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1 Health Information Management

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1 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Health Information Management

2 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Introduction

Health information management is a relatively new field that continues to grow in popularity among students of the health professions.

The advent of computer-based medical records makes this a high-demand career opportunity.

3 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

This chapter will examine:

• What kind of certifications are involved in Health Information Management

• How health information is used • Concerns of quality assurance • Importance of HIPAA • Functions of the National Center for Health

Statistics (NCHS) • Types of healthcare statistics kept • Total quality management • Acknowledging and handling medical errors

4 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Evolution of the Profession: HIM

• Changed its name to the American Medical Record Association in 1970

• Evolved into HIM in 1991 HIM takes care of all medical information,

errors, and statistical information that involves the patient.

Advances in technology have brought healthcare services from a paper-based environment to a computer-based environment.

Physicians and other healthcare providers can usually access patient and statistical information in a matter of seconds.

5 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

What Certifications are offered in Health Information Management

• Registered Health Information Administrator (RHIA)

• Registered Health Information Technician (RHIT)

• Certified Coding Assistant (CCA)

• Certified Coding Specialist (CCS)

• Certified Coding Specialist (CCS-P)

6 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

9 Characteristics of Data entered in Health Information (Medical Records)

What should the records reveal? Experts agree on nine characteristics of high-quality health information:

Validity

Reliability

Completeness

Recognizability

Timeliness

Relevance

Accessibility

Security

Legality

7 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

9 Characteristics of High-Quality Health information

1. Validity: synonymous with accuracy. Healthcare information must be accurate to be usable.

2. Reliability: Healthcare professionals must be able to rely on the information presented.

3. Completeness: Incomplete records may lack vital information needed to care for the patient.

4. Recognizability: All users of health information must be able to interpret the data that are presented in the health record.

8 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

9 Characteristics of High-Quality Health information

5. Accessibility: Healthcare data must be accessible to multiple users at one time.

6. Security: Precautions must be taken to prohibit intruders from accessing medical records.

7. Legality: The record must be completely legible and properly authenticated.

9 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

9 Characteristics of High-Quality Health information

8. Timeliness: Health information must be entered into the record as soon as it becomes available so that decisions made are supported by the latest information about the patient’s condition.

9. Relevance: Information in the record must be relevant to be useful.

10 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

The Role of Quality Assurance

• Occasionally you will need a person or group to oversee the quality of patient care

• There is also a need to oversee the practice of care in the medical office or hospital

• There are several areas that the Quality Assurance team observe and corrects the medical offices and their practices.

11 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Quality Assurance

• Many people assume that quality is a result only of patient satisfaction surveys. In other words what can be make the quality of patient or services more efficient?

• Surveys are actually only a small part of the quality-assurance process.

• Definition of Quality Assurance: Activities designed to increase the quality of a product or service through process or system changes that increase efficiency or effectiveness.

12 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Quality-Assurance Problems Found

Quality assurance is concerned with issues revolving around healthcare services, such as:

Overuse

Underuse

Misuse

13 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Some Overused Treatments

• Hysterectomies

• Tympanostomy tubes

• Antibiotics

14 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Some Underused Treatments

• Mammograms

• Cervical cancer screenings

• Beta-blockers for heart patients

• Eye examinations for diabetic patients

15 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Misuses of Healthcare Services

• Laboratory tests that provide erroneous results

• Medication errors

• Hospital injuries to patients

• Nosocomial infections

Quality Assurance teams are always monitoring ways to improve the efficiency of the facility or to prevent reoccurring events.

16 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

HIPAA

Health Insurance Portability and Accountability Act (HIPAA)

• Became law in 1996

• Became effective April 14, 2003

• Applies to records that are created or maintained by healthcare providers, health plans, and healthcare clearinghouses that engage in electronic transactions

17 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

HIPAA Regulation

HIPAA is regulated by the Office of Civil Rights (OCR), which is a division of the Department of Health and Human Services.

18 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Provisions of HIPAA’s Privacy Rule • Patients must give specific authorization before

protected information can be disclosed.

• Covered entities must provide patients with a copy of their privacy practices.

• Pharmacies, health plans, and other covered entities must have specific patient permission before sending marketing materials.

• Covered entities cannot use business associate agreements to circumvent the rule’s marketing provisions.

19 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Provisions of HIPAA’s Privacy Rule

• Patients generally can access their personal medical records and request changes to correct any errors.

• Patients can request an account of nonroutine uses and disclosures of their personal health information.

20 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Patient Confidentiality

Patients have the right to expect patient confidentiality with regard to their health records.

21 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

What Department holds the Statistics for Health Information?

National Center for Health Statistics (NCHS)

• It is a division of the Centers for Disease Control and Prevention (CDC)

• Primary provider of health information statistics

22 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

NCHS Functions • Documentation of health status of the population and its

subgroups

• Identification of disparities in health status and use of healthcare services by socioeconomic factors

• Description of experiences with the healthcare system

• Evaluation of the impact of health policies and programs

• Monitoring of trends in health status and healthcare delivery

• Identification of health problems

• Provision of information for making changes in public policies and programs

23 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Types of NCHS Statistics

• Teenage pregnancy

• Incidence of HIV infection

• Alcohol and drug use

• Births

• Deaths

• Communicable diseases

• Infant health and mortality

• Leading causes of death

• Life expectancy

• Sexually transmitted diseases

• Suicide

24 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Joint Commission

• Nonprofit organization involved in maintaining the organization and corrections of medical facilities.

• Provides accreditation services to healthcare facilities

• Voluntary process, but vital to healthcare organizations

• Many ambulatory outpatient facilities are accredited by the Joint Commission

25 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Risk Management

Any occurrence that could result in patient injury or any type of financial loss to the facility is called a risk. Risk management efforts focus on:

• Loss prevention

• Avoiding patient injury

• Avoiding any financial loss resulting from liability

• Avoidance of negative publicity resulting from sentinel events

26 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

What is a Sentinel Event?

• Unexpected occurrence involving death or serious physical or psychological injury, or the risk thereof.

27 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Reporting Sentinel Events

• Do so immediately

• Investigate thoroughly

• Rectify contributing factors

• Keep records documenting the incident

28 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Incidents Possible in Ambulatory Care

• Medication errors

• Delay in treatment

• Medical equipment failure

• Patient falls

• Fire

• Wrong-site surgery

• Unintended retention of foreign objects

29 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Acknowledging and Disclosing Medical Errors

• Most medical professionals would never intentionally make an error

• Most errors are minor without serious consequences

• Some will lead to medical professional liability litigation

30 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Definitions

• Sentinel event: unexpected occurrence involving death or serious physical or psychological injury

• Adverse event: an injury caused by medical management rather than the underlying condition of the patient

• Near Miss: an error that is caught or corrected before it affects the patient

31 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Why would Errors go Unreported?

• Fear of litigation

• Patient-physician relationship prior to incident

• Characteristics of the injury

• Physician’s communications skills

• Patient’s financial status

• Patient distress

• Patient attrition

• Damage to reputation

• License revocation

• Loss of staff privileges

32 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

What the Patient Expects After an Error

• Forthcoming information

• Sympathy

• Apology

• No financial obligation for treatment as a result of the error

• Opportunity to ask questions

33 Copyright © 2011, 2007, 2003, 1999 by Saunders, an imprint of Elsevier Inc. All rights reserved.

Closing Comments

• Patients want health information to be kept confidential.

• Patients expect healthcare professionals to show concern and warmth and to listen to and answer questions.

• Lack of trust is the root of many medical professional liability lawsuits.