coin.fao.org · Web viewPROJECT TITLE: PROJECT SYMBOL: Recipient Country/ies: Resource Partner: FAO project ID: GEF/LDCF/SCCF Project ID: Executing Partner(s): …

PROJECT TITLE: PROJECT SYMBOL: Recipient Country/ies:

Resource Partner:

FAO project ID: GEF/LDCF/SCCF Project ID:

Executing Partner(s):

Expected EOD (starting date):

Expected NTE (End date):

Contribution to FAO’s Strategic Framework1

a. Strategic objective/Organizational Result:b. Regional Result/Priority Area:c. Country Programming Framework Outcome:

GEF Focal Area/LDCF/SCCF:

GEF/LDCF/SCCF Strategic Objectives:

Environmental Impact Assessment Category (insert √): A B C

Financing Plan: GEF/LDCF/SCCF allocation:Co-financing:

Subtotal Co-financing:

Total Budget:

USD USDUSDUSDUSD

USD

EXECUTIVE SUMMARY

FAO/GLOBAL ENVIRONMENT FACILITYPROJECT DOCUMENT

1 For projects operated by country offices, it is necessary to link projects in FPMIS at OR level. For all other projects, linkage at product/service level is necessary

1

TABLE OF CONTENTS

GLOSSARY OF ACRONYMS...........................................................4

SECTION 1 – RELEVANCE (STRATEGIC FIT AND RESULTS ORIENTATION)...51.1 GENERAL CONTEXT.........................................................5

1.1.1 Rationale..............................................................51.1.2 FAO’s comparative advantages..............................51.1.3 Participants and other stakeholders.......................51.1.4 Lessons learned from past and related work, including evaluations.....................................................51.1.5 Links to national development goals, strategies, plans, policy and legislation, GEF/LDCF/SCCF and FAO’s Strategic Objectives.......................................................5

SECTION 2 – PROJECT FRAMEWORK AND EXPECTED RESULTS................62.1 PROJECT STRATEGY........................................................62.2 PROJECT OBJECTIVES......................................................62.3 EXPECTED PROJECT OUTCOMES.......................................62.4 PROJECT COMPONENTS AND OUTPUTS.............................62.5 GLOBAL ENVIRONMENTAL BENEFITS/ADAPTATION BENEFITS.............................................................................62.6 COST EFFECTIVENESS (alternative strategies and methodologies considered)...................................................62.7 INNOVATIVENESS...........................................................6

SECTION 3 – FEASIBILITY (FUNDAMENTAL DIMENSIONS FOR HIGH QUALITY DELIVERY)......................................................................7

3.1 ENVIRONMENTAL IMPACT ASSESSMENT...........................73.2 RISK MANAGEMENT........................................................7

3.2.1 Risks and mitigation measures...............................73.2.2 Fiduciary risk analysis and mitigation measures (only for NEX projects)...................................................7

SECTION 4 – IMPLEMENTATION AND MANAGEMENT ARRANGEMENTS.....84.1 INSTITUTIONAL ARRANGEMENTS.....................................84.2 IMPLEMENTATION ARRANGEMENTS.................................8

4.3 FINANCIAL PLANNING AND MANAGEMENT..................84.3.1 Financial plan (by component, outputs and co-financier).......................................................................84.3.2 GEF/LDCF/SCCF inputs...........................................94.3.3 Government inputs................................................94.3.4 FAO inputs............................................................94.3.5 Other co-financiers inputs......................................94.3.6 Financial management of and reporting on GEF/LDCF/SCCF resources...............................................9

2

4.4 PROCUREMENT...............................................................94.5 MONITORING AND REPORTING.........................................9

4.5.1 Oversight and monitoring responsibilities..............94.5.2 Indicators and information sources........................94.5.3 Reporting schedule................................................94.5.4 Monitoring and evaluation plan summary...............9

4.6 PROVISION FOR EVALUATIONS........................................94.7 COMMUNICATION AND VISIBILITY....................................9

SECTION 5 – SUSTAINABILITY OF RESULTS.......................................105.1 SOCIAL SUSTAINABILITY................................................105.2 ENVIRONMENTAL SUSTAINABILITY.................................105.3 FINANCIAL AND ECONOMIC SUSTAINABILITY..................105.4 SUSTAINABILITY OF CAPACITIES DEVELOPED.................105.5 APPROPRIATENESS OF TECHNOLOGY INTRODUCED.........105.6 REPLICABILITY AND SCALING UP....................................10

APPENDICES...............................................................................11

APPENDIX 1: RESULTS MATRIX.......................................................12

APPENDIX 2: WORK PLAN (RESULTS BASED)......................................17

APPENDIX 3: RESULTS BUDGET.......................................................20

APPENDIX 4: RISK MATRIX............................................................25

APPENDIX 5: PROCUREMENT PLAN..................................................26

APPENDIX 6: TERMS OF REFERENCE (TORS)......................................27

OTHER APPENDICES AS REQUIRED BY THE PROJECT..........................28

3

GLOSSARY OF ACRONYMS

AWP/B Annual Work Plan and Budget

BH Budget Holder

CEO Chief Executing Officer (GEF)

EP Executing Partner

FAO Food and Agriculture Organization of the United Nations

FPMIS Field Project Management Information System

GEBs Global Environmental BenefitsGEF Global Environment FacilityGEFSEC GEF Secretariat

LTO Lead Technical OfficerLTU Lead Technical Unit

M&E Monitoring and Evaluation

PIF Project Identification Form (GEF)

PIR Project Implementation Review

PPG Project Preparation Grant (GEF)PPR Project Progress Report

PRODOC Project DocumentPSC Project Steering Committee

PY Project Year

STAP Scientific and Technical Advisory Panel

TCI Investment Centre Division (FAO)

TOR Terms of Reference

USD United States Dollar

4

SECTION 1 – RELEVANCE (strategic fit and results orientation)

1.1 GENERAL CONTEXTa) General development context related to the projectb) Global Environmental Benefits (GEB) status, threats and causes (for GEF

Projects)/Climate Change (CC) vulnerability (for LDCF/SCCF projects)c) Institutional and policy frameworkd) Problems the project will address

1.1.1 Rationalea) Baseline projects and investments for the next 3-5 years addressing the

identified GEB threats and causes and development of the CC vulnerable sector (main co-financing sources of the project)

b) Remaining barriers to address threats on GEB/CC vulnerabilitiesc) Incremental/additional reasoning (added value of the GEF/LDCF/SCCF

financing)

1.1.2 FAO’s comparative advantages

1.1.3 Participants and other stakeholders

1.1.4 Lessons learned from past and related work, including evaluations

1.1.5 Links to national development goals, strategies, plans, policy and legislation, GEF/LDCF/SCCF and FAO’s Strategic Objectives

a) Alignment national development goals and policiesb) Alignment with NAPA, NAPs, NBSAP, NIPs, NAMAc) Alignment with GEF focal area and/or LDCF/SCCF strategiesd) Alignment with FAO Strategic Framework and Objectives

5

SECTION 2 – PROJECT FRAMEWORK AND EXPECTED RESULTS

2.1 PROJECT STRATEGY

2.2 PROJECT OBJECTIVES

2.3 EXPECTED PROJECT OUTCOMES

2.4 PROJECT COMPONENTS AND OUTPUTS

2.5 GLOBAL ENVIRONMENTAL BENEFITS/ADAPTATION BENEFITS 2.6 COST EFFECTIVENESS (alternative strategies and methodologies considered)

2.7 INNOVATIVENESS

6

SECTION 3 – FEASIBILITY (FUNDAMENTAL DIMENSIONS FOR HIGH QUALITY DELIVERY)

3.1 ENVIRONMENTAL IMPACT ASSESSMENT

3.2 RISK MANAGEMENT

3.2.1 Risks and mitigation measures

3.2.2 Fiduciary risk analysis and mitigation measures (only for NEX projects)a) Macro analysisb) Micro analysisc) Action plan for capacity strengthening of Executing Partner if needed

7

SECTION 4 – IMPLEMENTATION AND MANAGEMENT ARRANGEMENTS

4.1 INSTITUTIONAL ARRANGEMENTS a) General institutional context and responsibilitiesb) Coordination with other ongoing and planned related initiatives

4.2 IMPLEMENTATION ARRANGEMENTS1-2 introductory paragraphs about the project management structure (very brief description of project set-up, including role of FAO, lead executing partner, etc., followed by a longer Project Steering Committee, Project Management/Coordination Unit, Project Task Force, Technical Advisory Group, where relevant, etc.)a) Roles and responsibilities of the executing partnersb) FAO’s role and responsibilities, as the GEF Agency (and as an executing

agency, when applicable), including delineation of responsibilities internally within FAO

c) Project technical, coordination and steering committeesd) Organizational chart

4.3 FINANCIAL PLANNING AND MANAGEMENT

4.3.1 Financial plan (by component, outputs and co-financier)

This table should be copied in from the Excel budget deleting the tables below only inserted for demonstration.

Component/output

[Insert name of

co-financier]

[Insert name of

co-financier]

[Insert name of

co-financier]

Total Co-

finan-cing

% Co-

finan-cing

GEF % GEF Total

Component. 1: [Insert component title] O 1.1.1: [Insert output, eventually abbreviated]

O 1.1.2: …

…

…

…

… Component 2: [Insert component title] O 2.1.1: [Insert output, eventually abbreviated]

O 2.1.2:…

…

…

… Component 3: [Insert component title] O 3.1.1: [Insert output, eventually abbreviated]

O 3.1.2:…

8

…

Component 4: [Insert component title] O 4.1.1: [Insert output, eventually abbreviated]

O 4.1.2: …

… Component 5: [Insert component title] …

…Project ManagementTotal Project

4.3.2 GEF/LDCF/SCCF inputs

4.3.3 Government inputs

4.3.4 FAO inputs

4.3.5 Other co-financiers inputs

4.3.6 Financial management of and reporting on GEF/LDCF/SCCF resources

4.4 PROCUREMENT

4.5 MONITORING AND REPORTING

4.5.1 Oversight and monitoring responsibilities

4.5.2 Indicators and information sources

4.5.3 Reporting schedule

4.5.4 Monitoring and evaluation plan summary

4.6 PROVISION FOR EVALUATIONS

4.7 COMMUNICATION AND VISIBILITY

9

SECTION 5 – SUSTAINABILITY OF RESULTS

1.2.

5.1 SOCIAL SUSTAINABILITY Local socioeconomic benefits link to GEB including food security, gender equality and mainstreaming, and indigenous people

5.2 ENVIRONMENTAL SUSTAINABILITY

5.3 FINANCIAL AND ECONOMIC SUSTAINABILITY

5.4 SUSTAINABILITY OF CAPACITIES DEVELOPED

5.5 APPROPRIATENESS OF TECHNOLOGY INTRODUCED

5.6 REPLICABILITY AND SCALING UP

10

APPENDICES

11

APPENDIX 1: RESULTS MATRIX

Project outcomes and impacts: 1

Objective/Impact Baseline Outcome indicators AssumptionsGlobal Environmental Objective:

Project Development Objective: 2

Component 1: Component 1: Component 1:




1 Please insert/delete rows for components as needed2 In line with FAO SOs

12

Project outputs and outcomes:1

Indicators Baseline2 Target

Milestones towards achieving output and outcome targets Data Collection and Reporting

Year 1 Year 2 Year 3 Year 4 Year 5 Means of verification

Responsible for Data

CollectionComponent 1: [Component title]Outcome 1.1....Output 1.1.1...Output 1.1.2...Output 1.1.3...Outcome 1.2...Output 1.2.1...Output 1.2.2...Output 1.2.3...

1 Please insert/delete columns for project years and rows for outputs and outcomes as needed. 2 Value in the case of quantitative indicators and description of situation in the case of qualitative indicators. Please insert the year of the baseline

13

Indicators Baseline Target








Responsible for Data Collection

Component 3: [Component title]Outcome 3.1....Output 3.1.1...Output 3.1.2...Output 3.1.3...Outcome 3.2

14




Responsible for Data Collection

...Output 3.2.1...Output 3.2.2...Output 3.2.3...






15





CollectionComponent 5 [Component title]Outcome 5.1....Output 5.1.1...Output 5.1.2...Output 5.1.3...Outcome 5.2...Output 5.2.1...Output 5.2.2...Output 5.2.3...

16

APPENDIX 2: WORK PLAN (RESULTS BASED)

Insert rows, components and outputs as needed

Output Activities

Responsible institution/

entity

Year 1 Year 2 Year 3 Year 4

Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4

Component 1: [Insert title]Output 1.1.1 Activity

Activity

Activity

Activity

Output 1.1.2 Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Component 2: [Insert title]

17

Output Activities


entity



Output 2.2.1. Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Component 3: [Insert title]Output 3.1.1 Activity

Activity

Activity

Activity

Output ... Activity

Activity

Activity

Activity

Output ... Activity

18

Output Activities


entity



Activity

Activity

ActivityOutput ... Activity

Activity

Activity

Activity

Project Management Activity

ActivityActivity

Activity

Activity

19

APPENDIX 3: RESULTS BUDGET

These tables should be copied in from the Excel budget deleting the two tables below only inserted for demonstration. Component. 1: [Insert component title]

Component 2: [Insert component title]




O 1.1.1: [Insert output, eventually abbreviated]




O 5.1.1 : [Insert output, eventually abbreviated]













BUDGET IN USD Total Expenditures by year

Oracle code and description Unit

No. of units

Unit cost

Component 1: Component 2: Component 3: Component 4: Component 5: PM GEF Year 1 Year 2 Year 3 Year4 Year 5

1.1.1 1.1.2 1.2.1 1.2.2 Total 2.1.1 2.1.2 2.1.3 2.2.1 2.2.2 Total 3.1.1 3.1.2 3.2.1 Total 4.1.1 4.1.2 4.2.1 Total 5.1.1 5.1.2 Total 5300 Salaries professionals 0 0 0 0 0 0 0 5300 Sub-total salaries professionals 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 05570 International Consultants 0 0 0 0 0 Sub-total international Consultants 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0National consultants 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

20

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Sub-total national Consultants 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 05570 Sub-total consultants 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 05650 Contracts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5650 Sub-total Contracts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 05900 Travel 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0

21

0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5900 Sub-total travel 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 05023 Training and workshops 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

22

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5023 Sub-total training 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 06000 Expendable procurement 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6000 Sub-total expendable procurement 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 06100 Non-expendable procurement 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

23

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6100 Sub-total non-expendable procurement 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 06300 GOE budget 0 0 0 0 0 0 0 0 0 0 0 0 6300 Sub-total GOE budget 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0TOTAL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

SUBTOTAL Comp 1 0 #DIV/0!SUBTOTAL Comp 2 0 #DIV/0!SUBTOTAL Comp 3 0 #DIV/0!SUBTOTAL Comp 4 0 #DIV/0!SUBTOTAL Comp 5 0 #DIV/0!SUBTOTAL Project Management 0 #DIV/0!TOTAL GEF 0 #DIV/0!

24

APPENDIX 4: RISK MATRIX

Please use format from the “FAO Guide to the Project Cycle”

25

APPENDIX 5: PROCUREMENT PLAN

Please use format from the “FAO Guide to the Project Cycle”

26

APPENDIX 6: TERMS OF REFERENCE (TORS)

27

OTHER APPENDICES AS REQUIRED BY THE PROJECT

28

Documents

coin.fao.org · Web viewPROJECT TITLE: PROJECT SYMBOL: Recipient Country/ies: Resource Partner: FAO project ID: GEF/LDCF/SCCF Project ID: Executing Partner(s): …