Catalogue - Prime Database

DATA

SERVICE DESCRIPTION

DATABASE COVERAGE: 1989-90 to 2019-20 (31 years)

186140195526764

1,3361,402

684582256

11066

2829

10285902144573644833942538231

6,357

2,5221,4501,4005,651

10,82112,9288,7234,3721,132

5042,9752,3801,0821,039

17,80721,43223,67624,99352,2192,034

46,94146,18223,98234,31315,23429,71634,32236,61598,98423,173

5,88,601

1989-901990-911991-921992-931993-941994-951995-961996-971997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-18 2018-19 (as on 31/01/19) Total

No. of Issues Amount (Rs.crore) Year

I : PUBLIC ISSUES (IPOs, FPOs & OFS(SE))

'+ Current year 2019-20

Current Issues Provides key information on Public Issues for which opening date has been announced or which are currently open for subscription.

Issue Search & Prospectus Centre Allows basic level search of the Public Issues database (also allows ordering of prospectus).

Advanced Database Search Advanced level search can be done of the Public Issues database on any one or a combination of the following 22 parameters:

You have the option of selecting Order of Result (Chronological/Alphabetical/Issue Amount).

Anchor Investors (w.e.f. 1.4.2009) Provides information on allocations made to Anchor Investors in Public Issues. Details can be obtained for a specific issue and League Tables of Anchor Investors can be generated.

Selling Shareholders (w.e.f. 1.4.2002)Provides information on holding sold by Selling Shareholders in Public Issues (IPOs & FPOs). League Tables of Selling Shareholders can be generated.

Company Specific Search Allows search of the Public Issues (IPOs & FPOs) database for a specific company or for all or selected companies in a selected period for following details : - Pre-IPO Placement (w.e.f. 1.4.2016) - Names of Promoters - Board of Directors - Preferential Reservations - Fund Requirements - Promoters Contribution & Lock-in - Shareholding Pattern (Pre & Post Issue %) - Selling Shareholders - Issue Expenses

As a part of this, you will also get Pricing Parameters (EPS, P/E, IPE, RNOW & NAV), Key Financial Details (Means of Financing, Key Financial Indicators of last 5 years etc.) and Key Personnel and Addresses.

PSU Offerings Provides complete information on PSU Public Offerings.

Offers for Sale (Auctions-Stock Exchange)-Advanced Database Search (w.e.f.1.4.2011)Provides complete information on Offers for Sale of Shares by Promoters through Stock Exchange Mechanism.

Offers for Sale (Auctions-Stock Exchange)-Market Price Movements (w.e.f.1.4.2011)Provides market price movement of Offers for Sale of Shares by Promoters through Stock Exchange Mechanism.

Period Issuer Offer Type (IPOs/FPOs) Type of Sale (Fresh Capital/Offers for Sale)Pricing Method (Bookbuilding/Fixed Price)

1.2.3.4.5.

Stock Exchange Listing Primary Stock Exchange IPO Grading Underwritten (Y/N) Appraised (Y/N) Offer Price

18.19.20.

Lead ManagersIssue Expenses as % of Issue Amount

21.22.

Product Issuer Type (Private/Joint/PSU/Assisted)

Issue Amount Industry

Bookbuilding Option (%)Instrument (Equity/FCD/PCD/Pref. /SPN)

10.11.12.13.14.15.16.17.

8.9.

6.7.

Post Issue CapitalPublic Issue as % of Post Issue Capital

Application Amount (%)

THE PRIMARY MARKET MONITOR

30The description of our various services is given below. For prices of these services, write to us at [email protected]

Dilution of Promoter’s Holding (w.e.f. 1.4.2011)Provides information of companies in which promoters have diluted their holding through FPOs / Institutional Placement Programme (IPP) / Offers for Sale of Shares by Promoters through Stock Exchange mechanism / Rights / Bonus.

IPO/FPO Price Bands (w.e.f. 1.4.1999)Provides information on price bands, revisions and final offer price of each Public Issue.

Graded IPOs Market Price Movements (w.e.f. 1.4.2006) Provides market price movement graphs of every graded IPO since date of listing.

Price/ Volume Data Tracking (BSE & NSE)Provides daily price and volume data of all Public Issues since their respective date of listing at BSE and NSE.

IPOs Listing and Current Market Price (w.e.f. 1.4.1999) Provides IPOs listing date prices (open, high, low and close), current market price and market price after 1 week, 1 month, 3 months, 6 months and 12 months since their respective dates of listing at BSE and NSE.

www.primedatabase.comDescription of Services

LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing desired parameters (similar to parameters in the Advanced Database Search). League Tables are available for the following intermediaries:

Top 25 Issuers Provides information on top 25 issuers of each year.

FPOs Price History (w.e.f. 1.4.2001) Provide market price movements of FPOs starting two months prior to the opening date and till the closing date.

Issuer’s History Provides details of all past Public Issues of any specified company, along with address.

ReportsMonthly, Quarterly and Annual Reports covering Executive Summary, Detailed Data Statements and League Tables.

Issue Response Provides information on basis of allotment, key response data, devolved/refunded issues, final demand of bookbuilding issues, category-wise break-up of QIB allotments and allows search on times subscribed, number of applicants etc. of the Public Issues database

City-Wise ResponseProvides information and allows search on citywise response & statewise response of the Public Issues database. Results can be obtained for a specific issue or for a combination of issues/cities.

Investment Bankers Syndicate Members (w.e.f.1.4.2001)Brokers (Issue-wise Brokers/ Performance Statements are also available).Seller’s Brokers-OFS(SE)Registrars Solicitors (w.e.f.1.4.1999)Printers Advertising Agencies Collecting Bankers (On Collection Amount/ Issue Amount/ Performance Statement) Underwriters (w.e.f.1.4.1990)Stock ExchangesIPO Grading Agencies (w.e.f.1.4.2006)


30

Industry-Wise SummaryIndustry-wise summary can be generated of the Public Issues database on any one or a combination of the following 3 parameters:

Period Offer Type (IPOs/FPOs) Instrument (Equity/Convertibles)

1.2.3.


30

DATA

SERVICE DESCRIPTION


7743605

134

10109

1386500113

102020352520168

21290

271254498600

2,6190

2,9407,0151,9297,4074,6984,1395,3414,6934,3244,095

00

1,0001,5002,5009,431

35,61116,98242,3839,713

33,81229,5475,167

32,4062,70,878

1989-901990-911991-921992-931993-941994-951995-961996-971997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total


II : PUBLIC DEBT ISSUES


Current Issues Provides key information on Public Debt Issues for which opening date has been announced or which are currently open for subscription.

Advanced Database Search Advanced level search can be done of the Public Debt Issues database on any one or a combination of the following 32 parameters:


Company Specific Search Allows search of the Public Debt Issues database for a specific company orfor all or selected companies in a selected period for following details : - Names of Promoters - Board of Directors - Fund Requirements - Shareholding Pattern (%) - Issue Expenses

As a part of this, you will also get Key Financial Details (Means of Financing,Key Financial Indicators of last 5 years etc.) and Key Personnel and Addresses.

ISIN Period IssuerIssuer TypeIndustryIssuer StateAllotment DateListing DateInstrumentTenor Due for Maturity Coupon Rate (%) SecuredInterest Payment FrequencyCompounding FrequencyIssue Amount Call Option

1.2.3.4.5.6.7.8.9.

10.11.12.13.14.15.16.17.

Liquidation StatusLead ManagersStock Exchange Listing

Locked-inBuyback OptionTransferable

Put OptionGuaranteed ByCredit Rating

Interest Payment Date(s)Lock-In PeriodBenefit Under SectionProduct/Service/ActivityRegistrarTrustee

18.19.20.21.22.23.24.25.26.27.28.29.30.31.32.

Industry-Wise SummaryIndustry-wise summary can be generated of the Public Debt Issues database.

Issuer’s History Provides details of all past Public Debt Issues of any specified company, along with address.

Debenture TrusteesProvides information and allows search on trustee for any issue or all issues handled by a given trustee.

Issue Response Provides information on basis of allotment, key response data and allows search on times subscribed, number of applicants, etc. of the Public Debt Issues database.

City-Wise ResponseProvides information and allows search on citywise response & statewise response of the Public Debt Issues database. Results can be obtained for aspecific issue or for a combination of issues/cities.

LEAGUE TABLES League Tables can be generated to suit your own requirement by choosingdesired parameters (similar to parameters in the Advanced Database Search). League Tables are available for the following intermediaries:

Investment Bankers Brokers (Issuewise Brokers/ Performance Statements also available) Registrars Solicitors (w.e.f.1.4.1999) Printers Advertising Agencies Collecting Bankers (On Collection Amount/ issue amount/ Performance Statement) Stock Exchanges Debenture Trustees Credit Rating Agencies

III : RIGHTS ISSUES


2083164883843512911314926282713122226363830232924161613141212207

2,662

2,2513,851

12,6309,3066,7936,5202,7241,703

5681,560

7291,041

4311,0063,6164,1263,704

32,51912,6228,3219,5942,3758,9454,5736,7189,2393,336

21,3971,974

1,84,170

1990-911991-921992-931993-941994-951995-961996-971997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total



DATACurrent Issues Provides key information on Rights Issues for which the opening date has been announced.

Issue Search & Prospectus Centre Allows basic level search of the Rights Issues database (also allows ordering of offer documents).

Advanced Database SearchAdvanced level search can be done of the Rights Issues database on any one or a combination of the following 12 parameters:

IssuerInstrument (Equity/ FCD/ Bonds/ CD/ Pref.Shares/ SPN)Issue Amount Industry Product

1.2.3.4.5.6.


Issuer Type (Private/Joint/PSU/Assisted) Stock Exchange ListingOffer Price Application Amount (%) Lead Managers Issue expenses as % of issue amount

9.10.11.12.

7.

7.8.

Company Specific Search (w.e.f.1.4.2001)Company specific search can be done of the Rights Issues database for a specific company or for all or selected companies in a selected period, for following details:

Fund Requirements Shareholding Pattern (Pre & Post Issue %)Pre-PricingIssue Expenses

4.5.6.7.

Name of PromotersBoard of DirectorsPromoters Contribution & Lock-in

1.2.3.


30

Period Instrument (Equity/Convertibles/Debt)

1.2.

Industry-Wise SummaryIndustry-wise summary can be generated of the Rights Issues database on any one or a combination of the following 2 parameters

Price History (w.e.f. 1.4.2001) Provides information on market price movements between the Record date and issue closing date.


Issuer’s HistoryProvides details of all past Rights Issues of a specified company, along with address.

As a part of this, you will also get Key Personnel and Addresses.

LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing desired parameters. League Tables are available for the following intermediaries:

ReportsMonthly and Annual Reports covering Executive Summary, Detailed Data Statements and League Tables.

Issue Response (w.e.f. 1.4.2000)Provides information on basis of allotment and allows search on times subscribed, number of applicants, etc. of Rights Issues database.

Investment Bankers RegistrarsPrinters Advertising Agencies Stock ExchangesDebenture Trustees (& Data) (Also allows you to find the trustee for any issue or all issues handled by a given trustee.)

SERVICE DESCRIPTION

Period


30

IV : INFRASTRUCTURE INVESTMENT TRUSTS

SERVICE DESCRIPTION


213

7,2833,145

10,428

2017-18 2018-19 (as on 31/01/19)Total




Issue ResponseProvides information on basis of allotment, key response data, final demand of bookbuilding issues, category-wise break-up of QIB allotmentsand allows search on times subscribed, number of applicants etc. of the InvITs database.

City-Wise ResponseProvides information and allows search on citywise response & statewiseresponse of the InvITs database. Results can be obtained for a specificissue or for a combination of issues/cities.

Price/ Volume Data Tracking (BSE & NSE)Provides daily price and volume data of all InvITs since their respective date of listing at BSE and NSE.

Listing and Current Market PriceProvides listing date prices (open, high, low and close), current market price and market price after 1 week, 1 month, 3 months, 6 months and 12 months since their respective dates of listing at BSE and NSE.

Industry-Wise SummaryIndustry-wise summary can be generated of the InvITs database Top 25 Issuers Provides information on top 25 issuers of each year.

Issuer’s History Provides details of all past InvITs of any specified company, along with address.

DATA'+ Current year 2019-20

Current Issues Provides key information on InvITs for which opening date has been announced or which are currently open for subscription

Issue Search & Prospectus CentreAllows basic level search of the InvITs database (also allows ordering of prospectus).

Advanced Database SearchAdvanced level search can be done of the InvITs database on any one or a combination of the following 13 parameters:

IssuerType of Sale (Fresh Capital/Offers for Sale)Issue AmountIndustryProductIssuer Type (Private/Joint/PSU/Assisted)Stock Exchange Listing

1.2.3.4.5.6.7.8.

Primary Stock ExchangeUnderwritten (Y/N)Offer PriceLead ManagersIssue Expenses as % of Issue Amount

9.10.11.12.13.

SPVsSponsorsBoard of Directors of Trustee

1.2.3.

Fund RequirementsSelling ShareholdersIssue Expenses

4.5.6.

Investment BankersSyndicate MembersBrokers (Issue-wise Brokers/ Performance Statements are also available)RegistrarsSolicitorsPrintersAdvertising AgenciesCollecting Bankers (On Collection Amount/ Issue Amount/ Performance Statement)UnderwritersStock Exchanges

Anchor Investors Provides information on allocations made to Anchor Investors in InvITs. Details can be obtained for a specific issue and League Tables of Anchor Investors can be generated.

Company Specific SearchAllows search of the InvITs database for a specific company or for all or selected companies in a selected period for following details:


Period


30

V : DEBT PRIVATE PLACEMENTS(TENOR AND PUT/CALL OPTION OF ABOVE 365 DAYS)

DATA


72192250443711603557485364321366506612800813862

1,4301,8881,6832,2212,6822,8352,4361,921

25,053

10,03518,39130,98338,64355,07352,45645,42748,42448,42855,40981,84793,891

1,15,4231,74,3421,89,9302,02,5902,59,2293,52,7592,87,8934,65,9984,93,9117,04,9556,55,7514,28,798

49,10,340

1995-961996-971997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total



Current Issues Provides key information on Debt Private Placements for which the opening date has been announced or are currently open for subscription.

Advanced Database SearchAdvanced level search can be done of the Debt Private Placements database on any one or a combination of the following 44 parameters:

ISINPeriodIssuerIssuer TypeIndustryIssuer StateAllotment Date

1.2.3.4.5.6.7.

Also data on Securitiesed instruments with ISINs.

You have the option of selecting Order of Result (Chronological Alphabetical/Issue Amount).

Listing DatePricing MethodInstrumentTenor Due for Maturity Coupon Rate (%)SecuredInterest Payment FrequencyCompounding FrequencyIssue Amount

Call OptionPut OptionGuaranteed ByCredit RatingLocked-inBuyback OptionTransferableLiquidation StatusBASEL CompliantSeniority ArrangersStock Exchange ListingRecord Date - Day ConventionInterest Payment Date(s)

8.9.

10.11.12.13.14.15.16.17.

Arrangers Registrars Stock ExchangesDebenture Trustees Credit Rating Agencies

Debenture Trustees Provides information and allows search on trustee for any issue or all issues handled by a given trustee.

ReportsQuarterly and Annual Report covering Executive Summary, Detailed Data Statements and League Tables.


Industry-Wise SummaryIndustry-wise summary can be generated of the Debt Private Placements database.


Issuer’s History Provides details of all past Debt Private Placements made by a specified company, along with address.

Interest Payment - Day ConventionPut Notification PeriodCall Notification PeriodRedemptionRedemption Payment - Day ConventionRedemption PremiumBenefit Under SectionCash FlowEBPProduct/Service/ActivityUse of ProceedsRegistrarTrustee

29.30.31.32.33.34.35.36.37.38.39.40.41.42.43.44.

18.19.20.21.22.23.24.25.26.27.28.

SERVICE DESCRIPTION


30

VI : DEBT PRIVATE PLACEMENTS (TENOR OR PUT/CALL OPTION OF ONLY 365 DAYS & LESS)

Arrangers


284495649509323507805821

2,8332,141

9303472627768

150117106

10,983

9,99313,70721,73011,35411,51713,00934,43562,387

1,88,1001,26,386

40,7776,4499,6617,737

16,92212,67520,49821,11520,991

6,49,443

2000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total



LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing

SERVICE DESCRIPTION


30

Advanced Database Search Advanced level search can be done of the Commercial Paper database on any one or a combination of the following 10 parameters:

SERVICE DESCRIPTION

You have the option of selecting Order of Result (Chronological/Alphabetical/ Issue Amount).


Issuer’s HistoryProvides details of all past Commercial Paper deals by a specified company.

IssuerMaturity Date

1.2.3.

VII : COMMERCIAL PAPER


418374333473852

1,0131,4312,8424,4655,3414,5464,9766,1356,6886,8185,096

51,801

8,74410,2708,337

13,09537,26051,66698,673

1,81,6392,93,6274,11,8164,17,7295,89,4128,59,367

10,60,40912,55,48810,90,751

63,88,283

2003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total


+ Current year 2019-20

ArrangersIssuing & Paying AgentsInvestors

Also data on Commercial paper with ISINs.

DATA

Period

No. of Days left at Time of PurchaseYTM (%) Face Value Industry Issuer Type (FIs & Banks/ SFI/ PSU/ SLU/ Private Sector)Arrangers Credit Rating

4.5.6.7.8.9.

10.


30

DATAAdvanced Database Search Advanced level search can be done of the Certicate of Deposit database on any one or a combination of the following 4 parameters:

You have the option of selecting Order of Result (Chronological/Alphabetical).

SERVICE DESCRIPTION

VIII : CERTIFICATE OF DEPOSIT

ISIN 1.

IssuerCredit Rating

Date of Maturity3.4.

2.


30

DATAAdvanced Database Search Advanced level search can be done of the Qualified Institutional Placements database on any one or a combination of the following 11 parameters:

Period Issuer Issue Type (QIPs / PSU Disinvestments thru Auctions)Instrument (Equity/FCD/NCD/ PCD/Pref./SPN) Issue Amount Industry

1.2.3.4.5.6.

IX : QUALIFIED INSTITUTIONAL PLACEMENTS (QIPs)

SERVICE DESCRIPTION


25382

674711146

4420225210

358

4,96325,770

18941,96824,5501,713

10,8189,402

28,42919,35813,67162,5206,107

2,49,458

2006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Industry-Wise SummaryIndustry-wise summary can be generated of the Qualified Institutional Placements database on any one or a combination of the following 2 parameters:

Price Movements Provides market price movements graphs of all QIPs starting two months prior to the Board resolution date till one month after the closing date.

Issue ResponseProvides information on key response data of the QIP Issues database.


Product Issuer Type (Private/Joint/PSU/Assisted) Stock Exchange Listing Post Issue CapitalLead Managers

7.8.9.

10.11.


1.2.


Investment BankersRegistrarsSolicitorsPrinters

SERVICE DESCRIPTION


30

DATAAdvanced Database Search Advanced level search can be done of the issues under Institutional Placement Programme database on any one or a combination of the following 11 parameters:


Dilution of Promoter’s Holding (w.e.f. 1.4.2011)Provides information of companies in which promoters have diluted their holding through FPOs / Institutional Placement Programme (IPP) / Offers for Sale of Shares by Promoters through Stock Exchange mechanism / Rights / Bonus.

Industry-Wise SummaryIndustry-wise summary can be generated of the issues under Institutional Placement Programme on either or both of the following 2 parameters:

Price Movements Provides market price movement graphs of all issues under Institutional Placement Programme starting two months prior to the Board resolution date till one month after the closing date.

Price Bands Provides information on price bands, revisions and final offer price of issues under Institutional Placement Programme.

Issue ResponseProvides key issue response data of the issues under Institutional Placement Programme.

PSU Offerings Provides complete information on PSU offerings through IPPs.

IssuerPricing method (Bookbuilding / Fixed Price)Instrument (Equity/FCD/NCD/ PCD/Pref. etc.)Issue Amount Industry Product Issuer Type(Private/PSU/Joint/Assisted) Stock Exchange Listing Post Issue CapitalLead Managers

1.2.3.4.5.6.7.8.9.

10.11.



1.2.

X : INSTITUTIONAL PLACEMENT PROGRAMMES (IPPs)


12

1110020

17

471734

4,459418

00

4,6680

10,751

2011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total



Investment BankersRegistrarsSolicitorsPrinters

Period


30

DATAIssue Search & Prospectus Centre Allows basic level search of the Overseas Issues database (also allows ordering of prospectus).

Advanced Database Search Advanced level search can be done of the Overseas Capital Market Offerings database on any one or a combination of the following 10 parameters:



Period IssuerIssue Type (Initial offer / Secondary offer)Instrument Type (Equity/Convertible Bonds/Plain Bonds/Masala Bonds/Green Bonds)Instrument (ADR/ADS/BOND/CB/EDR/FRN/GDR/GDS/SDS)Issue AmountIndustryIssuer Type (Private/Joint/PSU/Assisted) Stock Exchange Listing

1.2.3.4.

5.6.7.8.9.

10.

Lead Managers


227341425193

10557

1850

133108991453602745253915383210

917

6907,8897,6085,339

10,9938,6341,1386,0241,6842,3841,0797,045

25,97348,29264,41574,1491,412

45,29948,70018,42977,05652,716

1,16,79145,78370,18972,40740,865

8,62,984

1992-931993-941994-951995-961996-971997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



XI : OVERSEAS CAPITAL MARKET OFFERINGS (GDRs/ADRs/FCCBs/ Bonds)

SERVICE DESCRIPTION

Lead Managers

30


30

DATAAdvanced Database SearchAdvanced level search can be done of the Preferential Equity Issues (listed at NSE) database on any one or a combination of the following 8 parameters:

You have the option of selecting Order of Result (Chronological/ Alphabetical/ Issue Amount).

IssuerListing Date Issue Amount Issue Price CompanyIssued ToStock Exchange Listing

1.2.3.4.5.6.7.8.

XII : PREFERENTIAL EQUITY ISSUES (LISTED AT NSE)


50358163

105175207294259122284181212185201215215199141

3,22484,856

6,2542,1411,2361,1935,2766,421

11,60424,29040,47115,29429,00722,80341,95852,18119,45248,77041,09657,065

1,36,0295,62,5411,05,298

2000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total (EX-ESOP)ESOP



SERVICE DESCRIPTION

Issue Type (Preferential Issues/ ESOPs)


30

XIV : TAKEOVER OPEN OFFERS

Investment Bankers Escrow Bankers (w.e.f. 1.4.2006)Registrars Printers Advertising Agencies

DATA


4165727672786657

10391

11911275

1127586756073575862

1,685

5911,669

4231,5823,4396,1161,9084,6635,306

15,12714,87513,8446,095

18,87919,40911,33245,41117,35211,7955,9492,595

26,4602,34,820

1997-981998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Current OffersProvides key information on Takeover Open Offers which are currently open.

Issue Search & Prospectus Centre Allows basic level search of the Takeover Open Offers database (also allows ordering of offer documents).

Advanced Database SearchAdvanced level search can be done of the Takeover Open Offer database on any one or a combination of the following 17 parameters:

Issuer or Target Company Offer Amount Acquired Amount

1.2.3.4.


Acquirer Company Type (Indian/ Foreign)Reason of Offer (Consolidation of Holding / Takeover / Substantial Acquisition/ Subsidiary / Substantial Aquisition-Counter Offer / Substantial Aquisition-Hostile)Reason of Offer (Valid only for offers of 2001-02 onwards) (Target Acquired-Main-Domestic / Target Acquired-Main-International / Target Acquired-Counter-Domestic / Target Acquired-Counter-International / Holding Co.Acquired-Main-Domestic / Holding Co.Acquired-Main-International/ Holding Co.Acquired-Counter-Domestic/Holding Co.Acquired-Counter-International / Voluntary-Main-Domestic / Voluntary-Main-International / Voluntary-Counter-Domestic / Voluntary-Counter-International)Offer Price Delisting Objective (Y/N) Acquirer’s Holding before Offer (%) Acquirer’s holding targeted after Offer (%) Acquirer’s Holding after Offer completed (%) Success (%) Industry Stock Exchange Listing Managers Subsequent Offer (2nd/ 3rd/ 4th)

5.6.

7.

8.9.

10.11.12.13.14.15.16.17.


Period

SERVICE DESCRIPTION


30

SERVICE DESCRIPTION

DATAAdvanced Database SearchAdvanced level search can be done of the Preference Shares database on any one or a combination of the following 6 parameters:

You have the option of selecting Order of Result (Chronological/ Alphabetical).

IssuerPeriod

ISIN 1.2.3.

XIII : PREFERENCE SHARES

InstrumentTenor (Months)Due for Maturity

4.5.6.


30

Investment Bankers Registrars Printers Advertising Agencies


Bid DetailsProvides bid price and quantity (Summary and Graphical representation) of Delisting Offers (through Reverse Book Building process) at BSE.

XV : DELISTING OFFERS

DATA


315192523252012131215189765

227

1,4301,0161,8051,0822,159

9231,4763,6165,1141,0791,2121,1155,479

3762,4874,795

35,163

2003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Current OffersProvides key information on Delisting Offers which are currently open.

Issue Search & Prospectus Centre Allows basic level search of the Delisting Offers database (also allows ordering of offer documents).


Reason of Offer (Target Acquired-Main-Domestic / Target Acquired-Main-International / Target Acquired-Counter-Domestic / Target Acquired- Counter-International / Holding Co.Acquired-Main-Domestic / Holding Co.Acquired-Main-International/ Holding Co.Acquired-Counter-Domestic/HoldingCo.Acquired-Counter-International / Voluntary-Main-Domestic / Voluntary-Main-International / Voluntary-Counter-Domestic / Voluntary-Counter-International)Pricing Method (Fixed Price/ Reverse Bookbuilding)Offer Price Acquirer’s Holding before Offer (%) Target Holding if Offer fully completed (%) Acquirer’s Holding after Offer completed (%) Success (%) Industry Stock Exchange Listing Managers Status (Withdrawn as price not acceptable/ Unsuccessful/ Offer closed but status not known/ Sucessful)

6.

7.8.9.

10.11.12.13.14.15.16.

Advanced Database SearchAdvanced level search can be done of the Delisting Offer database on any one or a combination of the following 16 parameters:

Period Issuer

1.2.

4.5.

3. Offer AmountAcquired Amount Acquirer Company Type (Indian/ Foreign)

SERVICE DESCRIPTION


30

DATACurrent Offers Provides key information on Buyback Offers which are currently open.

Issue Search & Prospectus CentreAllows basic level search of the Buyback Offers database (also allows ordering of offer documents).

Advanced Database SearchAdvanced level search can be done of the Buyback Offers database on any one or a combination of the following 16 parameters:

Price Movements Provides market price movement of all Buyback offers listed at BSE and / or NSE.


LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing desired parameters. League Tables are available for the following

Issuer Offer Amount Acquired Amount Offerer Company Type (Indian/ Foreign)Reason of Offer (Return of Available Cash / Provide Liquidity/ Exit) Method of Offer (Tender / Book Building / Stock Exchange / Odd Lot)Offer Price Delisting Objective (Y/N) Promoter’s Holding before Offer(%) Promoter’s Holding targetted after Offer(%) Promoter’s Holding after Offer completed(%) Success(%) Industry Stock Exchange Listing Managers

1.2.3.4.5.6.7.8.9.

10.11.12.13.14.15.16.

XVI : BUYBACK OFFERS

Investment Bankers Brokers (in open market offers)Registrars Printers Advertising Agencies


1121427318

11107

104620203121321016495944

479

1300

1,2972,1541,011

523,600

363295

2,0044,218

8244,295

13,7651,694

11,380605

1,83434,46853,30738,001

1,75,469

1998-991999-002000-012001-022002-032003-042004-052005-062006-072007-082008-092009-102010-112011-122012-132013-142014-152015-162016-172017-182018-19 (as on 31/01/19)Total



Period

SERVICE DESCRIPTION


30

DATA


12437385081

15592

478

7208286250311834

2,2251,4655,586

2011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Current Issues Provides key information on SME issues for which opening date has been announced or which are currently open for subscription.

Issue Search & Prospectus Centre Allows basic level search of the SME issues database and also allows ordering of prospectus.

Advanced Database Search Advanced level search can be done of the SME issues database on any one or a combination of the following 21 parameters:

IssuerOffer Type (IPOs & FPOs) Type of Sale (Fresh Capital/Offers for Sale)Pricing Method (Bookbuilding/Fixed Price)Instrument (Equity/FCD/PCD/Pref. /SPN) Issue Amount Industry Product Issuer Type (Private/Joint/PSU/Assisted)

1.2.3.4.5.6.7.8.9.

10.


Issue Expenses as % of Issue AmountMarket Makers

21.

XVII : SME ISSUES (IPOs & FPOs)

Company Specific Search Allows search of the SME issues database for a specific company or forall or selected companies in a selected period for following details : - Pre-IPO Placement (w.e.f. 1.4.2016) - Preferential Reservations - Names of Promoters - Board of Directors - Fund Requirements - Promoters Contribution & Lock-in

- Shareholding Pattern (Pre & Post Issue %) - Selling Shareholders - Issue Expenses

11.12.13.14.15.16.17.18.19.20.

Stock Exchange ListingIPO GradingUnderwritten (Y/N)Appraised (Y/N)Offer PriceApplication Amount (%) Post Issue CapitalPublic Issue as % of Post Issue CapitalLead Managers

Period

Price/ Volume Data Tracking (BSE & NSE)Provides daily price and volume data of all SME issues since their respective date of listing at BSE and NSE.

SME IPOs Listing and Current Market Price Provides SME IPOs listing date prices (open, high, low and close), current market price and market price after 1 week, 1 month, 3 months, 6 months and 12 months since their respective dates of listing at BSE and NSE.

FPOs Price HistoryProvide market price movements of SME FPOs starting two months prior to the opening date and till the closing date.

Industry-Wise SummaryIndustry-wise summary can be generated of the SME issues database on either or both of the following parameters:


Period Instrument (Equity/Convertibles)

1.2.

Price Bands Provides information on price bands, revisions and final offer price of each bookbuilding SME issues.

Graded SME IPO Market Price Movements Provides market price movement graphs of every graded SME issues since date of listing.

As a part of this, you will also get Pricing Parameters (EPS, P/E, IPE, RNOW & NAV), Key Financial Details (Means of Financing, Key Financial Indicators of last 5 years etc.) and Key Personnel and Addresses.

Issue Response Provides information on basis of allotment, key response data, devolved/refunded issues, final demand of bookbuilding issues, category-wise break-upof QIB allotments and allows search on times subscribed, number of applicants etc. of the SME issues.

City-Wise ResponseProvides information and allows search on city-wise response & state-wise response of the SME issues database. Results can be obtained for a specific issue or for a combination of issues/ cities.


Investment Bankers Syndicate Members

SERVICE DESCRIPTION

Market Makers RegistrarsSolicitorsBrokers (Issue-wise Brokers/ Performance Statements are also available).Printers Advertising Agencies Collecting Bankers (On Collection Amount/ Issue Amount/ Performance Statement) Underwriters Stock ExchangesSME IPO Grading Agencies

Anchor InvestorsProvides information on allocations made to Anchor Investorsin SME issues. Details can be obtained for a specific issue andLeague Tables of Anchor Investors can be generated.


30

DATA

SERVICE DESCRIPTION


32316000

42

3921081000

330

2013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Forthcoming ListingsProvides all forthcoming listings on SME ITP of BSE & NSE.

Issue Search & Prospectus Centre Allows basic level search of the SME ITP database and also allows ordering of Information Memorandum.

Advanced Database Search Advanced level search can be done of the SME ITP database on any one or a combination of the following 9 parameters:

Company Specific Search Allows search of the SME ITP database for a specific company or for all or selected companies in a selected period for following details : - Names of Promoters - Board of Directors - Locked-in Shares - Shareholding Pattern

Period

1.Issuer Issue Amount Industry Product Issuer Type (Private/Joint/PSU/Assisted) Stock Exchange Listing

2.3.4.5.6.7.

PriceInvestors/Lenders

8.9.


XVIII : SME INSTITUTIONAL TRADING PLATFORM

As a part of this, you will also get Key Financial Details (Key Financial Indicators of last 2 years etc.) and Key Personnel and Addresses.

Listing and Current Market Price Provides listing date prices (open, high, low and close) and daily current market prices of companies listed on SME ITP since their respective dates of listing at BSE and NSE.

Industry-Wise SummaryIndustry-wise summary can be generated of the SME ITP database.


Investors/LendersRegistrarsStock Exchanges


30

SERVICE DESCRIPTION

XIX: SME RIGHTS ISSUES

DATA


301105

330

8830

124

2014-152015-162016-172017-182018-19 (as on 31/01/19)Total



Current Issues Provides key information on SME Rights Issues for which the opening date has been announced.

Issue Search & Prospectus Centre Allows basic level search of the SME Rights Issues database (also allows ordering of offer documents).

Advanced Database Search Advanced level search can be done of the SME Rights Issues database on any one or a combination of the following 12 parameters:

IssuerInstrument (Equity/ FCD/ Bonds/ CD/ Pref.Shares/ SPN) Issue Amount Industry Product

1.2.3.4.5.

Issuer Type (Private/Joint/PSU/Assisted) Stock Exchange Listing Offer Price

6.7.8.9.

Application Amount (%) Lead Managers Issue expenses as % of issue amount

10.11.12.


Company Specific Search Company specific search can be done of the SME Rights Issues database fora specific company or for all or selected companies in a selected period, forfollowing details:


Industry-Wise Summary Industry-wise summary can be generated of the SME Rights Issues database on any one or a combination of the following 2 parameters:

Name of PromotersBoard of Directors Promoters Contribution & Lock-in Fund Requirements Shareholding Pattern (Pre & Post Issue %) Pre-Pricing Issue Expenses

1.2.3.4.5.6.7.


1.2.

Price History Provides information on market price movements between the offer document date and issue closing date.


Period

Printers Advertising Agencies Stock Exchanges

Investment Bankers Registrars

LEAGUE TABLESLeague Tables can be generated to suit your own requirement by choosing desired parameters. League Tables are available for the following intermediaries:

Issuer’s History Provides details of all past SME Rights Issues of a specified company, along with address.

Issue Response Provides information on basis of allotment and allows search on times subscribed, number of applicants etc. of SME Rights Issues database.


30

XX : INDIAN DEPOSITORY RECEIPTS (IDRs)


Anchor Investors Provides information on allocations made to Anchor Investors in Indian Depository Receipts. Details can be obtained for a specific issue and League Tables of Anchor Investors can be generated.

Investment Bankers Registrars Printers Advertising Agencies

DATA


1000000001

2,48700000000

2,487

2010-112011-122012-132013-142014-152015-162016-17 2017-182018-19 (as on 31/01/19)Total



Current Issues Provides key information on Indian Depository Receipts for which the opening date has been announced or which are currently open for subscription.

Advanced Database SearchAdvanced level search can be done of the Indian Depository Receipts database on any one or a combination of the following 9 parameters:

Period Issue Type (Fresh Capital/ Secondary Offer)

1.2.

Pricing Method (Bookbuilding/Fixed Price)Issue Amount Industry Stock Exchanges already ListedStock Exchanges Listing Offer Price Lead Managers

3.4.5.6.7.8.9.


SERVICE DESCRIPTION


30

Equity & ConvertiblesLeague Tables can be generated to suit your own requirement by choosing the desired parameters for IPOs, FPOs, SME IPOs, SME FPOs, OFS (SE), InvITs, Rights Issues, SME Rights Issues, Qualified Institutional Placements, Institutional Placement Programme, Block Deals and IDRs together. Debt League Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues,Rights Issues,Debt Private Placements, Qualified Institutional Placements, Institutional Placement Programme and IDRs.

XXI : DOMESTIC ISSUANCES COMBINED LEAGUE TABLES(INVESTMENT BANKERS)

Equity & ConvertiblesLeague Tables can be generated to suit your own requirement by choosing the desired parameters for IPOs, FPOs, SME IPOs, SME FPOs, OFS (SE), Inv-ITs, Rights Issues, SME Rights Issues, Qualified Institutional Placements, Institutional Placement Programme, Block Deals, IDRs and Overseas Offerings together. Debt League Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues,Rights Issues,Debt Private Placements,Qualified Institutional Placements,Institutional Placement Programme, IDRs and Overseas Offerings.

XXII : DOMESTIC & OVERSEAS ISSUANCES COMBINED LEAGUE TABLES(INVESTMENT BANKERS)

SERVICE DESCRIPTION

SERVICE DESCRIPTION

Equity, Convertibles & DebtLeague Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues, OFS (SE), InvITs, Qualified Institutional Placements and Institutional Placement Programme.

XXIII : COMBINED LEAGUE TABLES(SOLICITORS)

XXIV : COMBINED INDUSTRY-WISE SUMMARY

Equity, Convertibles & DebtIndustry-wise Summary can be generated to suit your own requirement by choosing the desired parameters for Public Issues,OFS (SE), InvITs, Rights Issues,Debt Private Placements,Qualified Institutional Placements, Institutional Placement Programme and IDRs.

XXV : COMBINED ISSUER'S HISTORY

Equity, Convertibles & DebtProvides issuer-wise capital raising activity through Public Issues (IPOs, FPOs, OFS(SE), SME IPOs, SME FPOs, Debt Issues) (since 1.4.1989), InvITs, Rights Issues, SME Rights Issues (since 1.4.1990), Qualified Institutional Placements (since 1.4.2006), Institutional Placement Programmes (since 1.4.2011), Indian Depository Receipts (since 1.4.2010), Overseas Capital Market Offerings (since 1.4.1992) (ADRs / ADSs / GDRs / GDSs / FCCBs / Bonds), Debt Private Placements (since 1.4.1995) and Commercial Paper (since 1.4.2003) routes.

SERVICE DESCRIPTION

SERVICE DESCRIPTION

SERVICE DESCRIPTION

COMBINED LEAGUE TABLES


30

ALERTS are intelligence services providing the subscribers with advance leads on forthcoming issues to help them market their services to prospective clients. These are also being used by subscribers to plan investments in companies entering the capital market.The service provides details of companies (address, phone numbers, promoters, brief project description, issue type & size, investment bankers, instrument, etc.) proposing to enter the capital market in the near future or several months later. Instead of waiting to compile the complete data on a company, as much information as is available is released so that it remains timely and can help subscribers initiate work. The data is continuously updated for addresses, issue details, appointment of investment bankers, filing with SEBI etc.

HOW ADVANCE IS THE INFORMATIONAs an example, of the approximately 40 companies which made public issues in 2018-19, 60% were announced by IPO-ALERT more than 6 months in advance and 38% more than 12 months in advance. The following table illustrates the extent of advance information provided by IPO-ALERT relating to public issues of 2018-19:

XXVI : ALERTS

---

19212238

100

Not covered by ALERTLess than 1 month1-2 months2-3 months 3-6 months6-12 monthsMore than 12 months

%No.of Days Announced in Advance by ALERT

IPO-ALERT Advance information on forthcoming Public Issues and a database of Public Issues including IPOs, FPOs and public debt issues in the pipeline.

Database can be searched on any one or a combination of the following 15 parameters:

You have the option of selecting Order of Result (Alphabetical/ Descending/ by Issue Amount).

IndustryIssuer Type (Private/Joint/PSU/Assisted) Issue Amount Instrument (Equity/ FCD/ NCD/ Bonds)City (of Issuer)Zone (of Issuer)Offers for Sale (Auctions - Stock Exchange)BookbuildingLead Managers

1.2.3.4.5.6.7.

8.9.

Offer Documents approved by SEBIOffer Documents filed with SEBI & awaiting approvalOffer Documents still not filed with SEBIIssue Intention Last Announced in the YearPromoters Pre-IPO Investors

10.11.

12.

13.

14.15.

QIP-ALERT Advance information on forthcoming Qualified Institutional Placements and a database of Qualified Institutional Placements in the pipeline.


IndustryIssuer Type (Private/Joint/PSU/Assisted) Issue AmountInstitutional Placement ProgrammesInstrument (Equity/Bonds/NCD)City (of Issuer)

1.2.3.4.5.6.

Zone (of Issuer)Lead ManagersBoard Resolution dateDraft Offer Document filedIssue Intention Last Announced in the Year

7.8.9.

10.11.

OVERSEAS-ALERTAdvance information on forthcoming Overseas Issues and a database of Overseas Issues in the pipeline.


IndustryIssuer Type (Private/Joint/PSU/Assisted) Issue Amount (USD mn)Instrument (ADR/ADS/BONDS/CB/EB/GDR)

Issue Type (Initial Offer/ Secondary Offer) Lead ManagersIssue Intention Last Announced in the Year

1.2.3.4.

5.6.7.

TAKEOVER-ALERTAdvance information on forthcoming Takeover Open Offers and a database of Takeover Open Offers in the pipeline.


IndustryIssue Amount SEBI approved (Y/N)Reason of Offer

AcquirerManagersIssue Intention Last Announced in the Year

1.2.3.4.

5.6.7.

BUYBACK-ALERTAdvance information on forthcoming Buyback Offers and a database of Buyback Offers in the pipeline.


IndustryOffer AmountMethod of Offer (Tender/ Book Building/ Stock Exchange/ Odd Lot)

Board approved (Y/N)SEBI approved (Y/N)Issue Intention Last Announced in the Year

1.2.3.

4.5.6.RIGHTS-ALERT

Advance information on forthcoming Rights Issues and a database of Rights Issues in the pipeline.Database can be searched on any one or a combination of the following 12 parameters:

IndustryIssuer Type (Private/Joint/PSU/Assisted) Issue Amount Instrument (Equity/ FCD/ NCD/ Bonds)City (of Issuer)Zone (of Issuer)SME RightsLead Managers

1.2.3.4.5.6.7.8.

Offer Documents approved by SEBIOffer Documents filed with SEBI & Awaiting approvalOffer Documents still not filed with SEBIIssue Intention Last Announced in the Year

9.10.

11.

12.

DEBT-ALERT Advance information on forthcoming Debt Private Placements and a database of Debt Private Placements in the pipeline.


IndustryIssuer Type (FIs & Banks/ SFI/ PSU/ SLU/Private Sector)Issue Amount Instrument (Bonds/NCD)

1.2.

3.4.

City (of Issuer)State (of Issuer)BookbuildingIssue Intention Last Announced in the Year

5.6.7.8.

INVIT / REIT-ALERTAdvance information on forthcoming INVIT / REIT and a database of INVIT / REIT in the pipeline.

SME-ALERTAdvance information on forthcoming SME Issues (IPOs & FPOs) in the pipeline.Database can be searched on any one or a combination of the following 10 parameters:

IndustryIssuer Type (Private/Joint/PSU/Assisted) Issue Amount Instrument (Equity/ FCD/ NCD/ Bonds)City (of Issuer)

1.2.3.4.5.

Zone (of Issuer)Bookbuilding Lead Managers Issue Intention Last Announced in the YearPromoters

6.7.8.9.

10.You have the option of selecting Order of Result (Alphabetical/ Descending/ by Issue Amount).

SERVICE DESCRIPTION


30

Detailed information on primary capital market intermediaries and related organisations.

SEARCH FACILITIESPowerful search facilities are offered to access the desired information. You can see the profile of

XXVII : THE PRIME DIRECTORY

lists over 30,000 organisations. updated addresses, phone/ fax/ telex numbers of hundreds of organisationsupdated information on key executivesupdated capital market data and performance data of each intermediary upto 2018-19.

A COMPREHENSIVE ADDRESS DIRECTORYThe Directory is divided in 50 different sections. Included for each intermediary are:

ALSO A PERFORMANCE DIRECTORYImportantly, THE PRIME DIRECTORY is not just an address directory. It also provides for each intermediary easy-to-read performance data, rankings and details of assignments handled over the past 5 years, thereby enabling evaluation of the standing of each intermediary in the marketplace (The performance data has been drawn from PRIME Database). The Directory also allows to see for each intermediary his growth and market share.

A Wealth of Information... in 50 Exhaustive Sections

company nameaddresses (both head office and branch offices)phone, fax numbers, e-mailnames and designations of contact executivesSEBI registration status

any desired organisation across all categories by just entering either its full name or only the first few letters (e.g. by entering DSP, you will get access to DSP Merrill Lynch Ltd. in the Investment Bankers Section, DSP Merrill Lynch Fund Managers Ltd. in the Mutual Funds Section etc.) ora desired organisation in a particular city (e.g. DSP Merrill Lynch Ltd. in New Delhi) or all organisations within a category (e.g. all Investment Bankers) or all organisations within a category in a particular city (e.g. all Investment Bankers in Mumbai) orall organisations within a city irrespective of the category(e.g. all organisations in Mumbai).

1234

56789

1011121314

1516171819202122232425262728293031323334

INVESTMENT BANKERS REGISTRARS & SHARE TRANSFER AGENTS COLLECTING BANKERS DEPOSITORY SYSTEM- DEPOSITORIES- CDSL DEPOSITORY PARTICIPANTS- NSDL DEPOSITORY PARTICIPANTS- QUALIFIED DEPOSITORY PARTICIPANTS-CDSL/NSDLKYC REGISTRATION AGENCIESCREDIT RATING AGENCIESDEBENTURE TRUSTEESCUSTODIALSERVICESSECURITIES LENDING SCHEMESFOREIGN PORTFOLIO INVESTORS FOREIGN DEBT FUNDSFOREIGN BROKERSDESIGNATED DEPOSITORY PARTICIPANTSPRIVATE EQUITY & VENTURE CAPITAL FIRMS- PRIVATE EQUITY & VENTURE CAPITAL FIRMS- SERVICE PROVIDERS-CONSULTING &ADVISORY FIRMSALTERNATIVE INVESTMENT FUNDSMUTUAL FUNDS & ASSET MNGT.COPORTFOLIO MANAGERSINVESTMENT ADVISORSRESEARCH ANALYSTSCOLLECTIVE INVESTMENT SCHEMESSTOCK EXCHANGESQUALIFIED CENTRAL COUNTERPARTIESSTOCK EXCHANGE BROKERS & UNDERWRITERS CURRENCY DERIVATIVESINVESTOR ASSOCIATIONSFINANCIAL ADVERTISING AGENCIESPR AGENCIESPRINTERS (PRE-ISSUE)AUDITORSSOLICITORS & LEGAL ADVISORSGOVERNMENT, REGULATORY & OTHER BODIESFOREIGN DEVELOPMENT INSTITUTIONSFINANCIAL & INDUSTRIAL DEVELOPMENT INSTITUTIONSMEDIA - BUSINESS MAGAZINES- INVESTMENT MAGAZINES- BUSINESS NEWSPAPERS

SECTION SECTION NAME

35363738394041424344454647484950

- INVESTMENT NEWSPAPERS- GENERAL DAILIES- GENERAL MAGAZINES- BUSINESS TV- GENERAL TV- NEWS/WIRE AGENCIES- FREELANCERSFINANCIAL & INVESTMENT CONSULTANTSNBFCs (RBI APPROVED)PRIMARY DEALERS (RBI APPROVED)DATABASES & INFORMATION SERVICESEDUCATION,RESEARCH & TRAINING INSTITUTESBROKER ASSOCIATIONSPENSION FUND SYSTEMINSURANCE SYSTEMCOMMODITY TRADINGCOMMODITY BROKERSHOUSING FINANCE COMPANIESASSET RECONSTRUCTION COMPANIESPROXY ADVISORY FIRMSCREDIT INFORMATION BUREAUSTECHNOLOGY PROVIDERSCHAMBERS & ASSOCIATIONS

SERVICE DESCRIPTION


30

ANNUAL REPORTS

PUBLIC ISSUES - EQUITY & DEBTThe data relating to all Public Issues which open between a financial year is aggregated and analysed in the Annual Report (Equity-IPOs, FPOs, SME IPOs, SME FPOs & OFS (SE) & Convertibles separately and Debt Offerings separately), which is in 2 parts.

PART I: STRUCTURAL ANALYSISAn Executive Summary provides an invaluable insight into the Public Issues of the year. The Report includes structural analysis spread over various statements. It also provides league tables of various intermediaries (based on no. of issues and amount) like investment bankers, collecting bankers, underwriters, registrars, advertising agencies and printers.

PART II: RESPONSE ANALYSISThis volume provides response data and analysis of all the Public Issues. This Report is in three sections:

Response Analysis Response data is analysed on several parameters: size of issue, type of instrument, industry, state, status of companies etc. Ranking is done on various other parameters including times subscribed, number of applications, total amount collected etc.

Geographical Response Pattern Geographical response pattern of issues offered to Indian Public is analysed in great detail by providing state-wise, state-wise city-wise and city-wise response data.

Performance-based Ranking of Intermediaries This section deals with performance-based rankings of bankers (collections), registrars (applications processed) and brokers (procurement). Ranking of brokers is done on an all-India basis.

a)

b)

c)

DEBT PRIVATE PLACEMENTS

Monthwise Listing of IssuesSummary and Listings by type of Issuer (FIs/ PSUs/ Pvt.Sector etc.)Coupon Rate, Instrument Features and Redemption DetailsChronological Listing of Issues

Master StatementA Master Statement of all debt private placements is provided which has the following information for each issue: Name of the Issuer, Issuer Type, Series, Opening & Closing date, Allotment date, Maturity date, Instrument & Coupon Rate, Secured, Face Value, Tenor, Interest Compounding, Put/ Call Options, Credit Rating, Amounts Offered, Mobilised and Retained, Redemption, Arrangers and Co-arrangers, Trustees and Stock Exchange Listings

Summary and Other Statements

The following statements are provided in the Report.

Also list of Issues handled by each Arranger, Co-Arranger, with Tenor or Put/Call of 365 days & below and PTC issues is provided.

Arrangers Debt with Tenor and Put/Call of above 365 days - All Issues - Arrangers as Investors - SEBI registered Marchant Bankers - Excluding Issues handled for Group Companies - Only rated issues - Only AAA rated issues - Issues of only AIFI & SFI / Banks - All Issuers except DFI - Issues of only PSUs & SLUs - Issues of only PSUs - Issues of only PSUs & PSU Banks - Issues of only SLUs - Issues of only Govt.Organisations & DFI - All Issuers except SLFIs & SLUs - Issues of only SLFIs & SLUs - Issues of only Private Sector Companies - Only Bookbuilding Issues - Only Capital Gain Bonds - Only Infrastructure Bonds - Only Tax-Free Bonds - Only Capital Gains, Infrastructure and Tax-Free Bonds

Debt with Tenor or Put/Call of 365 days & below - All Issues

PTC Issues - All Issues

+ several others

League Tables

Registrars Debenture Trustees

RIGHTS ISSUES

Alphabetical Listing of IssuesMonthwise Summary of IssuesSummary of Issues - by Type of InstrumentListing by Type of InstrumentEquity at Nominal Value, Premia Amount & Debt BreakupIssues which had to Extend their Scheduled Closing DatesIndustrywise ListingIssues above Rs.10 croreTerms of PaymentDebenture Conversion/ Redemption DetailsInstrument, Rights Ratio & Credit RatingIssues which also had a Simultaneous Public IssueAnnual League Tables of Merchant Bankers, Registrars, Advertising Agencies, Collecting Bankers and Printers as well as Details of Issues Handled

Annual Executive Summary of the year, alongwith the following statements:

SERVICE DESCRIPTION