COLE SCHOTZ P.C. Court Plaza North Hackensack, New Jersey ... · Case 20-18368-MBK Doc 243 Filed 08/05/20 Entered 08/05/20 19:36:26 Desc Main Document Page 1 of 1000. 60743/0001-20906806v5

COLE SCHOTZ P.C.

Court Plaza North

25 Main Street

P.O. Box 800

Hackensack, New Jersey 07602-0800

(201) 489-3000

(201) 489-1536 Facsimile

Michael D. Sirota, Esq. ([email protected])

Warren A. Usatine, Esq. ([email protected])

David M. Bass, Esq. ([email protected])

Jacob S. Frumkin, Esq. ([email protected])

Proposed Attorneys for Debtors

and Debtors in Possession

UNITED STATES BANKRUPTCY COURT

DISTRICT OF NEW JERSEY

In re:

SLT HOLDCO, INC., et al.,

Debtors.1

Chapter 11

Case No. 20-18368 (MBK)

Jointly Administered

SCHEDULES OF ASSETS AND LIABILITIES FOR

SUR LA TABLE, INC., CASE NO. 20-18367 (MBK)

1 The Debtors in these chapter 11 cases and the last four digits of each Debtor’s federal tax identification

number, as applicable, are as follows: SLT Holdco, Inc. (0403) and Sur La Table, Inc. (3409). The Debtors’

corporate headquarters are located at 6100 4th Avenue South, Suite 500, Seattle, Washington 98108.

Case 20-18368-MBK Doc 243 Filed 08/05/20 Entered 08/05/20 19:36:26 Desc MainDocument Page 1 of 1000

60743/0001-20906806v5

COLE SCHOTZ P.C.

Court Plaza North

25 Main Street

P.O. Box 800

Hackensack, New Jersey 07602-0800

(201) 489-3000

(201) 489-1536 Facsimile

Michael D. Sirota, Esq. ([email protected])

Warren A. Usatine, Esq. ([email protected])

David M. Bass, Esq. ([email protected])

Jacob S. Frumkin, Esq. ([email protected])

Proposed Attorneys for Debtors

and Debtors in Possession

UNITED STATES BANKRUPTCY COURT

DISTRICT OF NEW JERSEY

In re:

SLT HOLDCO, INC., et al.,

Debtors.1

Chapter 11

Case No. 20-18368 (MBK)

Jointly Administered

GLOBAL NOTES AND STATEMENT

OF LIMITATIONS, METHODOLOGY, AND

DISCLAIMER REGARDING DEBTORS’ SCHEDULES AND STATEMENTS

The Schedules of Assets and Liabilities (collectively, the “Schedules”) and Statements of

Financial Affairs (collectively, the “SOFAs” and, together with the Schedules, the “Schedules

and Statements”) filed by SLT Holdco, Inc. and its wholly-owned subsidiary, Sur La Table,

Inc., as debtors and debtors in possession in the above-captioned chapter 11 cases (collectively,

the “Debtors”), include financial information that is unaudited and was prepared pursuant to

section 521 of chapter 11 of title 11 of the United States Code (the “Bankruptcy Code”) and

Rule 1007 of the Federal Rules of Bankruptcy Procedure (the “Bankruptcy Rules”) in

conjunction with the Debtors’ management and advisors. Although the Debtors’ management

team has made reasonable efforts to file complete and accurate Schedules and Statements based

upon the information available to it at the time they were prepared, a variety of factors,

including, among other things, the complexity of the Debtors’ business operations, makes it such

that the Schedules and Statements remain subject to further revision and verification by the

Debtors. The Debtors reserve the right to amend their Schedules and Statements from time to

time as may be necessary or appropriate. The Global Notes and Statement of Limitations,

1 The Debtors in these chapter 11 cases and the last four digits of each Debtor’s federal tax identification

number, as applicable, are as follows: SLT Holdco, Inc. (0403) and Sur La Table, Inc. (3409). The Debtors’

corporate headquarters are located at 6100 4th Avenue South, Suite 500, Seattle, Washington 98108.


2 60743/0001-20906806v5

Methodology, and Disclaimer Regarding Debtors’ Schedules and Statements (the “Global

Notes”) are incorporated by reference in, and comprise an integral part of, the Schedules and

Statements and should be referred to and reviewed in connection with any review of the

Schedules and Statements.

The Schedules and Statements have been signed by Jason Goldberger, the Chief

Executive Officer of each Debtor. In reviewing and signing the Schedules and Statements, Mr.

Goldberger necessarily has relied upon the efforts, statements, and representations of certain

accounting personnel and advisors. Mr. Goldberger has not (and could not have) personally

verified the accuracy of each such statement and representation, including statements and

representations concerning amounts owed to creditors.

INTRODUCTION

1. Bankruptcy Cases. On July 8, 2020 (the “Petition Date”), each of the Debtors filed a voluntary petition for relief under chapter 11 of the Bankruptcy Code, commencing the

above-captioned chapter 11 cases in the United States Bankruptcy Court for the District of New

Jersey (the “Bankruptcy Court”). The Debtors are operating their businesses and managing

their properties as debtors in possession pursuant to sections 1107(a) and 1108 of the Bankruptcy

Code. As of the filing of the Schedules and Statements, no request has been made for the

appointment of a trustee or examiner.

2. Basis of Presentation. The Schedules and Statements do not purport to represent financial statements prepared in accordance with Generally Accepted Accounting Principles, nor

are they intended to fully reconcile to any financial statements otherwise prepared and/or

distributed by the Debtors.

3. Amendment. Although reasonable efforts were made to file complete and accurate Schedules and Statements, inadvertent errors or omissions may exist. The Debtors thus

specifically reserve the right to amend, modify, supplement, correct, change, or alter any part of

their Schedules and Statements as and to the extent necessary as they deem appropriate.

4. Recharacterization. The Debtors have made reasonable efforts to characterize, classify, categorize, or designate the claims, assets, executory contracts, unexpired leases, and

other items reported in the Schedules and Statements correctly. The Debtors may, however,

have improperly characterized, classified, categorized, or designated certain items. As such, the

Debtors reserve all right to recharacterize, reclassify, recategorize, or redesignate information

reported in the Schedules and Statements at a later time, as necessary or appropriate, as

additional information becomes available, including, but not limited to, whether contracts listed

herein were executory as of the Petition Date or remain executory post-petition.

5. Summary of Reporting Procedures. The following conventions were adopted by the Debtors in the preparation of the Schedules and Statements:

a. Asset/Liability Presentation. All asset information contained in the Schedules and Statements, except where otherwise noted, is as of the Petition Date. The

liability information, except where otherwise noted, is as of the Petition Date. Unless

otherwise noted, the Debtors have indicated net book values for assets as of the Petition


3 60743/0001-20906806v5

Date in their Schedules and Statements. The liabilities listed on the Schedules and

Statements do not reflect any analysis of claims under section 503(b)(9) of the

Bankruptcy Code. Accordingly, the entire amount of a prepetition liability for goods

delivered in the twenty (20) days prior to the Petition Date is commingled with a

creditor’s other open liabilities reflected in the Debtors’ accounts payable system.

b. Leases. In the ordinary course of business, the Debtors lease real property and various articles of personal property, including furniture, fixtures, and equipment,

from certain third-party lessors. Every attempt has been made to set forth all such leases

in the Schedules and Statements. The property subject to leases may not be reflected in

the Schedules and Statements as owned property or assets of the Debtors or property or

assets of third-parties within the control of the Debtors. The lease payments under such

leases have been included on Schedule D (secured debt) to the extent the lessor filed a

UCC-1 financing statement. However, nothing in the Schedules or SOFAs is or shall be

construed as an admission or determination as to the legal status of any lease (including

for the purposes of whether to assume and assign or reject a lease or whether a lease is a

true lease or a financing arrangement), and the Debtors reserve all rights with respect to

all such issues.

c. Contingent Assets. The Debtors may possess certain claims and causes of action against various parties, including contingent claims in the form of various

avoidance actions they could commence under the Bankruptcy Code and other relevant

non-bankruptcy laws. The identity and amounts of those claims and causes of action, if

any, are not yet known and, therefore, the Debtors reserve all rights with respect to any

claims, causes of action, or avoidance actions. Nothing contained or omitted in the

Global Notes or the Schedules and Statements shall be deemed a waiver of any such

claims, avoidance actions, or causes of action or in any way prejudice or impair the

assertion thereof.

d. Classifications. Listing a claim (i) on Schedule D as “secured,” (ii) on Schedule E as “priority,” or (iii) on Schedule F as “unsecured nonpriority,” or listing a

contract on Schedule G as “executory” or “unexpired,” does not constitute an admission

by the Debtors of the legal rights, if any, of the claimant or a waiver by the Debtors of

their rights, if any, to recharacterize or reclassify such claim or contract. In particular, the

Debtors reserve the right to amend the Schedules and Statements to recharacterize or

reclassify any such contract or claim.

e. Disputed, Contingent, and Unliquidated Claims: Schedules D, E, and F permit the Debtors to designate claims as contingent, unliquidated, and/or disputed. The

Debtors’ failure to designate any claim on any of the Schedules as contingent,

unliquidated, and/or disputed does not constitute an admission that such claim is not

subject to objection. The Debtors reserve all rights to dispute, or assert offsets or

defenses to, any claim reflected on the Schedules as to amount, liability, or status.


4 60743/0001-20906806v5

6. Estimates. As of the Petition Date, the Debtors were required to make certain estimates and assumptions that affect the reported amounts of their assets, liabilities, revenue,

and expenses.

7. Currency. Unless otherwise indicated, all amounts are reflected in U.S. dollars.

8. Specific Notes. These Global Notes are in addition to the specific notes set forth in the individual Schedules and Statements. Disclosure of information in one Schedule, the

SOFA, an exhibit or continuation sheet, even if incorrectly placed, shall be deemed to be

disclosed in the correct Schedule, the SOFA, or any exhibits or continuation sheets.

9. Totals. All totals that are included in the Schedules represent totals of the liquidated amounts for the individual schedule for which they are listed. To the extent there are

unknown or undetermined amounts included in the Schedules and Statements, the actual totals

may be different than the listed totals.

10. Claimants. The identity of some of the holders of claims may have changed over time due to trading and/or transfer of certain of these claims. It is the Debtors’ belief that the

claims against the Debtors were as of the Petition Date held by the entities identified in the

Schedules (or affiliates of such entities or beneficial holders for which such entities are nominees

or asset managers), in the principal amounts set forth herein, without inclusion of accrued and

unpaid interest (unless expressly noted that interest is included).

SPECIFIC DISCLOSURE WITH RESPECT

TO THE SCHEDULES AND STATEMENTS

1. Schedule A/B

a. Personal Property. The Debtors reserve all rights to recategorize and/or recharacterize the asset holdings described on each Schedule A/B at a later time to the

extent they later determine that such holdings were improperly reported.

b. Question 26. The appraisal indicated in response to Question 26 was conducted for, and at the direction of, Wells Fargo Bank, N.A., one of the Debtors’

secured lenders, with respect to the Debtors’ inventory, which is part of Wells Fargo’s

collateral. This appraisal neither was requested by, nor performed by, either Debtor.

c. Question 74. Due to the space limitations in the Schedules, Debtors Sur La Table, Inc. makes the following disclosure with respect to Schedule A/B, Question 74:

All of Debtor’s right, title and interest in and to any commercial tort

claims arising out of Debtor’s relationship with Visa U.S.A, Inc., Visa

International Service Association and Visa, Inc. (collectively, “Visa”) and

Mastercard International Incorporated and Mastercard Incorporated

(collectively, “Mastercard”) or any of their affiliates, including but not

limited to all tort claims against Visa and/or Mastercard which are or may

become subject matter of the action known as “In re Payment Card


5 60743/0001-20906806v5

Interchange Fee and Merchant Discount Antitrust Litigation,” filed in the

United States District Court for the Eastern District of New York on

October 20, 2005, as Case 1:05-md-01720-MKB-JO.

2. Claims Listed on Schedules D, E, and F. The Debtors have sought to allocate liabilities between the pre-petition and post-petition periods based on the information and

research they conducted in connection with the preparation of the Schedules and Statements. As

additional information becomes available and further research is conducted, the allocation of

liabilities between pre-petition and post-petition periods may change. The Debtors reserve all

rights to change the allocation of liabilities to the extent additional information becomes

available. Additionally, pursuant to Bankruptcy Court orders, the Debtors have been granted

authority to pay certain priority pre-petition obligations. Accordingly, these liabilities have been

or will be satisfied and may or may not be listed in the Schedules and Statements.

3. Schedule D. The Debtors reserve all rights to dispute or challenge the validity, perfection, or immunity from avoidance of any lien purported to be granted or perfected in any

specific asset to a secured creditor listed on each Schedule D. Moreover, although the Debtors

may have scheduled various claims as secured claims, they reserve all rights to dispute or

challenge the secured nature of any such claims and/or the characterization of the structure of

any underlying transactions, documents, or instruments related thereto. The descriptions

provided on each Schedule D are intended only to be a summary. Reference to the applicable

loan agreements and related documents is necessary for a complete description of the collateral

and the nature, extent, and priority of any liens. Nothing in the Global Notes or the Schedules

and Statements shall be deemed a modification or interpretation of the terms of such agreements.

4. Schedule E. All of the Debtors’ employees are employed by Debtor Sur La Table, Inc. (“SLT”). Certain employees had pre-petition wage claims due to the timing of the

Petition Date with respect to SLT pay periods. Those wage claims are afforded priority

treatment up to the statutory cap of $13,650. As a result of these pre-petition wage claims, SLT

also owed monies to various taxing authorities which are afforded priority treatment. On July

10, 2020 [Docket No. 55] the Bankruptcy Court entered an interim order and on July 29, 2020

[Docket No. 179] the Bankruptcy Court entered a final order granting the Debtors authority to

pay certain pre-petition employee wage and other obligations in the ordinary course of business

(collectively, the “Employee Wage Order”). The Debtors subsequently made payments

pursuant to the Employee Wage Order. In light of those payments, the Debtors believe that,

other than potential claims of certain current and former employees for bonuses, vacation, and/or

personal pay in excess of the permitted priority amount, all employee claims and related payroll

taxes for pre-petition amounts have been or will be satisfied in the ordinary course of business

pursuant to the Employee Wage Order. As a result, pre-petition wage claims and associated

payroll taxes have been listed on Schedule E for SLT at $0.00.

Taxes and fees other than payroll taxes may also have been due and owing as of the

Petition Date. The Debtors have listed any and all taxing authorities that were owed money or

had a sales tax audit pending as of the Petition Date on Schedule E. On July 10, 2020 [Docket

No. 52], the Bankruptcy Court entered an interim order and on July 29, 2020 [Docket No. 180]

the Bankruptcy Court entered a final order granting the Debtors authority to pay certain pre-


6 60743/0001-20906806v5

petition sales and use taxes in the ordinary course of business (collectively, the “Sales and Use

Tax Order”). The Debtors subsequently made payments pursuant to the Sales and Use Tax

Order. In light of those payments, the Debtors believe that their sales and use tax obligations

have been or will be satisfied in the ordinary course of business pursuant to the Sales and Use

Tax Order. As a result, pre-petition sales and use tax claims have been listed on Schedule E at

$0.00. Other potential priority liabilities have been scheduled in the amounts contained on the

Debtors’ books and records or in unknown amounts, as applicable.

The listing of any claim on either Debtor’s Schedule E does not constitute an admission

by the Debtors that any claim in fact exists and/or is entitled to priority treatment under section

507 of the Bankruptcy Code. The Debtors reserve all rights to dispute the priority status and

amount of any claim on any basis. Moreover, the listing of any tax claim on either Debtor’s

Schedule E is not an admission or designation by the Debtors that such claim in fact exists or

should be allowed as a pre-petition tax claim.

5. Schedule F. The claims listed in each Schedule F fall into the following general categories:

a. Vendor claims: Claims of individual creditors for, among other things, goods and services. In the ordinary course of business, the Debtors dispute the amounts and

usage of goods and services provided by their vendors. As a result, the Debtors may possess

certain claims and causes of action against various vendors, including contingent claims in the

form of counterclaims or setoffs. For purposes of each Schedule F, the Debtors have scheduled

the gross amount of each claim but reserve all rights with respect to any and all credits and

allowances including the right to assert claims objections, counterclaims, and/or setoffs with

respect to same.

b. Claims of Counterparties to Leases and Executory Contracts. Pre-petition amounts owing to, among other things, counterparties to executory contracts and unexpired

leases also may be reflected on Schedule F. These amounts do not include rejection damage

claims of the counterparties to executory contracts and unexpired leases that may be rejected.

c. Claims of Litigation Counterparties and Insurance Claimants. Litigation and other potential claims have been listed as “$0” in amount on Schedule F. The Debtors may

have various objections, defenses, counterclaims, third-party claims, and other rights in

connection with such claims, all of which are expressly preserved.

6. Schedule G. Although the Debtors have made every effort to ensure the accuracy of Schedule G, inadvertent errors or omissions may have occurred. Listing a contract or

agreement on Schedule G does not constitute an admission that such contract or agreement is an

executory contract or unexpired lease or that such contract or agreement was in effect on the

Petition Date or is valid or enforceable. The Debtors hereby reserve all of their rights to dispute

the validity, status, or enforceability of any contracts, agreements, or leases set forth in Schedule

G and to amend or supplement Schedule G as necessary. Certain of the leases and contracts

listed on Schedule G may contain renewal options, guarantees of payment, options to purchase,

rights of first refusal, and other miscellaneous rights. Such rights, powers, duties, and

obligations may not be set forth separately on Schedule G. In addition, the Debtors may have


7 60743/0001-20906806v5

entered into various other types of agreements in the ordinary course of their business, such as

easements, rights of way, subordination agreements, nondisturbance agreements, supplemental

agreements, amendments/letter agreements, title agreements, and confidentiality or

nondisclosure agreements. Such documents may not be set forth in Schedule G.

The Debtors may be party to certain agreements that have expired by their terms. Out of

an abundance of caution, the Debtors may have listed certain such agreements on Schedule G.

The Debtors’ inclusion of such contracts or agreements on Schedule G is not an admission that

any such contract or agreement is an executory contract or unexpired lease.

Omission of a contract or agreement from Schedule G does not constitute an admission

that such omitted contract or agreement is not an executory contract or unexpired lease. The

Debtors’ rights under the Bankruptcy Code with respect to any such omitted contracts or

agreements are not impaired by the omission of those contracts from Schedule G.

The Debtors’ retail store leases are listed on Schedule G by location and store number.

7. Insiders. In the circumstances where the Schedules and Statements require information regarding insiders and/or officers and directors, the Debtors have attempted to

include therein parties set forth in 11 U.S.C. § 101(31)(B), including each of the Debtors’

(a) “directors” (or persons in similar positions) and (b) employees that may be, or may have been

during the relevant period, “officers” (or persons in control). The Debtors have attempted to

exclude in such applicable Schedules and Statements information relating to certain employees

who, despite the title of their position with the Debtors (including without limitation certain

employees with the title of “officer” or “director”) are not “officers” or “directors” of the Debtor

as such term is used in the Bankruptcy Code because, among other things, such employees

(i) serve or served in a purely administrative and/or ministerial capacity, (ii) were not appointed

directors of the Debtors, and/or (iii) do not have and have never had any material inside

information as a result of their employment with the Debtors. The listing of a party as an insider

is not intended to be nor should it be construed as a legal characterization of such party as an

insider and does not act as an admission of any fact, claim, right, or defense, and all such rights,

claims, and defenses are hereby expressly reserved. Employees have been included in this

disclosure for informational purposes only and should not be deemed to be “insiders” in terms of

control of the Debtors, management responsibilities, functions, decision-making, corporate

authority, and/or as otherwise defined by applicable law, including, without limitation, federal

securities laws, or with respect to any theories of liability or for any other purpose.

8. Statement of Financial Affairs

a. Question 3. The Debtors’ responses reflect disbursement data from the respective Debtors’ banking activity and exclude (a) employee wage payments and

withholdings such as tax withholdings and benefits withholdings remitted by the Debtors

to the applicable authorities and (b) amounts paid to insiders (which are reflected in

Question 4).

b. Question 4. The payments made to ING Bank N.V. were for fees on the letters of credit issued by ING Bank for the benefit of the Debtors’ senior secured lenders


8 60743/0001-20906806v5

and for which Investcorp S.A., the controlling shareholder of the Debtors, is the

responsible party.

c. Question 16. The Debtors’ privacy policy regarding its collection and use of personally identifiable information is available to the public at

https://www.surlatable.com/privacy-policy.html


https://www.surlatable.com/privacy-policy.html

Real property:

Total personal property:

Schedule D: Creditors Who Have Claims Secured by PropertyCopy the total dollar amount listed in Column A,

Copy the total claims from Part 1 from the line 5a of Total of amounts of priority unsecured claims:

Copy the total amount of claims from Part 2 from line 5b of

Lines 2 + 3a + 3b

1. Schedule A/B: Assets - Real and Personal Property

$145,581,493.63

$385,048,893.90

$82,878,894.02

$977,740.15

$32,317,190.16Total amount of claims of nonpriority amount of unsecured claims:

Sur La Table, Inc.

20-18367Case number (if known):

Debtor Name

United States Bankruptcy Court for the District of New Jersey

Summary of Assets and Liabilities for Non-IndividualsOfficial Form 206Sum

12/15

Check if this is an amended filing

Summary of AssetsPart 1:

(Official Form 206A/B)

1b.

1a.

Total of all property:1c.

Summary of LiabilitiesPart 2:

2.Amount of claim, from line 3 of Schedule D...........................

Schedule E/F: Creditors Who Have Unsecured Claims3.

3a.

3b.

Schedule E/F.............................................................

Schedule E/F..................................................

(Official Form 206D)

(Official Form 206E/F)

Total liabilities4. .........................................................................................................................................

Copy line 88 from Schedule A/B.......................................................................................................................

Copy line 91A fromSchedule A/B.....................................................................................................................

Copyline 92 from Schedule A/B.......................................................................................................................

$116,173,824.33

$239,467,400.27

+


Cash and cash equivalentsPart 1:

Schedule A/B: Assets - Real and Personal Property

Sur La Table, Inc.

20-18367Case number (if known):

Debtor Name

Official Form 206A/B

Disclose all property, real and personal, which the debtor owns or in which the debtor has any other legal, equitable, or future interest. Include all property in which the debtor holds rights and powers exercisable for the debtor's own benefit. Also include assets and properties which have no book value, such as fully depreciated assets or assets that were not capitalized. In Schedule A/B, list any executory contracts or unexpired

12/15

United States Bankruptcy Court for the District of New Jersey

leases. Also list them on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G).

Be complete and accurate as possible. If more space is needed, attach a separate spreadsheet to this form. At the top of any pages added, write the debtor's name and case number (if known). Also identify the form and line number to which the additional information applies. If an additional sheet is attached, include the amounts from the attachment in the total for the pertinent part.

For Part 1 through Part 11, list each asset under the approriate category or attach separate supporting schedules, such as a fixed asset schedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing the debtor's interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form.

Check if this is an amended filing

1. Does the debtor have any cash or cash equivalents?

Go to Part 2.

Fill in the information below.

No.

Yes.

All cash or cash equivalents owned or controlled by the debtor Current value of debtor's interest

2. Cash on hand $150,405.50

See Attached Exhibit AB2

3. Checking, savings, money market, or financial brokerage accountsName of institution (bank or brokerage firm) Type of account Last 4 digits of account number

3.1 $2,191,503.53 See Attached Exhibit AB3

4. Other cash equivalents

5. Total of Part 1 $2,341,909.03Add lines 2 through 4 (including amounts on any additional sheets). Copy the total to line 80.

Part 2: Deposits and prepayments

6. Does the debtor have any deposits or prepayments?

Page 1Schedule A/B: Assets - Real and Personal PropertyOfficial Form 206A/B


Debtor Case Number (if known)Sur La Table, Inc. 20-18367

Go to Part 3.


No.

Yes.

Current value of debtor's interest

7. Deposits, including security deposits and utility depositsDescription, including name of holder of deposit

7.1 $353,272.79 See Attached Exhibit AB7

8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rentDescription, including name of holder of prepayment

8.1 $1,857,403.01 See Attached Exhibit AB8

9. Total of Part 2 $2,210,675.80Add lines 7 through 8. Copy the total to line 81.

Part 3: Accounts Receivable

10. Does the debtor have any accounts receivable?

Go to Part 4.


No.

Yes.


11. Accounts receivable

$0.00$436,562.48 $436,562.48 =-face amount doubtful or uncollectible accounts

11a. 90 days old or less:See Attached Exhibit AB11a

$14,103.17$850,727.09 $836,623.92 =-face amount doubtful or uncollectible accounts

11b. Over 90 days old:See Attached Exhibit AB11b

12. Total of Part 3 $1,273,186.40Current value on lines 11a + 11b = line 12. Copy the total to line 82.

Part 4: Investments

13. Does the debtor own any investments?




Go to Part 5.


No.

Yes.


Valuation method used for current value

14. Mutual funds of publicly traded stocks not included in Part 1Name of fund or stock:

15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, including any interest in an LLC, partnership, or joint ventureName of entity: % of ownership:

16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1Describe:

17. Total of Part 4Add lines 14 through 16. Copy the total to line 83.

Part 5: Inventory, excluding agricultural assets

18. Does the debtor own any inventory (excluding agricultual assets)?

Go to Part 6.


No.

Yes.

General description Date of the last physical inventory


Net book value of debtor's interest


19. Raw Materials

20. Work in progress

21. Finished goods, including goods held for resale




21.1 $46,095,141.68 Average Cost Method$60,009,804.1601/08/2020 to01/29/2020

Cooking, kitchen and homemerchandise held for resale

22. Other inventory or supplies

22.1 $528,544.31 Average Cost Method$528,544.3101/08/2020 to 01/29/2020

Office and Shipping Supplies

23. Total of Part 5 $46,623,685.99Add lines 19 through 22. Copy the total to line 84.

24. Is any of the property listed in Part 5 perishable?

No.

Yes.

25. Has any of the property listed in Part 5 been purchased within 20 days before the bankruptcy was filed?

No.

Yes. Book Value $ Valuation Method Current Value $

26. Has any of the property listed in Part 5 been appraised by a professional within the last year?

No.

Yes.

See Global Notes

Part 6: Farming and fishing-related assets (other than titled motor vehicles and land)

27. Does the debtor own or lease any farming and fishing-related assets (other than titled motor vehicles and land)?

Go to Part 7.


No.

Yes.

General description Current value of debtor's interest


Valution method used for current value

28. Crops - either planted of harvested




29. Farm animalsExamples: Livestock, poultry, farm-raised fish

30. Farm machinery and equipment(Other than titled motor vehicles)

31. Farm and fishing supplies, chemicals, and feed

32. Other farming and fishing-related property not already listed in Part 6

33. Total of Part 6Add lines 28 through 32. Copy the total to line 85.

34. Is the debtor a member of an agricultural cooperative?

No.

Yes.

Is any of the debtor's property stored at the cooperative?

No.

Yes.

35. Has any of the property listed in Part 6 been purchased within 20 days before the bankruptcy was filed?

No.

Yes. Book Value $ Valuation Method Current Value $

36. Is a depreciation schedule available for any of the property listed in Part 6?




No.

Yes.


No.

Yes.

Part 7: Office furniture, fixtures, and equipment; and collectibles

38. Does the debtor own or lease any office furniture, fixtures, equipment, or collectibles?

Go to Part 8.


No.

Yes.




39. Office furniture

39.1 $105,894.84 Net Book Value$105,894.84Office Furniture

40. Office fixtures

40.1 $69,870.45 Net Book Value$69,870.45Office Fixtures

41. Office equipment, including all computer equipment and communication systems equipment and software

41.1 $6,631,918.00 Net Book Value$6,631,918.00Office Equipment including Computers and Software

42. CollectiblesExamples: Antiques and figurines; paintings, prints, or other artwork; books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card collections; other collections, memorabilia, or collectibles

43. Total of Part 7. $6,807,683.29Add lines 39 through 42. Copy the total to line 86.





No.

Yes.


No.

Yes.

Part 8: Machinery, equipment, and vehicles

46. Does the debtor own or lease any machinery, equipment, or vehicles?

Go to Part 9.


No.

Yes.




47. Automobiles, vans, trucks, motorcycles, trailers, or titled farm vehicles

48. Watercraft, trailers, motors, and related accessoriesExamples: Boats, trailers, motors, floating homes, personal watercraft, fishing vessels

49. Aircraft and accessories

50. Other machinery, fixtures, and equipment (excluding farm machinery and equipment)

50.1 $4,014,002.27 Net Book Value$4,014,002.27Distribution Center and RetailStore Operating Equipmentand Fixtures






No.

Yes.


No.

Yes.

Part 9: Real property

54. Does the debtor own or lease any real property?

Go to Part 10.


No.

Yes.

55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest

Description and location of property Nature and extent of debtor's interest in property




55.1 $145,581,493.63 Net Book Value$145,581,493.63Leased Propertyand Improvements

See Attached Exhibit 55

56. Total of Part 9. $145,581,493.63Add the current value on lines 55.1 through 55.6 and entries from any additional sheets. Copy the total to line 88.


No.

Yes.





No.

Yes.

Part 10: Intangibles and intellectual property

59. Does the debtor have any interests in intangibles or intellectual property?

Go to Part 11.


No.

Yes.




60. Patents, copyrights, trademarks, or trade secrets

60.1 UnknownSee Attached Exhibit AB60

61. Internet domain names and websites

61.1 UnknownSee Attached Exhibit AB61

62. Licenses, franchises, and royalties

63. Customer lists, mailing lists, or other compilations

63.1 UnknownN/AN/ACustomer Mailing List

65. Goodwill

65.1 $44,650,943.00 Net Book Value$44,650,943.00Goodwill as of 02/02/2019





67. Do your lists or records include personally identifiable information of customers?

No.

Yes.

68. Is there an amortization or other similar schedule available for any of the property listed in Part 10?

No.

Yes.


No.

Yes.

Part 11: All other assets

70. Does the debtor own any other assets that have not yet been reported on this form?

Go to Part 12.


No.

Yes.


71. Notes receivableDescription (include name of obligor)

- =

Total face amount Doubtful or uncollectible amount

72. Tax refunds and unused net operating losses (NOLs)Description (for example, federal, state, local)

72.1 $127,407,291.43 Net Operating LossesSee Attached Exhibit AB72

73. Interests in insurance policies or annuities




74. Causes of action against third parties (whether or not a lawsuit has been filed)

Nature of claim

Amount Requested

Capital Cost Recovery

Capital Cost Overruns on Store Buildout Caused by Landlord - LL Store 4

$100,000.00

Nature of claim

Amount Requested

$100,000.00

United Parcel Service Freight Claim

Claim against United Parcel Service for lost shipment in 11/2019

$75,387.36

Nature of claim

Amount Requested

$75,387.36

75. Other contingent and unliquidated claims or causes of action of every nature, including counterclaims of the debtor and rights to set off claims

Claims against Visa/Mastercard Settlement

See Global Notes

Unknown

Nature of claim

Amount Requested

Unknown

76. Trusts, equitable or future interests in property

77. Other property of any kind not already listedExamples: Season tickets, country club membership

77.1 $1,597,590.65 Visa, MC, Discover CC Processing Not Yet Received

77.2 $543,755.88 AMEX CC Processing Not Yet Received

77.3 $204,701.54 Paypal Payment Processing Not Yet Received

77.4 $51,312.05 Amazon Payment Processing Not Yet Received

77.5 $1,000,000.00 Cash Reserve Held by Wells Fargo Payment Processor

77.6 $565,275.58 Cash Reserve Held by American Express



No.

Yes.




Type of property

Part 12: Summary

Current value of personal property

Current value of real property

80. Cash, cash equivalents, and financial assets. Copy line 5, Part 1. $2,341,909.03

81. Deposits and prepayments. Copy line 9, Part 2. $2,210,675.80

82. Accounts receivable. Copy line 12, Part 3. $1,273,186.40

83. Investments. Copy line 17, Part 4.

84. Inventory. Copy line 23, Part 5. $46,623,685.99

86. Office furniture, fixtures, and equipment; and collectibles.Copy line 43, Part 7.

$6,807,683.29

85. Farming and fishing-related assets. Copy line 33, Part 6.

87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $4,014,002.27

88. Real Property. Copy line 56, Part 9. $145,581,493.63

89. Intangibles and intellectual property. Copy line 66, Part 10. $44,650,943.00

90. All other assets. Copy line 78, Part 11. $131,545,314.49

91. Total. Add lines 80 through 90 for each column. $239,467,400.27 $145,581,493.6391a. 91b.+

92. Total of all property on Schedule A/B. Lines 91a + 91b = 92.............................................................................................. $385,048,893.90



SCHEDULES OF ASSETS AND LIABILITIES

EXHIBIT FOR SCHEDULE AB

PART 1, QUESTION 2

CASH ON HAND


Sur La Table, IncCase No. 20‐18367

Cash on Hand Current Value of Debtors' InterestPETTY CASH BROWNSBURG $500.00

CASH ON HAND STORE 1 $2,000.00


CASH ON HAND STORE 4 $950.00





























SOAL AB2. Cash on hand

Page 1 of 4


Cash on Hand Current Value of Debtors' InterestCASH ON HAND STORE 42 $1,200.00




































Page 2 of 4






































Page 3 of 4
























Total $150,405.50

Page 4 of 4




PART 1, QUESTION 3

CHECKING, SAVINGS, MONEY MARKET, OR FINANCIAL BROKERAGE ACCOUNTS



Name of Institution Type of Account Last 4 Digits of Account Holder Current value of debtor's interestWells Fargo Bank, N.A Zero Balance Deposit 8952 $0.00

Wells Fargo Bank, N.A Depository 4514 $1,834,952.04

Wells Fargo Bank, N.A Blocked 9804 $255,701.24

Wells Fargo Bank, N.A Zero Balance Checking 4522 $0.00

Wells Fargo Bank, N.A Zero Balance Deposit 8978 $0.00




Wells Fargo Bank, N.A Checking 4129 $100,850.25


Wells Fargo Bank, N.A Zero Balance Checking 4071 $0.00

Wells Fargo Bank, N.A Store 122 – Old Orchard sub account to 7326 8833 $0.00

Wells Fargo Bank, N.A Store 123 – Copley Place sub account to 7326 8841 $0.00

Wells Fargo Bank, N.A Store 126 – 900 North Michigan sub account to 7326 8858 $0.00

Wells Fargo Bank, N.A Store 128 – Providence sub account to 7326 8866 $0.00

Wells Fargo Bank, N.A Store 156 – Preston Royal sub account to 7326 5126 $0.00

Wells Fargo Bank, N.A Store 157 – Pike & Rose sub account to 7326 5134 $0.00

Wells Fargo Bank, N.A Store 158 – Hill Center sub account to 7326 5142 $0.00

Wells Fargo Bank, N.A Store 152 – Domain III sub account to 7326 4396 $0.00

Wells Fargo Bank, N.A Store 153 – Woodbury sub account to 7326 4404 $0.00

Wells Fargo Bank, N.A Store 109 – Phipps Plaza sub account to 7326 4441 $0.00

Wells Fargo Bank, N.A Store 110 – Scottsdale Fashion Square sub account to 7326 4458 $0.00

Wells Fargo Bank, N.A Store 111 – Smith Haven sub account to 7326 4466 $0.00

Wells Fargo Bank, N.A Store 117 – Quaker Bridge Mall sub account to 7326 0672 $0.00

Wells Fargo Bank, N.A Store 114 – Fashion Valley sub account to 7326 0680 $0.00

Wells Fargo Bank, N.A Store 115 – Westchester sub account to 7326 0698 $0.00

Wells Fargo Bank, N.A Store 113 – Mizner Park sub account to 7326 0706 $0.00

Wells Fargo Bank, N.A Store 118 – South Point sub account to 7326 0714 $0.00

Wells Fargo Bank, N.A Store 116 – Sugar Land sub account to 7326 9365 $0.00

Wells Fargo Bank, N.A Store 119 – Birmingham sub account to 7326 9373 $0.00

Wells Fargo Bank, N.A Store 121 – Garden State Plaza sub account to 7326 9381 $0.00

Wells Fargo Bank, N.A Store 146 – Baybrook sub account to 7326 6678 $0.00

Wells Fargo Bank, N.A Store 139 – Hilldale sub account to 7326 6539 $0.00

Wells Fargo Bank, N.A Store 138 – North Hills sub account to 7326 6547 $0.00

Wells Fargo Bank, N.A Store 127 – Union Street sub account to 7326 5265 $0.00

Wells Fargo Bank, N.A Store 132 – Nanuet sub account to 7326 5273 $0.00

Wells Fargo Bank, N.A Store 133 South Glenn sub account to 7326 5281 $0.00

Wells Fargo Bank, N.A Store 134 – Twelve Oaks sub account to 7326 5299 $0.00

Wells Fargo Bank, N.A Store 154 – Fashion Place sub account to 7326 3651 $0.00

Wells Fargo Bank, N.A Store 155 – Saddle Creek sub account to 7326 3669 $0.00

Wells Fargo Bank, N.A Store 159 – Brickell sub account to 7326 2695 $0.00

Wells Fargo Bank, N.A Store 161 – St. Johns sub account to 7326 2703 $0.00

Wells Fargo Bank, N.A Store 162 – Rosemary Sq sub account to 7326 2711 $0.00

Wells Fargo Bank, N.A Store 137 – Summerlin sub account to 7326 5991 $0.00

Wells Fargo Bank, N.A Store 148 – Westwood sub account to 7326 5652 $0.00

Wells Fargo Bank, N.A Store 150 – Breton S Vill. sub account to 7326 5413 $0.00

Wells Fargo Bank, N.A Store 151 – Santa Clara sub account to 7326 5421 $0.00

Wells Fargo Bank, N.A Store 142 – Topanga sub account to 7326 2371 $0.00

Wells Fargo Bank, N.A Store 144 – Southlake sub account to 7326 2389 $0.00

Wells Fargo Bank, N.A Store 143 – Persimmon sub account to 7326 2397 $0.00

Wells Fargo Bank, N.A Store 145 – Northcross sub account to 7326 2405 $0.00

Wells Fargo Bank, N.A Store 160 – Classen Curve sub account to 7326 7025 $0.00

Wells Fargo Bank, N.A Store 149 – Waterside sub account to 7326 1268 $0.00

Wells Fargo Bank, N.A Store 147 – Knox District sub account to 7326 3217 $0.00

Wells Fargo Bank, N.A Store 140 – Crocker Park sub account to 7326 2300 $0.00

Wells Fargo Bank, N.A Store 141 – Hyde Park sub account to 7326 2318 $0.00

Wells Fargo Bank, N.A Store 135 – North Point sub account to 7326 4092 $0.00

Wells Fargo Bank, N.A Store 136 – Meridian sub account to 7326 1160 $0.00

Wells Fargo Bank, N.A Store 125 – Arbor Hills sub account to 7326 8351 $0.00

Wells Fargo Bank, N.A Store 130 – La Jolla sub account to 7326 8236 $0.00

SOAL AB3. Checking, savings, money market, or financial brokerage accounts

Page 1 of 3


Name of Institution Type of Account Last 4 Digits of Account Holder Current value of debtor's interest

Wells Fargo Bank, N.A Store 131 – Alexandria sub account to 7326 8244 $0.00

Wells Fargo Bank, N.A Store 42-Santa Rosa sub account to 7326 9895 $0.00

Wells Fargo Bank, N.A Store 43-Omaha sub account to 7326 9903 $0.00

Wells Fargo Bank, N.A Store 44-Carmel sub account to 7326 9911 $0.00

Wells Fargo Bank, N.A Store 46-Carlsbad sub account to 7326 9929 $0.00

Wells Fargo Bank, N.A Store 49-Lakewood sub account to 7326 2244 $0.00

Wells Fargo Bank, N.A Store 51-Woodlands sub account to 7326 2251 $0.00

Wells Fargo Bank, N.A Store 53-Walnut Creek sub account to 7326 4996 $0.00

Wells Fargo Bank, N.A Store 1-Pine sub account to 7326 6648 $0.00

Wells Fargo Bank, N.A Store 3-Berkeley sub account to 7326 6655 $0.00

Wells Fargo Bank, N.A Store 4-Kirkland sub account to 7326 6739 $0.00

Wells Fargo Bank, N.A Store 6-Pasadena sub account to 7326 6754 $0.00

Wells Fargo Bank, N.A Store 7-Newport Beach sub account to 7326 6762 $0.00

Wells Fargo Bank, N.A Store 8-Santa Monica sub account to 7326 6770 $0.00

Wells Fargo Bank, N.A Store 10-Thousand Oaks sub account to 7326 6796 $0.00

Wells Fargo Bank, N.A Store 11-Los Gatos sub account to 7326 6804 $0.00

Wells Fargo Bank, N.A Store 14-Houston sub account to 7326 6820 $0.00

Wells Fargo Bank, N.A Store 15-Plano sub account to 7326 6838 $0.00

Wells Fargo Bank, N.A Store 16-Chandler sub account to 7326 6846 $0.00

Wells Fargo Bank, N.A Store 17-Houston sub account to 7326 6853 $0.00

Wells Fargo Bank, N.A Store 21-Scottsdale sub account to 7326 6887 $0.00

Wells Fargo Bank, N.A Store 27-Farmers Mkt sub account to 7326 6895 $0.00

Wells Fargo Bank, N.A Store 29-Brewery Blocks sub account to 7326 6903 $0.00

Wells Fargo Bank, N.A Store 30-Santana Row sub account to 7326 6911 $0.00

Wells Fargo Bank, N.A Store 33-Ferry Building sub account to 7326 6929 $0.00

Wells Fargo Bank, N.A Store 34-Santa Barbara sub account to 7326 6937 $0.00

Wells Fargo Bank, N.A Store 54-Bridgeport sub account to 7326 2547 $0.00

Wells Fargo Bank, N.A Store 59-Corte Madera sub account to 7326 5227 $0.00

Wells Fargo Bank, N.A Store 60-Manhattan Beach sub account to 7326 2428 $0.00

Wells Fargo Bank, N.A Store 23-Washington DC sub account to 7326 7198 $0.00

Wells Fargo Bank, N.A Store 24-Arlington sub account to 7326 7206 $0.00

Wells Fargo Bank, N.A Store 39-Chestnut Hill sub account to 7326 7248 $0.00

Wells Fargo Bank, N.A Store 57-The Gardens sub account to 7326 7263 $0.00

Wells Fargo Bank, N.A Store 35-Naperville sub account to 7326 7271 $0.00

Wells Fargo Bank, N.A Store 37-Eton Chagrin sub account to 7326 7289 $0.00

Wells Fargo Bank, N.A Store 31-Marlton sub account to 7326 7297 $0.00

Wells Fargo Bank, N.A Store 32-Easton sub account to 7326 7305 $0.00

Wells Fargo Bank, N.A Store 19-Rookwood sub account to 7326 7313 $0.00

Wells Fargo Bank, N.A Store 48-Clay Terrace sub account to 7326 7339 $0.00

Wells Fargo Bank, N.A Store 50-Farmington sub account to 7326 7354 $0.00

Wells Fargo Bank, N.A Store 36-Stony Point sub account to 7326 7362 $0.00

Wells Fargo Bank, N.A Store 56-South Side sub account to 7326 7396 $0.00

Wells Fargo Bank, N.A Store 64-50th & France sub account to 7326 2385 $0.00

Wells Fargo Bank, N.A Store 13-Corporate – Deposit sub account to 7326 7144 $0.00

Wells Fargo Bank, N.A Store 41-Lake Oswego sub account to 7326 8043 $0.00

Wells Fargo Bank, N.A Store 68-Pembroke sub account to 7326 1895 $0.00

Wells Fargo Bank, N.A Store 69-Partridge Creek sub account to 7326 1903 $0.00

Wells Fargo Bank, N.A Store 70-Fresno sub account to 7326 1911 $0.00

Wells Fargo Bank, N.A Store 71-Glendale sub account to 7326 1587 $0.00

Wells Fargo Bank, N.A Store 73-Palo Alto sub account to 7326 1595 $0.00

Wells Fargo Bank, N.A Store 72-Roseville sub account to 7326 9695 $0.00

Wells Fargo Bank, N.A Store 74-S. Barrington IL sub account to 7326 6251 $0.00

Wells Fargo Bank, N.A Store 79-South Coast Pl. sub account to 7326 0379 $0.00

Wells Fargo Bank, N.A Store 83-Aventura Mall sub account to 7326 5269 $0.00

Wells Fargo Bank, N.A Store 84-Upper East Side sub account to 7326 5277 $0.00

Wells Fargo Bank, N.A Store 85-Somerset Mall sub account to 7326 5285 $0.00

Wells Fargo Bank, N.A Store 86-Burlington Mall sub account to 7326 5293 $0.00

Wells Fargo Bank, N.A Store 102 – Hearst sub account to 7326 5884 $0.00

Wells Fargo Bank, N.A Store 103 – La Cantera sub account to 7326 5892 $0.00

Wells Fargo Bank, N.A Store 104 – Ridge Hill sub account to 7326 5900 $0.00

Wells Fargo Bank, N.A Store 105 – Natick sub account to 7326 5918 $0.00

Wells Fargo Bank, N.A Store 106 – Boulder sub account to 7326 5926 $0.00

Wells Fargo Bank, N.A Store 107 – Oakbrook Ctr sub account to 7326 5934 $0.00

Wells Fargo Bank, N.A Store 108 – Northbrook Ct sub account to 7326 5942 $0.00

Page 2 of 3


Name of Institution Type of Account Last 4 Digits of Account Holder Current value of debtor's interest

Wells Fargo Bank, N.A Store 112 – Cherry Creek sub account to 7326 8177 $0.00

Wells Fargo Bank, N.A Store 120 – Towson sub account to 7326 8185 $0.00

Wells Fargo Bank, N.A Store 81-King of Prussia sub account to 7326 4900 $0.00

Wells Fargo Bank, N.A Store 67-Perkins Rowe sub account to 7326 7530 $0.00

Wells Fargo Bank, N.A Store 89-CityCentre sub account to 7326 3491 $0.00

Wells Fargo Bank, N.A Store 91-Burlingame sub account to 7326 3509 $0.00

Wells Fargo Bank, N.A Store 93-Country Club sub account to 7326 3275 $0.00

Wells Fargo Bank, N.A Store 94-Bayshore sub account to 7326 3283 $0.00

Wells Fargo Bank, N.A Store 82-San Francisco Ct sub account to 7326 3291 $0.00

Wells Fargo Bank, N.A Store 18-Tyson's sub account to 7326 2764 $0.00

Wells Fargo Bank, N.A Store 38-South Park sub account to 7326 2772 $0.00

Wells Fargo Bank, N.A Store 62-Friendly Center sub account to 7326 2780 $0.00

Wells Fargo Bank, N.A Store 65-Pineapple Square sub account to 7326 2798 $0.00

Wells Fargo Bank, N.A Store 76-Mercato, Naples sub account to 7326 2806 $0.00

Wells Fargo Bank, N.A Store 124 – Fashion Show sub account to 7326 1190 $0.00

Total $2,191,503.53

Page 3 of 3




PART 2, QUESTION 7

DEPOSITS, INCLUDING SECURITY DEPOSITS AND UTILITY DEPOSITS



Description Holder of Deposit Current value of debtor's interestUtilities Deposit Ovb Indianapolis Industrial LLC $51,150.00

Utilities Deposit Sy Casa Paloma LLC $13,281.75

Utilities Deposit South Coast Plaza $60,425.00

Utilities Deposit Hearst Communications, Inc $64,260.50

Utilities Deposit East-West Generations, LLC $70,560.00

Utilities Deposit Broadway And 9th, LP $19,267.26

Utilities Deposit High Street Retail, LP $27,362.50

Utilities Deposit Columbia Gas of Pennsylvania $1,020.00

Utilities Deposit Teco: Peoples Gas $317.00

Utilities Deposit Grey Forest Utilities $600.00

Utilities Deposit Alabama Power $3,700.00

Utilities Deposit Spire/Birmingham $200.00

Utilities Deposit Eversource Energy 660753/56007 $250.00

Utilities Deposit Georgia Power $1,940.00


Utilities Deposit Atmos Energy/630872/740353 $350.00

Utilities Deposit CenterPoint Energy/1325/4981/2628 $100.00

Utilities Deposit Texas Gas Service $550.00

Utilities Deposit Dominion Energy/27031 $301.99

Utilities Deposit Nashville Electric Service $3,700.00

Utilities Deposit Florida Power & Light $379.00


Utilities Deposit OG&E -Oklahoma Gas & Electric Service $350.00

Utilities Deposit Oklahoma Natural Gas Co: Kansas City $100.00


Utilities Deposit Florida Public Utilities $695.00

Utilities Deposit Florida Power & Light $541.00

Benefits Deposit NAVIA BENEFIT SOLUTIONS $8,891.79

Tax Deposit Nevada Dept of Rev $21,750.00

Total $353,272.79

SOAL AB7. Deposits, including security deposits and utility deposits

Page 1 of 1




PART 2, QUESTION 8

PREPAYMENTS, INCLUDING PREPAYMENTS ON

EXECUTORY CONTRACTS, LEASES, INSURANCE, TAXES,

AND RENT



Description Holder of Prepayment Current value of debtor's interestAnnual Software Lic. & Support Island Pacific $82,232.65Hardware 3 Year Maintenance Datec Inc. $81,221.75Annual Software Lic. & Support CDW Direct $80,680.45Annual Software Lic. & Support Microsoft Corp. $45,948.60Annual Software Lic. & Support Sovos Compliance $41,391.926 month Software Lic. & Support Intek Inc. $40,070.69Quarterly Software Lic. & Support Oracle $33,661.04Annual License Agreement Skillsoft $31,595.36Annual Software Lic. & Support DMA $31,325.25Semi-Annual Service Contract Curalate $17,150.55Quarterly Service Agreement TurnTo Networks Inc. $15,094.35Quarterly Service Agreement LiftLab Analytics $14,975.97Annual Subscription Salary.com $13,608.60Annual Systems Maintenance Manage Inc. $12,378.31Annual Software Lic. & Support Logistyx Technologies $10,810.40Annual Subscription WGSN $10,171.79Annual Harware maintenance Stibo Systems Inc $8,493.25Annual Software Lic. & Support Smartsheet Inc. $7,690.43Monthly Service Iron Mtn Data Centers $6,821.44Annual Software Lic. & Support HelpSystems LLC $5,625.25Monthly Service Heap Inc. $5,360.72Annual Software Lic. & Support Solarwinds $4,760.923 year software maintenance BerkCom $4,448.29Annual Software Lic. & Support Citrix $3,392.91Annual Subscription LinkedIn $3,015.54Annual Software Lic. & Support PagerDuty $1,750.95Annual Membership Fee CEB Inc. $1,558.90Annual Subscription Bureau of National Affairs $1,248.926 month Software Lic. & Support NCR Corp $1,239.49Quarterly Service Agreement MailFinance Inc. $708.82Semi-Annual Line-of-Credit Fees ING Bank NV $187,899.66Insurance Thru 9-15 (General, Prop, Workers Comp D&O) MARSH USA, INC. $728,570.56July Medical and Dental Benefits Premera Blue Cross $322,499.32

Total $1,857,403.01

SOAL AB8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent

Page 1 of 1




PART 3, QUESTION 11

ACCOUNTS RECEIVABLE



Description Face Amount Doubtful or Uncollectible Amounts Current value of debtor's interestEmployee Receivable from Pcard $6,798.43 $6,798.43Retail Space Rental - Nespresso $3,510.40 $3,510.40Blackhawk Giftcard Network $36,253.65 $36,253.65STORE 159 TIA-#4 INSTALLMENT $130,000.00 $130,000.00STORE 161 TIA-#4 INSTALLMENT $130,000.00 $130,000.00STORE 162 TIA-#4 INSTALLMENT $130,000.00 $130,000.00

Total $436,562.48

SOAL AB11(a). Accounts receivable, 90 days old or less

Page 1 of 1




PART 3, QUESTION 11

ACCOUNTS RECEIVABLE



Description Face Amount Doubtful or Uncollectible Amounts Current value of debtor's interestHennessey Sponsored Cooking Class $20,499.92 $20,499.92Elite Security Bill Back $5,928.66 $5,928.66 $0.00Protos Security Bill Back $812.74 $812.74 $0.00Store #138 Water Damage Due from LL $2,672.68 $2,672.68 $0.00Electrical work billed to LL Store 144 $211.09 $211.09 $0.00Roof Repair Biled to LL Store 3 $2,170.00 $2,170.00 $0.00Catalog Paper Sold to 3rd Party $2,308.00 $2,308.00 $0.00Personal Property Tax Over Payments $36,124.00 $36,124.00STORE 159 TIA-#2 INSTALLMENT $390,000.00 $390,000.00STORE 159 TIA-#3 INSTALLMENT $390,000.00 $390,000.00

Total $850,727.09 -$14,103.17 $836,623.92

SOAL AB11(b). Accounts receivable, Over 90 days old

Page 1 of 1




PART 9, QUESTION 55

ANY BUILDING, OTHER IMPROVED REAL ESTATE, OR LAND WHICH THE DEBTOR OWNS OR IN WHICH THE

DEBTOR HAS AN INTEREST



Description Location Net book value of debtors' interest Valuation method used for current value Current value of debtor's interestLeased Retail Store Seattle, WA $1,374,427.44 Net Book Value $1,374,427.44Leased Retail Store Berkeley, CA $2,985,532.24 Net Book Value $2,985,532.24Leased Retail Store Kirkland, WA $925,039.59 Net Book Value $925,039.59Leased Retail Store Pasadena, CA $965,098.10 Net Book Value $965,098.10Leased Retail Store Newport, CA $12,249.74 Net Book Value $12,249.74Leased Retail Store Santa Monica, CA $1,109,647.14 Net Book Value $1,109,647.14Leased Retail Store Thousand Oaks, CA $880,872.05 Net Book Value $880,872.05Leased Retail Store Los Gatos, CA $1,437,184.89 Net Book Value $1,437,184.89Leased Retail Store Houston, TX $1,867,277.43 Net Book Value $1,867,277.43Leased Retail Store Plano, TX $6,184.20 Net Book Value $6,184.20Leased Retail Store Chandler, AZ $610,968.58 Net Book Value $610,968.58Leased Retail Store Houston, TX $7,454.43 Net Book Value $7,454.43Leased Retail Store McLean, VA $410.26 Net Book Value $410.26Leased Retail Store Cincinnati, OH $1,317,801.35 Net Book Value $1,317,801.35Leased Retail Store Scottsdale, AZ $2,690,138.78 Net Book Value $2,690,138.78Leased Retail Store Washington, DC $8,483.01 Net Book Value $8,483.01Leased Retail Store Arlington, VA $1,635,604.12 Net Book Value $1,635,604.12Leased Retail Store Los Angeles, CA $2,699,016.49 Net Book Value $2,699,016.49Leased Retail Store Portland, OR $793,016.08 Net Book Value $793,016.08Leased Retail Store San Jose, CA $1,131,456.73 Net Book Value $1,131,456.73Leased Retail Store Marlton, NJ $144,886.01 Net Book Value $144,886.01Leased Retail Store Columbus, OH $976,984.90 Net Book Value $976,984.90Leased Retail Store San Francisco, CA $2,279,359.54 Net Book Value $2,279,359.54Leased Retail Store Santa Barbara, CA $1,086,881.40 Net Book Value $1,086,881.40Leased Retail Store Naperville, IL $1,045,063.48 Net Book Value $1,045,063.48Leased Retail Store Richmond, VA $937,540.77 Net Book Value $937,540.77Leased Retail Store Woodmere, OH $1,527,897.73 Net Book Value $1,527,897.73Leased Retail Store Charlotte, NC $1,273,854.66 Net Book Value $1,273,854.66Leased Retail Store Newton, MA $1,699,836.05 Net Book Value $1,699,836.05Leased Retail Store Lake Oswego, OR $620,936.88 Net Book Value $620,936.88Leased Retail Store Santa Rosa, CA $8,355.19 Net Book Value $8,355.19Leased Retail Store Omaha, NE $867,481.74 Net Book Value $867,481.74Leased Retail Store Carmel, CA $1,841,980.86 Net Book Value $1,841,980.86Leased Retail Store Carlsbad, CA $2,007,136.59 Net Book Value $2,007,136.59Leased Retail Store Carmel, IN $1,274,611.11 Net Book Value $1,274,611.11Leased Retail Store Lakewood, CO $6,481.60 Net Book Value $6,481.60Leased Retail Store Woodlands, TX $869,972.76 Net Book Value $869,972.76Leased Retail Store Walnut Creek, CA $2,767,544.02 Net Book Value $2,767,544.02Leased Retail Store Tualatin, OR $3,078.67 Net Book Value $3,078.67Leased Retail Store Pittsburgh, PA $1,735.83 Net Book Value $1,735.83Leased Retail Store Palm Beach Gardens, FL $4,887.70 Net Book Value $4,887.70Leased Retail Store Corte Madera, CA $1,610,754.49 Net Book Value $1,610,754.49Leased Retail Store El Segundo, CA $765,162.77 Net Book Value $765,162.77Leased Retail Store Greensboro, NC $8,799.32 Net Book Value $8,799.32Leased Retail Store Edina, MN $2,167.04 Net Book Value $2,167.04Leased Retail Store Sarasota, FL $475,847.62 Net Book Value $475,847.62Leased Retail Store Pembroke Pines, FL $1,132.61 Net Book Value $1,132.61Leased Retail Store Clinton Township, MI $154,223.09 Net Book Value $154,223.09Leased Retail Store Fresno, CA $418,991.71 Net Book Value $418,991.71Leased Retail Store Glendale, CA $825,832.99 Net Book Value $825,832.99Leased Retail Store Roseville, CA $589,877.99 Net Book Value $589,877.99Leased Retail Store Palo Alto, CA $433,792.85 Net Book Value $433,792.85Leased Retail Store South Barrington, IL $775.24 Net Book Value $775.24Leased Retail Store Naples, FL $320,296.72 Net Book Value $320,296.72Leased Retail Store Costa Mesa, CA $670,267.08 Net Book Value $670,267.08Leased Retail Store King of Prussia, PA $3,412.34 Net Book Value $3,412.34Leased Retail Store Aventura, FL $13,081.77 Net Book Value $13,081.77Leased Retail Store New York, NY $536,792.53 Net Book Value $536,792.53Leased Retail Store Troy, MI $13,402.36 Net Book Value $13,402.36Leased Retail Store Houston, TX $49,186.23 Net Book Value $49,186.23Leased Retail Store Burlingame, CA $30,669.16 Net Book Value $30,669.16Leased Retail Store Kansas City, MO $54,939.76 Net Book Value $54,939.76

SOAL AB55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest

Page 1 of 2


Description Location Net book value of debtors' interest Valuation method used for current value Current value of debtor's interestLeased Retail Store Glendale, WI $343,848.81 Net Book Value $343,848.81Leased Retail Store New York, NY $3,637,468.55 Net Book Value $3,637,468.55Leased Retail Store San Antonio, TX $608,687.81 Net Book Value $608,687.81Leased Retail Store Yonkers, NY $538,578.48 Net Book Value $538,578.48Leased Retail Store Natick, MA $589,956.52 Net Book Value $589,956.52Leased Retail Store Boulder, CO $452,913.91 Net Book Value $452,913.91Leased Retail Store Oak Brook, IL $714,802.78 Net Book Value $714,802.78Leased Retail Store Northbrook, IL $493,215.33 Net Book Value $493,215.33Leased Retail Store Atlanta, GA $576,060.82 Net Book Value $576,060.82Leased Retail Store Scottsdale, AZ $800,413.95 Net Book Value $800,413.95Leased Retail Store Lake Grove, NY $812,770.60 Net Book Value $812,770.60Leased Retail Store Denver, CO $737,516.28 Net Book Value $737,516.28Leased Retail Store Boca Raton, FL $1,040,766.39 Net Book Value $1,040,766.39Leased Retail Store San Diego, CA $1,050,686.23 Net Book Value $1,050,686.23Leased Retail Store White Plains, NY $628,993.62 Net Book Value $628,993.62Leased Retail Store Sugar Land, TX $647,120.72 Net Book Value $647,120.72Leased Retail Store Lawrenceville, NJ $865,068.42 Net Book Value $865,068.42Leased Retail Store Raliegh, NC $1,167,632.54 Net Book Value $1,167,632.54Leased Retail Store Birmingham, AL $903,589.10 Net Book Value $903,589.10Leased Retail Store Towson, MD $290.38 Net Book Value $290.38Leased Retail Store Paramus, NJ $3,445.08 Net Book Value $3,445.08Leased Retail Store Skokie, IL $519,622.62 Net Book Value $519,622.62Leased Retail Store Boston, MA $791,201.35 Net Book Value $791,201.35Leased Retail Store Ann Arbor, MI $828,159.47 Net Book Value $828,159.47Leased Retail Store Chicago, IL $1,178,196.04 Net Book Value $1,178,196.04Leased Retail Store San Francisco, CA $1,278,817.23 Net Book Value $1,278,817.23Leased Retail Store Providence, RI $1,036,921.71 Net Book Value $1,036,921.71Leased Retail Store La Jolla, CA $1,016,060.35 Net Book Value $1,016,060.35Leased Retail Store Alexandria, VA $1,418,315.87 Net Book Value $1,418,315.87Leased Retail Store Nanuet, NY $477,568.57 Net Book Value $477,568.57Leased Retail Store Centennial, CO $1,052,668.10 Net Book Value $1,052,668.10Leased Retail Store Novi, MI $837,326.09 Net Book Value $837,326.09Leased Retail Store Alpharetta, GA $401,529.44 Net Book Value $401,529.44Leased Retail Store Meridian, ID $866,593.46 Net Book Value $866,593.46Leased Retail Store Las Vegas, NV $1,553,967.06 Net Book Value $1,553,967.06Leased Retail Store Raleigh , NC $1,161,545.35 Net Book Value $1,161,545.35Leased Retail Store Madison, WI $1,391,880.29 Net Book Value $1,391,880.29Leased Retail Store Westlake, OH $2,201,307.34 Net Book Value $2,201,307.34Leased Retail Store Tampa, FL $1,513,260.23 Net Book Value $1,513,260.23Leased Retail Store Woodland Hills, CA $1,502,796.78 Net Book Value $1,502,796.78Leased Retail Store Dublin, CA $1,949,527.95 Net Book Value $1,949,527.95Leased Retail Store Southlake, TX $1,590,492.35 Net Book Value $1,590,492.35Leased Retail Store Huntersville, NC $1,379,753.40 Net Book Value $1,379,753.40Leased Retail Store Friendswood, TX $1,833,959.93 Net Book Value $1,833,959.93Leased Retail Store Dallas, TX $2,526,193.03 Net Book Value $2,526,193.03Leased Retail Store Los Angeles, CA $2,365,782.65 Net Book Value $2,365,782.65Leased Retail Store Fort Worth, TX $1,687,964.98 Net Book Value $1,687,964.98Leased Retail Store Grand Rapids, MI $1,794,302.57 Net Book Value $1,794,302.57Leased Retail Store Santa Clara, CA $1,600,772.29 Net Book Value $1,600,772.29Leased Retail Store Austin, TX $2,568,216.23 Net Book Value $2,568,216.23Leased Retail Store Woodbury, MN $1,974,913.29 Net Book Value $1,974,913.29Leased Retail Store Salt Lake City, UT $2,562,962.53 Net Book Value $2,562,962.53Leased Retail Store Germantown, TN $2,400,711.42 Net Book Value $2,400,711.42Leased Retail Store Dallas, TX $2,274,166.64 Net Book Value $2,274,166.64Leased Retail Store North Bethesda, MD $4,648,500.06 Net Book Value $4,648,500.06Leased Retail Store Brentwood , TN $2,219,469.46 Net Book Value $2,219,469.46Leased Retail Store Miami, FL $2,151,405.45 Net Book Value $2,151,405.45Leased Retail Store Oklahoma City, OK $2,990,681.61 Net Book Value $2,990,681.61Leased Retail Store Jacksonville, FL $2,079,915.40 Net Book Value $2,079,915.40Leased Retail Store West Palm Beach, FL $3,101,315.53 Net Book Value $3,101,315.53Leased Warehouse Space Brownsburg, IN $6,620,560.97 Net Book Value $6,620,560.97Leased Office Space Seattle, WA $4,934,586.41 Net Book Value $4,934,586.41

Total $145,581,493.63

Page 2 of 2




PART 10, QUESTION 60

PATENTS, COPYRIGHTS, TRADEMARKS, OR TRADE SECRETS



Description Current value of debtor's interestCanada Registered TrademarkRegistration #TMA499871, Serial #779513, Registration Date 9,1,1998 "Sur La Table"

Unknown

European Union Registered TrademarkRegistration #254573, Registration Date 6/19/2002 "Sur La Table"

Unknown

Japan Registered Trademark, Registration #4124148, Serial #25284/1996, Registration Date 3/13/1998 "Sur La Table"

Unknown

US Registered TrademarkRegistration #5120683, Serial #86784710, Registration Date 1/10/2017 "Make It Merry"

Unknown

US Registered TrademarkRegistration #2848066, Serial #76278027, Registration Date 6/1/2004 "Sur La Table"

Unknown

US Registered TrademarkRegistration #2594235, Serial #76278923, Registration Date 7/16/2002 "Sur La Table" (Stylized)

Unknown

US Registered TrademarkRegistration #3073426, Serial #78600519, Registration Date 3/28/2006 "Sur La Table" (Stylized)

Unknown

US Registered Trademark Registration #3679513 Serial#77677603, Registration Date 9/8/2009 Unknown

US Registered TrademarkRegisration #3151051 Serial #78748776, Registration Date 10/3/2006 Unknown

China pending Trademark Application # 1538940 Filed 11/15/2019 UnknownChina pending Trademark Application # 43281060 Filed 12/24/2019 UnknownEuropean Union Pending Trademark Application #1538940 Filed 11/15/2019 UnknownUS allowed Trademark Application #88/434,137 Filed 5/16/2019 UnknownUS allowed Trademark Application #88/434,140 Filed 5/16/2019 UnknownUS allowed Trademark Application #88/434,141 Filed 5/16/2019 UnknownUS allowed Trademark Application #88/434,142 Filed 5/16/2019 UnknownUS allowed Trademark Application #88/434,143 Filed 5/16/2019 UnknownUS pending Trademark Application #88/434,145 Filed 5/16/2019 UnknownUS allowed Trademark Application #88/487,701 Filed 6/25/2019 UnknownUS allowed Trademark Application #88/487,704 Filed 6/25/2019 UnknownUS allowed Trademark Application #88/487,708 Filed 6/25/2019 UnknownUS allowed Trademark Applicatin #88/487,710 Filed 6/25/2019 UnknownUS Allowed Trademark Application Serial #88215968 Filed 12/4/2018 UnknownUS Allowed Trademark Application Serial #88215978 Filed 12/4/2018 UnknownWIPO pending Trademark Applicatino IR No. 1538940 Filed 11/15/2019 UnknownCopyright Registration CSN0145347 UnknownCopyright Registration TX0006995157 UnknownCopyright Registration TX0007135130 UnknownCopyright Registration TX0007210878 UnknownCopyright Registration TX0007242814 UnknownCopyright Registration TX0007250245 UnknownCopyright Registration TX0007265327 UnknownCopyright Registration TX0007289741 UnknownCopyright Registration TX0007289741 UnknownCopyright Registration TX0007347178 UnknownCopyright Registration TX0007349358 UnknownCopyright Registration TX0007413416 Unknown

SOAL AB60. Patents, copyrights, trademarks, or trade secrets

Page 1 of 1




PART 10, QUESTION 61

INTERNET DOMAIN NAMES AND WEBSITES



Description Current value of debtor's interestacooksparadise.net, Web Forwarding Unknown

asharpknifeandsalt.com, Web Forwarding Unknown

cooksparadise.net, Web Forwarding Unknown

sharpknifeandsalt.com, Web Forwarding Unknown

sirlatable.com, Web Forwarding Unknown

sltnation.com, dns1.easydns.com|dns2.easydns.net|dns3.easydns.ca Unknown

surlatable-appliances.com, Web Forwarding Unknown

surlatable-bakeware.com, Web Forwarding Unknown

surlatable-barware.com, Web Forwarding Unknown

surlatable-cookbooks.com, Web Forwarding Unknown

surlatable-cooks-tools.com, Web Forwarding Unknown

surlatable-cookware.com, Web Forwarding Unknown

surlatable-copperware.com, Web Forwarding Unknown

surlatable-glassware.com, Web Forwarding Unknown

surlatable-housewares.com, Web Forwarding Unknown

surlatable-knives.com, Web Forwarding Unknown

surlatable.biz, ADNS Services Unknown

surlatable.com, dns1.easydns.com|dns2.easydns.net|dns3.easydns.ca|ns3.level3.net|ns4.level3.net Unknown

surlatable.net, dns1.easydns.com|dns2.easydns.net|dns3.easydns.ca|ns3.level3.net|ns4.level3.net Unknown

surlatable.org, Web Forwarding Unknown

surlatable.us, Web Forwarding Unknown

surlatableathome.com, ns1.bluehost.com|ns2.bluehost.com Unknown

surlatablecookingclass.com, Under Construction Page Unknown

surlatablecookingparty.com, Under Construction Page Unknown

surlatablehome.com, Under Construction Page Unknown

surlatableprivatechef.com, Under Construction Page Unknown

surlatableprviatedining.com, Under Construction Page Unknown

theartandsoulofcooking.com, Web Forwarding Unknown

theartandsoulofcooking.net, Web Forwarding Unknown

SOAL AB61. Internet domain names and websites

Page 1 of 1




PART 11, QUESTION

Documents

COLE SCHOTZ P.C. Court Plaza North Hackensack, New Jersey ... · Case 20-18368-MBK Doc 243 Filed 08/05/20 Entered 08/05/20 19:36:26 Desc Main Document Page 1 of 1000. 60743/0001-20906806v5