Christopher C Conner Financial Disclosure Report for 2009

8/3/2019 Christopher C Conner Financial Disclosure Report for 2009

1/11

A O t O I FINANCIAL DISCLOSURE REPORT in Government .4c~ of 19 78~ e v . ~ / : 0 1 o [ FOR CAI.ENDAR YEAR 2009I. Person Rlm rling (|as! nam e. tirol, m iddle initial) 2. Cour! or Organiz~lion 3. Date of Rrpor(Conner. Christol~hcr C. Middle Dis trict Icnn~ylvania 06/I 1.~2010

4. Tide (A~ icie Ill.judges indicale acdve or senior status; 5a. Reporl T) pe (check appl opt ia~c I~ pc) b. I{po~in~ Ptrlodmagis i ra le udg~ ind~ cale lh l l - or par l - lmm)~ Nomi~al ion. [)alc 01/01, 2009

I .,. 1, .0( 95b. ~ Amended Report

7. Chambers or O ffice Address 8. On Ihe basil llflhe inh~rlnalim i conlained in Ihil Ilrporl Ind Inymodificalion~ pertaining Iherlo, il Is In my opinion, i~P.O. Box 847 ~i/h applicable lawl and regulaliuns.tla~isbur~, PA 17108-0847

Re~ic~ing Officer Date

I M P O R T A N T N O T E S : The ins~ruc~i,ms aco, mpanyi,,g this ~,r,,, must be foll,,wedComplete ull part~,checking the NONE box~r each part ~here you have no reportable in~rmation. S(gn on last page.

~ N O N E (Nn reportable positions,)POSITION NA M E (,)FORG,~ N IZATION/ENTITY

1. Cusmdia~ Fidehty Ad~iso~ 52 9 College Savings Plans ~l and #22. Trustee Truslce Accounl fll

I I . A G R E E M E N T S . n ~ , , , , a . g indivldual onl).; ,ee pp. 14-16 ,![.f!ling in,tructi,m~.)~ N O N E (]Vo reportable agreements.)D A T E P A R T I E S A N D T E R M S


2/11

FINANCIAL DISCLOSURE REPORTPage 2 of ] 1 C o n n e r , C h r i s to p h e r C , 0 5 / I 1 / 2 0 1 0

I I 1 . N O N - I N V E S T M E N T I N C O M E . cR~por,i.~, i.di,,id.al a.d~. .... : , ~ , p ~ , . ~ 7 - ~ o / / il i~ ~ . ~ , ~ . ~ o ~ . ~A. Filcrs Non-Investment Income

~ (,~ reportable income.)ONE nott-investmentD A T E SOURCE AND TYPE ~

(yours, Iml spouses)

I.2.3.4.

B . S p o u s e s NolloIIlvestlilent ]ilcome - if you were married during any portion of the reporting.rear, complete this

~ NONE ~0 reportahle non-investment income.)D A T E SOURCE AND TYPE

I. 2009 Commonwealth of Pennsylvania2. 2009 The Pennsylvania State U niversity3.4,

I V . R E I M B U R S E M E N T S .-,,~,~,~o,,,,,,,.NONE (No reportable reimbursements.)

~ ~ L OCA T I ON PURPOS~ ITEMS PAID OR PROVIDED1 .

4.5 .


3/11

FINANCIAL DISCLOSURE REPORT N .... fP ......Reporting Da,eofReporlPage 3 of 1 1 co,.e,, Christopher C. I ) 5 / 1 1 / 2 0 1 0

~-] NONE (No reportable gifts.)SOURCE DESCRIPTION

I.2.3.4.5.

V I . L I A B 1 L I T I E S . a,,.i,u~ ,. ,ho,.e of ,p ...... ~ dependent children; see p p . 3 2 - 3 3 t~f fillng in, truction~;)~-~ (No reportable liabilities.)O N E

C R E DIT O R DE SC R IPT IO N VALUE CODE1.2.3.4.


4/11

Ia m e o f P e r s o n R r p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT[ Conner, Christopher C.

05/I 1/2010Page 4 of 1 l

---] NONE (No reportalde income, assets, or transactions.)A . B C. D.D c s c r i p l i o n o f A s s e t s I n c o m e d u r i n g ( ] r o s s v a l u e a t e n d T r a n s a c l i o n s d u r i n g r c p o r l i n g p e r i o d

0 n c l u d i n g ~ r u s t a s s e ~ s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP ~ e " ( r a r~ ~ e ~ h ~ s ~ : , A m o u n t I Type { l S . Value [ Value T y p e ( [ l ~ l I D a , o ] V a lu G a i n hlcraity o fC o d e I I d i v . , r e n L C o d e 2 [ M e t h o d b u y , s e l l , m m /d d / y y C o d e 2 C o d e I buyer/sellerx e m p t f r o m p r i o r d i s c l o s u r e ( A - I I ) o r i n [ ) ( I - P ) [ Code3 r e d e m p t i o n } [ [ J - P ) (A-|l) { i f p r i v a t e

............................................... 1 ( Q W ) _ J . t . . . . . . . . n o n )

I. Metro Bank cash accounts (fomaerly A I n t e r e s t J TCommerce Bank/H arrisburg)2. PNC B ank, NA cash accounts A I n t e r e s t J T3. Pennsylvania State Employees Credit Union A Interest J T4. Dow Chemical Company common stock A Dividend J T5. PNM Resources Inc. common stock A Dividend J T6 . Conseco Life Insurance Co. - flexible A I n t e r e s t J Tpremium life ins pol7. RENTAL PROPERTY, Mechanicsburg, PA E Rent N R(2004, $302,250)8. FIDELITY ADVISOR 529 COLLEGESAVINGS PLAN #19. - FA 529 Diversified International Portfolio None K T

1 0 . - FA 529 Mid Cap Portfolio None K TI 1 . - FA 529 Small Cap Portfolio None K T1 2 . FIDELITY ADVISOR 529 COLLEGESAVINGS PLAN ~21 3 . - FA 529 Diversified Intemaliona! Portfolio None K T1 4 . - FA 529 Mid Cap Portfolio None K T1 5 . - FA 529 Small Cap Portfolio None K T

1 6 . MERRILL LYNCII IRRA #I1 7 . - ML Bank money market account A Dividend J T

2. V alue Codes J =$ 15,000 or less K :.$ 1 5 .0 0 t - $ 50 ,0 0 0 L -$ 50 ,0 0 1 - $ 1 0 0 ,0 0 0 M =$ 1 0 0 ,0 0 1 - $ 250 ,0 0 0

3. V alue Ntclhod Codc~ Q =Appraisal R =Cost (Real Estate Only) S = Assessment T =Cash Market


5/11

FINANCIAL DISCLOSURE REPORTPage 5 of 11 Conner, Chr slopher C. 05/1 I /2010V I I . I N V E S T M E N T S a n d T R U S T S - i, co .... .alue. t ....... lions (Includes :base q Wous, and dependent children: see pp. 34-60 of filing inxtructions.)

N O N E (No reportable income, assets, or transactions.)A. B. C D

Dcscriplion of Assets Income du:i~g Gross value a~ end ] ran~acfions d,ricg reporting period(including trust assets} reporting period of reposing period

Place "(X)" ~fler each ~et ~Amount Y~ecxcmp~ t~om prior disclosure : Code I~ div.. rein. Code 2 Method buy sell. ~mmdd"yy I Code 2 Code 1 buyer:seller

~ J (t~-W) [ transaction)

18. - M&T Bank Corp common stock A Dividend

1 9 . Sold 9/25/09 J

20 - ConocoPhillips common stock A Dividend J 1"2 I. - Dccre Company common stock A Dividend K T2 2 . - Southern Copper Corp comm on stock A Dividend2 3 . Sold 10/23/09 K24 . - Lord Abbett Value Opportunities Fd Class None K TF (lbrmedy CI A)25 Sold 07/31/09 K

(pan)26 . Sold 08/26 /09 K

(panJ27 . - Marathon Oil Corporation commo n stock A Dividend K T

2 8 . - Murphy O il Corporation common stock A Dividend K T29 . - Consolidated Energy lnc comrnon stock A Dividend K T

30. - Tyco Electronics Ltd common stock A Dividend

3 I. Sold 09/I 0/09 J(pan)3 2 . Sold 9 / 1 0 . , 0 9 J

3 3 . - H arsco Corporation common stock N o t a e34 Sold 05.11."09 K C


6/11

FINANCIAL DISCLOSURE REPORT ~ .... [P ......Rt.poHillg DIl of ReportPage 6 o f l 1 Conner, C h r i s to p h e r C . 0 5 / I 1 , 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ ........... ~ . , . . , . . . . . . . . -,i,,,., (Includt,.~ thN O N E ( N o r~Tortttble income, assets, or transaclion.s.)

Dcscriptioe of Assets Income during (;ross value at(iacluding trust assets) reposing period olrcpo~ing periodPlace "(X}" at~er each asset Anlount ~}T (c.~., Value Value ~ Type (cg, [)a~e Value~ G~n ldcnlity ofi exemp~ from prior disclosure ally,, rcnl, Code 2 Method buy, sell, mm,ddyy Code 2 ~ Code I bu~er/~cl[cr[A-H} or int.) (J-P) Code 3 [ rcdcmpti,m) (J-P) ~ (A-I l l 0f pri~atcI ~ transaction)

35. - Tyro International l..td common stnck A Dividend

3 6 . Sold 9il5/09 K D(part)3 7 . S t ~ l d 9/25/09 J C(part)

Sold 1 0 / 1 2 ; 0 9 1 3 A8 .3 9 . - SPDR Gold T rust exchange traded funds N o r + e4 0 . Sold 1 2 / 2 2 1 0 9 ! K D4 1 . - Fidelity Advisors Inflation Prolected Bond l} Dividend L TClass I4 2 . Sold 03/03/09 J(parl)4 3 . Sold 04/13/09 J A

(part)4 4 . Sold 07/13/09 J A(part)4 5 . B uy 09/I 1/09 K(addl)

4 6 . Sold 1 0 / 1 3 , , 0 9 J A(pall)47 - Prt~cter & Gamble Co. comnum stock A Dividend B uy 0 3 . , 0 5 / 0 9 J48 Sold 9/I 1/09 J A49 - Franklin Limited MaTurity US Govt A Dividend B uy 0 5 / 1 4 . " 0 9 KSecurities Fund A5 0 . [ ] . u y 0 9 , 0 9 / 0 9 K(addl)5 1 . Sold 1 2 / 1 0 , 0 9 L A


7/11

FINANCIAL DISCLOSURE REPORT r~ .... ! P ...... R e p o r t i n g D , , t. o f R e p o r tPage 7 of 11 c . . . . . . r , C h r s t , ,V h e r C . 0 ~ . t V ~ O ~ 0

N O N E (No r~Tortahle income, assets, or tran.~actiom.)A. B. C. ] D.D e s c r i p t io n o f ASSelS [ Income tlurilig G t n s s v a l u e a l e n d ~ T t a n s a c u o n s d u r i n g r C p U l t h ~ g p c r io d(including l~st .... ts ) r e p o r t i n g p e r i o d

(5 )Placc"(X}"aflcreachassct ~ : A m u n , T)pc(e.g., ~ V a l u e Value T ~ p c l c ~ , , [ l a t e V alue / Gain I d e n t i t y o f: C o d e I d i v . , r c ~ t , C o d e 2 M c l h ~ , d buy. sell. mm,ddyy Code 2 [ Code I buyer/sellerx e m p t f r n m prior disclosure I ( A - I D [ o r i m . I { J - P ) C t } d c 3 r e d c m p : i o n } (I-P) (A.Ill ( i f p r i v a t e( Q - W ) ~ I r a n s a c t i o n )5 2 . - Fidelity Advisors S~ra~cgic Income Fund B Divideud L T B uy 08.03.09 K5 3 . B uy 0 9 . 0 9 , 0 9(addl)5 4 . B uy 09/I 1:09 J(addl)

5 5 . Iluy 09;28/flq K(addl)5 6 . - Tcmpleton Global Bond Fnnd B Dividend M T B u ~ , 0 8 . , 2 7 / I ) 9 K5 7 . B uy 09/09/09 J(addl)5 8 . B uy 0 9 , 1 1 / 0 9 J[addll5 9 . B uy 09/28/09 Kladdl)6 0 . B uy 1 0 / 2 1 / 0 9 K

~ a d d l )6 1 . - ING Global Bond Fund C lass A A Dividend L T B uy 12/14/09 L6 2 . B uy 12/22/09 K(addl)6 3 . MERRILL LYNCtl IRA #2 (Ibnnerly A Dividend J Treferred to as IRRA #2)6 4 . - Ivy Global N atural Resources Fund, Class6 5 . . Ilenderson International OpportunitiesFund Class 136 6 . BROKERAGE ACCOUNT

6 7 . - ML B ank U SA money market account A lnterest K "1-6 8 . - Ilenderson European Focus Fund A None


8/11

FINANCIAL DISCLOSURE REPORT N ..... fP ..... R . p o r , i , , ~ O . , o f . c~ . o .Page 8 of 1 1 c o . . e ,- , C h r i s lo p h e r C . 0 5 / I I , 2 0 1 0

~ (No reportable income, assets, or transactions.)ONED e s c r i p t io n o f A s s e t s hwome during [ O r o ~ s * a [ u a t e n d T r a n s a c t i o n s d u r i n g t c p t ~ r h n g p c r k M(including trust ~scls) t~orhng period o f r e p o r t i n g p e r i o d

P l a c e " ( X y a l i c r e a c h a s s e t A m o u n l T y p e ( c .g I V alue V alue Type (c~., D al V a l u e Gain h k m l il y o fe x e m p t I $ o m p r i o r d i sc l o s u re C o d e I d i v . , r e n t , C o d e 2 M c ~ h o d buy ~ell. m m d d , y ) , C o de 2 C o d e Ii (A-lb orirL) ] ( ,l -[ ) ( ,,de 3 rcdcmplion) ~ {IP) [ L,-ll) (,fptlvatc

6 9 . Sold 3 1 2 7 / 0 970 . - Hcndcrson Global |:quily Fund (.!lass A A [)b, ider~d

7 I, Sold 3127;09 J7 2 . - iShares Silver Trust ETF Nonc B uy 0 1 1 1 ) 2 / 0 9 J7 3 . Sold 2/27/09 J A74 . Bu y 4i i ; I19 J

7 5 . Sold 4 . 1 5 / I ) 9(pan)7 6 . Sokt 5 / 1 4 " 0 9

7 7 . TRUSTEE ACCOUNT

7 8 . - M L Bank money market account A Intercsl J T7 9 . - Van Kampen Unit Trust 683 CSD ED Stra~ D Diddend L TCohen & Steers Msl8 0 . - Lord Abbctl Bond l)cbenturc Fund Class A D Divideodgl . Sold 1 1 3 / 2 5 ; 0 9 K(part)8 2 . Sold 0 4 / 0 2 ~ 0 9 K(part)8 3 . Sold 7/17/09 J

8 4 . - FT 1790 Target Focus 4 fund A Di, idend8 5 . Sold 7 / 2 7 : 0 9 J(part)


9/11

|F I N A N C I A l , D I S C L O S U R E R E P O R T ..... ...... I [Page 9 of I 1 Conner, Chrislopher C. 05/I 1/2010

N O N E (No reportable income, assets, or transactions.)A. B. (" D

( . i n c h t d i n g ~ m ~ t a s s c ~ s ~ r e p o ~ i ~ g p e r i o d o f r c p t n ~ i n g p c r i o ~ _(0 ~ (2) ~)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t i 7 > ~ c ( e .g . , Value V a l u e T ~ ~ c g ., Dale [ V alue Gain I d e n t i t y o f

e x e m p t l ? o m p r i o r d i s c l o s u r e ~ C o d e I d i v . , r e n t . C o d e 2 M c t } : t ~ d b o y , s e l l , m m ~ d e t y y ~ C o d e 2 ~ ( ~ d c I buyer/seller( A - H ) o r i n l . ) L I - P ) Codc~ / r c t l c m p l i o n ) ] O-P) , {A-I{) litprivate(Q W ) / t r a n s a c t i o n )

8 6 . Sold I I ~ 0 2 1 ) 9 K87. - Certificate of dcposil, Goldman Sachs B Intcrc~.!

Bank USA

88. Sold 9,2309 L B8 9 . - Certificate of deposit, Capital One NA A I n t e r e s t J T B uy 2/26;09 JMcLean9 0 . - Cerlificate of dcposil, First Business Bank A I n t e r c s ! J T B ny 3 4 1 ) 9 J9 1 . - Certificate of deposit, BMW Bank of Nortl B I n t e r e s t B uy 3 / 3 I . , 0 9 LAnaerica9 2 . Sold ~ q ! 2 0 / 0 9 L9 3 . - Certificate ofdcposfi, DN Midfirst Bank A l n ~ e r e s ~ J " 1 B uy 7;2409 J

9 4 . - Certificate of deposit, DN Bank ttapoalim B I n t e r e s t L T B uy I ) 8 / 2 1 / 0 9 L[WI NY9 5 . - Franklin tllgh Yield Tax Free Income A Dividend I. T B uy 09/02,09 LFund Class A9 6 . lluy 1 1 , 0 5 : 0 9 K(addl)


10/11

Page 1 0 of 1 1 Conner, C h r is t o p h e r C . 0 5 / I I , 2 0 1 0

V III . AD D ITION A L IN FOR MA TION OR E X P L AN A TION S .


11/11

FINANCIAL DISCLOSURE REPORTPagell ofll

IX. CERTIFICATION.I certify tha! all information given abo ve (including information pertaining tomy spouse and min~r or dependent cMhlrcn, If any) isaccurate, true, and complete to the best of m y know ledge and belief, and that any in formalion not reporled svas withheld because II m et applicable statutoryprovisions permitting no n-disclosure.! further certify that earned income from outside employment and hou~raria and the acceptance of gifts which h ave been reported arc lucompliance with the provisions of 5 U .S.C. app. 501 el. seq.. 5 U .S.C. 7353, and Judicial C~mference rcgulati~ms.

Signatur,

NOTE: ANY INDIVIDUAL W IIO KNO\V INGLY AND W II,FULL~" FAioS1EIES OR FALLS TO FI I ,E Ti l lS REPORT [~IAY B E SU BJECT TO CIVILAND CRIMINAL SANCTIONS {5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies lo:Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Christopher C Conner Financial Disclosure Report for 2009