This document is meant purely as a documentation tool and the institutions do not assume any liability for its contents

►B COUNCIL REGULATION (EC) No 338/97

of 9 December 1996

on the protection of species of wild fauna and flora by regulating trade therein

(OJ L 61, 3.3.1997, p. 1)

Amended by:

Official Journal

No page date

►M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997

►M2 Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997

►M3 Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998

►M4 Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999

►M5 Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000

►M6 Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001

►M7 Commission Regulation (EC) No 2476/2001 of 17 December 2001 L 334 3 18.12.2001

►M8 Commission Regulation (EC) No 1497/2003 of 18 August 2003 L 215 3 27.8.2003

►M9 Regulation (EC) No 1882/2003 of the European Parliament and of theCouncil of 29 September 2003

L 284 1 31.10.2003

►M10 Commission Regulation (EC) No 834/2004 of 28 April 2004 L 127 40 29.4.2004

►M11 Commission Regulation (EC) No 1332/2005 of 9 August 2005 L 215 1 19.8.2005

►M12 Commission Regulation (EC) No 318/2008 of 31 March 2008 L 95 3 8.4.2008

Corrected by:

►C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97)

1997R0338— EN — 11.04.2008— 012.001— 1

▼B

COUNCIL REGULATION (EC) No 338/97

of 9 December 1996

on the protection of species of wild fauna and flora by regulatingtrade therein

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, andin particular Article 130s (1) thereof,

Having regard to the proposal from the Commission (1),

Having regard to the opinion of the Economic and SocialCommittee (2),

Acting in accordance with the procedure laid down in Article 189c ofthe Treaty (3),

(1) Whereas Regulation (EEC) No 3626/82 (4) applies theConvention on International Trade in Endangered Species ofWild Fauna and Flora in the Community with effect from 1January 1984; whereas the purpose of the Convention is toprotect endangered species of fauna and flora through controlson international trade in specimens of those species;

(2) Whereas, in order to improve the protection of species of wildfauna and flora which are threatened by trade or likely to be sothreatened, Regulation (EEC) No 3626/82 must be replaced by aRegulation taking account of the scientific knowledge acquiredsince its adoption and the current structure of trade; whereas,moreover, the abolition of controls at internal borders resultingfrom the Single Market necessitates the adoption of stricter tradecontrol measures at the Community's external borders, withdocuments and goods being checked at the customs office atthe border where they are introduced;

(3) Whereas the provisions of this Regulation do not prejudice anystricter measures which may be taken or maintained by MemberStates, in compliance with the Treaty, in particular with regard tothe holding of specimens of species covered by this Regulation;

(4) Whereas it is necessary to lay down objective criteria for theinclusion of species of wild fauna and flora in the Annexes tothis Regulation;

(5) Whereas the implementation of this Regulation necessitates theapplication of common conditions for the issue, use and presen-tation of documents relating to authorization of the introductioninto the Community and the export or re-export from theCommunity of specimens of the species covered by this Regu-lation; whereas it is necessary to lay down specific provisionsrelating to the transit of specimens through the Community;

(6) Whereas it is for a management authority of the Member State ofdestination, assisted by the scientific authority of that MemberState and, where appropriate, taking into account any opinion ofthe Scientific Review Group, to decide on the requests for intro-duction of specimens into the Community;

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(1) OJ No C 26, 3. 2. 1992, p. 1, and OJ No C 131, 12. 5. 1994, p. 1.(2) OJ No C 223, 31. 8. 1992, p. 19.(3) Opinion of the European Parliament of 15 December 1995 (OJ No C 17,

22. 1. 1996, p. 430). Common position of the Council of 26 February 1996(OJ No C 196, 6. 7. 1996, p. 58) and Decision of the European Parliament of18 September 1996 (OJ No C 320, 28. 10. 1996).

(4) OJ No L 384, 31. 12. 1982, p. 1. Regulation as last amended by CommissionRegulation (EC) No 558/95 (OJ No L 57, 15. 3. 1995, p. 1).

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(7) Whereas it is necessary to supplement the provisions on re-exportwith a consultation procedure, in order to limit the risk of infrin-gement;

(8) Whereas, in order to guarantee effective protection of species ofwild fauna and flora, additional restrictions may be imposed onthe introduction of specimens into, and the export thereof from,the Community; whereas, with regard to live specimens, theserestrictions may be supplemented by restrictions at Communitylevel on the holding or movement of such specimens within theCommunity;

(9) Whereas it is necessary to lay down specific provisions applicableto captive-born and bred, or artificially propagated specimens, tospecimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registeredscientists and scientific institutions;

(10) Whereas there is a need, in order to ensure the broadest possibleprotection for species covered by this Regulation, to lay downprovisions for controlling trade and movement of specimenswithin the Community, and the conditions for housingspecimens; whereas the certificates issued under this Regulation,which contribute to controlling these activities, must be governedby common rules on their issue, validity and use;

(11) Whereas measures should be taken to minimize the adverseeffects on live specimens of transport to their destination, fromor within the Community;

(12) Whereas, to ensure effective controls and to facilitate customsprocedures, customs offices should be designated, with trainedpersonnel responsible for carrying out the necessary formalitiesand corresponding checks where specimens are introduced intothe Community, in order to assign them a customs-approvedtreatment or use within the meaning of Council Regulation(EEC) No 2913/92 of 12 October 1992 establishing theCommunity Customs Code (1), or where they are exported orre-exported from the Community; whereas there should also befacilities guaranteeing that live specimens are adequately housedand cared for;

(13) Whereas the implementation of this Regulation also calls for thedesignation of management and scientific authorities by theMember States;

(14) Whereas informing the public and making them aware of theprovisions of this Regulation, particularly at border crossingpoints, is likely to encourage compliance with these provisions;

(15) Whereas, in order to ensure effective enforcement of this Regu-lation, Member States should closely monitor compliance with itsprovisions and, to that end, cooperate closely between themselvesand with the Commission; whereas this requires the communi-cation of information relating to the implementation of this Regu-lation;

(16) Whereas the monitoring of levels of trade in the species of wildfauna and flora covered by this Regulation is of crucialimportance for assessing the effects of trade on the conservationstatus of species; whereas detailed annual reports should bedrawn up in a common format;

(17) Whereas, in order to guarantee compliance with this Regulation,it is important that Member States impose sanctions for infrin-gements in a manner which is both sufficient and appropriate tothe nature and gravity of the infringement;

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(1) OJ No L 302, 19. 10. 1992, p. 1. Regulation as last amended by the 1994Act of Accession.

▼B

(18) Whereas it is essential to lay down a Community procedureenabling the implementing provisions and amendments to theAnnexes of this Regulation to be adopted within a suitableperiod; whereas a Committee must be set up to permit closeand effective cooperation between the Member States and theCommission in this field;

(19) Whereas the multitude of biological and ecological aspects to beconsidered in the implementation of this Regulation requires thesetting up of a Scientific Review Group, whose opinions will beforwarded by the Commission to the Committee and themanagement bodies of the Member States, to assist them inmaking their decisions,

HAS ADOPTED THIS REGULATION:

Article 1

Object

The object of this Regulation is to protect species of wild fauna andflora and to guarantee their conservation by regulating trade therein inaccordance with the following Articles.

This Regulation shall apply in compliance with the objectives, prin-ciples and provisions of the Convention defined in Article 2.

Article 2

Definitions

For the purposes of this Regulation:

(a) ‘Committee’ shall mean the Committee on Trade in Wild Faunaand Flora, established under Article 18;

(b) ‘Convention’ shall mean the Convention on International Trade inEndangered Species of Wild Fauna and Flora (Cites);

(c) ‘country of origin’ shall mean the country in which a specimen wastaken from the wild, captive-bred or artificially propagated;

(d) ‘import notification’ shall mean the notification given by theimporter or his agent or representative, at the time of the intro-duction into the Community of a specimen of a species included inAnnexes C or D, on a form prescribed by the Commission inaccordance with the procedure laid down in Article 18;

(e) ‘introduction from the sea’ shall mean the introduction into theCommunity of any specimen which was taken in, and is beingintroduced directly from, the marine environment not under thejurisdiction of any State, including the air-space above the seaand the sea-bed and subsoil beneath the sea;

(f) ‘issuance’ shall mean the completion of all procedures involved inpreparing and validating a permit or certificate and its delivery tothe applicant;

(g) ‘management authority’ shall mean a national administrativeauthority designated, in the case of a Member State, in accordancewith Article 13(1)(a) or, in the case of a third country party to theConvention, in accordance with Article IX of the Convention;

(h) ‘Member State of destination’ shall mean the Member State ofdestination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, itshall mean the Member State within whose jurisdiction the place ofdestination of a specimen lies;

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▼B

(i) ‘offering for sale’ shall mean offering for sale and any action thatmay reasonably be construed as such, including advertising orcausing to be advertised for sale and invitation to treat;

(j) ‘personal or household effects’ shall mean dead specimens, partsand derivatives thereof, that are the belongings of a private indi-vidual and that form, or are intended to form, part of his normalgoods and chattels;

(k) ‘place of destination’ shall mean the place at which at the time ofintroduction into the Community, it is intended that specimens willnormally be kept; in the case of live specimens, this shall be thefirst place where specimens are intended to be kept following anyperiod of quarantine or other confinement for the purposes ofsanitary checks and controls;

(l) ‘population’ shall mean a biologically or geographically distincttotal number of individuals;

(m) ‘primarily commercial purposes’ shall mean all purposes the non-commercial aspects of which do not clearly predominate;

(n) ‘re-export from the Community’ shall mean export from theCommunity of any specimen that has previously been introduced;

(o) ‘reintroduction into the Community’ shall mean introduction intothe Community of any specimen that has previously been exportedor re-exported;

(p) ‘sale’ shall mean any form of sale. For the purposes of this Regu-lation, hire, barter or exchange shall be regarded as sale; cognateexpressions shall be similarly construed;

(q) ‘scientific authority’ shall mean a scientific authority designated, inthe case of a Member State, in accordance with Article 13(1)(b) or,in the case of a third country party to the Convention, inaccordance with Article IX of the Convention;

(r) ‘Scientific Review Group’ shall mean the consultative body estab-lished under Article 17;

(s) ‘species’ shall mean a species, subspecies or population thereof;

(t) ‘specimen’ shall mean any animal or plant, whether alive or dead,of the species listed in Annexes A to D, any part or derivativethereof, whether or not contained in other goods, as well as anyother goods which appear from an accompanying document, thepackaging or a mark or label, or from any other circumstances, tobe or to contain parts or derivatives of animals or plants of thosespecies, unless such parts or derivatives are specifically exemptedfrom the provisions of this Regulation or from the provisionsrelating to the Annex in which the species concerned is listed bymeans of an indication to that effect in the Annexes concerned.

A specimen will be considered to be a specimen of a species listedin Annexes A to D if it is, or is part of or derived from, an animalor plant at least one of whose ‘parents’ is of a species so listed. Incases where the ‘parents’ of such an animal or plant are of specieslisted in different Annexes, or of species only one of which islisted, the provisions of the more restrictive Annex shall apply.However, in the case of specimens of hybrid plants, if one of the‘parents’ is of a species listed in Annex A, the provisions of themore restrictive Annex shall apply only if that species is annotatedto that effect in the Annex;

(u) ‘trade’ shall mean the introduction into the Community, includingintroduction from the sea, and the export and re-export therefrom,as well as the use, movement and transfer of possession within theCommunity, including within a Member State, of specimenssubject to the provisions of this Regulation;

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▼B

(v) ‘transit’ shall mean the transport of specimens between two pointsoutside the Community through the territory of the Communitywhich are shipped to a named consignee and during which anyinterruption in the movement arises only from the arrangementsnecessitated by this form of traffic;

(w) ‘worked specimens that were acquired more than 50 yearspreviously’ shall mean specimens that were significantly alteredfrom their natural raw state for jewellery, adornment, art, utility,or musical instruments, more than 50 years before the entry intoforce of this Regulation and that have been, to the satisfaction ofthe management authority of the Member State concerned, acquiredin such conditions. Such specimens shall be considered as workedonly if they are clearly in one of the aforementioned categories andrequire no further carving, crafting or manufacture to effect theirpurpose;

(x) ‘checks at the time of introduction, export, re-export and transit’shall mean documentary checks on the certificates, permits andnotifications provided for in this Regulation and — in caseswhere Community provisions so provide or in other cases by repre-sentative sampling of the consignments — examination of thespecimens, where appropriate accompanied by the taking ofsamples with a view to analysis or more detailed checks.

Article 3

Scope

1. Annex A shall contain:

(a) the species listed in Appendix I to the Convention for which theMember States have not entered a reservation;

(b) any species:

(i) which is, or may be, in demand for utilization in theCommunity or for international trade and which is eitherthreatened with extinction or so rare that any level of tradewould imperil the survival of the species;

or

(ii) which is in a genus of which most of the species or which is aspecies of which most of the subspecies are listed in Annex Ain accordance with the criteria in subparagraphs (a) or (b)(i) andwhose listing in the Annex is essential for the effectiveprotection of those taxa.

2. Annex B shall contain:

(a) the species listed in Appendix II to the Convention, other than thoselisted in Annex A, for which the Member States have not entered areservation;

(b) the species listed in Appendix I to the Convention for which areservation has been entered;

(c) any other species not listed in Appendices I or II to the Convention:

(i) which is subject to levels of international trade that might notbe compatible:

— with its survival or with the survival of populations incertain countries, or

— with the maintenance of the total population at a levelconsistent with the role of the species in the ecosystemsin which it occurs:

or

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▼B

(ii) whose listing in the Annex for reasons of similarity inappearance to other species listed in Annex A or Annex B, isessential in order to ensure the effectiveness of controls on tradein specimens of such species;

(d) species in relation to which it has been established that the intro-duction of live specimens into the natural habitat of the Communitywould constitute an ecological threat to wild species of fauna andflora indigenous to the Community.

3. Annex C shall contain:

(a) the species listed in Appendix III to the Convention, other thanthose listed in Annexes A or B, for which the Member Stateshave not entered a reservation;

(b) the species listed in Appendix II to the Convention for which areservation has been entered.

4. Annex D shall contain:

(a) species not listed in Annexes A to C which are imported into theCommunity in such numbers as to warrant monitoring;

(b) the species listed in Appendix III to the Convention for which areservation has been entered.

5. Where the conservation status of species covered by this Regu-lation warrants their inclusion in one of the Appendices to theConvention, the Member States shall contribute to the necessaryamendments.

Article 4

Introduction into the Community

1. The introduction into the Community of specimens of the specieslisted in Annex A shall be subject to completion of the necessary checksand the prior presentation, at the border customs office at the point ofintroduction, of an import permit issued by a management authority ofthe Member State of destination.

The import permit may be issued only in accordance with therestrictions established pursuant to paragraph 6 and when thefollowing conditions have been met:

(a) the competent scientific authority, after considering any opinion bythe Scientific Review Group, has advised that the introduction intothe Community:

(i) would not have a harmful effect on the conservation status ofthe species or on the extent of the territory occupied by therelevant population of the species;

(ii) is taking place:

— for one of the purposes referred to in Article 8(3)(e), (f) and(g), or

— for other purposes which are not detrimental to the survivalof the species concerned;

(b) (i) the applicant provides documentary evidence that the specimenshave been obtained in accordance with the legislation on theprotection of the species concerned which, in the case of importfrom a third country of specimens of a species listed in theAppendices to the Convention, shall be an export permit orre-export certificate, or copy thereof, issued in accordancewith the Convention by a competent authority of the countryof export or re-export;

1997R0338— EN — 11.04.2008— 012.001— 7

▼B

(ii) however, the issuance of import permits for species listed inAnnex A in accordance with Article 3(1)(a) shall not requiresuch documentary evidence, but the original of any such importpermit shall be withheld from the applicant pending presen-tation of the export permit or re-export certificate;

(c) the competent scientific authority is satisfied that the intendedaccommodation for a live specimen at the place of destination isadequately equipped to conserve and care for it properly;

(d) the management authority is satisfied that the specimen is not to beused for primarily commercial purposes;

(e) the management authority is satisfied, following consultation withthe competent scientific authority, that there are no other factorsrelating to the conservation of the species which militate againstissuance of the import permit; and

(f) in the case of introduction from the sea, the management authorityis satisfied that any live specimen will be so prepared and shippedas to minimize the risk of injury, damage to health or crueltreatment.

2. The introduction into the Community of specimens of the specieslisted in Annex B shall be subject to completion of the necessary checksand the prior presentation, at the border customs office at the point ofintroduction, of an import permit issued by a management authority ofthe Member State of destination.

The import permit may be issued only in accordance with therestrictions established pursuant to paragraph 6 and when:

(a) the competent scientific authority, after examining available dataand considering any opinion from the Scientific Review Group, isof the opinion that the introduction into the Community would nothave a harmful effect on the conservation status of the species or onthe extent of the territory occupied by the relevant population of thespecies, taking account of the current or anticipated level of trade.This opinion shall be valid for subsequent imports as long as theabovementioned aspects have not changed significantly;

(b) the applicant provides documentary evidence that the intendedaccommodation for a live specimen at the place of destination isadequately equipped to conserve and care for it properly;

(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have beenmet.

3. The introduction into the Community of specimens of the specieslisted in Annex C shall be subject to completion of the necessary checksand the prior presentation, at the border customs office at the point ofintroduction, of an import notification and:

(a) in the case of export from a country mentioned in relation to thespecies concerned in Annex C, the applicant shall provide docu-mentary evidence, by means of an export permit issued inaccordance with the Convention by an authority of that countrycompetent for the purpose, that the specimens have been obtainedin accordance with the national legislation on the conservation ofthe species concerned; or

(b) in the case of export from a country not mentioned in relation to thespecies concerned in Annex C or re-export from any country, theapplicant shall present an export permit, a re-export certificate or acertificate of origin issued in accordance with the Convention by anauthority of the exporting or re-exporting country competent for thepurpose.

4. The introduction into the Community of specimens of the specieslisted in Annex D shall be subject to completion of the necessary checks

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▼B

and the prior presentation of an import notification at the bordercustoms office at the point of introduction.

5. The conditions for the issuance of an import permit as referred toin paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall notapply to specimens for which the applicant provides documentaryevidence:

(a) that they had previously been legally introduced into or acquired inthe Community and that they are, modified or not, being rein-troduced into the Community; or

(b) that they are worked specimens that were acquired more than 50years previously.

6. In consultation with the countries of origin concerned, inaccordance with the procedure laid down in Article 18 and takingaccount of any opinion from the Scientific Review Group, theCommission may establish general restrictions, or restrictions relatingto certain countries of origin, on the introduction into the Community:

(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e),of specimens of species listed in Annex A;

(b) on the basis of the conditions referred to in paragraph 1(e) orparagraph 2(a), of specimens of species listed in Annex B; and

(c) of live specimens of species listed in Annex B which have a highmortality rate during shipment or for which it has been establishedthat they are unlikely to survive in captivity for a considerableproportion of their potential life span; or

(d) of live specimens of species for which it has been established thattheir introduction into the natural environment of the Communitypresents an ecological threat to wild species of fauna and floraindigenous to the Community.

The Commission shall on a quarterly basis publish a list of suchrestrictions, if any, in the Official Journal of the European Commu-nities.

7. Where special cases of transhipment, air transfer or rail transportoccur following introduction into the Community, derogations fromcompletion of the checks and presentations of import documents atthe border customs office at the point of introduction which arereferred to in paragraphs 1 to 4 shall be granted in accordance withthe procedure laid down in Article 18, in order to permit such checksand presentations to be made at another customs office designated inaccordance with Article 12 (1).

Article 5

Export or re-export from the Community

1. The export or re-export from the Community of specimens of thespecies listed in Annex A shall be subject to completion of thenecessary checks and the prior presentation, at the customs office atwhich the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the MemberState in which the specimens are located.

2. An export permit for specimens of the species listed in Annex Amay be issued only when the following conditions have been met:

(a) the competent scientific authority has advised in writing that thecapture or collection of the specimens in the wild or their exportwill not have a harmful effect on the conservation status of thespecies or on the extent of the territory occupied by the relevantpopulation of the species;

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▼B

(b) the applicant provides documentary evidence that the specimenshave been obtained in accordance with the legislation in force onthe protection of the species in question; where the application ismade to a Member State other than the Member State of origin,such documentary evidence shall be furnished by means of a certi-ficate stating that the specimen was taken from the wild inaccordance with the legislation in force on its territory;

(c) the management authority is satisfied that:

(i) any live specimen will be so prepared and shipped as tominimize the risk of injury, damage to health or crueltreatment; and

(ii) — the specimens of species not listed in Annex I to theConvention will not be used for primarily commercialpurposes, or

— in the case of export to a State party to the Convention ofspecimens of the species referred to in Article 3(1)(a) of thisRegulation, an import permit has been issued;

and

(d) the management authority of the Member State is satisfied,following consultation with the competent scientific authority, thatthere are no other factors relating to the conservation of the specieswhich militate against issuance of the export permit.

3. A re-export certificate may be issued only when the conditionsreferred to in paragraph 2 (c) and (d) have been met and when theapplicant provides documentary evidence that the specimens:

(a) were introduced into the Community in accordance with theprovisions of this Regulation;

(b) if introduced into the Community before the entry into force of thisRegulation, were introduced in accordance with the provisions ofRegulation (EEC) No 3626/82; or

(c) if introduced into the Community before 1984, entered internationaltrade in accordance with the provisions of the Convention; or

(d) were legally introduced into the territory of a Member State beforethe provisions of the Regulations referred to in (a) and (b) or of theConvention became applicable to them, or became applicable in thatMember State.

4. The export or re-export from the Community of specimens of thespecies listed in Annexes B and C shall be subject to completion of thenecessary checks and the prior presentation, at the customs office atwhich the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the MemberState in whose territory the specimens are located.

An export permit may be issued only when the conditions referred to inparagraph 2 (a), (b), (c) (i) and (d) have been met.

A re-export certificate may be issued only when the conditions referredto in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have beenmet.

5. Where an application for a re-export certificate concernsspecimens introduced into the Community under an import permitissued by another Member State, the management authority must firstconsult the management authority which issued the permit. The consul-tation procedures and the cases in which consultation is necessary shallbe established in accordance with the procedure laid down in Article 18.

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6. The conditions for the issuance of an export permit or re-exportcertificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:

(i) worked specimens that were acquired more than 50 yearspreviously; or

(ii) dead specimens and parts and derivatives thereof for which theapplicant provides documentary evidence that they were legallyacquired before the provisions of this Regulation, or of Regulation(EEC) No 3626/82 or of the Convention became applicable to them.

7. (a) The competent scientific authority in each Member State shallmonitor the issuance of export permits by that Member State forspecimens of species listed in Annex B and actual exports ofsuch specimens. Whenever such scientific authority determinesthat the export of specimens of any such species should belimited in order to maintain that species throughout its rangeat a level consistent with its role in the ecosystem in which itoccurs, and well above the level at which that species mightbecome eligible for inclusion in Annex A in accordance withArticle 3 (1) (a) or (b) (i), the scientific authority shall advisethe competent management authority, in writing, of suitablemeasures to be taken to limit the issuance of export permitsfor specimens of that species

(b) Whenever a management authority is advised of the measuresreferred to in (a), it shall inform and send comments to theCommission which shall, if appropriate, recommend restrictionson exports of the species concerned in accordance with theprocedure laid down in Article 18.

Article 6

Rejection of applications for permits and certificates referred to inArticles 4, 5 and 10

1. When a Member State rejects an application for a permit or certi-ficate in a case of significance in respect of the objectives of thisRegulation, it shall immediately inform the Commission of therejection and of the reasons for rejection.

2. The Commission shall communicate information received inaccordance with paragraph 1 to the other Member States in order toensure uniform application of this Regulation.

3. When an application is made for a permit or certificate relating tospecimens for which such an application has previously been rejected,the applicant must inform the competent authority to which the appli-cation is submitted of the previous rejection.

4. (a) Member States shall recognize the rejection of applications bythe competent authorities of the other Member States, wheresuch rejection is based on the provisions of this Regulation.

(b) However, this need not apply where the circumstances havesignificantly changed or where new evidence to support anapplication has become available. In such cases, if amanagement authority issues a permit or certificate, it shallinform the Commission thereof, stating the reasons for issuance.

Article 7

Derogations

1. Specimens born and bred in captivity or artificially propagated

(a) Save where Article 8 applies, specimens of species listed in AnnexA that have been born and bred in captivity or artificiallypropagated shall be treated in accordance with the provisionsapplicable to specimens of species listed in Annex B.

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(b) In the case of artificially propagated plants, the provisions ofArticles 4 and 5 may be waived under special conditions laiddown by the Commission, relating to:

(i) the use of phytosanitary certificates;

(ii) trade by registered commercial traders and by the scientificinstitutions referred to in paragraph 4 of this Article; and

(iii) trade in hybrids.

(c) The criteria for determining whether a specimen has been born andbred in captivity or artificially propagated and whether forcommercial purposes, as well as the special conditions referred toin (b), shall be specified by the Commission in accordance with theprocedure laid down in Article 18.

2. Transit

(a) By way of derogation from Article 4, where a specimen is in transitthrough the Community, checks and presentation at the bordercustoms office at the point of introduction of the prescribedpermits, certificates and notifications shall not be required.

(b) In the case of species listed in the Annexes in accordance withArticle 3 (1) and Article 3 (2) (a) and (b), the derogation referredto in (a) shall apply only where a valid export or re-exportdocument provided for by the Convention, relating to thespecimens that it accompanies and specifying the destination ofthe specimens, has been issued by the competent authorities ofthe exporting or re-exporting third country.

(c) If the document referred to in (b) has not been issued before exportor re-export, the specimen must be seized and may, whereapplicable, be confiscated unless the document is submitted retro-spectively in compliance with the conditions specified by theCommission in accordance with the procedure laid down inArticle 18.

3. Personal and household effects

By way of derogation from Articles 4 and 5, the provisions therein shallnot apply to dead specimens, parts and derivatives of species listed inAnnexes A to D which are personal or household effects beingintroduced into the Community, or exported or re-exported therefrom,in compliance with provisions that shall be specified by the Commissionin accordance with the procedure laid down in Article 18.

4. Scientific institutions

The documents referred to in Articles 4, 5, 8 and 9 shall not be requiredin the case of non-commercial loans, donations and exchanges betweenscientists and scientific institutions, registered by the managementauthorities of the States in which they are located, of herbariumspecimens and other preserved, dried or embedded museumspecimens, and of live plant material, bearing a label, the model forwhich has been determined in accordance with the procedure laid downin Article 18 or a similar label issued or approved by a managementauthority of a third country.

Article 8

Provisions relating to the control of commercial activities

1. The purchase, offer to purchase, acquisition for commercialpurposes, display to the public for commercial purposes, use forcommercial gain and sale, keeping for sale, offering for sale or trans-porting for sale of specimens of the species listed in Annex A shall beprohibited.

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▼B

2. Member States may prohibit the holding of specimens, inparticular live animals of the species listed in Annex A.

3. In accordance with the requirements of other Community legis-lation on the conservation of wild fauna and flora, exemption from theprohibitions referred to in paragraph 1 may be granted by issuance of acertificate to that effect by a management authority of the Member Statein which the specimens are located, on a case-by-case basis where thespecimens:

(a) were acquired in, or were introduced into, the Community beforethe provisions relating to species listed in Appendix I to theConvention or in Annex C1 to Regulation (EEC) No 3626/82 orin Annex A became applicable to the specimens; or

(b) are worked specimens that were acquired more than 50 yearspreviously; or

(c) were introduced into the Community in compliance with theprovisions of this Regulation and are to be used for purposeswhich are not detrimental to the survival of the speciesconcerned; or

(d) are captive-born and bred specimens of an animal species or artifi-cially propagated specimens of a plant species or are parts or deri-vatives of such specimens; or

(e) are required under exceptional circumstances for the advancementof science or for essential biomedical purposes pursuant to CouncilDirective 86/609/EEC of 24 November 1986 on the approximationof laws, regulations and administrative provisions of the MemberStates regarding the protection of animals used for experimental andother scientific purposes (1) where the species in question proves tobe the only one suitable for those purposes and where there are nospecimens of the species which have been born and bred incaptivity; or

(f) are intended for breeding or propagation purposes from whichconservation benefits will accrue to the species concerned; or

(g) are intended for research or education aimed at the preservation orconservation of the species; or

(h) originate in a Member State and were taken from the wild inaccordance with the legislation in force in that Member State.

4. General derogations from the prohibitions referred to in paragraph1 based on the conditions referred to in paragraph 3, as well as generalderogations with regard to species listed in Annex A in accordance withArticle 3 (1) (b) (ii) may be defined by the Commission in accordancewith the procedure laid down in Article 18. Any such derogations mustbe in accordance with the requirements of other Community legislationon the conservation of wild fauna and flora.

5. The prohibitions referred to in paragraph 1 shall also apply tospecimens of the species listed in Annex B except where it can beproved to the satisfaction of the competent authority of the MemberState concerned that such specimens were acquired and, if theyoriginated outside the Community, were introduced into it, inaccordance with the legislation in force for the conservation of wildfauna and flora.

6. The competent authorities of the Member States shall havediscretion to sell any specimen of the species listed in Annexes B toD they have confiscated under this Regulation, provided that it is notthus returned directly to the person or entity from whom it wasconfiscated or who was party to the offence. Such specimens maythen be treated for all purposes as if they had been legally acquired.

1997R0338— EN— 11.04.2008— 012.001— 13

(1) OJ No L 358, 18. 12. 1986, p. 1.

▼B

Article 9

Movement of live specimens

1. Any movement within the Community of a live specimen of aspecies listed in Annex A from the location indicated in the importpermit or in any certificate issued in compliance with this Regulationshall require prior authorization from a management authority of theMember State in which the specimen is located. In other cases ofmovement, the person responsible for moving the specimen must beable, where applicable, to provide proof of the legal origin of thespecimen.

2. Such authorization shall:

(a) be granted only when the competent scientific authority of suchMember State or, where the movement is to another MemberState, the competent scientific authority of the latter, is satisfiedthat the intended accommodation for a live specimen at the placeof destination is adequately equipped to conserve and care for itproperly;

(b) be confirmed by issuance of a certificate; and

(c) where applicable, be immediately communicated to a managementauthority of the Member State in which the specimen is to belocated.

3. However, no such authorization shall be required if a live animalmust be moved for the purpose of urgent veterinary treatment and isreturned directly to its authorized location.

4. Where a live specimen of a species listed in Annex B is movedwithin the Community, the holder of the specimen may relinquish itonly after ensuring that the intended recipient is adequately informed ofthe accommodation, equipment and practices required to ensure thespecimen will be properly cared for.

5. When any live specimens are transported into, from or within theCommunity or are held during any period of transit or transhipment,they shall be prepared, moved and cared for in a manner such as tominimize the risk of injury, damage to health or cruel treatment and, inthe case of animals, in conformity with Community legislation on theprotection of animals during transport.

6. Under the procedure laid down in Article 18, the Commission mayestablish restrictions on the holding or movement of live specimens ofspecies in relation to which restrictions on introduction into theCommunity have been established in accordance with Article 4 (6).

Article 10

Certificates to be issued

On receiving an application, together with all the requisite supportingdocuments, from the person concerned and provided that all theconditions governing their issuance have been fulfilled, a managementauthority of a Member State may issue a certificate for the purposesreferred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9(2) (b).

Article 11

Validity of and special conditions for permits and certificates

1. Without prejudice to stricter measures which the Member Statesmay adopt or maintain, permits and certificates issued by the competentauthorities of the Member States in accordance with this Regulationshall be valid throughout the Community.

1997R0338— EN— 11.04.2008— 012.001— 14

▼B

2. (a) However, any such permit or certificate, as well as any permitor certificate issued on the basis of it, shall be deemed void if acompetent authority or the Commission, in consultation with thecompetent authority which issued the permit or certificate,establishes that it was issued on the false premise that theconditions for its issuance were met.

(b) Specimens situated in the territory of a Member State andcovered by such documents shall be seized by the competentauthorities of that Member State and may be confiscated.

3. Any permit or certificate issued in accordance with this Regulationmay stipulate conditions and requirements imposed by the issuingauthority to ensure compliance with the provisions thereof. Wheresuch conditions or requirements need to be incorporated in the designof permits or certificates, Member States shall inform the Commissionthereof.

4. Any import permit issued on the basis of a copy of the corre-sponding export permit or re-export certificate shall be valid for theintroduction of specimens into the Community only when accompaniedby the original of the valid export permit or re-export certificate.

5. The Commission shall establish time limits for the issuance ofpermits and certificates in accordance with the procedure laid down inArticle 18.

Article 12

Places of introduction and export

1. Member States shall designate customs offices for carrying out thechecks and formalities for the introduction into and export from theCommunity, in order to assign to them a customs-approved treatmentor use, within the meaning of Regulation (EEC) No 2913/92, ofspecimens of species covered by this Regulation and shall state whichoffices are specifically intended to deal with live specimens.

2. All offices designated in accordance with paragraph 1 shall beprovided with sufficient and adequately trained staff. Member Statesshall ensure that accommodation is provided in accordance withrelevant Community legislation as regards the transport and accommo-dation of live animals and that, where necessary, adequate steps aretaken for live plants.

3. All offices designated in accordance with paragraph 1 shall benotified to the Commission which shall publish a list of them in theOfficial Journal of the European Communities.

4. In exceptional cases and in accordance with criteria defined underthe procedure laid down in Article 18, a management authority mayauthorize the introduction into the Community or the export or re-exporttherefrom at a customs office other than one designated in accordancewith paragraph 1.

5. Member States shall ensure that at border crossing-points thepublic are informed of the implementing provisions of this Regulation.

Article 13

Management and scientific authorities and other competentauthorities

1. (a) Each Member State shall designate a management authoritywith primary responsibility for implementation of this Regu-lation and for communication with the Commission:

(b) Each Member State may also designate additional managementauthorities and other competent authorities to assist in imple-mentation, in which case the primary management authority

1997R0338— EN— 11.04.2008— 012.001— 15

▼B

shall be responsible for providing the additional authorities withall the information required for correct application of this Regu-lation.

2. Each Member State shall designate one or more scientific autho-rities with appropriate qualifications whose duties shall be separate fromthose of any designated management authority.

3. (a) Not later than three months before the date of application of thisRegulation, Member States shall forward the names andaddresses of the designated management authorities, otherauthorities competent to issue permits or certificates andscientific authorities to the Commission, which shall publishthis information in the Official Journal of the EuropeanCommunities within a month.

(b) Each management authority referred to in paragraph 1 (a) shall,if so requested by the Commission, communicate to it withintwo months the names and specimen signatures of peopleauthorized to sign permits or certificates, and impressions ofthe stamps, seals or other devices used to authenticate permitsor certificates.

(c) Member States shall communicate to the Commission anychanges in the information already provided, not later thantwo months after the implementation of such change.

Article 14

Monitoring of compliance and investigation of infringements

1. (a) The competent authorities of the Member States shall monitorcompliance with the provisions of this Regulation.

(b) If, at any time, the competent authorities have reason to believethat these provisions are being infringed, they shall take theappropriate steps to ensure compliance or to instigate legalaction.

(c) Member States shall inform the Commission and, in the case ofspecies listed in the Appendices to the Convention, theConvention Secretariat of any steps taken by the competentauthorities in relation to significant infringements of this Regu-lation, including seizures and confiscations.

2. The Commission shall draw the attention of the competent autho-rities of the Member States to matters whose investigation it considersnecessary under this Regulation. Member States shall inform theCommission and, in the case of species listed in the Appendices tothe Convention, the Convention Secretariat of the outcome of anysubsequent investigation.

3. (a) An enforcement group shall be established consisting of therepresentatives of each Member State's authorities with respon-sibility for ensuring the implementation of the provisions of thisRegulation. The group shall be chaired by the representative ofthe Commission.

(b) The enforcement group shall examine any technical questionrelating to the enforcement of this Regulation raised by thechairman, either on his own initiative or at the request of themembers of the group or the committee.

(c) The Commission shall convey the opinions expressed in theenforcement group to the committee.

1997R0338— EN— 11.04.2008— 012.001— 16

▼B

Article 15

Communication of information

1. The Member States and the Commission shall communicate to oneanother the information necessary for implementing this Regulation.

The Member States and the Commission shall ensure that the necessarysteps are taken to make the public aware and inform it of the provisionsregarding implementation of the Convention and of this Regulation andof the latter's implementing measures.

2. The Commission shall communicate with the Convention Secre-tariat so as to ensure that the Convention is effectively implementedthroughout the territory to which this Regulation applies.

3. The Commission shall immediately communicate any advice fromthe Scientific Review Group to the management authorities of theMember States concerned.

4. (a) The management authorities of the Member States shallcommunicate to the Commission before 15 June each year allthe information relating to the preceding year required fordrawing up the reports referred to in Article VIII.7 (a) of theConvention and equivalent information on international trade inall specimens of species listed in Annexes A, B and C and onintroduction into the Community of specimens of species listedin Annex D. The information to be communicated and theformat for its presentation shall be specified by the Commissionin accordance with the procedure laid down in Article 18.

(b) On the basis of the information referred to in (a), theCommission shall publish before 31 October each year astatistical report on the introduction into, and the export andre-export from, the Community of specimens of the species towhich this Regulation applies and shall forward to theConvention Secretariat information on the species to whichthe Convention applies.

(c) Without prejudice to Article 20, the management authorities ofthe Member States shall, before 15 June of each second year,and for the first time in 1999, communicate to the Commissionall the information relating to the preceding two years requiredfor drawing up the reports referred to in Article VIII.7 (b) of theConvention and equivalent information on the provisions of thisRegulation that fall outside the scope of the Convention. Theinformation to be communicated and the format for its presen-tation shall be specified by the Commission in accordance withthe procedure laid down in Article 18.

(d) On the basis of the information referred to in (c), theCommission shall, before 31 October of each second year,and for the first time in 1999, draw up a report on the imple-mentation and enforcement of this Regulation.

5. With a view to the preparation of amendments to the Annexes, thecompetent authorities of the Member States shall forward all relevantinformation to the Commission. The Commission shall specify theinformation required, in accordance with the procedure laid down inArticle 18.

►C1 6. Without prejudice to Council Directive 90/313/EEC ◄ of 7June 1990 on the freedom of access to information on the envir-onment (1), the Commission shall take appropriate measures to protectthe confidentiality of information obtained in implementation of thisRegulation.

1997R0338— EN— 11.04.2008— 012.001— 17

(1) OJ No L 158, 23. 6. 1990, p. 56.

▼B

Article 16

Sanctions

1. Member States shall take appropriate measures to ensure the impo-sition of sanctions for at least the following infringements of this Regu-lation:

(a) introduction into, or export or re-export from, the Community ofspecimens without the appropriate permit or certificate or with afalse, falsified or invalid permit or certificate or one altered withoutauthorization by the issuing authority;

(b) failure to comply with the stipulations specified on a permit orcertificate issued in accordance with this Regulation;

(c) making a false declaration or knowingly providing false infor-mation in order to obtain a permit or certificate;

(d) using a false, falsified or invalid permit or certificate or one alteredwithout authorization as a basis for obtaining a Community permitor certificate or for any other official purpose in connection withthis Regulation;

(e) making no import notification or a false import notification;

(f) shipment of live specimens not properly prepared so as to minimizethe risk of injury, damage to health or cruel treatment;

(g) use of specimens of species listed in Annex A other than inaccordance with the authorization given at the time of issuanceof the import permit or subsequently;

(h) trade in artificially propagated plants contrary to the provisions laiddown in accordance with Article 7(1)(b);

(i) shipment of specimens into or out of or in transit through theterritory of the Community without the appropriate permit or certi-ficate issued in accordance with this Regulation and, in the case ofexport or re-export from a third country party to the Convention, inaccordance therewith, or without satisfactory proof of the existenceof such permit or certificate;

(j) purchase, offer to purchase, acquisition for commercial purposes,use for commercial gain, display to the public for commercialpurposes, sale, keeping for sale, offering for sale or transportingfor sale of specimens in contravention of Article 8;

(k) use of a permit or certificate for any specimen other than one forwhich it was issued;

(l) falsification or alteration of any permit or certificate issued inaccordance with this Regualation;

(m) failure to disclose rejection of an application for a Communityimport, export or re-export permit or certificate, in accordancewith Article 6 (3).

2. The measures referred to in paragraph 1 shall be appropriate to thenature and gravity of the infringement and shall include provisionsrelating to the seizure and, where appropriate, confiscation ofspecimens.

3. Where a specimen is confiscated, it shall be entrusted to acompetent authority of the Member State of confiscation which:

(a) following consultation with a scientific authority of that MemberState, shall place or otherwise dispose of the specimen underconditions which it deems to be appropriate and consistent withthe purposes and provisions of the Convention and this Regulation;and

1997R0338— EN— 11.04.2008— 012.001— 18

▼B

(b) in the case of a live specimen which has been introduced into theCommunity, may, after consultation with the State of export, returnthe specimen to that State at the expense of the convicted person.

4. Where a live specimen of a species listed in Annex B or C arrivesat a point of introduction into the Community without the appropriatevalid permit or certificate, the specimen must be seized and may beconfiscated or, if the consignee refuses to acknowledge the specimen,the competent authorities of the Member State responsible for the pointof introduction may, if appropriate, refuse to accept the shipment andrequire the carrier to return the specimen to its place of departure.

Article 17

The Scientific Review Group

1. A Scientific Review Group is hereby established, consisting of therepresentatives of each Member State's scientific authority or authoritiesand chaired by the representative of the Commission.

2. (a) The Scientific Review Group shall examine any scientificquestion relating to the application of this Regulation — inparticular concerning Article 4 (1) (a), (2) (a) and (6) —raised by the chairman, either on his own initiative or at therequest of the members of the Group or the Committee.

(b) The Commission shall convey the opinions of the ScientificReview Group to the Committee.

▼M9

Article 18

1. The Commission shall be assisted by a committee.

2. Where reference is made to this Article, Articles 5 and 7 ofDecision 1999/468/EC (1) shall apply, having regard to the provisionsof Article 8 thereof.

The period laid down in Article 5(6) of Decision 1999/468/EC shall beset at three months. As regards the Committee's tasks referred to inpoints 1 and 2 of Article 19, if, on the expiry of a period of threemonths from the date of referral to the Council, the Council has notacted, the proposed measures shall be adopted by the Commission.

3. The Committee shall adopt its rules of procedure.

▼B

Article 19

In accordance with the procedure laid down in Article 18, theCommission shall:

1. lay down uniform conditions and criteria for:

(i) the issue, validity and use of the documents referred to inArticles 4, 5, 7 (4) and 10; it shall determine the design thereof;

(ii) the use of phytosanitary certificates; and

(iii) the establishment of procedures, where necessary, for markingspecimens in order to facilitate identification and ensure enfor-cement of the provisions;

2. adopt the measures referred to in Article 4 (6) and (7), Article 5 (5)and (7) (b), Article 7 (1) (c), (2) (c) and (3), Article 8 (4), Article 9(6), Article 11 (5), Article 15 (4) (a), (c) and (5) and Article 21 (3);

1997R0338— EN— 11.04.2008— 012.001— 19

(1) Council Decision 1999/468/EC of 28 June 1999 laying down the proceduresfor the exercise of implementing powers conferred on the Commission (OJL 184, 17.7.1999, p. 23).

▼B

3. amend Annexes A to D except in the case of amendments to AnnexA which do not result from decisions of the Conference of theParties to the Convention;

4. adopt, where necessary, additional measures to implement resolutionsof the Conference of the Parties to the Convention, decisions orrecommendations of the Standing Committee of the Conventionand recommendations of the Convention Secretariat.

Article 20

Final provisions

Each Member State shall notify the Commission and the ConventionSecretariat of the provisions which it adopts specifically for the imple-mentation of this Regulation and of all legal instruments used andmeasures taken for its implementation and enforcement.

The Commission shall communicate this information to the otherMember States.

Article 21

1. Regulation (EEC) No 3626/82 is hereby repealed.

2. Until the measures provided for in points 1 and 2 of Article 19have been adopted, Member States may maintain or continue to applythe measures adopted in accordance with Regulation (EEC) No 3626/82and Commission Regulation (EEC) No 3418/83 of 28 November 1983laying down provisions for the uniform issue and use of the documentsrequired for the implementation in the Community of the Convention onInternational Trade in Endangered Species of Wild Fauna and Flora (1).

3. Two months before this Regulation is implemented theCommission, in accordance with the procedure laid down inArticle 18 and in consultation with the Scientific Review Group:

(a) must check that there is no justification for restrictions on the intro-duction into the Community of the species listed in Annex C1 toRegulation (EEC) No 3626/82 which are not included in Annex Ato this Regulation;

(b) shall adopt a Regulation amending Annex D into a representativelist of species meeting the criteria laid down in Article 3 (4) (a).

Article 22

This Regulation shall enter into force on the date of its publication inthe Official Journal of the European Communities.

It shall apply from 1 June 1997.

Articles 12, 13, 14 (3), 16, 17, 18, 19 and 21(3) shall apply from thedate of entry into force of this Regulation.

This Regulation shall be binding in its entirety and directly applicable inall Member States.

1997R0338— EN— 11.04.2008— 012.001— 20

(1) OJ No L 344, 7. 12. 1983, p. 1.

▼M12

ANNEX

Notes on interpretation of Annexes A, B, C and D

1. Species included in these Annexes A, B, C and D are referred to:

(a) by the name of the species; or

(b) as being all of the species included in a higher taxon or designated partthereof.

2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3. Other references to taxa higher than species are for the purposes of infor-mation or classification only.

4. Species printed in bold in Annex A are listed there in consistency with theirprotection as provided for by Council Directive 79/409/EEC (BirdsDirective) or Council Directive 92/43/EEC (Habitats Directive).

5. The following abbreviations are used for plant taxa below the level ofspecies:

(a) ‘ssp.’ is used to denote subspecies;

(b) ‘var(s).’ is used to denote variety (varieties); and

(c) ‘fa’ is used to denote forma.

6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species orhigher taxon refer to the Appendices of the Convention in which the speciesconcerned are listed as indicated in notes 7 to 9. Where none of theseannotations appears, the species concerned are not listed in the Appendicesto the Convention.

7. (I) against the name of a species or higher taxon indicates that the species orhigher taxon concerned is included in Appendix I to the Convention.

8. (II) against the name of a species or higher taxon indicates that the speciesor higher taxon concerned is included in Appendix II to the Convention.

9. (III) against the name of a species or higher taxon indicates that it isincluded in Appendix III to the Convention. In this case the country withrespect to which the species or higher taxon is included in Appendix III isalso indicated.

10. Hybrids may be specifically included in the Appendices but only if theyform distinct and stable populations in the wild. Hybrid animals that have intheir previous four generations of the lineage one or more specimens ofspecies included in Annexes A or B shall be subject to the provisions ofthis Regulation just as if they were full species, even if the hybrid concernedis not specifically included in the Annexes.

11. When a species is included in Annexes A, B or C, all parts and derivativesof the species are also included in the same Annex unless the species isannotated to indicate that only specific parts and derivatives are included. Inaccordance with Article 2(t) of this Regulation, the symbol ‘#’ followed by anumber placed against the name of a species or higher taxon included inAnnexes B or C designates parts or derivatives which are specified inrelation thereto for the purposes of the Regulation as follows:

#1 Designates all parts and derivatives, except:

(a) seeds, spores and pollen (including pollinia);

(b) seedling or tissue cultures obtained in vitro, in solid or liquidmedia, transported in sterile containers;

(c) cut flowers of artificially propagated plants; and

(d) fruits and parts and derivatives thereof of artificially propagatedplants of the genus Vanilla.

#2 Designates all parts and derivations, except:

(a) seeds and pollen; and

(b) finished products packaged and ready for retail trade.

#3 Designates whole and sliced roots and parts of roots.

1997R0338— EN— 11.04.2008— 012.001— 21

▼M12

#4 Designates all parts and derivatives, except:

(a) seeds, except those from Mexican cacti originating in Mexico, andpollen;

(b) seedling or tissue cultures obtained in vitro, in solid or liquidmedia, transported in sterile containers;

(c) cut flowers of artificially propagated plants;

(d) fruits and parts and derivatives thereof of naturalised or artificiallypropagated plants; and

(e) separate stem joints (pads) and parts and derivatives therefore ofnaturalised or artifically propagated plants of the genus Opuntiasubgenus Opuntia.

#5 Designates logs, sawn wood and veneer sheets.

#6 Designates logs, sawn wood, veneer sheets and plywood.

#7 Designates logs, wood-chips, powder and extracts.

#8 Designates underground parts (i.e. roots, rhizomes): whole, parts andpowdered.

#9 Designates all parts and derivatives, except those bearing a label‘Produced from Hoodia spp. material obtained through controlledharvesting and production in collaboration with the CITESManagement Authorities of Botswana/Namibia/South Africa underagreement No BW/NA/ZA xxxxxx’.

#10 Designates logs, sawn wood, veneer sheets, including unfinished woodarticles used for the fabrication of bows for stringed musicalinstruments.

#11 Designates logs, sawn wood, veneer sheets, plywood, powder andextracts.

12. As none of the species or higher taxa of FLORA included in Annex A isannotated to the effect that its hybrids shall be treated in accordance with theprovisions of Article 4.1 of the Regulation, this means that artificallypropagated hybrids produced from one or more of these species or taxamay be traded with a certificate of artificial propagation, and that seedsand pollen (including pollinia), cut flowers, seedling or tissue culturesobtained in vitro, in solid or liquid media, transported in sterile containersof these hybrids are not subject to the provisions of the Regulation.

13. Urine, faeces and ambergris which are waste products and gained withoutthe manipulation of the animal concerned are not subject to the provisions ofthe Regulation.

14. In respect of fauna species listed in Annex D, the provisions shall apply onlyto live specimens and whole, or substantially whole, dead specimens exceptfor taxa which are annotated as follows to show that other parts and deri-vatives are also covered:

§ 1 Any whole, or substantially whole, skins, raw or tanned.

§ 2 Any feathers or any skin or other part with feathers on it.

15. In respect of flora species listed in Annex D, the provisions shall apply onlyto live specimens except for taxa which are annotated as follows to showthat other parts and derivatives are also covered:

§ 3 Dried and fresh plants, including, where appropriate; leaves,roots/rootstock, stems, seeds/spores, bark and fruits.

§ 4 Logs, sawn wood and veneer sheets.

1997R0338— EN— 11.04.2008— 012.001— 22

1997R0338— EN— 11.04.2008— 012.001— 23

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

FAUNA

CHORDATA

(CHORDATES)

MAMMALIA

Mam

mals

ARTIO

DACTYLA

Antilocapridae

Prongh

orn

Antilo

capraam

erican

a(I)(O

nlythe

popu

latio

nof

Mexico;

noother

popu

latio

nis

includ

edin

the

Ann

exes

tothis

Regulation)

Mexican

pron

ghorn

Bov

idae

Antelopes,cattle,duikers,

gazelles,

goats,

sheepetc.

Add

axna

somaculatus

(I)

Add

ax

Ammotragu

slervia

(II)

Barbary

sheep

Antilo

pecervicap

ra(III

Nepal)

Blackbu

ck

Bison

bisonatha

bascae

(II)

Woo

dbison

Bos

gaurus

(I)(Excludesthe

domesticated

form

referenced

asBos

fron

talis

which

isno

tsubjectto

theprov

isions

ofthis

Regulation)

Gaur

Bos

mutus

(I)(Excludesthe

domesticated

form

referenced

asBos

grun

nienswhich

isno

tsubject

totheprov

isions

ofthisRegulation)

Wild

yak

Bos

sauveli(I)

Kou

prey

Bub

alus

arnee(IIINepal)(Excludes

thedo

mesticated

form

referenced

asBub

alus

buba

lis,which

isno

tsubjectto

theprov

isions

ofthis

Regulation)

Wild

Asiatic

buffalo

Bub

alus

depressicornis

(I)

Low

land

anoa

Bub

alus

mindo

rensis

(I)

Tam

arau

Bub

alus

quarlesi

(I)

Mou

ntainanoa

1997R0338— EN— 11.04.2008— 012.001— 24

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Bud

orcastaxicolor(II)

Takin

Cap

rafalcon

eri(I)

Markh

or

Cap

ricornis

miln

eedw

ardsii(I)

Chinese

serow

Cap

ricornis

rubidu

s(I)

Red

serow

Cap

ricornis

sumatraensis(I)

Sum

atranserow

Cap

ricornis

thar

(I)

Him

alayan

serow

Cepha

loph

usbroo

kei(II)

Brook

e’sdu

iker

Cepha

loph

usdo

rsalis

(II)

Bay

duiker

Cepha

loph

usjentinki

(I)

Jentink'sdu

iker

Cepha

loph

usog

ilbyi

(II)

Ogilby'sdu

iker

Cepha

loph

ussilvicultor(II)

Yellow-backeddu

iker

Cepha

loph

uszebra(II)

Zebra

duiker

Dam

aliscuspyga

rgus

pyga

rgus

(II)

Bon

tebo

k

Gazella

cuvieri(I)

Cuv

ier’sgazelle

Gazella

dorcas

(III

Algeria/Tun

isia)

Dorcasgazelle

Gazella

leptoceros

(I)

Slend

er-hornedgazelle

Hippo

trag

usnigervarian

i(I)

Giant

sableantelope

Kob

usleche(II)

Lechw

e

Naemorhedu

sba

ileyi

(I)

Red

goral

Naemorhedu

scaud

atus

(I)

Lon

g-tailedgo

ral

Naemorhedu

sgo

ral(I)

Him

alayan

goral

Naemorhedu

sgriseus(I)

Chinese

goral

Nan

gerda

ma(I)

Dam

agazelle

Oryxda

mmah

(I)

Scimitar-ho

rned

oryx

Oryxleucoryx

(I)

Arabian

oryx

Ovisam

mon

(II)

(Exceptforthe

subspecies

includ

edin

Ann

exA)

Argali

Ovisam

mon

hodg

sonii(I)

Tibetan

argali

1997R0338— EN— 11.04.2008— 012.001— 25

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Ovisam

mon

nigrimon

tana

(I)

KaraTau

argali

Oviscana

densis

(II)

(Onlythe

popu

latio

nof

Mexico;

noother

popu

latio

nis

includ

edin

the

Ann

exes

tothis

Regulation)

Mexican

bigh

ornsheep

Ovisorientalis

ophion

(I)

Cyp

rusmou

flon

Ovisvign

ei(II)

(Exceptforthe

subspecies

includ

edin

Ann

exA)

Urial

Ovisvign

eivign

ei(I)

Ladakhurial

Pan

tholop

sho

dgsonii(I)

Chiru

Philantom

bamon

ticola(II)

Bluedu

iker

Pseud

oryx

nghetin

hensis

(I)

Siola

Rup

icap

rapyrena

icaorna

ta(I)

Abruzzo

cham

ois

Saigabo

realis

(II)

Mon

goliansaiga

Saigatatarica

(II)

Stepp

esaiga

Tetracerusqu

adricornis

(III

Nepal)

Fou

r-ho

rned

antelope

Cam

elidae

Cam

els,

guan

aco,

vicuña

Lam

aglam

agu

anicoe

(II)

Guanaco

Vicug

navicugn

a(I)(Exceptforthe

popu

latio

nsof:Argentin

a[the

popu

latio

nof

theProvinces

ofJujuy

andCatam

arca

andthesemi-captive

popu

latio

nsof

theProvinces

ofJujuy,

Salta,Catam

arca,LaRioja

andSan

Juan];Bolivia

[the

who

lepo

pulatio

n];Chile

[pop

ulationof

thePrimeraRegión];andPeru[the

who

lepo

pulatio

n];which

are

includ

edin

Ann

exB)

Vicug

navicugn

a(II)

(Onlythe

popu

latio

nsof

Argentina(1)[the

popu

latio

nof

theProvinces

ofJujuy

andCatam

arca

andthesemi-captive

popu

latio

nsof

theProvinces

ofJujuy,

Salta,Catam

arca,LaRioja

andSan

Juan];Bolivia

(2)[the

who

lepo

pulatio

n];Chile

(3)[pop

u-latio

nof

thePrimeraRegión];

Peru(4)[the

who

lepo

pulatio

n];all

otherpo

pulatio

nsareinclud

edin

Ann

exA)

Vicuñ

a

Cervidae

Deer,

huem

uls,muntjacs,

pudus

Axiscalamianensis

(I)

Calam

iandeer

Axiskuhlii(I)

Baw

eandeer

1997R0338— EN— 11.04.2008— 012.001— 26

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Axispo

rcinus

anna

miticus(I)

Indo

chinaho

gdeer

Blastocerus

dichotom

us(I)

Marsh

deer

Cervuselap

husba

ctrian

us(II)

Bactriandeer

Cervuselap

husba

rbarus

(III

Algeria/Tun

isia)

Barbary

deer

Cervuselap

husha

nglu

(I)

Hangu

l

Dam

ada

mamesop

otam

ica(I)

Persian

fallo

wdeer

Hippo

camelus

spp.

(I)

Huemuls

Mazam

atemam

acerasina

(III

Guatemala)

Central

American

redbrocket

Mun

tiacuscrinifron

s(I)

Black

mun

tjac

Mun

tiacusvuqu

angensis

(I)

Giant

mun

tjac

Odo

coileus

virginianu

smayensis

(III

Guatemala)

Guatemalan

white-taileddeer

Ozotocerosbezoarticus

(I)

Pam

pasdeer

Pud

umephistop

hiles(II)

Northernpu

du

Pud

upu

da(I)

Sou

thernpu

du

Rucervusdu

vaucelii(I)

Barasingh

a

Rucervuseldii(I)

Eld’s

deer

Hippop

otam

idae

Hippop

otam

uses

Hexap

rotodo

nlib

eriensis

(II)

Pyg

myhipp

opotam

us

Hippo

potamus

amph

ibius(II)

Com

mon

hipp

opotam

us

Moschidae

Musk

deer

Moschus

spp.

(I)(O

nlythepo

pu-

latio

nsof

Afghanistan,Bhu

tan,

India,

Myanm

ar,Nepal

and

Pakistan;

allotherpo

pulatio

nsare

includ

edin

Ann

exB)

Moschus

spp.

(II)

(Exceptforthe

popu

latio

nsof

Afghanistan,Bhu

tan,

India,

Myanm

ar,Nepal

and

Pakistan,

which

areinclud

edin

Ann

exA)

Muskdeer

Suidae

Bab

irusa,hog

s,pigs

Bab

yrou

saba

byrussa(I)

Burubabirusa

1997R0338— EN— 11.04.2008— 012.001— 27

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Bab

yrou

sabo

laba

tuensis(I)

BolaBatubabirusa

Bab

yrou

sacelebensis

(I)

North

Sulaw

esibabirusa

Bab

yrou

satogean

ensis(I)

Malenge

babirusa

Sussalvan

ius(I)

Pyg

myho

g

Tay

assuidae

Peccaries

Tayassuidae

spp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA

andexclud

ingthepo

pulatio

nsof

Pecaritajacu

ofMexicoandthe

UnitedStates,

which

areno

tinclud

edin

theAnn

exes

tothis

Regulation)

Peccaries

Catag

onus

wag

neri

(I)

Chacoan

peccary

CARNIVORA

Ailu

ridae

Ailu

rusfulgens(I)

Red

pand

a

Can

idae

Dog

s,foxes,

wolves

Can

isau

reus

(III

India)

Goldenjackal

Can

islupu

s(I/II)

(Allpo

pulatio

nsexcept

thoseof

Spain

northof

theDou

roand

Greeceno

rthof

the39

thparallel.

Pop

ulations

ofBhu

tan,

India,

Nepal

andPakistanarelistedin

App

endix

I;allotherpo

pulatio

nsarelistedin

App

endixII.)

Can

islupu

s(II)

(Pop

ulations

ofSpain

northof

theDou

roand

Greeceno

rthof

the39

thparallel)

Greywolf

Can

issimensis

Ethiopian

wolf

Cerdo

cyon

thou

s(II)

Crab-eatin

gfox

Chrysocyonbrachyurus

(II)

Maned

wolf

Cuo

nalpinu

s(II)

Dho

le

Lycalop

exculpaeus

(II)

Culpeo

Lycalop

exfulvipes

(II)

Darwin’s

fox

1997R0338— EN— 11.04.2008— 012.001— 28

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Lycalop

exgriseus(II)

Sou

thAmerican

grey

fox

Lycalop

exgymno

cercus

(II)

Pam

pasfox

Speothos

vena

ticus

(I)

Bushdo

g

Vulpesbeng

alensis(III

India)

Bengalfox

Vulpescana

(II)

Blanford'sfox

Vulpeszerda(II)

Fennecfox

Eupleridae

Cryptop

roctaferox(II)

Fossa

Eup

leresgo

udotii(II)

Falanou

c

Fossa

fossan

a(II)

Malagasycivet

Felidae

Cats,

cheetahs,

leop

ards,

lions,

tigers

etc.

Felidae

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA.

Specimensof

thedo

mesticated

form

areno

tsubjectto

theprov

isions

ofthis

Regulation)

Cats

Acino

nyxjuba

tus(I)(A

nnualexpo

rtqu

otas

forliv

especim

ensand

huntingtrop

hies

aregrantedas

follo

ws:

Botsw

ana:

5;Nam

ibia:

150;

Zim

babw

e:50

.The

tradein

such

specim

ensis

subjectto

the

prov

isions

ofArticle

4.1of

this

Regulation.)

Cheetah

Caracal

caracal(I)(O

nlythe

popu

latio

nof

Asia;

allotherpo

pu-

latio

nsareinclud

edin

Ann

exB)

Asian

Caracal

Catop

umatemminckii(I)

Asian

golden

cat

Felis

nigripes

(I)

Black-foo

tedcat

Felis

silvestris

(II)

Wild

cat

Leopa

rdus

geoffroyi(I)

Geoffroy'scat

1997R0338— EN— 11.04.2008— 012.001— 29

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Leopa

rdus

jacobitus(I)

And

eanmou

ntaincat

Leopa

rdus

pardalis

(I)

Ocelot

Leopa

rdus

tigrinu

s(I)

Oncilla

Leopa

rdus

wiedii(I)

Margay

Lynxlynx(II)

Eurasianlynx

Lynxpa

rdinus

(I)

Iberianlynx

Neofelis

nebu

losa

(I)

Cloud

edleop

ard

Pan

theraleopersica(I)

Asiatic

lion

Pan

theraon

ca(I)

Jagu

ar

Pan

therapa

rdus

(I)

Leopard

Pan

theratig

ris(I)

Tiger

Pardo

felis

marmorata(I)

Marbled

cat

Prion

ailurusbeng

alensisbeng

a-lensis

(I)(O

nlythepo

pulatio

nsof

Bangladesh,

IndiaandThailand

;all

otherpo

pulatio

nsareinclud

edin

Ann

exB.)

Bengalleop

ardcat

Prion

ailurusiriomotensis(II)

Iriomotecat

Prion

ailurusplan

iceps(I)

Flat-headed

cat

Prion

ailurusrubigino

sus(I)(O

nly

thepo

pulatio

nof

India;

allother

popu

latio

nsareinclud

edin

Ann

exB.)

Rusty-spo

ttedcat

Pum

aconcolor

coryi(I)

Florida

coug

ar

Pum

aconcolor

costaricensis(I)

Costa

Rican

coug

ar

Pum

aconcolor

coug

uar(I)

Eastern

coug

ar

Pum

ayago

uaroun

di(I)(O

nlythe

popu

latio

nsof

Central

andNorth

America;

allotherpo

pulatio

nsare

includ

edin

Ann

exB)

Jagu

arun

di

Uncia

uncia(I)

Sno

wleop

ard

1997R0338— EN— 11.04.2008— 012.001— 30

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Herpestidae

Mon

gooses

Herpestes

fuscus

(III

India)

Indian

brow

nmon

goose

Herpestes

edwardsi(III

India)

Indian

grey

mon

goose

Herpestes

javanicusau

ropu

nctatus

(III

India)

SmallIndian

mon

goose

Herpestes

smith

ii(III

India)

Rud

dymon

goose

Herpestes

urva

(III

India)

Crab-eatin

gmon

goose

Herpestes

vitticollis(III

India)

Stripe-necked

mon

goose

Hya

enidae

Aardwolf,hyenas

Protelescristata

(III

Botsw

ana)

Aardw

olf

Mephitidae

Skunks

Con

epatus

humbo

ldtii

(II)

Hum

boldt’sho

g-no

sedskun

k

Mustelidae

Bad

gers,martens,

weasels

etc.

Lutrinae

Otters

Lutrinaespp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Otters

Aon

yxcapensis

microdo

n(I)(O

nly

thepo

pulatio

nsof

Cam

eroo

nand

Nigeria;allotherpo

pulatio

nsare

includ

edin

Ann

exB)

Cam

eroo

nclaw

less

otter

Enh

ydra

lutris

nereis

(I)

Sou

thernseaotter

Lon

trafelin

a(I)

Marineotter

Lon

tralong

icau

dis(I)

Neotrop

ical

otter

Lon

traprovocax

(I)

Sou

thernriverotter

Lutra

lutra(I)

Europ

eanotter

Lutra

nipp

on(I)

Japanese

otter

Pteronu

rabrasiliensis(I)

Giant

otter

Mustelinae

Grisons,

martens,

tayra,

weasels

Eiraba

rbara(III

Hon

duras)

Tayra

Galictis

vitta

ta(III

Costa

Rica)

Greater

grison

1997R0338— EN— 11.04.2008— 012.001— 31

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Martesfla

vigu

la(III

India)

Yellow-throatedmarten

Martesfoinainterm

edia

(III

India)

Stone

marten

Martesgw

atkinsii(III

India)

Nilg

irimarten

Mellivoracapensis

(III

Botsw

ana)

Hon

eybadg

er

Mustela

nigripes

(I)

Black-foo

tedferret

Odob

enidae

Walrus

Odo

benu

srosm

arus

(III

Canada)

Walrus

Otariidae

Furseals,

sealions

Arctoceph

alus

spp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA)

Fur

seals

Arctoceph

alus

philipp

ii(II)

Juan

Fernánd

ezfurseal

Arctoceph

alus

townsendi

(I)

Guadalupe

furseal

Phocidae

Seals

Mirou

ngaleon

ina(II)

Sou

thernelephant

seal

Mon

achu

sspp.

(I)

Mon

kseals

Procyon

idae

Coa

tis,

olingo

s

Bassaricyon

gabb

ii(III

Costa

Rica)

Olin

go

Bassariscus

sumichrasti(III

Costa

Rica)

Cacom

istle

Nasua

narica

(III

Hon

duras)

White-nosed

coati

Nasua

nasuasolitaria

(IIIUrugu

ay)

Sou

thBraziliancoati

Potos

flavus(III

Hon

duras)

Kinkajou

Ursidae

Bears

Ursidae

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Bears

Ailu

ropo

damelan

oleuca

(I)

Giant

pand

a

Helarctos

malayan

us(I)

Sun

bear

Melursusursinu

s(I)

Sloth

bear

Tremarctos

orna

tus(I)

Spectacledbear

1997R0338— EN— 11.04.2008— 012.001— 32

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Ursusarctos

(I/II)

(Onlythepo

pulatio

nsof

Bhu

tan,

China,MexicoandMon

golia

and

thesubspecies

Ursusarctos

isab

ellin

usarelistedin

App

endixI;

allotherpo

pulatio

nsandsubspecies

arelistedin

App

endixII).

Brownbear

Ursus

thibetan

us(I)

Asian

blackbear

Viverridae

Binturong,

civets,lin

sangs,otter-

civet,palm

civet

Arctictis

binturon

g(III

India)

Binturong

Civettictis

civetta

(III

Botsw

ana)

African

civet

Cynog

alebenn

ettii

(II)

Ottercivet

Hem

igalus

derbyanu

s(II)

Bandedpalm

civet

Pag

umalarvata(III

India)

Maskedpalm

civet

Parad

oxurus

herm

aphrod

itus(III

India)

Asian

palm

civet

Parad

oxurus

jerdon

i(III

India)

Jerdon

'spalm

civet

Prion

odon

linsang

(II)

Bandedlin

sang

Prion

odon

pardicolor

(I)

Spo

ttedlin

sang

Viverra

civettina

(III

India)

Malabar

large-spottedcivet

Viverra

zibetha(III

India)

Large

Indian

civet

Viverricula

indica

(III

India)

SmallIndian

civet

CETACEA

Cetaceans(dolphins,

porpoises,

whales)

CETACEA

spp.(I/II)

(5)

Cetaceans

CHIROPTERA

Phyllostom

idae

Broad

-nosed

bats

Platyrrhinu

slin

eatus(III

Urugu

ay)

White-lined

bat

1997R0338— EN— 11.04.2008— 012.001— 33

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Pteropod

idae

Fruitbats,

flyingfoxes

Acerodo

nspp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Flyingfoxes

Acerodo

njuba

tus(I)

Golden-capp

edfruitbat

Pteropu

sspp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Flyingfoxes

Pteropu

sinsularis(I)

Ruckflying

fox

Pteropu

slivingstonii(II)

Com

oroflying

fox

Pteropu

sloocho

ensis(I)

Japanese

flying

fox

Pteropu

smariann

us(I)

Marianasflying

fox

Pteropu

smolossinu

s(I)

Carolineflying

fox

Pteropu

spelewensis(I)

Pelew

flying

fox

Pteropu

spilosus(I)

Large

Pelew

flying

fox

Pteropu

srodricensis(II)

Rod

rigu

esflying

fox

Pteropu

ssamoensis

(I)

Sam

oanflying

fox

Pteropu

stong

anus

(I)

Pacific

flying

fox

Pteropu

sua

lanu

s(I)

Kosraeflying

fox

Pteropu

svoeltzkowi(II)

Pem

baflying

fox

Pteropu

syapensis

(I)

Yap

flying

fox

CINGULATA

Dasyp

odidae

Arm

adillos

Cab

assous

centralis

(IIICosta

Rica)

Northernnaked-tailedarmadillo

Cab

assous

tatoua

y(III

Urugu

ay)

Greater

naked-tailedarmadillo

Cha

etop

hractusna

tioni

(II)

(Azero

annu

alexpo

rtqu

otahasbeen

established.

Allspecim

ensshallbe

deem

edto

bespecim

ensof

species

includ

edin

Ann

exA

andthetrade

inthem

shallbe

regu

lated

accordingly)

And

eanhairyarmadillo

Priod

ontesmaximus

(I)

Giant

armadillo

1997R0338— EN— 11.04.2008— 012.001— 34

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

DASY

UROMORPHIA

Dasyu

ridae

Dunnarts,marsupialmice,

planigales

Sminthop

sislong

icau

data

(I)

Lon

g-taileddu

nnart

Sminthop

sispsam

mop

hila

(I)

Sandh

illdu

nnart

Thylacinidae

Tasman

ianwolf,thylacine

Thylacinu

scyno

ceph

alus

(possibly

extin

ct)(I)

Thy

lacine

DIPROTODONTIA

Macropod

idae

Kan

garoos,wallabies

Dendrolag

usinustus(II)

Grizzledtree-kangaroo

Dendrolag

usursinu

s(II)

Ursinetree-kangaroo

Lag

orchesteshirsutus

(I)

Rufou

share-w

allaby

Lag

ostrop

husfasciatus(I)

Bandedhare-w

allaby

Onychog

alea

fraena

ta(I)

Bridled

nail-tailwallaby

Onychog

alea

luna

ta(I)

Crescentnail-tailwallaby

Phalan

geridae

Cuscus

Pha

lang

erintercastella

nus(II)

Eastern

common

cuscus

Pha

lang

ermimicus

(II)

Sou

therncommon

cuscus

Pha

lang

erorientalis

(II)

Northerncommon

cuscus

Spilo

cuscus

kraemeri(II)

Adm

iralty

Island

cuscus

Spilo

cuscus

maculatus

(II)

Com

mon

spottedcuscus

Spilo

cuscus

papu

ensis(II)

Waigeou

cuscus

Potoroidae

Rat-kan

garoos

Bettong

iaspp.

(I)

Bettong

s

Calop

rymnu

scampestris(possibly

extin

ct)(I)

Desertrat-kang

aroo

Vom

batidae

Wom

bats

Lasiorhinus

krefftii(I)

Northernhairy-no

sedwom

bat

1997R0338— EN— 11.04.2008— 012.001— 35

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

LAGOMORPHA

Leporidae

Hares,rabbits

Cap

rolagu

shispidus

(I)

Hispidhare

Rom

erolag

usdiazi(I)

Volcano

rabb

it

MONOTREMATA

Tachyg

lossidae

Echidnas,spinyan

teaters

Zag

lossus

spp.

(II)

Lon

g-beaked

echidn

as

PERAMELEMORPHIA

Chaeropod

idae

Ban

dicoo

ts

Cha

erop

usecau

datus(possibly

extin

ct)(I)

Pig-foo

tedband

icoo

t

Peram

elidae

Peram

eles

boug

ainville(I)

Western

barred

band

icoo

t

Thylacom

yidae

Macrotis

lago

tis(I)

Greater

bilby

Macrotis

leucura(I)

Lesserbilby

PERISSO

DACTYLA

Equidae

Horses,

wild

asses,

zebras

Equ

usafricanu

s(I)(Excludesthe

domesticated

form

referenced

asEqu

usasinus,which

isno

tsubject

totheprov

isions

ofthisRegulation)

African

ass

Equ

usgrevyi

(I)

Grévy

'szebra

Equ

ushemionu

s(I/II)

(The

species

islistedin

App

endixII

but

subspecies

Equ

ushemionu

shemionu

sandEqu

ushemionu

skhur

arelistedin

App

endixI)

Asiatic

wild

ass

Equ

uskian

g(II)

Kiang

Equ

usprzewalskii(I)

Przew

alski's

horse

Equ

uszebraha

rtman

nae(II)

Hartm

ann'smou

ntainzebra

1997R0338— EN— 11.04.2008— 012.001— 36

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Equ

uszebrazebra(I)

Capemou

ntainzebra

Rhinocerotidae

Rhinoceroses

Rhino

cerotid

aespp.

(I)(Except

forthesubspecies

includ

edin

Ann

exB)

Rhino

ceroses

Ceratotherium

simum

simum

(II)

(Onlythepo

pulatio

nsof

Sou

thAfricaandSwaziland

;allother

popu

latio

nsareinclud

edin

Ann

exA.For

theexclusivepu

rposeof

allowinginternationaltradein

live

anim

alsto

approp

riateand

acceptable

destinations

andtradein

huntingtrop

hies.Allother

specim

ensshallbe

deem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andtradein

them

shallbe

regu

latedaccordingly)

Sou

thernwhite

rhinoceros

Tap

iridae

Tap

irs

Tap

iridae

spp.

(I)(Exceptforthe

speciesinclud

edin

Ann

exB)

Tapirs

Tap

irus

terrestris

(II)

Sou

thAmerican

tapir

PHOLID

OTA

Man

idae

Pan

golin

s

Man

isspp.

(II)

(Azero

annu

alexpo

rtqu

otahas

been

establishedforMan

iscrassi-

caud

ata,

Man

isculio

nensis,Man

isjavanica

andMan

ispentad

actyla

forspecim

ensremov

edfrom

the

wild

andtraded

forprim

arily

commercial

purposes)

Pango

lins

PILOSA

Bradyp

odidae

Three-toed

sloths

Bradypu

svariegatus

(II)

Brown-throated

sloth

1997R0338— EN— 11.04.2008— 012.001— 37

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Megalon

ychidae

Two-toed

sloth

Cho

loepus

hoffm

anni

(III

Costa

Rica)

Hoffm

ann'stwo-toed

sloth

Myrmecop

hag

idae

American

anteaters

Myrmecop

haga

tridactyla

(II)

Giant

anteater

Tam

andu

amexican

a(III

Guatemala)

Northerntamandu

a

PRIM

ATES

Primates

(apesandmon

keys)

PRIM

ATESspp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA)

Primates

Atelid

aeHow

lers,spider

mon

keys

Aloua

ttacoibensis(I)

Coiba

Island

howler

Aloua

ttapa

lliata(I)

Mantledho

wler

Aloua

ttapigra(I)

Guatemalan

blackho

wler

Atelesgeoffroyifron

tatus(I)

Black-browed

spider

mon

key

Atelesgeoffroyipa

namensis(I)

Red

spider

mon

key

Brachyteles

arachn

oides(I)

Sou

thernmuriqui

Brachyteles

hypo

xanthu

s(I)

Oreon

axfla

vicaud

a(I)

Yellow-tailedwoo

llymon

key

Cebidae

Marmosets,

tamarins,

New

-world

mon

keys

Callim

icogo

eldii(I)

Goeldi's

marmoset

Callithrix

aurita

(I)

Buffy-tuftedmarmoset

Callithrix

flaviceps

(I)

Buffy-headedmarmoset

Leontop

ithecus

spp.

(I)

Liontamarins

Sagu

inus

bicolor(I)

Piedtamarin

Sagu

inus

geoffroyi(I)

Geoffroy'stamarin

Sagu

inus

leucop

us(I)

White-foo

tedtamarin

Sagu

inus

martin

si(I)

1997R0338— EN— 11.04.2008— 012.001— 38

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Sagu

inus

oedipu

s(I)

Cottontop

tamarin

Saimirioerstedii(I)

Central

American

squirrel

mon

key

Cercopithecidae

Old-w

orld

mon

keys

Cercocebu

sga

leritus(I)

TanaRiver

mangabey

Cercopithecus

dian

a(I)

Diana

mon

key

Cercopithecus

roloway

(I)

Rolow

aymon

key

Cercopithecus

solatus(II)

Sun

-tailedmon

key

Colob

ussatana

s(II)

Black

colobu

s

Macacasilenu

s(I)

Lion-tailedmacaque

Man

drillus

leucop

haeus(I)

Drill

Man

drillus

sphinx

(I)

Mandrill

Nasalis

larvatus

(I)

Probo

scis

mon

key

Piliocolob

usfoai

(II)

Central

African

redcolobu

s

Piliocolob

usgo

rdon

orum

(II)

Uzung

waredcolobu

s

Piliocolob

uskirkii(I)

Zanzibarredcolobu

s

Piliocolob

uspenn

antii

(II)

Pennant'sredcolobu

s

Piliocolob

uspreussi(II)

Preuss'sredcolobu

s

Piliocolob

usrufomitratus

(I)

TanaRiver

redcolobu

s

Piliocolob

usteph

rosceles

(II)

Ugand

anredcolobu

s

Piliocolob

ustholloni

(II)

Tho

llon'sredcolobu

s

Presbytis

potenziani

(I)

Mentawai

lang

ur

Pygathrix

spp.

(I)

Dou

clang

urs

Rhino

pithecus

spp.

(I)

Snu

b-no

sedmon

keys

Semno

pithecus

ajax

(I)

Kashm

irgrey

lang

ur

Semno

pithecus

dussum

ieri

(I)

Sou

thernPlainsgrey

lang

ur

Semno

pithecus

entellu

s(I)

NorthernPlainsgrey

lang

ur

Semno

pithecus

hector

(I)

Tarai

grey

lang

ur

1997R0338— EN— 11.04.2008— 012.001— 39

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Semno

pithecus

hypo

leucos

(I)

Black-foo

tedgrey

lang

ur

Semno

pithecus

priam

(I)

Tuftedgrey

lang

ur

Semno

pithecus

schistaceus(I)

Nepal

grey

lang

ur

Simiasconcolor

(I)

Sim

akob

ou

Trachypith

ecus

delacouri(II)

Delacou

r'slang

ur

Trachypith

ecus

fran

coisi(II)

François'slang

ur

Trachypith

ecus

geei

(I)

Gee'sgo

lden

lang

ur

Trachypith

ecus

hatin

hensis

(II)

Hatinhlang

ur

Trachypith

ecus

john

ii(II)

Nilg

irilang

ur

Trachypith

ecus

laotum

(II)

Laotianlang

ur

Trachypith

ecus

pileatus

(I)

Cappedlang

ur

Trachypith

ecus

polio

ceph

alus

(II)

White-headedlang

ur

Trachypith

ecus

shortridgei(I)

Sho

rtridg

e'slang

ur

Cheiroga

leidae

Dwarflemurs

andmou

se-lem

urs

Cheirog

aleida

espp.

(I)

Dwarflemursandmou

selemurs

Dau

bentoniid

aeAye-aye

Dau

benton

iamad

agascariensis(I)

Aye-aye

Hom

inidae

Chim

pan

zees,go

rilla

s,oran

g-utan

Gorillabering

ei(I)

Eastern

gorilla

Gorillago

rilla

(I)

Western

gorilla

Pan

spp.

(I)

Chimpanzee

andbo

nobo

Pon

goab

elii(I)

Sum

atranorangu

tan

Pon

gopygm

aeus

(I)

Bornean

orangu

tan

Hylob

atidae

Gibbon

s

Hylob

atidae

spp.

(I)

Gibbo

ns

Indriidae

Indri,sifakas

andwoo

llylemurs

Indriid

aespp.

(I)

Indri,sifakasandwoo

llylemurs

1997R0338— EN— 11.04.2008— 012.001— 40

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Lem

uridae

Large

lemurs

Lem

uridae

spp.

(I)

Large

lemurs

Lepilemuridae

Sportive

lemurs

Lepilemuridae

spp.

(I)

Spo

rtivelemurs

Lorisidae

Lorises

Nycticebus

spp.

(I)

Slow

lorises

Pitheciid

aeUacaris,titis,

sakis

Cacajao

spp.

(I)

Uacaris

Callicebus

barbarab

rowna

e(II)

Barbara

Brown'sTiti

Callicebus

melan

ochir(II)

Coastal

Black-handedTiti

Callicebus

nigrifron

s(II)

Black-fronted

Titi

Callicebus

person

atus

(II)

Atlantic

titi

Chiropo

tesalbina

sus(I)

White-nosed

saki

Tarsiidae

Tarsiers

Tarsius

spp.

(II)

Tarsiers

PROBOSC

IDEA

Elephan

tidae

Elephan

ts

Eleph

asmaximus

(I)

Asian

elephant

Loxod

onta

africana

(I)(Exceptfor

thepo

pulatio

nsof

Botsw

ana,

Nam

ibia,Sou

thAfricaand

Zim

babw

e,which

areinclud

edin

Ann

exB)

Loxod

onta

africana

(II)

(Onlythepo

pulatio

nsof

Botsw

ana,

Nam

ibia,Sou

thAfricaand

Zim

babw

e(6);allotherpo

pulatio

nsareinclud

edin

Ann

exA)

African

elephant

RODENTIA

Chinchillidae

Chinchillas

Chinchilla

spp.

(I)(Specimensof

thedo

mesticated

form

areno

tsubjectto

theprov

isions

ofthis

Regulation)

Chinchillas

1997R0338— EN— 11.04.2008— 012.001— 41

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Cuniculid

aePacas

Cun

iculus

paca

(III

Hon

duras)

Low

land

paca

Dasyp

roctidae

Ago

utis

Dasyproctapu

nctata

(III

Hon

duras)

Central

American

agou

ti

Erethizon

tidae

New

-world

porcupines

Sphigg

urus

mexican

us(III

Hon

duras)

Mexican

hairydw

arfpo

rcup

ine

Sphigg

urus

spinosus

(III

Urugu

ay)

Paraguaianhairydw

arfpo

rcup

ine

Hystricidae

Old-w

orld

porcupines

Hystrix

cristata

Crested

porcup

ine

Muridae

Mice,

rats

Leporillus

cond

itor(I)

Greater

stick-nest

rat

Pseud

omys

fieldipraeconis(I)

Shark

Bay

mou

se

Xerom

ysmyoides

(I)

False

water

rat

Zyzom

yspedu

nculatus

(I)

Central

Australianrock

rat

Sciuridae

Groundsquirrels,tree

squirrels

Cynom

ysmexican

us(I)

Mexican

prairiedo

g

Marmotacaud

ata(III

India)

Lon

g-tailedmarmot

Marmotahimalayan

a(III

India)

Him

alayan

marmot

Ratufaspp.

(II)

Giant

squirrels

Sciurusdepp

ei(III

Costa

Rica)

Deppe'ssquirrel

SCANDENTIA

Tupaiidae

Treeshrews

Tup

aiidae

spp.

Treeshrew

s

SIRENIA

Dugo

ngidae

Dugo

ng

Dug

ongdu

gon(I)

Dug

ong

1997R0338— EN— 11.04.2008— 012.001— 42

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Trichechidae

Man

atees

Trichechidaespp.

(I/II)

(Trichechu

sinun

guis

andTrichechu

sman

atus

arelistedin

App

endixI.Trichechu

ssenega

lensis

islistedin

App

endix

II.)

Manatees

AVES

Birds

ANSE

RIFORMES

Anatidae

Ducks,

geese,

swan

setc.

Ana

sau

ckland

ica(I)

AucklandIsland

steal

Ana

sbernieri

(II)

Madagascarteal

Ana

schlorotis

(I)

Brownteal

Ana

sform

osa(II)

Baikalteal

Ana

slaysan

ensis(I)

Laysandu

ck

Ana

snesiotis

(I)

Cam

pbellIsland

teal

Ana

sou

staleti(I)

Marianasmallard

Anas

querqu

edula

Garganey

Aythyainno

tata

Madagascarpo

chard

Aythya

nyroca

Ferrugino

usdu

ck

Brantacana

densis

leucop

areia(I)

Aleutiango

ose

Branta

ruficollis(II)

Red-breastedgo

ose

Brantasand

vicensis

(I)

Nene

Cairina

moschata(III

Hon

duras)

Muscovy

duck

Cairina

scutulata(I)

White-w

ingeddu

ck

Coscoroba

coscorob

a(II)

Coscoroba

swan

Cygnu

smelan

coryph

us(II)

Black-neckedsw

an

Dendrocygna

arbo

rea(II)

WestIndian

whistlin

g-du

ck

Dendrocygna

autumna

lis(III

Hon

duras)

Black-belliedwhistlin

g-du

ck

Dendrocygna

bicolor(IIIHon

duras)

Fulvo

uswhistlin

g-du

ck

1997R0338— EN— 11.04.2008— 012.001— 43

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Mergu

soctosetaceus

Brazilianmerganser

Oxyurajamaicensis

Rud

dydu

ck

Oxyuraleucocepha

la(II)

White-headeddu

ck

Rho

donessacaryop

hylla

cea

(possiblyextin

ct)(I)

Pink-headed

duck

Sarkidiornis

melan

otos

(II)

Com

bdu

ck

Tad

orna

cristata

Crested

sheldu

ck

APODIFORMES

Trochilidae

Hummingb

irds

Trochilidaespp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Hum

mingb

irds

Glaucis

dohrnii(I)

Hoo

k-billedherm

it

CHARADRIIFORMES

Burhinidae

Thick-knees

Burhinu

sbistriatus

(III

Guatemala)

Dou

ble-stripedthick-kn

ee

Laridae

Gulls,terns

Larus

relictus(I)

Relictgu

ll

Scolopacidae

Curlew

s,greenshan

ks

Num

eniusbo

realis

(I)

Eskim

ocurlew

Num

eniustenu

irostris

(I)

Slend

er-billed

curlew

Tring

agu

ttifer(I)

Nordm

ann'sgreenshank

CICONIIFORMES

Ardeidae

Egrets,

heron

s

Ardea

alba

Great

egret

Bubu

lcusibis

Cattle

egret

Egretta

garzetta

Little

egret

Balaenicipitidae

Shoebill,whale-headed

stork

Balaeniceps

rex(II)

Sho

ebill

1997R0338— EN— 11.04.2008— 012.001— 44

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Cicon

iidae

Storks

Cicon

iabo

yciana

(I)

Orientalstork

Cicon

ianigra

(II)

Black

stork

Cicon

iastormi

Storm

'sstork

Jabiru

mycteria(I)

Jabiru

Leptoptilo

sdu

bius

Greater

adjutant

stork

Mycteriacinerea(I)

Milk

ystork

Phoenicop

teridae

Flamingo

s

Pho

enicop

teridaespp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)

Flamingo

s

Phoenicop

terusruber(II)

Greater

flam

ingo

Threskiornithidae

Ibises,spoo

nbills

Eud

ocimus

ruber(II)

Scarlet

ibis

Geron

ticus

calvus

(II)

Baldibis

Geron

ticus

erem

ita(I)

Waldrapp

Nippo

nianipp

on(I)

Crested

ibis

Platalealeucorodia(II)

Eurasianspoo

nbill

Pseud

ibis

giga

ntean

Giant

ibis

COLUMBIFORMES

Columbidae

Dov

es,pigeons

Caloena

snicoba

rica

(I)

Nicob

arpigeon

Claravisgo

defrida

Purple-wingedgrou

nd-dov

e

Columba

livia

Rockpigeon

Duculamindo

rensis

(I)

Mindo

rozone-tailedpigeon

Gallicolum

baluzonica

(II)

Luzon

bleeding

-heart

Gou

raspp.

(II)

Crowned-pigeon

s

Leptotilawellsi

Grenada

dove

Nesoena

smayeri(III

Mauritiu

s)Pinkpigeon

1997R0338— EN— 11.04.2008— 012.001— 45

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Streptopelia

turtur

Europ

eanturtle-dov

e

CORACIIFORMES

Bucerotidae

Hornbills

Acerosspp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Hornb

ills

Acerosnipa

lensis

(I)

Rufou

s-necked

hornbill

Ano

rrhinu

sspp.

(II)

Hornb

ills

Anthracoceros

spp.

(II)

Hornb

ills

Berenicornisspp.

(II)

Hornb

ills

Buceros

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Hornb

ills

Buceros

bicornis

(I)

Great

hornbill

Penelop

ides

spp.

(II)

Hornb

ills

Rhino

plax

vigil(I)

Helmeted

hornbill

Rhyticeros

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Hornb

ills

Rhyticeros

subruficollis

(I)

Plain-pou

ched

hornbill

CUCULIFORMES

Musophag

idae

Turacos

Tau

raco

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Turacos

Tau

raco

bann

erman

i(II)

Bannerm

an'sturaco

FALCONIFORMES

Diurnal

birdsof

prey(eag

les,

falcon

s,haw

ks,

vultures)

FALCONIFORMESspp.

(II)

(Exceptforthespeciesinclud

edin

Ann

exA

andforon

especiesof

the

family

Cathartidae

includ

edin

Ann

exC;theotherspeciesof

that

family

areno

tinclud

edin

the

Ann

exes

tothis

Regulation)

Diurnal

birdsof

prey

1997R0338— EN— 11.04.2008— 012.001— 46

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Accipitridae

Haw

ks,

eagles

Accipiterbrevipes

(II)

Levantsparrowhawk

Accipitergentilis

(II)

Northerngo

shaw

k

Accipiternisus(II)

Eurasiansparrowhawk

Aegypiusmon

achus(II)

Cinereous

vultu

re

Aqu

ilaad

alberti(I)

Adalbert's

eagle

Aqu

ilachrysaetos

(II)

Goldeneagle

Aqu

ilaclan

ga(II)

Greater

spottedeagle

Aqu

ilahelia

ca(I)

Imperial

eagle

Aqu

ilapo

marina(II)

Lesserspottedeagle

Buteobu

teo(II)

Com

mon

buzzard

Buteolago

pus(II)

Rou

gh-leggedbu

zzard

Buteorufinus(II)

Lon

g-legg

edbu

zzard

Cho

ndrohierax

uncina

tus

wilson

ii(I)

Cub

anho

ok-billed

kite

Circaetusga

llicus(II)

Sho

rt-toedsnake-eagle

Circusaeruginosus(II)

Western

marsh-harrier

Circuscyan

eus(II)

Northernharrier

Circusmacrourus(II)

Pallid

harrier

Circuspyga

rgus(II)

Mon

tagu

'sharrier

Elanuscaeruleus(II)

Black-w

ingedkite

Eutriorchis

astur(II)

Madagascarserpent-eagle

Gypaetusba

rbatus(II)

Lam

mergeier

Gypsfulvus(II)

Eurasiangriffon

Haliaeetusspp.

(I/II)

(Haliaeetus

albicilla

islistedin

App

endixI;

theotherspeciesarelistedin

App

endixII)

Sea-eagles

Harpiaha

rpyja(I)

Harpy

eagle

1997R0338— EN— 11.04.2008— 012.001— 47

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Hieraaetusfasciatus(II)

Bon

elli'seagle

Hieraaetuspennatus(II)

Boo

tedeagle

Leucopternisoccidentalis

(II)

Grey-backed

hawk

Milvusmigrans(II)

Black

kite

Milvusmilvus(II)

Red

kite

Neoph

ronpercnop

terus(II)

Egy

ptianvu

lture

Pernis

apivorus(II)

Europ

eanho

ney-bu

zzard

Pith

ecop

haga

jefferyi(I)

Great

Philip

pine

eagle

Cathartidae

New

world

vultures

Gym

nogyps

californian

us(I)

Californiacond

or

Sarcoram

phus

papa

(III

Hon

duras)

Kingvu

lture

Vulturgryphu

s(I)

And

eancond

or

Falconidae

Falcons

Falco

araeus

(I)

Seychelleskestrel

Falco

biarmicus(II)

Lannerfalcon

Falco

cherrug(II)

Saker

falcon

Falco

columba

rius(II)

Merlin

Falco

eleonorae

(II)

Eleon

ora'sfalcon

Falco

jugg

er(I)

Laggarfalcon

Falco

nau

man

ni(II)

Lesserkestrel

Falco

newtoni

(I)(O

nlythepo

pu-

latio

nof

theSeychelles)

New

ton'skestrel

Falco

pelegrinoides(I)

Barbary

falcon

Falco

peregrinus

(I)

Peregrine

falcon

Falco

punctatus(I)

Mauritiu

skestrel

Falco

rusticolus

(I)

Gyrfalcon

Falco

subb

uteo(II)

Eurasianho

bby

Falco

tinnunculus(II)

Com

mon

kestrel

1997R0338— EN— 11.04.2008— 012.001— 48

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Falco

vespertin

us(II)

Red-foo

tedfalcon

Pan

dionidae

Ospreys

Pan

dion

haliaetus(II)

Osprey

GALLIFORMES

Cracidae

Craxspp.

(-/III)(Exceptforthe

speciesinclud

edin

Ann

exA

and

Ann

exD;thefollo

wingspeciesare

listedin

App

endixIII:Crax

daub

entoni

andCraxglob

ulosafor

Colom

biaandCraxrubrafor

Colom

bia,

Costa

Rica,

Guatemala

andHon

duras)

Curassows

Craxalberti(III

Colom

bia)

Blue-kn

obbedcurassow

Craxblum

enba

chii(I)

Red-billed

curassow

Mitu

mitu

(I)

Alago

ascurassow

Oreop

hasisderbianu

s(I)

Hornedgu

an

Ortalis

vetula

(III

Guatemala/

Hon

duras)

Plain

chachalaca

Pau

xipa

uxi(III

Colom

bia)

Helmeted

curassow

Penelop

ealbipenn

is(I)

White-w

ingedgu

an

Penelop

epu

rpurascens

(III

Hon

duras)

Crested

guan

Penelop

inanigra(III

Guatemala)

Highlandgu

an

Pipile

jacutin

ga(I)

Black-fronted

piping

guan

Pipile

pipile

(I)

Trinidadpiping

guan

Megap

odiid

aeMegap

odes,scrubfowl

Macroceph

alon

maleo

(I)

Maleo

Phasianidae

Grouse,gu

ineafowl,partridges,

pheasants,trag

opan

s

1997R0338— EN— 11.04.2008— 012.001— 49

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Arborop

hila

campb

elli

(III

Malaysia)

Grey-breasted

partridg

e

Arborop

hila

charlto

nii

(III

Malaysia)

Chestnu

t-necklacedpartridg

e

Argusianu

sargu

s(II)

Great

argu

s

Calop

erdixoculeus(III

Malaysia)

Ferrugino

uspartridg

e

Catreus

wallichii(I)

Cheer

pheasant

Colinus

virginianu

sridg

wayi(I)

Maskedbo

bwhite

Crossop

tilon

crossoptilo

n(I)

White

eared-ph

easant

Crossop

tilon

man

tchu

ricum

(I)

Browneared-ph

easant

Gallussonn

eratii(II)

Greyjung

lefowl

Itha

giniscruentus

(II)

Blood

pheasant

Lop

hoph

orus

impejanu

s(I)

Him

alayan

mon

al

Lop

hoph

orus

lhuysii(I)

Chinese

mon

al

Lop

hoph

orus

sclateri

(I)

Sclater'smon

al

Lop

hura

edwardsi(I)

Edw

ards'ph

easant

Lop

hura

erythrop

htha

lma

(III

Malaysia)

Crestless

fireback

Lop

hura

hatin

hensis

Vietnam

esefireback

Lop

hura

ignita

(III

Malaysia)

Crested

fireback

Lop

hura

imperialis

(I)

Imperial

pheasant

Lop

hura

swinho

ii(I)

Swinho

e'sph

easant

Melan

operdixniger(III

Malaysia)

Black

partridg

e

Meleagris

ocellata

(III

Guatemala)

Ocellatedturkey

Odo

ntop

horusstroph

ium

Gorgetedwoo

d-qu

ail

Oph

rysiasuperciliosa

Him

alayan

quail

Pavomuticus

(II)

Green

peafow

l

Polyplectronbicalcaratum

(II)

Greypeacock-ph

easant

Polyplectrongerm

aini

(II)

Germain'speacock-ph

easant

1997R0338— EN— 11.04.2008— 012.001— 50

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Polyplectroninop

inatum

(III

Malaysia)

Mou

ntainpeacock-ph

easant

Polyplectronmalacense

(II)

Malayan

peacock-ph

easant

Polyplectronna

poleon

is(I)

Palaw

anpeacock-ph

easant

Polyplectronschleiermacheri

(II)

Bornean

peacock-ph

easant

Rheinardiaocellata

(I)

Crested

argu

s

Rhizotheradu

litensis(III

Malaysia)

Hose’spartridg

e

Rhizotheralong

irostris

(III

Malaysia)

Lon

g-billedpartridg

e

Rollulusroulou

l(III

Malaysia)

Crested

partridg

e

Syrm

aticus

ellio

ti(I)

Elliot'sph

easant

Syrm

aticus

humiae(I)

Hum

e'sph

easant

Syrm

aticus

mikad

o(I)

Mikadoph

easant

Tetraog

alluscaspius(I)

Caspian

snow

cock

Tetraog

allustib

etan

us(I)

Tibetan

snow

cock

Trago

panblythii(I)

Blyth'stragop

an

Trago

pancabo

ti(I)

Cabot'stragop

an

Trago

panmelan

ocepha

lus(I)

Western

tragop

an

Trago

pansatyra

(III

Nepal)

Satyr

tragop

an

Tym

panu

chus

cupido

attwateri(I)

Attw

ater'sprairie-chicken

GRUIFORMES

Gruidae

Cranes

Gruidae

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Cranes

Grusam

erican

a(I)

Who

opingcrane

Gruscana

densis

(I/II)

(The

species

islistedin

App

endixII

but

subspecies

Gruscana

densis

nesiotes

andGruscana

densis

pulla

arelistedin

App

endixI)

Sandh

illcrane

1997R0338— EN— 11.04.2008— 012.001— 51

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Grusgrus(II)

Com

mon

crane

Grusjapo

nensis

(I)

Red-crownedcrane

Grusleucog

eran

us(I)

Siberiancrane

Grusmon

acha

(I)

Hoo

dedcrane

Grusnigricollis

(I)

Black-neckedcrane

Grusvipio(I)

White-neckedcrane

Otididae

Bustards

Otid

idae

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Bustards

Ardeotis

nigriceps(I)

Indian

bustard

Chlam

ydotis

macqu

eenii(I)

Macqu

een’sbu

stard

Chlam

ydotis

undu

lata

(I)

Hou

bara

bustard

Hou

baropsis

beng

alensis(I)

Bengalflorican

Otis

tarda(II)

Great

bustard

Syph

eotid

esindicus(II)

Lesserflorican

Tetraxtetrax

(II)

Little

bustard

Rallid

aeCoo

ts,rails

Gallirallussylvestris

(I)

LordHow

erail

Rhyn

ochetidae

Kag

u

Rhyno

chetos

juba

tus(I)

Kagu

PASS

ERIFORMES

Atrichornithidae

Scrub-birds

Atricho

rnis

clam

osus

(I)

Noisy

scrub-bird

Cotingidae

Cotinga

s

Cepha

lopterus

orna

tus(III

Colom

bia)

Amazon

ianum

brella

bird

Cepha

lopterus

pend

uliger

(III

Colom

bia)

Lon

g-wattledum

brella

bird

Cotinga

maculata(I)

Bandedcotin

ga

1997R0338— EN— 11.04.2008— 012.001— 52

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Rup

icolaspp.

(II)

Cocks-of-the-rock

Xipho

lena

atropu

rpurea

(I)

White-w

ingedcotin

ga

Emberizidae

Cardinals,

tanag

ers

Gub

erna

trix

cristata

(II)

Yellow

cardinal

Paroa

riacapitata

(II)

Yellow-billed

cardinal

Paroa

riacorona

ta(II)

Red-crested

cardinal

Tan

gara

fastuo

sa(II)

Seven-colou

redtanager

Estrildidae

Man

nikins,

wax

bills

Aman

dava

form

osa(II)

Green

avadavat

Lon

churafuscata

Tim

orsparrow

Lon

churaoryzivora(II)

Java

sparrow

Poeph

ilacincta

cincta

(II)

Sou

thernblack-throated

finch

Fringillidae

Finches

Cardu

elis

cuculla

ta(I)

Red

siskin

Cardu

elis

yarrellii

(II)

Yellow-faced

siskin

Hirundinidae

Martins

Pseud

ochelid

onsirintarae

(I)

White-eyedriver-martin

Icteridae

New

-world

blackbirds

Xan

thop

sarfla

vus(I)

Saffron

-cow

ledblackb

ird

Meliphag

idae

Hon

ey-eaters

Licheno

stom

usmelan

ops

cassidix

(I)

Helmeted

honeyeater

Muscicap

idae

Old-w

orld

flycatchers

Acrocepha

lusrodericanu

s(III

Mauritiu

s)Rod

rigu

esbrush-warbler

Cyornis

ruckii(II)

Rueck'sblue-flycatcher

Dasyornis

broa

dbentilitoralis

(possiblyextin

ct)(I)

Western

rufous

bristlebird

Dasyornis

long

irostris

(I)

Western

bristlebird

1997R0338— EN— 11.04.2008— 012.001— 53

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Garrulaxcano

rus(II)

Melod

ious

laug

hing

thrush

Leiothrix

argentau

ris(II)

Silv

er-eared

mesia

Leiothrix

lutea(II)

Red-billed

leiothrix

Liocichla

omeiensis(II)

Omei

Shanlio

cichla

Picatha

rtes

gymno

ceph

alus

(I)

White-neckedrockfowl

Picatha

rtes

oreas(I)

Grey-necked

rockfowl

Terpsipho

nebo

urbo

nnensis(III

Mauritiu

s)Mascarene

paradise-flycatcher

Parad

isaeidae

Birdsof

parad

ise

Paradisaeidae

spp.

(II)

Birds

ofparadise

Pittidae

Pittas

Pittagu

ajan

a(II)

Bandedpitta

Pittagu

rneyi(I)

Gurney'spitta

Pittakochi(I)

Whiskered

pitta

Pittanymph

a(II)

Fairy

pitta

Pycnon

otidae

Bulbuls

Pycno

notuszeylan

icus

(II)

Straw

-headedbu

lbul

Sturnidae

Myn

as

Gracula

relig

iosa

(II)

Hill

myn

a

Leucopsar

rothschildi(I)

Balimyn

a

Zosteropidae

White-eyes

Zosterops

albo

gularis(I)

White-chested

white-eye

PELECANIFORMES

Frega

tidae

Friga

tebirds

Frega

taan

drew

si(I)

Christm

asfrigatebird

Pelecan

idae

Pelican

s

Pelecan

uscrispu

s(I)

Dalmatianpelican

1997R0338— EN— 11.04.2008— 012.001— 54

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Sulid

aeBoo

bies

Pap

asulaab

botti

(I)

Abb

ott's

boob

y

PICIFORMES

Cap

iton

idae

Barbets

Semno

rnis

ramph

astin

us(III

Colom

bia)

Tou

canbarbet

Picidae

Woo

dpeckers

Cam

peph

ilusimperialis

(I)

Imperial

woo

dpecker

Dryocop

usjavensis

richardsi(I)

Tristram'swoo

dpecker

Ram

phastidae

Tou

cans

Baillo

nius

baillon

i(III

Argentin

a)Saffron

toucanet

Pteroglossusaracari(II)

Black-neckedaracari

Pteroglossuscastan

otis

(III

Argentin

a)Chestnu

t-earedaracari

Pteroglossusviridis(II)

Green

aracari

Ram

phastosdicolorus

(III

Argentin

a)Red-breastedtoucan

Ram

phastossulfu

ratus(II)

Keel-billedtoucan

Ram

phastostoco

(II)

Tocotoucan

Ram

phastostucanu

s(II)

Red-billed

toucan

Ram

phastosvitellinu

s(II)

Chann

el-billed

toucan

Selenidera

maculirostris

(III

Argentin

a)Spo

t-billedtoucanet

PODICIPEDIFORMES

Pod

icipedidae

Grebes

Pod

ilymbu

sgiga

s(I)

AtitlanGrebe

PROCELLARIIFORMES

Diomedeidae

Albatrosses

Pho

ebastria

alba

trus

(I)

Sho

rt-tailedalbatross

1997R0338— EN— 11.04.2008— 012.001— 55

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

PSITTACIFORMES

Cockatoos,lories,macaw

s,parakeets,

parrotsetc.

PSITTACIFORMESspp.

(II)

(Exceptforthespeciesinclud

edin

Ann

exA

andexclud

ingAga

pornis

roseicollis,Melop

sitta

cusun

dulatus,

Nym

phicus

holla

ndicus

andPsit-

tacula

kram

eri,which

areno

tinclud

edin

theAnn

exes

tothis

Regulation)

Parrots,etc.

Cacatuidae

Cockatoo

s

Cacatua

goffini

(I)

Tanim

barcockatoo

Cacatua

haem

aturop

ygia

(I)

Philip

pine

cockatoo

Cacatua

moluccensis

(I)

Salmon

-crested

cockatoo

Cacatua

sulphu

rea(I)

Yellow-crested

cockatoo

Probo

sciger

aterrimus

(I)

Palm

cockatoo

Loriid

aeLories,

lorikeets

Eos

histrio(I)

Red

andblue

lory

Vinispp.

(I/II)

(Viniultram

arinais

listedin

App

endixI,theother

speciesarelistedin

App

endixII)

Bluelorikeets

Psittacidae

Amazon

s,macaw

s,parak

eets,

parrots

Amazon

aarau

siaca(I)

Red-neckedparrot

Amazon

aau

ropa

lliata(I)

Yellow-naped

parrot

Amazon

aba

rbad

ensis(I)

Yellow-sho

ulderedparrot

Amazon

abrasiliensis(I)

Red-tailedparrot

Amazon

afin

schi

(I)

Lilac-crow

nedparrot

Amazon

agu

ildingii(I)

StVincent

parrot

Amazon

aimperialis

(I)

Imperial

parrot

Amazon

aleucocepha

la(I)

Cub

anparrot

Amazon

aoratrix(I)

Yellow-headedparrot

1997R0338— EN— 11.04.2008— 012.001— 56

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Amazon

apretrei(I)

Red-spectacledparrot

Amazon

arhod

ocorytha

(I)

Red-browed

parrot

Amazon

atucuman

a(I)

Tucum

anparrot

Amazon

aversicolor

(I)

Saint

Lucia

parrot

Amazon

avina

cea(I)

Vinaceous

parrot

Amazon

aviridigena

lis(I)

Green-cheeked

parrot

Amazon

avitta

ta(I)

PuertoRican

parrot

Ano

dorhynchus

spp.

(I)

Bluemacaw

s

Ara

ambigu

us(I)

Great

greenmacaw

Ara

glau

cogu

laris(I)

Blue-throated

macaw

Ara

macao

(I)

Scarlet

macaw

Ara

militaris(I)

Military

macaw

Ara

rubrog

enys

(I)

Red-fronted

macaw

Cyano

psittaspixii(I)

Spix'smacaw

Cyano

ramph

uscookii(I)

Norfolk

Island

parakeet

Cyano

ramph

usforbesi(I)

Chatham

Island

yello

w-fronted

parakeet

Cyano

ramph

usno

vaezelan

diae

(I)

Red-fronted

parakeet

Cyano

ramph

ussaisseti(I)

Red-crownedparakeet

Cyclopsittadiop

htha

lmacoxeni

(I)

Cox

en'sdo

uble-eyedfigparrot

Eun

ymph

icus

cornutus

(I)

Hornedparakeet

Geopsittacus

occidentalis

(possibly

extin

ct)(I)

Night

parrot

Gua

roub

agu

arou

ba(I)

Goldenparakeet

Neoph

emachrysoga

ster

(I)

Orang

e-bellied

parrot

Ogn

orhynchu

sicterotis

(I)

Yellow-eared

parrot

Pezop

orus

wallicus

(I)

Groun

dparrot

Piono

psittapileata(I)

Pileated

parrot

1997R0338— EN— 11.04.2008— 012.001— 57

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Primoliuscoulon

i(I)

Blue-headed

macaw

Primoliusmaracan

a(I)

Blue-wingedmacaw

Pseph

otus

chrysopterygius(I)

Golden-shou

ldered

parrot

Pseph

otus

dissimilis(I)

Hoo

dedparrot

Pseph

otus

pulcherrimus

(possibly

extin

ct)(I)

Paradiseparrot

Psitta

cula

echo

(I)

Mauritiu

sparakeet

Pyrrhuracruentata(I)

Blue-throated

parakeet

Rhyncho

psittaspp.

(I)

Thick-billed

parrots

Strigo

psha

brop

tilus

(I)

Kakapo

RHEIFORMES

Rheidae

Rheas

Pterocnem

iapenn

ata(I)(Except

Pterocnem

iapenn

atapenn

ata

which

isinclud

edin

Ann

exB)

Lesserrhea

Pterocnem

iapenn

atapenn

ata(II)

Lesserrhea

Rheaam

erican

a(II)

Greater

rhea

SPHENISCIFORMES

Spheniscidae

Pengu

ins

Spheniscus

demersus(II)

Jackasspeng

uin

Spheniscus

humbo

ldti(I)

Hum

boldtpeng

uin

STRIG

IFORMES

Owls

STRIG

IFORMESspp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)

Owls

Strigidae

Owls

Aegoliusfunereus(II)

Borealow

l

Asioflam

meus(II)

Sho

rt-eared

owl

Asiootus(II)

Lon

g-earedow

l

1997R0338— EN— 11.04.2008— 012.001— 58

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Athenenoctua(II)

Little

owl

Bubo

bubo

(II)

Eurasianeagle-ow

l

Glaucidium

passerinum

(II)

Eurasianpy

gmy-ow

l

Heterog

laux

blew

itti(I)

Forestow

let

Mimizukugu

rneyi(I)

Lessereagle-ow

l

Ninox

natalis

(I)

Christm

ashawk-ow

l

Ninox

novaeseeland

iaeun

dulata

(I)

Norfolk

boob

ook

Nycteascan

diaca(II)

Sno

wyow

l

Otusireneae(II)

Sok

okescop

s-ow

l

Otusscop

s(II)

Eurasianscop

s-ow

l

Strix

aluco

(II)

Taw

nyow

l

Strix

nebulosa

(II)

Great

grey

owl

Strix

uralensis(II)

Uralow

l

Surnia

ulula

(II)

Northernhawkow

l

Tyton

idae

Barnow

ls

Tytoalba

(II)

Barnow

l

Tytosoum

agnei(I)

Sou

magne'sow

l

STRUTHIO

NIFORMES

Struthionidae

Ostrich

Struthio

camelus

(I)(O

nlythe

popu

latio

nsof

Algeria,Burkina

Faso,

Cam

eroo

n,theCentral

African

Repub

lic,Chad,

Mali,

Mauritania,

Morocco,theNiger,

Nigeria,Senegal

andtheSud

an;all

otherpo

pulatio

nsareno

tinclud

edin

theAnn

exes

tothis

Regulation)

Ostrich

TINAMIFORMES

Tinam

idae

Tinam

ous

Tinam

ussolitarius(I)

Solitary

tinam

ou

1997R0338— EN— 11.04.2008— 012.001— 59

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

TROGONIFORMES

Trogo

nidae

Quetzals

Pha

romachrus

mocinno

(I)

Resplendent

quetzal

REPTILIA

Reptiles

CROCODYLIA

Alliga

tors,caim

ans,

crocod

iles

CROCODYLIA

spp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)

Alligators,caim

ans,

crocod

iles

Alliga

toridae

Alliga

tors,caim

ans

Alliga

torsinensis

(I)

Chinese

allig

ator

Caiman

crocod

ilusap

aporiensis

(I)

Rio

Apapo

risspectacled

caim

an

Caiman

latirostris

(I)(Exceptfor

thepo

pulatio

nof

Argentin

a,which

isinclud

edin

Ann

exB)

Broad-nosed

caim

an

Melan

osuchu

sniger(I)(Exceptfor

thepo

pulatio

nof

Brazil,which

isinclud

edin

Ann

exB,andpo

pu-

latio

nof

Ecuador,which

isinclud

edin

Ann

exB

andis

subjectto

azero

annu

alexpo

rtqu

otaun

tilan

annu

alexpo

rtqu

otahasbeen

approv

edby

theCITESSecretariat

andthe

IUCN/SSC

Crocodile

Specialist

Group

)

Black

caim

an

Crocodylidae

Crocodiles

Crocodylusacutus

(I)(Exceptfor

thepo

pulatio

nof

Cub

a,which

isinclud

edin

Ann

exB)

American

crocod

ile

Crocodyluscataph

ractus

(I)

African

slender-snou

tedcrocod

ile

Crocodylusinterm

edius(I)

Orino

cocrocod

ile

Crocodylusmindo

rensis

(I)

Philip

pine

crocod

ile

Crocodylusmoreletii(I)

Morelet'scrocod

ile

1997R0338— EN— 11.04.2008— 012.001— 60

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Crocodylusniloticus

(I)(Except

forthepo

pulatio

nsof

Botsw

ana,

Ethiopia,

Kenya,Madagascar,

Malaw

i,Mozam

biqu

e,Nam

ibia,

Sou

thAfrica,

Ugand

a,theUnited

Repub

licof

Tanzania[sub

ject

toan

annu

alexpo

rtqu

otaof

nomore

than

160

0wild

specim

ens

includ

inghu

ntingtrop

hies,in

additio

nto

ranchedspecim

ens],

Zam

biaandZim

babw

e;these

popu

latio

nsareinclud

edin

Ann

exB)

Nile

crocod

ile

Crocodyluspa

lustris(I)

Mug

gercrocod

ile

Crocodyluspo

rosus(I)(Exceptfor

thepo

pulatio

nsof

Australia,

Indo

nesiaandPapua

New

Guinea,

which

areinclud

edin

Ann

exB)

Estuarine

crocod

ile

Crocodylusrhom

bifer(I)

Cub

ancrocod

ile

Crocodylussiam

ensis(I)

Siamesecrocod

ile

Osteolaem

ustetraspis(I)

WestAfrican

dwarfcrocod

ile

Tom

istomaschlegelii(I)

False

gharial

Gav

ialid

aeGav

ialor

gharial

Gavialis

gang

eticus

(I)

Gharial

RHYNCHOCEPHALIA

Sphenod

ontidae

Tuataras

Spheno

donspp.

(I)

Tuataras

SAURIA

Aga

midae

Spiny-tailedlizards(A

gamas,

mastigu

res)

Uromastyxspp.

(II)

Spiny

-tailedlizards

Cham

aeleon

idae

Cham

eleons

Bradypo

dion

spp.

(II)

Dwarfcham

eleons

1997R0338— EN— 11.04.2008— 012.001— 61

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Brookesia

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Dwarfcham

eleons

Brookesia

perarm

ata(I)

Dwarfspinycham

eleon

Calum

maspp.

(II)

Madagascarcham

eleons

Cha

maeleospp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Chameleons

Cham

aeleocham

aeleon

(II)

Europ

eancham

eleon

Furciferspp.

(II)

Madagascarcham

eleons

Cordylidae

Spiny-tailedlizards

Cordylusspp.

(II)

Girdled

lizards

Gekkon

idae

Geckos

Cyrtoda

ctylus

serpensinsula(II)

Serpent

Island

gecko

Hop

loda

ctylus

spp.

(III

New

Zealand

)Sticky

-toedgeckos

Nau

ltinu

sspp.

(III

New

Zealand

)New

Zealand

tree

geckos

Phelsum

aspp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Day

geckos

Phelsum

agu

entheri(II)

Rou

ndIsland

daygecko

Uroplatus

spp.

(II)

Flat-tailedgeckos

Helod

ermatidae

Gila

mon

ster

andbeaded

lizard

Helod

ermaspp.

(II)

(Exceptforthe

subspecies

includ

edin

Ann

exA)

Gila

mon

ster

andbeaded

lizard

Helod

ermaho

rridum

charlesbog

erti(I)

Guatemalan

beaded

lizard

Iguan

idae

Iguan

as

Amblyrhynchu

scristatus(II)

Galapagos

marineiguana

Brachylop

husspp.

(I)

Fiji

iguanas

Con

olop

husspp.

(II)

Galapagos

land

iguanas

Cyclura

spp.

(I)

Groun

diguanas

Igua

naspp.

(II)

Iguanas

1997R0338— EN— 11.04.2008— 012.001— 62

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Phrynosom

acorona

tum

(II)

Coast

horned

lizard

Saurom

alus

varius

(I)

San

Esteban

Island

chuckw

alla

Lacertidae

Lizards

Gallotia

simon

yi(I)

Hierrogiantlizard

Pod

arcislilfordi(II)

Lilford'swalllizard

Pod

arcispityusensis(II)

Ibizawalllizard

Scincidae

Skinks

Corucia

zebrata(II)

Prehensile-tailedskink

Teiidae

Caiman

lizards,

tegu

lizards

Crocodilurusam

azon

icus

(II)

Drago

nlizard

Dracaenaspp.

(II)

Caiman

lizards

Tup

inam

bisspp.(II)

Tegus

Varan

idae

Mon

itor

lizards

Varan

usspp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Mon

itorlizards

Varan

usbeng

alensis(I)

Indian

mon

itor

Varan

usfla

vescens(I)

Yellow

mon

itor

Varan

usgriseus(I)

Desertmon

itor

Varan

uskomod

oensis

(I)

Kom

ododragon

Varan

usnebu

losus(I)

Cloud

edmon

itor

Varan

usolivaceus(II)

Gray'smon

itor

Xenosau

ridae

Chinesecrocod

ilelizard

Shinisau

ruscrocod

ilurus(II)

Chinese

crocod

ilelizard

SERPENTES

Snakes

Boidae

Boa

s

Boida

espp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Boas

Acran

toph

isspp.

(I)

Madagascargrou

ndbo

as

1997R0338— EN— 11.04.2008— 012.001— 63

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Boa

constrictoroccidentalis

(I)

Argentin

ebo

aconstrictor

Epicrates

inorna

tus(I)

PuertoRican

boa

Epicrates

mon

ensis(I)

VirginIsland

tree

boa

Epicrates

subflavus(I)

Jamaicanbo

a

Eryxjaculus(II)

Spo

ttedsand

boa

Sanzinia

mad

agascariensis(I)

Madagascartree

boa

Bolyeriidae

Rou

ndIslandboa

s

Bolyeriidae

spp.

(II)(Exceptforthe

speciesinclud

edin

Ann

exA)

Rou

ndIsland

boas

Bolyeriamultocarina

ta(I)

Rou

ndIsland

boa

Casarea

dussum

ieri

(I)

Rou

ndIsland

keel-scaledbo

a

Colubridae

Typ

ical

snak

es,water

snak

es,whip

snak

es

Atretium

schistosum

(III

India)

Oliv

ekeel-back

Cerberusryncho

ps(III

India)

Dog

-faced

water

snake

Clelia

clelia

(II)

Mussurana

Cyclagras

giga

s(II)

False

cobra

Elachistodo

nwesterm

anni

(II)

Indian

egg-eatin

gsnake

Ptyas

mucosus

(II)

Com

mon

ratsnake

Xenochrop

hispiscator

(III

India)

Checkered

keel-back

Elapidae

Cob

ras,

coralsnak

es

Hop

loceph

alus

bung

aroides(II)

Broad-headedsnake

Micrurusdiastema(III

Hon

duras)

Atlantic

coralsnake

Micrurusnigrocinctus

(III

Hon

duras)

Central

American

coralsnake

Najaatra

(II)

Chinese

spittingcobra

Najakaou

thia

(II)

Mon

ocellate

cobra

Najaman

dalayensis

(II)

Burmesespittingcobra

Najana

ja(II)

Indian

cobra

1997R0338— EN— 11.04.2008— 012.001— 64

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Najaoxiana

(II)

Central

Asian

cobra

Najaph

ilipp

inensis(II)

North

Philip

pine

spittingcobra

Najasagittifera

(II)

And

aman

cobra

Najasamarensis(II)

Sou

th-eastPhilip

pine

spittingcobra

Najasiam

ensis(II)

Indo

chinesespittingcobra

Najasputatrix(II)

Sou

thIndo

nesian

spittingcobra

Najasumatrana

(II)

Goldenspittingcobra

Oph

ioph

agus

hann

ah(II)

Kingcobra

Lox

ocem

idae

Mexican

dwarfboa

Lox

ocem

idae

spp.

(II)

Mexican

dwarfbo

a

Python

idae

Python

s

Pytho

nidaespp.

(II)

(Exceptforthe

subspecies

includ

edin

Ann

exA)

Pytho

ns

Pytho

nmolurus

molurus

(I)

Indian

python

Tropidop

hiid

aeW

oodboa

s

Tropido

phiid

aespp.

(II)

Woo

dbo

as

Viperidae

Vipers

Crotalusdu

rissus

(III

Hon

duras)

Neotrop

ical

rattlesnake

Crotalusdu

rissus

unicolor

Aruba

rattlesnake

Dab

oiarusselii(III

India)

Russell'sviper

Viperalatifii

Latifi's

viper

Viperaursinii(I)(O

nlythepo

pu-

latio

nof

Europ

e,except

thearea

which

form

erly

constituted

the

USSR;theselatterpo

pulatio

nsare

notinclud

edin

theAnn

exes

tothis

Regulation)

Orsini's

viper

Viperawag

neri

(II)

Wagner's

viper

1997R0338— EN— 11.04.2008— 012.001— 65

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

TEST

UDINES

Carettochelyidae

Pig-nosed

turtles

Carettochelys

insculpta(II)

Pig-nosed

turtle

Chelidae

Austro-A

merican

sideneckturtles

Chelodina

mccordi

(II)

Rotisnake-necked

turtle

Pseud

emyduraum

brina(I)

Western

swam

pturtle

Chelon

iidae

Sea

turtles

Cheloniidae

spp.

(I)

Sea

turtles

Chelyd

ridae

Snap

pingturltes

Macrochelys

temminckii(III

United

Statesof

America)

Alligatorsnapping

turtle

Dermatem

ydidae

Central

American

riverturtle

Dermatem

ysmaw

ii(II)

Central

American

riverturtle

Dermochelyidae

Leatherbackturtle

Dermochelyscoriacea

(I)

Leatherback

turtle

Emyd

idae

Box

turtles,

freshwater

turtles

Chrysem

yspicta

Painted

turtle

Glyptem

ysinsculpta(II)

Woo

dturtle

Glyptem

ysmuh

lenb

ergii(I)

Bog

turtle

Graptem

ysspp.

(IIIUnitedStatesof

America)

Map

turtles

Terrapene

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)

Box

turtles

Terrapene

coah

uila

(I)

Aqu

atic

boxturtle

Trachem

ysscriptaelegans

Red-eared

terrapin

Geoem

ydidae

Batag

urba

ska(I)

Batagur

Callagu

rbo

rneoensis(II)

Painted

terrapin

Cuo

raspp.

(II)

Asian

boxturtles

1997R0338— EN— 11.04.2008— 012.001— 66

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Geoclem

ysha

milton

ii(I)

Black

pond

turtle

Geoem

ydaspengleri(III

China)

Black-breastedleaf

turtle

Heosemys

anna

ndalii(II)

Yellow-headedtempleturtle

Heosemys

depressa

(II)

Arakanforest

turtle

Heosemys

gran

dis(II)

Giant

Asian

turtle

Heosemys

spinosa(II)

Spiny

turtle

Kachu

gaspp.

(II)

Roo

fedturtles

Leucoceph

alon

yuwon

oi(II)

Sulaw

esiforest

turtle

Malayem

ysmacroceph

ala(II)

Snail-eatin

gturtle

Malayem

yssubtrijuga

(II)

Ricefield

turtle

Mau

remys

anna

mensis(II)

Ann

ampo

ndturtle

Mau

remys

iversoni

(III

China)

Fujianpo

ndturtle

Mau

remys

megalocepha

la(III

China)

Big-headedpo

ndturtle

Mau

remys

mutica(II)

Yellow

pond

turtle

Mau

remys

nigrican

s(III

China)

Red-neckedturtle

Mau

remys

pritcha

rdi(III

China)

Pritchard’s

pond

turtle

Mau

remys

reevesii(III

China)

Reeves’sturtle

Mau

remys

sinensis

(III

China)

Chinese

stripe-neckedturtle

Melan

ochelystricarinata(I)

Three-keeledland

tortoise

Morenia

ocellata

(I)

Burmesesw

ampturtle

Notochelysplatynota(II)

Malayan

flat-shelledturtle

Ocadiaglyphistom

a(III

China)

Notch-m

outhed

stripe-neckedturtle

Ocadiaph

ilipp

eni(III

China)

Philip

pen’sstripe-neckedturtle

Orlitiabo

rneensis

(II)

Malayan

giantturtle

Pan

gshu

raspp.

(Exceptforthe

speciesinclud

edin

Ann

exA)

Roo

fedturtles

Pan

gshu

ratecta(I)

Indian

roofed

turtle

Sacalia

bealei

(III

China)

Beal’seyed

turtle

1997R0338— EN— 11.04.2008— 012.001— 67

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Sacalia

pseudo

cella

ta(III

China)

Chinese

false-eyed

turtle

Sacalia

quad

riocellata

(III

China)

Fou

r-eyed

turtle

Siebenrockiella

crassicollis(II)

Black

marsh

turtle

Siebenrockiella

leytensis(II)

Philip

pine

pond

turtle

Platysternidae

Big-headed

turtle

Platysterno

nmegacepha

lum

(II)

Big-headedturtle

Pod

ocnem

ididae

Afro-American

sideneckturtles

Erymno

chelys

mad

agascariensis(II)

Madagascarsideneck

turtle

Peltoceph

alus

dumerilian

us(II)

Big-headedsideneck

turtle

Pod

ocnemis

spp.

(II)

Sideneckturtles

Testudinidae

Tortoises

Testudinidaespp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA;a

zero

annu

alexpo

rtqu

otahasbeen

establishedforGeochelon

esulcata

forspecim

ensremov

edfrom

the

wild

andtraded

forprim

arily

commercial

purposes.)

Tortoises

Astrochelys

radiata(I)

Radiatedtortoise

Astrochelys

ynipho

ra(I)

Ang

onok

a

Chelono

idis

nigra(I)

Galapagos

gianttortoise

Gop

herusfla

vomargina

tus(I)

Bolsontortoise

Malacochersus

tornieri

(II)

Pancake

tortoise

Psammob

ates

geom

etricus(I)

Geometrictortoise

Pyxis

arachn

oides(I)

Madagascarspider

tortoise

Pyxis

plan

icau

da(I)

Madagascarflat-shelledtortoise

Testudo

graeca

(II)

Spu

r-thighedtortoise

Testudo

herman

ni(II)

Hermann'stortoise

Testudo

kleinm

anni

(I)

Egy

ptiantortoise

Testudo

marginata(II)

Marginatedtortoise

1997R0338— EN— 11.04.2008— 012.001— 68

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Trion

ychidae

Softshellturtles,

terrap

ins

Amydacartila

ginea(II)

Sou

theast

Asian

soft-shelledturtle

Apa

lone

spinifera

atra

(I)

CuatroCienagassoft-shellturtle

Aspideretes

gang

eticus

(I)

Indian

soft-shellturtle

Aspideretes

hurum

(I)

Peacock

soft-shellturtle

Aspideretes

nigrican

s(I)

Black

soft-shellturtle

Chitraspp.

(II)

Narrow-headedsoftshellturtles

Lissemys

punctata

(II)

Indo

-Gangetic

flapshellturtle

Lissemys

scutata(II)

Burmeseflapshellturtle

Palea

steind

achn

eri(III

China)

Wattle-neckedsoftshellturtle

Pelochelysspp.

(II)

Giant

softshellturtles

Pelod

iscusaxenaria

(III

China)

Hun

ansoftshellturtle

Pelod

iscusmaa

ckii(III

China)

Amur

softshellturtle

Pelod

iscuspa

rvifo

rmis

(III

China)

Chinese

softshellturtle

Rafetus

swinho

ei(III

China)

Yangtze

softshellturtle

AMPHIB

IAAmph

ibians

ANURA

Bufonidae

Toa

ds

Altiph

ryno

ides

spp.

(I)

Malcolm

’sEthiopian

toad

Atelopu

szeteki

(I)

Goldenfrog

Bufoperiglenes

(I)

Goldentoad

Bufosuperciliaris

(I)

Cam

eroo

ntoad

Nectoph

ryno

ides

spp.

(I)

African

viviparous

toads

Nimba

phryno

ides

spp.

(I)

Nim

batoads

Spinop

hrynoidesspp.

(I)

Osgoo

d’sEthiopian

toad

Dendrobatidae

Poisonfrog

s

Allo

batesfemoralis

(II)

Brilliant-thighedpo

ison

frog

Allo

bateszapa

ro(II)

Sangu

inepo

ison

frog

1997R0338— EN— 11.04.2008— 012.001— 69

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Cryptop

hyllo

batesazureiventris(II)

Sky

-bluepo

ison

frog

Dendrob

ates

spp.

(II)

Poison-arrow

frog

s

Epipedo

batesspp.

(II)

Poison-arrow

frog

s

Phyllo

batesspp.

(II)

Poison-arrow

frog

s

Man

tellidae

Man

tella

frog

s

Man

tella

spp.

(II)

Mantella

frog

s

Microhylidae

Tom

atofrog

s

Dyscoph

usan

tong

ilii(I)

Tom

atofrog

Scap

hiop

hrynego

ttlebei

(II)

Red

rain

frog

Myo

batrachidae

Gastric

brood

ingfrog

s

Rheob

atrachus

spp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA)

Gastric

broo

ding

frog

Rheob

atrachus

silus(II)

Platypu

sfrog

Ran

idae

Frogs

Con

raua

golia

thGoliath

frog

Eup

hlyctis

hexada

ctylus

(II)

Six-fingeredfrog

Hop

loba

trachu

stig

erinus

(II)

Tiger

frog

Ran

acatesbeian

aAmerican

bullfrog

CAUDATA

Ambystomatidae

Axo

lotls

Ambystom

adu

merilii(II)

LakePatzcuaro

salamander

Ambystom

amexican

um(II)

Axo

lotl

Cryptobranchidae

Giantsalaman

ders

And

rias

spp.

(I)

Giant

salamanders

ELASMOBRANCHII

Sharksandrays

LAMNIFORMES

Cetorhinidae

Baskingsharks

Cetorhinu

smaximus

(II)

Basking

shark

1997R0338— EN— 11.04.2008— 012.001— 70

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Lam

nidae

Great

whiteshark

Carcharod

oncarcha

rias

(II)

Great

white

shark

ORECTOLOBIFORMES

Rhincodon

tidae

Whalesharks

Rhincod

ontypu

s(II)

Whale

shark

RAJIFORMES

Pristidae

Saw

fishes

Pristidae

spp.

(I)(Exceptforthe

speciesinclud

edin

Ann

exB)

Saw

fishes

Pristis

microdo

n(II)

(For

the

exclusivepu

rposeof

allowing

internationaltradein

liveanim

alsto

approp

riateandacceptable

aquaria

forprim

arily

conservatio

npu

rposes.

Allotherspecim

ensshallbe

deem

edto

bespecim

ensof

species

includ

edin

Ann

exA

andthetrade

inthem

shallbe

regu

lated

accordingly)

Freshwater

sawfish

ACTIN

OPTERYGII

Fish

ACIPENSE

RIFORMES

ACIPENSERIFORMESspp.

(II)

(Exceptforthespeciesinclud

edin

Ann

exA)

Sturgeons

andpadd

lefish

Acipenseridae

Sturgeons

Acipenser

brevirostrum

(I)

Sho

rtno

sesturgeon

Acipenser

sturio

(I)

Com

mon

sturgeon

ANGUILLIFORMES

Angu

illidae

Freshwater

eels

Ang

uilla

angu

illa(II)

(This

inclusionwill

enterinto

forceon

13March

2009

)

Europ

eaneel

1997R0338— EN— 11.04.2008— 012.001— 71

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

CYPRINIFORMES

Catostomidae

Cui-ui

Cha

smistescujus(I)

Cui-ui

Cyp

rinidae

Blin

dcarps,

plaeesok

Caecoba

rbus

geertsi(II)

African

blindbarb

fish

Proba

rbus

jullieni(I)

Ikan

temoleh

OST

EOGLOSS

IFORMES

Osteoglossidae

Arapaimas,bon

yton

gues

Arapa

imagiga

s(II)

Arapaim

a

Scleropa

gesform

osus

(I)

Asian

arow

ana

PERCIFORMES

Lab

ridae

Wrasses

Cheilinu

sun

dulatus(II)

Hum

pheadwrasse

Sciaenidae

Totoa

bas

Totoa

bamacdo

naldi(I)

Totoaba

SILURIFORMES

Pan

gasiidae

Pan

gasidcatfish

Pan

gasian

odon

giga

s(I)

Giant

catfish

SYNGNATHIFORMES

Syn

gnathidae

Pipefishes,seah

orses

Hippo

campu

sspp.

(II)

Seaho

rses

SARCOPTERYGII

Lun

gfishes

CERATODONTIFORMES

Ceratod

ontidae

Australia

nlungfishes

Neoceratodu

sforsteri

(II)

Australianlung

fish

COELACANTHIFORMES

Latim

eriid

aeCoelacanths

Latimeria

spp.

(I)

Coelacanths

1997R0338— EN— 11.04.2008— 012.001— 72

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

ECHIN

ODERMATA

(STARFISH,BRITTLE

STARS,SEA

URCHIN

SAND

SEA

CUCUMBERS)

HOLOTHUROID

EA

Sea

cucumbers

ASP

IDOCHIROTID

A

Stichop

odidae

Sea

cucumbers

Isosticho

pusfuscus

(III

Ecuador)

Brownseacucumber

ARTHROPODA

(ARTHROPODS)

ARACHNID

ASpiders

andscorpion

s

ARANEAE

Therap

hosidae

Red-kneedtarantulas,

tarantulas

Aph

onop

elmaalbiceps

(II)

Aph

onop

elmapa

llidu

m(II)

Chihu

ahua

rose-greytarantula

Brachypelmaspp.

(II)

Central

American

tarantulas

SCORPIO

NES

Scorpionidae

Scorpions

Pan

dinu

sdictator

(II)

Pan

dinu

sga

mbiensis(II)

Giant

Senegalesescorpion

Pan

dinu

simperator(II)

Emperorscorpion

INSECTA

Insects

COLEOPTERA

Beetles

Lucanidae

Stagbeetles

Colop

honspp.

(III

Sou

thAfrica)

Capestag

beetles

LEPID

OPTERA

Butterflies

Pap

ilion

idae

Birdwingan

dsw

allowtail

butterflies

Atrop

haneurajoph

on(II)

SriLankanrose

Atrop

haneurapa

luPalusw

allowtailbu

tterfly

Atrop

haneurapa

ndiyan

a(II)

Malabar

rose

1997R0338— EN— 11.04.2008— 012.001— 73

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Bhu

tanitis

spp.

(II)

Swallowtailbu

tterflies

Graph

ium

sand

awan

umApo

swallowtailbu

tterfly

Graph

ium

streseman

niSeram

swallowtail

Ornith

optera

spp.

(II)

(exceptfor

thespeciesinclud

edin

Ann

exA)

Birdw

ingbu

tterflies

Ornith

optera

alexan

drae

(I)

Queen

Alexand

ra'sbirdwing

Pap

iliobeng

uetanu

s

Pap

iliochikae

(I)

Luzon

peacocksw

allowtail

Pap

ilioesperanza

Pap

ilioho

merus

(I)

Hom

erus

swallowtail

Pap

ilioho

spito

n(I)

Corsicansw

allowtail

Pap

iliomoron

davana

Madagascanem

perorsw

allowtail

Pap

ilioneum

oegeni

Parides

ascanius

Fluminense

swallowtailbu

tterfly

Parides

hahn

eli

Hahnel's

amazon

iansw

allowtail

butterfly

Parnassiusap

ollo

(II)

Mou

ntainapollo

Teino

palpus

spp.

(II)

Kaiser-I-Hindbu

tterflies

Trogo

nopteraspp.

(II)

Birdw

ingbu

tterflies

Troides

spp.

(II)

Birdw

ingbu

tterflies

ANNELID

A(SEGMENTED

WORMSAND

LEECHES)

HIR

UDIN

OID

EA

Leeches

ARHYNCHOBDELLID

A

Hirudinidae

Leeches

Hirud

omedicinalis

(II)

Medicinal

leech

MOLLUSCA

(MOLLUSCS)

BIV

ALVIA

Bivalve

molluscs(clams,

mussels

etc.)

1997R0338— EN— 11.04.2008— 012.001— 74

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

MYTILOID

A

Mytilidae

Marinemussels

Lith

opha

galitho

phag

a(II)

Europ

eandate

mussel

UNIO

NOID

A

Unionidae

Freshwater

mussels,

pearlymussels

Con

radilla

caelata(I)

Birdw

ingpearly

mussel

Cyprogeniaab

erti(II)

Western

fanshellmussel

Dromus

drom

as(I)

Dromedarypearly

mussel

Epiob

lasm

acurtisii(I)

Curtis'pearly

mussel

Epiob

lasm

aflo

rentina(I)

Yellow-blossom

pearly

mussel

Epiob

lasm

asampson

ii(I)

Wabashriffleshell

Epiob

lasm

asulcataperobliqua

(I)

White

catspaw

mussel

Epiob

lasm

atorulosa

gubernaculum

(I)

Green-blossom

pearly

mussel

Epiob

lasm

atorulosa

rang

iana

(II)

Northernriffleshell

Epiob

lasm

atorulosa

torulosa

(I)

Turbercled-blossom

pearly

mussel

Epiob

lasm

aturgidula(I)

Turgid-blossom

pearly

mussel

Epiob

lasm

awalkeri

(I)

Tan

riffleshell

Fuscona

iacuneolus

(I)

Fine-rayedpigtoe

pearly

mussel

Fuscona

iaedga

rian

a(I)

Shiny

pigtoe

pearly

mussel

Lam

psilishigg

insii(I)

Higgins'eyepearly

mussel

Lam

psilisorbiculata

orbiculata

(I)

Pinkmucketpearly

mussel

Lam

psilissatur(I)

Sandb

ackpo

cketbo

okmussel

Lam

psilisvirescens(I)

Alabamalamppearly

mussel

Plethob

asus

cicatricosus

(I)

White

warty-backpearly

mussel

Plethob

asus

coop

erianu

s(I)

Orang

e-footed

pimplebackmussel

Pleurob

emaclava(II)

Clubshellpearly

mussel

Pleurob

emaplenum

(I)

Rou

ghpigtoe

pearly

mussel

1997R0338— EN— 11.04.2008— 012.001— 75

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Potam

iluscapa

x(I)

Fat

pocketbo

okpearly

mussel

Qua

drulainterm

edia

(I)

Cum

berlandmon

key-face

pearly

mussel

Qua

drulasparsa

(I)

App

alachian

mon

key-face

pearly

mussel

Toxolasmacylin

drellus(I)

Palelillip

utpearly

mussel

Unionicklin

iana

(I)

Nicklin'spearly

mussel

Uniotampicoensistecomatensis(I)

Tam

pico

pearly

mussel

Villosatrab

alis

(I)

Cum

berlandbean

pearly

mussel

VENEROID

A

Tridacnidae

Giantclam

s

Tridacnidae

spp.

(II)

Giant

clam

s

GASTROPODA

Slugs,snails

andconches

ARCHAEOGAST

ROPODA

Haliotidae

Abalon

es

Haliotis

midae

(III

Sou

thAfrica)

Midas

earabalon

e

MESO

GAST

ROPODA

Strom

bidae

Con

ches

Strombu

sgiga

s(II)

Queen

conch

STYLOMMATOPHORA

Achatinellid

aeAga

tesnails,oa

hutree

snails

Achatinella

spp.

(I)

Little

agateshells

Cam

aenidae

Green

tree

snail

Pap

ustyla

pulcherrima(II)

Manus

greentree

snail

CNID

ARIA

(CORALS,FIRE

CORALS,SEA

ANEMONES)

ANTHOZOA

Corals,

seaanem

ones

ANTIPATHARIA

ANTIPATHARIA

spp.

(II)

Black

corals

1997R0338— EN— 11.04.2008— 012.001— 76

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

HELIO

PORACEA

Helioporidae

Bluecoral

Heliopo

ridaespp.

(II)

(Includes

only

thespeciesHeliopo

racoerulea)(7)

Bluecoral

SCLERACTINIA

SCLERACTIN

IAspp.

(II)(7)

Stony

corals

STOLONIFERA

Tubiporidae

Organ

pipecorals

Tub

iporidae

spp.

(II)(7)

Organpipe

corals

HYDROZOA

Sea

ferns,

fire

corals,stinging

medusas

MILLEPORINA

Milleporidae

Wello

fire

corals

Milleporidae

spp.

(II)(7)

Wello

fire

corals

STYLAST

ERINA

Stylasteridae

Lacecorals

Stylasteridae

spp.

(II)(7)

Lacecorals

FLORA

AGAVACEAE

Aga

ves

Aga

vepa

rviflora(I)

Santa

Cruzstripedagave

Aga

vevictoriae-regina

e(II)

#1Queen

Victoriaagave

Nolinainterrata(II)

Dehesabear-grass

AMARYLLID

ACEAE

Amaryllid

s

Galan

thus

spp.

(II)

#1Sno

wdrop

s

Sternb

ergiaspp.

(II)

#1Sternbergias

APOCYNACEAE

Dog

ban

es

Hoo

diaspp.

(II)

#9Hoo

dia

1997R0338— EN— 11.04.2008— 012.001— 77

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Pachypo

dium

spp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)#1

Eleph

anttrun

ks

Pachypo

dium

ambo

ngense

(I)

Pachypo

dium

baronii(I)

Pachypo

dium

decaryi(I)

Rau

volfiaserpentin

a(II)

#2Snake-roo

tdevil-pepp

er

ARALIACEAE

Aralia

s

Pan

axginseng(II)

(Onlythe

popu

latio

nof

theRussian

Federation;

nootherpo

pulatio

nis

includ

edin

theAnn

exes

tothis

Regulation)

#3

Asian

ginseng

Pan

axqu

inqu

efolius(II)

#3American

ginseng

ARAUCARIACEAE

Araucarias

Araucaria

arau

cana

(I)

Mon

key-pu

zzle

tree

BERBERID

ACEAE

Barberries

Pod

ophyllu

mhexand

rum

(II)

#2Him

alayan

may-app

le

BROMELIACEAE

Air

plants,bromelias

Tillan

dsia

harrisii(II)

#1Harris'tilland

sia

Tillan

dsia

kammii(II)

#1Kam

m'stilland

sia

Tillan

dsia

kautskyi

(II)

#1Kautsky

'stilland

sia

Tillan

dsia

mau

ryan

a(II)

#1Maury'stilland

sia

Tillan

dsia

spreng

eliana

(II)

#1Sprengel's

tilland

sia

Tillan

dsia

sucrei

(II)

#1Sucre

tilland

sia

Tillan

dsia

xerograp

hica

(II)

#1Xerog

raph

ictilland

sia

CACTACEAE

Cacti

CACTACEAE

spp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA

andPereskiaspp.,Pereskiop

sisspp.

andQuiab

entia

spp.)(8)#4

Cacti

1997R0338— EN— 11.04.2008— 012.001— 78

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Ariocarpu

sspp.

(I)

Livingrock

cacti

Astroph

ytum

asterias

(I)

Starcactus

Aztekium

ritteri

(I)

Aztec

cactus

Corypha

ntha

werderm

annii(I)

Jobalipincushion

cactus

Discocactus

spp.

(I)

Discocacti

Echinocereusferreirian

usssp.

lindsayi(I)

Lindsay'shedg

ehog

cacti

Echinocereusschm

ollii

(I)

Lam

b's-tailcactus

Escob

aria

minima(I)

Nelle'scactus

Escob

aria

sneedii(I)

Sneed'spincushion

cactus

Mam

millaria

pectinifera

(I)

Con

chilinq

ue

Mam

millaria

solisioides

(I)

Pitayita

Melocactuscono

ideus(I)

Con

elikeTurk's-capcactus

Melocactusdeinacan

thus

(I)

Won

derfully-bristledTurk'scap

cactus

Melocactusglau

cescens(I)

Woo

llywaxy-stem

med

Turk's-cap

cactus

Melocactuspa

ucispinu

s(I)

Few

-spinedTurk's-capcactus

Obregon

iadenegrii(I)

Articho

kecactus

Pachycereus

militaris(I)

Grenadier'scap

Pediocactus

brad

yi(I)

Brady

'spincushion

cactus

Pediocactus

know

ltonii(I)

Kno

wlto

n'scactus

Pediocactus

paradinei(I)

Hou

serock

valleycactus

Pediocactus

peeblesian

us(I)

Peebles'sNavajocactus

Pediocactus

sileri

(I)

Siler's

pincushion

cactus

Pelecypho

raspp.

(I)

Pinecane

cactus

Sclerocactus

breviham

atus

ssp.

tobu

schii(I)

Tob

usch

fishho

okcactus

Sclerocactus

erectocentrus(I)

Needle-spined

pineapplecactus

1997R0338— EN— 11.04.2008— 012.001— 79

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Sclerocactus

glau

cus(I)

Uinta

Basin

hook

less

cactus

Sclerocactus

mariposensis(I)

Mariposacactus

Sclerocactus

mesae-verda

e(I)

MesaVerde

cactus

Sclerocactus

nyensis(I)

Ton

opah

fishoo

kcactus

Sclerocactus

papyracanthu

s(I)

Grama-grasscactus

Sclerocactus

pubispinus

(I)

Great-Basin

fishho

okcactus

Sclerocactus

wrigh

tiae(I)

Wrigh

t'sfishho

okcactus

Strombo

cactus

spp.

(I)

Peyote

Turbinicarpus

spp.

(I)

Turbinicarps

Uebelman

niaspp.

(I)

Uebelmanncacti

CARYOCARACEAE

Ajos

Caryocarcostaricense

(II)

#1Ajillo

COMPOSITAE

(AST

ERACEAE)

Asters,

daisies,costus

Saussureacostus

(I)(alsokn

ownas

S.lapp

aor

Aucklan

diacostus)

Costus

CRASS

ULACEAE

Dudleya

s,crassulas

Dud

leya

stolon

ifera

(II)

Lagun

abeachdu

dleya

Dud

leya

traskiae

(II)

Santa

Barbara

Island

dudleya

CUPRESS

ACEAE

Cyp

resses

Fitzroya

cupressoides

(I)

Alerce

Pilg

erod

endron

uviferum

(I)

Pilg

erod

endron

CYATHEACEAE

Treeferns

Cyathea

spp.

(II)

#1Treeferns

CYCADACEAE

Cycad

s

CYCADACEAE

spp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)#1

Cycads

Cycas

bedd

omei

(I)

Beddo

me’scycad

1997R0338— EN— 11.04.2008— 012.001— 80

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

DICKSO

NIACEAE

Treeferns

Cibotium

barometz(II)

#1

Dickson

iaspp.

(II)

(Onlythe

popu

latio

nsof

theAmericas;no

otherpo

pulatio

nsareinclud

edin

theAnn

exes

tothis

Regulation:

includ

esDickson

iaberteriana

,D.

externa,

D.sello

wiana

andD.

stuebelii)#1

Treeferns

DID

IEREACEAE

Didiereas

DID

IEREACEAE

spp.

(II)

#1Allu

audias,didiereas

DIO

SCOREACEAE

Yam

s

Dioscorea

delto

idea

(II)

#1Eleph

ant's

foot

DROSE

RACEAE

Sundew

s

Diona

eamuscipu

la(II)

#1Venus

fly-trap

EUPHORBIACEAE

Spurges

Eup

horbia

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA;

succulentspecieson

ly;artificially

prop

agated

specim

ensof

cultivars

ofEup

horbia

trigon

a,artificially

prop

agated,crested,

fan-shaped

orcolour

mutantsof

Eup

horbia

lactea,

whengraftedon

artificially

prop

agated

root

stockof

Eup

horbia

neriifo

liaandartificially

prop

agated

specim

ensof

cultivars

ofEup

hor-

bia‘Milii’whenthey

aretraded

inshipments

of10

0or

moreplants

andreadily

recogn

isable

asartifi-

cially

prop

agated

specim

ens,areno

tsubjectto

theprov

isions

ofthis

Regulation)

#1

Eup

horbias

Eup

horbia

ambo

vombensis

(I)

Eup

horbia

capsaintem

ariensis

(I)

Eup

horbia

crem

ersii(I)

1997R0338— EN— 11.04.2008— 012.001— 81

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Eup

horbia

cylin

drifo

lia(I)

Eup

horbia

decaryi(I)

Eup

horbia

fran

coisii(I)

Euph

orbiahan

diensis(II)

Euph

orbialambii(II)

Eup

horbia

moratii(I)

Eup

horbia

parvicyathop

hora

(I)

Eup

horbia

quartziticola

(I)

Eup

horbia

tulearensis(I)

Euph

orbiastygiana(II)

FOUQUIERIACEAE

Ocotillo

s,boo

jums

Fou

quieriacolumna

ris(II)

#1Boo

jum

tree

Fou

quieriafasciculata(I)

Arbol

delbarril

Fou

quieriapu

rpusii(I)

GNETACEAE

Jointfirs

Gnetum

mon

tanu

m(III

Nepal)#1

JUGLANDACEAE

Walnuts,ga

vilan

Oreom

unneapterocarpa

(II)

#1Gavilàn

LEGUMINOSA

E(FABACEAE)

Legumes

Caesalpinia

echina

ta(II)

#10

Brazilwoo

d

Dalbergia

nigra(I)

Brazilianrosewoo

d

Dalbergia

retusa

(III

popu

latio

nof

Guatemala)

#5Black

rosewoo

d

Dalbergia

stevensonii

(III

popu

latio

nof

Guatemala)

#5Hon

durasrosewoo

d

Dipteryxpa

namensis(III

Costa

Rica/Nicaragua)

Alm

endro

Pericop

siselata(II)

#5Afrormosia

Platymiscium

pleiostachyum

(II)

#1Quira

macaw

ood

1997R0338— EN— 11.04.2008— 012.001— 82

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Pterocarpus

santalinus

(II)

#7Red

sand

alwoo

d

LILIACEAE

Lilies

Aloespp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA

and

Aloevera,also

know

nas

Aloe

barbad

ensis,

which

isno

tinclud

edin

theAnn

exes

tothis

Regulation)

#1

Aloes

Aloealbida

(I)

Aloealbiflo

ra(I)

Aloealfredii(I)

Aloeba

keri

(I)

Aloebella

tula

(I)

Aloecalcairoph

ila(I)

Aloecompressa

(I)

Aloedelphinensis

(I)

Aloedescoing

sii(I)

Aloefrag

ilis(I)

Aloeha

worthioides

(I)

Aloehelena

e(I)

Aloelaeta(I)

Aloepa

rallelifolia

(I)

Aloepa

rvula(I)

Aloepilla

nsii(I)

Aloepo

lyph

ylla

(I)

Aloerauh

ii(I)

Aloesuzann

ae(I)

Aloeversicolor

(I)

Aloevossii(I)

1997R0338— EN— 11.04.2008— 012.001— 83

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

MAGNOLIACEAE

Mag

nolias

Mag

nolia

liliiferavar.ob

ovata

(III

Nepal)#1

Safan

MELIACEAE

Mah

ogan

ies

Cedrela

odorata(III

Pop

ulationof

Colom

bia,

Pop

ulationof

Guatemala,

Pop

ulationof

Peru)

#5

Spanish

cedar

Swieteniahu

milis(II)

#1Hon

durasmahog

any

Swieteniamacroph

ylla

(II)

(Pop

u-latio

nof

theNeotrop

ics—

includ

esCentral

andSou

thAmericaandthe

Caribbean)#6

Big-leafmahog

any

Swieteniamah

agon

i(II)

#5Caribbean

mahog

any

NEPENTHACEAE

Pitcher

plants

(old-w

orld)

Nepenthes

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)#1

Tropicalpitcherplants

Nepenthes

khasiana

(I)

Indian

pitcherplant

Nepenthes

rajah(I)

Giant

trop

ical

pitcherplant

ORCHID

ACEAE

Orchids

ORCHID

ACEAE

spp.

(II)

(Except

forthespeciesinclud

edin

Ann

exA)(9)#1

Orchids

For

allof

thefollo

wingAnn

exA

species,

seedlin

gor

tissuecultu

res

obtained

invitro,

insolid

orliq

uid

media,transportedin

sterile

containers,areno

tsubjectto

the

prov

isions

ofthis

Regulation.

Aeran

gisellisii(I)

Cephalan

theracuculla

ta(II)

Hoo

dedhellebo

rine

Cypripedium

calceolus(II)

Lady'sslipperorchid

Dendrob

ium

cruentum

(I)

Goo

dyeramacroph

ylla

(II)

Madeiranlady

’s-tresses

1997R0338— EN— 11.04.2008— 012.001— 84

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Laelia

jong

hean

a(I)

Laelia

loba

ta(I)

Liparis

loeselii(II)

Fen

orchid

Oph

rysargo

lica(II)

Eyedbeeorchid

Oph

ryslunulata

(II)

Crescentop

hrys

Orchis

scop

ulorum

(II)

Madeiranorchid

Pap

hiop

edilu

mspp.

(I)

Asian

slipperorchids

Peristeriaelata(I)

Holygh

ostorchid

Phrag

mipedium

spp.

(I)

Sou

thAmerican

slipperorchids

Renan

theraimscho

otiana

(I)

Red

vand

a

Spiranthes

aestivalis

(II)

Sum

mer

lady

's-tresses

OROBANCHACEAE

Broom

rapes

Cistanche

deserticola(II)

#1Desertcistanche

PALMAE

(ARECACEAE)

Palms

Beccariop

hoenix

mad

agascariensis

(II)

#1Manarano

Chrysalidocarpu

sdecipiens(I)

Butterfly

palm

Lem

urop

hoenix

halleuxii(II)

Hov

itravarimena

Marojejya

darian

ii(II)

Ravim

be

Neodypsis

decaryi(II)

#1Trianglepalm

Ravenea

louvelii(II)

Lakam

arefo

Ravenea

rivularis(II)

Gora

Satran

aladecussilvae

(II)

Satranabe

Voa

nioa

lagerardii(II)

Voanioala

PAPAVERACEAE

Pop

pies

Mecon

opsisregia(III

Nepal)#1

Him

alayan

popp

y

PINACEAE

Pinefamily

Abies

guatem

alensis(I)

Guatemalan

fir

1997R0338— EN— 11.04.2008— 012.001— 85

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

PODOCARPACEAE

Pod

ocarps

Pod

ocarpu

sneriifo

lius

(III

Nepal)#1

Yellow

woo

d

Pod

ocarpu

spa

rlatorei

(I)

Parlatore'spo

docarp

PORTULACACEAE

Portulacas,

purslanes

Ana

campseros

spp.

(II)

#1Purslanes

Avoniaspp.

#1

Lew

isia

serrata(II)

#1Saw

-too

thed

lewisia

PRIM

ULACEAE

Primulas,

cyclam

ens

Cyclamen

spp.

(II)(1

0 )#1

Cyclamens

PROTEACEAE

Proteas

Orotham

nuszeyheri(II)

#1Marsh-rose

Proteaod

orata(II)

#1Groun

d-rose

RANUNCULACEAE

Buttercups

Ado

nisvernalis

(II)

#2Yellow

adon

is

Hydrastis

cana

densis

(II)

#8Goldenseal

ROSA

CEAE

Roses,cherries

Prunu

safricana

(II)

#1African

cherry

RUBIACEAE

Ayu

gue

Balmea

stormiae(I)

Ayu

gue

SARRACENIACEAE

Pitcher

plants

(new

world)

Sarracenia

spp.

(II)

(Exceptforthe

speciesinclud

edin

Ann

exA)#1

Pitcherplants

Sarracenia

oreoph

ila(I)

Green

pitcherplant

Sarracenia

rubrassp.

alab

amensis(I)

Alabamacanebrakepitcherplant

Sarracenia

rubrassp.

jonesii(I)

Mou

ntainsw

eetpitcherplant

1997R0338— EN— 11.04.2008— 012.001— 86

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

SCROPHULARIACEAE

Figworts

Picrorhizakurroo

a(II)

(excludes

Picrorhizascroph

ulariiflora)#2

Indian

gentian

STANGERIACEAE

Stangerias

(cycad

s)

Bow

enia

spp.

(II)

#1Cycads

Stan

geriaeriopu

s(I)

Stang

eria

TAXACEAE

Yew

s

Taxus

chinensis(II)

#2Chinese

yew

Taxus

cuspidata(II)(11 )

#2Japanese

yew

Taxus

fuan

a(II)

#2Tibetan

yew

Taxus

sumatrana

(II)

#2Sum

atranyew

Taxus

wallichian

a(II)

#2Him

alayan

yew

THYMELEACEAE

(AQUILARIACEAE)

Aga

rwoo

d,ramin

Aqu

ilariaspp.

(II)

#1Agarw

ood

Gon

ystylusspp.

(II)

#1Ram

in

Gyrinop

sspp.

(II)

#1Agarw

ood

TROCHODENDRACEAE

(TETRACENTRACEAE)

Tetracentron

s

Tetracentronsinense(III

Nepal)#1

VALERIANACEAE

Valerians

Nardo

stachysgran

diflo

ra#2

WELWITSC

HIACEAE

Welwitschias

Welwitschia

mirab

ilis(II)

#1Welwitschia

ZAMIACEAE

Cycad

s

ZAMIA

CEAE

spp.

(II)

(Exceptfor

thespeciesinclud

edin

Ann

exA)

#1

Cycads

Ceratozam

iaspp.

(I)

Horncon

es

Chigu

aspp.

(I)

1997R0338— EN— 11.04.2008— 012.001— 87

▼M12

Ann

exA

Ann

exB

Ann

exC

Com

mon

name

Encepha

lartos

spp.

(I)

Bread

palm

s

Microcycascalocoma(I)

Palm

corcho

ZINGIBERACEAE

Gingerlilies

Hedychium

philipp

inense

(II)

#1Philip

pine

garland-flow

er

ZYGOPHYLLACEAE

Lignum-vitae

Gua

iacum

spp.

(II)

#2Lignu

m-vitae

Bulnesiasarm

ientoi

(III

Argentin

a)#1

1Guaiacw

ood

(1)

Pop

ulationof

Argentin

a(listedin

Ann

exB):

For

theexclusivepu

rposeof

allowinginternationaltradein

woo

lshearedfrom

livevicuñasof

thepo

pulation

sinclud

edin

Ann

exB,in

clothandin

derivedmanufacturedprod

uctsandotherhand

icraftartefacts.The

reverse

side

oftheclothmustbear

thelogo

type

adop

tedby

therang

eStatesof

thespecies,which

aresign

atoriesto

theCon

veniopara

laCon

servaciónyManejode

laVicuñ

a,andtheselvages

thewords

‘VICUÑA-A

RGENTIN

A’.

Other

prod

ucts

mustbear

alabelinclud

ingthelogo

type

andthedesign

ation‘V

ICUÑA-A

RGENTIN

A-A

RTESANÍA

’.Allotherspecim

ensshallbe

deem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andthetradein

them

shallbe

regu

latedaccordingly.

(2)

Pop

ulationof

Bolivia

(listedin

Ann

exB):

For

theexclusivepu

rposeof

allowinginternationaltradein

woo

lshearedfrom

livevicuñasandin

clothanditemsmadethereof,includ

ingluxu

ryhand

icraftsandkn

itted

articles.The

reverseside

oftheclothmustbear

the

logo

type

adop

tedby

therang

eStatesof

thespecies,which

aresign

atoriesto

theCon

veniopara

laCon

servaciónyManejode

laVicuñ

a,andtheselvages

thewords

‘VICUÑA-BOLIV

IA’.Other

prod

ucts

mustbear

alabel

includ

ingthelogo

type

andthedesign

ation‘V

ICUÑA-BOLIV

IA-A

RTESANÍA

’.Allotherspecim

ensshallbe

deem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andthetradein

them

shallbe

regu

latedaccordingly.

(3)

Pop

ulationof

Chile

(listedin

Ann

exB):

For

theexclusivepu

rposeof

allowinginternationaltradein

woo

lshearedfrom

livevicuñasof

thepo

pulation

sinclud

edin

Ann

exB,andin

clothanditemsmadethereof,includ

ingluxu

ryhand

icraftsandkn

ittedarticles.The

reverseside

oftheclothmustbear

thelogo

type

adop

tedby

therang

eStatesof

thespecies,which

aresign

atoriesto

theCon

veniopara

laCon

servaciónyManejode

laVicuñ

a,andtheselvages

thewords

‘VICUÑA-CHILE’.

Other

prod

ucts

mustbear

alabelinclud

ingthelogo

type

andthedesign

ation‘V

ICUÑA-CHILE-A

RTESANÍA

’.Allotherspecim

ensshallbe

deem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andthetradein

them

shallbe

regu

latedaccordingly.

(4)

Pop

ulationof

Peru(listedin

Ann

exB):

For

theexclusivepu

rposeof

allowinginternationaltradein

woo

lshearedfrom

livevicuñasandin

thestockextant

atthetim

eof

theninthmeeting

oftheCon

ferenceof

theParties(N

ovem

ber19

94)of

324

9kg

ofwoo

l,and

inclothanditemsmadethereof,includ

ingluxu

ryhand

icraftsandkn

itted

articles.The

reverseside

oftheclothmustbear

thelogo

type

adop

tedby

therang

eStatesof

thespecies,which

aresign

atoriesto

theCon

veniopara

laCon

servaciónyManejode

laVicuñ

a,andtheselvages

thewords

‘VICUÑA-PERU’.Other

prod

ucts

mustbear

alabelinclud

ingthelogo

type

andthedesign

ation‘V

ICUÑA-PERU-A

RTESANÍA

’.Allotherspecim

ensshall

bedeem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andthetradein

them

shallbe

regu

latedaccordingly.

(5)

Allspeciesarelistedin

App

endixII

except

Balaena

mysticetus,Eub

alaena

spp.,Balaeno

pteraacutorostrata(exceptpo

pulatio

nof

WestGreenland

),Balaeno

pterabo

naerensis,

Balaeno

pterabo

realis,Balaeno

pteraedeni,

Balaeno

pteramusculus,Balaeno

pteraph

ysalus,Megap

tera

novaeang

liae,Orcaella

brevirostris,So

talia

spp,

Sousaspp,

Eschrichtiusrobu

stus,Lipotes

vexillifer,Cap

erea

margina

ta,Neoph

ocaena

phocaeno

ides,Pho

coena

sinu

s,Physetercatodo

n,Platanistaspp.,Berardius

spp.,Hyperoo

donspp.,which

arelistedin

App

endixI.Specimensof

thespecieslistedin

App

endixII

totheCon

vention,

includ

ingprod

ucts

andderivativ

esotherthan

meatprod

uctsforcommercial

purposes,takenby

thepeop

leof

Greenland

underlicence

grantedby

thecompetent

authorityconcerned,

shallbe

treatedas

belong

ingto

Ann

exB.A

zero

annu

alexpo

rtqu

otaisestablishedfor

livespecim

ensfrom

theBlack

Sea

popu

lation

ofTursiop

strun

catusremov

edfrom

thewildandtraded

forprim

arily

commercial

purposes.

(6)

Pop

ulations

ofBotsw

ana,

Nam

ibia,Sou

thAfricaand

Zim

babw

e(listedin

Ann

exB):

For

theexclusivepu

rposeof

allowing:

a)tradein

huntingtrop

hies

forno

n-commercial

purposes;b)

tradein

liveanim

alsto

approp

riateandacceptable

destinations

asdefinedin

Res.Con

f.11

.20forBotsw

anaandZim

babw

eandforin

situ

conservatio

nprog

rammes

forNam

ibia

andSou

thAfrica;

c)tradein

hides;d)

tradein

hair;e)

tradein

leathergo

odsforcommercial

orno

n-commercial

purposes

forBotsw

ana,

Nam

ibia

andSou

thAfricaand

forno

n-commercial

purposes

forZim

babw

e;f)tradein

individu

ally

markedandcertifiedEkipasincorporated

infinished

jewellery

forno

n-commercial

purposes

forNam

ibia

andivorycarvings

forno

ncommercial

purposes

forZim

babw

e;g)

tradein

registered

raw

ivory(for

Botsw

ana,

Nam

ibia,Sou

thAfricaandZim

babw

ewho

letusksandpieces)subjectto

thefollow

ing:

i)only

registered

government-ow

nedstocks,originatingin

theState

(excluding

seized

ivoryandivoryof

unkn

ownorigin);ii)

only

totradingpartners

that

have

been

verified

bytheSecretariat,in

consultatio

nwiththeStand

ingCom

mittee,to

have

sufficient

natio

nallegislationanddo

mestic

tradecontrolsto

ensure

that

theim

ported

ivorywill

notbe

re-exp

ortedandwill

bemanaged

inaccordance

with

allrequ

irem

entsof

ResolutionCon

f.10

.10(Rev.CoP

14)concerning

domestic

manufacturing

andtrade;

iii)no

tbefore

theSecretariat

hasverified

theprospectiveim

portingcoun

triesandtheregistered

government-ow

nedstocks;iv)Raw

ivorypu

rsuant

tothecond

ition

alsale

ofregistered

government-ow

nedivorystocks

agreed

atCOP12

which

are20

000kg

(Botsw

ana),10

000kg

(Nam

ibia),30

000kg

(Sou

thAfrica);v)

Inadditio

nto

thequ

antitiesagreed

atCOP12

,go

vernment-ow

nedivoryfrom

Botsw

ana,

Zim

babw

e,Nam

ibia

andSou

thAfrica

registered

bythe31

stof

Janu

ary20

07andverified

bytheSecretariat

may

betraded

anddespatched,with

theivoryin

g)iv)in

asing

lesale

perdestinationun

derstrict

supervisionof

theSecretariat;vi)theproceeds

ofthe

1997R0338— EN— 11.04.2008— 012.001— 88

▼M12

tradeareused

exclusivelyforelephant

conservatio

nandcommun

ityconservatio

nanddevelopm

entprog

rammes

with

inor

adjacent

totheelephant

rang

e;andvii)The

additio

nalqu

antitiesspecifiedin

g)v)

shallbe

traded

only

aftertheStand

ingCom

mittee

hasagreed

that

theabov

econd

ition

shave

been

met.;h)

Nofurtherprop

osalsto

allow

tradein

elephant

ivoryfrom

popu

latio

nsalreadyon

annexBshallbe

subm

itted

totheCon

ferenceof

thePartiesfortheperiod

from

COP14

andending

nine

yearsfrom

thedate

ofthesing

lesale

ofivorythat

isto

take

placein

accordance

with

prov

isions

inparagraphg)

i),g)

ii),g)

iii),g)

vi)andg)

vii).In

additio

n,such

furtherprop

osalsshallbe

dealtwithin

accordance

withDecisions

14.77and14

.78.

Onaprop

osal

from

theSecretariat,theStand

ingCom

mittee

candecide

tocausethis

tradeto

ceasepartially

orcompletelyin

theeventof

non-complianceby

expo

rtingor

impo

rtingcoun

tries,

orin

thecase

ofprov

endetrim

entalim

pactsof

thetradeon

otherelephant

popu

latio

ns.Allotherspecim

ensshallbe

deem

edto

bespecim

ensof

speciesinclud

edin

Ann

exA

andthetradein

them

shallbe

regu

latedaccordingly.

(7)

The

follo

wingareno

tsubjectto

theprov

isions

ofthis

Regulation:

Fossils

Coral

sand

,that

isto

saymaterialconsistin

gentirelyor

inpartof

finely

crushedfragments

ofdead

coralno

larger

than

2mm

indiam

eter

andwhich

may

also

contain,

amon

gstotherthings,theremains

ofForam

inifera,

mollusc

andcrustacean

shell,andcoralline

algae

Coral

fragments

(including

gravel

andrubb

le),that

isto

sayun

consolidated

fragments

ofbrok

enfing

er-likedead

coralandothermaterialbetween2and30

mm

indiam

eter.

(8)

Artificially

prop

agated

specim

ensof

thefollow

inghy

bridsand/or

cultivars

areno

tsubjectto

theprov

isions

ofthis

Regulation:

Hatiora

xgraeseri

Schlum

bergeraxbu

ckleyi

Schlum

bergerarussellia

naxSchlum

bergeratrun

cata

Schlum

bergeraorssichian

axSchlum

bergeratrun

cata

Schlum

bergeraop

untio

ides

xSchlum

bergeratrun

cata

Schlum

bergeratrun

cata

(cultiv

ars)

Cactaceae

spp.

colour

mutants

lackingchloroph

yll,graftedon

thefollow

inggraftin

gstocks:Harrisia‘Jusbertii’,Hylocereustrigon

usor

Hylocereusun

datus

Opu

ntia

microda

sys(cultiv

ars)

(9)

Artificially

prop

agated

hybridsof

thefollow

inggenera

areno

tsubjectto

theprov

isions

ofthis

Regulation,

ifcond

ition

s,as

indicatedin

paragraphs

a)andb)

below,aremet:Cym

bidium

,Dendrob

ium,Pha

laenop

sisand

Van

da:

a)Specimensarereadily

recogn

izable

asartificially

prop

agated

anddo

notshow

anysign

sof

having

been

collected

inthewildsuch

asmechanicaldamageor

strong

dehy

drationresultingfrom

collection,

irregu

largrow

thandheterogeneou

ssize

andshapewith

inataxo

nandshipment,algaeor

otherepiphy

llou

sorganism

sadhering

toleaves,or

damageby

insectsor

otherpests;

and

b)i)

whenshippedin

nonflow

eringstate,

thespecim

ensmustbe

traded

inshipmentsconsistin

gof

individu

alcontainers

(suchas

carton

s,bo

xes,crates

orindividu

alshelvesof

CC-con

tainers)

each

containing

20or

more

plantsof

thesamehy

brid;theplantswith

ineach

containermustexhibitahigh

degree

ofun

iformity

andhealthiness;andtheshipmentmustbe

accompanied

bydo

cumentatio

n,such

asan

invo

ice,

which

clearlystates

thenu

mberof

plants

ofeach

hybrid;or

ii)whenshippedin

flow

eringstate,

with

atleaston

efully

open

flow

erperspecim

en,no

minim

umnu

mberof

specim

enspershipmentis

requ

ired

butspecim

ensmustbe

profession

ally

processedforcommercial

retail

sale,e.g.

labelled

with

printedlabels

orpackaged

with

printedpackages

indicatin

gthenameof

thehy

brid

andthecoun

tryof

finalprocessing

.Thisshou

ldbe

clearlyvisibleandallow

easy

verificatio

n.Plantsno

tclearlyqu

alifying

fortheexem

ptionmustbe

accompanied

byapprop

riateCITESdo

cuments.

(10 )

Artificially

prop

agated

specim

ensof

cultivarsof

Cyclamen

persicum

areno

tsubjectto

theprov

isions

ofthis

Regulation.

How

ever,theexem

ptiondo

esno

tapplyto

such

specim

enstraded

asdo

rmanttubers.

(11 )

Artificially

prop

agated

hybridsandcultivars

ofTaxus

cuspidata,

live,

inpo

tsor

othersm

allcontainers,each

consignm

entbeingaccompanied

byalabelor

documentstatingthenameof

thetaxo

nor

taxa

andthetext

‘artificially

prop

agated’,areno

tsubjectto

theprov

isions

ofthis

Regulation.

1997R0338— EN— 11.04.2008— 012.001— 89

▼M12

Ann

exD

Com

mon

name

FAUNA

CHORDATA

(CHORDATES)

MAMMALIA

Mam

mals

CARNIVORA

Can

idae

Dog

s,foxes,

wolves

Vulpesvulpes

griffith

i(III

India)

§1Red

fox

Vulpesvulpes

mon

tana

(III

India)

§1Red

fox

Vulpesvulpes

pusilla

(III

India)

§1Red

fox

Mustelidae

Bad

gers,martens,

weasels

etc.

Mustela

altaica(III

India)

§1Mou

ntainweasel

Mustela

erminea

fergha

nae(III

India)

§1Stoat

Mustela

kathiah(III

India)

§1Yellow-belliedweasel

Mustela

sibirica

(III

India)

§1Siberianweasel

DIPROTODONTIA

Macropod

idae

Kan

garoos,wallabies

Dendrolag

usdo

rian

usDoria’s

tree-kangaroo

Dendrolag

usgo

odfello

wi

Goo

dfellow'stree-kangaroo

Dendrolag

usmatschiei

Huo

ntree-kangaroo

Dendrolag

uspu

lcherrimus

Golden-mantledtree-kangaroo

Dendrolag

usstellarum

Seri’stree-kangaroo

AVES

Birds

ANSE

RIFORMES

Anatidae

Ducks,

geese,

swan

s

Ana

smelleri

Meller's

duck

COLUMBIFORMES

Columbidae

Dov

es,pigeons

Colum

baoeno

psPeruv

ianpigeon

1997R0338— EN— 11.04.2008— 012.001— 90

▼M12

Ann

exD

Com

mon

name

Didun

culusstrigirostris

Too

th-billed

pigeon

Duculapickeringii

Greyim

perial-pigeon

Gallicolum

bacrinigera

Mindanaobleeding

-heart

Ptilinop

usmarchei

Flame-breasted

fruit-do

ve

Turacoena

mod

esta

Black

cuckoo

-dov

e

GALLIFORMES

Cracidae

Chachalacas,currassows,

guan

s

Craxalector

Black

curassow

Pau

xiun

icornis

Hornedcurassow

Penelop

epileata

White-crested

guan

Megap

odiid

aeMegap

odes,scrubfowl

Eulipoa

wallacei

Moluccanscrubfow

l

Phasianidae

Grouse,gu

ineafowl,partridges,

pheasants,trag

opan

s

Arborop

hila

ging

ica

White-necklaced

partridg

e

Lop

hura

bulweri

Bulwer'sph

easant

Lop

hura

diardi

Siamesefireback

Lop

hura

hoog

erwerfi

Hoo

gerw

erf’sph

easant

Lop

hura

inorna

taSalvado

ri'sph

easant

Lop

hura

leucom

elan

osKalijph

easant

Syrm

aticus

reevesii§2

Reeves'sph

easant

PASS

ERIFORMES

Bom

bycillidae

Wax

wings

Bom

bycilla

japo

nica

Japanese

waxwing

Corvidae

Crows,

mag

pies,

jays

Cyano

coraxcaeruleus

Azure

jay

Cyano

coraxdickeyi

Tuftedjay

1997R0338— EN— 11.04.2008— 012.001— 91

▼M12

Ann

exD

Com

mon

name

Cotingidae

Cotinga

s

Procniasnu

dicollis

Bare-throated

bellb

ird

Emberizidae

Cardinals,

seedeaters,tanag

ers

Dacnisnigripes

Black-leggeddacnis

Sporop

hila

falcirostris

Tem

minck'sseedeater

Sporop

hila

fron

talis

Buffy-throatedseedeater

Sporop

hila

hypo

chroma

Grey-and-chestnut

seedeater

Sporop

hila

palustris

Marsh

seedeater

Estrildidae

Man

nikins,

wax

bills

Aman

dava

aman

dava

Red

avadavat

Cryptospiza

reicheno

vii

Red-faced

crim

son-wing

Erythrura

coloria

Red-eared

parrotfinch

Erythrura

viridifacies

Green-faced

parrotfinch

Estrildaqu

artin

ia(Frequ

ently

traded

asEstrildamelan

otis)

Yellow-belliedwaxbill

Hypargo

sniveog

uttatus

Peters’stwinspot

Lon

churagriseicapilla

Grey-headed

silverbill

Lon

churapu

nctulata

Scaly-breastedmun

ia

Lon

churastygia

Black

mun

ia

Fringillidae

Finches

Cardu

elis

ambigu

aBlack-headedgreenfinch

Cardu

elis

atrata

Black

siskin

Kozlowia

robo

rowskii

Tibetan

rosefinch

Pyrrhulaerytha

caGrey-headed

bullfinch

Serinu

scanicollis

Capecanary

Serinu

scitrinelloides

hypo

stictus(Frequ

ently

traded

asSerinu

scitrinelloides)

EastAfrican

citril

Icteridae

New

-world

blackbirds

Sturnella

militaris

Pam

pasmeado

wlark

1997R0338— EN— 11.04.2008— 012.001— 92

▼M12

Ann

exD

Com

mon

name

Muscicap

idae

Old-w

orld

flycatchers,

thrushes

Cocho

aazurea

Javancochoa

Cocho

apu

rpurea

Purplecochoa

Garrulaxform

osus

Red-w

ingedlaug

hing

thrush

Garrulaxga

lban

usYellow-throatedlaug

hing

thrush

Garrulaxmiln

eiRed-tailedlaug

hing

thrush

Niltavada

vidi

Fujianniltava

Stachyriswhitehead

iChestnu

t-facedbabb

ler

Swynnerton

iasw

ynnerton

i(A

lsoreferenced

asPog

onicichla

swynnerton

i)Swyn

nerton

'srobin

Turdu

sdissimilis

Black-breastedthrush

Pittidae

Pittas

Pittanipa

lensis

Blue-napedpitta

Pittasteerii

Azure-breastedpitta

Sittidae

Nuthatches

Sitta

mag

naGiant

nuthatch

Sitta

yunn

anensis

Yun

nannu

thatch

Sturnidae

Myn

as,starlin

gs

Cosmop

sarusregius

Golden-breasted

starlin

g

Minodu

mon

tiiYellow-faced

myn

a

Sturnu

serythrop

ygius

White-headedstarlin

g

REPTILIA

Reptiles

TEST

UDINES

Geoem

ydidae

Freshwater

turtles

Melan

ochelystriju

gaIndian

blackturtle

1997R0338— EN— 11.04.2008— 012.001— 93

▼M12

Ann

exD

Com

mon

name

SAURIA

Cordylidae

Spiny-tailedlizards

Zon

osau

ruskarsteni

Karsten'sgirdledlizard

Zon

osau

rusqu

adrilin

eatus

Fou

r-lin

edgirdledlizard

Gekkon

idae

Geckos

Rha

coda

ctylus

auriculatus

New

Caledon

iabu

mpy

gecko

Rha

coda

ctylus

cilia

tus

Guichenot'sgiantgecko

Rha

coda

ctylus

leachian

usNew

Caledon

iagiantgecko

Teratoscincus

microlepis

Small-scaled

won

dergecko

Teratoscincus

scincus

Com

mon

won

dergecko

Scincidae

Skinks

Tribo

lono

tusgracilis

Crocodile

skink

Tribo

lono

tusno

vaeguineae

New

Guineahelm

etskink

SERPENTES

Colubridae

Typ

ical

snak

es,water

snak

es,whip

snak

es

Elaph

ecarina

ta§1

Taiwan

stinksnake

Elaph

eradiata§1

Radiatedratsnake

Elaph

etaeniura

§1Taiwan

beauty

snake

Enh

ydrisbo

courti§1

Bocou

rt'swater

snake

Hom

alop

sisbu

ccata§1

Maskedwater

snake

Lan

gaha

nasuta

Northernleafno

sesnake

Leioh

eterod

onmad

agascariensis

Madagascarmenaranasnake

Ptyas

korros

§1Indo

chineseratsnake

Rha

bdop

hissubm

iniatus§1

Redneck

keelback

Hyd

rophiid

aeSea

snak

es

Lap

emis

curtus

(IncludesLap

emis

hardwickii)§1

Shaw'sseasnake

Viperidae

Vipers

Calloselasm

arhod

ostoma§1

Malayan

pitviper

1997R0338— EN— 11.04.2008— 012.001— 94

▼M12

Ann

exD

Com

mon

name

ACTIN

OPTERYGII

Fish

PERCIFORMES

Apog

onidae

Pterapo

gonkaud

erni

Bangg

aicardinalfish

ARTHROPODA

(ARTHROPODS)

INSECTA

Insects

LEPID

OPTERA

Butterflies

Pap

ilion

idae

Birdwingan

dsw

allow-tailbutterflies

Baron

iabrevicornis

Sho

rt-hornedbaronia

Pap

iliogrosesmith

i

Pap

iliomarah

oBroad-tailedsw

allowtail

FLORA

AGAVACEAE

Aga

ves

Caliban

usho

okeri

Dasylirionlong

issimum

Beargrass

ARACEAE

Arums

Arisaem

adracon

tium

Green

dragon

Arisaem

aerub

escens

Arisaem

aga

leatum

Arisaem

anepentho

ides

Arisaem

asikokian

um

Arisaem

athun

bergiivar.urashima

Arisaem

atortuo

sum

Biarum

davisiissp.

marmarisense

Biarum

ditschianu

m

1997R0338— EN— 11.04.2008— 012.001— 95

▼M12

Ann

exD

Com

mon

name

COMPOSITAE

(AST

ERACEAE)

Asters,

daisies,costus

Arnicamon

tana

§3Mou

ntaintobacco

Othon

nacacalio

ides

Othon

naclavifo

lia

Othon

naha

llii

Othon

naherrei

Othon

nalepido

caulis

Othon

naretrorsa

ERICACEAE

Heathers,

rhod

odendrons

Arctostap

hylosuva-ursi

§3Bearberry

GENTIANACEAE

Gentian

s

Gentia

nalutea§3

Great

yello

wgentian

LEGUMINOSA

E(FABACEAE)

Legumes

Dalbergia

gran

adillo§4

Black

rosewoo

d

Dalbergia

retusa

(Exceptforthepo

pulatio

nswhich

are

includ

edin

Ann

exC)§4

Black

rosewoo

d

Dalbergia

stevensonii(Exceptforthepo

pulatio

nswhich

are

includ

edin

Ann

exC)§4

Hon

durasrosewoo

d

LYCOPODIACEAE

Clubmosses

Lycop

odium

clavatum

§3Stagsho

rnclub

moss

MELIACEAE

Mah

ogan

ies

Cedrela

fissilis

§4

Cedrela

lilloi(C.an

gustifo

lia)§4

Cedrela

mon

tana

§4

Cedrela

oaxacensis

§4

Cedrela

odorata(Exceptforthepo

pulatio

nswhich

are

includ

edin

Ann

exC)§4

Spanish

cedar

Cedrela

salvad

orensis§4

Cedrela

tond

uzii§4

1997R0338— EN— 11.04.2008— 012.001— 96

▼M12

Ann

exD

Com

mon

name

MENYANTHACEAE

Bog

beans

Menyanthestrifo

liata

§3Bog

bean

PARMELIACEAE

Parmelioid

lichens

Cetrariaisland

ica§3

Icelandicmoss

PASS

IFLORACEAE

Desertroses

Adeniaglau

caDesertrose

Adeniapechuelli

Desertrose

PORTULACACEAE

Portulas,

purslanes

Ceraria

carrissoan

a

Ceraria

fruticulosa

LILIACEAE

Lilies

Trillium

pusillu

mDwarfwakerob

in

Trillium

rugelii

Illscented

wakerob

in

Trillium

sessile

Sessile-flowered

wakerob

inwoo

d-lily

PEDALIACEAE

Sesam

e,devil’sclaw

Harpa

goph

ytum

spp.

§3Devil’s

claw

SELAGINELLACEAE

Clubmosses,

spikem

osses

Selaginella

lepido

phylla

Roseof

Jericho