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ct s gr oup construction technology services CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS & LIABILITY STUART SOKOLOFF, P.E. PRESIDENT CONSTRUCTION ENGINEERING TECHNOLOGY SERVICES P.C. (CTS GROUP) N.Y. CITY: (212) 239-0135 LONG ISLAND: (516) 746-0072 BOCA RATON, FL: (561)465-2889

CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

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Page 1: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

CASE STUDIESCONSTRUCTION FORENSICS: FAILURES, RISKS & LIABILITY

STUART SOKOLOFF, P.E. PRESIDENT CONSTRUCTION ENGINEERING TECHNOLOGY SERVICES P.C.(CTS GROUP)

●N.Y. CITY: (212) 239-0135 ●LONG ISLAND: (516) 746-0072 ●BOCA RATON, FL: (561)465-2889

Page 2: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesOpinions

a. Half empty?

b. Half full?

c. The water is poisoned

Page 3: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesValue Methodology

Value Engineering What to construct

“Value Construction” How to construct

Page 4: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesValue Engineering

• Design Applicability

• Value / (Cost)

• Risk

• Constructability

• Safety

Page 5: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

Risk: The chance of a negative event

Mitigation: Reduces the chance

Avoidance: Eliminates the chance

Liability: With every event

Page 6: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesFORMAL RISK

Page 7: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesINFORMAL RISK

Page 8: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesRISKSDesigner Project Contractor

(Designer & Contractor)

Approach Schedule Changed ConditionsErrors & Omissions Staging (With Owner)Design To Cost Access Delay (Schedule)

Constructability Means & MethodsTemporary Structures

Page 9: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesRISK RISK DESIGN (VE) CONSTRUCTION

COST

SCHEDULE/DELAY

QUALITY

LIABILITY

INJURY/DEATH

PROPERTY DAMAGE

FAILURE/COLLAPSE

Page 10: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

BASICS OF A PRODUCTIVE VA STUDY

IN CONTROL OF:

Time allocation

“Productive” days

Risk evaluation: DESIGN & CONSTRUCTION

Idea selection (surgeons & shoemakers)

NOT IN CONTROL OF:

Quality of design

Intervention of owner

Overall time

Quality VE Productivity (V= )1DQ

Page 11: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesREGISTER

MITIGATION

RISK ITEM PROBABILITY X SEVERITY = RATING

Page 12: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

PROBABILITY MODEL (MONTE CARLO, ETC)

SINGLE OR GROUPING (AVG. P)

a) RANGE/LIKELIHOOD % CHANCEb) ESTIMATE IMPACT RANGE/LIMITS

c) COMPUTER SIMULATIONS REVENUE SCHEDULE COST

IMPACT

P

Page 13: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesRISK IN VA: MAKE TIME!!

• Information • Function analysis [fast: as fast as possible]• Idea generation• Idea selection

• Write-up • Presentation

RISKIDEA GENERATION & SELECTION REPRISE

Page 14: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

VA & RISK COMPATIBLE

VA IMPROVES VALUE V = F$

VARIABLE

VARIABLE

RISK MITIGATION REDUCES THE CHANCE OF A NEGATIVE EVENT

R =F$

SUMMARY

PROBABILITY

PROBABILITY

Page 15: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesFORMAT

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Page 16: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

World Trade Center, NYC

Access Mat Slip,Trip, Fall

Mud covered mat

Dewater & excavate

ContractorOwner

Page 17: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Building Foundation,NJ

Piles & Mat Foundation failure

Design & installation

Proper Eng & QA

EngineerContractor

Page 18: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

2ND Ave, NYC Tilt Collapse Adjacent Demolition

Reinforce Building

Pre-Existing

Page 19: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

E. 13th St., NYC Underpin Building crack Poor underpinning

Proper design Engineer

Page 20: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE Failure RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Englewood, NJ Paving Joints Damaged Courts

Improper sealing of jt

Proper construction

Contractor

Page 21: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

East River Barge, NY

Block fall Injury Improper rewiring

Rewire block set on barge

Crane Op. Owner

Page 22: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Demolition Collapse HIGH Under investigation

Could have, Should have

Contractor

CONSTRUCTION FORENSICS:

Page 23: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

Page 24: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Throgs Neck Bridge, NY

Platform Shield

Fall, Injury, Death

Improper insp procedure

Replace shield

Eng./Cont./Owner

Page 25: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesCONSTRUCTION FORENSICS:

CASE FAILURE RISK CAUSEMITIGATION/AVOIDANCE LIABILITY

Verrazano Platform, NY

Fall Fall, Death Not following procedures

Supervision Worker

Page 26: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology servicesExample: Verrazano Platform

Page 27: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

“Isn’t it amazing how things get done despite all of our efforts”-Irving “The General” Roth Circa 1979

Page 28: CASE STUDIES CONSTRUCTION FORENSICS: FAILURES, RISKS ... · case studies construction forensics: failures, risks & liability stuart sokoloff, p.e. president construction engineering

c t s g r o u p

construction technology services

Issues/Discussions

• Liabilities: Engineers/Architects/Contractors/Owners

• OSHA: General Contractors

•NY State Labor Law: LL 200: Contractors/Owners who controls the workLL 240(1): Scaffold/GravityLL 241.6: Specific violation of Industrial Code

• State/City/Local: Building Codes