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Changing FDA Requirements for Extractables & Leachables Testing on Pharmaceutical Packaging Systems CONFERÊNCIA INTERNATIONAL “DESAFIOS E MODERNAS SOLUÇÕES NA FABRICAÇÃO DE MEDICAMENTOS INJETÁVEIS” SAO PAULO, 21 NOVEMBER 2018

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  • Changing FDA Requirements for Extractables & Leachables Testing on Pharmaceutical Packaging Systems

    CONFERÊNCIA INTERNATIONAL

    “DESAFIOS E MODERNAS SOLUÇÕES NA FABRICAÇÃO DE MEDICAMENTOS INJETÁVEIS”

    SAO PAULO, 21 NOVEMBER 2018

  • Nelson Labs – A Sotera Health Company

    1

    Founded: 1985 by Dr. Jerry R. Nelson and Lynda S. NelsonGlobal Employees: 800+ with more than 450 scientists

    75+ registered and specialist microbiologists (NRCM)Global Capacity: 13 global lab sites in the US, Mexico, Europe and ChinaHeadquarters: Salt Lake City, UTCapabilities: More than 700 microbiological and analytical testsCommittee Memberships: ASTM, ISO, AAMI, ANSI, IEST, PDA, AATB and moreCertifications: Nelson Labs facilities are FDA-registered as a GMP, GLP, and

    GTP testing lab with ISO 17025 accreditation

  • Nelson Labs – A Sotera Health Company … IN EUROPE!

    2

    Founded: 1991Headquarters: Leuven, BelgiumGlobal Employees: 300+ (more than 50% at PhD level)Certifications: FDA registered

    ISO 17025 accreditedGLP and GMP certified

    Pioneer and World Leader in Extractables and Leachables testing

    More than 100 successful FDA submission contributions

  • 3

    EXTRACTABLES & LEACHABLES

    1. Introduction – Definitions - Regulatory aspects

    2. Setting-Up Extractables Studies

    3. Safety Thresholds - Bridging EXT data and LEA design

    4. Setting-Up Leachables Studies

    5. Conclusion

  • 4

    INTRODUCTION

    DEFINITIONS – REGULATORY REQUIREMENTS

  • Extractables & Leachables - Overview

    5

    EXTRACTABLES STUDY• Characterization of Packaging• Laboratory “worst-case” conditions

    5

    FDAEMA

    Secondary Packaging!?

    Primary Packaging

    Solvent

  • Extractables & Leachables - Overview

    6

    LEACHABLES STUDY• Characterization of Drug Product • Intended use conditions

    Secondary Packaging!?

    Primary Packaging

    Drug product

    TOXIC?

    FDAEMA

  • Extractables & Leachables - Overview

    7

    PHARMACEUTICAL CONTAINER

    DRUG PRODUCT

    FOCUS: Identification FOCUS: Quantification

    Worst case condition Normal conditions

    Screening

    What CAN come out What DOES come out

    Targeted&

    Screening

    EXTRACTABLES LEACHABLES

    Analytics

  • Safety Threshold-driven

    EXTRACTABLES

    PHARMACEUTICAL CONTAINER

    LEACHABLES

    DRUG PRODUCT

    FOCUS: Identification FOCUS: Quantification

    Worst case condition Normal conditions

    Screening

    What CAN come out What DOES come out

    Targeted&

    Screening

    Analytics Toxicology

    Extractables & Leachables - Overview

  • What the FDA wants…

    9

    Compliance:

    USP: Assessment of Extractables Associated with Pharmaceutical Packaging/Delivery Systems

    USP: Assessment of Leachables Associated with Pharmaceutical Packaging/Delivery Systems

    1999 FDA Guidance for Industry: Container/Closure Systems for Packaging Human Drugs and Biologics

  • 10

    SETTING UP EXTRACTABLES STUDIES

  • Extractables Studies

    11

    !

    MULTIPLE PURPOSES

    Impurities profiling of materialso Identify as many compounds as possibleo Materials choice - Pinpoint “Bad Actors” in the materials

    Identifying compounds that may need to be monitored as leachableo Toxicity o Concentrationo Risk of migration

    Change controlo Batch variationo Same grade but change in supplier

    THE PURPOSE OF AN EXT STUDY DETERMINES THE SET-UP!

    WHAT IT’S NOT:

    EXT STUDY ≠ FINAL STEP IN SAFETY ASSESSMENT = EARLY RISK EVALUATION

  • Extractables Studies

    12

    STARTING POINTS

    The Materialso Identify all critical components -> Primary

    o Primary components are semipermeable -> Secondary!o Coated vs uncoated, Multi-layered films?

    o Risk of compounds of concern?o Carbon black, rubber curing system, …

    o Siliconized?o Expose to intended use conditions!

    o Sterilization, washing, frozen, …

    List of used additives ≠ EXT data: Screening techniqueso Impuritieso Degradation productso Trace levels vs known ingredients

    Drug product composition o Worst-case approximationo Aqueous vs Organic vehicle?o Surfactants

  • ANALYTICS

    DESIGN PARAMETERS (PER USP 1663)

    Generating the extract

    Extraction solventso Water, alcohol/water, alcohol, DCM, hexane, (DP itself), …o pH

    Extraction techniqueso Static and dynamic incubation, reflux, sonication, one-sided, ...

    Extraction conditionso Temperature and Timeo Extraction ratio

    Testing the extract

    Analytical Techniques – minimum 5o Screening for organicso Targeted for inorganicso Targeted for compounds of concern (PAHs, nitrosamines, ...)

    Extractables Studies

    13

  • Extractables Studies

    14

    Reflux

    HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    ScreeningICP/OES IC

    VOCVolatile Organic Compounds

    o Monomer Residueso Solvent Residues from Production stepso Residues from polymer treatments (e.g. Washing)o Small Polymer Breakdown products

  • Extractables Studies

    Reflux

    HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    ScreeningICP/OES IC

    SVOCSemi-Volatile Organic Compounds

    o Lubricantso Plasticizerso Antioxidantso Polymer degradation productso Solvents with an elevated boiling point

    VOC

  • Extractables Studies

    Reflux

    HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    ScreeningICP/OES IC

    NVOCNon-Volatile Organic Compounds

    o Fillerso Plasticizerso Antioxidantso Anti-slip agents

    SVOCVOC

  • Extractables Studies

    Reflux

    HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    Screening

    ICP/OES

    ICP/MS

    IC

    NVOCSVOCVOC

  • HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    Screening

    ICP/OES

    ICP/MS

    Targeted

    IC

    Targeted

    Extractables Studies

    NVOCSVOCVOC

  • HS-GC/MS

    Screening

    GC/MS

    Screening

    UPLC/MS

    Screening

    ICP/OES

    ICP/MS

    Targeted

    IC

    Targeted

    Extractables Studies

    NVOCSVOCVOC

    Reflux

    Suited for clean solvents

    Very selective quantification

    Preselected targets

    Quantitative/Validated

    Screening Targeted

    Reporting limit

    IS

  • What the FDA wants…

    20

    Provide Justification for the methods (solvents, time, temperature, etc…):

    This requirement is in line with USP : it is necessary to justify your selection of solvents, techniques, and extraction conditions as being an exaggerated condition compared to the leachables. What FDA wants to avoid is that there are surprises during a leachable study, because of an ill-designed Extraction study

  • Extractables Studies

    21

    EXT data set

    ?

    AnalysisExtraction Interpretation?

    Packaging

    INTERPRETATION

    LONG LISTS OF EXTRACTABLES

    What to do with this bunch of data?

    o Threshold approach filters out “Extractables of Concern”

  • What the FDA wants…

    22

    A Toxicological risk assessment should, in general, not be based on extraction study results alone

    The current thinking of the FDA is that it are leachables that represent the true risk to the patient, and leachable results should be the basis of an adequate toxicological risk assessment

    Extractable - Leachable correlations

    FDA considers the ability to make a good correlation between the extractable results and the leachable results as a requirement

    Justify your selection of “to be monitored” leachablesbased upon the outcome of a well-designed and justified extraction study

  • 23

    Safety Thresholds

    Bridging EXT data and LEA design

  • 24

    SAFETY CONCERN THRESHOLD (SCT)“Threshold below which a leachable would have a dose so low as to present negligible safety concerns from carcinogenic and non-carcinogenic toxic effects”

    PQRI for PDP

    – SCT in function of toxicological endpoint

    – Excess cancer risk of 1 in 1.00.000 over life-time exposure

    THRESHOLD OF TOXICOLOGICAL CONCERN (TTC)

    “Threshold of Toxicological Concern (TTC) concept was developed to define an acceptable intake for any unstudied chemical that poses a negligible risk of carcinogenicity or other toxic effects”

    ICH M7 guideline

    – TTC in function of therapy duration

    – Evaluation of genotoxic impurities

    – Excess cancer risk of 1 in 100.000 over life-time exposure

    Threshold approach – Organics

  • 25

    SAFETY CONCERN THRESHOLD (SCT)“Threshold below which a leachable would have a dose so low as to present negligible safety concerns from carcinogenic and non-carcinogenic toxic effects”

    PQRI for PDP

    THRESHOLD OF TOXICOLOGICAL CONCERN (TTC)“Threshold of Toxicological Concern (TTC) concept was developed to define an acceptable intake for any unstudied

    chemical that poses a negligible risk of carcinogenicity or other toxic effects”

    ICH M7 guideline

    Threshold approach – Organics

  • 26

    PERMITTED DAILY EXPOSURE (PDE)

    ICH Q3D

    – Lists PDEs in function of administration route

    – PDEs can be converted

    – No PDEs for typical rubber- or glass related elements

    Threshold approach – Elements

  • 27

    ANALYTICAL EVALUATION THRESHOLD (AET)

    Converting the SCT into an analytically relevant concentration

    Screening methods are semi-quantitative: a correction factor of 50% is introduced

    Cornerstone of all E&L testing:

    Compounds detected below the (Final) AET should not be considered for toxicological assessment

    AET =1.5 µg/day

    maximum administered volume/day

    Final AET=𝐴𝐸𝑇

    2

    Threshold approach – Organics

  • 28

    NARROWING DOWN THE LIST

    VOC extractables

    Result (mg/L)

    COMPOUND #1 0,1

    COMPOUND #2 0,2

    COMPOUND #3 1,25

    COMPOUND #4 2

    COMPOUND #5 0,4

    COMPOUND #6 0,25

    COMPOUND #7 13

    COMPOUND #8 0,1

    COMPOUND #9 27

    COMPOUND #10 0,4

    COMPOUND #11 0,1

    COMPOUND #12 5,5

    COMPOUND #13 32,5

    COMPOUND #14 1,2

    COMPOUND #15 0,35

    Max daily dose of 10 mL / day

    Class I Compounds

    Class II Compounds

    Class III Compounds

    AET =1.5 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 0.15 mg/L

    AET =5 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 0,5 mg/L

    AET =50 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 5 mg/L

    Threshold approach – Organics

  • 29

    NARROWING DOWN THE LIST

    VOC extractablesMax daily dose of 10 mL / day

    Class I Compounds

    Class II Compounds

    Class III Compounds

    AET =1.5 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 0.15 mg/L

    AET =5 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 0,5 mg/L

    AET =50 µ𝑔/𝑑𝑎𝑦

    10𝑚𝐿/𝑑𝑎𝑦= 5 mg/L

    result (mg/L) ClassThreshold (µg/day)

    AET for Class (mg/L)

    COMPOUND #1 0,10 I 50 5

    COMPOUND #2 0,20 I 50 5

    COMPOUND #3 1,25 III 1.5 0,15

    COMPOUND #4 2,00 I 50 5

    COMPOUND #5 0,40 II 5 0,5

    COMPOUND #6 0,25 I 50 5

    COMPOUND #7 13,00 II 5 0,5

    COMPOUND #8 0,10 III 1.5 0,15

    COMPOUND #9 27,00 I 50 5

    COMPOUND #10 0,40 II 5 0,5

    COMPOUND #11 0,10 III 1.5 0,15

    COMPOUND #12 5,50 I 50 5

    COMPOUND #13 32,50 III 1.5 0,15

    COMPOUND #14 1,20 I 50 5

    COMPOUND #15 0,35 II 5 0,5

    Threshold approach – Organics

  • Threshold approach

    30

    Extractables of Concern

    - Compound #3- Compound #7- Compound #9

    - Compound #12- Compound #13

    EXT data set

    AnalysisExtraction Interpretation?

    Packaging

    EXTRACTABLES DATA

    Applying threshold limit approach filters out “EXT of Concern”o Critical information for LEA study

  • 31

    SETTING UP LEACHABLES STUDIES

  • Leachables studies

    32

    PURPOSEGenerating a data set which will allow the assessment of the impact of the container/closure system on- DP safety

    o Concentrations of leachables

    - DP qualityo Interaction with API (secondary leachables)

    FOCUS ON QUANTIFICATION- Targeted

    o Extractables of concern

    - Screeningo Unexpected leachables, secondary leachables

    EXTRACTABLES-LEACHABLES CORRELATIONS- Direct correlation

    o EXT levels ≥ LEA levels

    - Indirect correlationo Secondary leachables

    TOXIC?

    Drug potency?

  • Leachables studies – Challenges

    33

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analyticso AET is calculated based on worst-case class III SCT

    o Analytical methods suitable at AET level?e.g. Large Volume Parenteral

    SCT for parenterals = 1,5 µg/day

  • Leachables studies – Challenges

    34

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analyticso AET is calculated based on worst-case class III SCTo Analytical methods should be suitable at AET level o Quantitative -> Method Development & Validation?

    ➢ Method suitability Test ( = spiking experiment at AET level in screening mode)

    ➢ Limit test

    ➢ Limited validation

    ➢ Full validation

    Incre

    asing

    com

    plexity per ICH Q2 (R1)

  • Leachables studies – Challenges

    35

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matriceso Compatibility with sample preparation procedures

    o Liquid/liquid extraction to organic solvento Concentration of L/L extract

    o Analytical interference -> Method Development & Validation?o Simulation study?

  • Leachables studies – Challenges

    36

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matrices

    Comparative studyo Contact vs. Blank o Leachables are differential

    Contact solution

    Blank solution

    AET

  • Leachables studies – Challenges

    37

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matrices

    Comparative studyo Contact solution (DP in CCS) vs. Blank solution (DP in inert packaging) o Leachables are identified as differential compoundso The scope of the study is determined by the blank solution

    ➢ Ideally: Collection after filling line➢ Biologics!➢ LYO!

  • Leachables studies – Challenges

    38

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matrices

    Comparative study

    Trend analysiso Testing over shelf-life at intended storage conditions

    ➢ Including the blank solution

  • Leachables studies – Challenges

    39

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matrices

    Comparative study

    Trend analysiso Testing over shelf-life at intended storage conditionso Highest concentrations not always at end of shelf-life

  • Leachables studies – Challenges

    40

    Trend analysiso Testing over shelf-life at intended storage conditions

    o Highest concentrations not always at end of shelf-life

    Case study: LEACHABLES STUDY

    100 mL flexible multi-layer bag incl. Drug solution, ageing at 25°C for 24 months;Volatile Organic Compounds and monitoring Ethylacetate and Cyclohexane

    Conclusion: WORST CONCENTRATION IS NOT ALWAYS AT THE END OF SHELF LIFE!!

    0

    20

    40

    60

    80

    100

    120

    140

    160

    180

    200

    0 5 10 15 20 25 30

    am

    ou

    nt

    (pp

    b)

    time (weeks)

    leaching behaviour of two volatile compounds

    ethylacetate

    cyclohexane

  • Leachables studies – Challenges

    41

    KEY CHARACTERISTICS/CHALLENGES

    Threshold-driven analytics

    Complex drug matrices

    Comparative study

    Trend analysiso Testing over shelf-life at intended storage conditionso Highest concentrations not always at end of shelf-lifeo Plan ahead and in parallel with stability study!

  • What the FDA wants…

    42

    Evaluate at least three batches of your to-be-marketed drug product for leachables

    Preferably, this leachables assessment should be done on three different batches where different lots of the container/closure system are used

    Include assessments of multiple time points over the course of your stability studies in order to identify trends over time

    Preferably, this leachables assessment should be done on three different batches where different lots of the container/closure system are used

    Ensure your AET is appropriate: from a general toxicology perspective

  • CONCLUSIONS

    43

    ➢ STEP 1: COLLECT INFORMATION ON MATERIALS USED

    ➢ STEP 2: CAREFULLY PLAN, PERFORM AND EVALUATE EXTRACTABLE STUDY

    ➢ STEP 3: SELECT TARGET COMPOUNDS AMENABLE TO LEACHABLE STUDY

    ➢ STEP 4: CARRY OUT LEACHABLES STUDY UNDER “SIMULATED USE CONDITIONS”

    ➢ STEP 5: CARRY OUT TOXICOLOGICAL ASSESSMENT ON LEACHABLES RESULTS

  • “What the FDA wants”

    44

    With the presentation that was given by Dr. Dan Mellon of the FDA (CDER), at the joint PDA-PQRI meeting in Washington of October 2017, the requirements from the FDA wrtthe type of E/L data to be provided to the Agency became much more clear.

    If you are in need of more information please contact [email protected]@nelsonlabs.com.

    mailto:[email protected]:[email protected]

  • 45

  • Leachables studies

    46

    Focus on quantification of target compounds

    Can’t we just feed the drug product to the EXT flow?

    NO!• No clean solvents• Pharmaceutical matrix may not be compatible with generic methods• Design of LEA study is based on threshold-driven analytics• Quantification of “EXT of concern”

    Good LEA study design! (per USP 1664)

  • Content

    1. Introduction – Definitions - Regulatory aspects

    2. Setting-Up Extractables Studies

    3. Safety Thresholds - Bridging EXT data and LEA design

    4. Setting-Up Leachables Studies

    5. Conclusion

    47

  • 48

  • 49

  • 50