CEBC Building Systems in Europe 2006

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  • 8/8/2019 CEBC Building Systems in Europe 2006

    1/19C o ns o r t i um o f E u r op e an Bu i l d i n g C o nt r o l

    BCRBuilding Control ReportJune 2006

    Issue 2

    Building Control Systems in Europe

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    Consortium of European Building Control

    The Consortium of European Building Control (CEBC) is a pan-European body thatrepresents the profession of Building Control across Europe.

    Its membership encompasses government departments, professional bodies andInstitutions, and private companies.

    The Consortium meets as a body twice a year at locations around Europe. A theme ischosen for each meeting depending on the country to be visited. A typical meeting mayinclude a technical site visit and papers given linked to a particular theme.

    At recent meetings, members have debated the following topics:-

    N Philosophy of ControlN Fire Safety EngineeringN European Directive of the Energy Performance of BuildingsN Innovations in Timber Framed Building ConstructionN Access to buildings legislation across EuropeN Reconstruction, renovation and quality of buildingsN CE Marking and market surveillance

    Each meeting also allows members to debate issues developing in their respectivecountries and to be able to share information and experiences. This has been particularlyimportant on subjects such as defects in construction products and durability.

    Author of report R Mikulits AustriaEmail [email protected]

    Published by

    The Consortium of European Building Control53 Goodwood CloseIPSWICH

    IP1 6SYUnited Kingdom

    Tel: 0044 1473 748182Fax: 0044 1473 741881Email: [email protected]

    This document is also available on the Consortiums web site at www.cebc.co.uk

    ISBN 1842192248

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 1

    Contents:

    Executive Summary ................................................................................................ 2Background ............................................................................................................ 2Purpose .................................................................................................................. 2Methodology .......................................................................................................... 2Findings .................................................................................................................. 3

    Planning and Zoning .............................................................................................. 3Control of Technical Requirements .................................................................... 3Control Activities during the Construction Phase................................................ 4Completion of the Building .................................................................................. 4Maintenance and Use ........................................................................................ 4

    Conclusions ............................................................................................................ 4Annex A .................................................................................................................. 6Annex B .................................................................................................................. 8

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

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    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 3

    European countries. European countries mean in this context members of the EuropeanEconomic Area as well as candidate countries or countries which are about to becomecandidates.

    In order to gather the necessary information from members in a coherent and comparablestructure, a template was designed by a small core group of CEBC. In presentations atthe occasion of regular CEBC meetings, the meaning of the questions and the expectedstyle of answers were explained. The detailed results of this enquiry are shown in annex Bto this study.

    In analysing the completed templates the aim was to find common patterns and to distilleading systems of building control in Europe. In order to achieve this, a comprehensivetable was drafted, summarising the principal elements of building control in the respondingcountries. This table is shown in annex A.

    Finally, the content of the templates and the overview in the comprehensive table werematched with the results of the discussions during CEBC meetings and in interviews. This

    allowed to give an interpretation and to draw some conclusions about trends.

    FFiinnddiinnggss

    The basis of the analysis are responses from 21 countries (Austria, Belgium, Croatia,Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Iceland, Ireland,Latvia, The Netherlands, Norway, Poland, Slovakia, Slovenia, Spain, Sweden and theUnited Kingdom). With regard to the United Kingdom the responses referred to the legalsystem in England and Wales. For Austria, Germany and partly also Belgium the federalstructure of these countries required to ref er to a "common denominator", since it was notpossible to give details for all provinces (Laender) or regions in these countries. Thedescription of the findings follows the structure of the template.

    Planning and Zoning

    The control whether a building project is in accordance with local development plans,especially with regard to the height of the building, to distances to the plot boundaries andto other buildings, and to the use of the building, is partly performed by the buildingauthorities, partly by special planning departments (which are, however, often also part ofthe local governments). This control activity is normally performed by authorities, not byindependent private persons or private building control organisations and the conclusionhere is that economic, political and social decisions remain the responsibility of the localor regional authorities.

    Control of Technical Requirements

    In the approval of the general plans and issuing of building permits, the buildingauthorities are still involved with three exceptions: In Ireland this is the duty of anotherauthority, in the UK this may be done by private building control institutions, and in Franceonly private controllers intervene (and only for public buildings this is compulsory, howeverfor other buildings it might be necessary for insurance purposes). In those countries where

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control ReportBuilding Control Systems in Europe2

    EExxeeccuuttiivvee SSuummmmaarryy

    The purpose of the study is to provide information about building control systems inEurope. This information may be required by architects, developers and contractors, nolonger working in national markets, but in the common market for services and forconstruction products, in which cross border activities will increase.

    The study shows that building control in responding countries is less different thanexpected. While building control originally used to be only performed by authorities,private control elements can today be found in nearly all the responding countries, at leastby means of delegation of tasks to independent private experts. In some countries thereare also full private building control systems which are often related to insurance systems.

    The development of the common market for services and products in the constructionsector in Europe will further increase the importance of private building control which can,different to authorities, extend its activities across national borders.

    BBaacckkggrroouunndd

    In the last two decades the building control systems in Europe have undergone significantchanges. Originally for most of the countries it was the duty of the building authority toissue building permits, to perform inspections on site, to issue completion certificates andby this to ensure the fulfilment of the building regulations. These government run buildingcontrol systems have been increasingly liberalised, but in different ways. Therequirements of the building regulations remained, while the control was partly reduced.This will lead or has already led to the demand for complementary voluntary systems forbuilding control.

    Moreover, the common market for services and for construction products will certainlyincrease cross border activities in the construction business, which is still nationallydominated. Actors like architects, developers and contractors will increasingly strugglewith not only different building regulations, but also different building control traditions inEuropean countries.

    PPuurrppoossee

    Considering these developments, information on the building control schemes in

    European countries will be required. To provide such information is the purpose of thisstudy about building control systems in Europe.

    MMeetthhooddoollooggyy

    The study is the result of discussions and workshops within the Consortium of EuropeanBuilding Control (CEBC) composing representatives of governmental and private buildingcontrol organisations as well as of bodies which are responsible for building regulations in

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    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 5

    insurance systems. One can conclude that there is a general trend of "privatisation" ofbuilding control activities, but there are two different ways how this trend manifests itself:

    S Either by the means of delegation of tasks from the authorities to independentprivate persons, but within the proceedings led by the authority (Type A),

    S or by the involvement of private control organisations or private approvedinspectors (Type B).

    Private control organisations had originally been established as independent third partiesin the construction process on a voluntary basis, and diversified only later into theregulatory building control schemes. Private building control has in addition always had itsimportance for real estate investments of large international companies. Where suchprivate systems became strong enough by their technical skills and the financialguarantees they permit, a parallel development led to the above explained Type B,whereas in countries, where the state run building control systems were considered strongenough to ensure a proper quality of buildings, the TypeA development can be observed.It can be expected, that further liberalisation within the " Type A countries" may lead toproblems with the quality of buildings in the middle or long run. The need forcomplementary quality control in the construction (real estate) sector could trigger thedevelopment of private control institutions also in these countries.

    Moreover, private building control could also be boosted by the development of thecommon market for services and products in the construction sector in Europe, becauseonly private building control can extend its activities across national borders.

    An additional factor, which may influence building control in Europe, is market surveillancefor CE-marked construction products to be referred to building authorities. This trend canfor example be observed in Germany, but other Member States might follow.

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control ReportBuilding Control Systems in Europe4

    the building authority approves the plans and technical details, the actual checking issometimes partly transferred to independent private experts (Austria, Croatia, Germany,Iceland, Norway and Slovenia).

    Control Activities during the Construction Phase

    In most of the countries the commencement of the construction has to be announced tothe authority, often a notice has also to be given to the authority at further critical stages ofthe construction process, depending on the complexity of the project. Inspections on siteare intended in most of the countries, but there are differences with regard to thefrequency of inspections and to the organisation of such inspections.

    In those countries, where inspections by the building control officers of the buildingauthorities are provided for, such inspections are performed only when it appears to benecessary because of the size or complexity of the building project. In ten countries theinspections are partly delegated to private persons or even to the owner or the contractor(Austria, Croatia, Czech Republic, Estonia, Iceland, Germany, Norway, Slovenia, Spainand Sweden).

    In Denmark there are approved independent inspectors, and in the UK inspections mayalternatively be performed by private building control institutions. In France only privatecontrollers intervene. In Belgium site inspections are legally to be performed by thearchitect, but in practice this is not always the case.

    Completion of the Building

    Interestingly, in many countries completion certificates are still being issued. Only in eightcountries a declaration by the owner, builder or architect is sufficient at least for certaintypes of buildings (Austria, Croatia, Germany, Latvia, Poland and Slovenia, Spain andSweden). In France a completion certificate is issued by the private controller, which iscompulsory for public buildings but also required for insurance purposes.

    Maintenance and Use

    With regard to maintenance and use the requirements in the countries which respondedare roughly the same. The owner is responsible for maintaining the building in a propercondition with regard to the fulfilment of the technical requirements of the buildingregulations and the authorities can issue orders to repair the building or for evacuation or

    demolition.

    CCoonncclluussiioonnss

    The organisation of building control in the responding countries is less different thanexpected. Private control elements can be found in nearly all the countries, at least bymeans of delegation of tasks to independent private experts. Proper private buildingcontrol systems are established only in eight countries (Belgium, Denmark, Estonia,France, Iceland, Ireland, Spain and The United Kingdom) and are often related to

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    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 7

    AAnnnneexxAA

    --ccoonnttiinnuueedd

    Austria

    Belgium

    Croatia

    Cyprus

    Czech Republic

    Denmark

    Estonia

    Finland

    France

    Germany

    Iceland

    Ireland

    Latvia

    Netherlands

    Norway

    Poland

    Slovenia

    Slovakia

    Spain

    Sweden

    United Kingdom

    No

    te:

    3

    3

    2

    1&

    Cons

    truc

    tionp

    hase

    Announcemen

    tstoau

    thori

    ty

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Inspec

    tions

    by

    bu

    ildingau

    thori

    ty

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Inspec

    tions

    byo

    therau

    thori

    ty

    X

    4

    Inspec

    tions

    bypriva

    te,

    indepen

    den

    texp

    ert

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    No

    inspec

    tions

    X

    Comp

    letion

    Dec

    lara

    tion

    byowner,

    bu

    ilderorarc

    hitec

    t

    X

    X

    X

    X

    X

    X

    X

    X

    Comp

    letioncert

    ifica

    tebyau

    thori

    ty

    X

    4

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Comp

    letioncert

    ifica

    tebypriva

    te,

    indepe

    nden

    texpert

    X

    Priva

    tebu

    ildingcon

    tro

    lsc

    hemes

    Comp

    lemen

    tarypriva

    tebu

    ildingcon

    trol

    ava

    ila

    ble

    X

    X

    X

    Comp

    lemen

    tary

    priva

    te

    bu

    ilding

    con

    tro

    l

    part

    ly

    compu

    lsory

    X

    X

    X

    X

    Priva

    tebu

    ildingcon

    tro

    laccep

    tedtorep

    lacecon

    tro

    lby

    au

    thori

    ty

    X

    Note:

    1

    InScotlandtherearenoprivatea

    pprovedinspectors.Permissiontobuild(buildingwarrant)mustbeobtainedbeforework

    starts,andthereislesssiteinspection.Completioncertificates

    areissuedbythedeveloperorow

    ner,andcontrolisbyacceptingorrefusalofthiscertificate.

    2

    ThebuildingcontrolsysteminNo

    rthernIrelandwhilstsimilartothatwhichappliesinEnglandandWaleshastwomaindifferences.PlanninginNorthernIrelandisacentralgovernment

    functionwithnodirectlinkagewithbuildingcontrol.AlsothereisnosystemofapprovedinspectorscurrentlyoperatinginN

    orthernIreland.

    3

    Duetothefederalstructurethere

    mightbeslightdifferencesbetweentheprovinces

    .

    4

    Onlyinspecialcases

    .

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control ReportBuilding Control Systems in Europe6

    AAnnnneexxAA

    Austria

    Belgium

    Croatia

    Cyprus

    Czech Republic

    Denmark

    Estonia

    Finland

    France

    Germany

    Iceland

    Ireland

    Latvia

    Netherlands

    Norway

    Poland

    Slovenia

    Slovakia

    Spain

    Sweden

    United Kingdom

    Note:

    3

    3

    1&2

    ZoningandPlanning

    Planning

    approvalbybuilding

    authority

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Planningapprovalbyotherauthority

    X

    X

    X

    X

    X

    X

    X

    X

    No

    planningapproval

    BuildingProject

    Approvalofplansbybuilding

    authority

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Approvalofplansbyotherauthority

    X

    Approvalofplansbyprivate,

    independe

    ntexpert

    X

    X

    X

    X

    X

    X

    No

    approvalofplans

    X

    Note:

    1.

    InScotlandtherearenoprivatea

    pprovedinspectors.Permissiontobuild(buildingwarrant)mustbeobtainedbeforework

    starts,andthereislesssiteinspection.Completioncertificates

    areissuedbythedeveloperorow

    ner,andcontrolisbyacceptingorrefusalofthiscertificate.

    2.

    ThebuildingcontrolsysteminNo

    rthernIrelandwhilstsimilartothatwhichappliesinEnglandandWaleshastwomaindifferences.PlanninginNorthernIrelandisacentralgovernment

    functionwithnodirectlinkagewithbuildingcontrol.AlsothereisnosystemofapprovedinspectorscurrentlyoperatinginN

    orthernIreland.

    3.

    Duetothefederalstructurethere

    mightbeslightdifferencesbetweentheprovinces.

    4.

    Onlyinspecialcases.

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    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 9

    CCEEBBCCTTeemmppllaatteeffoorrtthheebbuuiillddiinnggccoonnttrroollssyysstteemmssAAUUSSTTRRIIAA

    Inputdocuments

    Controlactions

    Responsibility

    ofcontrol

    Remarks

    Application/

    Planning

    Togetherwithapplicationfor

    buildingproject,seebelow

    Accordancewithlocaldevelopment

    plan

    Buildingauthority,whichisgenerallythe

    localauthority.O

    nlyinthefollowingtwo

    casesitisthedistrictauthority:

    Forbuildin

    gsofthefederalgovernment

    Insmallmunicipalitieswhichhave

    transferredth

    istasktothedistrict

    authority

    Slightdifferencesa

    provinces(Laender

    Application/

    Building

    project

    Copyoflandregisterand

    proofsofpropertyrights

    Plansanddescriptionofthe

    project

    Technicalreportsw

    here

    necessary

    Forcertainprojectsforwhich

    asimplifiedprocedureapplies:

    Declarationofconformitywith

    buildingregulations

    Accordanceoftheprojectwith

    buildingregulations

    Buildingau

    thority

    Forcertain

    projectsforwhicha

    simplifiedpro

    cedureapplies:Architector

    independent

    expert

    Slightdifferences

    amongst

    provinces

    (Laender)

    Construction

    phase

    Noticeofcommencement

    andofotherstageso

    fthe

    constructionactivities

    Possiblyreportsfro

    m

    chimneysweeperandother

    experts

    Inspectionsonsite

    Buildingauthority,independentprivate

    expertorbuildin

    gcontractor,dependingon

    projectandonp

    rovince(Land)

    Slightdifferences

    amongst

    provinces

    (Laender)

    Completion

    Noticeofcompletio

    n

    Declarationofconformitywith

    buildingpermitandb

    uilding

    regulations

    Checkingofdocumentation

    Inspectionsonsite

    Completioncertificate

    Dependingonprojectandon

    province(Land)

    Buildingauthority,independentprivate

    expertorbuildin

    gcontractor,dependingon

    projectandonp

    rovince(Land)

    Slightdifferences

    amongst

    provinces

    (Laender)

    Use

    Maintenanceofthebuilding

    Repairorder,evacuationorder,

    demolitionorder

    Owner

    Buildingauthority

    Note:

    Duetothefederalstructuretheremightbeslightdifferencesbetweentheprovinces

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control ReportBuilding Control Systems in Europe8

    AAnnnneexxBB

    Countrytables

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    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control Systems in Europe Building Control Report 23

    Inputdocuments

    Controlactions

    Responsibilityofcontrol

    Remarks

    ConclusionsofFireauthority

    ,Healthauthority

    ,

    Workplaceauthority(re

    adyforuse)

    Positivestatementofcustomeraboutbuilding

    (readyforuse)

    Workplaceauthority

    Use

    TheLatviaBuilding

    Standardsettheprocedure

    ofastructureapprovalfor

    use

    Constructionwork

    guaranteeatleast2years

    Theconstructionboardof

    localgovernment

    TheStateBuilding

    Inspectorate

    Fireauthority

    Health

    authority

    Workplaceauthority

    C o n s or t i u m o f E u r o p ea n B u i l di n g C o n tr o l

    Building Control ReportBuilding Control Systems in Europe22

    Inputdocuments

    Controlactions

    Responsibilityofcontrol

    Remarks

    8.

    theconsentonprinc

    iplebytherespective

    institutionsondemolitiontheexistingbuildings

    anddismantlingthese

    rvicelinesandoncutting

    treesandbusheswhereappropriate;

    9.

    thetechnicalprovisionsissuedbytheFireand

    RescueEmergencySe

    rviceoftheMinistryof

    InternalAffairs;

    10.othersmaterialsre

    quiredfordesigning,

    ifso

    stipulatedbyconstruct

    ionprovisions,

    thedetailed

    plan,

    thetermsofrefer

    enceconcerningplanning

    andarchitectureorspe

    cialisedbuilding

    provisions;

    11.planningandarchitectureprovisions;

    12.specializedbuilding

    provisions.

    DESIGNING

    Controlqualification

    (contractor,supervisor)

    Buildingpermission

    (buildingpermitfora

    specialisedbuildingshallbe

    issuedbytheministry

    supervisingthespecialised

    construction,

    therespective

    ministrymaydelegatethe

    saidrightstothe

    constructionboard)

    Theconstructionboardof

    localgo

    vernment

    Theconstructionboardof

    localgo

    vernment

    Construction

    phase

    Customer(client)andc

    ontractoragreement

    Contractorandsubcontractorsagreements

    Customerprovidethec

    ontractorwithall

    documentsrequired(e.g.,acceptedbuilding

    project)andreceivepe

    rmitsandlicensesrelevant

    totheconstructionwork.

    Constructionregister

    Registerforspecialwork

    Registerofauthorshipsupervision

    Performingcontrol:

    1.notesofstateandlocal

    governmentauthorityin

    registers;

    2.checkingacts.

    Constructionsurveillanceby

    supervisors

    Inspectorsofthe

    constru

    ctionboardoflocal

    government

    TheStateBuilding

    Inspectorate

    Completion

    Constructionplan

    Buildingpermit

    Constructionregister

    Registerforspecialwork

    Registerofauthorshipsupervision

    Declarationsandcertifi

    catesofbuildingmaterials

    Testofbuildingmateria

    lsreports

    Acceptancecertificates

    ofthefinishedelements

    ofmajorconstructionsandnon-accessiblework

    Checking

    Documentscompletion

    Theconstructionboardof

    localgo

    vernment

    TheStateBuilding

    Inspectorate

    Region

    alenvironmental

    board

    Fireau

    thority

    Health

    authority

    CEBC

    -Templateforthebuildingco

    ntrolsystems

    LATVIA

    (cont)

    CEBC

    -Templateforthebuildingco

    ntrolsystems

    LATVIA

    (cont)

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    ISBN 1842192248