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CONCRETE SURFACE PREPARATIONFred Goodwin
Fellow Scientist
BASF Construction ChemicalsBeachwood, OH
Surface Preparation: The MOST Important Factor for the Success of
Coating and Lining Installations
SSPC Definition: “The method or combination of methods used
•to clean a concrete surface, •remove loose and weak materials & contaminants, •repair the surface, and •roughen the surface to promote adhesion”
•SSPC SP13 “An acceptable prepared concrete surface should:• be free of contaminants,
laitance, loosely adhering concrete, & dust, •provide a sound, uniform substrate •be suitable for the application of the protective
coating or lining system.”
From ICRI 310.2
What are we trying to accomplish?
What problem did we inherit?
What do we have to work around?
What is “unusual” with the material?
What does the “boss” (owner) want??
What is Concrete?
A Picture is Worth a Thousand Words…
Air / Porosity ~1-7%
Water~ 12-16%
Cement ~ 10-15%
Fine Aggregate- Sand ~30-80%
Coarse Aggregate- Stone ~0-50%
1 cubic yard =27 cubic feet=0.765 cubic meter
3 feet
3 feet
3 fe
et
VOLUME %
Proportions
What is Concrete?
Concrete Mix Rules of Thumb• Cement
– as cement content , strength , shrinkage , cost
• Sand– as sand content , workability , finishability , shrinkage
• Stone– as stone content , workability , finishability , shrinkage
• Water or water to cement (w/c) ratio– as water , workability , shrinkage strength , durability
• Air content– as air content , strength , bleed , freeze/thaw resistance
RETARDER
AIR ENTRAINMENT
SHRINKAGE REDUCING
ANTI-BLEED
DEFOAMER
DISPERSANTCORROSION
INHIBITORACCELERATOR
SHRINKAGE COMPENSATION
PLASTICEXPANSION
BINDERCement
MINERAL ADMIXTURES
Concrete Additives & Admixtures
Design & Construction
Kanare, H. Concrete Floors & Moisture, Eng. Bulletin #119 PCA/NRMCA, 2005
Concrete
From SSPC SP13
Plastic Shrinkage
Thermal Properties
Drying Shrinkage
CRACKING
Chloride Ingress
Moisture Ingress
Carbonation Oxygen Diffusion
Contaminant Ingress (oil, acids, nitrates,
etc.)
Reinforcement Corrosion
Reinforcement Corrosion
Reinforcement Corrosion
Reinforcement Corrosion
Freeze/Thaw Deterioration
AARSulfate Attack
Further CRACKING, SPALLING, DELAMINATION, DINTEGRATON
PHASE 1
PHASE 2
PHASE 3
Concrete Cracks!
H2O
Thermal Cracking
Higher Water to Cement Ratios Shrink More
Drying Shrinkage:
ACI 224 R-01
Lower Aggregate Contents Shrink More
Drying Shrinkage:
ACI 224 R-01
At ALL Water to Cement Ratios
Drying Shrinkage:
Thinner sections dry (and shrink) faster%
of
Ult
imat
e S
hri
nk
age
Time (0--------------------------24 Months)
12” Thick Slab
2” Thick Slab
8” Thick Slab
Drying Shrinkage Cracking:
ASTM C1581 Cracking Potential
Inner and Outer Steel
Ring for Mold
Cast Repair Donut
Strip off Outer Steel Ring
Wax Top Surface
Shrinkage HappensCompresses Steel Ring Steel Ring Resists
Specimen Cracks
Steel Ring & Strain Gauges
Reinforcement CorrosionRusting (Oxidation) and deterioration of steel in concrete which results in rust stains and/or disruption of the concrete
What do all of these have in common?
• Natural WATER Sources– Weather– Water Table– Hydrostatic Pressure– Osmosis– Subslab Vapor– Indoor RH– Dew Point
• Artificial WATER Sources– Mix Water– Curing Water– Leakage/Spills– Cleaning– Surface Preparation
Two Types
Construction Methods to Minimize NATURAL Water Ingress
Kanare, H. Concrete Floors & Moisture, Eng. Bulletin #119 PCA/NRMCA, 2005
Drying from both sides
No external humidity
Drying from one side
Bottom side moist
Drying of Slabs
Kanare, H. Concrete Floors & Moisture, Eng. Bulletin #119 PCA/NRMCA, 2005
Higher W/C dries slower.
If bottom of slab is wet, harder to dry.
4” Slabs to MVTR = 3 Lb/1000 sq. ft.
• Erosion
• Impact
• Pulverization
• Pressure
• Solvation
• Reaction
• Expansive Pressure
Surface Preparation MethodMechanics of Removal
ICRI 0310.2 Guideline for Selecting and Specifying
Concrete Surface Preparation
for Sealers, Coatings, and Polymer Overlays
Mechanics of Removal
Objectives–Not Damage Structure
–Not Damage Reinforcing Steel
–Not Damage Surface To Be Coated
–Achieve Satisfactory Surface
Mechanics of Removal
– Mechanism of Method– Limits of Method– Surface Texture & Pattern– CSP Profiles– Problems & Issues with Method– Prepared Surface Result – Speed of Surface Preparation Range– How to QC Surface
ICRI 0310.2 Guideline for Selecting and Specifying
Concrete Surface Preparation
for Sealers, Coatings, and Polymer Overlays
Surface Preparation Methods
• Detergent Scrubbing• Low Pressure H2O• Acid Etching• Grinding• Sand/Abrasive Blasting• Shot Blasting• Scarifying• Needle Scaling• Hydrodemolition/High/Ultrahigh H2O Pressure• Scabbling• Liquid Surface Etchant• Flame Blasting• RotoMilling
From ICRI 310.2
Surface Preparation Methods
Surface Preparation Methods
From ICRI 03732Surface Preparation Methods
Removal Methods
• Detergent Scrubbing– Method: Solvation, Reaction
– Limits: Soluble/Emulsifiable Contaminants
– Surface Texture: No Improvement
– Profile: ICRI CSP 1
– Problems: Solution Disposal
– Result: Wet Substrate
– Production: 50-5000 sq m/hr (Mop→Large Riding Scrubber)
– QC: Compare to Hand Scrubbed, Water Beading, Slip Tester
• Low Pressure Water Cleaning– Method: Solvation, Erosion– Limits: Soluble/Emulsifiable Contaminants and Loose
Debris– Surface Texture: No Sound Concrete Removal, No
Profile– Profile: ICRI CSP 1– Problems: Water & Loose Debris Disposal, Noise, Mist– Result: Wet Substrate– Production: 25-200 sq m/hr (hand held→quality of
cleaning)– QC: Water beading, no loose material
Surface Preparation Methods
Surface Preparation Methods• Acid Etching
– Method: Reaction, Solvation– Materials: Muriatic (HCl), Sulfamic, Phosphoric, Citric– Limits: <10 mils Coatings– Surface Texture: Clean, Light Profile– Profile: ICRI CSP 1-3– Problems: Corrosive Solution, Rinse Water, Neutralization
Concrete >6 weeks old, Vacuum Removal– Result: Wet Substrate– Production: 150-750 sq m/hr
(hand scrubbing, vacuuming-medium scrubber)– QC: Sandpaper type surface, pH
Grinding– Method: Erosion– Limits: Coatings <6 mils,
Not for Sealers or Rubbery/Thermoplastic Coatings– Surface Texture: Smooth, Dusty– Profile: ICRI CSP 1-3– Problems: Dusty, Noisy, Pattern & Edge Problems,
Media Replacement Cost– Result: Leaves Dry, Dusty Substrate, – Production: 2-75 sq m/hr (hand held-walk behind)– QC: Visual Profile, Dust?
Surface Preparation Methods
Abrasive (Sand) Blasting– Method: Pulverization, Erosion– Limits: Resilient Coatings, Dusty Or Wet/Vacuum (expensive)– Versatile: Sealers to 5mm Toppings– Surface Texture: Dry, Dusty Substrate, Media & Debris
Disposal,
Profile: ICRI CSP 2-4– Problems: Compressed Air, Dust Control, Large Volume of
Media– Result: Dry Dusty Surface– Production: 100-600 sq m/hr (soft concrete/equipment)– QC: Visual Profile, Dust & Contaminant Removal Verification
Surface Preparation Methods
Shot Blasting– Method: Pulverization, Impact, Erosion 1-5 mm removal – Limits: Resilient Coatings, Sticky, Metallic, Saturants – Surface Texture: Striping, Pebbled, Sl. Exposed Aggregate– Profile: ICRI CSP 2-8– Requirements: Magnetic Broom,
Electric/Propane/Diesel/Gasoline– Problems: Noisy, Striping Pattern, Edge Effects,
Maintenance, Powder Disposal, Vacuum, Shot Size & Usage– Result: Leaves Dry, Non-dusty Substrate, – Production: 14-420 sq m/hr (equipment, profile)– QC: Visual Profile, Contaminant Removal Verification
Surface Preparation Methods
Scarifying– Method: Impact 1-20 mm Removal– Limits: Not for <15 mil coatings, Elastomeric, Only Horiz.– Surface Texture: Striated Pattern, Multiple Passes– Profile: ICRI CSP4-9– Requirements: Power, Spare Parts, Vacuum Cleaner– Problems: Bruising, Dusty, Maintenance, Edge Effects,
Noisy,
Debris Removal, Vibration– Result: Dry Substrate, 0.1-1cm/pass, Dust + Granular Debris– Production: 2-75 sq m/hr (hand held-walk behind)– QC: Visual Profile, Contaminant Removal, Bruising
Verification
Surface Preparation Methods
Bruising Induced Bond Failure
• Needle Scaling – Method: Impact, 1/2-2mm Removal, Edge Detailing, Vertical, Horizontal, Overhead– Limits: For <15 mil coatings, Elastomeric
Bruising?, Brittle Removal– Surface Texture: Striated Pattern, Multiple Passes– Profile: ICRI CSP 4-9– Requirements: Compressed Air, Vacuum, Replacement
Rods– Problems: Dusty, Maintenance, Vibration– Result: Leaves Dry Substrate, Dust + Granular Debris– Production: 1-5 sq m/hr (hand held)– QC: Visual Profile, Contaminant Removal, Bruising?
Surface Preparation Methods
• High & Ultra High Pressure Water Jetting, Hydrodemolition– Method: Erosion, Expansive Pressure,
10-150 mm Removal, Horizontal & Vertical, Robots– Limits: Water Disposal, Mist, Noise, Removal Based on
Soundness – Surface Texture: Variable Depending on Substrate,
Equipment– Profile: ICRI CSP 6-9– Requirements: Water, Debris Collection, Special Equipment – Problems: Maintenance, Messy, Vibration,
High Pressure, Runoff Protection, Mist, Spray– Result: Leaves Wet Substrate, Runoff, Debris– Production: 12-28 sq m/hr, Variable on Equipment & Substrate– QC: Visual Profile, Water Beading, Contaminant Removal
Surface Preparation Methods
Nozzle Rotation
0 – 1,800 rpmAdjustable in field
Angled Nozzle 0 – 30 degreesChangeable in field
High Pressure Water - 15,000 - 40,000-psi, Water Jet Velocity - up to 1,500 mph (Rampart uses 35,000psi)
Stand OffEquipment setting
Flow Rate - 7 – 100 gpmControlled by size and number of parallel pumps
Hydrodemolition
Scabbling (Bush Hammer)– Method: Impact, 2-20 mm Horizontal, Light Duty Vertical– Limits: Frequent Bruising, Not for Elastomeric or Gummy – Surface Texture: Irregular Pattern w/Fractured Aggregate– Profile: ICRI CSP 7-9– Requirements: Air or Hydraulic Powered, Low Maintenance– Problems: Dusty, Noisy, Moderate to Severe Vibration,
Sweeping & Vacuuming – Result: Dry/Dusty/Fractured Substrate, Debris <12mm– Production: 2-9 sq m/hr (hand held-walk behind)– QC: Visual Profile, Contaminant Removal
Bruising (Eliminate w/Sand-, Steel-, or H2O-Blast)
Surface Preparation Methods
Flame Blasting– Method: Expansive Pressure, Reaction,
2-12 mm Horizontal, Vertical, & Overhead, Portable, Good for Coatings, Elastomeric, Saturants, Gummy
– Limits: H2O Presaturate, Open Flame, Toxic Fumes, Hot Flying Chips– Surface Texture: Dust Free, Irregular Chipped Surface, No Pattern– Profile: ICRI CSP >8– Requirements: Ventilation, Oxygen/Acetylene, Special Equipment– Problems: Hot Flying Debris, Fumes, Bruising?– Result: Dry Chipped Surface with Hot Charred Debris
Remove by Sweeping or Air– Production: 5-55 sq m/hr (hand held-walk behind)– QC: Visual Profile, Eliminate Bruising (Sand Blast Follow up)
Contaminant Removal
OX
YG
EN
AC
ET
YL
EN
E
• RotoMilling
– Method: Impact, Horizontal 4-100mm depth, – Limits: Bruising, Edge & Corner Effects, Straight Path,
Clearance, Overlapping Passes, Large Volume Debris– Surface Texture: Deep Profile, Striated or Grooved Pattern,
Fractured Aggregate– ICRI CSP: 9– Requirements: Support of Heavy Equipment, Special Equipment– Problems: Bruising, Clearance, Heavy, Large Areas, Dust, Noise,
Vibration, Removal of Large Volume of Debris– Result: Very Rough, Chipped Surface, Grooves– Production: 9-1400 sq m/hr (size of machine)– QC: Visual Profile, Contaminant Removal,
Eliminate Bruising (Sand, Steel, or H2O Blast Follow up)
• Liquid Surface Etchant– Method: Reaction – Limits: Fresh Concrete Only, Timing, Debris
Removal, Wet&Green Substrate
– Surface Texture: Deep to Shallow Profile, No Pattern, Exposed Aggregate
– ICRI CSP: 3-9– Requirements: Apply During Concrete
Placement, Poly Film Cure, Water Blast Off– Problems: Removal of Large Volume of
Debris, Timing, Wet & Green Substrate, Return for
Removal– Result: Controlled depth of etch by:
• Etchant type, • Cure rate, • Timing or Removal
– Production: 5-100 sq m/hr – QC: Visual Profile, Debris Removal,
(H2O Blast Follow up)
Performance tests for concrete following surface preparation from SSPC SP 13.
?
ICRI 210.3ASTM C1583
Bond Test
Concrete
ToppingCompound
Bond/Tensile Adhesion/Bruising Test
Adhesive
Failure ?Adhesive
Failure ?
Repair Bond Failure
Overlay Tensile
Failure
?Bruising
?
Substrate Failure
Appearance
Water Beading
Water Wetting
pH of Wash Water
pH of Surface
Phenolphthalein in ~70% Alcohol
Compressive Strength
Things to Know:
Cylinders vs Cubes
Cored/Cut vs. Cast
Break ~15% to 20% lower
Defects Increase Variance & Decrease Strength
Hard to Cheat
Wet Burlap Poly Film Curing Compound
Curing
Curing Induced Strength Variations
TESTING Water Vapor PermeabilityGeneral
Guidance
ASTM E 1907
ACI 302.2 R-06
ASTM F 1869
ASTM F 2170
ASTM D 4263
Substrate Conditions
Orientation
Horizontal
Vertical
Overhead
On Grade
Suspended
Vapor Barrier Present
No Vapor Barrier
Over Granular Fill
Under Granular Fill
Moisture
From Concrete Placement (Fresh / Green Concrete)
From Cleaning / Process
From Surface Preparation
From Hydrostatic PressurePositive Hydrostatic
Negative Hydrostatic
From SubstrateMoisture Vapor Emission
Drainage
Contamination
Form Release
Curing Compound / Existing Membrane
Oil
CarbonationEarly / Dusting / Laitence
Late
Chlorides
Other Chemicals
Exposure
Interior
Exterior
Temperature
Elevated
Freezing
Ambient
Differential
Concrete Quality
Finish
Formed
Wood Float
Metal Trowel
Power Trowel
Broom Finish
Sacking
Stoning
Block
Shotcrete
Porosity
Strength
Extent of CrackingDynamic
Static
Chemical ContainmentPrimary
Secondary
Substrate
Conditions
Substrate Conditions
Orientation
Horizontal
Vertical
Overhead
On Grade
Suspended
Vapor Barrier Present
No Vapor Barrier
Over Granular Fill
Under Granular Fill
Moisture
From Concrete Placement (Fresh / Green Concrete)
From Cleaning / Process
From Surface Preparation
From Hydrostatic PressurePositive Hydrostatic
Negative Hydrostatic
From SubstrateMoisture Vapor Emission
Drainage
Contamination
Form Release
Curing Compound / Existing Membrane
Oil
CarbonationEarly / Dusting / Laitence
Late
Chlorides
Other Chemicals
Exposure
Interior
Exterior
Temperature
Elevated
Freezing
Ambient
Differential
Concrete Quality
Finish
Formed
Wood Float
Metal Trowel
Power Trowel
Broom Finish
Sacking
Stoning
Block
Shotcrete
Porosity
Strength
Extent of CrackingDynamic
Static
Chemical ContainmentPrimary
Secondary
Surface Preparation Mechanism
Cleaning
Erosion
Impact
Pulverization
Chemical Reaction
Expansive Pressure
low pressure water
detergent scrubbing
Grinding
Surface Retarder Application
Acid Etchning
Priming?
Bush Hammers
Scabblers
Scarifiers
Abrasive Blasting
Shotblasting
Hydrodemolition
Flame Scarification
Emulsification
Needle Scaling
Coating Requirements
Moisture
Tensile Strength
Profile
pHSurface Cleanliness (Dust)
Sealers 0-3 mils/ 0-75 microns CSP 1-2 1/2Thin Film Coatings 4-10 mils / 100-250 microns CSP 1-3High Build Coatings 10 mils - 40 mils 250 - 1000 microns CSP 2-5Self Leveling 50 mils - 1/8" 1250 microns - 3 mm CSP 3-6Polymer Overlays 1/8 - 1/4" 3 - 6 mm CSP 4-9Toppings >1/4" >6mm CSP 4-9
Wet Substrate OKDry Substrate NeededMoisture Vapor Emission Problems
Application Conditions
Time
Temperature
Utility Supply
Environmental Impact
Physical Constraints
DurationWorking Window
AmbientConditionedElectricityWaterVentilationCompressed AirLight
NoiseVibrationFumesDebris DisposalHazardous WasteSurrounding Area
HeightWeightAccessWidth/Turning RadiusArea
Owner Requirements
Abrasion ResistanceChemical ResistanceAestheticsThickness ToleranceSlip ResistanceTime ConstraintsEnvironmental ImpactCost
BASF Construction Chemicals
Fred Goodwin Fellow Scientist
?
BRUISING
Surface Preparation Selection
Coating Requirements
Application Conditions
Owner Requirements
Substrate Conditions
Moisture
Orientation
Horizontal
Vertical
Overhead
On Grade
Suspended
Vapor Barrier Present
No Vapor Barrier
Over Granular Fill
Under Granular Fill
Moisture
From Concrete Placement (Fresh / Green Concrete)
From Cleaning / Process
From Surface Preparation
From Hydrostatic PressurePositive Hydrostatic
Negative Hydrostatic
From SubstrateMoisture Vapor Emission
Drainage
Contamination
Form Release
Curing Compound / Existing Membrane
Oil
CarbonationEarly / Dusting / Laitence
Late
Chlorides
Other Chemicals
Exposure
Interior
Exterior
Temperature
Elevated
Freezing
Ambient
Differential
Tensile Strength
Profile
pH
Surface Cleanliness (Dust)
Sealers 0-3 mils/ 0-75 microns CSP 1-2 1/2
Thin Film Coatings 4-10 mils / 100-250 microns CSP 1-3
High Build Coatings 10 mils - 40 mils 250 - 1000 microns CSP 2-5
Self Leveling 50 mils - 1/8" 1250 microns - 3 mm CSP 3-6
Polymer Overlays 1/8 - 1/4" 3 - 6 mm CSP 4-9
Toppings >1/4" >6mm CSP 4-9
Surface Preparation Mechanism
Cleaning
Erosion
Impact
Pulverization
Chemical Reaction
Expansive Pressure
low pressure water
detergent scrubbing
Grinding
Surface Retarder Application
Acid Etchning
Priming?
Bush Hammers
Scabblers
Scarifiers
Abrasive Blasting
Shotblasting
Hydrodemolition
Flame Scarification
Emulsification
Needle Scaling
Time
Temperature
Utility Supply
Environmental Impact
Physical Constraints
Duration
Working Window
Ambient
Conditioned
Electricity
Water
Ventilation
Compressed Air
Light
Noise
Vibration
Fumes
Debris Disposal
Hazardous Waste
Surrounding Area
Height
Weight
Access
Width/Turning Radius
Area
Wet Substrate OK
Dry Substrate Needed
Moisture Vapor Emission Problems
Abrasion Resistance
Chemical Resistance
Aesthetics
Thickness Tolerance
Slip Resistance
Time Constraints
Environmental Impact
Cost
Concrete Quality
Finish
Formed
Wood Float
Metal Trowel
Power Trowel
Broom Finish
Sacking
Stoning
Block
Shotcrete
Porosity
Strength
Extent of CrackingDynamic
Static
Chemical ContainmentPrimary
Secondary