Christine M Arguello Financial Disclosure Report for 2009

8/3/2019 Christine M Arguello Financial Disclosure Report for 2009

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. ~ o 1 0 FINANCIAL DISCLOSURE REPORT ~ e p o r t R e q u i r e d b y t h e E t h i c ~in Government Act of 1978R e , , . 1 , ~ 0 1 0 FOR CALENDAR YEAR 2009 ~ 5 u . s .c . ~ p p . . ~ . ~ I o l - ~ mI. Person Reporting (last nam e. first, middle initial) 2. Court or Organization 3. I)~e ~f Report

Arguel lo. Christ ine M . District of Colorado 05,I3,2010

4. Title (Arlicle Ill ~udges indicate active or sen~or slam~; 5a. Report Type (check appropriate type) 6. Repnrting Periodmagi5trale judges indicate thll- or pan-time) [] Nomination, Date 0 I,0112009District Judge- active ~ Inmal [] Annual [] Final ~o12..3 b21~09

5b. ~ Amended Report7. Chamb~ or Office Address 8. On the b~ sis of the informat ion o~ta ined In this Repo~ and anymodificallon~ perlaining d~ereto, it h, in my opinion, in compfianceAl~ed A. Arraj US. Couffhouse wilh applicable law~ and regulations.901 t 9~h St., A638De nv e r . CO S 02 94 Reviewing O fficer I)a{e

IAIPOR T , , t~ T NOTE S: The i~tstructions accompanying this form must be foltowec Complete all parts,checking the NONE box.lbr each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . tR ~ , o r , Z , ,~ individual only see pI~ 9o13 of filing i~,tructlon.~)~_~ N O N E (No reportable positions.)

POSIT ION NAM E OF OR ~ ANIZAT ION/~ NT IT Y1. Direc tor S~pleton Developmenl Co~omtiun Board - Volunlecr - Resigned 03/200q

2. IYrector Colorado Hispanic []at Association Board - Volunteer3. Director Colorado W omens Bar Association Foundation B~ard - V ohmteer - Tcm~Expired 5/20094. V ice Chair Colorado Campaign for Inclusive Excellence - V ohm~ccr

I I. A G R E E M E N T S . ru~po,,i,,~,NONE (No reportable agreements.)

~ PARTIES AND TERM S

3.


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FIN.~CIAL DISCLOSURE REPORT N .... IP .....Reporting D~ te of Report IIage 2 of 10 A r g u e l l o , Christine 51. 05/13,2010II1. NON-INVESTMENT INCOME. R,pordng individual anasp .... ; se e p p . 17-24 off!ling i .......A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)D A T E S O U R C E A ND T Y P E .[.INCOME(yours, no t sp~uses)

I . 2 0 0 9 United States Judges 5 1 6 7 , 1 I 9 . 0 02.20(;9 Lexis-Nexis - B ook Royalties $3.347.003.4.

B . Spouses Non-lnvestment Income - l]youw erer~tarrieddu ringat~ yportionofthereporti,~gy ear, ompletethisseetiot~.(Dollar amount not required ~rcept f!~r honorario.)

~] NONE (No reportable non-investment income.)D A T E S O U R C E A ND T Y P E

i. 2009 Boo~der Val ley School Disl r ic l - Sa lary.

2. 2009 Colorado D epartment of Human Services - Childcare Sub sidy3.

I V . R E I M B U R S E M E N T S -,,o,~,po~,~,io,. toa~.zoou ......... i .......~Nnciudes those to soouse and dependent chilJren: see pp. 25-27 o]- filin.g tngtructions )

NONE (No reportable reimbursements.)SOl IR CF D AT ES L OCAT ION PIFR POSE I T E M S PA ID O R PR( ) VI D E D

i.2.3.45.


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Page 3 of" 10 Arguello, Christine 5I. 05/13/2010

V. GIFTS. an~,~ N O N E ~o reportable

~OI.JRCE DES CRIPTION VA I.U EI. Univemi~" of Colorado Reduced price ~or two Chub Seat Football Tickets 4600.00

2.3.4.5.

V I . L I A B I L I T I E S . a,,.~,a~,,~, .... ~ . ~ , , , ~ , a n d d e p e n d . . .. .. h i t d r t , n : s e P P . 3 2 - 3 3 o f f i l i n g i n a t r u c t i , , n a .)~ NONE ~reportable liabilities.)

CRgDITOR D~SCRIPTION VAEIIF ~O~I. A ES Stud en t ~ o~ Cu-~ignor m~ studem loans K2.3.4.5.


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N ~ m e n f P e r s n n R e p o r t in g D a t e o f R e p o r tP a g e F I N A N C I A L 4 o f 1 0 D I S C L O S U R E R E P O R T A r g u e l lo , C h r l s t in e M , 0 5 / [ 3 / 2 0 1 0

VII. I N V E S T M E N T S a n d TRUSTS - i . . . . . . . . . . . i... , ...... , i o . . a . a u d , . , , i , . . .. . ,/,r ...... , d . p , .a , , . ~ ~ i ~ S , . . : ~ , . ;~ . S ~ - ~ O o / , t i. , ~ Z . . , . .~ o . ~ . )~ N O N E income, assets, or transactions.)N o.................. A. ................ !~ B . C. D

! I n c o m e d u r i n g G to ss v a l u e a t e n d ,. T r a n s a c ~ i o n ~ dunng r e ~ i n g p e r i o dD ~ c r i p t i o n(including ~st assets] i~ reportlv.g ~ri~ ~ f r e p o m n g p c d o d ~:: OI (2 ) 01 ~ 1~) - ~ (21 ~31 (~) -- {51P l a c e " ( X ) " a ~ e r e a c h a s s e t [ A m o u n t [ T ) ~ e ~ e . g . . V a l u e V a l u e T y p e ( e . g ., ] D a t e V a l u e G a i n IdenliW o fe x e m p t f r o m p d o r d i s c l o s u r e Cede I I d i v . , r e i n . C o d e 2 M c t h ,~ d b uy , se ll, /nm ~tdf f~ C o d e 2 C t ~ e 1 b u y e r l s e l l e r[A - H ) ~ o r i n t ) ( J - P I ClUe3 r e d c m p t i o n ~ [ { J - P ) ( A - I I ) ( i f r r i v a t e

I. Investment Property 1, Colorado Springs, None K TC O ( 2 0 0 5 : t ;8 6 , 0 0 0 )2. Investrnent Prope~y 2, Pueb lo, CO (1999 None M TS 1 7 2 , 7 2 7 )3. Chase Bank Account A I n t e r e s t J T

4. W ells Fargo Bank Account A I n t e r e s t J T

5. MetLife Insurance Policy None J T6. Federated Govt O bligations Fund Class SS None J T7. WachoviMWells |:urgo Managed Account

8. AB1AN None B uy 05/08)09 J(addl)9. A B I A . N None Sold 07/06/09 J

1 0. PCV\X None J T Bu y 07/07/09 J{addl)i 1. AttTFX None Sold 05/08/09 J(partl1 2 . AHTFX None Sold 07/06/09 JI 3. B FAFN None Sold 05/08!09 J

1 4 . NFEAX None J T Bu y 05;08/09 J(addI)1 5. NFEAX None J T B uy 07/07/09 J(addl)! 6. I } U G A X None J T B uy 0 5 1 0 8 1 0 9 J

(addl)17 . AEGFX None J T Bu y 05/08/09 J{addl)


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F IN A N C I A L D I SC L O S U R E R E P O R T N ..... t ~ . . . . . a e p o . i . e D , t o , , f R , v , , , tPage 5 of 10 A r g u e l lo , C h r i st in e ~ 1 . ( } 5 / 1 3 / 2 t ) 1 0

VII. INVESTMENTS and TR USTS - 1 ........ ~ . ~ . . . . .. . i o . , . c t . ,~ s . , , h o , . , ~ p . . . . . . d a ~ V , , , , U ~ , , , ~ , ~ . . : , , , ~ . . ~ 0 , , ~ 1 1 . . .i . . . . . . ~ i o . ~ )~ NONE (No reportable income, ussets, or transactions.)

................ a. : ~. -~ ....... - ......... ~. ~D e s c ~ p t i o n o f A s s e t s I n c o m e d u r i n g G t o z s v a l u e ~ t e n d T m n s a c t io r ~ d u r i n g r e p o r t in g p e r i o d ~( i n c l u d i n g t m ~ t a s s e t s ) reporting ~ od o f r e p o a m g p e ~ o d ]

( I ) (2 ) ~l) ~ (2) (I) (2) ~31 (4) ~ 5 ) ~P l a c e " ( X ) " a ~ e r e a c h ~ s s e t A m o c n l Ty~ (e.g.. V a l u e / Value T 3 $ ~ e ( e . g ., Dale ~ Value Gain t d e m i ty o f ~e x e m p t f r l, m p r i o r d i s c l o s u r e C~ e div..~nt, C t ) d e 2 ~ M e th o d b u y , s e l l , m~dd,)3 C~e 2 ] Code I h a y e r / s e l l e r( A - H ) o r i n t . I ( J - P } ~ C~e 3 r e d e m p ~ i o n ) ( J - P ) ~ { A - H ) { i l l , f i x a t e

( Q - W ) I ~ n s a c l i o n ~

1 8. AEGFX None 3 T B uy 07/07/09 J(addl)1 9. GC~X None J T B uy 0 5 1 0 8 / 0 9 J(addl)

2 0 . GC~IAX None J T B uy 07/07,09 J(addl)2 1 . GGO AX None Sold 05/08/09 J2 2 . GGO AX None Sold 07/06/09 J2 3 . GGOAX None J T B uy 07,07/09 J2 4 . GFAFX None J T2 5 . IBFFX None Sold 05/08/09 J2 6 . IBFFX None J T [luy 07/07i09 J2 7 . AICFX None J T B uy 05!08i09 J( a d d T I2 8 . LAFFX None B uy 0 5 1 0 8 1 0 9 J(addl)2 9 . LAFFX None Sold 07i06/093 0 . NW FFX None B uy 05/08/09 J(addl)3 I . NWFFX None Sold ! 0 7 / 0 6 / 0 9 J3 2 . N W F V X None J T B uy 0 7 / 0 7 , 0 9 J3 3 . PVIAX None Sold 0i/08/09 J3 4 . TRS{CX None Sold 0 5 / 0 8 1 0 9 J( p a r t )


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FINANCIAL DISCLOSURE REPORTPage 6 of 1 0

V II. INVESTMENTS and T R U S T S - i ........ ,~,,, t .......ons (lnrlude, those of zp ..... d d ependent children: , ,e pp. 3g -60 of filing instructions.)~ (No reportable income, assets, orONE transactions.)

A. B. " ~ C. ] D.Descnplioa of Assets Income durmg ~ Gross value at end T~nsactions during repo~ting period(including ~$t asse~s) reposing peri~l nl~epo~ing perio~

P[ace"(X~ " aRer each ~set Amount ~ Yy~ (e .g., [ V alue V alue T~Te (e.g.. Date [ Vah:e Gain Ident i~ ofexempt t~om p~or disclg~ure Code I div., ren~, I Code 2 MoUnd buy, sell. n~d~v y [ Code 2 Code I buyer/seller: (A-H) or int.) ~ (J-P) C~e3 redempfion~ (J-P~ IA-II) (if pnvnte

~ 35. TRMCX None Sold 07/0609 J

3 6 . SCWFX None B uy 05/08/09 J( , a d d l )3 7 . SCWFX None Sold 07!06/09 J

!38. W SH FX None3 9 . F S M , "C X None B uy 0 5 . , 0 8 / 0 9 J(addl)4 0 . FSMXX None Sold 07!06/09 J( p a r t )4 1 . FSMXX None Sold 0 7 , t l 0 , 0 9 J(partl4 2 . FSMXX None Sold 0 7 . 2 0 / 0 9 J4 3 . FSMXX None J T B uy 07/30/09 J

44 . Grow th Fund ol" America Class F None J T B uy 05/08/09 J4 5 . Growth Fund of America Class F None J T B uy 0 7 : 0 7 / 0 9 l(addl)4 6 . W ashington Mutual Investors fd Class F None J T B uy 0 5 , " 0 8 , 1 ) 9 l47 , W ashington Mutual Inves tors fd Class F None J T B uy 07/07/09 J(addl)48 . Delaware Group Adwsors US Growth Fund None J T B uy 107707/09 JClass A,49. JPIVX None J T B uy 07/06/fl9 J

50. JPIVX None J T Bu 7 07;07,09 I J(addl)

5 I . PCRIX None J Y B uy 07 /06/09 J


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N a m e o f P c r s o n R e p o r t l n ~ D a t e o f R e p o t !F1NANCIALpage 7 of 10 DISCLOSURE R E P O R T .~,rguc o, ChristneM. 0 5 1 1 3 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i ........ .~. t ...... dons (h, cludex ,ha~ e of s~ .... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l in g i n . . .. .. " , i o n s . )~ NONE income, ~sets. or transtmtions.)N o reportableD e s c ~ p t i o n o f A s s e t s , I n c o m e d u r i n g G r ~ s s v a l u e a t e n d T r a n s a c t io n ~ d u n n g r e p o r t i n g ~ n o d

(including t~st ~sets) reposing ~ o f r e p o a i n g p e r i o d(1) (2) 1 1 1 (2 ) (l) (2) : (3) (41 ( 5 )

P~ace "(X)" a f te r ~ c h ~ s e t ; Amount T)~ te.g. V a l u e ~ V a l u e T)~ (e.g., [ Date,[ Value G n i n I d e e f i t y o fe x e m p t f r o m p r i o r d i s cl o s u r e ~ C~e I . d i v . . r e n t , C~e 2 M e t ho d b u y , s e l l . ~m~d~~ ~ C~e 2 C , x l e I b u y e r t ~ l l e r( A - I f ) o r i r a . ) ( J - P ) ~ C~e 3 redemp on) J ( J - P ) ( A - I I ) ( i f p r i v a t et r a n s ~ c t i o n )

5 2 . ART~X None J T B uy 07/07/09 J

5 3 . CSRSX None J T B uy 07/07/09 J5 4 . PSIGX None J T B uy 0 7 i 0 7 1 0 9 J

5 5 . P T T A _ X None J T B uy 07/07/09 J

5 6 . Jackson Natl Life Ins. Co Perspective II None K T0 5 i 0 55 7 . Metlie lnvs Ins Prods I. Share Variable None J TAnnuity5 8 . Metlife Invs Ins Prods Variable Annuity None K TClass AA5 9 . Nationwide Life Ins Co B OA Choice Venue None K TSM II6 0 . Jackson Natl L ife Ins. Co Perspective II None J T0 5 / ~ 56 1 . PERA -No Control None K T6 2 . Great-West Retirement Se~,ices - no control None J T6 3 . ECL A Dividcnd 3 T6 4 . Fidelity Investments Managed Account

6 5 . Fid Cap Appreciation None J T6 6 . Fid ]ntl Discovery None J T6 7 . Fid Large Cap Value None J T68 Fid Mid Ca~ Value None J T ]


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FINANCIAL DISCLOSURE REPORT . N .... f P .....Reporting Date of ReportPage 8 of 10 Arguello, Christine M. I ) 5 / 1 3 ; 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~. ........ 1.,, t ...... tion.~ ~lnch, des tho~e of spouse and depe,,dent children: see pp. 34-~0 ,,filling in,tructkms.)N O N E (No reportable income, assets, or transactions.)

Description o~Asset~ I [ncom~ dudng Gwss value at ~nd Transactions during ~c~rting p~r~d(incinding t~st assc~s} repomng ~riod ;, of reposing period~ (1) ~ (2) (l) I (-~ ~ (1) [ (2) (3) ~ (~} (5) ....Place "(Xy a l~r eac~ ~se t ;.Amount T~ (~.g, Value I "Valu~ ~ l~c leg., Date Value : Gain ldcnmy" " ~ [ml~d~~ C~2 Code I~mpl from pdor disclosure ~ C~Ic I " div., r~nt, C~ 2 Mc~od ~ b u y .(A-Ill ~ ori~t.) (J-P) C~e3 f~demptiun~ ~ (Z-P) ~ (A-it) (ifprivale(Q-W) . ,~ ; transactmn~

69 . ~id Real Esta te Inv None J T

: , 70. Fid fi t rat Div & lnc None J T

7 1. Fid ~hoa Te~ Bond None J T

7 2 . F i d T o t a l B o n d None l T73. Fidelity Retirement Mmkt None K T


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F IN A ~ N C IA L D I SC L O S U R E R E P O R T ~ .... ~ r . . . . . a , ~ o , ~ i o ~ t ~ , , o ~ a , , p o , ,Page 9 of 10 a r g u ~ X o , C h r is l i ne M . 0 5 / 1 3 / 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINA NCI A L D ISCLO SUR E RE PO R T N a m e o r P e r s o n R e p o r t i n g ] Date or ReportPage 10 of 10 A r g u e l lo , C h r i s ti n e 5 1 . 0 5 , 1 3 . 1 2 0 1 0IX. CER TIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~sithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are iucompliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature tNOTE: AINY INDIV IDUAl. WH O KNOW INGL Y AND W ILFULL FALqlFIES OR FAILS TO FILE TIllS REPORT .MAY lie SUliJECT "!O CIVIl.AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I L I NG I NST R U CT I ONSMail signed original and 3 additioRal copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Christine M Arguello Financial Disclosure Report for 2009