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CIVIL DISOBEDIENCE IN ST. THOMAS AQUINAS’ NATURAL LAW THEORY 1 2

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CIVIL DISOBEDIENCE IN

ST. THOMAS AQUINAS’ NATURAL LAW THEORY

1

2

TABLE OF CONTENTS

I. Opening statement................................................................4

II. Developing, examining, and answering the central question......6

A. Laying the groundwork .....................................................7

1. The preliminary assumptions.........................................72. The conditions for civil disobedience...............................8

3. The dismissive judgment issue in Aquinas’ law.................9

B. Summarizing Aquinas’ law...............................................13

1. Aquinas classifies the types of law. ..............................132. Aquinas’ natural law....................................................14

C. Answering the central question.........................................16

1. The basis for the assessment of laws............................16

2. The assessment of Aquinas’ laws..................................183. The court of conscience...............................................19

III. Passing muster on a ‘morally difficult case’...........................23

A. The abortion arguments..................................................23

1. A fetus is only a ‘potential human’................................24

2. A fetus is not an ‘actual human’....................................25

B. The replies from Aquinas’ court of conscience....................25

1. A reply to a fetus is only a ‘potential human’..................262. A reply to a fetus is not an ‘actual human’.....................27

IV. Summing up Aquinas’ civil disobedience...............................30

V. Closing statement...............................................................31

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1

CIVIL DISOBEDIENCE IN ST. THOMAS AQUINAS’

NATURAL LAW THEORY

The purpose of this paper is to develop and explain ‘civil

disobedience’ based on Aquinas’ natural law theory.

I. Opening statement

The central question is, ‘Is civil disobedience allowed in Aquinas’

natural law theory?’ If his theory allows civil disobedience, then it

must also answer: (1) how does an individual decide that a law is

unjust, (2) how does an individual make this decision concerning

just versus unjust; and (3) what does the individual do about an

unjust law?a These questions and the central question will be

answered in this paper. At the heart of the civil disobedience

question in Aquinas’ natural law theory is the dismissive judgmentb

issue, “that which is not just does not seem to me to be a law.”c Is

a Norman Kretzmann, “Lex Iniusta Non Est Lex: Laws on Trial in Aquinas’ Court

of Conscience,” Philosophy of Law, Eds. Joel Feinberg and Hyman Gross, 5th ed. (Belmont: Wadsworth, 1995) 7-8.

b New Shorter Oxford English Dictionary, 5th ed. (Oxford: Oxford University, 2002) CD-ROM. Dismissive is defined as, "Of the nature of or characterized by

dismissal; tending to dismiss; suggesting unworthiness of any further

consideration; disdainful.” As such, a dismissive judgment is a judgment of an

object that is denied or dismissed as unworthy of any consideration.c St. Augustine, De libero arbitrio, I v 11, Kretzmann 8. Kretzmann points out that there is a problem between the quote from Augustine, “lex mihi esse non videtur, quae iusta non fuerit” and the ‘quote’ “Lex iniusta non est lex”, some philosophers attribute to Augustine and Aquinas. The later, “An unjust law is

not a law,” is opposed to the former, “To me that which is not just does not seem to be a law.”

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it a paradoxical judgment for Aquinas? Alternatively, is it a

reasoned intellectual judgment for Aquinas? Finally, may humans

disobey an unjust law? As the basis for my developing my critical

analysis of this issue, I have chosen the argument from Norman

Kretzmann’s article “Lex Iniusta Non Est Lex: Laws on Trial in

Aquinas’ Court of Conscience.”d Kretzmann’s article provides a very

insightful analysis of the dismissive judgment issue. He analyzes

and draws a valid conclusion on dismissive judgment and the

central question of civil disobedience. Additionally, he provides an

excellent analysis of Aquinas’ motives for supporting this doctrine.

Finally, with a minor modification, Kretzmann’s argument provides

an answer to the civil disobedience issue.

However, developing, examining, and answering the question of

civil disobedience in Aquinas’ natural law theory is only the start.

Does Aquinas’ account of civil disobedience hold up when explaining

a modern civil disobedience case? To answer this, we will next

examine a modern civil disobedience case in Aquinas’ court of

conscience. Should an anti-abortion activist disobey the laws of the

United States to protect “unborn” children? Does civil disobedience

in Aquinas’ natural law theory pass muster on this ‘morally difficult

case’?

d Kretzmann 7-19.

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We will use the two verdicts developed from the discussion of

the central question to inspect this ‘morally difficult case’. First,

whether or not an ‘unjust law is no law’, as moral reasoning

individuals, we must learn to weigh the cost of disobeying the law

versus obeying the unjust law, i.e., obey by ‘turning the other

cheek’ for the good of society. Second, an ‘unjust law is no law’, as

creatures of a divine being, we must always be disobeyed, i.e., such

‘an unjust law is no law’ and we have no choice but to disobey the

unjust law. Let us begin by developing and answering the central

question, “Is civil disobedience allowed in Aquinas’ natural law

theory?”

II. Developing, examining, and answering the central

question

The desideratum for answering the central question of civil

disobedience in Aquinas’ natural law theory is as follows. First, it is

essential to the theory that we understand Thomist civil

disobedience, i.e., whether the dismissive judgment, “an unjust law

is not a law”, is commonsensical or paradoxical and how can it be

used explain civil disobedience. We will begin by laying out the

preliminary groundwork, the assumptions, basis for the argument,

and the issue. Next, it is essential to the theory that we

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understand Aquinas’ conception of law, in particular the relationship

of natural and human laws. We will summarize Aquinas’ four

classifications of law and the types to be used for this analysis.

Thirdly, it is essential to the theory that we understand the Thomist

view of dismissive judgment and its motives. This will sum up the

basis for an assessment of law, Aquinas’ assessment of law, and

assessment of law in the court of conscience, the agent intellect.

A. Laying the groundwork

Let us begin by outlining the preliminary assumptions, conditions

for civil disobedience, and the issue of how to determine the justice

of a law.

1. The preliminary assumptions

Kretzmann uses Aquinas’ system as a basis for his investigation.

The focus of the discussion is on disagreements between a moral

system and a legal system. As such, disagreements between

individuals over the moral assessment of laws (e.g., people arguing

over their individual assessments of a law as just or unjust) are to

be ignored. Kretzmann also writes that in a Thomist viewpoint,

there is a fundamental connection between moral philosophy and

Christian theology. As such, Aquinas’ legal system does not

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separate morality from theology (i.e., the human beings in Aquinas’

society are Christians). Nevertheless, even with this linkage, a

secularized version of Aquinas is still proper for developing,

examining, and answering the question of civil disobedience.e

2. The conditions for civil disobedience

Dismissive judgment (i.e., a disdainful judgment that dismisses

thereby denying a premise or object) concerns whether a law is

unjust. However, in this moral judgment, what information must a

human being in a society need to determine justice? For

Kretzmann, the following questions must be answered concerning a

dismissive judgment of a law in terms of civil disobedience: f 1) can

e Kretzmann 7. And Frederick Copleston S.J., Aquinas, (Baltimore: Penguin 1957) 219. “[We] can say with truth that Aquinas believed in a set of

unalterable moral precepts. The question arises… whether [Aquinas’ moral]

theory is compatible with the empirical fact that different people and different

social groups [i.e., different religions] have divergent moral convictions [i.e.,

religious convictions]…. [However, I make] the following relevant point,

namely that differences in moral convictions do not themselves constitute a

disproof of the theory…. For there might be an unchangeable moral law and

at the same time varying degrees of insight into the content of this law” [i.e.,

reasoning humans in different social groups have just not ‘discovered’ the

unalterable moral law].f Joel Feinberg, “Civil Disobedience in the Modern World,” Philosophy of Law, Eds. Joel Feinberg and Hyman Gross, 5th ed. (Belmont: Wadsworth, 1995)

121-123. Although Kretzmann does not specifically deal with what constitutes

‘the act civil of disobedience’, which is also an important conclusion for a

discussion of civil disobedience. ‘The act of civil disobedience’ as ‘lawbreaking’

against an unjust law can have distinct flavors. A Thomist ‘act of civil

disobedience’ according to Feinberg’s article would be defined as “not to

undermine authority but to protest its misuse.” Of the flavors in the article,

Rawl’s approach to the ‘act of civil disobedience’ seems best in terms of

Aquinas, as it requires the use of ‘reason’ to determine ‘the act of civil

disobedience’. Since the use of reasoning to determine ‘the act of civil

disobedience’ would seem to be a requirement for a Thomist theory. For

Aquinas then, ‘the act of civil disobedience’ would be similar to John Rawl’s

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an individual decide whether a law is unjust; 2) how can an

individual make such a decision; and 3) what can or should the

individual do about an unjust law. g However, which kind of

dismissive judgment should apply to the law and civil

disobedience?h

3. The dismissive judgment issue in Aquinas’ law

Every thing, being, or substance has inclusive conditions that

determine its completion. Law is a thing for Aquinas. An inclusive

condition, which could be either non-evaluative or evaluative, is a

“condition” that a thing, being, or substance must have to be

“conscientious refusal” than “warfare against the state.” (Especially

considering Aquinas’ ‘doctrine of the mean’ as well as ‘perversions of law’ as

developed respectively in Summa Theologica, I-II. Q. 64 A. 1 Obj. 3. and Summa Theologica, I-II. Q. 92 A. 1 RObj. 3. Further, Aquinas does not seem to advocate armed revolt which would be far away from the ‘mean’.) The ‘act

of civil disobedience’ requires four characteristics: (1) it must be public; (2) in

must be nonviolent; (3) it must be either direct or indirect deliberate

unlawfulness; and (4) it must be conscientiously aimed towards the ‘good of

society’. Therefore, a reasoned ‘the act of civil disobedience’ as “conscientious

refusal” seems to me in alignment with Thomist philosophy.g Kretzmann 9. Kretzmann’s paper is contingent on the plausibility of the notion

of civil disobedience: its role, justification, and nature. Kretzmann deals

thoroughly with the justification for civil disobedience. However, Kretzmann

seems unaware in the article that he is facing a problem in the areas of the

role and nature of civil disobedience; I feel that he has left his argument open

to questioning in these two areas. In spite of this, for the purpose of this

paper I feel that we can properly explain Aquinas and civil disobedience

without specifically dealing with the distinctions concerning the role and nature

of civil disobedience. It seems to me that for Aquinas, an entitlement for the

‘role of civil disobedience’ might be understood as both a ‘right’ and a ‘duty’ to

disobey the unjust law, i.e., for unjust laws vis-à-vis ‘divine law’ there is a duty to civil disobedience and for unjust laws vis-à-vis ‘reasoning to the natural law’ there is a mere right to civil disobedience. Please note: The ‘nature’ or the act of civil disobedience was discussed in a previous footnote.

Thank you to Dr. Corlett for pointing out this problem with Kretzmann’s article.h Kretzmann 7-8.

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considered complete. Non-evaluative means that the thing simply

has the condition (e.g., the leg of a chair is a non-evaluative

condition of “chair-ness”). Evaluative conditions are abstracted by

reason to determine whether the conditions for inclusion in the form

of the thing have been met (e.g., “masterpiece” is an evaluative

condition of “musical masterpiece”, because an evaluation must be

made to determine inclusion).i

There are two of the kinds of things: non-natural conventional

kinds and natural conventional kinds.j Of non-natural conventional

kinds, their inclusive conditions are non-evaluative (e.g., for a

Haiku poem or soldier, they simply need to meet the defining

conditions). Of the natural conventional kinds, some are overtly

and invariably evaluative. An example of this would be fine artwork

or gifted person where an evaluation determines whether the

condition is met for its inclusion. There are also natural

conventional kinds that are not overtly or invariably evaluative.

Evaluative conditions that are not overt involve implicit evaluative

conditions and are linked with things that have a familiar human

function. An illustration of this would be artwork or anthropologist.

For these kinds of things with non-overt evaluative conditions, the

i Kretzmann 8.j Kretzmann 8.

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non-evaluative conditions must be met before applying the

evaluative (i.e., “He is no general,” makes sense only if “A bad

general is not really a general, despite the fact that he holds the

rank and commands an army”). Is it the natural conventional kind

of things, with conditions that are both non-evaluative and

evaluative, but not overtly or invariably evaluative, and has an

important human function, which is the appropriate kind to apply

dismissive judgment?k It is here that Kretzmann’s argument has a

problem interpreting Aquinas.

The problem with Kretzmann’s argument is, “How do you explain

‘without being overtly evaluative’ condition in Aquinas?” l The

etymology of ‘overt’ is the Latin word aperire–exposed to view or

knowledge, open, evident, straightforward.m Is Kretzmann correctly

saying, “Without being exposed, evident and open to knowledge”?

Is this not a contradiction of Aquinas’ writings? For Aquinas,

humans possess a unique inclination towards reason.n This

k Kretzmann 9.l There is another problem, that of conscientia or synderesis? Which ‘conscience’ from Aquinas do you use? [Aquinas, Summa Theologica, I. Q. 79 A. 12 and I. Q. 79 A. 13. The Human Constitution, trans. Richard Regan, (Scranton: University of Scranton Press, 1997) 75-78.] While Kretzmann

points out that he is aware that he is facing a problem in this area, I feel that

he has left his argument open to question form this area as well. However, for

the purpose of this paper I feel that we can properly explain Aquinas and civil

disobedience without specifically dealing with this distinction.m The Shorter Oxford English Dictionary.n St. Thomas Aquinas, Summa Theologica, I. Q. 79 A. 4 and I. Q. 79 A. 8, The

Human Constitution, trans. Richard Regan, (Scranton: University of Scranton Press, 1997) 57.

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inclination is reasoning towards natural knowledge and knowledge

of the supernatural and ultimate goal of human existence. If

humans are inclined towards reason and knowledge, then how can

you evaluate a condition without exposing or opening it to

knowledge? Clearly, Aquinas would not agree with Kretzmann’s

definition, ‘without being overtly evaluative’; since being open and

exposed to knowledge is a condition of reasoning, the potential to

gain knowledge. Further, this definition is a contradiction of

evaluation, since to evaluate is to open or expose to knowledge. It

is also to make a thing, being, or substance evident through

reason. Clearly, this is a problem for Kretzmann’s argument.

Therefore, we restate in light of this, ‘It is the natural conventional

kind of things, with conditions that are both non-evaluative and

evaluative, but not invariably evaluative, and has an important

human function, which is the appropriate kind to apply dismissive

judgment.’o

There is a sidebar to our analysis. Kretzmann points out that

various philosophers have confused Aquinas’ dismissive judgment

as a paradox. This attack on the dismissive judgment comes

mainly from the logical positivists and others opposed to natural

law. Philosophers like John Austin look on the issue of law and

o Kretzmann 9.

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justice as two distinct questions: ‘Does the law exist?’ and ‘Is the

law just?’ From their perspectives, Aquinas’ dismissive judgment,

‘an unjust law is not a law’, does appear to be a paradox (i.e., like

stating, “‘statutes are not laws’ or ‘constitutional is not law’ is

nonsensical”, since by definition they are laws).p They feel that

Aquinas’ dismissive judgment only deals with the first question

(i.e., “does the law exist?”). q However, as pointed out by

Kretzmann, Aquinas does not think or look on dismissive judgment

as an issue of existence. It is an issue of evaluative and non-

evaluative inclusive conditions–is the law complete? Does it meet

all of the conditions to be a law?

B. Summarizing Aquinas’ law

With this preliminary foundation, let us next turn to a summary

of Aquinas’ laws, in particular the linkage between natural law and

human law.

p Kretzmann 8. q Kretzmann 10.

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1. Aquinas classifies the types of law.

For Aquinas, there are four types of law: eternal, natural,

human, and divine. Eternal law or God’s intellect is the basis for

the other three types. The principles of morality, physics, and

mathematics are part of the eternal law. However, humans can

know eternal law only incompletely and with uncertainty. It is

through the natural law that humans can participate in the eternal

law. Natural law is in the form of innate principles of rational

action. Natural law can only be explained on a very limited basis

via participation in eternal law (i.e., man cannot know the eternal

law, although he shows the potential or inclination towards the

supernatural and ultimate goal of human existence). Human law is

the legislation of humans for their governance and natural direction

of humans towards the common good. To be rational, human law

depends on the principles of natural law as derived by reason.

Divine law is the revealed elements of the eternal law. The

Scriptures reveals the eternal law to humans to guide them towards

the supernatural and ultimate goal of human existence.r Since a

legal system operates in human society and human law governs

human society, we next focus our analysis on Aquinas’ natural and

human law and their connective nature.

r Kretzmann 10-11.

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2. Aquinas’ natural law

To incline towards the natural law is human nature, the

inclination of human beings to actualize the essential potentials of

their nature. Humans can recognize as good or bad the objects of

their inclinations. The natural law’s innate precepts are reasoned

as corresponding from these natural recognitions of the objects of

our inclinations. As such, human action and direction are found in

practical reason. s

The first principle of practical reason is that it is inclined toward

action, what is good. “Since every agent acts for an end, which has

the nature of a good…. The good is that which all things seek after.

Therefore, the first precept of law is this: What is good is to be

done and promoted.”t There is a connection between the order of

precepts and natural inclinations toward the natural good. Human

beings have three natural inclinations. First, as with other

substances, they have an inclination towards preservation. Second,

as with other animals, they are inclined towards reproduction.

Lastly, and unique to humans, they have an inclination to reason

toward the supernatural and ultimate goal of human existence and

s Kretzmann 11.t St. Thomas Aquinas, Summa Theologica, I–II. Q. 94 A. 1, Philosophy in the

Middle Ages: The Christian, Islamic, and Jewish Traditions, Eds. Arthur Hyman and James J. Walsh, 2nd ed. (Indianapolis: Hackett, 1977) 532.

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the common good of society.u However, humans can know the

supernatural and ultimate goal of human existence only

incompletely and with uncertainty. Nevertheless, the “precepts of

natural law are innate in us.”v In addition, Kretzmann points out

that for Aquinas, there is an “essential connection between natural

law and conscience.”w In Aquinas, “Conscience is said to be a law of

our intellect because as it is a habit [dispositional state–Kretzmann]

containing the precepts of natural law, which are the first principles

of human actions”x or moral rules.y

Inasmuch as human law depends on the precepts of natural law,

it would seem that human laws are merely derivations of moral

rules. However, this is not the case. For Aquinas, merely deriving

something from the precepts of natural law (i.e., moral rules) does

not constitute a sufficient condition for its inclusion in human law.z

Kretzmann says that the completeness of Aquinas’ human law

requires both evaluative (moral) and non-evaluative (formal)

u St. Thomas Aquinas, Summa Theologica, I–II. Q. 94 A. 1, Hyman and Walsh, 530-531. See also, Kretzmann 11.

v Kretzmann 11.w Kretzmann 11.x Aquinas, Summa Theologica, I–II. Q. 94 A. 1, Hyman and Walsh, 531. I used Kretzmann’s translation of Conscience here as opposed to Aquinas’ use of

‘synderesis’. I have used Kretzmann’s distinction for conformity with his article. It would however seem that an important problem is created by this

use or misuse. I believe that Aquinas makes a careful distinction between

‘conscientia’ as a habit and ‘synderesis’ as a power.y Kretzmann 11.z Kretzmann 11-12.

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inclusive conditions. Finally, it is with reason that humans evaluate

an inclusive condition that is derived from the natural law.

C. Answering the central question

The groundwork and structure of Aquinas’ legal system is behind

us. Let us now proceed to the argument for the assessment of

human law via dismissive judgment in the court of conscience.

1. The basis for the assessment of laws

From reading Aquinas’ works on natural and human law,

Kretzmann deduces that Aquinas’ definition of law has seven

inclusion conditions. These conditions provide the basis for the

assessment of the justness of a law for Aquinas. The inclusive

conditions of law are that they are: (A) a directive of reason, (B)

aimed at the common good, (C) promulgated by the government,

(D) pertaining to a complete community, (E) leading people to or

restraining them from certain actions, (F) have coercive power, and

(G) intended to be obeyed. It is from Kretzmann’s list of conditions

that we continue our assessment of how Aquinas evaluates laws.aa

Of the conditions, (A) and (B) are evaluative (or moral)

conditions and (C)–(G) are non-evaluative (or formal and non-

aa Kretzmann 10-11.

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moral) conditions. Aquinas makes it clear that conditions (A) and

(B) only come into play to determine the essence of a law, if the

formal conditions (C)-(G) have been fulfilled.ab For example, the

board of directors of a fraternity may make rules that fulfill

conditions (A)-(C) and (E)-(G), but because a fraternity is an

incomplete community (i.e., it lacks political sovereignty) the rules

do not fulfill condition (D). Such a rule or law would not even

officially start as rule. “In failing to meet one of the formal

conditions, those… rules fail to count as laws even technically.” ac

For Aquinas, law is an extension of moral rules. Further, morals

rules are derived by way of reasoning from natural law. Kretzmann

also writes that for Aquinas both (A) and (B) are evaluative moral

conditions. The justness of a law is implicit in its rational basis, i.e.,

condition (A). Additionally, the justness of a law is implicit in its

directing a person’s actions towards the common good, i.e.,

condition (B). As such, a law not fulfilling either (A) and/or (B)

would be unjust despite the fact that fulfills conditions (C)-(G).ad

Therefore is would seem clear that it is in conditions (A) and (B)

that dismissive judgment of a law as unjust is clearly relevant. ae

ab Kretzmann 13.ac Kretzmann 13.ad Note the similarity here between this example and in the example of

evaluative inclusive conditions in section II. A. 3. of this paper. ae Kretzmann 13.

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2. The assessment of Aquinas’ laws

The assessment of an actual law is not implicit. However, it is

also not an explicit assessment or possible dismissive judgment; for

Aquinas, the assessment and dismissal of a law requires action by

the intellect through reason. Kretzmann gives us two examples: a

‘tyrannical’ law and ‘violent’ law. In the first case, he quotes

Aquinas, “A tyrannical law, through not being according to reason,

is not a law, absolutely speaking, but rather a perversion of law.”af

For example, a tyrannical law that does not fulfill condition (A) and

only marginally condition (B) would be unjust despite the fact that

it fulfills conditions (C)-(G) (e.g., a tyrannical law is not a just law

because it is contrary to reason and aims for the perverted good of

the tyrant, despite the fact in fulfills conditions (C)-(G)). Finally, in

the second case, he quotes Aquinas, “Human law has the nature of

law insofar as it partakes of right reason [emphasis Ed.].…But

insofar as it deviates from reason, it is called an unjust law and has

the nature, not of law, but of violence.”ag Again, as in the example

above, a ‘violent’ law that does not fulfill condition (A) would be

af Aquinas, Summa Theologica, I-II. Q. 92 A. 1 RObj. 4, Hyman and Walsh, 530.

ag Aquinas, Summa Theologica, I-II. Q. 93 A. 3 ad. 2, On Law, Morality, and Politics, Eds. William P. Baumgarth and Richard J. Regan, S.J., (Indianapolis: Hackett, 1988) 38.

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unjust despite fulfilling the other conditions (B)-(G).ah Therefore,

for Aquinas the assessment or dismissal of a law as unjust always

requires an act of reason (i.e., reasoning from inclusive conditions

that are both non-evaluative and evaluative, but not invariably

evaluative) to judge its completeness.

3. The court of conscience

From the argument on the definition and assessment of law, it is

clear that human laws may be “unjust-I”ai by being contrary to the

common good of society, i.e., the law is either ‘tyrannical’ or

‘violent’.aj Since human law is derived by reasoning from the

natural law, ak the end of human law is the natural inclination

toward the good. In addition, Kretzmann notes a second way a law

may be “unjust-II” is by being contrary or opposed to divine law.

This is explicit with the Christian theological nature of Aquinas’

moral system. No law is just that is contrary to God’s divine law.

It is within these two verdicts, “unjust-I” and “unjust-II”, that we

can answer the justice of a law in terms of civil obedience. But,

ah Again, note the similarity here between these two examples and in the

example of evaluative inclusive conditions in section II. A. 3. of this paper.ai Kretzmann 14. I am using Kretzmann’s notation of “unjust-I” and “unjust-II.”aj Kretzmann 14.ak Aquinas, Summa Theologica, I-II. Q. 95 A. 2, Hyman and Walsh, 537-538. For Aquinas every human law is derived from natural law. He proves this as

follows: (1) if a human law is just, then it is valid; (2) reason is based in the

natural law; (3) justice can only be determined by reason from natural law;

and (4) therefore, since reasoning from the natural law determines justice,

human law is just, if and only if it is derived by reason from the natural law.

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how do we reach the verdict?

The verdict is determined in the ‘court of conscience’. Aquinas

says, “Laws framed by man are either just or unjust. If they be

just, they have the power of binding in the conscience.”al Moreover,

the ‘court of conscience’ is an act of reasoning. Again, humans are

rational beings. “For conscience, according to the very nature of

the word, implies the relation of knowledge to something: for

conscience may be resolved into cum alio scientia. ...Wherefore,

from this explanation of the name, it is clear that conscience is an

act.”am Additionally, the ‘court of conscience’ is not an interest of a

community action, but an interest of the individual, i.e., how an

individual should act. It is through reason’s acting in the ‘court of

conscience’ that determines a dismissive judgment and an

individual’s obligation to follow the law.

As stated in the preliminary groundwork, the following questions

must be answered concerning a dismissive judgment of a law in

terms of civil disobedience: (1) can an individual decide whether a

law is unjust; (2) how can an individual make such a decision; and

al Aquinas, Summa Theologica, I-II. Q. 96 A. 4, Baumgarth and Regan, 70.am Aquinas, Summa Theologica, I. Q. 79 A. 13, Baumgarth and Regan, 3. In fact, Aquinas goes on to say that, conscience “denominates” or names the act,

in this case it names the act of an individual reasoning by way of scientific

deduction.

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(3) what can or should the individual do about an unjust law.an It is

clear that for Aquinas that the answer to question (1) will always be

yes. Individuals can decide by reasoning in the ‘court of

conscience’.

Of the later verdict, an “unjust-II” type, Aquinas says, “laws may

be unjust through being opposed to the divine good; such are the

laws of tyrants inducing to idolatry or to anything else contrary to

the divine law, and laws of this kind must in nowise be observed.”ao

Any law that is contrary to divine law is inherently unjust.

Answering question (2), an individual by reading the Scriptures can

decide if a law is a ‘perversion’ and therefore unjust. As for

question (3), it is clear that “laws that are contrary to the

commandments of God, which is beyond the scope of [human]

power. Wherefore in such matters the human law should not be

obeyed.”ap Therefore, in regards this type of verdict, it is clear that

civil disobedience is not only permissible; it is an obligation of the

individual. Therefore, clearly the dismissive judgment can apply in

this case.aq

an Kretzmann 9.ao Aquinas, Summa Theologica, I-II. Q. 96 A. 4, Baumgarth and Regan, 70.ap Aquinas, Summa Theologica, I-II. Q. 96 A. 4 RObj. 2, Baumgarth and Regan, 71.

aq Kretzmann 16.

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Of the former verdict, an “unjust-I” type, the answer is not as

clear-cut. To answer question (2), an individual by reasoning well

in a scientific manner could make a ‘reasonable’ decision if a law is

unjust (particularly if it is either a ‘tyrannical’ or a ‘violent’ law).

The problem would be the usual “unavoidable empirical difficulty” ar

with the likelihood of a subjective error. However, in answering

question (3), there is a caveat to disobedience. Aquinas posits that

when a law is reasoned to be unjust, an individual is not obligated

to obey the law; however, an individual might be obligated to obey

a law after all–“for the sake of avoiding a scandal or disruption, for

which a person should give up his right”as (i.e., the application of

the Christian ‘turn the other cheek’ doctrine). Aquinas seems to

say that when confronted by an “unjust-I” law, the individual must

weigh the potential harm of resisting the law against the potential

harm the unjust law may cause if left unchallenged.at Therefore, in

the answer to (3), it is unclear whether civil disobedience is an

absolute permissible obligation of the individual.

Therefore, the verdicts or answers to the central question, “Is

civil disobedience allowed in Aquinas’ natural law theory?” is Yes for

ar Kretzmann 16.as Aquinas, Summa Theologica, I-II. Q. 96 A. 4, Baumgarth and Regan, 70.at Kretzmann 16-17.

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“unjust-II” and Yes for “unjust-I”, but maybe we as reasoning

individuals should not disobey the civil law.

III. Passing muster on a ‘morally difficult case’

Does Aquinas’ civil disobedience hold up when explaining a

modern civil disobedience in a ‘morally difficult case’? To answer

this we will examine the abortion issue,au which is a ‘morally difficult

case’. We will use two arguments from Roe v. Wade, 410 U.S. 113

(1973) to inspect this issue. Next, we will hear a reply from

Aquinas using the two developed verdicts from the court of

conscience.

A. The abortion arguments

There are two arguments that will be examined concerning the

abortion issue. One concerns the fetus as only a ‘potential human’.

The second concerns the fetus as not being an ‘actual human’.

Each of these two arguments played central roles in the U.S.

Supreme Court’s ruling in Roe v. Wade, 410 U.S. 113 (1973).av

au Please note that while this topic can raise numerous metaphysical questions,

they are beyond the scope of this paper. As such, we will only touch upon

Aquinas’ metaphysics to support his position on “unjust versus just” laws and

civil disobedience. Additionally, we will also not deal with the modern biology

of pregnancy, the biological and hormonal battle for survival waged between

the embryo/fetus and the mother. While the biological and hormonal ‘battle’

would raise some serious metaphysical problems as well for Aquinas’ theories,

the battle between the mother and the fetus is beyond the scope of this paper.av Although the U.S. Supreme Court argued for abortion, “The State in

promoting its interests in the potentiality of human life, may if it chooses,

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While the two arguments appear similar, to see their dissimilarity

let us examine each argument.

1. A fetus is only a ‘potential human’

An abortion activist would say that we have no obligation, or

right, to protect a fetus as if it were a ‘potential human’. The basic

argument boils down to “Potential possession of [‘commonsense

personhood’] confers not a right, but only a claim, to life.”aw

Because a fetus cannot exist outside the mother it is “extremely

difficult to believe… that a zygote one day after conception is the

sort of being that can have any rights at all, much less the whole

armory of ‘human rights’ including ‘the right to life’.”ax For example,

it is a logical error to say that a child with his or her crayons as a

potential artist is not on that account an actual artist. Therefore,

the fetus, with only a potential for ‘commonsense personhood’, has

only a claim to life whereas, the mother, with actual ‘commonsense

regulate, and even proscribe, abortion….” (Justice Blackman’s opinion in Roe

v. Wade, 410 U.S. 113 (1973), 197). That is, the State may decide at which

point there is a potential human life in support of the ‘common good’ of

society, and then if it has an interest to choose to control and/or forbid

abortion as opposed to unrestricted rights for the mother up until actual birth.

The Court is laying out a gradually increasing claim to the rights for the fetus

as it moves from potential to actual ‘commonsense personhood’.aw Joel Feinberg, “Potentiality, Development, and Rights,” The Problem of

Abortion, Ed. Joel Feinberg, 2nd ed. (Belmont: Wadsworth, 1984) 145. “Editor’s Note: The author explained earlier in the essay that he will use the

letter c as an abbreviation for the collection of characteristics (consciousness,

self-concept, rationality, etc.), whatever may be, that are necessary and

jointly sufficient for ‘commonsense personhood’.” I will replace the c with

[‘commonsense personhood’].ax Feinberg, “Potentiality, Development, and Rights,” 146.

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personhood’, has an actual right, not a claim, to life. It then follows

that the mother in possession of actual ‘commonsense personhood’

with all of its rights has the right to decide.

2. A fetus is not an ‘actual human’

An abortion activist might also say that we have no obligation to

protect a fetus as if it were an ‘actual human’. The argument states

that “all and only those creatures who actually possess

[‘commonsense personhood’] are moral persons [i.e., ‘actual

humans’] …whatever species or category they may happen to

belong to.”ay Therefore, the “status of the fetus as a moral person

[is] straightforward: Since the fetus does not actually possess those

characteristics [of ‘commonsense personhood’] that we earlier listed

as necessary and sufficient for possessing right to life, the fetus

does not possess that right.”az As such, abortion does not violate

the fetus’ right to life, since the fetus does not possess a right to

life. Therefore, the fetus, not being ‘actually human’, has only a

claim to life and the mother, being ‘actually human’, has an actual

ay Feinberg, “Potentiality, Development, and Rights,” 148. It is important to

note that the ‘actual-possession’ criterion would imply that small infants are

not moral persons. The whole issue of infanticide of a physically normal small

infant becomes a very real possibility; since the small infant is not in actual

possession of ‘all’ the criteria of ‘commonsense personhood’.az Feinberg, “Potentiality, Development, and Rights,” 149.

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right, not a claim, to life. It then follows that the mother, being an

‘actual human’ with all of its rights, has the right to decide.

B. The replies from Aquinas’ court of conscience

Aquinas can reply to these two arguments concerning the

abortion issue. Aquinas could reply to both arguments in terms of

an “unjust-II” verdict.ba However, to understand Aquinas’ civil

disobedience, we will examine the first argument that the fetus, as

only a ‘potential human’, is an “unjust-II” verdict. Next, we will

examine the second argument that the fetus, as not being an

‘actual human’, is an “unjust-I” verdict. Let us proceed to examine

each reply by answering questions (1), (2), and (3) concerning

dismissive judgment and civil disobedience.

1. A reply to a fetus is only a ‘potential human’

The reply from Aquinas in terms of an “unjust-II” is that abortion

violates the divine law. Aquinas says that a reasoning human

intellect can know that “the form coming upon the matter makes

the matter itself actually exist, as the soul does to the body.”bb

ba I believe, in fact, that Aquinas would respond to both arguments for abortion

with a verdict that abortion violates divine law. Nevertheless, to understand

fully Aquinas’ civil disobedience, it is prudent to examine the abortion

argument with both verdicts.bb St. Thomas Aquinas, On Spiritual Creatures, A. 1, Philosophy in the Middle

Ages: The Christian, Islamic, and Jewish Traditions, Eds. Arthur Hyman and James J. Walsh, 2nd ed. (Indianapolis: Hackett, 1977) 474.

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During reproduction, the man deposits the form or soul upon the

matter provided by the mother, and the fetus exists.bc Therefore,

the answer to question (1) is that a fetus cannot be merely a

‘potential human’ since it is both soul and matter; thereby it is a

‘human’.bd The Bible, which is divine law, tells man, “Thou shall not

kill.”be For that reason, we answer question (2) that abortion, which

kills the fetus, is a ‘perversion’ and therefore unjust law. It follows

for question (3), “laws that are contrary to the commandments of

God… should not be obeyed.”bf Clearly, Aquinas’ reply to the

argument that a fetus is only a ‘potential human’ would be that the

law is unjust (in terms of “unjust-II”) and that civil disobedience is

not only permissible; it is an obligation.bg

bc Aquinas, On Spiritual Creatures, A. 1, 475. “For it is clear that what belongs to a thing by virtue of the thing itself is inseparable from it. But being belongs

to a form, which is an act, by virtue of itself. And thus, matter acquires actual

being according as it acquires form; while it is corrupted so far as the form is

separated from it.”bd Aquinas, Summa Theologica, I. Q. 75 A. 6, Hyman and Walsh, 501. “Moreover we may take a sign of this from the fact that everything naturally

aspires to being after its own manner.” For example, the seed of a plant has

the form or soul of the completed plant. The seed aspires to become the plant

after its manner. “And for this reason, living things need to have a power of

the soul that brings them to their requisite size.” (Aquinas, Summa Theologica, I. Q. 78 A. 2, RObj. 3, Regan, 50.) If you destroy the seed, then you destroy the future plant. In the sense of form and matter, a fetus is to a

human as a seed is to a plant. be Exodus, Chapter XX, Verse 13.bf Aquinas, Summa Theologica, I-II. Q. 96 A. 4, RObj. 2, Baumgarth and Regan, 71.

bg Kretzmann 16.

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2. A reply to a fetus is not an ‘actual human’

The reply from Aquinas in terms of an “unjust-I” is that abortion

violates the natural law principle; society’s common good is man’s

end of happiness.bh Reproduction is a part of man’s end. For

Aquinas, “the power of generation [reproduction] is the ultimate

and most important and most perfect of these three powers [of the

vegetative soul], as the De Anima says, (Aristotle, De Anima II, 4.

416b23-25) for it belongs to something perfect ‘to produce

something just like itself.’ (Aristotle, De Anima II, 4. 415a26-b7).”bi

Consequently, the answer to question (1) is that a fetus is an

‘actual human’;bj since “we do not imply in the creature a

potentiality to non-being”bk and a fetus is a subsistent creaturebl

produced by humans as a perfect end to a part of its being, it is

thereby an ‘actual human’.bm It then follows that the answer to

bh Aquinas, Summa Theologica, I-II. Q. 90 A. 2, Baumgarth and Regan, 14. For Aquinas, “the last end of human life is bliss or happiness…. Consequently, the

law must needs regard principally the relationship to happiness. Moreover,

since every part is ordained to the whole as imperfect to perfect, and since a

single man is a part of the perfect community, the law must needs regard

properly the relationship to universal happiness.”bi Aquinas, Summa Theologica, I. Q. 78 A. 2, Regan, 14.bj Aquinas, On Spiritual Creatures, A. 1, 474-475. “but as potency which is always accompanied by its act.” Further “matter is being in potency and

becomes actual being through the coming of the form, which serves as the

cause of existence in its regard.” Additionally, as stated above, for Aquinas

the soul coming upon the matter creates the being.bk Aquinas, Summa Theologica, I. Q. 75 A. 6 RObj. 2, Hyman and Walsh, 502.bl Aquinas, Summa Theologica, I. Q. 75 A. 6, Hyman and Walsh, 501.bm Aquinas, Summa Theologica, I. Q. 75 A. 6, Hyman and Walsh, 501. See also Aquinas, Summa Theologica, I. Q. 78 A. 2, RObj. 3, Regan, 50.

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question (2) is abortion is an unjust lawbn since it is contrary to the

ends of man, happiness,bo and the ends of society, the common

good. In terms of the common good, the answer for question (3) is

problematic. As stated above, Aquinas wrote that an individual

might be obligated to obey an unjust law after all– “for the sake of

avoiding a scandal or disruption.”bp When confronting by an

“unjust-I” law, for Aquinas, the individual must weigh the potential

harm of resisting the law against the potential harm the unjust law

may cause if left unchallenged.bq Here are I feel two examples.

First, in the case of a deformed fetus, could the act of abortion be

deemed for the common good of society and merciful for the fetus?

Secondly, in times of famine or pestilence, could the act of abortion

be deemed for the common good of society and merciful for the

fetus? It is therefore, unclear in answering question (3) whether

bn Aquinas, Summa Theologica, I-II. Q. 90 A. 2, Baumgarth and Regan, 14. “Consequently, since the law is chiefly ordained to the common good, any

other precept in regard to some individual work must needs be devoid of the

nature of law, save insofar as it is ordered to the common good.” That is a

law devoid of the nature of law is unjust.bo Aquinas, Summa Theologica, I-II. Q. 90 A. 2, Baumgarth and Regan, 14. “Now the first principle in practical matters, which are the object of the

practical reason, is the last end, and the last end of human life is bliss or

happiness, as stated above. Consequently, the law must needs regard

principally the relationship to happiness. Moreover, since every part is

ordained to the whole as imperfect to perfect, and since a single man is a part

of the perfect community, the law must needs regard properly the relationship

to universal happiness.”bp Aquinas, Summa Theologica, I-II. Q. 96 A. 4, Baumgarth and Regan, 70.bq Kretzmann 16-17.

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civil disobedience would be a permissible obligation or right of the

individual.

Therefore, the replies to the verdicts or answers explaining a

modern civil disobedience in a ‘morally difficult case’ (the abortion

issue) for Aquinas are Yes for “unjust-II” with an obligation to

disobey and Yes for “unjust-I”, but maybe we as reasoning

individuals should not disobey an unjust law for the good of society.

IV. Summing up Aquinas’ civil disobedience

The purpose of this paper was to develop and explain ‘civil

disobedience’ based on Aquinas’ natural law theory. First, we

developed and answered the central question, ‘Is civil disobedience

allowed in Aquinas’ natural law theory?’ We modified the dismissive

judgment argument on from Norman Kretzmann’s article “Lex

Iniusta Non Est Lex: Laws on Trial in Aquinas’ Court of

Conscience”br as the basis for answering this central question.

What we found was that the verdict or answer to the central

question is ‘Yes for “unjust-II” and Yes for “unjust-I”, but maybe we

as reasoning individuals should not act on the verdict for “unjust-I”.

Secondly, we explored whether civil disobedience in Aquinas’

natural law theory passes musters on a ‘morally difficult case.’ To

br Kretzmann 7-19.

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answer this, we examined the abortion issue. We listed and

examined to two arguments for abortion from Roe v. Wade, 410

U.S. 113 (1973). We then examined replies from Aquinas’ court of

conscience. We found that Aquinas’ replies to both arguments were

that abortion is an “unjust” law; per se, for a rational human being

civil disobedience is both an obligation in one verdict and perhaps

an optional right in the other verdict. bs

V. Closing statement

The logic of Aquinas’ replies to the arguments in the abortion

issue are sound within the historical time span and scope of

Aquinas’ moral and metaphysical philosophy. However, for a

‘morally difficult case’ such as abortion, I see real difficulties facing

a modern day Thomist. Primarily, modern biology and biological

anthropology would raise some very difficult metaphysical problems

for Aquinas’ philosophy to answer. Aquinas’ role of semen in

reproduction is brought directly into doubt.bt Many other problems

would face a modern day Thomist. Therefore, because of the

advances and knowledge posited by modern science, I would have

a hard time being a Thomist; nevertheless, even today Aquinas’

bs The distinction between obligation and right was not developed in this paper.

What is meant, is that there is an obligation or duty to disobey a law contrary

to divine law and that there is only an optional right to disobey a law contrary

to civil law. bt Aquinas, Summa Theologica, I. Q. 118 A. 2, Regan, 199.

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philosophy still presents very powerful arguments and explanations

of man and his role in the world.bu

bu The philosophers Dewey and Maritain come directly to mind.

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BIBLIOGRAPHY

� These works provided the basis for the critical analysis.

Aquinas, St. Thomas. Summa Theologica. Philosophy in the Middle Ages: The Christian, Islamic, and Jewish Traditions. Eds. Arthur Hyman and James J. Walsh. 2nd ed. Indianapolis: Hackett,

1977. pp 468-539.

Aquinas, St. Thomas. Summa Theologica. On Law, Morality, and Politics. Eds. William P. Baumgarth and Richard J. Regan, S.J. Indianapolis: Hackett, 1988. I used it both as a primary source for Aquinas and as a cross reference in translation differences between

Kretzmann article and the Hyman and Walsh book.

Aquinas, St. Thomas. Summa Theologica. The Human Constitution. Trans. Richard Regan, S.J. Scranton: University of Scranton Press, 1997.

Kretzmann, Norman. “Lex Iniusta Non Est Lex: ‘Laws on Trial in

Aquinas’ Court of Conscience.” Philosophy of Law. Eds. Joel Feinberg and Hyman Gross. 5th ed. Belmont: Wadsworth, 1995.

pp. 7-19.

� These works provided the basis for the argument and the

rebuttal from Aquinas.

Copleston S.J., Frederick. Aquinas. Baltimore: Penguin 1957.

Feinberg, Joel. “Potentiality, Development, and Rights.” The Problem of Abortion. Ed. Joel Feinberg. 2nd ed. Belmont: Wadsworth, 1984. pp. 145-150.

Feinberg, Joel. “Civil Disobedience in the Modern World.”

Philosophy of Law. Eds. Joel Feinberg and Hyman Gross. 5th ed. Belmont: Wadsworth, 1995. pp. 121-133.

Feinberg, Joel. “The Dilemmas of Judges Who Must Interpret

‘Immoral Laws’.” Philosophy of Law. Eds. Joel Feinberg and Hyman Gross. 5th ed. Belmont: Wadsworth, 1995. pp. 91-112.

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� These works provided the general understanding of Aquinas.

Copleston S.J., Frederick. Mediaeval Philosophy, Part II, Albert the Great to Duns Scotus. A History of Philosophy. Vol.2. New York: Image, 1962.

Gilson, Etienne. History of Christian Philosophy in the Middle Ages. New York: Random House, 1955.

Kretzmann, Norman. “Philosophy of Mind.” The Cambridge Companion to Aquinas. Eds. Norman Kretzmann and Eleonore Stump. Cambridge: Cambridge University Press, 1993. pp. 128-159.

McGrade, A. S., Ed. The Cambridge Companion to Medieval Philosophy. Cambridge: Cambridge University Press, 2003.

Wippel, John F. “Metaphysics.” The Cambridge Companion to Aquinas. Eds. Norman Kretzmann and Eleonore Stump. Cambridge: Cambridge University Press, 1993. pp. 85-125.

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