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------------------------·-------······ --------·-------------------------

Reporr Required by the F.thics FI:\'A:\CIAL DISCLOSURE REPORT AO 10 in Government Act of 1978 Rev. l/2fJ/() FOR CALE:\'DAR YEAR 2009 f5 U.S.C. app. §§JOI-I I Ii

1. Person Reporting lla t name. fir!:i.t. middle inic1al)

JACOBS. DE:>i:"IS

2. Court or Organization

Court of Appeals. 2d Circuit

3. O te of Report

05/0412010

4. Title 1 :\rt1cle III judges indicate acuve or ..,enior :.ta.W;-;. mag1 rr31e JLidge indicate full- or pan-lime'

Circuit Judge - Ac1i'e

Sa. Report T)-pe I check appropriate rypeJ

D \'.omlnat1011. Dare

D lnnia1 [Z] . nnual D Final

6. Reporting Period

01101/2009 to

1213112009 Sb. D Amended Report

7. Chamben or Office Address

U.S. Counhouse 500 Pearl Street "lew York.:\. Y. I 0007

8. On the basis of thC' information contained in this Report and any modifications pertaining thereto. it is, in my opinion. in compliance with applicable laws and re-gutation .

Reviewing Officer Date

/JHPORTANT :VOTES: The imtructifln., accflmpanying this form mu.U bef111/11wed. Complete all parts, checking the SO.\E box for eadr parr where .rou ha\'e no reportable informario11. Sign on last page.

I. POSll'J 0 NS. rR£•poning indfriduaf onlr: .H' pp. 9·13 1 / /ilinr: ;n.\Iru,·1ion\,J

[{] :'\O:\E rNo reportahle posi1io11s.1

POSIT!O'\ \IMvlE OF ORGA\'IZATIO'\!ENTITY

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PARTIES A:\[) rFR\lS

Jacobs, Dennis

SOURCE

SOURCE TYPE

!:\COME

2.

Date of Report '<ame of Person Reporting FINANCIAL DISCLOSURE REPORT 05/04/2010JACOBS, DENNIS Page 2 of9

Ill. N 01\-JNVE S TI\!{[ NT JN C 0 ME. (Reporting individual and spouse; see pp. 17-24 of jilin1: instructions.)

A. Filer's .'.'Ion-Investment Income

[ZJ NONE (No reportable non-investment income.)

A'.\ID TYPE (yours. not spouse' )

l.

3.

4.

B. Spouse's \on-Investment Income - I/you KW• married durini:: DNJ' portion oj1he reporting )'tar, «tJmplete this section.

10111/llr amow11 not r ·4111red ('.\'( p! for iwm>r{JY/11. J

\IO E (:\lo n:punahle 11011-im·es1111e111 income.}: ,/ j

AND

\.

3.

J \!, REI J\1 BU RS [i\ 1£:\TS -- lran'p<'rtation. lotlging,Ji>od • ..ntmainm<•nt.

:\O:'-i E 1.Vn rcporruhlL' rci111fiz1rsc111e111s.J

LOCATION

I. '.'JC\\ York lntdk(lual \l;udi 2"' - .:'S . .:'009 \V;ddorf . .\storia Hotd. Prnpcrty La\\ .4.s:-:oci nion 'kw York City

. .\pril-1 . .:'OO<> Brooklyn. 'kw York

3. Boslon Colli:ct: L 1w Sl"h1.)1.)I ..\pril IX. 200'1 '.'Jcwlon. \1ass. Fi:d.:raii:,t So icly

ARIAS - l.iS. Inc. {..\\DA May 5 . 9. 2009 Palm Beach. Florida Arbitration Ri.:insurarn:t.! & Arbirration Stlc.:i t ·)

5. Comdl Law Scho,1! & Octoh r '27 - \klllbl.!'r Ithaca. \Jew York c,1mdl L1w SdHl\l\ 2'). .:'00<1

PURPOSE

Rccipicm: Outstanding Public Scn·i,·c Award

Judl!e. Prince Moot Court Coii;petition

R cipient: William 11. Rehnquist Memorial Award for Public Service

Speak r; ARIAS 200<1 Spring Conference

Distinguished Jurist-in-Rc>sidcm:e

ITEMS PAID OR PROVIDFD

Meals

Tran:!. meals. !od in

Date of Report :-.·ame of Pe.son Reporting

0510412010JACOBS, DENNIS

FINANCIAL DISCLOSURE REPORT

Page 3 of9

Federalist Societv

6. :-Jon hem District of :-;ew December I 0 - 11. Albany. New York Speaker. Annual :'-iDNY Tra'"el. meals. lodging York Federal C oun Bar 2009 FCBA Annual Dinner Association

SOURCE

CREDITOR

FINA CIAL DISCLOSURE REPORT

Page 4 of9

:\ame of Person Reporting

JACOBS. DENNIS

Date of Report

0510412010

V, G J FTS. llncludes those 10 spou.<e und dependent childr.n: '"pp. 18-31 offiling imtruc1/on.<.J

[J :\O'.\E fNo reportable gifts.)

DESCRIPT!Ol\ VALUE

Steuben g;J,; sculpture "Star Stream" given as Outstanding Pub!ic SerY1ce ..\ward

5900.00I. :-.;ew York Intellectual Propeny Law :\s1ociation

2.

3.

4.

5.

VJ. LIAB J LJTJES. (Includes thme of."P""''' umi dependent d1ildrt.'n: .,ee pp. 3.!-33 of filing iu.\lrU<:ti1>n"i.)

[ZJ :\O'.\E (.Vo reportable liabilitic.u

VALUE CODE

I.

3.

5.

DESCR I PTIO'\

i

.. :un

L

!

FINANCIAL DISCLOSURE REPORT

Page 5 of9

Same of Person Reporting

JACOBS, DENNIS

Date of Repon

0510412010

VII. INVESTME TS and TRUSTS - income. value, lransactions (/nc/ude5 tho.re of spou•e and dependent children: see PP· 34-60 of filing instruction.<.)

LJ NONE f/1/0 reportable income, assets. or transactions.)

c. D.

De cnpuon of As.-:.cts Income dunng Gross value at end Transactions dur;ng report mg period

I mclucimg trust as::.ets) reporting penod of reporting period

.-\. B.

(J) 12) (Ii m 111 t2l (Ji (4) 151

Pl::ce ''fXl" after each a ser :\mount Type te.g .. Value Value Type 1e.g .• Date Value Gain id miry of

exempt from pnor di cio3oure Code I div.. rent. Code 2 Method bu -. sell. rnm•ddiyy Code 2 Code I buyer: seller IA-H) or int.; tJ-Pi Code 3 reaerr:ptmn • iJ·P> IA-H) (if private

!.

2.

4.

5.

6.

7.

X.

9.

Muni Bond: 'ew York :\Y s r D FGIC

11/J 8i97

Muni Bond: Long Island Pwr Au Eke Sys Gen Rv-A S·I 98

Muni Bond: \iew York '<Y Ser H-FG!C-TCRS !_;:-IL TD'TAX 3129'0 I

Muni Bond: '<ew York ST DORl\1 AuTH REVS SER-8-E.T.i\I. -;;1190

\1uni Bond: :-.;cw York ST URB DE\' CRP

RV-B-CRCTL FACS 11 1.98

Muni Bond: LI 'y Pwr Au Eke Sys (icn Rv DTD 5 I 98

Muni Bond: <ircem' id1 \;Y C'-'nt Sch 1).,1 R!llg !HD I> 2-1 02

\!urn llund: '\Y St Twy Auth I lwy & llrdg Rli.lg Ser C I 02

Muni Bond: '\Y St TWY Au1h llwy & Brug Rli.lg Ser C I)T[)7 I 02

I CJ. Mum Bond: 'y St T" y Au th I lwv & llrdg Rli.li; S,·r B !HD 7 I I)()

I I :\·!uni Bond: 'YS T" y ..\111b Sw Cont R..:' R td IHD S 02

I '· \h1111 lhmd: '\ YS (),inn . .\11 R.:' Lp,tatc ('\;\HY _1 3 O

1-1. Mu111 Bond. '\ YC (; 0 Ser E Rei' I'S.-\ II IOIJ-1

l:i. Muni ll,1nd· '\Y'\Y S..:r I. MBI.-\ ll!C 0 10 97

16. Mum Bond:'\) '\Y Ser ll-FCilC 3 29111

I. ln1..'l1mi: C C\IJ.l'.'•

IS..:i:lHlumns HI .ind lHl

- \"Jlul'l°lldl.'S (Sc..: Column.!> Cl .mt.! ll.\l

A ·Sl.OliOork!<::. f ·'S50.tH.ll - ')101.l,Utl\i

J Sl'.'.OOl.l\1rk::.s ·· 'S2'.'0.0tli ·)."OU.HOO

c

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B

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B

ll

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;_ \'Jlur.: 1'.k1ht1d C.)lJc:­l'J $ 5.t)00.001 - )511.tllll,),l)Pll l) <\pflr.11":11

Interest

Interest

I merest

Interest

Interest

Interest

I nterest

Interest

lnt r st

lntc:resl

lnti:rest

lnti.:ri.!sl

lnrcri.:-:-.1

lntcr<:st

lnt r st

B -Sl.001 · 'S . 00

K

M

L

L

L

L

K

K

K

L

L

(i s100.001 - St.000.000 K 5i:\.OHI - ) 1l.001) 0 -'S'.\UP.001 · ) l.OOtl,000

R =-{. 11::.11Rcal brJh: <lnlv)

(Q-W)

T

T

T

T

T

T

T

T

T

T

T

T

\1arured

\1atured

\latured

Redeemed ipani

Redeemed

C "·S .501 - .lXiO

Ill =$l.OOO.U1H • S5.tiUO.OOO

L --$50.tlCH - 'Sllll(Ui.11.1

Pl ..oSIJlQO.lhH - 5 .(l{lUJ)!)() r.t "-'M\ln.' th:ln :S tl.t )O.Ut)ll

S -.•\s!'l..'.s::.m1.·n1

08101/09 K

12'0109 K

03/l 5'09 K

01ro1 09 L

12 ti I 119

lJ -S'.\JlOI - 'Sl _Otl!I 11 ·/l.hm.: 1h,m )5.UOO.Oll() M S 100.ll\ll - "S n.r11.lt1

1•2 S'.'.000.UOI . )2 .PtliJ.!H)O

rransacuon)

l: 515.tltll - S50.00U

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Date of Report \ame of Person Reporting FINA CIAL DISCLOSURE REPORT 0510412010.JACOBS, DENNIS Page 6 of9

VII. INVESTMENTS and TR vs TS - inrnme, value, transactions I Includes those of spouse and dependent child,.n: see pp. 34-60 of jilin1: in51ructions.J

D NO E (No reportable income. asse1s. or transactions.)

Description of Assets

B. c. D.

Income dunng Gross value at e-nd T ransact1ons dunng reporting period

{including trust assets) reponmg period ofrepomng period

111 m <I) 121 ti) 121 jJ J (4) (5)

Ploce "(X)" after each asset Amount Type (e.g .. Value Value Type !e.g .. Date \'alue Gain ldentiry of

exempt from prior disclosure Code I div .. rent Code 2 Method buv. ,di. mm ddyy Code 2 Code I buyer· seller

IA-HJ ur int.J 11-P) Code3 redemption) d-P1 (A-H) (if private

IQ-WJ transaction 1

18.

19.

20.

21.

22.

23.

2-1.

5.

26.

27.

2X.

29.

.lO.

.11.

32.

33.

.>-1.

:v!uni Bond: YSt.Thruway Auch. 2nd Highway & Bridge 918/05

Muni Bond: :-.lYSt. Thruway Auth. 2nd Highway & Bridge 9/8/05

:v!uni Bond: YC GIO Ser.O 6i2/05

:v!uni Bond: YC GIO Ser C 813105

Muni Bond: \JYSt. Thruway Gen Re,· Ser H 10'1 I 07

Muni Bond: YS UDC ST Pers Income Tax 10·9 '03

\lum:y \farkct: w, ;;cm As;cc \JY :'vluni :v!oncy \1arkct

Checking: Chase Manhattan Bank. :-.lYC

fiddicy Ro!IU\Cf IRA

· FiJchty Cash Rcscr,cs

· lfarun <iruwch Fund

• DuJgc & Co.\ Stock FunJ

- Ru\CC Tucal Return Fund

- Am1..'rican <Jrow1h Fund of :\m rira

· Drc:fus \!id-Cap Fund

· [fonJ: FcJI llmnc Loan Bank Bonds

- H<1nJ: FcJI Farm Cr Ilks Cons BJ

B

B

8

B

B

c

.\

..\

f'

Interest

Interest K

Interest K

Interest K

lntl!rcsl K

Interest :vt

Int. Di, . \J

Intt:n.�sr J

Int. Di,·. Pl

T

T

T

T

T

T

T

T

T

Sold 11.1101)•) L ()

l ln1.·om1..·(i:ltnC\xJc::.: A -=SIJ)t)llnrks 8 "' I.Oil! · -500 C :$2.501 - S5.ooo U " 55'.ltLll - )I .lll.lll 1: -=$15.001 • $50.00U. ($!!'-°'. l'olumns HI .lnd U-H F ==-S5lUKH - SIOO.tlfK) G -==Sl00.001. Sl.l)(lll.000 111 =SI .000.llOI - S5.IK)U.000 11.:: -M,m: 1h;m S .tlOtl.000

.::._ \·alu.:C,xJ.::. J ='Sl5.0U0ork:-:. "' -'51:'.001. '550.000 L -'S5U.OOI • :S Wt>.000 M -'51Po.t1111. s:5o.ooo

($..:c Column CI amJ D3l N =$250.llOI - $50tl.11t)tl t) ..:S51l0.UOI -'51.1100.000 f' I s 1.000.0lli . S.'i.O!H.J.OIH r.". s .\l\lll.l1t11 . s.:: .000.000 PJ =$25.t)tltUlO\ · '550.tlllO.OOtl P-l hm: 1ha11 $5-0.000.000

J. \':.tltk: kth,lJ Cv...1..:-s Q =A ppr u:.al H I H....:al bt:.>h: nnlyl s =/\!-... !>!iln lll

1S..:..: (l)lmnn C:) U -H\'11.ll. \'alui: W -·t-;111n;1r..:d

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137

(4) (5)

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FINA.'.\TCIAL DISCLOSURE REPORT

Page 7 of9

:\ame of Person Reponing

JACOBS, DENNIS

Date of Report

{)5/04/20 I 0

VII. ! VESTMENTS and TRUSTS - income, value. 1ran.,ac1wns r111c1udes those of spouse ond dependent children: see PP. 34-60 of filing ins1ruc1ion>.1

\"O\"E (No reportable income, assets. or transacrions.)

A. B. c D_

Description of Assets lncome during Gross value al end Transaclions during reponing period

finduding trus1 assets) reponing period of reporting period

11) 12) fl) (2) " ) {3) Amount Type (e.g., Value Value Type (e.g., Identity of Place "(XI" after each asset Date Va!ue Gain Code Ii:Xempt from prior disclosure div.• rent. Code2 Method buy, sell. mm1dd'yy Code 2 Code I buyer/seller

iA-H1 or int.) Code 3 redemption I (J-Pi (A-Hi (if private

transaction)(Q-W)

35.

! 36.

38.

39.

- Bond: Fedl Fann Credit Banks Funding Corp

- Bond: F edl Home Ln Bk 5113/11 - Bond: Fed! Farm CR Bks FOG 12120!!0

- !fond: Fcdl Home Ln Bk 1111511 I - Bond: Fed! llome Ln Bk I !.'JS/I I

40. - Bond: Fed! Home Ln Bk,; Gib! 9'16113 i

. 41. - Bu1vl fed! I 10111<! Ln lib 02.' I J.'05

42. - fi<ld11y Conrratuml

43. - T" ecdy Hro11 ne ( ilobal Yalu<! hrnd

44. - IShare>IBux Corp.Bond ·urn! Sold 03'12.'0') .\1 c

r 45. Ln Hrn :)ayk l1l\ t ( irat...11! 13'.rnd CL Y

-Hi. - bi.•n \'ancc Large Cap Value Fund CL I:

Sold 03· 10 09 .\1 !)

-l:i. - fk,nJ: red! FC1nn Credit !lb l'onsl t>·-l'IX

Buy 02 :n ll'>

50. Tl..\A-CRFF

\-''· - CRFF Stnck .-\«rnunr

one L T

I lni.:\)ln\.'.(iJin( xks: A· )l.OOOor k:;,.._ ll =$1.001 · Sl.5tHl C =S2.501 • $5.000 lJ 'ii::>.OLll -Sl .000 t-. "'st :".om • s n.1100 tS..:i:l"ulumn lll .mJ04\ F --i50.\Ml I • $1\X>.iMlO G •SIOO.IHH • Sl.000.IHIO Ill 41.000.001 - S5.000.iXM> IC hm.· h;m S .UOO.Ol,)0

-\'Jiu..:: l·.,.,i.:s. J · 15.UUtl or k'.\:.o K =='}.l .001 • S.5tl.UOO L =S50.00I • S 100.0f)() M -='SW0.00! - $25tl.l'MM\ 1S.:i:C\i!\lmn c1 :mi.t OJl N '·S 5U.OIH • S OO.OOll 0 =SliJtl.001 ·SI .\XXUX>l Pl -..:SI .1)00.00t - 55.000 000 P2 °S5.00l\Ji01 . ..;:::5.i o.oou

PJ "-$2 .000.001 · SSO.tlOOJ)tltl r.J. ;:.More 1h;,m $50.00(),o(X) _;_ viltl r-.kt1i.1J c,JoJ..: Q ··Appra1.'\al R ""C1.ht I M...:al b1at Onl ·l S "'A:>S'--'S JOCOl

1S.:i: t.\11u1nn ('.:) L: =lk1o11k \';llw.: \' .::.(>th..-r W ""btimatcd

Dare of Report \ame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8 of9 0510412010JACOBS, DENNIS

VIII. ADDITIONAL INFO&l\1.ATION OR EXPLANATIONS. (/ndicatepart<>JReporL)

Part VJ I Investments & Trusts:

Line 26 Fidelity Rollover !RA: Please note that the Fidelity Spartan Index fund was completely sold on October 9. 2008. It was erroneously listed as "part sold" at line 34 in the 2008 Financial Disclosure Report. for that reason it does not appear in the 2009 financial Disciosure Report.

FINANCIAL DISCLOSURE REPORT

Page 9 of9

Name of Person Reporting Date of Report

JACOBS, DENNIS 05/04/2010

IX. CERTIFICATION ..

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from ou1side employment and honoraria and the acceptance of gifts which have been reported a e in compliance with the provisions ofS U.S.C. app. § 501 er. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY ANO WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL ANO CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Suite 2-301 One Columbus Circle. N.E. Washington. D.C. 20544

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commirtcc on Financial Disclosure Administrative Office of the United States Courts