela Oviedo 72 64
430 483179 8677846 Madre de Dios Tambopata Las Piedras Cafetal 75 59
431 479006 8660362 Madre de Dios Tambopata Las Piedras Carmen Rosa 13 15
432 472487 8683803 Madre de Dios Tambopata Las Piedras Colpac 43 49
433 473126 8638202 Madre de Dios Tambopata Las Piedras Colpayoc 93 98
434 463995 8662625 Madre de Dios Tambopata Las Piedras Filadelfia 22 25
222
435 485568 8670855 Madre de Dios Tambopata Las Piedras Fray Martin de Porras 143 141
436 489673 8626197 Madre de Dios Tambopata Las Piedras Gamitana 13 13
437 469894 8647496 Madre de Dios Tambopata Las Piedras La Florida 13 22
438 521420 8628610 Madre de Dios Tambopata Las Piedras Lago Valencia 152 178
439 485712 8623265 Madre de Dios Tambopata Las Piedras Loboyoc 35 76
440 446862 8666135 Madre de Dios Tambopata Las Piedras Loreto 32 67
441 487252 8632106 Madre de Dios Tambopata Las Piedras Los Angeles 34 18
442 451472 8661384 Madre de Dios Tambopata Las Piedras Lucerna 48 43
443 488335 8614265 Madre de Dios Tambopata Las Piedras Madama 30 66
444 486643 8680977 Madre de Dios Tambopata Las Piedras Mavila 205 920
445 492536 8610077 Madre de Dios Tambopata Las Piedras Micaela Bastidas I 9 13
446 490187 8614625 Madre de Dios Tambopata Las Piedras Micaela Bastidas II 143 162
447 463436 8683402 Madre de Dios Tambopata Las Piedras Miraflores 63 71
448 486009 8651053 Madre de Dios Tambopata Las Piedras Monterrey 108 154
449 486638 8627277 Madre de Dios Tambopata Las Piedras Nueva Alianza 40 33
450 477399 8681265 Madre de Dios Tambopata Las Piedras Nueva Esperanza 26 22
223
451 473358 8678132 Madre de Dios Tambopata Las Piedras Nueva Visita 60 74
452 498678 8673451 Madre de Dios Tambopata Las Piedras Nuevo San Juan 76 67
453 484231 8646354 Madre de Dios Tambopata Las Piedras Pampa Hermosa 7 8
454 491979 8668854 Madre de Dios Tambopata Las Piedras Pinhal 47 36
455 483291 8642673 Madre de Dios Tambopata Las Piedras Planchon 556 638
456 478731 8619644 Madre de Dios Tambopata Las Piedras Puerto Arturo 148 101
457 481906 8608453 Madre de Dios Tambopata Las Piedras Rimac o Parque del Triunfo 625 821
458 458268 8685840 Madre de Dios Tambopata Las Piedras San Antonio 9 5
459 466593 8660403 Madre de Dios Tambopata Las Piedras San Carlos 31 35
460 482531 8635401 Madre de Dios Tambopata Las Piedras San Francisco de Asis 108 103
461 485758 8615202 Madre de Dios Tambopata Las Piedras San Isidro 17 30
462 473060 8622340 Madre de Dios Tambopata Las Piedras San Jose de Centro Piedras 11 58
463 502530 8682545 Madre de Dios Tambopata Las Piedras San Juan de Aposento 43 40
464 500856 8671360 Madre de Dios Tambopata Las Piedras Santa Julia 13 12
465 492536 8610077 Madre de Dios Tambopata Las Piedras Santa Rosa 43 28
466 484530 8614162 Madre de Dios Tambopata Las Piedras Santa Teresa 79 73
224
467 484226 8631446 Madre de Dios Tambopata Las Piedras Sudadero 239 290
468 470620 8646160 Madre de Dios Tambopata Las Piedras Tipishca 7 16
469 508708 8660752 Madre de Dios Tambopata Las Piedras Triunfo 46 33
470 469718 8656398 Madre de Dios Tambopata Las Piedras Varsovia 59 80
471 456530 8686462 Madre de Dios Tambopata Las Piedras Venecia 2 1
472 484324 8619459 Madre de Dios Tambopata Las Piedras Victoria 72 81
473 501272 8660084 Madre de Dios Tambopata Las Piedras Virgen del Carmen 45 24
474 479918 8607218 Madre de Dios Tambopata Tambopata Puerto Maldonado 39820 56026
475 472586 8603907 Madre de Dios Tambopata Tambopata Aguajal 285 349
476 453427 8600172 Madre de Dios Tambopata Tambopata Aguas Negras 32 18
477 480518 8619254 Madre de Dios Tambopata Tambopata Alta Cachuela 78 74
478 473463 8610254 Madre de Dios Tambopata Tambopata Alta Pastora 55 69
479 456869 8611722 Madre de Dios Tambopata Tambopata Alto Chorrillos 59 52
480 482579 8602486 Madre de Dios Tambopata Tambopata Alto Loero 105 18
481 485694 8606646 Madre de Dios Tambopata Tambopata
Bajo Madre de Dios
Izquierda 107 77
225
482 476073 8601501 Madre de Dios Tambopata Tambopata Bajo Tambopata 68 64
483 451546 8581489 Madre de Dios Tambopata Tambopata Baltimori 52 33
484 469871 8626814 Madre de Dios Tambopata Tambopata Boca Pariamanu 51 79
485 472489 8617924 Madre de Dios Tambopata Tambopata Boca Piedras 25 21
486 419107 8655527 Madre de Dios Tambopata Tambopata Cachuela Trigoso 5 6
487 479232 8614316 Madre de Dios Tambopata Tambopata Centro Cachuela 151 143
488 475683 8608144 Madre de Dios Tambopata Tambopata Centro Pastora 57 53
489 475284 8599470 Madre de Dios Tambopata Tambopata Chonta 62 48
490 462469 8609123 Madre de Dios Tambopata Tambopata Chorrillos 47 20
491 454717 8577373 Madre de Dios Tambopata Tambopata Condenado 14 9
492 471538 8603176 Madre de Dios Tambopata Tambopata El Castanhal 63 40
493 473163 8610407 Madre de Dios Tambopata Tambopata El Pilar 88 66
494 479078 8613545 Madre de Dios Tambopata Tambopata El Prado 141 165
495 462173 8599332 Madre de Dios Tambopata Tambopata Fitzcarrald 93 52
496 489414 8606087 Madre de Dios Tambopata Tambopata Fundo Concepcion 20 12
497 441241 8649015 Madre de Dios Tambopata Tambopata Huascar 7 9
226
498 475186 8592530 Madre de Dios Tambopata Tambopata Infierno 321 319
499 495198 8612344 Madre de Dios Tambopata Tambopata Isla Rolin 65 53
500 479780 8603571 Madre de Dios Tambopata Tambopata Izuyama 104 124
501 487607 8600515 Madre de Dios Tambopata Tambopata Jorge Chavez 104 88
502 496381 8615105 Madre de Dios Tambopata Tambopata Juan Velasco 2 3
503 477355 8606824 Madre de Dios Tambopata Tambopata La Joya 872 1221
504 478460 8609276 Madre de Dios Tambopata Tambopata La Pastora 436 473
505 466925 8582356 Madre de Dios Tambopata Tambopata La Torre 52 32
506 494994 8605775 Madre de Dios Tambopata Tambopata Lago Sandoval 16 9
507 482817 8600030 Madre de Dios Tambopata Tambopata Loero 184 170
508 471992 8602747 Madre de Dios Tambopata Tambopata Lomas 431 529
509 379042 8679698 Madre de Dios Tambopata Tambopata Monte Salvado 78 138
510 464046 8594009 Madre de Dios Tambopata Tambopata Monte Sinai 40 28
511 480000 8605884 Madre de Dios Tambopata Tambopata Nuevo Sol Naciente 37 45
512 476917 8614522 Madre de Dios Tambopata Tambopata Otilia 162 149
513 524180 8616485 Madre de Dios Tambopata Tambopata Palma Real 221 260
227
514 458892 8617597 Madre de Dios Tambopata Tambopata Palmichal 107 131
515 459838 8618634 Madre de Dios Tambopata Tambopata Playa Alta 9 47
516 392447 8668230 Madre de Dios Tambopata Tambopata Puerto Nuevo 29 35
517 536858 8617455 Madre de Dios Tambopata Tambopata Puerto Pardo 44 48
518 462523 8613809 Madre de Dios Tambopata Tambopata Puerto Union 53 40
519 471946 8603458 Madre de Dios Tambopata Tambopata Quinhones 122 150
520 477877 8609930 Madre de Dios Tambopata Tambopata Rompeolas 114 112
521 460258 8648586 Madre de Dios Tambopata Tambopata Sabaluyoc 104 125
522 460850 8579628 Madre de Dios Tambopata Tambopata Sachavacayoc 57 36
523 456554 8597459 Madre de Dios Tambopata Tambopata San Bernardo 223 230
524 445554 8602678 Madre de Dios Tambopata Tambopata San Jacinto 366 476
525 534827 8615696 Madre de Dios Tambopata Tambopata Sonene 87 93
526 460990 8602585 Madre de Dios Tambopata Tambopata Tnte. Alejandro Acevedo 105 136
527 466291 8597166 Madre de Dios Tambopata Tambopata Tres Estrellas 24 14
528 456450 8615275 Madre de Dios Tambopata Tambopata Tres Islas 220 218
529 461595 8611649 Madre de Dios Tambopata Tambopata Tupac Amaru 84 64
228
530 411062 8668650 Madre de Dios Tambopata Tambopata Zapayal 2 2
531 482164 8614625 Madre de Dios Tambopata Tambopata Cachuela 75 72
532 481752 8612002 Madre de Dios Tambopata Tambopata Cachuela Baja 100 96
533 477019 8595842 Madre de Dios Tambopata Tambopata Cascajal 200 192
534 485301 8616168 Madre de Dios Tambopata Tambopata Km 11 45 43
535 475580 8609636 Madre de Dios Tambopata Tambopata Pastora Baja 150 144
536 481751 8601284 Madre de Dios Tambopata Tambopata Tambopata 100 96