Catharina D Haynes Financial Disclosure Report for 2009

8/3/2019 Catharina D Haynes Financial Disclosure Report for 2009

1/8

a o ~ o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c ~in Government .4ct qf 1978~ev. t ,701o FOR CALENDAR YEAR 2009 (s u.s.c, app. f f 1 o 1 - 1 1 1 )I 1. Per~om Reporting 0axt ratine, gust, middle initial) 2. Court or Organiza t ion 3. Date o[Rt~port

Haynes, Catbarma D. Fifth Circuit 03/29/2010

4. Titk (A-,-t icle H1 judge~ igdieate act ive or slmior status; 5a. Report ~ (check apprt~fia~ type) 6. Report ing Periodmagistrate judges i~dicate full= or part-tinae) 01/01i2~39

] Nomination, DateCircuit Judge [] taitial .~ Annual [] Final 12/31 /20b5b. [] Amended Report

7. Chamber~ or Ogl~ce Addr~ 8. On t~e bash of the infomafion c~ntained in thh Rtp~t and anymodifications pcx~aining thereto, it is, in my opinion, in compliance] 100 Comlllerce Street with appl icab le law~ and regulat inn~.Rm. 1452Da/la~, TX 75242 Reviewing Off ice r Date

IMPORTA NT NO TES: the instructions accomi~nying this form must be followe~ Comp lete allparts ,checking the NONE box for each part where you have no t~tmttable information. Sign on lastpage~

I . POSITIONS. o~.,o.~.~ ~.,~ o~; ~ ~. ~-~ ~ f ~t~ ~~~ N O N E (No reportable positions.)

p_OSIIION NAME OF ORG ANIZATION/ENTITY1. Director Vickery Meadow Learning Center

3. ~/ ~--~

: NONE (No reportable agreements.)I)ATE p~TIES AND TE~IS

1 . 2 0 0 7 - 0 9 l]aker I~t~ 401 k PI~ (rolled over J~e 2~8; due to m~et flu~afions, a nomi~ bNance remainc~ wNch w~c lo sed ou t i~ 2009 )


2/8

IN*mef P e r ~ a R e p o r t in g I Date of I~p~tFIN AN CIAL D ISCLOSURE RE PORT . Haynes, Cath,rina D.]

0 3 / 2 9 / 2 0 1 0P age 2 of 8

H I . N O N - I N V E S T M E N T I N C O M E . o~,~,,i~g ~a~u.,a ~,d~,.*e; ,,e p*~ ~ 7-2 ~ of fai~g i~ai~,x)A. F i l er s N on -In ves ~en t In come

NON~ ~o reportable non-inv~tment income.)~ SOURCE A~ ~ ~C~MELvo~s , no t s~u~s)

B. Spou ses N o n - I n v e s t m e n t In c o m e - l f you were m arded duing any port i~n of the rtp~rdng year. complete this secrion~(Dollar a m o u n t not required except for honoraria.)~ NONE (No reportable non-investment income.)

DATE SOURCE Abq3 TYPE1 . 2 0 0 9 Thompson & K night law partnership income

I V . R E I M B U R S E M E N T S _ ~ o,~ /o ,~ ~,~o~,~ l n c l u d e . ~ t h o ~ t o s p o ~ e a r u t d e p e n d e n l c h i ld r e n : ~ e ~ p p . 2 J - 2 7 o f f d in g i r ~ t z u c t i o n a . )[~ NONE (No reportable reimbursements.)

~ DATES LOCATION PURPOSE ITEMS PAIDOR PROVIDED1 . American Conference 4/29-30/09 San Francisco, CA Speak at Insurance CLE for Travel, Meals, LodgingL r ~ t i t u t e Attorneys

2. Amcrican Bar Association 5/I 5/09 New Odeans, LA Speak at Young Lawyers Travel, MealsConference

3. American Bar Associatron 5 1 2 8 - 2 9 / 0 9 Chicago, LL Teach at Appellate Travel, Meals, LodgingAdvocacy Training forAttorneys


3/8

Na m e o [ P t rm a R ~ p o rt ~ g ]Date of R~

~ C I~ P a ge 3 o f 8 D I S C L O S ~ E R E P O R T! na~C*~.~a D. [

0 3 / 2 9 / 2 0 1 0

~ N O ~ ~ o reportable g~s.)

I.

3.4.5.

~] N O N E ( N o reportable liabilities.)C R E D I T O R D E S C P ~ I P T I O N V AL U E C O D E

1.

3 .4.

5.


4/8

VII. INVESTMENTS an d TRUSTS -i .....NONE (No reportable income, assets, or transactions.)

l ~ - s c r i t ~ i o n of A.~cts I n c o m e d u r i n g G ro ss v a l u e a t e n d T r a n s z c t i o m d u r i n g ~ p o r t i n g p ~ - r l o d(including trust asscm) r e p o r t in g I ~ : r i o dP l a ~ e " ( X ) " a f t e r e a ch a g s e t A m ~ x n t T y p e ( e . g ., Value Value [ T y p e ( e .g , : Date ! VaJue G a i n I d e n t i ty o f

e x e m p t f r o m p r i o r d i s c l o s u r e [ _ 7 o d e I d i v . , r e n t , C o d e 2 M e t h o d b uy, sell. m m/d d/~ . Co de 2 C o d e b u y e r / s e l l e ri ( A - H ) o r i n t . ) ( . I - P ) C o d e 3 ! r e d e m p t i o n ) ( J - P ) : ( A - H ) ( i f p r i v a t ei

1 . Bank of America Accounts D I n t e r e s t P I T

2. Janus Money Fund None J T

3. T.Rowe Price (TRP) Prime Reserve Fund B I n t e r e s t O T

4. TRP New Income A Dividend J T! 5. TRP International Stock C Dividend M T B uy 0~02/09 J

! 6 . TRP New America Growth None M T

7. TRP Health Science Fund None M T B uy 02/02/09 J

8. TRP Tax Efficient Equity None M T B uy 02/02/09

9. TRP Tax Free Income Ftmd E Dividend O T B uy 02/02/09 J

I 0. TRP Tax Free Shor~ Intcrm edJate A Dividcud K T] I. British Peuoleum fill) A Dividend J T

1 2 . IB M A Di~dend L T1 3. Mnturola (! , lOT) A Dividend J T

1 4 . Pfizer (PFE) A Dividend J T1 5 . Franklin Mutual Sha~es Class Z D Dividend N T B uy ! 0 2 / 0 5 / 0 9 J1 6 . Janus Fund A Dividend M T1 7 . TRPCapital Appreciation (X ) A D i v i d e n d J T


5/8

FINANCIAL DISCLOSURE REPORT [ s ~ e o , v ~ , n a . ~ , ~ t~ g t ~ , . o t a . p o , ~P a ge 5 o f 8 Haynes, C,,tharina D. 03/29/2010V I I . E N V E S T M E N T S a n d T R U S T S - ~ o o , ~ ~ u o . ~ o , ~ , ~ , ~ a , c ~ , , ~ , ,~ o , , o t ~ . . . . a d~atndtnt chil~en: s~t p p . 3 4 ~ 0 offiling hnxtr.ctla~t~)

N O N E (No reportable income, assets, or transactions.)A. B. C. [ D.D e s c r i p t i o n o f A s s e t s [ n c o m e d u r i n g G r o s s v a l u e a t e ~ d [ T r a n s a c t i o r s d u ~ n g r e p ~ r t i n g p e r i o d( i n c l u d i n g t r u s t a . ~ e ~ , ~ i reporting period o f r e p o r t i n g p e r i o d

i il)-~ ~2) (1)


6/8

F I N A N C I AL D I S C L O S U R E R E P O R T !N .... IPage 6 o f 8 H a y n e s , C a ~ a r ia a D . 0 3 ~ 9 1 2 0 1~I. ~S~S and TRUSTS - ~ ..... a,,, ~ .... ao~ a ~ctuae~ ~os~ ofsp ...... a

NO~ ~o repo~ab& income, ~sets, or ~a~ac~o~.)

~c f i p f ion o f A ~ ~me d~g G~ v~ue at ~

exewgt~mpfior~lo~ [C~el : ~v.,m~ I C~e2 I Meth~ [ buy, sell, ~d~yylC~e2 C~I b u y e r , s e U e r(A [I) [ or int.) : ( J - P ) C~e 3 [ ~empf ion) / (J-p) ( A - H ) (ffpfiv~

35 . ~P M~aTel~o~uni~fio~ 0~)~) A Di~dend J T36. TRP New Era (tRA)(X) A Divideod J T3 7 . TRP Spectrum Growth 0 RA)(X) A Dividend .I T38 . T R P S p e c t rt n n I n c o m e { 1 R A ) x c X ) B Dividend K T39. TRP Sumrmt Cash (IRAXX ) A Interest N T B uy 06/15/09 K Roll over fi~ra line 4240 . US i Savings Bonds(X ) A Interest J T4 1. Cha ~c Ba nk Ac co un t None K T42 . Chase Bonds IRA (X) A Interest Sold 06/15/09 K Bonds matm-ed; rolled4 3. PEB CX ( IRA)( X ) A Dividend K T

44 . PCRCX 0RA)(X) A Dividend K T45 . PCRAX liRA)(X) A Dividend J T46 . Aroegy Bank B h a t e r e z t M T Open 01 /30 /09 L47 . Citibank C Interest M T ()pen 02/13/09 !V l48 . Capital One t~ank 1.] Integer M T Open 0~23/09 M


7/8

[Nzmef P e r s o n R c D o r t i n ~ , Date o f R e p ~F I N A N C I A L DISCLOS~ ~PORTP age 7 of 8 /V IH . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

11. and VII.: I recuse from cases in w hich Baker B otts is either a party or represents a p arty.i1., III., and VII.: I recuse from cases in which Thompson K night is either a party or represents a party.


8/8

F I N A N C IA L D I S CL O S U R E R E P O R TP age 8 of 8

I X . CE R T I F I C A T I ON .l cer t ify that all information given abov e (including information per taining to my spouse and m inor or dependent children, if any) is

accurate, true~ and complete to the best of my kno wledge and belief, and that any information not repo r ted was withheld because i t met applicable statutoryprovisions permitting non-disclosure.I fur ther cer t ify that earned income from outside em ployment and ho norar ia and the acceptance of gifts which have been repor ted are incompliance with the prnvision~ of 5 LI.S.C. app. 50 1 et . seq. , S U~.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL W HO K I~OW INGLY AND W ILFUI.LY FAi~SIIqES OR FAII.S TO FILE THIS REPORT MAY BE SUB JECA" TO CIVILAND CRIM:IbiAL SANCTIONS (5 LI.S.C. app. 1 04)

FILING INSTRUC~ITONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm ini s t ra t i ve O[ f i ce o f the Uni ted S ta tes Cour t sSui te 2 -301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Catharina D Haynes Financial Disclosure Report for 2009