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This article was downloaded by: [Canadian Research Knowledge Network]On: 15 June 2011Access details: Access Details: [subscription number 932223628]Publisher Psychology PressInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK
Child NeuropsychologyPublication details, including instructions for authors and subscription information:http://www.informaworld.com/smpp/title~content=t713657840
Effects of IQ on Executive Function Measures in Children with ADHDE. Mark Mahone; Kathleen M. Hagelthorn; Laurie E. Cutting; Linda J. Schuerholz; Shelley F. Pelletier;Christine Rawlins; Harvey S. Singer; Martha B. Denckla
Online publication date: 09 August 2010
To cite this Article Mahone, E. Mark , Hagelthorn, Kathleen M. , Cutting, Laurie E. , Schuerholz, Linda J. , Pelletier,Shelley F. , Rawlins, Christine , Singer, Harvey S. and Denckla, Martha B.(2002) 'Effects of IQ on Executive FunctionMeasures in Children with ADHD', Child Neuropsychology, 8: 1, 52 — 65To link to this Article: DOI: 10.1076/chin.8.1.52.8719URL: http://dx.doi.org/10.1076/chin.8.1.52.8719
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Child Neuropsychology 0929-7049/02/0801-052$16.002002, Vol. 8, No. 1, pp. 52–65 # Swets & Zeitlinger
Effects of IQ on Executive Function Measuresin Children with ADHD
E. Mark Mahone1,2, Kathleen M. Hagelthorn1,2, Laurie E. Cutting1,2, Linda J. Schuerholz1,2,
Shelley F. Pelletier1,2, Christine Rawlins1,2, Harvey S. Singer2, and Martha B. Denckla1,2
1Kennedy Krieger Institute, Baltimore, MD, USA, and 2Johns Hopkins University School of Medicine, Baltimore, MD, USA
ABSTRACT
The present study compared children with Attention-Deficit Hyperactivity Disorder (ADHD) and controls ona selected set of clinical measures of executive function (EF). A total of 92 children (51 ADHD, 41 control),ages 6–16, completed measures chosen from a larger neuropsychological battery to illustrate diversecomponents of the EF construct (planning, inhibitory control, response preparation, memory search). Theselected measures were moderately correlated with one another, and moderately correlated with IQ. Aftercontrolling for age, sex, presence of learning disability (LD), ADHD, and IQ test version, Full Scale IQ wassignificantly related to four of the five selected EF measures. A second analysis showed group differences onthe EF measures at different IQ levels. After covarying for age, there was a significant multivariate effect forIQ level (average, high average, superior) and a significant multivariate interaction between group (ADHDvs. control) and IQ level. Three of the five selected EF measures showed significant univariate group effects(controls performing better than ADHD) at the average IQ level; however, there were no significant groupdifferences between children with ADHD and controls at high average or superior IQ levels. These resultssuggest that clinical measures of EF may differ among children with ADHD and controls at average IQlevels, but there is poorer discriminatory power for these measures among children with above average IQ.
In recent years, neuropsychological investiga-
tions of Attention-Deficit Hyperactivity Disorder
(ADHD) have focused on executive function and
the role of the frontal-striatal-cerebellar brain
systems (Barkley, 2000; Castellanos, 1997;
Heilman, Voeller, & Nadeau, 1991; Pennington
& Ozonoff, 1996). The construct of EF is
especially important in children, as it is consid-
ered central in successful acquisition and efficient
use of academic skills – particularly in efforts to
overcome learning disorders (Denckla, 1996a).
Executive function (EF) is a term used to refer to
self-regulatory behaviors necessary to select and
sustain actions and guide behavior within the
context of goals or rules. In essence, EF involves
developing and implementing an approach to
performing a task that is not habitually performed
(Mahone et al., 2002). Initiation, planning, shift-
ing of thought or attention, organization, inhibi-
tion of inappropriate thought or behavior, and
efficiently sustained and sequenced behavior are
crucial elements of the EF construct. As such, EF
should be treated as a collection of constructs –
fundamental resources separable from the specific
cognitive (i.e., linguistic, visuospatial) domains in
which they are assessed (Harris et al., 1995). A
very influential model de-emphasizing ‘‘atten-
tion’’ while highlighting inhibition (Barkley,
1997a) posits deficient inhibitory control as the
core of ADHD. Other researchers, however, have
proposed that response inhibition acts in parallel
with other ‘‘intentional’’ skills including response
Address correspondence to: E. Mark Mahone, Department of Neuropsychology, Kennedy Krieger Institute, 1750East Fairmount Ave., Baltimore, MD 21231 USA. E-mail: [email protected] for publication: July 27, 2002.
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preparation and working memory (Pennington,
1997).
Typically developing children demonstrate
major periods of gain on measures of EF during
the school years. These gains are thought to
correspond to periods of myelination and func-
tional maturation of the prefrontal cortex (Levin
et al., 1991; Welsh, Pennington, & Grossier,
1991). Investigations comparing children with
ADHD to controls on clinical measures of EF,
however, have yielded inconsistent findings
(Barkley & Grodzinzky, 1994; Barkley,
Grodzinsky, & DuPaul, 1992; Sergeant, Guerts, &
Oosterlaan, 2002). The most robust group differ-
ences involved constructs captured by continuous
performance tests (CPTs), including commission
errors, response latency (Levy & Hobbes, 1997),
and variability in response time (Harris et al.,
1995). Barkley (1994) re-analyzed some of his
earlier published data (Barkley et al., 1992) and
found that CPTs and letter word fluency (LWF)
tasks had adequate positive predictive power in
discriminating children with ADHD from con-
trols. Conversely, while other EF measures (e.g.,
Wisconsin Card Sorting Test, Trailmaking Tests,
and Stroop Test) showed significant group differ-
ences between controls and children with ADHD,
they often produced an unacceptably high false
negative rate (Lovejoy et al., 1999), suggesting
that some children with ADHD can perform
normally on these EF measures (Gordon &
Barkley, 1998).
The inconsistency of findings and failure of
clinical EF measures to consistently distinguish
children with ADHD from controls may be attrib-
uted to a variety of factors. These include diverse
definitions of the EF construct (Barkley, 1997b;
Denckla, 1996b), variability in criteria used to
define experimental populations with ADHD
(NIH, 1998), dosing and effects of stimulant
medicines used during testing (Nigg, Hinshaw,
& Halperin, 1996; O’Toole, Abramowitz, Morris,
& Dulcan, 1997), as well as the relationship
between performance on EF measures and sex
(Grodzinsky & Diamond, 1992; Seidman et al.,
1997), presence of learning disabilities (Seidman,
Biederman, Monuteaux, Doyle, & Faraone,
2001), or IQ (Ardila, Pineda, & Rosselli, 1999;
Arffa, Lovell, Podell, & Goldberg, 1998; Dodrill,
1997, 1999; Welsh & Pennington, 1988). Barkley
(1998) asserted that inconsistencies in research
may be due to a lack of theory driving clinical
studies. Further, he argued that current definitions
of ADHD, especially the Diagnostic and Statis-
tical Manual of Mental Disorders, Fourth Edition
(DSM–IV; American Psychiatric Association
[APA], 1994) fail to define how developmental
inappropriateness of behavioral symptoms should
be established and measured at different age
levels. Barkley’s theory presents ADHD as a
disorder of performance, not of knowledge.
Indeed, previous research has demonstrated that
the behavioral deficits seen in ADHD occur at
all levels of intellectual functioning (Alyward,
Gordon, & Vehulst, 1997); however, many of
the measures used to assess executive dysfunction
(EdF) in ADHD correlate highly with IQ (Reader,
Harris, Schuerholz, & Denckla, 1994). Arguably,
the failure to find consistent group differences
between children with ADHD and controls has
been due to group differences in IQ, or the ability
of brighter children to use their intellectual skills
to compensate within the structured setting of
laboratory measures, even when they may not
be able to do so in the less structured reality of
everyday life.
The issue of neuropsychological test perfor-
mance among individuals with above average IQ
has been the topic of some controversy (Jung,
Yeo, Chiulli, Sibbitt, & Brooks, 2000; Russell,
2001; Tremont, Hoffman, Scott, & Adams, 1998).
Dodrill (1997, 1999) observed that while IQ
scores below the average range are often corre-
lated with a variety of neuropsychological mea-
sures, the same relationship does not hold true for
individuals with average to above average IQ. The
reason for this finding may be that in contrast to
IQ tests, most neuropsychological measures were
designed to measure deficits. Ceiling effects of
the neuropsychological measures may limit the
correlation with IQ among individuals with above
average IQ (Russell, 2001). Children with ADHD
are often found to have impairments in ‘‘real-
world’’ functioning, even when they have above
average intelligence and are free from associated
learning disorders (Denckla, 1996b). These find-
ings call into question the ecological validity of
laboratory measures of EF, especially among
IQ, ADHD AND EXECUTIVE FUNCTION 53
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bright or gifted children, and suggest that perfor-
mance-based measures of EF may be of limited
utility in these groups.
The purpose of the present experiment was to
examine the relationship between IQ and perfor-
mance on commonly used clinical measures of
EF, while controlling for variables likely to share
variance with EF measures. Specifically, we
hypothesized that IQ would contribute signifi-
cantly and independently to variance in measures
of EF, even after controlling for age, sex, diag-
nostic status (i.e., ADHD, LD), and use of med-
ication. We also hypothesized that performance
differences observed between children with
ADHD and controls would be less pronounced
or absent among children with above average IQ.
METHOD
ParticipantsNinety-two children participated in the present study.There were a total of 51 children with ADHD (32males, 19 females) and 41 controls (18 males, 23females). These children were participants in a largerstudy (Neurodevelopmental Pathways to LearningDisabilities) at the Kennedy Krieger Institute betweenthe years 1990 and 2001, and part of two cohorts (i.e.,
those recruited and tested from 1990 to 1995 and thoserecruited and tested from 1996 to 2001). There were noprocedural differences in recruitment between the twocohorts. Mean ages for the ADHD and control groupswere 8.9 (SD¼ 2.0) and 10.1 (SD¼ 2.4) respectively.Children were included in the study if they werebetween the ages of 6 and 16, and free from a history ofseizures, head injury or other neurologic illness. Allparticipants had Full Scale IQs of 85 or above (range85–145). The sample was drawn from largely middleclass SES, and was predominantly caucasian (94% forthose given WISC–R; 93% for those given WISC-III).Demographic information is listed in Table 1.
ADHD Group CriteriaChildren included in the ADHD group met diagnosticcriteria for ADHD as follows: (1) identification andreferral by community professionals (psychologists,psychiatrists, pediatricians, neurologists) as having acurrent diagnosis of ADHD at the time of referral; and,(2) independent diagnosis of ADHD at the time oftesting according to DSM-III–R (American PsychiatricAssociation [APA], 1987) criteria for children testedprior to 1995, or DSM-IV criteria (any type) forchildren tested 1995 and after, with diagnosis based ona positive rating on two of three measures: (a) at least 8of 14 items endorsed from the ADHD Scale of theDiagnostic Interview for Children and Adolescents –Revised, Parent Form (DICA–R; Welner, Reich,Herjanic, Jung, & Amado, 1987), conducted by atrained interviewer and confirmed by a licensed
Table 1. Demographic Information.
ADHD Control Total
N 51 41 92WISC–R 51 30 81WISC-III 0 11 11Male 32 18 50Female 19 23 42With LD 13 1 14CNCBCL mean�� 77.6 (6.9) 47.5 (12.4) 64.2 (17.9)Mean age� 8.9 (2.0) 10.1 (2.4) 9.4 (2.3)Mean FSIQ 114.9 (13.9) 113.1 (12.6) 114.1 (13.3)Reading Composite mean 108.5 (19.8) 114.9 (13.9) 111.3 (17.7)Math Composite mean 111.4 (16.7) 116.2 (15.7) 113.6 (16.4)
Note. Standard deviations in parentheses. WISC–R¼Wechsler Intelligence Scale for Children – Revised; WISC-III¼Wechsler Intelligence Scale for Children, Third Edition; CNCBCL¼T score from either theHyperactivity Scale of the Conners’ Parent Rating Scale, or the T score from the Attention Problems Scalefrom the Child Behavior Checklist; FSIQ¼ Full Scale IQ. Reading Composite¼ either the Broad ReadingComposite from the Woodcock Johnson Revised Tests of Achievement or the Reading Composite from theWechsler Individual Achievement Test (WIAT). Math Composite¼ either the Broad Math Composite fromthe Woodcock Johnson Revised Tests of Achievement or the Math Composite from the WIAT.�p< .05. ��p< .01.
54 E. MARK MAHONE ET AL.
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psychologist or child neurologist; (b) a positive scoreon either the ADHD Rating Scale (DuPaul, 1991;DuPaul, Power, Anastopoulos, & Reid, 1998), with apositive score indicating a parent rating of 2 or higher(on a 4-point Likert Scale ranging from zero to three)for 6 of 9 items assessing inattention or 6 of 9 itemsassessing hyperactivity/impulsivity; and, (c) a positiveCNCBCL1 Index score. Individuals were excludedfrom the ADHD group if they met criteria for any otherpsychiatric diagnosis based on parental responses fromthe DICA–R, or if they or an immediate family memberhad a reported history of an exclusionary neuropsy-chiatric disorder (i.e., autism, ADHD, Conduct Dis-order, anxiety disorder, psychosis). For all participants,excluding psychiatric diagnoses (measured by theDICA–R) included psychosis, Conduct Disorder, MajorDepressive Disorder, mania or hypomania, DsythymicDisorder, Separation Anxiety Disorder, Panic Disorder,Generalized Anxiety Disorder, Phobias, ObsessiveCompulsive Disorder, and Somatization Disorder. Be-cause the ADHD groups were recruited under bothDSM-III–R (prior to 1995) and DSM-IV (1995 andlater) criteria, inattentive and hyperactive/impulsive,and combined types were included in the ADHD group.
Control Group CriteriaChildren in the control group were selected fromparticipants who responded to community-wide adver-tisements. The control group also included unaffectedsiblings from ongoing research projects assessingFragile X, Neurofibromatosis Type 1 and TurnerSyndrome studied at the Kennedy Krieger Institute.Individuals were excluded from the control group ifthey met criteria for any psychiatric diagnosis based onparental responses from the DICA–R (Welner et al.,1987) or if they or an immediate family member had areported history of an exclusionary neuropsychiatricdisorder (i.e., autism, ADHD, Conduct Disorder, anx-iety disorder, psychosis).
Assessment of Learning DisabilitiesLearning disability (LD) status in reading or mathe-matics was calculated for each participant. For thepresent study, LD was defined as a 1.5 standard
deviation discrepancy between FSIQ and achievementon the either the Reading or Math composite fromthe Wechsler Individual Achievement Test (WIAT,Wechsler, 1992), for individuals given the WISC-III(i.e., those tested 1996 and later), or a 1.5 standarddeviation discrepancy between FSIQ and achievementon the Basic Reading or Broad Math composites fromthe Woodcock Johnson Tests of Achievement, Revised(Woodcock & Johnson, 1989), for individuals given theWISC–R (i.e., those tested before 1996). A total of 14children in the sample (13 in the ADHD group and 1 inthe control group) met criteria for LD. Of those meetingcriteria for LD in the ADHD group, 8 had ReadingDisability, 3 had Math Disability, and 2 met criteria forboth Reading and Math Disabilities. The single child inthe control group met criteria for Reading Disability.
ProceduresAll participants completed the assessment as part of aday-long battery of psychoeducational and neuropsy-chological testing. Evaluators were blind to subjectdiagnosis. Mothers of participants completed the be-havior rating scales at the time of the testing. None ofthe participants in either group were on stimulantmedication at the time of the testing. Children withADHD taking other types of psychotropic medicationwere excluded from the study. Those children withADHD who had been taking stimulant medicationwere asked to withhold medication for 48 hr prior totesting.
Rating Scale and Interview Measures
Child Behavior Checklist (CBCL)The CBCL is a child behavior rating scale completedby parents who have a child between the ages 4 and 18(Achenbach, 1991). The checklist consists of a set ofsocial competence items and 118 behavioral problemitems. The behavioral problem items require the parentto use a 3-step response scale (not true, somewhat/sometimes true, very often true). The T score from theAttention Problems scale was analyzed for the presentstudy, and used in the calculation of the CNCBCLIndex.
Conners’ Parent Rating Scale (CPRS)The CPRS assists in the evaluation of problembehaviors by obtaining reports from parents (Conners,1989, 1997). The CPRS Short Form consists of 27items. Parents respond to a 4-point Likert scaleindicating severity of a particular behavior (not true atall; just a little true; pretty much true; very much true).The T score from the Hyperactivity scale was used forthe calculation of the CNCBCL Index.
1The CNCBCL Index was used because some of thechildren in the study had been given the Child BehaviorChecklist (CBCL, Achenbach, 1991), while others hadbeen given the Conners’ Parent Rating Scales (Conners,1989, 1997). The CNCBCL Index was the child’s Tscore on either the Hyperactivity Scale of the Conners’Rating Scale, or the T score from the Attention Prob-lems Scale from the CBCL. Children were excludedfrom the control group if they had a T score greater than60 on the CNCBCL Index.
IQ, ADHD AND EXECUTIVE FUNCTION 55
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ADHD Rating ScaleThis is an 18-item scale completed by parents abouttheir child’s behavior over the past 6 months (DuPaul,1991; DuPaul et al., 1998). The scale items weredeveloped to directly assess symptoms of ADHD asdefined by DSM-IV. The items on this scale corresponddirectly with DSM-III–R (for the 1991 version) andDSM-IV (for the 1998 version) diagnostic criteria forADHD. Responses are coded on a 4-step Likert scalefrom ‘‘not at all’’ to ‘‘very much.’’ The normativesample for the 1998 version consisted of 2000 childrenselected to approximate the 1990 U.S. census data.Separate norms are available for boys and girls.
Diagnostic Interview for Children
and Adolescents (DICA–R)This is a semi-structured interview that is designed fordetermining selected current and retrospective psychi-atric diagnoses (Welner et al., 1987). Separate versionsexist for parents, adolescents, and children. The parentversion was administered to parents about their child.The modules administered in the current study includedthose assessing present and retrospective reports of:ADHD, Conduct Disorder, Oppositional Defiant Dis-order, Major Depressive Disorder, Bipolar Disorders,Dysthymic Disorder, Separation Anxiety Disorder,Panic Disorder, Generalized Anxiety Disorder, SpecificPhobia, Obsessive Compulsive Disorder and Adjust-ment Disorders.
IQ Measures
WISC–R and WISC-IIIMeasures of Full Scale IQ were obtained for allparticipants using the Wechsler Intelligence Scale forChildren – Revised (WISC–R; Wechsler, 1974) forchildren tested prior to 1996, or the WechslerIntelligence Scale for Children – Third Edition(WISC-III; Wechsler, 1991), for children tested 1996and later.
EF MeasuresThe neuropsychological measures were selected inorder to provide a representative sample of skills knownto comprise the EF construct, sampling both lan-guage, visuospatial, and motor domains, and includingmeasures of attention, working memory, planning,organized memory search, vigilance and responseinhibition, emphasizing measures shown previously tobe deficient in children with ADHD (e.g., CPT, WordFluency). The variables were also selected to highlightdifferent components of the EF construct (e.g., self-regulation of arousal, internalization of speech, andreconstitution) described in Barkley’s (1997a) model.
Five EF variables were selected for analysis on the basisof these characteristics, and are outlined below.
Rey Osterrieth Complex Figure (ROCF)The child is initially asked to copy a complex, hard-to-label figure, using five different colored pens presentedat regular intervals (Osterrieth, 1944; Rey, 1941).Incidental recall is requested immediately after thecopy presentation, and delayed recall is requested,without prompting, 15–20 min later. For the presentstudy, the productions were scored for organizationaccording to the Developmental Scoring System (DSS,Bernstein & Waber, 1996). The organization score isconsidered to tap the child’s appreciation of the figuralorganization of the design (Waber & Holmes, 1985),with scores ranging from 1 (poorly organized) to 13(highly organized). For the present study, the organiza-tion scores from the copy (ROCF–C) and immediaterecall (ROCF–IR) conditions were analyzed. The copycondition examines the extent to which the child usesan appropriate organization strategy in approaching thetask (e.g., emphasizing the planning component of EF),while the immediate recall score reflects the child’sincidental encoding of the motor code (i.e., emphasiz-ing spontaneous self-organization in learning, and to alesser extent, visual working memory). Kirkwood andcollegues found that children who performed poorlyon the ROCF Recall failed to spontaneously utilizethe organizing features of the design when encod-ing (Kirkwood, Weiler, Bernstein, Forbes, & Waber,2001). Raw scores for both conditions were used in theanalyses.
Tests of Variables of Attention – Visual
Test (TOVA–V)The TOVA–V is a continuous performance task thatuses two geometric designs, a target and a non-target,displayed on a computer monitor and requires a manualresponse in a go/no-go format (Greenberg, Leark,Dupuy, Corman, & Kindschi, 1996). It is designed as ameasure of sustained attention, inhibition and persis-tence. The test was normed on 775 children (377 boys,and 398 girls) between ages 6 and 16 (Greenberg &Waldman, 1993). In the present study, raw score totalsanalyzed for commission errors (COM) and for thevariability score (VAR). Commissions represent thefailure of the subject to inhibit a response for which adrive state has been established, and as such are ameasure of the self-regulation or inhibitory controlcomponent of EF. In contrast, variability represents ameasure of the subject’s response time variance orinconsistency, and is calculated as the standarddeviation of the mean correct response times. In thiscontext, variability is thought to measure the responsepreparation component of EF. According to Barkley
56 E. MARK MAHONE ET AL.
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(1997a), individuals with deficits in internalization ofspeech demonstrate ‘‘greater variability in patterns ofresponding to laboratory tests, such as those involvingreaction time or continuous performance tests’’ (page82). Children with ADHD have been shown todemonstrate increased commission errors and vari-ability scores relative to controls (Harris et al., 1995).
Letter Word FluencyMeasures of verbal fluency are commonly used inclinical practice with children and adults, and arethought to represent behavioral demands involvingorganized memory search and sustained production(Benton, Hamsher, & Sivan, 1994). Verbal fluencymeasures are further divided into letter and semantictasks, and poor performance on letter fluency relative tosemantic fluency is considered evidence for executivedysfunction (Denckla, 1994). The child is asked toproduce as many words as possible beginning with aparticular letter within 1 min (for each letter). Levin et al.(1991) have shown significant increases in productivitywith age, which they attributed to frontal lobe matura-tion. Barkley (1997a) cited deficits in verbal behaviorand discourse in children with ADHD, including tests ofsimple verbal fluency. Using PET, Elfgren and Risberg(1998) found increased left frontal activation during aletter fluency task compared to bilateral frontal ac-tivation during a design fluency measure, suggestingdifferences in cortical areas engaged under the differenttask demands. The total correct score for the three trialsof Letter Word Fluency (LWF) was used for analysis.
RESULTS
The data were initially analyzed to determine
demographic group differences between the
ADHD group and the control group. One-way
analyses of variance (ANOVAs) were performed
for age, FSIQ, and the CNCBCL index. Chi-
square analyses were performed for sex distribu-
tion between the ADHD group and control
groups. There were no significant between-group
(ADHD vs. control) differences found for sex or
FSIQ. There were, however, significant between-
group differences found for age, F(1, 91)¼ 6.27,
p< .05, and for CNCBCL, F(1, 91)¼ 215.4,
p< .01. The between-group difference found on
the CNCBCL was expected (distinguishing the
groups as control subjects and children with
ADHD). Age and LD status were controlled
statistically in subsequent analyses.
Relationship Among EF Measures
The correlations among EF dependent measures,
age and FSIQ are listed in Table 2. The variables
were moderately correlated with one another, with
the largest correlations occurring from measures
drawn from the same test. The highest correlations
among EF measures occurred between TOVA
Commission (COM) and Variability (VAR) scores
(r¼ .77), and between the Rey Osterrieth Complex
Figure Copy (ROCF–C) and Immediate Recall
(ROCF–IR) scores (r¼ .58). The correlations
between FSIQ and EF measures ranged from .21
(ROCF–IR) to .49 (Letter Word Fluency-LWF).
Age was most strongly correlated with LWF.
Relationship Between IQ and EF
Performance
Levene’s test was used to compare error variances
between diagnostic groups in each of the five EF
Table 2. Correlations Among Executive Function Measures, FSIQ, and Age.
COM VAR LWF ROCF–C ROCF–IR FSIQ
Variability .77�
LWF �.35� �.47�
ROCF–C �.24 �.34� .48�
ROCF–IR �.17 �.26 .41� .58�
FSIQ �.32� �.35� .49� .34� .22Age �.23 �.30� .61� .46� .35� .05
Note. COM¼TOVA Total Commissions Raw Score; VAR¼TOVA Total Variability Raw Score; LWF¼LetterWord Fluency total number correct; ROCF–C¼Rey–Osterrieth Complex Figure, Copy ConditionOrganization Score (raw); ROCF–IR¼Rey–Osterrieth Complex Figure, Immediate Recall Condition(raw); FSIQ¼ Full Scale IQ score; age¼ age in years.�p< .01.
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variables. None of the tests were statistically
significant, indicating appropriateness of the
distributions for parametric statistical tests. Hier-
archical multiple regression analyses were used
to examine the unique contribution of IQ to each
of the five EF measures, after controlling for
potentially confounding variables. In each of the
analyses, age was entered first, followed by sex,
presence of LD, ADHD versus control status, IQ
test version (WISC–R or WISC-III), and finally
FSIQ. The results of the analyses are outlined in
Table 3. For these analyses, a Bonferroni correc-
tion was used to control for multiple comparisons
(p¼ .01). After controlling for the aforemen-
tioned variables, FSIQ was uniquely and sig-
nificantly associated with performance on four of
the five EF measures, and approached signifi-
cance (p¼ .03) on the ROCF–IR trial. In contrast,
diagnostic group status (i.e., ADHD vs. control),
LD status, and IQ test version (WISC–R vs.
WISC-III) were not significant predictors of EF
performance on any of the five selected measures.
Table 3. Multiple Regression Analyses.
EF Measure Predictor Entered � R2 Change F Change
ROCF–Copy Age� .46 .21 23.69Sex .06 .00 .37LD Status .07 .00 .45ADHD vs. control .04 .00 .17WISC–R vs. WISC-III �.03 .00 .05FSIQ� .32 .10 11.84
ROCF–IR Age� .35 .13 12.91Sex .00 .00 .01LD Status �.04 .00 .16ADHD vs. control �.06 .00 .26WISC–R vs. WISC-III .08 .00 .39FSIQ .22 .05 4.64
Commissions Age �.23 .05 5.05Sex� �.35 .13 13.31LD Status �.07 .00 .44ADHD vs. control .09 .00 .73WISC–R vs. WISC-III .05 .00 .14FSIQ� �.29 .08 8.86
Variability Age� �.30 .09 9.14Sex �.24 .06 6.11LD Status �.06 .00 .29ADHD vs. control .07 .00 .44WISC–R vs. WISC-III .12 .01 .90FSIQ� �.34 .11 12.33
Word Fluency Age� .61 .38 53.94Sex� .22 .05 7.43LD Status �.02 .00 .07ADHD vs. control .08 .01 .82WISC–R vs. WISC-III .16 .02 2.62FSIQ� .45 .19 45.72
Note. Commissions¼TOVA Total Commissions Raw Score; Variability¼TOVA Total Variability Raw Score;Word Fluency¼Letter Word Fluency total number correct; ROCF–C¼Rey–Osterrieth Complex Figure,Copy Condition Organization Score (raw); ROCF–IR¼Rey–Osterrieth Complex Figure, Immediate RecallCondition (raw).�p< .01.
58 E. MARK MAHONE ET AL.
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Group and IQ Comparisons
A 2 (group)� 3 (IQ group) multivariate analysis
of covariance (MANCOVA), covarying age, was
used to examine the potential interaction between
IQ and diagnostic group status on EF perfor-
mance. Three IQ groups were created: average
(85–109), high average (110–119) and superior
(120þ) to correspond to the conventions outlined
in the WISC manuals (Wechsler, 1974, 1991),
with the exception of including individuals with
FSIQ of 85–89 in the average IQ group. There
were a total of 41 children in the average IQ group
(22 ADHD, 19 controls), 19 children in the high
average IQ group (9 ADHD, 10 controls), and
32 children in the superior IQ group (20 ADHD,
12 controls). There was a significant multivar-
iate main effect (Pillai’s V) for IQ group,
F(10, 164)¼ 4.00, p< .01, with performance
improving with increased IQ level [effect size
(Cohen’s d)¼ .31]. There were also significant
univariate effects for IQ level on four of the five
selected EF measures: ROCF–C, F(2, 85)¼ 6.87,
p< .01, d¼ .57; ROCF–IR, F(2, 85)¼ 3.52,
p< .05, d¼ .41; LWF, F(2, 85)¼ 18.63, p< .01,
d¼ .94; and VAR, F(2, 85)¼ 2.00, p< .05,
d¼ .31, also indicating improved performance
with greater IQ. The main multivariate effect for
diagnostic group (ADHD vs. control) on the five
EF variables was not significant, F(5, 81)¼ .04,
p¼ .65, d¼ .09. There was, however, a significant
multivariate group by IQ-group interaction effect,
F(10, 164)¼ 2.47, p< .01, d¼ .25, reflecting
varying patterns of performance differences
between the ADHD and control groups, on the
selected EF variables, at different IQ levels. Only
VAR demonstrated a significant univariate inter-
action effect, F(2, 85)¼ 3.23, p< .05, d¼ .39.
To clarify the IQ-group by diagnostic group
interaction effect, separate analyses of covariance
(ANCOVAs) of the diagnostic group differences
(covarying for age) were made at each of the IQ
levels. These comparisons are outlined in Table 4.
At the average IQ level, there were significant
differences between children with ADHD and
Table 4. Comparisons Between ADHD and Control at Different IQ Levels.
EF Measure IQ Group ADHD Control Fa p d
ROCF-Copy 85–109b 5.41 (2.99) 6.00 (3.64) 1.53 .22 .40110–119c 5.67 (4.00) 6.20 (3.26) 0.40 .54 .31120þd 7.65 (2.66) 8.67 (3.45) 3.09 .09 .65
ROCF–IR 85–109 3.05 (2.65) 6.16 (4.55) 4.12 .05 .66110–119 2.44 (1.33) 5.10 (3.31) 2.58 .13 .80
120þ 7.15 (4.28) 5.58 (4.40) 0.22 .64 .17
Commissions 85–109 21.23 (19.21) 10.21 (10.05) 3.81 .05 .63110–119 12.33 (11.53) 11.10 (10.08) 0.02 .88 .07
120þ 9.35 (7.67) 9.83 (12.29) 0.09 .76 .11
Variability 85–109 348.59 (150.54) 226.52 (116.46) 6.80 .01 .85110–119 206.00 (69.56) 260.50 (142.97) 3.05 .10 .87
120þ 218.05 (116.49) 201.00 (146.99) 1.36 .25 .43
Word Fluency 85–109 16.05 (8.65) 21.95 (6.55) 0.79 .38 .29110–119 19.56 (8.40) 25.60 (12.08) 0.00 .96 .02
120þ 30.20 (10.57) 29.17 (9.93) 0.60 .44 .29
Note. ROCF–C¼Rey–Osterrieth Complex Figure, Copy Condition Organization Score (raw); ROCF–IR¼Rey–Osterrieth Complex Figure, Immediate Recall Condition (raw); Commissions¼TOVA Total CommissionsRaw Score; Variability¼TOVA Total Variability Raw Score; Word Fluency¼Letter Word Fluency totalnumber correct. Standard deviations are in ( ). Effect size d¼ (mean of control group�mean of ADHDgroup)/pooled standard deviation of two groups.aANCOVA with age as covariate within IQ groups. bn¼ 41 (22 ADHD, 19 control), ANCOVA df¼ 1,38.cn¼ 19 (9 ADHD, 10 control), ANCOVA df¼ 1,16. dn¼ 32 (20 ADHD, 12 control), ANCOVA df¼ 1,29.
IQ, ADHD AND EXECUTIVE FUNCTION 59
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controls on three of the five EF measures (ROCF–
IR, COM, and VAR). In contrast, there were no
significant differences between children with
ADHD and controls on any of the EF measures
at the high average or superior IQ group levels.
Because the failure to find significant group
differences at the high average and superior IQ
levels may have been a result of fewer children in
those groups (and thus lower statistical power),
we examined the effect sizes for comparisons at
each IQ level. Effect size is a standardized quan-
titative index that can represent the magnitude of
change that one variable produces in another
variable as reflected in the difference between
two means, independent of sample size (Cohen,
1988). Effect size values were computed using the
d statistic. Interpretation of the effect size d is
based on a convention suggested by Cohen, such
that 0.20 is considered a ‘‘small’’ effect size, 0.50
considered ‘‘medium,’’ and 0.80 or greater, a
‘‘large’’ effect size. The effect sizes for all com-
parisons are listed in Table 4. The mean effect size
for comparisons between children with ADHD
and controls on the five EF measures was .57 at
the average IQ level, .41 for the high average IQ
level, and .33 at the superior IQ level, suggesting
that the pattern of stronger effects at average
IQ was not due to sample size alone, and a
small effect size for comparisons of children at
high average and superior IQ levels on the EF
measures.
DISCUSSION
The purpose of the present experiment was to
clarify the utility of selected clinical measures of
EF in distinguishing children with ADHD from
controls at average or above IQ levels. We
specifically addressed the impact of age and IQ
on performance, while controlling the potential
effect of medications in this group by having
children take the tests while off medication.
Because we analyzed raw scores, we were able
to demonstrate that age was strongly related to all
five of the selected EF measures, for both ADHD
and control subjects. Across measures, children
performed better as they got older. This finding is
highly consistent with the previous findings of
Culbertson and Zillmer (1998), Grodzinsky and
Diamond (1992), and Levin et al. (1991). As
predicted, after controlling for the effects of age,
sex, LD and ADHD status, and IQ test version,
there was a significant relationship between IQ
and performance-based measures of EF. The
selected EF measures were strongly related to
IQ. In general, the performance of both ADHD
and control groups improved with higher IQ. The
most striking finding, however, was that IQ scores
accounted for a consistently greater proportion of
variance in the EF measures (uniquely accounting
for an average of 10% of the variance) than the
diagnosis of ADHD (accounting for an average of
0.4% of the variance). In fact, the diagnosis
variable (ADHD vs. control) did not make a
significant contribution to performance on any of
the five EF measures.
This finding strongly suggests that IQ is a
powerful moderator variable, particularly in
understanding the impact of ADHD and the
ability of affected children to compensate for
biological deficits. At average IQ, the negative
effects of ADHD are more salient, and the pre-
frontal component necessary for what Barkley
(1997a) described as ‘‘motor control and fluency’’
may be insufficient to meet the added demands.
At above average and superior IQ, however, the
prefrontal component may be more intact, sug-
gesting that the source of the behavioral dysfunc-
tion described by parents may be in other brain
components (Teeter & Semrud-Clikeman, 1995).
The issue of subcortical mechanisms involved
in EF has been previously described (Denckla &
Reiss, 1997), and may potentially be relevant to
the IQ issue observed in our findings. Based on
evidence involving the frequency of motor signs
referable to the basal ganglia (e.g., tics, chorei-
form movements) and cognitive slowing (e.g.,
choice reaction times) in above average IQ chil-
dren with ADHD and/or Tourette Syndrome, the
authors argued that developmental anomalies in
pathways to the basal ganglia may account for the
some of the EF deficits, and may explain the
sizable number of children who continue to func-
tion well in life despite their disorders. Indeed, in
our high IQ individuals with ADHD, the possibil-
ity of ‘‘overgrowing’’ (i.e., the cortex maturating
to dominate subcortical deficits) may in fact be
60 E. MARK MAHONE ET AL.
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the mechanism by which these children perform
well on the EF measures, and possibly ‘‘outgrow’’
the primary functional deficits of their disorders
later in life. This hypothesis still needs to be
corroborated with data from imaging studies.
The relationship between EF and IQ may also
reside in the test-taking demands with which
neuropsychological assessment presents the
child with ADHD. The neuropsychologist’s chal-
lenge is to relate any test to real life. Of course,
there may be a certain circularity in this situation;
those who have the ADHD diagnosis but less EF
deficit may be better able to cope with the task
demands of IQ testing, and thus score relatively
well. Similarly, the highly-structured clinical test-
ing setting may not place a high enough demand
on EF, because of the external constraints and
supports necessarily imposed on the child by the
examiner (Bernstein & Waber, 1990).
Taken together, these findings support the idea
that EF, as measured by clinically available neu-
ropsychological tests, improves over the course of
childhood. Importantly, however, our findings
provide little support for the use of perfor-
mance-based EF measures alone to discriminate
children with ADHD from controls, especially if
those children have above average IQ. Our results
are consistent with a growing literature that finds
a high degree of variability on tests of EF and
attention among children with ADHD, and thus
limits their efficiency in making diagnostic
discriminations (Doyle, Biederman, Seidman,
Weber, & Faraone, 2000). The moderating role
of IQ is also clearly relevant in understanding
children’s performance on clinical measures of
EF. Our findings corroborate Denckla’s (1994)
assertion that EF should be considered relative to
overall ability level, and not in isolation. Our
findings indicate that this assertion has the great-
est validity around the average IQ level, while
children with higher IQ may be able to perform
normally on clinical measures of EF.
While this study was developed as a step
toward understanding the influence of IQ on
clinical EF measures, several aspects of the
study limit interpretation of the findings. First,
the literature about validity of commonly used EF
measures in children with above average IQ is not
well established. In particular, the TOVA was
developed using a normative sample with average
intelligence, and prior research has cited lower
correlations between IQ and TOVA among con-
trols than we found in our sample (Stein et al.,
1994). This difference may be because the test
norms presume intellectual functioning in the
mid-range of the distribution, and poorer group
discrimination at the higher IQ levels may be, in
part, due to ceiling effects – especially for the
commission errors (i.e., one can do no better than
zero commissions). These issues were minimized
in the present study by using raw scores (rather
than deviation based standard scores); neverthe-
less, the distribution of scores and the con-
struct validity of the TOVA and other measures
at the higher IQ range needs to be established
empirically.
A second potentially confounding issue is the
choice of measures used to operationalize EF. We
selected measures from among a variety of instru-
ments commonly used in clinical practice, based
in part on prior literature, and in an attempt to
characterize diverse and theoretically-relevant
components of the construct. As defined, the
constructs appear to assess distinct skills, partic-
ularly as output is measured in different
modalities. In our study, however, they were
significantly correlated with one another, suggest-
ing that they share a good deal of common
variance. Despite the different modalities of
response (graphomotor output, speaking, clicking
a button), the EF measures chosen in the present
study all correlate significantly with one another,
and likely limit multivariate discriminatory
power. Clearly, there are other measures that can
assess similar constructs (e.g., naming interfer-
ence, card sorting, and tower tests). Similarly, in
clinical practice, performance-based neuropsy-
chological measures of EF can be supplemented
with parent/teacher interviews (e.g., Vineland
Scales) or caregiver rating scales geared toward
measurement of EF (i.e., Behavior Rating Inven-
tory of Executive Function – BRIEF; Gioia,
Isquith, Guy, & Kenworthy, 2000) in order to
obtain a more ecologically valid set of conclu-
sions about the daily function of the child. Instru-
ments with wider variation in responses and age
ranges may produce more robust group differ-
ences, and future research should seek to choose
IQ, ADHD AND EXECUTIVE FUNCTION 61
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measures based on known intercorrelations with
one another.
Several issues which affect interpretation of
data were not able to be addressed in the present
investigation, and will be important in future
research. First, children with both inattentive
and hyperactive/impulsive varieties of ADHD
were included. Given the interaction between
ADHD type and sex (Weiler, Bellinger, Marmor,
Rancier, & Waber, 1999), this relationship may
have influenced our findings, particularly as there
were moderate sex differences on three of the five
EF measures. It will also be important for future
research to address the differences in the relation-
ship between IQ and EF test performance among
children with different types of ADHD, with
particular emphasis on the developmental course
of these patterns. Secondly, more than half (i.e.,
51 of 92) of our school-aged sample had FSIQs in
the high average range or above. The high number
of children in our sample with above average IQ
may be an artifact of our stringent entry/exclusion
criteria. Because our sample of children with
ADHD was relatively ‘‘pure’’ diagnostically,
interpretation of these findings in populations
with greater comorbidities should be made with
caution. Also, in high functioning children, such
as many of those in our sample, the structure
inherent in the testing situation may allow them to
perform normally on laboratory tests, even though
they may continue to struggle in the classroom
setting, and when independently doing home-
work. In contrast, in the preschool years, they
are more susceptible to the regulatory deficits
inherent in ADHD. Third, we used an IQ-achieve-
ment discrepancy to define (and eliminate var-
iance attributable to) LD in our sample. A number
of researchers have challenged the validity of this
discrepancy model (Fletcher, 1998; Francis,
Shaywitz, Stuebing, Shaywitz, & Fletcher,
1996), citing similarities in core phonological
processing skills between ‘‘garden variety’’ poor
readers and those whose reading is discrepant
from IQ. We used the discrepancy model in
order to be conservative in our analyses, espe-
cially given the high IQ level of many of our
participants. Indeed, using different criteria, our
sample can be considered relatively free from LD.
In our sample, only 7 children had reading and
only 2 children had math composite scores below
the 20th percentile. Future research examining the
relationship among IQ, EF, and the basic pro-
cesses fundamental to reading and math (e.g.,
phonological processing, rapid naming, automa-
ticity of calculation) may clarify whether those
process account for more variance than the dis-
crepancy model.
In conclusion, future research addressing the
link between neuropsychological test results and
‘‘real-world’’ difficulties among children with
ADHD or other disorders involving executive
dysfunction (e.g., learning disabilities, Tourette
Syndrome, high functioning Autism, Obsessive
Compulsive Disorder, Stereotypic Movement
Disorder) continues to be of importance, espe-
cially in children with otherwise intact intel-
lectual functioning. An emphasis on research
involving the interactions between age, sex, IQ
and presumed brain dysfunction will be crucial in
understanding the developmental impact of these
disorders.
ACKNOWLEDGEMENTS
A portion of this research was presented at the 18thannual meeting of the National Academy of Neuro-psychology in Washington, D.C., November 4–7, 1998.This research was supported by Grant NS-35359,Neurodevelopmental Pathways to Learning Disabil-ities, and by the Mental Retardation and Devel-opmental Disabilities Research Center, GrantHD-24061.
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