13
ORIGINAL ARTICLE Cone-beam computed tomography evaluation of mini-implants after placement: Is root proximity a major risk factor for failure? Seong-Hun Kim, a Seok-Man Kang, b Yong-Suk Choi, c Yoon-Ah Kook, d Kyu-Rhim Chung, e and John C. Huang f Seoul, Korea, and San Francisco, Calif Introduction: The purposes of this study were to determine factors favoring successful mini-implant placement and to evaluate root proximity as a possible risk factor for failure of osseointegration-based mini-implants during orthodontic treatment. Methods: Three-dimensional cone-beam computed tomography images were used to examine 50 sandblasted, large-grit, and acid-etched surface-treated mini-implants (C-implant, Seoul, Korea) placed in 25 patients. The images were analyzed for 3-dimensional position of the mini-implant (placement angle and depth) and any contact with root surfaces or maxillary sinuses. Results: There were no remarkable differences in horizontal placement angles in the axial plane and placement depths of the mini-implants, but the vertical placement angle was significantly higher on the left side (24.5 6 11.0 ) compared with the right side (11.8 6 11.6 ). The horizontal mini-implant placement angle had a greater inclination tendency toward the maxillary first molar, and 11 mini-implants with root proximity showed mesiobuccal contact with the maxillary first molar root. Only 1 failure in 15 mini-implants with root proximity and 1 failure in 35 without root proximity were observed on the images. Conclusions: Root proximity alone was not considered a major risk factor for osseointegration-based mini-implant failure. (Am J Orthod Dentofacial Orthop 2010;138:264-76) A chieving a high success rate for mini-implant placements is critical in the integration of tem- porary anchorage devices into clinical ortho- dontic treatment. 1-3 Higher success rates improve the reliability of anchorage stability in planning orthodontic biomechanics, obtain better treatment results, prevent unexpected side effects that delay treatment, and avoid the use of complex appliances. For mini-implants, the usual placement site is the inter- radicular space between the maxillary second premolar and first molar, since it has the widest space between adjacent roots in the buccal maxillary area. 2-6 Several authors have developed and suggested new surgical guide techniques for precise mini-implant placement in interradicular spaces. 7-10 Choi et al 7 sug- gested using a custom-made wire guide for preventing root damage. Estelita et al 9 also developed a modified radiographic positioner for ensuring exact transfer between the periapical radiographic location and the in- traoral drill trajectory position, thereby improving clinical outcomes. However, these surgical guides require additional steps involving x-rays of the patient taken at several times to check placement position. Also, at the present time, most surgical guide systems with 2-dimensional (2D) radiographs have technical limitations for reproducing the precise placement position in the 3 planes of space. If the mini-implant placement is technique sensitive because of complex anatomy, such as an expanded sinus or alveolar bone loss, a precise surgical guide fabricated by using cone- beam computed tomography (CBCT) data should be used. 10 Despite its exceptional accuracy, a CBCT guide has some limitations: complex fabrication process, high cost, and higher radiation dose compared with 2D radiographs. 11,12 Most clinicians generally place mini- implants without a surgical guide and use only panoramic radiographs or periapical films for presurgi- cal treatment planning to estimate interradicular a Associate Professor, Department of Orthodontics, School of Dentistry, Kyung Hee University, Seoul, Korea. b Postgraduate student, Department of Orthodontics, Catholic University of Korea, Seoul, Korea. c Associate professor, Department of Oral and Maxillofacial Radiology, School of Dentistry, Kyung Hee University, Seoul, Korea. d Professor and chairman, Department of Orthodontics, Catholic University of Korea, Seoul St. Mary’s Hospital, Seoul, Korea. e President, Korean Society of Speedy Orthodontics, Seoul, Korea. f Associate clinical professor, Division of Orthodontics, University of California at San Francisco. Based on a research thesis by Dr Seok-Man Kang at the Catholic University of Korea; supported in part by research grants from the Korean Society of Speedy Orthodontics. The authors report no commercial, proprietary, or financial interest in the prod- ucts or companies described in this article. Reprint requests to: Seong-Hun Kim, Department of Orthodontics, School of Dentistry, Kyung Hee University #1 Hoegi-dong, Dongdaemun-gu, Seoul 130-701, South Korea; e-mail, [email protected]. Submitted, January 2008; revised and accepted, July 2008. 0889-5406/$36.00 Copyright Ó 2010 by the American Association of Orthodontists. doi:10.1016/j.ajodo.2008.07.026 264

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Page 1: Cone-beam computed tomography evaluation of mini-implants after placement: Is root ... · 2017. 12. 2. · proximity showed mesiobuccal contact with the maxillary first molar root

ORIGINAL ARTICLE

Cone-beam computed tomography evaluation ofmini-implants after placement: Is root proximitya major risk factor for failure?

Seong-Hun Kim,a Seok-Man Kang,b Yong-Suk Choi,c Yoon-Ah Kook,d Kyu-Rhim Chung,e and John C. Huangf

Seoul, Korea, and San Francisco, Calif

Introduction: The purposes of this study were to determine factors favoring successful mini-implantplacement and to evaluate root proximity as a possible risk factor for failure of osseointegration-basedmini-implants during orthodontic treatment. Methods: Three-dimensional cone-beam computedtomography images were used to examine 50 sandblasted, large-grit, and acid-etched surface-treatedmini-implants (C-implant, Seoul, Korea) placed in 25 patients. The images were analyzed for 3-dimensionalposition of the mini-implant (placement angle and depth) and any contact with root surfaces or maxillarysinuses. Results: There were no remarkable differences in horizontal placement angles in the axial planeand placement depths of the mini-implants, but the vertical placement angle was significantly higher on theleft side (24.5� 6 11.0�) compared with the right side (11.8� 6 11.6�). The horizontal mini-implant placementangle had a greater inclination tendency toward the maxillary first molar, and 11 mini-implants with rootproximity showed mesiobuccal contact with the maxillary first molar root. Only 1 failure in 15 mini-implantswith root proximity and 1 failure in 35 without root proximity were observed on the images. Conclusions:Root proximity alone was not considered a major risk factor for osseointegration-based mini-implantfailure. (Am J Orthod Dentofacial Orthop 2010;138:264-76)

Achieving a high success rate for mini-implantplacements is critical in the integration of tem-porary anchorage devices into clinical ortho-

dontic treatment.1-3 Higher success rates improve thereliability of anchorage stability in planningorthodontic biomechanics, obtain better treatmentresults, prevent unexpected side effects that delaytreatment, and avoid the use of complex appliances.For mini-implants, the usual placement site is the inter-radicular space between the maxillary second premolar

aAssociate Professor, Department of Orthodontics, School of Dentistry, Kyung

Hee University, Seoul, Korea.bPostgraduate student, Department of Orthodontics, Catholic University of

Korea, Seoul, Korea.cAssociate professor, Department of Oral and Maxillofacial Radiology, School

of Dentistry, Kyung Hee University, Seoul, Korea.dProfessor and chairman, Department of Orthodontics, Catholic University of

Korea, Seoul St. Mary’s Hospital, Seoul, Korea.ePresident, Korean Society of Speedy Orthodontics, Seoul, Korea.fAssociate clinical professor, Division of Orthodontics, University of California

at San Francisco.

Based on a research thesis by Dr Seok-Man Kang at the Catholic University of

Korea; supported in part by research grants from the Korean Society of Speedy

Orthodontics.

The authors report no commercial, proprietary, or financial interest in the prod-

ucts or companies described in this article.

Reprint requests to: Seong-Hun Kim, Department of Orthodontics, School of

Dentistry, Kyung Hee University #1 Hoegi-dong, Dongdaemun-gu, Seoul

130-701, South Korea; e-mail, [email protected].

Submitted, January 2008; revised and accepted, July 2008.

0889-5406/$36.00

Copyright � 2010 by the American Association of Orthodontists.

doi:10.1016/j.ajodo.2008.07.026

264

and first molar, since it has the widest space betweenadjacent roots in the buccal maxillary area.2-6

Several authors have developed and suggested newsurgical guide techniques for precise mini-implantplacement in interradicular spaces.7-10 Choi et al7 sug-gested using a custom-made wire guide for preventingroot damage. Estelita et al9 also developed a modifiedradiographic positioner for ensuring exact transferbetween the periapical radiographic location and the in-traoral drill trajectory position, thereby improvingclinical outcomes. However, these surgical guidesrequire additional steps involving x-rays of the patienttaken at several times to check placement position.Also, at the present time, most surgical guide systemswith 2-dimensional (2D) radiographs have technicallimitations for reproducing the precise placementposition in the 3 planes of space. If the mini-implantplacement is technique sensitive because of complexanatomy, such as an expanded sinus or alveolar boneloss, a precise surgical guide fabricated by using cone-beam computed tomography (CBCT) data should beused.10 Despite its exceptional accuracy, a CBCT guidehas some limitations: complex fabrication process, highcost, and higher radiation dose compared with 2Dradiographs.11,12 Most clinicians generally place mini-implants without a surgical guide and use onlypanoramic radiographs or periapical films for presurgi-cal treatment planning to estimate interradicular

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Table I. Demographic distribution of the subjects

RTV (Ncm)

Subject Sex Age (y)Malocclusion

ClassTreatment

period (mo) Right Left

1 F 34 I 15*

2 F 16 II 15*

3 F 33 I 13 10.81 17.92

4 F 23 I 15 9.41 16.55

5 F 33 II 14*

6 F 20 I 15*

7 F 46 II 13*

8 F 20 I 13 26.56 22.16

9 F 42 II 16*

10 F 23 I 14*

11 F 40 I 14*

12 F 25 I 14 20.42 23.38

13 F 25 I 14*

14 F 23 II 18*

15 F 24 II 17*

16 F 18 I 22 3.94 13.48

17 F 27 II 15 19.86 32.94

18 F 25 I 19 † †

19 M 20 II 15 19.20 12.16

20 M 23 I 13 10.44 †

21 M 25 II 14 † 28.97

22 M 24 I 17 † †

23 M 18 I 19 † †

24 M 23 I 15* 23.47 44.08

25 M 30 II 14 19.70 23.02

F, Female; M, male.

*Treatment in progress; †head part and screw part of the C-implant

were removed as 1 piece; RTV could not be measured.

Fig 1. Schematic illustration of C-implant type of SLAmini-implant.

American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 265Volume 138, Number 3

space.13-15 In patients who have sufficient interradicularspace and no visible complex anatomic structures, it iscommon for clinicians to carefully place mini-implants in the predicted position with a visual refer-ence guide and only clinical judgment without surgicalguides.

Many risk factors have been identified that canaffect successful placement of conventional mini-implants in interradicular spaces.3,16-21 Of theseadverse conditions, root proximity is a major factorfor screw failure in orthodontic anchorage.19 Recently,some authors reported that the stability of mini-implants after placement can be affected by manyfactors, including location and timing of force applica-tion.18,22 Liou et al22 advocated that mini-implantsshould be placed in an edentulous area if the patientdoes not have enough interradicular space or there isless than a 1-mm gap between the mini-implant andthe root.

In addition to conventional smooth-surface mini-implants, sandblasted, large-grit, and acid-etched(SLA) mini-implants have been introduced as firmanchorage systems that achieve partial osseointegration

throughout the treatment period. This mini-implantsystem can work as an independent orthodontic appli-ance to implement anchorage without assistance fromposterior anchorage teeth as set up in a conventionalanchorage reinforcement system.14 With this partialosseointegration mini-implant system, research databy Kim et al15 showed that these devices resisted frac-ture during removal even after 6 months of nonloadingand that the removal torque value (RTV) required to re-move the SLA mini-implant was clinically acceptable.Although many mini-implant placements have beenconsidered successful based on clinical stability, nostudies have documented root proximity and stabilityof osseointegration-based mini-implants.

The actual position of a mini-implant placed bya clinician using 2D radiographs without a surgical stenthas not been evaluated, and there are no scientific anal-yses on the preferred area of root proximity for mini-implants. Therefore, the purposes of this study were toplace SLA surface-treated mini-implants in the poste-rior maxilla by using panoramic radiographs only, tocompare quantifiable parameters such as placementangles and placement depths for efficient and stablemini-implants, and to investigate correlations of rootcontact and maxillary sinus penetration to mini-implant failure by using a CBCT craniofacial imagingsystem. Additional information gained from theCBCT data will demonstrate its diagnostic usefulnessin the placement of mini-implants.1,5,10-12

MATERIAL AND METHODS

We enrolled 25 patients (7 men, 18 women; averageage, 26 years) seeking orthodontic treatment in the De-partment of Orthodontics, Uijeongbu St Mary’s Hospi-tal, in Uijeongbu, Korea. They volunteered to receive

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Fig 2. SLA mini-implant as an independent appliance for en-masse retraction: A, en-masse retrac-tion started; B, 3 months after retraction; C, 7 months after retraction.

Fig 3. A, Frontal CBCT view of mini-implant (a angle measures the vertical angle of the placed mini-implant in frontal view); B, axial CBCT image parallel to the mini-implant’s long axis (b angle measuresthe horizontal angle of the placed mini-implant in axial view).

266 Kim et al American Journal of Orthodontics and Dentofacial Orthopedics

September 2010

orthodontic treatment with maxillary mini-implants andagreed to have a CBCT scan after mini-implant place-ment. They also consented to have the removal torquemeasured with a digital device after treatment. Thesepatients all had mini-implants placed between the max-illary second premolar and first molar with a panoramicradiograph as the surgical planning tool and CBCTscans taken after the mini-implants were placed. Therewere 15 Class I malocclusion and 10 Class II malocclu-sion patients. No patient had severe periodontitis, severecrowding, missing teeth, or abnormality in the maxilla.One female patient (Table I, number 16) had an im-pacted maxillary canine. The mean treatment timewas 15.3 months.

SLA mini-implants (diameter, 1.8 mm; length, 8.5mm; C-implant, Cimplant Company, Seoul, Korea)were used for this study (Fig 1). These implants havea 2-component design consisting of an upper headpart and a lower screw part.10,13-15 The threads havea smooth cutting edge like a conventionalprosthodontic dental implant. The lower 6.5 mm issurface treated and embedded in the bone, whereasthe upper 2 mm has a smooth surface in contact withthe soft tissues. Since the main archwire can passthrough the 0.8-mm diameter hole of the head part,

this mini-implant can be used as an independent anchor-age unit without fixed appliances on the posterior teeth(Fig 2).23,24 The retention portion of the SLA mini-implant has a higher osseointegration potential15,25-27

compared with smooth titanium mini-implants andtherefore better resists the rotational tendency duringheavy dynamic loads.28,29 Clinically, SLA mini-implants showing complete stability after 12 monthsof continuous load were considered successful. AllSLA mini-implants used in this study functioned as in-dependent appliances for 3-dimensional (3D) anteriorretraction and involved no posterior teeth for anchorage.

The maximum interradicular distance was measuredon the panoramic radiograph by using a dental explorer,and the attached gingiva on the placement site wasperforated by a tissue punch under local anesthesia toanesthetize the gingiva (less than a quarter of a 1.8-mLvolume). A pilot hole was created with a 1.5-mmdiameter guide drill (Stryker Leibinger, Tuttlingen,Germany). The surgical site was monitored for bleeding,and then the screw part of the mini-implant was placed.After a 4-week healing period, the head part was con-nected by tapping without a second surgical procedure.The detailed surgical procedure for the placement ofC-implants has been given in previous articles.14,15

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Fig 4. Schematic illustrations of 3D root proximity group classifications: A, screw shows 1-side rootproximity; B, screw shows 2-side root proximity; C, screw is separate from root but penetrates thesinus; D, screw shows both root proximity and sinus penetration.

Table II. Differences of mini-implant dimensionsbetween the right and left sides

Left Right

Variable Mean SD Mean SD P value

Cortical bone

penetration (mm)

6.79 0.49 6.76 0.50 0.8601

Placement angle (�)a 24.5 11.0 11.8 11.6 0.0002*

b 4.4 10.2 4.9 10.1 0.8479

a, Vertical angle of placed mini-implant in the frontal view;

b, horizontal angle of placed mini-implant in the axial view.

*P \0.01.

American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 267Volume 138, Number 3

The postsurgical scans were taken with a CBCT de-vice (PSR 9000N, Asahi Roentgen, Kyoto, Japan) withdosimetry parameters of 10 mA, 80 kV, and 30-secondscan time. The panoramic computed tomographymode (0.15 mm3 voxel size) with a field of view encom-passing the entire maxilla was selected. The patient wasinstructed to rest the chin on the machine’s chin-supportcup, and the occlusal plane was aligned parallel with thepositioning beam. The radiographic output was adjustedto 40-mm thickness and 36-mm width to accommodatethe maxilla within the range of the positioning beam. Amedian beam line was used to center the face, anda head-holding rod was used to hold the head ina stationary position.

The CBCT data were saved as a digital imaging andcommunications in medicine (DICOM) file by using thePicture Archiving Communication System (Infinit,Seoul, Korea) at Kyung Hee University Dental Hospital.The V-works software program (version 5.0, Cy-berMed, Seoul, Korea) was used for analyzing the DI-COM data to generate quantitative measurements.

For the frontal CBCT plane, an axial plane thatpassed through the mini-implant was constructed. After

comparison with the facial planes that passed throughthe maxillary second premolar and the mini-implant,the vertical placement angles of the left and right sides(Fig 3, A) were measured. The absence or presence ofmaxillary sinus penetration was also noted.

To measure the plane parallel to the long axis ofthe mini-implant, after orientation of the axial planeintersecting the frontal plane, the depth of corticalbone penetration was measured (Fig 3, B). The hori-zontal mini-implant placement angle between the max-illary second premolar and first molar was measuredon both sides.

To evaluate root proximity and maxillary sinus pen-etration with the axial and sagittal planes of the CBCTimages, the proximity of the root structure to themini-implant was checked. Sagittal and frontal planeimages were used to identify any maxillary sinus pene-tration of the mini-implant. Root proximity was definedas contact of the mini-implant surface with the neigh-boring root or overlay to the periodontal ligament ofthe root in the CBCT images. The mini-implants inthis study were divided into 4 groups according toroot proximity or sinus penetration: group 1, the screwshowed root proximity only on 1 side; group 2, thescrew showed root proximity on both sides; group 3,the screw had no root contact but penetrated the sinus;and group 4, the screw had both root proximity andsinus penetration (Fig 4).

When the mini-implants were removed after treat-ment, RTV was measured by 2 experienced clinicians(K.S.H. and C.K.R) using an established protocol witha digital torque sensor accurate to 60.01 Ncm (STS-31, Lorenz Messtechnik, Alfdorf, Germany; D-1700,Emobile Tech, Seoul, Korea).15 The peak maximumtorque value was recorded as the RTV. When therewas sufficient friction to inhibit separation of the upperhead part, RTV was not measured. Torque values of 20implants from 10 patients were obtained.

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Fig 5. Axial CBCT view of group 1 mini-implants. Root proximity is observed distally of the maxillarysecond premolar. Arrows, root proximity areas.

268 Kim et al American Journal of Orthodontics and Dentofacial Orthopedics

September 2010

Statistical analysis

To test for intraoperator variability, CBCT data setsfrom 8 patients were randomly selected and remeasuredby using the same defined parameters 2 weeks after theinitial data analysis. Measurement errors were calcu-lated with the Pearson correlation coefficient test.

Contact with root surface, placement depth of themini-implant, and horizontal mini-implant placementangle between the maxillary second premolar and firstmolar in the axial CBCT plane parallel to the mini-implant’s long axis, vertical placement angles of themini-implant in the frontal CBCT plane, and RTV aftertreatment were recorded and compared by using pairedt tests between the left and right sides.

With the CBCT images, the relationship of root con-tact or maxillary sinus invasion with clinically observedmini-implant failure was compared and calculated withrespect to the mean success rate.

Since there were more women in this study, no sexcomparison was performed. Statistical analyses weredone with SAS software (version 8.0, SAS Korea,Seoul, Korea).

RESULTS

The raw data of age, sex, total treatment time, andRTVare presented in Table I. Mean RTVafter treatmentshowed 19.9 Ncm with a noticeable statisticallysignificant difference between the right and left sides(6.38 6 7.23 Ncm on the right side vs 23.47 6 9.74Ncm on the left; P 5 0.0812).

Eight of the 25 patient data sets in this study wererandomly selected and remeasured 2 weeks later.Remeasurement results showed highly reproducible

data analysis with the Pearson correlation analysis(correlation coefficient, 0.86-0.99; P \0.01).

On the frontal CBCT images, the placement angula-tions of the left and right mini-implants were measuredand compared by using t tests. There was a statisticallysignificant difference between the right and left verticalplacement angles (a angle) (P 5 0.0002) (Table II). Themean vertical placement angles of the mini-implants onthe frontal plane were 11.8� for the right side and 24.5�

for the left side. A larger angle on the left side reflecteda greater placement inclination of the mini-implant andtherefore established more cortical bone contact.

Data of the axial CBCT plane running parallel to thelong axis of the mini-implant were compared for the leftand right sides with an independent t test. There wasa tendency of inclination toward the maxillary first mo-lar during mini-implant placement. A mean angle of4.91� on the right side showed more inclination to themaxillary first molar than the mean angle of 4.36� onthe left side (compared with the horizontal mini-implant placement b angle), although this differencewas not statistically significant. There was no noticeabledifference in placement depths of the mini-implants oneither side. However, depths were 6.79 mm on the leftand 6.76 mm on the right; this was longer than thebone contact screw length of the mini-implant (6.5 mm)

In this clinical study, 15 root contacts (8 left, 7 right)with neighboring roots were observed on the CBCT im-ages (Figs 5-9). Most root contacts were in group 1,which included root proximity only on 1 side. Of these13 root contacts, 4 mini-implants showed proximity tothe maxillary second premolar (1 on the right, 3 on theleft, Fig 5) and 9 mini-implants showed proximity to thefirst molar (5 on the right, 4 on the left; Figs 7 and 8,respectively). One mini-implant (in group 2) showed root

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Fig 6. Axial CBCT view of group 1 mini-implants. Root proximity is observed at the mesiobuccal rootof the maxillary right first molar. Arrows, root proximity areas.

Fig 7. Axial CBCT view of group 1 mini-implants. Root proximity is observed at the mesiobuccal rootof the maxillary left first molar. Arrows, root proximity areas.

American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 269Volume 138, Number 3

proximity to the 2 neighboring teeth simultaneously (Figs8 and 9), and 1 mini-implant showed both sinus penetrationand root proximity (Fig 10, group 4). Of these, only 1 im-plant (in group 2) was removed for complications.

Of the 35 mini-implants placed without root contact,only 1 failed (Fig 11, group 3). Three cases of maxillarysinus penetration on the left side caused no problems orfailure, but 1 mini-implant placed in the right pneuma-tization area failed (Fig 11). All failed implants were

removed within 1 month. After the failures, the mini-implants were replaced with an orthodontic miniplatewith a tube (C-tube, Gebruder Martin, Tuttlingen, Ger-many) supported by a self-tapping mini-screw(diameter, 1.5 mm; length, 4 mm) for use as skeletalanchorage (Fig 9). In the comparisons of root contactwith the mini-implant, the horizontal placement angleon the axial plane had no significant difference betweenthe left and right sides.

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Fig 8. Group 2 mini-implant (subject 15): A, axial CBCT view; B and C, sagittal views; D, frontal view.Root proximity is observed on the mesiobuccal roots of the maxillary right first molar and second pre-molar simultaneously. Arrows, root proximity areas.

Fig 9. Group 2 mini-implant (subject 15): A, SLA mini-implant on the left posterior maxilla with rootcontact failed in the first month after placement; B, I-type C-tube with 2 self-drilling miniscrews (drill-free miniscrew, Gebruder Martin KLS Martin, Tuttlingen, Germany) was used for narrow interradicularspace to achieve the same results; C, 3D volumetric image.

270 Kim et al American Journal of Orthodontics and Dentofacial Orthopedics

September 2010

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Fig 10. Group 4 mini-implant (subject 14) with SLA mini-implant with root proximity and sinus pen-etration in the CBCT view: A, axial image; B, sagittal image; C, frontal image; D, intraoral view after 15months of SLA mini-implant placement.

American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 271Volume 138, Number 3

DISCUSSION

With CBCT technology, which provides precise0.15-mm3 voxel-size 3D images, the position of mini-implants placed in the interradicular spaces betweenthe maxillary second premolar and first molar can beevaluated for bone contact, bone penetration, and iatro-genic consequences.1,5,10-12 The importance of thisstudy is that it is the first to evaluate the actual finalposition of mini-implants and identify risk factorssuch as root proximity and sinus penetration by using3D CBCT. This could not be evaluated previouslywith conventional 2D radiographs.

Surprisingly, the dexterous preference of the practi-tioner (left- or right- handedness) did not have a signifi-cant effect on the horizontal placement angles of themini-implants. The horizontal placement angle aver-aged 4.91� on the right side; this was slightly inclinedto the maxillary first molar compared with 4.36� onthe left side, but this difference was not statistically sig-nificant. In examining the specific cases of root contact,the horizontal placement angles of both sides were notsignificantly different. This angulation consistencymight be because of the clinician’s tendency for placingmini-implants in the direction that resists more of the or-thodontic load. The depths of cortical bone penetrationwere 6.79 mm on the left and 6.76 mm on the right; thiswas longer than the expected length of 6.5 mm, but

statistically these value differences were not significant(P 5 0.86). Kim et al5 determined that the averagelength of the cortical bone surface to the narrowest in-terradicular space was approximately 5 mm. Therefore,it can be extrapolated that the closer the apex of themini-implant to the teeth, the narrower the maxillary in-terradicular space. Thus, more attention is needed toavoid placing the screw part into inner soft tissue.

However, a dramatic difference was noted on thevertical placement plane that tended to be inclinedtoward the long axis of teeth on the frontal CBCT plane.The vertical placement angle of the right side (mean,11.2�) was much more vertical to the surface of bonecompared with the left side (mean, 24.5�), with a statis-tical value of P 5 0.0002. This is most likely the resultof greater right-handed prevalence of clinicians placingmini-implants more inclined toward the patient’s leftside. The perforation of the maxillary sinus is probablya result of this placement angulation deviation. Threemaxillary sinus perforations occurred on the left side.This should serve as a caution for right-handedclinicians to be more careful in the placement of mini-implants on the left side (and vice versa). Also, byattempting to place the SLA mini-implant in the middleof the surgical site and avoiding root contact, theclinician might become so focused on the horizontalvector and compromise the vertical angulation during

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Fig 11. Group 3 mini-implant (subject 10) with SLA mini-implant that penetrated the maxillary sinuswithout root proximity: A, CBCT axial view; B, CBCT sagittal view. This SLA mini-implant showed noroot contact but still failed in the first month after placement.

Fig 12. Schematic illustration shows differences be-tween complications in CBCT and actual implant failure.M1, Maxillary first molar; PM2, maxillary second premo-lar; Mx., maxillary; black numbers, total number of mini-implants; red numbers, failed mini-implants.

272 Kim et al American Journal of Orthodontics and Dentofacial Orthopedics

September 2010

mini-implant placement without realizing the potentialrisks of maxillary sinus perforation.

According to the studies of Park16 and Park et al,17

issues that affected the success rates of mini-implantplacement were mobility and inflammation around themini-implants. Among these factors, the most signifi-cant was mobility that could be caused by the root con-tact. In a study by Kuroda et al,19 root proximity wasidentified as another major risk factor. However, thatstudy had some limitations—ie, a different mini-implant design, different screw lengths, and the use of2D periapical radiographs. Poggio et al1 studied thesafe zone for mini-implants and concluded that the

diameter of mini-implants should not exceed 1.5 mm.A 3.5-mm interradicular space is required for safeplacement, but the buccal area between the maxillarysecond premolar and first molar is limited when viewedat the 2-, 5-, 8-, and 11-mm axial slice distances fromthe alveolar crest.

In this study, the overall success rate for mini-implant placement was 96%. The sample size and thenumber of mini-implants placed were sufficient to vali-date this success rate. In addition, the heavy and dy-namic biomechanical load to the SLA mini-implantsduring orthodontic treatment with multiple intermaxil-lary elastics, rotation force for torque control, and arch-wire housing reflected the successful implementation ofthe mini-implants. It was assumed that partial osseoin-tegration of the mini-implant combined with the SLAmini-implant’s treated surface and blunt end made itpossible to achieve such a high success rate.3,13,15,23

The animal study of Oh et al25 showed that SLA mini-implants had a higher mean RTV (8.29 Ncm) than didthe smooth-surface group (3.34 Ncm) after 6 weeks ofloading. Also, published research showed significantlyhigher RTV in the SLA group than in the machinedgroup, even though the implants were removed and re-implanted.26 Mean RTV after treatment in this studywas 19.9 Ncm, which was sufficient to resist heavyand dynamic orthodontic loads and statistically signifi-cant differences between the right and left sides. Thecounterclockwise rotation moment to the right side dur-ing anterior retraction might have resulted in a lowervalue of the right RTV. The well-established biome-chanics for anterior torque control by usingosseointegration-based mini-implants have been eluci-dated previously. These observations were consistent

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Fig 13. Group 1 mini-implant (14-year-old girl): A, periapical view; B, sagittal view; C, axial CBCTview. Surface root contact of the mini-implant is observed at the mesiobuccal root of the maxillaryright first molar (version 3.1, InVivo Dental software, Anatomage, San Jose, Calif).

American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 273Volume 138, Number 3

with the RTV research of Kim et al.15 A previous studyon 64 C-implants placed in 37 patients showed a signif-icant difference in removable torque ratios between theright (15.28 6 7.76 Ncm) and left (17.79 6 7.35 Ncm)sides.15 The inclination of the mini-implant results ina greater surface area of cortical bone contact andultimately leads to improved bone adhesion.

Of the 15 SLA mini-implants with root proximityseen on CBCT, there was a 92.9% clinical success rate(1 mini-implant loosened). All mini-implants withroot proximity of this study were in category II or IIIof the study of Kuroda et al.19 Thirty-five SLA mini-implants without root contact on CBCT had a highersuccess rate of 97.2% (1 mini-implant loosened).Compared with the study of Kuroda et al,19 our differentresults demonstrate whether root contact of the mini-implant is a major risk factor for its subsequent failure.In a clinical environment, a patient under minimuminfiltration anesthesia for the gingiva can still feeldiscomfort when a mini-implant contacts a root surface,and the practitioner can easily change the placementdirection to minimize root contact. However, in ourstudy, no patients had any pain or discomfort duringplacement of the mini-implants, and therefore toothroot penetration by the mini-implant and related pulpaldamage were not considered.

From our data, it can be assumed that root proximityby itself is not a major risk factor for SLA mini-implantfailure. Several reasons might account for this lowfailure rate. First, the additional SLA properties of themini-implants used in this study could have reduced

any likelihood of failure even with a small amount ofroot contact, because the osseointegration potential ofthe SLA mini-implant is much higher than other mini-implants with only mechanical retention.15,27 Also,a 4-week healing period after placement improves theosseointegration potential of the mini-implant.30 Inearly loading, the most important factor for success ispreventing micromobility, which would affect initialstability.30 Therefore, the healing period and the initialload should be considered.31,32 Second, a guide drillwas used to penetrate the cortical bone, and the self-tapping screw with blunt pitch and apex prevents anyharmful effects on the adjacent periodontal ligamentor root. Even though there might be contact with theperiodontal ligament or cementum, Andreasen andKristerson31 suggested that periodontal ligamentdeficits on the root surface up to 2 mm can be repairedby a new attachment without ankylosis. Third, thesuccessful implants were in group 1, which had 1 sidecontacting the root. It appears that a threshold bonecontact is sufficient to withstand the micromotion gen-erated from occlusal forces. Fourth, every patient inthis study was treated by a systemized orthodontic treat-ment technique in which the archwire was engaged inthe hole of the mini-implant without fixed applianceson the posterior dentition. Therefore, it was believedthat the root contact area is stable during orthodontictreatment. It is the same effect as if no anterior appli-ances were used during the forced eruption of a canine.

Huja and Roberts32 suggested that an elevated rateof continuous remodeling within 1 mm of the loaded

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Fig 14. Removal of failed mini-implant and simultaneous placement of miniplate: A, removal of mini-implant with mosquito pliers; B, alignment and placement of cross-type C-tube; C, periapical radio-graph of C-tube postplacement; D, intraoral photograph showing C-tube as a clinical alternative toSLA mini-implant.

274 Kim et al American Journal of Orthodontics and Dentofacial Orthopedics

September 2010

implant makes it possible to resist bone fatigue andmaintain integration in less-mineralized bone. Serraet al33 showed that immediate loading with low andunidirectional force resulted in a lower RTV than in un-loaded mini-implants. This could explain the differencebetween the loaded and unloaded groups, where a lessmineralized bone produced in the loaded groupprovided a lower RTV. If orthodontic tooth movementoccurred in this study, the stability and retention ofmini-implants with root proximity might decrease.From an orthodontic perspective, the lower RTV canbe beneficial because of the eventual necessity toremove the temporary mini-implant after treatment.

However, a mini-implant with more than 1 sidecontacting the adjacent roots (group 2) failed withina month (Fig 12). The problem seemed to be causedby the lower initial stability because of the decreasedbone-to-implant contact caused by several contactsand the different micromotions between the premolarand the molar. Therefore, root proximity to the 2 toothroots is a major risk factor for failure of a mini-implant. The 4 patients with maxillary sinus penetrationin this study are too few to assess risk factors in mini-implant failures, especially since 3 patients (except forthe patient with pneumatization) were considered suc-cessful. Maxillary sinus penetration, however, should

still be considered a potential risk factor in mini-implant retention.1 Of the 4 implants with maxillarysinus penetration, it was the right mini-implant thatfailed. The reason for this failure was most likely dueto an absolute shortage of bone-to-implant contactwhen the pneumatization of the maxillary sinus invadedthe interradicular space. These factors depend on the re-lationship between the quality and quantity of host bonein the placement site and the implant form.33 When in-terradicular space is too narrow, teeth have dilaceratedroots, the maxillary sinus is expanded, or there is severealveolar bone loss, these might prohibit the placementof mini-implant screws. Then other types of skeletal an-chorage should be considered, such as cross type C-tubeor C-palatal plate.34,35

All samples in group A of this study had success,even though they had root-implant contact on 1 side.It appears that the threshold of bone contact is suffi-cient to withstand micromotion generated from occlu-sal forces. However, a 14-year-old girl in group Ahad loosening of the mini-implant, since there wasalso surface contact to the neighboring root (Fig 13).In this patient, we changed the skeletal anchoragefrom an SLA mini-implant to a miniplate immediately(Fig 14). This was a condition analogous to category IIIof Kuroda et al.19

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American Journal of Orthodontics and Dentofacial Orthopedics Kim et al 275Volume 138, Number 3

CONCLUSIONS

From this study, it is apparent that the vertical angu-lation of mini-implant placement has a significantlygreater variability than the horizontal angulation. One-side root proximity in the osseointegration-basedmini-implant and sinus perforations with initial stabilitymight not be major risk factors for mini-implant failure.Several roots in proximity to the mini-implant com-bined with sinus perforation without initial stabilitywas defined as the major risk factor for screw failure.The amount of root contact area of a mini-implant ismore important for its stability. Additional clinicalresearch with 3D CBCT technology is needed to deter-mine the actual stability of mini-implants after rootcontact.

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