Caso 1 - Tunel Sismico Bolu

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    History

    The Bolu Mountain Crossing is midway

    between Ankara and Istanbul, and repre-

    sents the most challenging section of the

    motorway construction. Along this 20 km-

    long stretch, four important viaducts and a

    long tunnel are under construction.

    The Bolu tunnel is a twin-tube motor-

    way tunnel of about 3 km length, accom-

    modating three lanes per tube, linking the

    western Asarsuyu valley to the eastern

    Elmalik village, on the Ankara side. The

    original design featured five support class-es in the tunnel, and two at the portals,

    with an excavation area ranging between

    190 sq m and 260 sq m. The original static

    design was by Geoconsult GmbH of

    Saltzburg, Austria, and, for the worst rock

    condition, involved preliminary excavation

    and backfill of bench pilot tunnels, a three-

    layer lining, and a deep monolithic invert.

    Excavation of the tunnel started in

    1993, and, almost immediately, problems

    were encountered with clays. When the

    Duzce earthquake occurred in 1999, a

    stretch of about 350 m of tunnel collapsed

    behind the eastern faces, and major

    damage was done to the lining and invert

    of both tunnels. Consultants Lombardi SA

    were brought in to analyze the seismic

    loads induced by the earthquake, which

    originated at the North Anatolian Fault.

    These analyses examined the depth, direc-tional effects, soil amplifications and dis-

    tance from the seismic source, and a panel

    of experts was set up to study the results.

    Active Faults

    Two active faults were recognized

    along the tunnel alignment: the Zekidagi

    and Bakacak faults (Barka-W Lettis &Associates).

    The Zekidagi fault dips at almost 90

    degrees, is approximately 6 to 8 km-long,and possibly intersects with the tunnel

    alignment at nearly right angles, around

    chainage 62+430 in the left tube and

    BOLU, TURKEY

    ROCK & SOIL REINFORCEMENT 115

    Atlas Copco Boomer drilling over the

    face for forepoling.

    Plan of Astaldi section of the Istanbul-

    Ankara highway.

    Seismic Tunnelling at Bolu

    Overcoming NaturalDisasterThe attempt in the mid-nineties attunnelling through the Bakacak Faultnear the Turkish town of Bolu wasaborted following the massive earth-quake in November, 1999. Thiscaused the collapse of a section ofmined tunnel, which had been exca-vated with preliminary primary sup-port of soil nails and shotcrete.

    The overall design has beenrethought, and the tunnel is nowagain under construction. Seismic

    principles have been applied to thisproject, which is crucial to comple-tion of the Gumusova-Gerede sectionof the important North AnatolianMotorway linking Ankara and Istan-bul. The design criteria have definedthe fault crossing strategy, and thepractical solutions involve the exten-sive use of Atlas Copco MAI SelfDrilling Anchors (SDA) as primarysupport.

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    52+350 in the right tube, over a length of25 m to 30 m. It has a potential for small

    future displacement in the range of 0.15-

    0.25 in an earthquake of magnitude 6 to

    6.25. This section of tunnel was lined

    according to the original design, and no

    particular problems were experienced

    crossing the fault, although high deforma-

    tions were recorded.

    The Bakacak Fault has been identified

    as a secondary fault in the step-over region

    between the two major North Anatolian

    Fault (NAF) branches in the Bolu region.This clay fault exhibits low potential for

    right lateral strike-slip displacements. It is

    some 10-45 km-long, composed of several

    segments ranging from 3 to 5 km-long, and

    rupture displacements of up to 50 cm can

    be expected in an earthquake of magnitude

    6.25 to 6.5.

    Two likely traces of the Bakacak fault,

    which dips at 40 degrees, were identified

    crossing the Bolu Tunnel between

    chainage 62+800 and 62+900 at the left

    tube, and 52+730 to 52+800 at the right

    tube, over a distance of about 100 m. This

    is precisely the zone where excavation was

    proceeding at the time of the earthquake.

    Crossing Active Faults

    Basically, two strategies are feasible to

    mitigate the seismic risk induced to tunnels

    by ruptures of active faults across the

    alignment. These are commonly referred to

    as over-excavation, and articulated design.

    In the first case, the tunnel is driven

    through the fault with an enlarged cross

    section. A double lining is installed, and

    filled by a porous material, such as foamconcrete. If there is a fault rupture, the

    clearance profile is guaranteed by the gap

    between the outer and inner linings. This

    manner of protection, commonly used for

    metro projects, is limited by the width of

    the cross section that must be excavated,

    and will be most effective when a fault

    rupture is concentrated within a few

    metres.

    The articulated design strategy, on the

    other hand, reduces the width of the lining

    segments, leaving independent sectionsacross the fault, and for a distance

    beside the fault. In a fault rupture, the

    movement is concentrated at the joints

    linking the segments, containing any

    damage in a few elements, without uncon-

    trolled propagation.

    The maximum length of any single ele-

    ment depends on several factors, such as

    width of the cross section, expected move-

    ment of the fault, compressibility of the

    surrounding soil, and element kinematics.

    Articulated design was selected as themost appropriate for the large cross section

    of the Bolu tunnel, and for the excavation

    geometry that had already been defined.

    Design Philosophy

    When the Bakacak fault was recognized as

    active, almost one year after the Duzce

    event, the restoration of the original tunnel

    was almost complete, and the shape and

    type of the cross section adopted was

    already defined. The bench pilot tunnels of

    the original excavation had already been

    backfilled.

    BOLU, TURKEY

    116 ROCK & SOIL REINFORCEMENT

    Standard cross-section of Bolu tunnelshowing massive support.

    Shotcrete operations underway in the

    top heading.

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    The segments geometry was defined by

    considering a ratio between length and

    width of the tunnel segment equal to one

    third, resulting in an element length of

    about 5 m. This geometry kept the load on

    the single crown segment below an accept-

    able threshold value.

    For practical reasons, the length of the

    segments was reduced to 4.4 m, with a

    50 cm joint gap at invert. This facilitated

    retention of the original modular reinforce-

    ment cage.

    Following a fault rupture, the tunnel

    will act longitudinally as an embedded

    beam, whose extremities are displaced by

    the lateral offset of the fault. The assump-

    tion made, justified by the geologists, is

    that a rupture will be uniformly distributed

    across the fault boundaries, with horizontal

    displacement. Therefore the shear strain inthe fault soil can be reasonably assumed as

    the ratio between expected offset and

    width of the fault at tunnel level.

    Up to rupture of the joints, the tunnel

    will be sheared and bent by the soil as an

    embedded beam. Once the joints shear

    resistance is attained, each segment will be

    free to move independently, according to

    external loads.

    The maximum acceptable shear resis-

    tance of the joint has been defined on an

    equivalent elastic model, with soil mod-elled as springs acting in compression. A

    displacement is gradually applied to the

    extremities, and the shear stiffness of the

    joints is designed so as to reach the shear

    failure of the joint before lateral overload

    of the element cross section, or bending

    failure at extremities.

    Reinforcement and Joints

    Across the fault zone, different support

    measures have been adopted. Of these, themost important is an 80 cm-thick concrete

    40 N/sq mm prefabricated concrete slab

    intermediate lining to be installed between

    the primary lining and the inner lining. The

    reinforcement bars have been placed only

    in the inner (final) lining and at invert,

    while the shotcrete and intermediate lin-

    ings have been fibre-reinforced.

    The primary aim of the reinforcement

    design is to provide a high ductility to the

    lining. The allowable rotation has been

    estimated, and compared to the estimated

    rotation for the load conditions. This was

    achieved by introducing stirrups at shear,

    keeping the spacing below 30 cm, and also

    by introducing a light dosage of steel fibres

    in the concrete mix, or applying an equiva-

    lent double mesh layer. These measures

    were installed within the fault, and up to a

    distance of 30-40 m from the fault borders.

    The joints, at 4.2 m spacing, have been

    detailed to prevent soil squeezing between

    the segments, and to bridge the static soil

    pressure to the surrounding elements, but

    opposing a sufficiently low shear resis-

    tance in the event of fault rupture.To provide ring closure of the joint at

    the invert, a 0.4 m-thick fibre reinforced

    shotcrete beam is applied to bridge the

    gap. At the crown, the regular 40 cm-thick

    shotcrete preliminary lining has been

    assessed as sufficient.

    The 50 cm-wide joint is filled by two

    layers of concrete blocks, with a 10 cm

    low density PS layer in between. A water-

    proofing membrane is installed below the

    concrete block slabs and the invert.

    In general, at the crown, three levels oflinings are installed: a shotcrete lining, an

    intermediary lining of poured concrete,

    and a reinforced final lining. The water-

    proofing membrane bridges the seismic

    joint gap between intermediary and final

    lining. The joint opening in the final lining

    has been enlarged to 70 cm, and the gap

    will be covered by a steel plate, for the

    purposes of ventilation and fire resistance.

    The backfilled bench pilot tunnels were

    heavily reinforced to provide sufficient

    abutment to the crown loads during the

    excavation. These beams cannot be inter-

    rupted while excavating, so the cutting of

    BOLU, TURKEY

    ROCK & SOIL REINFORCEMENT 117

    Installing prefabricated concrete slab

    intermediate lining.

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    the joint in the section can only be executed

    once the invert is in place.

    Excavation and Support

    The Bolu tunnel has been advanced on a

    new alignment, which diverts around the

    collapsed section. It is being driven from

    newly established faces within the aban-

    doned tunnel on the Istanbul side. A

    150 m-long cut-and-cover section was

    completed at the Ankara portals before

    excavation work could commence from

    this end.

    The weathered, faulted amphiboliterock, with up to 140 m cover, is broken up

    by a Krupp hydraulic hammer mounted on

    a Cat 235 excavator, then loaded into road

    tipper trucks. The 7 m-high top heading is

    opened using 30 x 6 m-long forepoles over

    the crown, under which three pieces of the

    5-piece steel arches are set at 1.1 m

    intervals. Then 20 off, 12 m-long anchors,

    each comprising 3 x 4 m lengths of Atlas

    Copco MAI SDA, are drilled in and grouted

    using an Atlas Copco Boomer drillrig. The

    roof and sides are given a 40 cm-thick

    application of steel fibre reinforced shot-

    crete, and a 50 cm-thick steel bar reinforced

    shotcrete temporary invert is installed.

    The bench is then advanced 2.2 m at

    each side, and the legs of the steel arches

    are installed, together with bolts and shot-

    crete. Two incremental advances of 4.4 m

    allow the invert to be excavated 5 m-deep

    over the full width of the heading, and this

    is filled with mass concrete with two pre-

    fabricated steel reinforcement cages. A pur-

    pose-built, self-propelled stage conveyor is

    used to transfer the concrete from the fleet

    of 8 cu m mixer trucks. The invert concret-ing is maintained within 25 m of the face.

    The total excavated area of the tunnel is

    160-200 sq m. Where the rock is particu-

    larly poor, a 60 cm-thick concrete slab

    intermediate lining is installed, and the

    annulus backfilled with concrete. This is

    followed by a mass concrete in-situ lining,using 150 sq m x 13.5 m-long self pro-

    pelled formworks. The final lining opera-

    tion is kept within 75-85 m of the face, to

    ensure permanent support as early as pos-

    sible. Concrete is supplied from two plantson site with 80 cu m/h output capacity,

    backed by a 350 t cement storage silo.

    Where necessary, very-heavy lattice

    girders are placed as temporary support,

    and these are cut away as soon as suffi-

    cient permanent support is in place.

    The first tube breakthrough is scheduled

    for August, 2005, with the second follow-

    ing before the end of the year.

    The finished twin-tube tunnel will

    accommodate three lanes of traffic in each

    direction, with vehicle cross passages at500 m intervals.

    Acknowledgements

    Atlas Copco is grateful to the managementof the Bolu project for permission to visitthe site, and to Olivio Angelini, GaetanoGermani and Aziz zdemir of Astaldi fortheir help and assistance in preparation ofthis article. Reference is made to Designand Construction of Large Tunnel Through

    Active Faults: a Recent Application byM Russo and W Amberg (LombardiEngineering), and G Germani (Astaldi).

    BOLU, TURKEY

    118 ROCK & SOIL REINFORCEMENT

    General view of the Bolu tunnel face

    with invert pouring underway.

    Heavy steel reinforcement of the 5 m-deep concrete

    invert.