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COGITA is made possible by
Bologna, 23 October 2014
European Public Policies on CSR: The perceptions SMEs
Eleni Apospori, Ph.D.Assistant Professor of Organisational Behaviour and Communication
Athens University of Economics and Business - Research Centre / Business Communication Laboratory
COGITA PROJECT – Final Conference
Bologna, 23 October 2014
COGITA is made possible by
Bologna, 23 October 2014
COGITA provides input to public policy by supporting the uptake of an Integrated Concept of Corporate Social Responsibility (CSR) in Small and Medium-sized Enterprises (SMEs)
Three-dimensional approach for integrated CSR associating CSR public policy themes, CSR public policy instruments, and SME fields of action on CSR.
CSR Public policy themes: Awareness Raising, Capacity Building, Transparency, Supply Chains, Branding & Communication
CSR instruments for implementing these policies: Economic, Informational, Partnering, Hybrid, Legal
CSR fields of action: Leadership, Workforce, Market, Environment, Society
2
IntroductionThe COGITA project
COGITA is made possible by
Bologna, 23 October 20143
IntroductionThe integrated COGITA approach to CSR
X-axis: public policy themes•Awareness•Capacity Building•Transparency•Supply Chains•Branding & Communication
Y-axis: CSR fields of action•Leadership•Workforce•Market•Environment•Society
Z-axis: public policy instruments•Legal•Economic/Financial•Informational•Partnering•Hybrid
COGITA is made possible by
Bologna, 23 October 2014
Public authorities should select an “optimum” mix of CSR policy themes and policy instruments to support SMEs to uptake CSR actions.
Important to have a picture of how SMEs evaluate the dimensions of the integrated CSR concept.
CSR fields of action and public policy themes:o Importanceo Degree of public support needed by SMEso Degree of support provided by public authorities
Public policy instruments:o Importanceo Effectiveness
4
IntroductionThe integrated COGITA approach to CSR
COGITA is made possible by
Bologna, 23 October 2014
Survey population: companies operating in the 13 project partner regions.
Sampling unit: SME which may or may not perform CSR activities
Questionnaire structure:o SME’s characteristicso Assessment of CSR fields of actiono Assessment of public policy themeso Assessment of public policy instrumentso Overall status of CSR at regional level
Scale:o 6-point Likert scale (1 = none / 6 = very high)
5
IntroductionSurvey methodology
COGITA is made possible by
Bologna, 23 October 2014
Sample characteristicso Sample size: 230 companies from 12 countrieso 89% are SMEso 81% already implement some CSR actionso Frequency per country:
6
IntroductionSample characteristics
COGITA is made possible by
Bologna, 23 October 2014
Five Fields of CSR Action
7
Analysis of the ResultsCSR Fields of CSR Action
Fields of CSR Importance for your company
Support needed Support offered by public
authoritiesLEADERSHIP (Company owners and managers shape the culture and values of the organisation. They demonstrate the firm’s commitment by managing in a transparent, ethical way and leading by example)
none very high I don’t know
none very high I don’t know
none very high I don’t know
WORKFORCE (Companies commit to their workforce by respecting employee rights, work/life balance and occupational safety/health, by investing in employee development and training and facilitating diversity and equal opportunity in the workforce)
none very high I don’t know
none very high I don’t know
none very high I don’t know
MARKET (product safety, service quality, innovation, fair pricing, responsible supply chain management, ethical advertising)
none very high I don’t know
none very high I don’t know
none very high I don’t know
ENVIRONMENT (biodiversity, recycling, waste and water management, resources and energy efficiency, “greener” supply chains, e.g. reuse of water in production process)
none very high I don’t know
none very high I don’t know
none very high I don’t know
SOCIETY (Human rights, healthcare, education, poverty, local infrastructure, spreading the word about CSR)
none very high I don’t know
none very high I don’t know
none very high I don’t know
Fields of CSR Importance for your company
Support needed Support offered by public
authoritiesLEADERSHIP (Company owners and managers shape the culture and values of the organisation. They demonstrate the firm’s commitment by managing in a transparent, ethical way and leading by example)
none very high I don’t know
none very high I don’t know
none very high I don’t know
WORKFORCE (Companies commit to their workforce by respecting employee rights, work/life balance and occupational safety/health, by investing in employee development and training and facilitating diversity and equal opportunity in the workforce)
none very high I don’t know
none very high I don’t know
none very high I don’t know
MARKET (product safety, service quality, innovation, fair pricing, responsible supply chain management, ethical advertising)
none very high I don’t know
none very high I don’t know
none very high I don’t know
ENVIRONMENT (biodiversity, recycling, waste and water management, resources and energy efficiency, “greener” supply chains, e.g. reuse of water in production process)
none very high I don’t know
none very high I don’t know
none very high I don’t know
SOCIETY (Human rights, healthcare, education, poverty, local infrastructure, spreading the word about CSR)
none very high I don’t know
none very high I don’t know
none very high I don’t know
Fields of CSR Importance for your company
Support needed Support offered by public
authoritiesLEADERSHIP (Company owners and managers shape the culture and values of the organisation. They demonstrate the firm’s commitment by managing in a transparent, ethical way and leading by example)
none very high I don’t know
none very high I don’t know
none very high I don’t know
WORKFORCE (Companies commit to their workforce by respecting employee rights, work/life balance and occupational safety/health, by investing in employee development and training and facilitating diversity and equal opportunity in the workforce)
none very high I don’t know
none very high I don’t know
none very high I don’t know
MARKET (product safety, service quality, innovation, fair pricing, responsible supply chain management, ethical advertising)
none very high I don’t know
none very high I don’t know
none very high I don’t know
ENVIRONMENT (biodiversity, recycling, waste and water management, resources and energy efficiency, “greener” supply chains, e.g. reuse of water in production process)
none very high I don’t know
none very high I don’t know
none very high I don’t know
SOCIETY (Human rights, healthcare, education, poverty, local infrastructure, spreading the word about CSR)
none very high I don’t know
none very high I don’t know
none very high I don’t know
Fields of CSR Importance for your company
Support needed Support offered by public
authoritiesLEADERSHIP (Company owners and managers shape the culture and values of the organisation. They demonstrate the firm’s commitment by managing in a transparent, ethical way and leading by example)
none very high I don’t know
none very high I don’t know
none very high I don’t know
WORKFORCE (Companies commit to their workforce by respecting employee rights, work/life balance and occupational safety/health, by investing in employee development and training and facilitating diversity and equal opportunity in the workforce)
none very high I don’t know
none very high I don’t know
none very high I don’t know
MARKET (product safety, service quality, innovation, fair pricing, responsible supply chain management, ethical advertising)
none very high I don’t know
none very high I don’t know
none very high I don’t know
ENVIRONMENT (biodiversity, recycling, waste and water management, resources and energy efficiency, “greener” supply chains, e.g. reuse of water in production process)
none very high I don’t know
none very high I don’t know
none very high I don’t know
SOCIETY (Human rights, healthcare, education, poverty, local infrastructure, spreading the word about CSR)
none very high I don’t know
none very high I don’t know
none very high I don’t know
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
COGITA is made possible by
Bologna, 23 October 2014
Importance of CSR Fields of Action
8
Analysis of the ResultsCSR Fields of CSR Action
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
COGITA is made possible by
Bologna, 23 October 2014
Support Needed vs. Support Offered
9
Analysis of the ResultsCSR Fields of CSR Action
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
5,08
3,55 4,033,02
3,04
COGITA is made possible by
Bologna, 23 October 2014
Five CSR policy themes
10
Analysis of the ResultsCSR Policy Themes
Importance for your company
Support needed Support offered by public authorities
AWARENESS ON IMPACT OF CSR (Awareness among executive board and the employees of the SMEs about the potential positive impact of the CSR)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CAPACITY FOR CSR (Successful CSR implementation requires the respective skills of employees and resources by the company as a whole)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
TRANSPARENCY OF BUSINESS ACTIVITIES (Acting in a transparent way and reporting these environmental, social and governmental factors to various stakeholders like consumers, suppliers, public authorities, investors and society)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
RESPONSIBLE SUPPLY CHAIN MANAGEMENT (Adopting, implementing and coordinating CSR values, strategies and tactics in all levels of the supply chain, from sourcing the raw materials to the end user)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CSR BRANDING AND COMMUNICATION (Communication about the CSR actions of the firm to a wide set of stakeholders such as employees and customers, suppliers, business partners etc. The brand then, becomes a promise for the communicated social values)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
Importance for your company
Support needed Support offered by public authorities
AWARENESS ON IMPACT OF CSR (Awareness among executive board and the employees of the SMEs about the potential positive impact of the CSR)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CAPACITY FOR CSR (Successful CSR implementation requires the respective skills of employees and resources by the company as a whole)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
TRANSPARENCY OF BUSINESS ACTIVITIES (Acting in a transparent way and reporting these environmental, social and governmental factors to various stakeholders like consumers, suppliers, public authorities, investors and society)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
RESPONSIBLE SUPPLY CHAIN MANAGEMENT (Adopting, implementing and coordinating CSR values, strategies and tactics in all levels of the supply chain, from sourcing the raw materials to the end user)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CSR BRANDING AND COMMUNICATION (Communication about the CSR actions of the firm to a wide set of stakeholders such as employees and customers, suppliers, business partners etc. The brand then, becomes a promise for the communicated social values)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
Importance for your company
Support needed Support offered by public authorities
AWARENESS ON IMPACT OF CSR (Awareness among executive board and the employees of the SMEs about the potential positive impact of the CSR)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CAPACITY FOR CSR (Successful CSR implementation requires the respective skills of employees and resources by the company as a whole)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
TRANSPARENCY OF BUSINESS ACTIVITIES (Acting in a transparent way and reporting these environmental, social and governmental factors to various stakeholders like consumers, suppliers, public authorities, investors and society)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
RESPONSIBLE SUPPLY CHAIN MANAGEMENT (Adopting, implementing and coordinating CSR values, strategies and tactics in all levels of the supply chain, from sourcing the raw materials to the end user)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CSR BRANDING AND COMMUNICATION (Communication about the CSR actions of the firm to a wide set of stakeholders such as employees and customers, suppliers, business partners etc. The brand then, becomes a promise for the communicated social values)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
Importance for your company
Support needed Support offered by public authorities
AWARENESS ON IMPACT OF CSR (Awareness among executive board and the employees of the SMEs about the potential positive impact of the CSR)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CAPACITY FOR CSR (Successful CSR implementation requires the respective skills of employees and resources by the company as a whole)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
TRANSPARENCY OF BUSINESS ACTIVITIES (Acting in a transparent way and reporting these environmental, social and governmental factors to various stakeholders like consumers, suppliers, public authorities, investors and society)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
RESPONSIBLE SUPPLY CHAIN MANAGEMENT (Adopting, implementing and coordinating CSR values, strategies and tactics in all levels of the supply chain, from sourcing the raw materials to the end user)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
CSR BRANDING AND COMMUNICATION (Communication about the CSR actions of the firm to a wide set of stakeholders such as employees and customers, suppliers, business partners etc. The brand then, becomes a promise for the communicated social values)
none very high
I don’t know
none very high I don’t know
none very high I don’t know
COGITA is made possible by
Bologna, 23 October 2014
Importance of CSR Policy Themes
11
Analysis of the ResultsCSR Policy Themes
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
COGITA is made possible by
Bologna, 23 October 2014
Support Needed vs. Support Offered
12
Analysis of the ResultsCSR Policy Themes
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
2,83 2,87
3,824,71
3,80
COGITA is made possible by
Bologna, 23 October 2014
Five CSR Public policy Instruments
13
Analysis of the ResultsCSR Public Policy Instruments
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
Importance for your company
Effectiveness of instrument
INFORMATIONAL (such as seminars, information events, campaigns, branding, training, conferences and the companies) none very high
I don’t knownone very high
I don’t know
ECONOMIC AND FINANCIAL (such as tax credits, subsidies, training, coaching, consulting, awards, etc. in order to build the necessary CSR capacity and skills in companies)
none very high I don’t know
none very high I don’t know
PARTNERING (such as networks, stakeholder dialogues, Public-Private Partnerships, in order to share valuable knowledge and expertise, reduce the costs of action and lead to initiatives that individual SMEs cannot achieve)
none very high I don’t know
none very high I don’t know
HYBRID (combination of single instruments above like financing joint research activities involving companies and academia) none very high
I don’t knownone very high
I don’t know
LEGAL (regulations, directives, public procurement etc. Legal and political frameworks can set obligatory requirements with regard to the integration of CSR by SMEs)
none very high I don’t know
none very high I don’t know
Importance for your company
Effectiveness of instrument
INFORMATIONAL (such as seminars, information events, campaigns, branding, training, conferences and the companies) none very high
I don’t knownone very high
I don’t know
ECONOMIC AND FINANCIAL (such as tax credits, subsidies, training, coaching, consulting, awards, etc. in order to build the necessary CSR capacity and skills in companies)
none very high I don’t know
none very high I don’t know
PARTNERING (such as networks, stakeholder dialogues, Public-Private Partnerships, in order to share valuable knowledge and expertise, reduce the costs of action and lead to initiatives that individual SMEs cannot achieve)
none very high I don’t know
none very high I don’t know
HYBRID (combination of single instruments above like financing joint research activities involving companies and academia) none very high
I don’t knownone very high
I don’t know
LEGAL (regulations, directives, public procurement etc. Legal and political frameworks can set obligatory requirements with regard to the integration of CSR by SMEs)
none very high I don’t know
none very high I don’t know
Importance for your company
Effectiveness of instrument
INFORMATIONAL (such as seminars, information events, campaigns, branding, training, conferences and the companies) none very high
I don’t knownone very high
I don’t know
ECONOMIC AND FINANCIAL (such as tax credits, subsidies, training, coaching, consulting, awards, etc. in order to build the necessary CSR capacity and skills in companies)
none very high I don’t know
none very high I don’t know
PARTNERING (such as networks, stakeholder dialogues, Public-Private Partnerships, in order to share valuable knowledge and expertise, reduce the costs of action and lead to initiatives that individual SMEs cannot achieve)
none very high I don’t know
none very high I don’t know
HYBRID (combination of single instruments above like financing joint research activities involving companies and academia) none very high
I don’t knownone very high
I don’t know
LEGAL (regulations, directives, public procurement etc. Legal and political frameworks can set obligatory requirements with regard to the integration of CSR by SMEs)
none very high I don’t know
none very high I don’t know
COGITA is made possible by
Bologna, 23 October 2014
Importance CSR vs. Effectiveness of Public Policy Instruments
14
Analysis of the ResultsCSR Public Policy Instruments
Scale: 1:none 2: very low 3: low 4: moderate5:high 6:very high
4,02 3,983,97
4,89
3,67
COGITA is made possible by
Bologna, 23 October 2014
Leadership was rated as the most important CSR field of action
More support is needed for actions towards the Workforce of SMEs
More support than needed is offered for actions towards the Environment
The most important policy themes, requiring the most support : Capacity building and Awareness raisingo However, Capacity building is rather overlooked by European public authorities
Economic, Partnering and Hybrid instruments are ranked first in terms of importance
Informational instruments are considered as the most effective in implementing CSR policy
15
DiscussionMain Findings
COGITA is made possible by
Bologna, 23 October 2014
4 out of 5 (81%) of the responding SMEs desire at least a moderate level of intervention/support of their public organizations.
SMEs express low desire for legal actions.
Regional authorities and companies should collaborate in order to identify the elements of the three-dimensional approach for which SMEs in their region require assistance.
Then, the public authorities should tailor their efforts and instruments in the local context and needs.
16
DiscussionMain Findings