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© 2013 Fraunhofer IPA 1 10 th BYK-Gardner User Meeting 16-17 April 2013 | Innsbruck, Austria Causes for the Formation of Surface Structures on Paint Films Matthias Schneider, Christian Hager 1) , Ulrich Strohbeck, Oliver Tiedje Department of Coating Systems and Painting Technology, Fraunhofer Institute for Manufacturing Engineering and Automation IPA, Stuttgart, Germany 1) also Graduate School of Excellence advanced Manufacturing Engineering (GSaME), University of Stuttgart

Causes for the Formation of Surface Structures on Paint Films

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Page 1: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 1

10th BYK-Gardner User Meeting 16-17 April 2013 | Innsbruck, Austria

Causes for the Formation of Surface Structures

on Paint Films

Matthias Schneider, Christian Hager1), Ulrich Strohbeck, Oliver Tiedje Department of Coating Systems and Painting Technology,

Fraunhofer Institute for Manufacturing Engineering and Automation IPA,

Stuttgart, Germany

1) also Graduate School of Excellence advanced Manufacturing Engineering (GSaME),

University of Stuttgart

Page 2: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 2

Components of paint film appearance

Source: BYK

Gloss Effect Mottling Color Structure

Page 3: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 3

Classification of surface structure in wavelength bands Wa – We

Source: BYK

Different characteristics

of wavelength distribution

result in varying visual

impressions

Typical wavelength of

orange peel: 1-10 mm

Page 4: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 4

Measurement and evaluation: wave-scan (BYK), profilometry

wave-scan dual (BYK-Gardner) Tactile measuring device

1. wave-scan 2. Profilometry (optical/tactile)

Source: BYK

Surface profile

Filter algorithm

Measurement of

Orange-Peel and DOI

on glossy surfaces

Wavelength bands Wa, Wb, Wc, Wd, We

Page 5: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 5

Influences on paint film structure in practice

Different paint film structures result from, e.g.

horizontal/vertical position

different substrate structures

differing paint and application

parameters

Page 6: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 6

What is the practical importance of paint film leveling?

Poor leveling hinders innovations, e.g.:

Light-weight / multi-substrate constructions

Primerless process / coating thickness reduction

stronger mapping (“telegraphing”) of substrate structure

Powder coating

Page 7: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 7

1. Structure formation by superposition of

paint droplets

2. Leveling caused by surface tension driven

paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy

substrates (vertical)

5. Structure formation by film shrinkage due

to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Source: BYK

Page 8: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 8

Lubrication theory

Time-dependent solution of the Navier-Stokes

equation for free-surface thin-film flow taking

into account surface tension, viscosity, solvent

concentration and gravity

Numerical solving of the differential equations in

three dimensions

All mechanisms of paint film structure formation

are included in the new simulation model

Approach: New numerical model based on Lubrication theory

Page 9: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 9

1. Structure formation by superposition of paint droplets

2. Leveling caused by surface tension driven paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy substrates (vertical)

5. Structure formation by film shrinkage due to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Page 10: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 10

Structure formation by superposition of paint droplets

paint droplets (Ø ca. 20-50 µm)

initial structure

Stochastic superposition of

droplets on substrate surface

First published: S. Tanno and S.

Ohtani: Mechanism of Paint-Film

Formation in Spray Coating, Intl.

Chem. Eng. 19, 306 (1979)

Modeling by shot-noise model

Structure generation also in

long-wavelength range l > 1 mm

( much larger than droplet

diameter) substrate

Page 11: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 11

Film

th

ickn

ess [µ

m]

Film

th

ickn

ess [µ

m]

x [µm]

x [µm]

Profile

Profile SIMULATION 2D

Page 12: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 12

1. Structure formation by superposition of paint droplets

2. Leveling caused by surface tension driven paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy substrates (vertical)

5. Structure formation by film shrinkage due to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Page 13: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 13

droplets

leveling

Horizontal leveling according to Orchard (2D)

Analytical solution of the Navier-Stokes equation

(2D)

Surface tension s is the driving force for leveling

Viscosity h(t) is limiting factor regarding leveling

Layer thickness and wavelength have strong

influence (3rd and 4th power)

Wavelength l

Film thickness d

Viscosity h

Surface tension s

initial structure residual structure

Parameters: λ,σ,η,d

S

pe

ed

of le

ve

ling

viscosity η(t)

substrate

speed of leveling

Page 14: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 14

1. Structure formation by superposition of paint droplets

2. Leveling caused by surface tension driven paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy substrates (vertical)

5. Structure formation by film shrinkage due to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Page 15: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 15

Influence of gravity on vertical leveling

droplets

initial structure

horizontal residual structure

leveling

Vertical residual structure

generally exceeds horizontal

structure

Gravity causes flow

instabilities up to sagging

g

horizontal

vertical

ve

rtica

l resid

ua

l stru

ctu

re

substrate

Page 16: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 16

Influence of gravity on vertical leveling

110

105100

95

90

110

Höhe

[µm

]

0

0.5

1

1.5

2

2.5

3

3.5

0 200 400 600

Rq

m]

time [s]

Rq(We)_v Rq(We)_h

Rq(Wd)_v Rq(Wd)_h

z-d

ire

ctio

n [µ

m]

vertical horizontal

Significant differences of structure

formation in the wavelength ranges

Wd and We

Page 17: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 17

1. Structure formation by superposition of paint droplets

2. Leveling caused by surface tension driven paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy substrates (vertical)

5. Structure formation by film shrinkage due to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Page 18: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 18

K. A. Smith, R. J. Barsotti

und G. C. Bell (1989):

Flow-Induced Surface

Roughness of High Solids

Finishes on Vertical

Substrates

Strong mapping of

structure in Wd and We

band l > 3 mm (mapping

ratio nearly 1:1)

Important factor for

structure formation in multi-

layer coatings g

mapping of

substrate

profile within

seconds

Flow-induced structure formation on wavy substrates (vertical)

paint film

wavy

substrate

Page 19: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 19

Flow-induced structure formation on wavy substrates (vertical)

Almost no effect on Wa

and Wb band

Effect on wavelength band

Wc

Nearly 100 % structure

mapping in the Wd and

We bands

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.0001 0.001 0.01

AO

Fl(t)

/AS

λS [m]

Bereich möglicher Strukturübertragung

Maximalstruktur

Minimalstruktur

Variante (hL,0)

Variante (σ)

Variante (ρ)

Variante (hL,0)

Wa Wb WdWc We

Maximum mapping

Minimum mapping

Variant (h)

Variant (σ)

Variant (ρ)

g

t = 0 t > 0

pain

t

su

bstra

te

Page 20: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 20

Flow-induced structure formation on wavy substrates (vertical)

Verification of 3D-simulation

0.0

0.1

1.0

0.1 1 10 100

AO

Fl,

∞/A

S

SmithBarsottiBell-Parameter

V1

V2

V3V5V6

V8

V4

V7

In accordance with 2D-analytical solution by K. A. Smith, R. J. Barsotti, G. C. Bell, Proc. XIV Intl.

Conference in Organic Coatings Science and Technology, 1989

t = 0 t > 0

g

Variante AS

[µm] λS

[m] hL

[m] σ

[N/m] ρ

[kg/m³]

V1 2.36 1.82E-03 1.90E-05 0.050 1000

V2 2.36 5.81E-04 3.00E-05 0.008 1300

V3 2.36 2.50E-03 1.00E-04 0.040 900

V4 2.36 5.00E-04 6.00E-05 0.009 1200

V5 2.36 5.81E-03 1.00E-04 0.050 1000

V6 2.36 3.50E-03 1.00E-04 0.050 1000

V7 2.36 2.80E-03 9.00E-05 0.035 800

V8 2.36 6.00E-04 4.00E-05 0.010 1100

AOFl = Amplitude Structure Paint Film

λOFL = Wavelength Structure Paint Film

AS = Amplitude Structure Substrate

λS = Wavelength Structure Substrate

hL = Paint Film Thickness

σ = Surface Tension

ρ = Density

Page 21: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 21

1. Structure formation by superposition of paint droplets

2. Leveling caused by surface tension driven paint flow

3. Influence of gravity on vertical leveling

4. Flow-induced structure formation on wavy substrates (vertical)

5. Structure formation by film shrinkage due to solvent evaporation

Mechanisms for the formation of surface structures on paint films

Page 22: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 22

Structure formation by film shrinkage due to solvent evaporation

Shrinkage ~ solvent content

csolvvol = (1- csolid

vol) of paint

In case without flow:

High solids show lower level of

shrinkage structures

Especially during baking

structure formation by shrinkage

is fully effective because the

leveling of the generated

structures is drastically limited

due to the high viscosity of the

paint film

Effect on all wavelength ranges

(also Wa and Wb)

Spaint = (1 – csolidvol) · Ssubstrate

e.g., 80 % shrinkage in case of 20

% solid content

Page 23: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 23

Example of a 3D simulation

Page 24: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 24

Simulation 3D

x 10-1

Hoehe

[mm

]L

aye

r th

ickn

ess [m

m]

Page 25: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 25

Hoehe [µm

]

1.E-07

1.E-06

1.E-05

0.0E+00

2.0E-07

4.0E-07

6.0E-07

8.0E-07

1.0E-06

Wb Wc Wd

Rq

[m

]

Rq

[m

]

Wellenlängenbereich

Diagrammtitel

Ausgangsgebirge_horizontal

Füller_gemessen_horizontal

Clearcoat_gemessen_horizontal

Clearcoat_simuliert_horizontal

(Ausg

angsg

ebirge)

Horizontal case Vertical case

1.E-07

1.E-06

1.E-05

0.0E+00

2.0E-07

4.0E-07

6.0E-07

8.0E-07

1.0E-06

Wb Wc Wd

Rq

[m

]

Rq

[m

]

Wellenlängenbereich

Diagrammtitel

Ausgangsgebirge_vertikal

Füller_gemessen_vertikal

Clearcoat_gemessen_vertikal

Clearcoat_simuliert_vertikal

(Ausg

angsg

ebirge)

Application to real coating case

Page 26: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 26

Result

For the first time prediction of paint film leveling based on complete

physical description

Systematic paint formulation with regard to leveling properties

Automatic process optimisation up to a global optimum

Appeara

nce

Process parameters

empirical model-based

Page 27: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 27

Steps to model-based optimisation

Model helps to understand structure formation

Influence of paint droplet spectrum, film thickness, viscosity/time curve, gravity,

substrate structure, etc.

Take into consideration strong wavelength dependence of structural behavior

Often effects work in opposite directions (e.g., finer atomisation higher

viscosity)

Control of process parameters by optimisation algorithms

Achieve desired structural spectrum Wa – We, e.g., even on differing multi-

substrate structures (right balance between Wa … We)

Model also shows the limits for optimisation? Due to physical restrictions not

everything is possible!

Page 28: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 28

Current work and next steps...

Page 29: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 29

Modeling of interrelations between intrinsic physical parameters and process

parameters

Spray booth/ oven parameters

temperature, relative humidity, air flow, etc.

Paint properties

temperature, mixture of

solvents (high/low

boiling), flow additives,

anti-sagging additives,

etc.

Application

parameters

bell velocity, spraying air,

paint flow rate, spraying

distance, etc.

Intrinsic physical

model parameters

droplet spectrum,

surface tension s(t),

viscosity h(t), solvent

concentration c(t), film

thickness d(t),

substrate structure

(Wa-We), density,

gravity

Page 30: Causes for the Formation of Surface Structures on Paint Films

© 2013 Fraunhofer IPA 30

Thank you for your kind attention!

10th BYK-Gardner User Meeting 16-17 April 2013 | Innsbruck/Austria