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Copyright © 2018 IJECCE, All right reserved 161 International Journal of Electronics Communication and Computer Engineering Volume 9, Issue 6, ISSN (Online): 2249–071X Comparative Study for the Performance of VBLAST, QOSTBC and Hybrid BLAST-STBC MIMO System under Transmit Link Deep Fading Mohammed Salemdeeb and Ammar M. Abu-Hudrouss * Date of publication (dd/mm/yyyy): 16/11/2018 Abstract – This paper studies the effect of transmit antenna multipath channel deep fading on the effective received signal- to-noise ratio (SNR), bit error rate (BER), capacity and throughput of 4 × 4 MIMO system for several transmit fading scenarios. The simulated results are obtained in an environment of 4 × 4 MIMO system using MATLAB software where the total transmit power is normalized to one. The purpose of normalizing the transmit power is to make the results independent of transmitted power. The system (SNR) is a given parameter so the power of the white noise is adjusted in accordance with the SNR. All the detections are done using maximum likelihood receiver (ML). Although ML detector has high computational complexity, it is used to get an optimum detection for a fair comparison. Keywords – MIMO, VBLAST, STBC, Spatial Multiplexing, Hybrid STBC-BLAST and Hybrid MIMO Transmission Schemes. I. INTRODUCTION Vertical Bell lab Layered Space Time (VBLAST) scheme can provide a high data rate [1]. Recently, several MIMO techniques have been introduced such as the Space Time Block Code (STBC) which achieves diversity gain and the spatial multiplexing (VBLAST) which achieves capacity gain [2]. A simple Space Time Code suggested by Alamouti in 1998 [3]. Alamouti suggested that the symbols will be divided into two groups. In the first time slot, x1 and x2 are sent and in second time slot 2 and are sent. There is no change in the data rate (1 symbol per time slot). In 2001, H. Jafarkhani developed a new full rate complex Quasi- Orthogonal STBC (QOSTBC) for 4-transmit antennas [4]. Recently, there are several proposals to combine STBC and spatial multiplexing to obtain transmit diversity and spatial multiplexing gain simultaneously in a system called Hybrid BLAST-STBC (or Hybrid STBC-VBLAST) MIMO system [5]. The first study on this system was in 2005 [6] when Mao and Motani complete their technical report at National University of Singapore (NUS) in 2004. For 4 × 4 MIMO Mao suggests G2+1+1 hybrid system which it uses 2 transmit antennas for VBLAST transmission and other 2 antennas to be used like Alamouti encoder. Combining VBLAST and STBC performance in a layered architecture with transmit diversity in each layer. This is called a Multi-Layered STBC (MLSTBC) system [7], [8]. It is called in some references a hybrid BLAST-STBC system [9], it may be called a combined STBC and BLAST or combined STBC and SM system [10]. Throughput is a key measure of the quality of a wireless data link. It is defined as the number of information bits received without error per second and this is required to be as high as possible [11]. Fading is wireless channel impairment [12]. Wireless communications occur in the public space, where signal transmissions suffer from many factors such as path loss, shadowing, fading, etc. As a result, the wireless channel has time-varying condition and capacity and since the wireless channel condition is always changing and the signal quality is unpredictable [13]. Salemdeeb in [14] states that in 4 × 4 MIMO system every possible case of transmit link deep fade of lower than -20 dB fading gain is equivalent to switching off this transmit link. In details, the 4 transmit layers will be three, two or one layer in result of 1, 2, and 3 transmit-link deep fade cases respectively. Also, Salemdeeb in [15] did a comparison between VBLAST, hybrid BLAST-STBC and STBC system without considering deep fading effect published in [14], as a result, for 3, 2, 1 layers MIMO transmitter the best results is achieved by using hybrid G2+1+1, G2+G2 and QOSTBC system, respectively. II. MIMO SYSTEMS A. MIMO Model Let H be the channel matrix of N × M dimensions, where M is a number of transmit antennas and N is a number of receive antennas. In the ideal case, each path is assumed to be statistically independent from others. Herein, consider a transmitted vector x = [x1, x2, x3, ..., xM] T , the vector is then transmitted via a MIMO channel characterized by the channel matrix H whose element hi,j ≈ CN(0, 1) is random Gaussian complex channel coefficient (fading gain) between the j th transmit and i th receive antennas with zero mean and unity variance. The received vector r = [r1, r2, r3, ..., rM] T , can then be given as following: = + (1) Eq. (1) can be expressed as: ( 1 () 2 () () )=( 11 12 1 21 22 2 1 2 )( 1 () 2 () () )+( 1 () 2 () () ) (2) B. Capacity of MIMO Systems In 1998, Foschini has demonstrated that the capacity of the flat fading channel of the MIMO communication systems by [16], [1]:

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Page 1: Comparative Study for the Performance of VBLAST, QOSTBC ... · University of Singapore (NUS) in 2004. For 4 × 4 MIMO Mao suggests G 2 +1+1 hybrid system which it uses 2 transmit

Copyright © 2018 IJECCE, All right reserved

161

International Journal of Electronics Communication and Computer Engineering

Volume 9, Issue 6, ISSN (Online): 2249–071X

Comparative Study for the Performance of VBLAST,

QOSTBC and Hybrid BLAST-STBC MIMO System

under Transmit Link Deep Fading

Mohammed Salemdeeb and Ammar M. Abu-Hudrouss *

Date of publication (dd/mm/yyyy): 16/11/2018

Abstract – This paper studies the effect of transmit antenna

multipath channel deep fading on the effective received signal-

to-noise ratio (SNR), bit error rate (BER), capacity and

throughput of 4 × 4 MIMO system for several transmit fading

scenarios.

The simulated results are obtained in an environment of 4 ×

4 MIMO system using MATLAB software where the total

transmit power is normalized to one. The purpose of

normalizing the transmit power is to make the results

independent of transmitted power. The system (SNR) is a

given parameter so the power of the white noise is adjusted in

accordance with the SNR. All the detections are done using

maximum likelihood receiver (ML). Although ML detector

has high computational complexity, it is used to get an

optimum detection for a fair comparison.

Keywords – MIMO, VBLAST, STBC, Spatial Multiplexing,

Hybrid STBC-BLAST and Hybrid MIMO Transmission

Schemes.

I. INTRODUCTION

Vertical Bell lab Layered Space Time (VBLAST)

scheme can provide a high data rate [1]. Recently, several

MIMO techniques have been introduced such as the Space

Time Block Code (STBC) which achieves diversity gain

and the spatial multiplexing (VBLAST) which achieves

capacity gain [2].

A simple Space Time Code suggested by Alamouti in

1998 [3]. Alamouti suggested that the symbols will be

divided into two groups. In the first time slot, x1 and x2 are

sent and in second time slot −𝑥2∗ and 𝑥∗ are sent. There is

no change in the data rate (1 symbol per time slot). In 2001,

H. Jafarkhani developed a new full rate complex Quasi-

Orthogonal STBC (QOSTBC) for 4-transmit antennas [4].

Recently, there are several proposals to combine STBC

and spatial multiplexing to obtain transmit diversity and

spatial multiplexing gain simultaneously in a system called

Hybrid BLAST-STBC (or Hybrid STBC-VBLAST)

MIMO system [5].

The first study on this system was in 2005 [6] when Mao

and Motani complete their technical report at National

University of Singapore (NUS) in 2004. For 4 × 4 MIMO

Mao suggests G2+1+1 hybrid system which it uses 2

transmit antennas for VBLAST transmission and other 2

antennas to be used like Alamouti encoder.

Combining VBLAST and STBC performance in a

layered architecture with transmit diversity in each layer.

This is called a Multi-Layered STBC (MLSTBC)

system [7], [8]. It is called in some references a hybrid

BLAST-STBC system [9], it may be called a combined

STBC and BLAST or combined STBC and SM

system [10].

Throughput is a key measure of the quality of a wireless

data link. It is defined as the number of information bits

received without error per second and this is required to be

as high as possible [11].

Fading is wireless channel impairment [12]. Wireless

communications occur in the public space, where signal

transmissions suffer from many factors such as path loss,

shadowing, fading, etc. As a result, the wireless channel has

time-varying condition and capacity and since the wireless

channel condition is always changing and the signal quality

is unpredictable [13].

Salemdeeb in [14] states that in 4 × 4 MIMO system

every possible case of transmit link deep fade of lower than

-20 dB fading gain is equivalent to switching off this

transmit link. In details, the 4 transmit layers will be three,

two or one layer in result of 1, 2, and 3 transmit-link deep

fade cases respectively. Also, Salemdeeb in [15] did a

comparison between VBLAST, hybrid BLAST-STBC and

STBC system without considering deep fading effect

published in [14], as a result, for 3, 2, 1 layers MIMO

transmitter the best results is achieved by using hybrid

G2+1+1, G2+G2 and QOSTBC system, respectively.

II. MIMO SYSTEMS

A. MIMO Model Let H be the channel matrix of N × M dimensions, where

M is a number of transmit antennas and N is a number of

receive antennas. In the ideal case, each path is assumed to

be statistically independent from others. Herein, consider a

transmitted vector x = [x1, x2, x3, ..., xM]T, the vector is then

transmitted via a MIMO channel characterized by the

channel matrix H whose element hi,j ≈ CN(0, 1) is random

Gaussian complex channel coefficient (fading gain)

between the jth transmit and ith receive antennas with zero

mean and unity variance. The received vector r = [r1, r2, r3,

..., rM]T, can then be given as following:

𝐫 = 𝐇𝐱 + 𝐧 (1)

Eq. (1) can be expressed as:

(

𝑟1(𝑘)

𝑟2(𝑘)⋮

𝑟𝑁(𝑘)

) = (

ℎ11 ℎ12 ⋯ ℎ1𝑀ℎ21 ℎ22 ⋯ ℎ2𝑀⋮ ⋮ ⋱ ⋮ℎ𝑁1 ℎ𝑁2 ⋯ ℎ𝑁𝑀

)(

𝑥1(𝑘)

𝑥2(𝑘)⋮

𝑥𝑀(𝑘)

) + (

𝑛1(𝑘)

𝑛2(𝑘)⋮

𝑛𝑁(𝑘)

) (2)

B. Capacity of MIMO Systems In 1998, Foschini has demonstrated that the capacity of

the flat fading channel of the MIMO communication

systems by [16], [1]:

Page 2: Comparative Study for the Performance of VBLAST, QOSTBC ... · University of Singapore (NUS) in 2004. For 4 × 4 MIMO Mao suggests G 2 +1+1 hybrid system which it uses 2 transmit

Copyright © 2018 IJECCE, All right reserved

162

International Journal of Electronics Communication and Computer Engineering

Volume 9, Issue 6, ISSN (Online): 2249–071X

𝐶𝑀𝐼𝑀𝑂 = log2 (det (𝐼𝑁 +𝑆𝑁𝑅

𝑀𝐇𝐻𝐇))bps/Hz, (3)

where IN is the identity matrix, SNR is the signal to noise

ratio, M is the number of transmitters and H is the wireless

channel matrix. With the assumption that number of

transmit and receive antennas are equal. This theoretical

capacity expression for MIMO systems points out that the

capacity may be increased linearly with the number of

antennas [17].

Now what happens to BER, Capacity and SNReff of this

system if one or more transmit links suffer from a

considerable fading.

The effective average received SNR of 4 × 4 MIMO

system is equal to [18],

𝑆𝑁𝑅𝑒𝑓𝑓 =𝐸𝑠‖𝐻‖𝐹

2

𝑀𝑁0= 𝑆𝑁𝑅‖𝐻‖𝐹

2 , (4)

where SNReff is the average received signal to noise ratio of

four receive antennas.

In other words, in decibel eq. (4) will be

[𝑆𝑁𝑅𝑒𝑓𝑓]𝑑𝐵= [𝑆𝑁𝑅]+10 log‖𝐻‖𝐹

2 (5)

where ‖𝐻‖𝐹 is the Frobenius norm [19] which is equal to

‖𝐻‖𝐹 = √∑ ∑ ℎ𝑖𝑗2𝑀

𝑖=1𝑁𝑗=1 (6)

Throughput can be computed as [10],

T= R (1-BER), (7)

where R is the data rate, the capacity of wireless channel is

C, but the data that wanted to be sent on that channel is with

rate R where R ≤ C.

C. Space Time Block Coding Generally, Space Time Coding (STC) leads to signal-

reliability improvement, so that even when one or more of

the paths is in a deep-fade, it is still possible to obtain an

error-free signal.

A simple Space Time Code suggested by Mr. Alamouti

in 1998 [3]. Alamouti suggested that the symbols will be

divided into two groups. In the first time slot, 𝑥1 and 𝑥2 are

sent and in second time slot − 𝑥2∗ and 𝑥1

∗ are sent. There is

no change in the data rate (1 symbol per time slot).

The transmitted 2 × 2 STBC codeword is x, and the

symbols 𝑥𝑖 can be any quadrature modulated symbols.

𝐱 = (𝑥1 −𝑥2

𝑥2 𝑥1∗ ) (8)

The flat faded channel matrix for 2 transmit and 2 receive

antennas is

𝐇 = (ℎ11 ℎ12ℎ21 ℎ22

) (9)

Rearrange eq. (8) and (9) in matrix notation implies to

eq.(1), the received signals for two time slots are:

(

𝑟11

𝑟21

𝑟12∗

𝑟22)

= (

ℎ11 ℎ12ℎ21 ℎ22ℎ12∗ −ℎ11

ℎ22∗ −ℎ21

)(𝑥1𝑥2) +

(

𝑛11

𝑛21

𝑛12∗

𝑛22)

(10)

So the virtual channel matrix for 2 × 2 MIMO system in

two time slots with Alamouti scheme is (Assuming a flat

Rayleigh fading channel),

𝐇𝐀 = (

ℎ11 ℎ12ℎ21 ℎ22ℎ12∗ −ℎ11

ℎ22∗ −ℎ21

) (11)

The columns of the matrix represent antennas and the

rows represent the time slots. Therefore, p time slots are

needed to transmit k symbols, resulting in a code rate Rs =

k/p Symbols/Time slot where Rs = 1 for Alamouti scheme.

The demodulator can treat the channel matrix of 2 × 2 as a

virtual 4 × 2 matrix for two time slots, and then it can the

received signal.

�̌� = 𝐇𝐀

𝐇(𝑟11 𝑟2

1 𝑟12∗ 𝑟1

1∗)𝑇 (12)

(�̌�1�̌�2) = (ℎ

2 00 ℎ2

) (𝑥1𝑥2)+(

𝑛1,

𝑛2, ), (13)

where ℎ2 = |ℎ11|2 + |ℎ12|

2 + |ℎ21|2 + |ℎ22|

2and 𝑛𝑖, is the

modified noise term which is still white.

D. Quasi-Orthogonal STBC In 2001, H. Jafarkhani in [4] developed a new full rate (Rs

= 1 S/Ts) complex Quasi-Orthogonal STBC (QOSTBC) for

four-transmit antennas as shown below:

𝐺 = (𝐺12 𝐺34−𝐺34

∗ 𝐺12∗ ) = (

𝑥1 𝑥2 𝑥3 𝑥4−𝑥2

∗ 𝑥1∗ −𝑥4

∗ 𝑥3∗

−𝑥3∗ −𝑥4

∗ 𝑥1∗ 𝑥2

𝑥4 −𝑥3 −𝑥2 𝑥1

) (14)

where G12 = G21 is the Alamouti encoding scheme like eq.

(8) and the subscript ‘12’ denotes that the matrix contains

symbols 𝑥1 and 𝑥2, also the subscript ‘34’ denotes the

matrix which contains symbols 𝑥3 and 𝑥4.

From (14) with 4 × 4 MIMO system and similar to

Alamouti analysis with four time slots assuming a flat

fading channel. The virtual channel matrix of 4 transmit

time slots is of size 16 × 4

𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶 = (

𝐡1 𝐡2 𝐡3 𝐡4𝐡2∗ −𝐡1

∗ 𝐡4∗ −𝐡3

𝐡3∗ 𝐡4

∗ −𝐡1∗ −𝐡2

𝐡4 𝐡3 −𝐡2 −𝐡1

)

16×4

(15)

where 𝐡𝑖 is the ith column in an 4 × 4 MIMO channel matrix.

Similar to Alamouti decoding scheme at the receiver side,

�̃� = 𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶

𝑯 𝑟 = 𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶𝑯 𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶𝑥 + 𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶

𝑯 𝒏

(16)

Page 3: Comparative Study for the Performance of VBLAST, QOSTBC ... · University of Singapore (NUS) in 2004. For 4 × 4 MIMO Mao suggests G 2 +1+1 hybrid system which it uses 2 transmit

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163

International Journal of Electronics Communication and Computer Engineering

Volume 9, Issue 6, ISSN (Online): 2249–071X

�̃� = ∆𝑥 + �̃� (17)

For an orthogonal block code, ∆ is 4 × 4 diagonal matrix

but for a quasi-orthogonal block code have some non-zero

terms other than diagonal elements that reduce the diversity

gain of the code and it will have the form [4],

∆= (

𝛾 0 0 𝛼0 𝛾 −𝛼 00 −𝛼 𝛾 0𝛼 0 0 𝛾

)

4×4

(18)

𝛾 = ∑ |𝐡𝑘𝐻𝐡𝐤|

4𝑘=1

𝛼 = 𝑅𝑒{𝐡1𝐻𝐡4 − 𝐡2

𝐻𝐡3}

The effective bandwidth of the STBC system must be

divided by P = 4 to compensate in eq. (17) since it must be

measured over P-(time slots) consecutive symbol periods.

The resulting capacity equation is [9]:

𝐶4,𝑄𝑂𝑆𝑇𝐵𝐶 =1

4log2 (|𝐼𝑁 +

𝛾

𝑀𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶𝑯 𝐇4,𝑄𝑂𝑆𝑇𝐵𝐶|) (19)

E. Hybrid of BLAST and STBC Systems There are two types of hybrid systems, the first type in

some references called Hybrid STBC-BLAST system,

it is a BLAST system with STBC encoders in the lower

layers, the second type is called Hybrid BLAST-STBC

system or it is referred to as Multi-Layered STBC

(MLSTBC) system.

1) Hybrid STBC-VBLAST System

The first study on this system was in 2005 [6] when Mao

and Motani complete their technical report at National

University of Singapore (NUS) in 2004. In their study, they

introduced a new STBC-VBLAST scheme, by letting J to

be the number of STBC layers and each layer has n transmit

antennas, the new system integrates J orthogonal n × p

STBC into the lower layers of VBLAST systems with a

total M transmit and N receive antennas.

Fig. 1. Block Diagram for Hybrid G2+1+1 Transmitter.

The remaining higher layers transmit independent data

streams (VBLAST). This structure is called in [21] the

Hybrid MIMO Transmission Schemes (HMTS) and it also

aims to achieve diversity and multiplexing gains at the same

time [22]. Figure 1 shows the block diagram for the Hybrid

STBC-VBLAST G2+1+1 transmitter.

In G2+1+1 system; the information symbol sequence is

divided into 3 streams. Stream 1 and 2 are transmitted on

the antennas 1 and 2 respectively. The 3rd stream is passed

through Alamouti encoder (STBC Layer) and it is

transmitted on 3rd & 4th antennas.

An efficient encoder and decoder was proposed in [23],

it aims to send symbols and their negative conjugates in the

second time slot excepts that of the Alamouti encoded

layers. The transmitted signal can be expressed in matrix

form as

𝐱 = (𝑥𝑠𝑝𝑎𝐺2) = (

𝑥1 −𝑥2∗

𝑥3 −𝑥4∗

𝑥5 −𝑥6∗

𝑥6 𝑥5∗

), (20)

where xspa contains the independent symbols (VBLAST)

and G2 is Alamouti encoder.

𝑟 = 𝐻 (𝑥𝑠𝑝𝑎𝐺2) + 𝑛 (21)

Now for 4 × 4 MIMO system the virtual channel matrix

is

𝐇𝐻𝑦𝑏𝑟𝑖𝑑 = (𝐇4×6𝐇4×6∗ )

8×6

= (𝐡1 0 𝐡2 0 𝐡3 𝐡40 −𝐡1

∗ 0 −𝐡2∗ 𝐡4

∗ −𝐡3∗)8×6

(22)

where hn is the nth column vector of H4×4.

𝑟 = 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝒓 = 𝐇𝐻𝑦𝑏𝑟𝑖𝑑

𝑯 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝒙 + 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝒏 (23)

2) Hybrid BLAST STBC System (Layered STBC) Combining BLAST and STBC performance in a layered

architecture with transmit diversity in each layer. This is

called a Multi-Layered STBC (MLSTBC) system [7], [8].

It is called in some references a hybrid BLAST-STBC

system [9], it may be called a combined STBC and BLAST

or combined STBC and SM system [10]. This architecture

was first considered in [7] but with space time trellis codes

(STTC). However, for MLSTBC, the number of receive

antennas is equal to at least the number of layers. Figure 2

shows the architecture of the Hybrid BLAST STBC G2+G2

system.

Fig. 2. Architecture of the Hybrid BLAST STBC G2+G2

System.

For 4 × 4 MIMO system, Alamouti scheme can be used

so M = 4, J = 2, n = 2 and p = 2.

𝐱 = (

𝑥1 −𝑥2∗

𝑥2 𝑥1∗

𝑥3 −𝑥4∗

𝑥4 𝑥3∗

) (24)

Page 4: Comparative Study for the Performance of VBLAST, QOSTBC ... · University of Singapore (NUS) in 2004. For 4 × 4 MIMO Mao suggests G 2 +1+1 hybrid system which it uses 2 transmit

Copyright © 2018 IJECCE, All right reserved

164

International Journal of Electronics Communication and Computer Engineering

Volume 9, Issue 6, ISSN (Online): 2249–071X

and for the channel matrix in eq.(1) and eq.(2) will be

(𝑟1𝑟2∗) = (𝐇𝐴

1 𝐇𝐴2)𝑥 + (

𝑛1𝑛2∗) (25)

And according to the criteria in Alamouti the channel

matrix is will be

𝐇𝐻𝑦𝑏𝑟𝑖𝑑 = (𝐇4×4𝐇4×4∗ )

8×4

= (𝐡1 𝐡2 𝐡3 𝐡4𝐡2∗ −𝐡1

∗ 𝐡4∗ −𝐡3

∗)8×4

(26)

where hn is the nth column vector of H4x4.

�̃� = 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝒓 = 𝐇𝐻𝑦𝑏𝑟𝑖𝑑

𝑯 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝒙 + 𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝒏. (27)

𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝐇𝐻𝑦𝑏𝑟𝑖𝑑 will be a 4 × 4 matrix where any

detecting scheme can be applied.

The general formula for the capacity of the Hybrid

BLAST-STBC system is,

𝐶4,𝑄𝑂𝑆𝑇𝐵𝐶 =1

𝑝log2 (|𝐼𝑁 +

𝑆𝑁𝑅

𝑀𝐇𝐻𝑦𝑏𝑟𝑖𝑑𝑯 𝐇𝐻𝑦𝑏𝑟𝑖𝑑|) bps/Hz

(28)

F. Comparison between Hybrid BLAST-STBC,

VBLAST and STBC Systems In Salemdeeb [15], a full detailed study was published, in

4 × 4 MIMO system by both theoretical and simulations

results of channel capacity and BER it states that:

• For a 3-layer MIMO system the best results is achieved

by using the hybrid G2+1+1 system.

• For a 2-layer MIMO system the best is the hybrid G2 +

G2 system.

• For a single-layer MIMO system the best is the

QOSTBC system.

This research concerns a 4 × 4 MIMO setup. An n-layer

4 × 4 MIMO system is the system that can transmit n

symbols at a time slot, for example a 3-layer 4 × 4 MIMO

uses 4 transmit antennas (as a transmit diversity) to transmit

3 symbols at a time slot.

Those results motivate the author to make use of them in

the case of transmit-link deep fading case where the channel

state is not so good.

III. DEEP FADING

In Salemdeeb [14], research a study and comparison of

the conventional 4 × 4 VBLAST MIMO capacity, effective

SNR and BER performance using Maximum Likelihood

(ML) receiver under deep faded channel is introduced. It

also studies the effect of a transmit-link deep-fading on the

effective SNR, system BER and system capacity in a

comparative way with the conventional 4 × 4, 3 × 4, 2 × 4

and 1 × 4 VBLAST system. It states that every possible case

of transmit link deep fade of lower than -20dB fading gain

is equivalent to switching off this transmit link and mostly

all of its power will be wasted.

The SNReff and the system capacity slightly decreased in

transmit link deep fading cases with a small difference for

the capacity case. In contrast, the system performance in

normal conditions will be affected greatly if one transmit

link deeply faded then the effect will be lower if two

transmit link deeply faded and so on. In case of deep fading

of all transmit links lower than -30 dB the transmitter will

be disappeared.

Those results motivate us to investigate the effect of

transmit-link deep fading on VBLAST, QOSTBC and

hybrid BLAST-STBC system regarding BER, Capacity and

throughput of each system.

IV. RESULTS

This section will study the effect of transmit antenna

multipath channel deep fading on BER, capacity and

throughput of 4 × 4 MIMO system for several transmit

fading scenarios.

Additionally, the effect of receive link fading on the

effective SNR and the average capacity is as same as

transmit link fading due to the effect of cancelling one

column or more for transmit link fading and one row or

more for receive link fading as stated in [14].

A. 4th Tx Deep Fading This means that the 4th column of the channel matrix has

lower overall gain. Therefore, all symbols transmitted from

this antenna will be received with high error probability

which in turn will increase the overall BER of the system.

The capacity of the system will also be decreased until it

reaches a 3 × 4 system. In other words, the faded Tx link

will be switched off. Figure 3, Figure 4 and Figure 5 will

show the effect on the BER, capacity and the overall

throughput.

Fig. 3. BER of 4 × 4 and G2 + 1 + 1 if 4th Tx link faded

to -20 dB.

Normally, G2 + 1 + 1 system has lower BER at the same

capacity of deeply faded 4 × 4 system so from eq. (7) G2 +

1 + 1 system will has higher throughput until getting high

SNR about 20 dB as seen in Figure 5.

The third and fourth columns of channel matrix have

lower overall gain at deep fading condition. All symbols

transmitted from these antennas will be received with a high

error probability which makes the overall BER of the

system so bad. Moreover, the capacity of the system will

decrease until it reaches a 2 × 4 system. In other words, the

faded Tx links will eventually be switched off.

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Fig. 1. Average Capacity of 4×4 and G2+1+1 if 4th Tx link

faded to -20 dB.

Fig. 2. Throughput of 4 × 4 and G2 + 1 + 1 if 4th Tx link

faded to -20 dB.

B. 2 Adjecent Tx. Deep Fading

Fig. 3. BER of 4 × 4, G2 + 1 + 1, G2 + G2 and QOSTBC

systems for 3rd & 4th Tx links faded to -20 dB.

Figure 6, Figure 7 and Figure 8 will show the effect on

BER, capacity and the overall throughput.

It is clear that the BER of 4 × 4, G2 + 1 + 1 and G2 + G2

systems for 3rd & 4th Tx links faded to -20 dB are bad enough

but QOSTBC system has the best BER performance but

with much lower capacity as in Figure 7 which make its

throughput to be lower than other as seen in Figure 8.

Additionally, Figure 8 states that G2 + 1 + 1 system has the

best throughput. So using Alamouti encoder for 3rd & 4th

fading layers and leave the first two layers to be transmitted

directly as a pure spatial multiplexing transmission will

give the best throughput.

Fig. 4. Average Capacity of 4 × 4, G2 + 1 + 1, G2 + G2 and

QOSTBC systems for 3rd & 4th Tx links faded to -20 dB.

C. 2 Nonadjacent Tx. Deep Fading It is clear that in Figure 9 that the BER of 4 × 4 and G2 +

1 + 1 systems for 2nd & 4th Tx links faded to -20 dB are bad

enough but G2 + G2 and QOSTBC system has a very good

BER performance with lower capacity as in Figure 10.

Fig. 5. Throughput of 4 × 4, G2 + 1 + 1, G2 + G2 and

QOSTBC systems for 3rd & 4th Tx links faded to -20 dB.

Fig. 6. BER of 4 × 4, G2 + 1 + 1, G2 + G2 and QOSTBC

systems for 2nd & 4th Tx links faded to -20 dB.

Additionally, Figure 11 states that G2 + G2 system has the

best throughput. So using two Alamouti encoder for the first

two layers which include the 2nd deeply faded Tx link and

the last two layers which include the 4th deeply faded Tx link

will give the best throughput. At 10-2 BER there is loss of

more than 16 dB in SNR due to deep fading for 4 × 4 and

G2 + 1 + 1 systems but 4 dB loss for G2 + G2 and 3 dB for

QOSTBC systems as shown in Figure 9.

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Fig. 7. Average Capacity of 4 × 4, G2 + 1 + 1, G2 + G2 and

QOSTBC systems for 2nd & 4th Tx links faded to -20 dB.

D. 3 Adjacent Tx. Deep Fading Figure 12, Figure 13 and Figure 14 show the effect on the

effective SNR, BER, capacity and the overall throughput.

Additionally, Figure 14 states that QOSTBC system has

the best throughput until SNR is equal 15 dB then the

throughput of G2 + 1 + 1 system will give better one until

the SNR is equal 20 dB. Hence 4 × 4 system reacquires its

advantages of increasing the capacity with acceptable BER

performance and yields the best throughput. At 10-2 BER

there is loss of more than 16 dB in SNR due to deep fading

for 4 × 4, G2 + 1 + 1 and G2 + G2 systems but only 7 dB loss

for QOSTBC system as shown in Figure 12.

Figure 10 shows that 4 × 4 VBLAST, G2 + 1 + 1 and G2

+ G2 systems are at the same capacity bound.

Also Figure 13 shows more than 10 dB loss due to deep

fading of 2nd & 3rd & 4th Tx links for 4 × 4, G2 + 1 + 1

and G2 + G2 system and only 4 dB loss for QOSTBC system

at 5 bps/Hz. Notice that the best throughput is achieved

without additional power nor additional bandwidth.

E. All Tx. Deep Fading As stated in [14] this is the worst case of deep fading

cases, this channel is inefficient. Figure 15 shows the BER

performance of these systems, this case of fading make all

BER performances very bad and a great loss of data

occurred.

A low capacity bound is obtained and all systems

capacities approximately the same as seen in Figure 16 until

measured SNR is equal to 14 dB, some improvements on

BER performances and capacities of these systems could be

gained for SNR higher than 15 dB.

It is seen from Figure 17 that the system's throughputs are

not good since this channel is so bad but some bps could be

saved for a given bandwidth, 4 × 4 system has better

throughput for high SNRs and QOSTBC for low SNRs.

Fig. 8. Throughput of 4 × 4, G2 + 1 + 1, G2 + G2 and

QOSTBC systems for 2nd & 4th Tx links faded to -20 dB.

Fig. 9. BER of all systems for 2nd & 3rd & 4th Tx links

faded to -20 dB.

Fig. 10. Average Capacity of all systems for 2nd & 3rd &

4th Tx links faded to -20 dB.

In summary, the comparison results between the

throughput of these systems states that:

• Without deep fading on channel a 4 × 4 VBLAST

system shows the best throughput results.

• In case of one transmit-link deep fade G2+1+1 system

shows the best throughput results.

• For the case of 2 or 3 transmit-link deep fade G2+G2

system shows the best throughput results.

• Finally in the case of all transmit-link deep fade

QOSTBC system prove itself as an optimal solution to

be used for this case.

Fig. 11. Throughput of all systems for 2nd & 3rd & 4th Tx

links faded to -20 dB.

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Fig. 12. BER of all Systems for all Tx links faded to -20

dB.

Fig. 13. Average Capacity of all systems for all Tx links

faded to -20 dB.

Fig. 14. Throughput of all systems for all Tx links faded to

-20 dB.

V. CONCLUSION

This research has focused on a 4 × 4 MIMO system as a

case study in MIMO communication systems. A

comparison for the BER, capacity and throughput of

BLAST, QOSTBC and Hybrid systems G2 + 1 + 1and G2

+ G2 are done using the simulation results. In addition, it is

shown that the hybrid BLAST-STBC systems are better

than pure BLAST system in both BER and capacity but not

for QOSTBC system's BER.

A 4 × 4 VBLAST has the best throughput at high SNR in

all cases and G2 + 1 + 1 system prove itself for the case of

deep fading of 3rd & 4th Tx links or any 2 adjacent Tx links,

and G2 + G2 system was the best in case of deep fading of

2 nonadjacent 2nd & 4th, 1st & 4th, 1st & 3rd or 2nd & 3rd

Tx links. The QOSTBC system give a very good BER and

saves a lot of bps/Hz if any three transmit links are suffering

from deep fading. At the case of deep fading of all transmit

links there is no valuable solution however for some SNRs

there is some bits per second could be saved.

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AUTHORS PROFILE’

Mohammed Salemdeeb was born in Gaza, Palestine, in

1980. He received the B.Sc. degree from Islamic

University Gaza, Palestine, in 2004. He received the M.Sc. degree in Communication Systems Engineering in

2011, and now he is a Ph.D. student in Electronics and Communication Engineering at Kocaeli University,

Turkey. He worked as a Electronics and Communications

lab technician in Al-Quds Open University 4/2007 to 10/2014. He was a visiting instructor at Al-Quds Open University 8/2011 to 9/2014. His

current research interests are Intelligent Signal Processing and Hardware

Implementation.

Ammar M. Abu-Hudrouss was born in Khan-Younis,

Palestine, in 1977. He received the B.Sc. degree from Islamic University Gaza, Palestine, in 1995. He received

the M.Sc. degree in Telecommunication Engineering and

the Ph.D. degree in Communication Engineering from Birmingham University, Birmingham, U.K., in 2003 and

2007, respectively. He was a visiting researcher at Unive-

-rsity of York from 9/2012 to 9/2013 as a holder of Distinguished Scholar Award from the Arab Fund for Social and Economic Development. He is

currently an Associate Professor at Islamic University of Gaza, Palestine.

He is also a member of CTRC,P-ICTRA. His current research interests are Index Modulation and Coding.