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Cohort StudyCohort Study
Ram Rangsin, MD MPH Ram Rangsin, MD MPH DrPHDrPHDepartment of Military and Community MedicineDepartment of Military and Community MedicinePhramongkutklao College of Medicine, THAILANDPhramongkutklao College of Medicine, THAILAND
1
Learning objectivesLearning objectives
•• Students are able to identify the fundamental concepts Students are able to identify the fundamental concepts
of cohort study design.of cohort study design.
•• Students are able to identify types of cohort studiesStudents are able to identify types of cohort studies
•• Students are able to design a simple cohort studyStudents are able to design a simple cohort study
•• Student are able to understand the concept of Poisson Student are able to understand the concept of Poisson
Regression Model using in data analysis of the Cohort Regression Model using in data analysis of the Cohort
Study Study
2
Epidemiological StudiesEpidemiological Studies
•• Describe the problemDescribe the problem
–– How large is the problem?How large is the problem?
–– How dose the problem distribute in the How dose the problem distribute in the population?population?population?population?
–– Descriptive StudyDescriptive Study
•• TimeTime
•• PlacePlace
•• PersonPerson
3
Classification epidemiological studyClassification epidemiological study
ObservationObservation(natural exposure)(natural exposure)
ExperimentExperiment(exposure given by researcher)(exposure given by researcher)
Descriptive Descriptive (no comparison group)(no comparison group)
Analytic Analytic (with comparison group)(with comparison group)
CrossCross--sectionalsectional Case controlCase control CohortCohort
4
Hierarchy of Hierarchy of Epidemiological studiesEpidemiological studies
Analytic
Experiment•• Clinical TrialClinical Trial
•• CohortCohort
•• CrossCross--sectional / Case controlsectional / Case control
Descriptive
Analytic•• CrossCross--sectional / Case controlsectional / Case control
•• CrossCross--sectionalsectional
•• Case seriesCase series
•• Case reportCase report
5
Cohort StudyCohort Study
•• The most powerful observational study for The most powerful observational study for
identifying an association between risk factors identifying an association between risk factors
and a diseaseand a diseaseand a diseaseand a disease
•• The most time consuming The most time consuming
•• The most expensive The most expensive
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“COHORT”“COHORT”“COHORT”“COHORT”
A unit of A unit of 300300--600 600 men men in the ancient Roman armyin the ancient Roman army
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A Roman CohortA Roman Cohort
Two centuries made one maniple and three maniples made up one cohort. Two centuries made one maniple and three maniples made up one cohort.
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“COHORT”“COHORT”
in Epidemiologyin Epidemiology
A group of persons who are followed A group of persons who are followed over timeover time
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•• Start with a group of people without the diseaseStart with a group of people without the disease
•• Then divide people based on the basis of the Then divide people based on the basis of the
exposure to a suspected risk factorexposure to a suspected risk factor
Cohort StudyCohort Study
•• Follow the Follow the “whole group”“whole group” for a period of timefor a period of time
•• Then asses the disease occurrence outcomeThen asses the disease occurrence outcome
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EffectEffectCauseCause
Using epidemiology to identify Using epidemiology to identify the cause of a diseasethe cause of a disease
EffectEffectCauseCause
••RISK FACTORRISK FACTOR ••CigaretteCigarette
••DISEASE DISEASE ••Lung CancerLung Cancer
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EffectEffectCauseCause
FactorsFactors DiseaseDisease
CaseCase--ControlControl
FactorsFactors DiseaseDisease
Cohort12
FactorsFactors
DiseaseDisease
ExposedExposed Not ExposedNot Exposed
DevelopDevelopDiseaseDisease
Do NotDevelopDisease
DevelopDevelopDiseaseDisease
Do NotDevelopDisease
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When we are conducting a cohort When we are conducting a cohort study,study,
we are dealing with we are dealing with “INCIDENCE”.“INCIDENCE”.
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IncidenceIncidence
•• Population Population 1010,,000 000 peoplepeople
•• Blood pressure measurementBlood pressure measurement
•• 1000 1000 people had BP >= people had BP >= 140140//90 90 mmHgmmHg
•• Please design a study to identify Please design a study to identify incidence of HT in this populationincidence of HT in this population
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Type of Cohort StudyType of Cohort Study
I. Concurrent Cohort StudyI. Concurrent Cohort Study
(Prospective Cohort Study)(Prospective Cohort Study)
ExposedExposed Not ExposedNot Exposed20201919
16
DevelopDevelopDiseaseDisease
Do NotDevelopDisease
ExposedExposed Not ExposedNot Exposed
DevelopDevelopDiseaseDisease
Do NotDevelopDisease
20201919
20202929
Type of Cohort StudyType of Cohort Study
II. Retrospective Cohort StudyII. Retrospective Cohort Study
(Take advantage of records collected)(Take advantage of records collected)
ExposedExposed Not ExposedNot Exposed19701970
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DevelopDevelopDiseaseDisease
Do NotDevelopDisease
ExposedExposed Not ExposedNot Exposed
DevelopDevelopDiseaseDisease
Do NotDevelopDisease
19701970
20201919
ExposedExposed Not ExposedNot Exposed
SmokeSmoke
##500 500 personspersons
Not SmokeNot Smoke
##500 500 personspersons
19701970 Persons without the disease!!!!Persons without the disease!!!!
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DiseaseDisease No DiseaseNo Disease
##500 500 personspersons
Lung CancerLung Cancer
# # 4545
No Lung CancerNo Lung Cancer
# # 455455
##500 500 personspersons
DiseaseDisease No DiseaseNo Disease
Lung CancerLung Cancer
# # 11No Lung CancerNo Lung Cancer
# # 499499
20201919
CA LungCA Lung No CANo CA
SmokeSmoke
Not smokeNot smoke
4545 455455
11 499499
500500
500500
•• Incidence of Smoker who develop Lung Cancer = Incidence of Smoker who develop Lung Cancer = 45 45 //500500
•• Incidence of Non Incidence of Non --Smoker Smoker whodevelopwhodevelop Lung Cancer = Lung Cancer = 1 1 //500500
•• Relative Risk of smoking for Lung Cancer = = Relative Risk of smoking for Lung Cancer = = 4545
•• Those who smoked were Those who smoked were 45 45 times more likelytimes more likely to get to get
lung cancer.lung cancer.
4545//500500
11//500500
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Relative RiskRelative Risk
CA LungCA Lung No CANo CA
SmokeSmoke AA BB A+BA+BA+BA+B
Not smokeNot smoke CC DD C+DC+DC+DC+D
Relative Risk Relative Risk = = A/A+BC/C+D
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Interpretation of Relative Risk Interpretation of Relative Risk (RR)(RR)
Interpretation of Relative Risk Interpretation of Relative Risk (RR)(RR)
•• Relative Risk of smoking for CA Lung = Relative Risk of smoking for CA Lung = 4545
•• Those who smoked Those who smoked were were 45 45 times more times more likelylikely to develop lung cancer than those to develop lung cancer than those likelylikely to develop lung cancer than those to develop lung cancer than those who did not smoke.who did not smoke.
21
Cohort StudyCohort StudyCohort StudyCohort Study
Comparison between
“a group of persons “a group of persons with with
a factor a factor ---- Exposed”Exposed”a factor a factor ---- Exposed”Exposed”
VS
“a group of persons “a group of persons without without
the factor the factor ---- NonNon--exposed”exposed”
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Measurement of AssociationsMeasurement of Associations
•• CrossCross--sectional sectional Prevalence Rate RatioPrevalence Rate Ratio
•• CaseCase--Control Control
•• Cohort Cohort
Odds RatioOdds Ratio
Relative RiskRelative Risk
23
Advantages Advantages of a cohort studyof a cohort study
•• Temporal sequence Temporal sequence (exposure occur prior to (exposure occur prior to
the disease)the disease) can be more clearly establishedcan be more clearly established
•• Well suited for assessing the effect of RARE Well suited for assessing the effect of RARE
EXPOSURE (e.g. Radiation,)EXPOSURE (e.g. Radiation,)EXPOSURE (e.g. Radiation,)EXPOSURE (e.g. Radiation,)
–– Persons are enrolled on the basis of exposurePersons are enrolled on the basis of exposure
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Advantages Advantages of a cohort studyof a cohort study
•• Able to examine multiple diseases outcome of a Able to examine multiple diseases outcome of a
single exposuresingle exposure
–– The Nurse Health Study, USAThe Nurse Health Study, USA
–– 120120,,000 000 female nursesfemale nurses
–– Exposure: Exposure: Oral Contraceptive PillOral Contraceptive Pill
–– Outcomes: Outcomes:
•• Breast cancerBreast cancer
•• Ovarian CancerOvarian Cancer
•• Malignant melanomaMalignant melanoma
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DisadvantagesDisadvantages
•• Insufficient for the evaluation of rare diseasesInsufficient for the evaluation of rare diseases
•• Extremely expensive and time consuming Extremely expensive and time consuming
(Prospective)(Prospective)
Required the availability of adequate records Required the availability of adequate records •• Required the availability of adequate records Required the availability of adequate records
(Retrospective)(Retrospective)
•• Loss to followLoss to follow--upup
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Rate Rate
•• The central tool of Epidemiology is the The central tool of Epidemiology is the comparison of RATEScomparison of RATES
•• RATE = RATE = NumeratorNumerator•• RATE = RATE = NumeratorNumerator DenominatorDenominator
–– Mortality RateMortality Rate–– PrevalencePrevalence–– IncidenceIncidence
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There are two ways of measuring
11) ) Cumulative incidence Cumulative incidence
= number of new case in specified time = number of new case in specified time population at risk in specified timepopulation at risk in specified time
X X 1010(n)(n)
Measuring the incidenceMeasuring the incidence
population at risk in specified timepopulation at risk in specified time
= = 4040 = = 11..2525 //11,,000000 3232,,000000
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22) ) Incidence density or Incidence rateIncidence density or Incidence rate
• Adding “TIME Dimension” into the denominator
Measuring the incidenceMeasuring the incidence
• ppersonerson--month, month, ppersonerson--yearyear
•• 1 1 ppersonerson--year year = Following = Following 1 1 person for person for 1 1 year periodyear period
•• 10 10 ppersonerson--year year = Following = Following 1 1 person for person for 10 10 year periodyear period
= Following = Following 10 10 persons for persons for 1 1 year periodyear period
“Person“Person--time”time”
1 1 pp--yy 1 1 pp--yy
1 1 pp--yy
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•• 22) Incidence density or Incidence rate) Incidence density or Incidence rate
= = Number of new case in specified time Number of new case in specified time
PersonPerson--years of observation which is disease freeyears of observation which is disease free
Measuring the incidenceMeasuring the incidence
X 10(n)
PersonPerson--years of observation which is disease freeyears of observation which is disease free
•• If If 100 100 subjects are followed for subjects are followed for 1 1 yearyear and and 20 20 develop diseasedevelop disease, the incidence density is, the incidence density is
•• 20 20 cases/cases/100 100 personperson--years of observationyears of observation
•• 20 20 = = 20 20 / / 100 100 personperson--yearsyears
100 100 personperson--yearsyears1 1 pp--yy 1 1 pp--yy
1 1 pp--yy
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Relationship between cigarette smoking and incidence rate of stroke
in a study of 118,539 population in over 8 years period
SmokingSmoking No. of stroke PersonNo. of stroke Person--yearsyears Incidence rateIncidence rate
of observationof observation //100100,,000 000 personperson--yearsyearsof observationof observation //100100,,000 000 personperson--yearsyears
Never 70 395,594 17.7
Ex-smoker 65 232,712 27.9
Smoker 139 280,141 49.6
TotalTotal 274274 908908,,477477 3030..22
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Database of Database of 118118,,539 539 subjectssubjects
ID Age smoking Stroke Enter Last
Contact Person-Year
1 18 No No 1990 1998 8
2 36 No No 1990 1992 2
3 50 Yes Yes 1991 1998 7
4 42 Ex No 1993 1995 2 4 42 Ex No 1993 1995 2
. . . . . . .
118,539 24 Yes No 1993 1998 5
Total 908,477
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Relationship between cigarette smoking Relationship between cigarette smoking and incidence rate of strokeand incidence rate of stroke
in a study of in a study of 118118,,539 539 population population in over in over 8 8 years periodyears period
SmokingNo.
of stroke
Person-years
of observation
Incidence rate
/100,000
person-years
Relative Risk
33
Never 70 395,594 17.7
Ex-smoker 65 232,712 27.9
Smoker 139 280,141 49.6
Total 274 908,477 30.2
Data Analysis Data Analysis in Cohort Studyin Cohort Study
• Incidence – Cumulative incidence = … / 100 persons
– Incidence Rate (Density) = … / 100 person-years
• Relative Risk: Univariate Analysis• Relative Risk: Univariate Analysis– Cumulative incidence = Relative Risk (… / 100 persons)
– Incidence Rate (Density) = Relative Risk (… / 100 person-years)
• Relative Risk: Multivariate Analysis– Cumulative incidence = Adjusted Relative Risk
Multiple Logistic Regression Model
– Incidence Rate (Density) = Adjusted Relative Risk
Poisson Regression Model
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Poisson DistributionPoisson Distribution
18381838: : Recherches sur la probabilité Recherches sur la probabilité des jugements en matières des jugements en matières criminelles et matière civilecriminelles et matière civile
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“Research on the Probability of Judgments in Criminal “Research on the Probability of Judgments in Criminal and Civil Matters”and Civil Matters”
Poisson DistributionPoisson Distribution
40
50
60
70
CountsCounts
Number of occurrences of an event in a give time span Number of occurrences of an event in a give time span
36
0
10
20
30
0 1 2 3 4 5 6 7 8 9
Full Moon
Number of crimes per day (N=Number of crimes per day (N=183 183 full moon days )full moon days )
CountsCounts
Mean=1.4
Poisson DistributionPoisson Distribution
60
80
100
120
CountsCounts
Number of occurrences of an event in a give time span Number of occurrences of an event in a give time span
37
0
20
40
60
0 1 2 3 4 5 6 7 8 9
New Moon
Number of crimes per day (N=Number of crimes per day (N=186 186 new moon days )new moon days )
CountsCounts
Mean=0.5
Poisson DistributionPoisson Distribution
60
80
100
120
CountsCounts
Number of occurrences of an event in a give time span Number of occurrences of an event in a give time span
38
0
20
40
60
0 1 2 3 4 5 6 7 8 9
Full Moon New Moon
Number of crimes per day (N=Number of crimes per day (N=183 183 full moon days & N=full moon days & N=186 186 new moon days )new moon days )
CountsCounts
Mean=1.4 Mean=0.5
Poisson ModelsPoisson Models
•• Incidence rates can be calculated Incidence rates can be calculated from the results as follows:from the results as follows:
•• IR = e IR = e bb00++ bb
11xx
11+ b+ b
22xx
22+….++….+bb
kkxx
kk•• IR = e IR = e bb00++ bb
11xx
11+ b+ b
22xx
22+….++….+bb
kkxx
kk
•• Relative Risk of XRelative Risk of X11= = eeBB11
Framingham studyFramingham study
•• Framingham study of Framingham study of
cardiovascular diseasecardiovascular disease
–– Individuals Individuals 30 30 –– 62 62 years old in years old in –– Individuals Individuals 30 30 –– 62 62 years old in years old in
community at risk for diseasecommunity at risk for disease
–– Framingham, MA, Framingham, MA, 1948 1948 to presentto present
44,,46946922,,44544522,,024024RespondentsRespondents
66,,50750733,,4334333,0743,074Random SampleRandom Sample
Total Total No. No. WomenWomen
No. No. MenMen
Framingham study
55,,12712722,,84584522,,282282Total free of CHDTotal free of CHD
734734427427307307Volunteers free of CHD Volunteers free of CHD
44,,39339322,,41841819751975Respondents free of CHDRespondents free of CHD
740740428428312312VolunteersVolunteers
Framingham studyFramingham study
Cholesterol level CHD No CHD Total
`High'`High' 5757 305305 362362
`Low' <250`Low' <250 7171 10981098 11691169
Exposure assessmentExposure assessment
•• Exposed VS NonExposed VS Non--exposedexposed
•• Fixed ExposureFixed Exposure
•• TimeTime--dependent Exposure(Exposure dependent Exposure(Exposure level changes through time)level changes through time)level changes through time)level changes through time)
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Fixed ExposureFixed Exposure
•• Exposure do not change over timeExposure do not change over time
–– Sex (Male / Female)Sex (Male / Female)
–– Blood group (A / B / O / AB)Blood group (A / B / O / AB)–– Blood group (A / B / O / AB)Blood group (A / B / O / AB)
–– Race (White / Black / Asian)Race (White / Black / Asian)
–– Expose to radiation from the power plant Expose to radiation from the power plant
explosionexplosion
–– Adult heightAdult height
44
TimeTime--dependentdependent
• Exposure level changes over time
– Body weight
– Alcohol consumption– Alcohol consumption
– Blood pressure level
45
Outcome assessmentOutcome assessment
•• DiseaseDisease
•• Specify clearly what is your Specify clearly what is your final outcomefinal outcome
–– DiseaseDisease–– DiseaseDisease
–– DeathDeath
–– Intermediate outcomesIntermediate outcomes
•• CDCD44+ count+ count
•• Increased Increased CreatinineCreatinine
46
Conducting a Cohort StudyConducting a Cohort Study
• Selecting a group of people without
the disease
•• Defining the Exposed groupDefining the Exposed group•• Defining the Exposed groupDefining the Exposed group
• Defining the Non-exposed group
•• Evaluate the disease outcome Evaluate the disease outcome
among both Exposed and Nonamong both Exposed and Non--
exposedexposed
• Calculating Relative Risk
47
•• You are interested in the association You are interested in the association
between blood cholesterol level and between blood cholesterol level and
Conducting a Cohort StudyConducting a Cohort Study
between blood cholesterol level and between blood cholesterol level and
coronary artery heart diseasecoronary artery heart disease
•• Please conduct a cohort study to verify Please conduct a cohort study to verify
the association the association
48
•• What population would you like to start What population would you like to start with?with?
Conducting a Cohort StudyConducting a Cohort StudyConducting a Cohort StudyConducting a Cohort Study
with?with?
49
•• How can you identify those who will How can you identify those who will be the “study population”?be the “study population”?
Conducting a Cohort StudyConducting a Cohort Study
be the “study population”?be the “study population”?
50
•• How can you identify exposed and How can you identify exposed and nonnon--exposed groups?exposed groups?
Conducting a Cohort StudyConducting a Cohort Study
nonnon--exposed groups?exposed groups?
51
•• What is you followWhat is you follow--up plan?up plan?
–– What is you outcome of interest?What is you outcome of interest?
Conducting a Cohort StudyConducting a Cohort Study
–– What is you outcome of interest?What is you outcome of interest?
–– How often you would like to asses the How often you would like to asses the
outcome?outcome?
–– How long will you follow the population?How long will you follow the population?
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•• What is you plan for the analysis?What is you plan for the analysis?
Conducting a Cohort StudyConducting a Cohort Study
–– What will be the measurement of What will be the measurement of
association from your study?association from your study?
–– What would you like to compare? What would you like to compare?
53
ReferencesReferences
•• GordisGordis, L, L. . 20002000. . Epidemiology, Epidemiology, 22nd nd eded.., Philadelphia, Philadelphia: : WW..BB. . SaundersSaunders..
•• Last, MLast, M. . etet. . alal. . 20012001. . Dictionary of Dictionary of Epidemiology, Epidemiology, 44th th eded.., New York; Oxford , New York; Oxford University PressUniversity Press..University PressUniversity Press..
•• HennekensHennekens, H, H. . HH.., et, et. . alal. . 19871987, Epidemiology in , Epidemiology in Medicine, BostonMedicine, Boston: : Little, BrownLittle, Brown..
•• [email protected]@pmk.ac.th
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