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Chapter 1 Introduction Table of Contents 1.1 Introduction ....................................................................................................................................... 2 1.2 Background of the Problem .............................................................................................................. 2 1.3 Statement of the Problem.................................................................................................................. 6 1.4 Purpose of the Study ......................................................................................................................... 6 1.4.1 Research approach and design ............................................................................................................. 6 1.4.2 Sampling and population ..................................................................................................................... 6 1.4.3 Data collection, research instrument and data analysis........................................................................ 7 1.5 Significance of the Study .................................................................................................................. 7 1.6 Primary Research Questions ............................................................................................................. 7 1.7 Research Design................................................................................................................................ 8 1.7.1 The Participants ................................................................................................................................... 8 1.7.2 The instrumentation used to collect data.............................................................................................. 8 1.7.3 The procedure for conducting interviews ............................................................................................ 9 1.8 Theoretical Framework ..................................................................................................................... 9 1.9 Assumptions, Limitations, and Scope ............................................................................................. 10 1.10 Summary ......................................................................................................................................... 10

Chapter 1. Introduction

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  • Chapter 1 Introduction

    Table of Contents 1.1 Introduction ....................................................................................................................................... 2

    1.2 Background of the Problem .............................................................................................................. 2

    1.3 Statement of the Problem .................................................................................................................. 6

    1.4 Purpose of the Study ......................................................................................................................... 6

    1.4.1 Research approach and design ............................................................................................................. 6

    1.4.2 Sampling and population ..................................................................................................................... 6

    1.4.3 Data collection, research instrument and data analysis ........................................................................ 7

    1.5 Significance of the Study .................................................................................................................. 7

    1.6 Primary Research Questions ............................................................................................................. 7

    1.7 Research Design ................................................................................................................................ 8

    1.7.1 The Participants ................................................................................................................................... 8

    1.7.2 The instrumentation used to collect data .............................................................................................. 8

    1.7.3 The procedure for conducting interviews ............................................................................................ 9

    1.8 Theoretical Framework ..................................................................................................................... 9

    1.9 Assumptions, Limitations, and Scope ............................................................................................. 10

    1.10 Summary ......................................................................................................................................... 10

  • 1.1 Introduction

    E-Government is the ability of citizens, business to be able to transact with their respective

    governments online using information communications technology. This ability allows all the

    affected parties to be able to communicate their needs in a secure environment. Literature shows

    that South Africa dropped significantly on the index of e-Government. In particular, the

    networking potential offered by the Internet and related technologies has the potential to

    transform the structures and operations of government. The South African government has

    approved the implementation of Government Wide Enterprise Architecture Framework (GWEA)

    as a minimum standard from which departments and agencies can start building their formal

    plans for information and communication technology (ICT). This study will evaluate e-

    Government services factors that affect its implementation as provided by SITA (PTY) Ltd and

    make recommendations of how it can be improved.

    This chapter will cover the background to the problem that has been identified and tie well with

    the statement of the problem. The purpose of the study will cover the research methodology and

    hence the next section will cover the body of knowledge through the significance of the study

    just to show what is lacking in literature. The following section will cover the data collection

    methods as applied in primary research questions and the design of the research will follow in

    summary. The next section will cover the theoretical framework which would be supported by

    the assumptions, limitations, and scope of the research and lastly a section on definition of terms

    and the summary of the whole chapter.

    1.2 Background of the Problem

    E-Government as a multi-faceted notion that is defined as a continuous process of using ICT to

    serve citizens and improve their interactions with the state (Fitsilis, Anthopoulos & Gerogiannis,

    2009:1) has gained momentum in the developed world or nations. Palvia and Sharma,(2007:2)

    argue that e-Government is utilising the Internet and the world-wide-web for delivering

    government information and services to citizens. Fangs (2002:1) definition is correct in that the

    use of ICTs in interacting with the citizens is more convenient and improves the quality of

    service that is being offered by the government. The South African Department of Public Service

  • and Administration (2001:4) sees e-Government as an opportunity for citizens and business to

    interact (even to conduct business) with government 7 days a week, 24 hours a day, and to do so

    using different means of communication.

    It has been noted that in developing countries including South Africa, many projects of e

    Government implementation have failed while others have added very little value to the

    everyday lives of the citizenry. Broad reasons for the partial success or failure are related to

    people, policy, process, infrastructure etc. This has happened because while technology can be

    borrowed, every country has to study its own social conditions and needs and every organization

    has to be aware of its own culture (Bhatt & Aggarwal, 2011:3). Nickerson (2000:56) is of the

    view that information systems are not only components to being only of technical nature limited

    to computers and code but also sees that the people, the processes, and the information are also

    parts of an information system. This definition then brings two clearly distinguishable issues that

    of society as a system and that of IT as the other. As pointed out by Magalhaes (1999:8) that the

    world of business and organisations is changing and implementation of information systems is at

    the forefront of these developments. Hence Chen (2003:9) believes that the application of

    Information Technology in the production and delivery of public services has become

    increasingly important to enable governments to interact with their citizens and business in an

    ever transparent manner.

    The successful implementation of any project or programme, for example e-Government, within

    an organisation requires effective leadership (Spector, 2007:25). Organisations for their survival

    need to be innovative and leaders who are leading them are also seen to be as innovative in

    dealing with issues of information systems. These leaders must develop plans, explain to their

    constituencies what action they going to take (Weiner, et al (2008: 293) when projects fail. In

    turn effective leaders must appoint and support employees who will be responsible to lead the

    change management process of e-Government (Fixsen, et al, (2005:5, Burke & Morrissey

    2012:4). Strategic leadership is defined as the leaders ability to anticipate, envision, and

    maintain flexibility and to empower others to create strategic change as necessary (Hitt, Ireland,

    & Hoskisson 2007: 375).

  • Organisations worldwide have rules and regulation that are intricately woven in to policies and

    procedures that govern them. Governance can be described as an organizations rules and

    procedures that the organisation uses to fulfil its goals (Carrington, DeBuse, & Jin Lee, 2008:3).

    Governance draws attention to the complex processes and interactions that constitute patterns of

    rule (Bevir, 2010:2). The hierarchical nature of business organisations allows these rules to be

    enforced in a governance structure of supervisor and subordinate. This is especially true in the

    Public Administrations in that government departments are inter woven in acts of parliament that

    regulate the function of government. Cordella and Iannacci (2010:3) believe that, ICT is

    perceived, implemented and used in line with policies that grant an aura of stability to the

    existent organisational arrangements.

    e-Government services implementation pose unique challenges to change management because

    they require the co-evolution of the front office service and related back office IS, (Nograek,

    (2012:4). It can then be argued that change is in evitable, and that change is accompanied by

    anxiety among the staff members in that a new culture of doing things will have to be

    assimilated. Similarly a change management process in implementing e-Government services

    needs to be adopted as a standard practice that will ensure that employees see the value in new

    application of technology. The implementation of e-Government services poses its own risks that

    must be documented as part of the critical success factors. Wagner (2001:395) puts it this way

    that CSF is those implementation conditions that need to be met in order to ensure the success of

    the project or system.

    A critical factor of committed leadership at the top of the implementation of the e-Government

    services is a prerequisite, where resources like financial as well as human are seen to be putting

    the impetus on the delivery of the project there is bound to be success (Fountain, 2001:203-204).

    Without top management support for projects the likely hood of failure is imminent hence it

    becomes a necessity to have their buy in and involve them. Leadership forms the nucleus of their

    organisational structures and as such must prepare them for optimum delivery. The structure of

    an organisation has an impact on the implementation of e-Government services, bureaucratic

    structures may make decision making a somewhat cumbersome exercise and they may not reach

    the intended recipients. Latest organisational design theories argue that instead of having

  • bureaucratic structures, workplaces should have flat structures such structures enable to

    managers to be in close contact with employees (Nah & Lau, 2001:291).

    This has a direct consequence on the type of culture that organisations develop over a period of

    time. There may be cultural practices that need to be eradicated and replaced with new ones that

    will be effective in this implementation effort. Hailu and Rahman (2012: 89) think that

    organisations also need to recognize the importance of cultural factors, affecting how employees

    work together and with external partners. This is further compounded by the realities of how

    organisations communicate their intentions to their employees. As Bhatti, (2005:4) maintains

    that it is essential for creating an understanding, an approval of the implementation and sharing

    information between the project team and communicating to the whole organisation the results

    and the goals in each implementation stage.

    Technology plays a very crucial role in ensuring that implementations of information systems are

    a success. Technology factors such as IT infrastructure, legacy systems (Finney & Corbett,

    2007:338), IT security, IT standards and expertise (Al-Shehry, 2008:178) must be addressed as

    they are one of the most important CSFs that determine failure or success of the e-government

    services implementation project. These must be addressed in the early stages of choosing the

    type of implementation that the organisation will have. IT infrastructure will talk to issues such

    as bandwidth, databases, servers, network layout; all of this plays a crucial role in ensuring that

    e-Governments services implementation at whatever level becomes a success.

    Gottschalk and Solli-Sther (2008:311) believe that the ability of government organisations to

    share and integrate information by using common standards will yield the desired outcomes. The

    sharing of such information through a standardised way suggests that it could create a security

    issue. Al-Rahbi et al. (2012:10) argues that since e-Government services are offered online to the

    public, IT security is extremely important. However that security is meaningless without some

    form of financial backing and resources. The fiscus on the other hand is faced with the challenge

    of ensuring that there is money that must be spent with the competing priorities of government in

    general (Office of Government Commerce, 2008:9).

  • 1.3 Statement of the Problem

    According to the management report of 2010 SITA (PTY) Ltd, there are many factors affecting

    the implementing e-Government services. In terms of governance, there is lack of vision and lack

    of consultation. Also, there no is centralised budget for e-Government projects. The other

    challenge faced by SITA is that of skills inefficiency to implement these e-government projects

    on a larger scale and organisational culture. The latter hamper implementation because skilled

    workers do not share information or they do not transfer knowledge. Furthermore, lack of

    technology upgrading affects e-Government. In terms of process, employees are working in silos

    - there are no collaborations, and e-Government is a non-integrated service delivery processes.

    Based on the challenges mentioned, it is imperative to ask: what are the main factors affecting

    effective implementation of e-Government services at SITA (PTY) Ltd?

    1.4 Purpose of the Study

    The purpose of this study will be discussed in chapter 3 in detail however below is the general

    summary of the research and how it will be conducted in terms of the approach, sampling and

    population together with the research instrument, data collection and analysis.

    1.4.1 Research approach and design

    A research approach deemed appropriate to assist the researcher to achieve the study objectives

    is qualitative. SITA (PTY) Ltd will be used as a case study. Scholars argue that a case study

    involves an intensive study of a single unit for the purpose of understanding a phenomenon or

    problem better (Gerring, 2004:342; Onwuegbuzie & Leech, 2005:375-387).

    1.4.2 Sampling and population

    SITA (PTY) Ltd has 2700 employees, 130 of the employees are managers and senior managers.

    Twelve (12) managers and senior will be selected utilising a purposive sampling technique (Yu

    &Teddle, 2007:77). Selecting this sample will assist the researcher to solicit diverse views about

  • the challenges faced by SITA (PTY) Ltd in implementing e-Government services and how the

    organisation can improve to implement the e-Government services effectively.

    1.4.3 Data collection, research instrument and data analysis

    Using face-to-face interviews, primary data will be collected from the respondents using a device

    such as a cellular phone, such as an iPhone 4 or the Samsung Note II, which have recording

    capability. A semi-structured questionnaire would be used to collect data and it will be

    developed from the literature focusing on these factors affecting successful implementation of e-

    Government services: e-governance, technology, financial, lack of skills and organisational

    culture. The rationale of using a semi-structured question is that it gives a researcher an

    opportunity to probe and solicit rich data from the respondents or participants (Creswell, 2012:

    384). Atlas.Ti will assist the researcher to classify and code worded data. In the mini dossier the

    researcher will synchronise data to be in line with the study objectives: e-governance,

    technology, financial, lack of skills and organisational culture.

    1.5 Significance of the Study

    The study will contribute significantly towards the body of literature and knowledge that is

    available out there. The study will attempt to answer the question of factors that affect the

    implementation of e-Government services from SITA (PTY) Ltd. This new knowledge that will

    be gained will primarily be used by management, and the government department (DPSA) that is

    tasked with the policy direction of e-Government in South Africa. SITA (PTY) Ltd as an entity

    of government will also gain valuable insights as to what it should do going forward.

    1.6 Primary Research Questions

    The primary research question the following objective:

    To identify governance, technology and financial factors that affect effective implementation

    of e-Government services at SITA (PTY) Ltd.

  • 1.7 Research Design

    The research design is a summary of the methodology and contains a brief outline of three things: (a) the participants (b) the instrumentation used to collect data, and (c) the procedure that will be followed.

    1.7.1 The Participants

    The participants will be selected because of their:

    Familiarity and expert knowledge in IT and e-Government initiatives;

    Experience in previous government solutions implementation; and

    Continuous research engagement regarding e-Government services.

    Occupational Class No of Participants Division

    Executive Management 1 Government Solutions and Standards

    Divisional Heads 2 Chief Strategy Officer

    Government Information Management

    Senior Managers 3 Government Solutions & Standards

    Advanced Specialist 3 Government Solutions & Standards

    Senior Specialist 3 Government Solutions & Standards

    Total 12 Government Solutions & Standards

    1.7.2 The instrumentation used to collect data

    The interview is a flexible tool for data collection, enabling multi-sensory channels to be used:

    verbal, non-verbal, spoken and heard (Cohen, Manion & Morrison, 2007:349). Using face-to-

    face interviews, primary data will be collected from the participants using a cellular mobile

    phone, the Samsung Note II, which has recording capability. The researcher developed the data

    collection questionnaire in a form of semi-structured interview guide. Before the actual data

    collection, the researcher will need to pilot the semi-structured interview guide in order to gauge

    how it will work with the participants. Scholastic understanding of piloting is that, its the initial

  • testing of the questionnaire/interview framework with a small number of participants that will

    give an indication of where, how to structure data collection (Sampson, 2010:51; Maxwell,

    2008:227; Ritchie and Lewis, 2003:134). The interview guide framework had five questions and

    a number of sub question under each heading.

    1.7.3 The procedure for conducting interviews

    The procedure to be followed is that an initial questionnaire will be emailed to the participants so

    that they could get a feel of the questions. The data collection exercise will be performed by the

    researcher himself and it will be cheaper than employing external people. Appointments will be

    set up with the respective respondents, it is hoped that this will be conducted in a boardrooms of

    the company where the atmosphere is ambient and conducive to dialogue. A confidentiality and

    anonymity will be verbally agreed upon as per the ethics governing research. Since the

    researcher was known and trusted by the participants it is hoped that they would share their

    daily challenges and experiences freely. Prior to data collection, the researcher requested

    permission to conduct the study from SITA (PTY) Ltd which has been granted.

    1.8 Theoretical Framework

    This research will attempt to explore and investigate the key factors that affect e e-government

    service implementation at the State Information Technology Agency herein referred as SITA

    (PTY) Ltd. It develops a conceptual framework on the basis of socio-technical systems approach

    that emphasizes a two way continuous communication system of technology and organisational

    environment. Therefore, this research has identified factors that affect the implementation of e-

    government services and thereby aiding governments and SITA (PTY) Ltd in accessing what is

    required to increase adoption. We will also highlight some research, practitioner and policy

    implications for the future.

  • 1.9 Assumptions, Limitations, and Scope

    It can be argued that assumptions are self-evident truths that are clear to the researchers frame of

    reference. The basic assumption is that participants are highly qualified people in the study. It

    can also be assumed that participants will answer truthfully and accurately to the interview

    questions based on their personal experience, and that participants will respond honestly and to

    the best of their individual abilities. This frame of reference is postulated on the premise that the

    participants are in their levels from a hierarchy point of view due to their competence, skill and

    knowledge.

    The studys limitations are based on the fact that as a researcher you have no control over such

    things for example if participants refuse to answer certain questions in the interview framework.

    It could happen that the potential for biases from a researcher point of view might pose a

    challenge but these will be dealt with in a systematic way by avoiding them altogether. It is

    hoped that personal perceptions and reality of the organisation will play a minimal role in the

    framing of the final report.

    The scope of this research will be limited to the number of participants as identified in chapter 3

    and elsewhere in this chapter. The location of where this study is confined to SITA (PTY) Ltd

    within the Government Solutions Services Unit. The study can be generalized to other similar

    environments within government institutions and in academia as well.

    1.10 Summary

    Chapter 1 has covered the entire contents of this research in terms of how it will be conducted in

    practical terms. This chapter covered the background to the problem that has been identified by

    the researcher which is the factors that affect the implementation of e-government services the

    general population from a SITAs point of view. The statement of the problem was articulated in

    as the perceived lack of skill and the fact that South Africa has fell from the world rankings in

  • terms of e-Government. The purpose was also put out as the research approach, sampling

    methodology and data collection research instrument and data analysis.

    The significance of this study was identified as that of contributing to the body of knowledge and

    literature in the e-government space. The primary research question was formulated to

    complement the research design. Participants to the study were identified together with the

    research instrument and the procedure that was followed. The chapter also identified the

    theoretical framework and the underlying assumptions, limitations and scope of the research.

    1.1 Introduction1.2 Background of the Problem1.3 Statement of the Problem1.4 Purpose of the Study1.4.1 Research approach and design 1.4.2 Sampling and population1.4.3 Data collection, research instrument and data analysis1.5 Significance of the Study1.6 Primary Research Questions1.7 Research Design1.7.1 The Participants1.7.2 The instrumentation used to collect data1.7.3 The procedure for conducting interviews1.8 Theoretical Framework1.9 Assumptions, Limitations, and Scope 1.10 Summary