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Cieplak Effect:Fact or Fiction?Kimberly M. Hilby
SED Group Meeting
01/31/2017
1
Overview of Presentation
• Introduction
• Theory behind Cieplak Effect
• Key Experiments/ Criticism
• Criticism of theory
• Modern day applications
• Conclusion
2
A Curious Trend
Boone, J. R.; Ashby, E.C Top. Stereochem. 1979, 11, 53Wigfield, D.C. Tetrahedron 1979, 35, 449-462 3
% of Axial Attack % of Axial Attack
NaBH4, 2-propanol 87 75
LiBH4, THF 93 71
LiAlH4, Et2O 92 82
LiAl(OMe)3H, THF 56 37
L-Selectride 3 -
Felkin’s Theory of Torsional Strain
Cherest, M.; Felkin, H. Tetrahedron Lett. 1968, 2205-2208Dale, G. Tetrahedron 1966, 22, 3373-3382
4
Equatorial Attack Axial Attack
• Model agrees with Felkin-Ahn where most electronegative atom will be opposite of entering nucleophile
Torsional Strain- Repulsion due to two filled molecular orbitals interacting with each other
Steric Strain- Two bulky non-bonding groups interact together and repel each other
Criticism of Torsional/Felkin Model• One of the most important parts of the theory is that the molecule becomes flattened in the transition state
and that these small difference in orbital interactions will be preserved in the transition state to create a energy difference between axial and equatorial attack
Lectard, A.; Lichanot, A; Metras, F.; Gaultier,J. Hauw, C.J. J. Mol. Struc. 1973, 18, 403Cieplak,A.S. J. Am. Chem. Soc. 1981,103, 4540-4552 5
• Angle used <O-C1-C2-Heq is usually used to show deviation from the perfect chair and in crystal structures is shown to range from 2.5˚- 12.7˚
• Argued that the orbitals would be able to optimized decreasing the energy between the transition states
• Model also was argued to not take into account nucleophile structure, counterion, solvent influences and heteroatoms contained within the system
Andrzej Stanislaw Cieplak
Cieplak, A.J. Chem. Rev. 1999, 99, 1265-1336 6
• Born in Warsaw, Poland in 1948
• Went to the University of Warsaw in 1968-1971 for his undergraduate degree- was arrested during this time for representing pro-democracy chemistry students
• Earned his Ph.D. at the Institute of Organic Chemistry of the Polish Academy of Sciences under Marian Kocor in 1976
• Became a Research Associate at Harvard in 1978 and in 1981 he published paper about the criticisms behind Felkin theory of torsional strain
• Moved to Fordham as an Assistant Professor in 1983-1990
• Had multiple visiting professorships
Counter-Theory: The Cieplak Effect
Reprinted (2017) with permission from (Cieplak,A.S. J. Am. Chem. Soc. 1981,103, 4540-4552). Copyright (1981) American Chemical Society.
7
Axial Attack Equatorial Attack • In the transition state a nucleophile will add so that the most electron donating bond will be able to donate into the σ*
C-Nuc of the newly forming bond
• In cyclohexanone, C-H bond is more electron donating then the C-C so axial approach will be more favorable
Microscopic Reversibility
• Cieplak argues that that the same orbital interactions that assist a reaction in one direction will assist it in other direction
• If the hydride was to be extruded, in the transition state you would get donation from the σC-Hax into the anti-bonding of the σC-H which would weaken the bond and lower the energy that would need to extrude it
• In the opposite direction, this donation would donate into the anti-bonding of the σC-H lowering the energy of the transition state
8Cieplak,A.S. J. Am. Chem. Soc. 1981,103, 4540-4552
Hyperconjugation
• The Cieplak effect is counterintuitive to FMO theory- Proposes that electron density hyperconjugates into anti-bonding orbital in the transition state
Reprinted (2017) with permission from (Coxon, J.M.; Houk, K.N.; Luibrand, R.T. J. Org. Chem. 1995, 60, 418-427). Copyright
(1995) American Chemical Society."9
• Hyperconjugation into this orbital will create a stabilizing effect and will lower the transition state for this addition
C-H vs. C-C ability to Electron Donate• The theory that the C-H bond is a better electron donor then the C-C bond is based off the Baker-
Nathan effect.
• Baker-Nathan Effect was theorized in 1935- when studying the Menschutkin reaction(shown below)
• Based off of previous work down by Ingold they expected that the rate would increase with more saturated carbon substituents (R= t-Bu>i-Pr>Et>Me)
• When they ran the study they found Me>Et>i-Pr>t-Bu- to rationalize this they said that the C-H was less localized and can more readily electron donate into the system
• This effect has its roots in hyperconjugation but is not really invoked anymore
Baker, J.W.; Nathan, W.S. J. Chem. Soc. 1935,1840-184410
le Noble’s Experiment Design
Kaselj,M.; Chung,W.S.; le Noble, W.J. Chem. Rev. 1999, 99, 1387-1413 11
• Adamantanes were used to probe the Cieplak effect ,were considered a good model system because of the structural rigidity of the system that would lead to low distortion along the carbonyl
• Also would avoid C-H vs. C-C electron donating argument• This system is also considered isoelectric so there would be no steric bias for addition to one face
over the other
• EDG would give Cis alcohol if the Cieplak effect is occurring
• EWG would give trans alcohol if the Cieplakeffect is occuring
Preliminary Le Noble Results
Cheung,C.K.; Tseng, L.T.; Lin,M.-H.; Srivastava,S.; le Noble, W.J. J.Am. Chem. Soc. 1986, 108, 1598-1605Xie, M.; Noble, W.J. J. Org. Chem. 1988, 54,3836-3839 12
Alcohol
5-Substituent(R) Nucleophile Conditions %trans %cis
C6H5 LiAlH4 Et2O, Rt 56 44
C6H5 LiAl(Ot-Bu)3H Et2O, Rt 49 51
t-Bu LiAlH4 Et2O, Rt 50 50
t-Bu LiAl(Ot-Bu)3H Et2O, Rt 42 58
F NaBH4 Me2CHOH, Rt 62 38
OH NaBH4 Me2CHOH, 0˚C 43 57
CF3 NaBH4 Me2CHOH, 0˚C 59 41
TMS NaBH4 i-C3H7OH, rt 45 55
SnMe3 NaBH4 i-C3H7OH, rt 43.5 56.5
SnMe3 MeLi Ether, 0˚C 36.5 63.5
Preliminary Le Noble Results
Cheung,C.K.; Tseng, L.T.; Lin,M.-H.; Srivastava,S.; le Noble, W.J. J.Am. Chem. Soc. 1986, 108, 1598-1605Xie, M.; Noble, W.J. J. Org. Chem. 1988, 54,3836-3839 13
Alcohol
5-Substituent(R) Nucleophile Conditions %trans %cis
C6H5 LiAlH4 Et2O, Rt 56 44
C6H5 LiAl(Ot-Bu)3H Et2O, Rt 49 51
t-Bu LiAlH4 Et2O, Rt 50 50
t-Bu LiAl(Ot-Bu)3H Et2O, Rt 42 58
F NaBH4 Me2CHOH, Rt 62 38
OH NaBH4 Me2CHOH, 0˚C 43 57
CF3 NaBH4 Me2CHOH, 0˚C 59 41
TMS NaBH4 i-C3H7OH, rt 45 55
SnMe3 NaBH4 i-C3H7OH, rt 43.5 56.5
SnMe3 MeLi Ether, 0˚C 36.5 63.5
Preliminary Le Noble Results
Cheung,C.K.; Tseng, L.T.; Lin,M.-H.; Srivastava,S.; le Noble, W.J. J.Am. Chem. Soc. 1986, 108, 1598-1605Xie, M.; Noble, W.J. J. Org. Chem. 1988, 54,3836-3839 14
Alcohol
5-Substituent(R) Nucleophile Conditions %trans %cis
C6H5 LiAlH4 Et2O, Rt 56 44
C6H5 LiAl(Ot-Bu)3H Et2O, Rt 49 51
t-Bu LiAlH4 Et2O, Rt 50 50
t-Bu LiAl(Ot-Bu)3H Et2O, Rt 42 58
F NaBH4 Me2CHOH, Rt 62 38
OH NaBH4 Me2CHOH, 0˚C 43 57
CF3 NaBH4 Me2CHOH, 0˚C 59 41
TMS NaBH4 i-C3H7OH, rt 45 55
SnMe3 NaBH4 i-C3H7OH, rt 43.5 56.5
SnMe3 MeLi Ether, 0˚C 36.5 63.5
Preliminary Le Noble Results
Cheung,C.K.; Tseng, L.T.; Lin,M.-H.; Srivastava,S.; le Noble, W.J. J.Am. Chem. Soc. 1986, 108, 1598-1605Xie, M.; Noble, W.J. J. Org. Chem. 1988, 54,3836-3839 15
Alcohol
5-Substituent(R) Nucleophile Conditions %trans %cis
C6H5 LiAlH4 Et2O, Rt 56 44
C6H5 LiAl(Ot-Bu)3H Et2O, Rt 49 51
t-Bu LiAlH4 Et2O, Rt 50 50
t-Bu LiAl(Ot-Bu)3H Et2O, Rt 42 58
F NaBH4 Me2CHOH, Rt 62 38
OH NaBH4 Me2CHOH, 0˚C 43 57
CF3 NaBH4 Me2CHOH, 0˚C 59 41
TMS NaBH4 i-C3H7OH, rt 45 55
SnMe3 NaBH4 i-C3H7OH, rt 43.5 56.5
SnMe3 MeLi Ether, 0˚C 36.5 63.5
Preliminary Le Noble Results
Cheung,C.K.; Tseng, L.T.; Lin,M.-H.; Srivastava,S.; le Noble, W.J. J.Am. Chem. Soc. 1986, 108, 1598-1605Xie, M.; Noble, W.J. J. Org. Chem. 1988, 54,3836-3839 16
Alcohol
5-Substituent(R) Nucleophile Conditions %trans %cis
C6H5 LiAlH4 Et2O, Rt 56 44
C6H5 LiAl(Ot-Bu)3H Et2O, Rt 49 51
t-Bu LiAlH4 Et2O, Rt 50 50
t-Bu LiAl(Ot-Bu)3H Et2O, Rt 42 58
F NaBH4 Me2CHOH, Rt 62 38
OH NaBH4 Me2CHOH, 0˚C 43 57
CF3 NaBH4 Me2CHOH, 0˚C 59 41
TMS NaBH4 i-C3H7OH, rt 45 55
SnMe3 NaBH4 i-C3H7OH, rt 43.5 56.5
SnMe3 MeLi Ether, 0˚C 36.5 63.5
Interesting results in le Noble’s Work
• Way to fluorinate every hydrogen on Adamantanone. If Cieplak’s model held they should have gotten a higher amount of E
• Author explains it is because the vicinal bond is more electron poor then the incipient bond and Felkin-Ahn addition model becomes dominate
Kaselj, M.; Adcock, J.L; Luo, H.; Zhang, H.; Zhang, H.; Li, H.; le Noble, W.J. J. Am. Chem. Soc. 1995, 117, 7088-7091Adock, J.L; Luo, H. J. Org. Chem. 1992, 57, 4297 17
le Noble Results Continued
18
Alcohol
Substrate Nucleophile Conditions %trans %cis
NaBH4 D2O, rt
87 13
NaBH4 D2O, rt
96 4
NaBH4 MeOH, 0˚C
88 12
• Cieplak and le Noble that azaadamatones gave the best evidence for the Cieplak effect because of there high facial selectivity
Kaselj, M.; Gonikberg, E.M.; le Noble, W. J. J. Org. Chem. 1998, 63, 3218-3223
Le Noble’s 5-Azaadamantanone Experiment• The 5-Azaadamantanone with a 96:4 (syn:anti) was supposed to be one of the best example to
date of the Cieplak effect.
Reprinted (2017) with permission from (Coxon, J.M.; Houk, K.N.; Luibrand, R.T. J. Org. Chem. 1995, 60, 418-427). Copyright (1995) American Chemical Society." 19
• Calculation by the Houk group hypothesize that pyramidalization of the carbonyl occurs because ring anti to N donates more so into carbonyl which causes better overlap orbital
• Trans reduction of azaadamantanone favored because of less torsional strain
Cis reduction of Azaadamantanone is less favored because of torsional strain
Other Non-Carbonyl Additions
• le Noble also studied addition into Methyleneadamantanes
Srivastava, S.; le Noble, W.J. J. Am. Chem. Soc. 1987, 109, 5874-5875 20
Results from Non-Carbonyl Additions
Srivastava, S.; le Noble, W.J. J. Am. Chem. Soc. 1987, 109, 5874-587521
Product Ratio
substituent on R reagent %(cis) %(trans)
F :CCl2 60 40
HCl >99 trace
COOMe HCl 72 28
B2H6 41 59
CH2CH3 B2H6 62 38
• Results gave more evidence towards the Cieplak Effect
• Moved past the normal Carbonyl addition reaction and showed that this effect could be applied to broader systems
Mehta Experiments
• Mehta experimented with 7-Norboranones and used different hydride sources to addition into them and get their selectivity
• Chosen because of unbiased ketone and easily functionalized
Mehta, G.; Khan, F. A. J. Am. Chem. Soc. 1990, 112, 6140-6142 22
Mehta Experiment Results
Trans:Cis Distribution
Substrate NaBH4 LiAlH4 (t-BuO)3LiAlH MeLi
84:16 87:13 77:23 >90:<10
36:64 35:65 34:66 27:73
20:80 21:79 29:71 17:83
Mehta, G.; Khan, F. A. J. Am. Chem. Soc. 1990, 112, 6140-6142 23
Mehta explanation for vinyl groups• One explanation for why the vinyl groups give opposite selectivity then what would be expected
because of donation of the vinyl group into the σC-H into the antibonding
Mehta, G.; Khan, F. A. J. Am. Chem. Soc. 1990, 112, 6140-614224
Houk’s Criticism of Mehta’s Model
Reprinted (2017) with permission from (. Paddon-Row, M.N.; Wu, Y.D.; Houk, K.N. J. Am. Chem. Soc. 1992, 114, 10638-10639). Copyright (1992) American Chemical Society
25
• When R=EWG then C2 and C3 become more positive causing syn addition
• When R=EWG then C2 and C3 become more positive causing syn addition
Further Criticism of Mehta’s Model
Reprinted (2017) with permission from (. Paddon-Row, M.N.; Wu, Y.D.; Houk, K.N. J. Am. Chem. Soc. 1992, 114, 10638-10639). Copyright (1992) American Chemical Society 26
• Houk modeled incoming hydride addition when R=Ketone and was pointed into the system
• In this system, structure 4 was the more stable of the two
• Houk modeled incoming hydride addition when R=Ketone and was away from the system
• In this system, structure 6 was the one observed but is calculated to have a higher energy
Back to the beginning:A Curious Trend
Boone, J. R.; Ashby, E.C Top. Stereochem. 1979, 11, 53Wigfield, D.C. Tetrahedron 1979, 35, 449-462 27
% of Axial Attack % of Axial Attack
NaBH4, 2-propanol 87 75
LiBH4, THF 93 71
LiAlH4, Et2O 92 82
LiAl(OMe)3H, THF 56 37
L-Selctride 3 -
Houk’s support for the Torsional Model
"Reprinted (2017) with permission from (Wu, Y.; Houk, K.N. J. Am. Chem. Soc. 1987, 109, 908-910 ). Copyright (1987) American Chemical Society." 28
• Houk made truncated transition states for axial attack on the cyclohexanone- shows the flattening of the molecule and how this would minimize the torsional interactions
• After computing the transition state- significant steric strain would be introduced because the CCO-Cα would rotate introducing torsional strain within that transition structure
Further Computational Studies Done
Reprinted (2017) with permission from (Mukherjee,D.; Wu, Y.D.; Fronczek, F.R.; Houk, K.N J. Am. Chem. Soc. 1988, 110, 3328 ). Copyright (1988) American Chemical Society.
29
• Cyclohexanone which flattens during addition- axial attack is predicted by both Cieplak and Felin-Ahn/Felkin torsional theory
• Benzocycloheptenone by the Cieplak effect was predicted to give axial attack and in Felkin’s Model was predicted to be predominant because of more favorable staggering
• Computational model predicted predominantly equatorial attack and upon reduction with LiH- got a 60:40(equatorial attack: axial attack)
Felkin-Ahn Model
Reprinted (2017) with permission from (Coxon, J.M.; Houk, K.N.; Luibrand, R.T. J. Org. Chem. 1995, 60, 418-427). Copyright (1995) American Chemical Society."
30
• EWG group will make axial attack more likely because will lower the σ*• EDG will make raise equatorial attack because with raise the σ*
• In the absence of steric effects, the lower σ* of the vicinal bond will be antiperiplanar to the π*C-
O cause a lowering of energy• Interaction makes it more energetically favorable
to be attacked- will also extend orbital more axially
Cieplak’s Response• Cieplak in 1989 responded that Houk’s model did show that torsional effects were coming into
play but also stated that these models did not give evidence for Felkin’s theory
• Claimed that it showed that the model would allow hyperconjugation into the orbitals
• Also that in the equatorial attack there would be severe interaction between C-O and C-C which also isn’t predicted in Felkin’s Model
Cieplak, A.S.; Tait, B.D.; Johnson, C.R. J. Am. Chem. Soc. 1989, 111, 8447-8462 31
Electrostatic Effects vs the Cieplak Effect• Many of the critics of the Cieplak effect claim that instead of being caused by hyperconjugation,
electrostatic effects are actually showing the observed trends
• These EDG or EWG groups bias the molecule in such away to cause a certain addition to be lower energy
Reprinted (2017) with permission from (Coxon, J.M.; Houk, K.N.; Luibrand, R.T. J. Org. Chem. 1995, 60, 418-427). Copyright (1995) American Chemical Society." 32
Meyers Model• Using unsaturated lactams, found that selectivity was indicative of the Cieplak effect
Meyers, A.I.; Wallace, R.H. J. Org. Chem. 1989, 54, 2509-2510 33
Fault with Model• When Meyer switched group from Me to CF2CF3 found opposite selectivity as Cieplak effect
would predict
• Came up with counter theory that the Cieplak effect is not in effect at all but instead the selectivity has to do with perturbation of the π-system in enolate or C=C by the nitrogen lone pair
Meyers, A.I.; Wallace, R.H. J. Org. Chem. 1989, 54, 2509-251034
Modern day invoking of Cieplak Effect
• Found high ee in the reduction below in a very unbiased system
Turner et. al. ACS Catalysis 2016, 6, 3753-3759 35
• Turner group used enzymes to synthesized piperidines and Pyrrolidines
• Explained that this was most likely because of the hydride wanting to add anti-periplanar to the axial hydrogen
• Result is especially interesting because when you use the other enantiomer of enzyme get only a 38% ee
Modern Day invoking of Cieplak Effect• Towards the synthesis of the Core of Briarane Diterpenoid the Cieplak effect was invoked to
explain the selectivity in one step
• The nucleophilic attack was said to happen antiperiplanar the more electron rich C-Me bond
Moon, N.G.; Harned, A.M. J. Org. Chem. 2015, 80, 2218-2221 36
Through the years….
https://archive.org/stream/EvansD.A.MyersA.G.HarvardOrganicChemistryLectureNotes20062007/EvansD.A.MyersA.G.HarvardOrganicChemistryLectureNotes2006-
2007_djvu.txt37
Andrzej Stanislaw Cieplak William J. le Noble Goverdhan Mehta
Supporters
Professor Dave Evans, a critic of the theory, once said while talking about the subject “The Cieplak hypothesis is nonsense… Just because a hypothesis correlates a set of observations doesn’t make the hypothesis correct”
Critics
Ken Houk William Adcock Benjamin Gung
I open it to the group. Do you think that the Cieplak is a real effect that should be invoked?
38