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    UMTS DOWNLINK BUDGET

    "We see what we want to see unless we make a conscious effort to see

    what is really there."

    - Anon

    Anand Alexander

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    By the end of this session, the participants will be able to:

    Differentiate between GSM and UMTS link budgets

    Consider all the UMTS parameter network interactions in the UMTS uplink anddownlink budget

    Estimate the log normal fade margin for a % age area coverage

    Calculate the uplink load factor

    Illustrate the concept of uplink intra-cell noise rise and its impact on range.

    Illustrate how inter-cell interference limits the effective capacity of a cell.

    Objectives

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    The Downlink Link Budget Dilemma!

    Downlink Range is highly dependent upon all the MobilesPositions and their individual Power Consumptions from theBase Station

    UplinkRange

    DownlinkRangeUplinkRange

    DownlinkRange

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    UMTS Downlink Link Budget

    Uplink

    Range

    DownlinkRange Uplink

    Range

    DownlinkRange

    UplinkRange

    DownlinkRange

    UplinkRange

    DownlinkRange

    1 2

    3 4

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    UMTS Downlink Link Budget

    Max

    PathLoss

    Rx

    Sensitivity

    AntennaGain

    BodyLosses

    Penetr-

    ationLosses

    LogNormalFade

    Margin

    AntennaGain

    DiversityGain

    FeederLosses-+ + -+= Tx Power - - -

    ProcessingGainInterCellInt. IntraCellInt. Eb/NoTarget

    Thermal

    NoisePower

    NoiseFigure+ + + - +

    Log

    NormalFade

    Margin

    Soft

    HandoverGain

    -

    Eb/NoTarget

    FastFade

    Margin-

    BaseStation

    Max.

    Power

    PowerConsumedIn Common

    Channels

    PowerConsumed

    For

    Handovers

    PowerConsumedBy Other

    Users

    - - -

    Other

    UsersUplinks

    Other

    UsersLocations

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    Downlink Range is dependent upon: Usual Link Parameters (Losses, Gains, etc.)

    Intracell Interference (from other user channels on base site)

    Intercell Interference (from other base sites)

    Available Downlink Power, which depends upon

    Current Power Consumption, which depends upon The number of mobiles

    Their Eb/No Downlink Targets

    Their Datarates

    Their Activity Factors

    Their locations (distances from Base Site)

    etc, etc.

    UMTS Downlink Link Budget

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    Downlink Link Budget

    Uplink

    Range

    Downlink

    Range

    Equal Distribution

    Uplink

    Range

    DownlinkRange

    Edge Distribution

    We need to know all mobile

    positions to be able to model the

    downlink.

    We can use some assumptions,

    like assuming that all mobiles areat the cell edge, or are somehow

    equally distributed.

    Even with such assumptions the

    Link Budget becomes a complex

    task.

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    Intra cell Interference (1/2)

    In the Downlink the Intracell Interference is different.

    The Uplink is Asynchronous

    In the Uplink the Air Interface uses the OVSF Tree to allocate different

    datarates for a particular user, and therefore datarate can change on a

    frame by frame basis.

    In the Uplink the Air Interface uses the Scrambling codes to separate

    different uses in the same Cell.Scrambling codes are of equal length and have good cross-correlation

    properties (time shifted versions have low cross-correlation values).

    As Uplink is Asynchronous we will receive time shifted versions of the

    Scrambling Codes due to unsynchronised access, and dispersion in the

    radio channel.

    In the Uplink we preserve Orthogonality between users due to the propertiesof the Scrambling code. We do not have to consider Interference due to

    degraded Orthogonality.

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    Intra Cell Interference (2/2)

    In the Downlink the Intracell Interference is different.

    The Downlink is Synchronous

    In the Downlink there is only one OVSF Tree and the Air Interface uses the

    OVSF Tree to separate different users in the same Cell.

    In the Downlink the Air Interface uses rate adaptation and discontinuous

    transmission to cater for different datarates for a particular user.In the Downlink the Air Interface uses the Scrambling Codes to separate

    different Cells in the network.

    OVSF codes have poor cross-correlation properties (time shifted versions

    have high cross-correlation values). Orthogonality is only preserved

    when not time shifted, and hence the need for the Downlink to be

    Synchronised.Dispersion in the Radio Channel can cause Energy to be time shifted and

    hence degrade Orthogonality between different users channels on the

    Downlink.

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    DOWNLINK LOAD FACTOR

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    Load Factor

    Receiver noise floor PN

    K Boltzmann constant, = 1.38

    T Kelvin temperature, normal temperature 290 K

    W Signal bandwidth, WCDMA signal bandwidth 3.84MHz

    NF: Receiver noise figure

    10log(KTW) = -108dBm/3.84MHz

    NF = 7dBUE typical value

    NFWTKPN )**log(10

    KJ/10 23

    MHzdBmNFWTKPN

    84.3/101)**log(10

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    Interference from users of same cell

    The downlink users are identified with the mutually orthogonal OVSF codes.

    In the static propagation conditions without multi-path, no mutual

    interference exists.

    In case of multi-path propagation, certain energy will be detected by the

    RAKE receiver, and become interference signals. Define the orthogonal factor to describe this phenomenon.

    PT is a total transmitting power of NodeB, which includes the dedicated

    channel transmitting power and the common channel transmitting power

    1 Town jjj

    PI

    PL

    N

    jCCHTPPP

    1

    ownI

    Load Factor

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    Interference from users of adjacent cell

    The transmitting signal of the adjacent cell BTS will cause interference to

    the users in the current cell. Since the scrambles in use are different, such

    interference is non orthogonal.

    Assume the service is distributed evenly, transmitting power of all NodeBs

    will be equal. In the system, there are K adjacent cell NodeBs, where path

    loss from the number k NodeB to the user j is PLk,j. Hence we obtain:

    K

    jk

    TjotherPL

    PI1 ,

    1

    otherI

    Load Factor

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    N

    K

    jk

    T

    j

    T

    j

    NotherownTOT

    PPL

    PPL

    P

    PIII

    1 ,

    11

    Suppose the power control is desired, we obtainSuppose the power control is desired, we obtain

    jjjTOT

    j

    j

    jvR

    W

    I

    PL

    P

    NoEb1

    /

    ThenThen

    jjTOTj

    j

    jjPLIv

    W

    RNoEbP /

    AnalysisDownlink Interference Composition

    Load Factor

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    jN

    K

    jk

    j

    TTj

    N

    j

    j

    jCCH

    N

    K

    jk

    T

    j

    T

    j

    N

    jj

    j

    jCCH

    N

    jjTOTj

    j

    jCCHT

    PLPPL

    PLPPv

    W

    RNoEbP

    PPL

    PPL

    PPLv

    W

    RNoEbP

    PLIvW

    RNoEbPP

    1 ,1

    1 ,1

    1

    1/

    11/

    /

    N

    jCCHTPPP

    1

    Because

    Downlink Interference Analysis

    Then

    Load Factor

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    N

    j

    j

    jjj

    N

    jj

    j

    jNCCH

    T

    vW

    R

    NoEbi

    PLvW

    RNoEbPP

    P

    1

    1

    /11

    /

    K

    jk

    jj

    PLPLi

    1 ,

    Resolve PT to obtain

    where i j is the adjacent cell interference factor of the user, defined as:

    Downlink Interference Analysis

    Load Factor

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    N

    j

    j

    jjjDLv

    W

    RNoEbi

    1

    /1

    Downlink Interference Analysis

    According to the analysis, we can define the downlink load factor:

    As different from the theoretic calculation of uplink capacity, and in the

    downlink capacity formula are variable related to user position. Namely, the

    downlink capacity is related to the spatial distribution of the users, and can

    only be determined through system emulation.

    Load Factor

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    Load Factor

    M

    j

    j

    j

    jo

    b

    DLW

    R

    N

    Ei 1

    Average Downlink Load Factor is presented, based upon usingaverage values for the Orthogonality factors, j, and Other Cell to

    Own Cell Powers, ij. This results in a modified equation as:

    If all Musers in the Cell were using the same type of service, then

    Eb/No, Activity Rate, and Bit Rate would be the same.

    In this case we can state that the Average Downlink Load Factor,

    DL can be expressed as:

    W

    R

    N

    EMi

    o

    b

    DL1

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    Emulation Result

    When Node B Tx is 43dBm(20W), the maximum numberof users is approx. 114

    To ensure system stability, themean Tx power of Node B

    should not be more than 80%of the maximum Tx power, 42dBm. This way, the supportednumber of users is 110

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    Coverage/Capacity

    Downlink Noise Rise as a Function of Downlink Data Throughput and

    i for avg = 0.6 (ITU Vehicular A Channel)

    0

    2

    4

    6

    8

    10

    12

    14

    16

    18

    20

    0 1000 2000 3000 4000 5000 6000

    Throughput (kbps)

    NoiseRise(dB)

    10%

    25%

    50%

    75%

    90%

    Average i

    Downlink Noise Rise as a Function of Downl ink Data Throughput and

    i for avg = 0.9 (ITU Pedestrian A Channel)

    0.00

    2.00

    4.00

    6.00

    8.00

    10.00

    12.00

    14.00

    16.00

    18.00

    20.00

    0 1000 2000 3000 4000 5000 6000

    Throughput (kbps)

    No

    iseRise(dB)

    10%

    25%

    50%

    75%

    90%

    Average i

    Downlink Noise Rise as a function ofdata throughput.

    Assumes:

    Eb/No = 5.5dB

    User Average i= 10% to 90%

    LCD144 Users

    User Average a = 0.6 and 0.9 50% Cell Load

    Intercell Interference (from iavg) andIntracell Orthogonality (from aavg)limits Pole Capacity

    Intracell Interference (additionalthroughput) limits range

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    Coverage/Capacity

    UMTS Dow nlink Range as a function of Capacity and Average User i

    for avg = 0.6 (ITU Vehicular Channel A)

    0

    1

    2

    3

    4

    5

    6

    0 1000 2000 3000 4000 5000 6000

    Throughput (kbps)

    Range(km)

    10%

    25%

    50%

    75%

    90%

    UMTS Down link Range as a function of Capacity and Average User i

    for avg = 0.9 (ITU Pedestrian Channel A)

    0

    1

    2

    3

    4

    5

    6

    0 1000 2000 3000 4000 5000 6000

    Throughput (kbps)

    R

    ange(km)

    10%

    25%

    50%

    75%

    90%

    Average i

    Average i

    DownlinkRange as a function of datathroughput.

    Assumes:

    BS Power = 20W

    Eb/No = 5.5dB

    User Average i = 10% to 90%

    LCD144 Users User Average = 0.6 and 0.9

    50% Cell Load

    Intercell Interference (from iavg) andIntracell Orthogonality (from aavg)limits Pole Capacity

    Intracell Interference (additional

    throughput) limits range

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    Coverage/Capacity

    Uplink and Downlink range as a function of

    capacity, or throughput, are shown together.

    LCD144 Services

    Uplink:

    Eb/No = 1.5dB

    i = 0.65

    Downlink:

    Eb/No = 5.5dB

    iavg = 0.8

    aavg = 0.6

    UMTS Uplink and Downlink Range as a function of Uplink and Downlink

    Capacity

    0.00

    0.50

    1.00

    1.50

    2.00

    2.50

    3.00

    0 500 1000 1500

    Load (kbps)

    CellRadius(km)

    UMTS Uplink and Downlink Range as a function of Uplink and Downlink

    Capacity

    0.00

    0.50

    1.00

    1.50

    2.00

    2.50

    3.00

    0 500 1000 1500

    Load (kbps)

    CellRadius(km)

    UMTS Uplink and Downlink Range as a function of Uplink and Downlink

    Capacity

    0.00

    0.50

    1.00

    1.50

    2.00

    2.50

    3.00

    0 500 1000 1500

    Load (kbps)

    CellRadius(km)

    UMTS Uplink and Downlink Range as a function of Uplink and Downlink

    Capacity

    0.00

    0.50

    1.00

    1.50

    2.00

    2.50

    3.00

    0 500 1000 1500

    Load (kbps)

    CellRadius(km)

    Downlink Coverage/Capacity values forcombinations of User Positions, and Cell Loading

    I.e. due to User Movement and Loading

    Uplink Coverage/Capacity values forcombinations of Cell Loading.

    Downlink

    Uplink

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    Coverage/Capacity

    In WCDMA/UMTS there exists awhole range of possible Capacity

    and Coverage combinations, based

    upon Service Mixes, user speeds,

    Interference Geometry, User

    Positions, Channel Multipath, etc,

    etc.

    In contrast with GSM there existsessentially one Capacity/Coverage

    point, and is not dependent upon

    user locations, Service mix, user

    speeds, etc.

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    Impact of Soft(er) Handover

    Handover Area where DownlinkPilot Power is within xdB of

    each other and within Range

    Large Handover Area = GoodResilience for MS at cell edge, given

    that Cell can breathe, but lowercapacity

    Small Handover Area = PoorResilience for MS at cell edge, giventhat Cell can breathe, but higher

    capacity

    75%Load Range

    75%Load Range

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    Impact of Soft(er) Handover

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    LINK BUDGET ANALYSIS

    We shall look at the impact on the Network Design of:

    Antenna Downtilt

    Antenna Sectorisation

    Mast Head Amplifiers

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    Network Simulation

    Parameters used in simulation.

    13.5km2 of Tokyo

    10 Sites, 50m Height

    20W Base Station Power

    15dB Penetration Losses = 12dB

    Channel Profile = ITUVehicular 3km/h

    Average UserOrthogonality,

    avg

    = 0.5

    Soft Handover AdditionWindow = 4dB

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    Analysis

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    Antenna Tilts

    With Antenna Downtilt, one would expectthe Intercell Interference to be better

    contained, at the expense of reducing

    Coverage Quality.

    The Table shows the results obtained four

    types of Antenna.

    The graph homes in on the tri-sectoredantenna.

    i decreases with Tilt Angle

    No. of Users increase with Tilt

    Angle

    Coverage increases then decreases

    with Antenna Tilt

    Antenna Tilt

    Other/Own Cell

    Interference

    Ratio, i

    Served

    Users

    Soft

    Handover

    Overhead8kbps 64kbps 144kbps

    0o

    0.79 239 28% 70% 32% 40%

    0o 0.88 575 40% 86% 59% 62%

    4o

    0.75 624 39% 91% 71% 72%

    7o

    0.59 697 36% 92% 76% 76%

    10o 0.37 856 30% 90% 75% 74%

    14o

    0.38 787 32% 81% 62% 61%

    0o 1.09 604 41% 92% 70% 71%

    4o

    0.94 707 30% 95% 81% 81%

    7o

    0.72 833 26% 96% 84% 83%

    10o 0.47 959 21% 94% 82% 81%

    14o

    0.50 886 26% 86% 69% 68%

    0o 1.15 880 48% 93% 76% 76%

    4o 1.03 946 49% 96% 83% 83%

    7o

    0.88 1037 45% 96% 85% 84%

    10o 0.73 1054 41% 95% 83% 82%

    14o

    0.58 930 33% 86% 70% 69%

    UL Coverage Probability

    3-Sectored, 65o

    4-Sectored, 65o

    6-Sectored, 65o

    Omni

    Uplink i and Cell capacity as a Function of Antenna Tilt

    for 3-Sectored 65o

    antennas

    0

    100

    200

    300400

    500

    600

    700

    800

    900

    0 2 4 6 8 10 12 14

    Antenna Tilt

    Numbe

    rofUsers

    (Capacity)

    0.00

    0.10

    0.20

    0.30

    0.40

    0.50

    0.60

    0.70

    0.80

    0.90

    1.00

    OtherCe

    ll/OwnCell

    Interfe

    rence,i

    Served Users

    Other/Own Cell Interference Ratio, i

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    Antenna Beamwidth

    MHA in use, No Downtilt, MS Tx

    Power = 24dBm Max.

    Higher Sectorisation, More Capacity

    per site achieved.

    Narrower Beamwidth results in lower

    Other Cell to Own Cell Interference.

    Narrow Beamwidth results in moreCapacity and Reduction in SoftHandover Overhead

    Coverage Probability has an Optimum

    value.

    Antenna

    Beamwidth

    Other/Own Cell

    Interference

    Ratio, i

    Served

    Users

    Soft

    Handover

    Overhead

    8kbps 64kbps 144kbps

    360o

    0.79 240 28% 70% 32% 40%

    120o

    1.33 441 39% 85% 50% 59%

    90o

    1.19 461 35% 87% 55% 62%

    65o 0.88 575 34% 86% 59% 62%

    120o 1.72 489 54% 90% 62% 68%

    90o 1.49 510 51% 92% 67% 72%

    65o

    1.09 604 41% 92% 70% 71%

    33o

    0.92 691 40% 88% 65% 64%

    120o

    2.18 593 64% 95% 75% 79%90

    o1.97 627 59% 96% 80% 82%

    65o 1.43 758 55% 96% 80% 81%

    33o 1.15 880 48% 93% 76% 76%

    6-Sectored

    UL Coverage Probability

    Omni

    3-Sectored

    4-Sectored

    Uplink Coverage probability and Users Served as a Function

    of Antenna Sectorisation and Beamwidth

    84%

    86%

    88%

    90%

    92%

    94%

    96%

    98%

    0 100 200 300 400 500 600 700 800 900 1 000

    No. of Users

    Coverage

    Probability(8Kbps 3-Sectored 120deg

    3-Sectored 90deg3-Sectored 65deg4-Sectored 120deg4-Sectored 90deg4-Sectored 65deg6-Sectored 120deg6-Sectored 90deg6-Sectored 65deg

    6-Sectored 33deg4-Sectored 33deg

    3-sectors

    4-sectors

    6-sectors

    Uplink Coverage probability and Users Served as a Function

    of Antenna Sectorisation and Beamwidth

    84%

    86%

    88%

    90%

    92%

    94%

    96%

    98%

    0 100 200 300 400 500 600 700 800 900 1 000

    No. of Users

    Coverage

    Probability(8Kbps 3-Sectored 120deg

    3-Sectored 90deg3-Sectored 65deg4-Sectored 120deg4-Sectored 90deg4-Sectored 65deg6-Sectored 120deg6-Sectored 90deg6-Sectored 65deg

    6-Sectored 33deg4-Sectored 33deg

    3-sectors

    4-sectors

    6-sectors

    90o

    120o65o

    120o

    120o

    90o

    65o

    65o90o

    33o

    33o

    L N i M H d A lifi (MHA) U li k

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    Low Noise Mast Head Amplifier (MHA) on Uplink

    MHA

    Other/Own CellInterference

    Ratio, i

    ServedUsers in

    UL

    Servedusers in

    DL

    8kbps 64kbps 144kbps

    no MHA 0.60 1038 807 93% 78% 78%

    with MHA 0.61 1064 746 95% 82% 82%

    no MHA 0.73 1089 884 96% 86% 85%

    with MHA 0.73 1107 846 98% 89% 89%

    no MHA 0.88 1124 1052 97% 87% 86%

    with MHA 0.90 1132 1021 98% 90% 90%

    UL Coverage Probability

    3-Sectored, 65o

    4-Sectored, 65

    o

    6-Sectored, 65o

    Antenna Tilt = 7o

    ; MS Power = 27dBm Increase in Number of UL users with MHA

    Decrease in Number of DL users with MHA

    Increase in UL Coverage Probability with MHA

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