Case 13-10061-PJW Doc 231 Filed 02/26/13 Page 1 of 71 ¨1

Case 13-10061-PJW Doc 231 Filed 02/26/13 Page 1 of 71

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1310061130227000000000009

Docket #0231 Date Filed: 2/26/2013


Exhibit A


Exhibit A

COMPANY CONTACT ADDRESS 1 ADDRESS 2 CITY STATE ZIPBroadridge Receiving Dept 51 Mercedes Way Edgewood NY 11717Mediant Communications Stephanie Fitzhenry 109 North 5th St Saddle Brook NJ 07663The Bank of New York Mellon Beth Stiffler 525 William Penn Pl Rm 300 Pittsburgh PA 15259Folio FN Investments Inc Ashley Theobald 8180 Greensboro Dr 8th Fl McLean VA 22102The Depository Trust Co Horace Daley Bldg A Loading Dock 7E 140 58th St Brooklyn NY 11220

In re Penson Worldwide, Inc., et al., Case No. 13-10061 Jointly Administered 1 of 1


Exhibit B


Exhibit B

Issuer Description CUSIP ISINPenson Worldwide, Inc. 8% Senior Secured (Series 144A) Due 6/1/2014 709600 AA 8 US709600AA81Penson Worldwide, Inc. 12.50% 2nd Lien (Series 144A) Due 5/15/2017 709600 AB 6 US709600AB64Penson Worldwide, Inc. 12.50% 2nd Lien (Reg S) Due 5/15/2017 U7100U AA 2 USU7100UAA26Penson Worldwide, Inc. Common Stock 709600 10 0 US7096001000



Exhibit C


Exhibit C

Name NoticeName Address1 Address2 Address3 City State Zip CountryAmeriprise Mike Kohler 2178 Ameriprise Financial Center Minneapolis MN 55474Baird Robert W & Co Incorporated Dean Markofski 777 E Wisconsin Ave Milwaukee WI 53202Banc of Americas Securities LLC John Dolan 222 Broadway 27th Fl MC NY3 222 27 01 New York NY 10038Bank of America National Association Carla V Brooks 411 N Akard 5th Fl Dallas TX 75201BMO Nesbitt Burns Inc Louise Torangeau 1 First Canadian Pl 13th Fl PO Box 150 Toronto ON M5X 1H3 CANADABNP Paribas NY Branch BNP PAR Roger Meyer 525 Washington Blvd 9th Fl Jersey City NJ 07310BNP Paribas Securities Corp Creighton Douglass 555 Croton Rd King of Prussia PA 19406BNY Mellon Enis Suljic 525 William Penn Pl Rm 300 Pittsburgh PA 15259BNY Mellon JW Giddens Trustee Liq Lehman Bros Michael Kania 525 William Penn Pl Rm 300 Pittsburgh PA 15259Brown Brothers Harriman & Co Corporate Actions 525 Washington Blvd New Port Towers Jersey City NJ 07302-0000Canaccord Capital Corporation Aaron Caughlan 609 2200 Granville St Vancouver BC V7Y 1H2 CANADACharles Schwab & Co Inc Nancy Brim 2423 E Lincoln Dr PHX PEAK 02 K130 Phoenix AZ 85016CIBC World Markets Inc Patricia Neath 161 Bay St 10th Fl Toronto ON M5J 258 CANADACitadel DG Marcia Banks 101 S Dearborn St Chicago IL 60603CITI/CLRNG Receiving Dept 51 Mercedes Way Edgewood NY 11717Citibank NA Sandra Hernandez 3800 Citibank Center B3 12 Tampa FL 33610Credit Suisse Securities USA LLC Adam Miranda 1 Madison Ave 2nd Fl New York NY 10010Desjardins Securities Inc Karla Diaz 2 Complexe Desjardins Tour Est Nirveau 62, E1-22QC Montreal QC H5B 1J2 CANADADeutsche Bank Securities Inc Ira Kovins Harborside Financial Center 100 Plaza One 2nd Fl Corporate Actions Dept Jersey City NJ 07311-0000Edward D Jones & Co Nick Hummell 12555 Manchester Rd CADD Dept St Louis MO 63131ETrade Clearing LLC Matt Freifeld 1981 Marcus Ave Ste 100 Lake Success NY 11042Fidelity Clearing Canada ULC CDS Steve Adams 401 Bay St Ste 2910 Toronto ON M5H 2Y4 CANADAFirst Clearing LLC Finessa Rosson One North Jefferson St Louis MO 63103First Southwest Co Misty Thacker 325 N St Paul Ste 800 Dallas TX 75201Fortis Clearing Americas LLC/Retail Caryn Dombrowski 175 W Jackson Blvd Ste 400 Chicago IL 60605Goldman Sachs & Co Gloria Lio 30 Hudson St Jersey City NJ 07302-4699Goldman Sachs Execution & Clearing Anthony Bruno 30 Hudson St Jersey City NJ 07302-4699Goldman Sachs International Vanessa Camardo 30 Hudson St Jersey City NJ 07302-4699HSBC Bank USA NA IPB Mitchell Lief 452 Fifth Ave 2nd Fl New York NY 10018Interactive Broker Retail Equity Clearing Ken Hayden 2 Pickwick Plz 2nd Fl Greenwich CT 06830-0000J P Morgan Clearing Corp Proxy Dept Manager 14201 Dallas Parkway Dallas TX 75254Jefferies & Co Inc Joseph Porcello Harborside Financial Center 705 Plaza 3 Jersey City NJ 07311-0000JP Morgan Securities Inc Fixed Jack Dickson 14201 North Dallas Tollway 12 th Fl Dallas TX 75254JPMorgan Chase Bank NA Reorg Dept 14201 Dallas Parkway Dallas TX 75254JPMorgan Chase Bank NA Reorg Dept 14201 Dallas Parkway Dallas TX 75254Knight Clearing Services LLC Anna Rossi 545 Washington Blvd Jersey City NJ 07310Legent Clearing Stephanie Fitzhenry 109 North 5th St Saddle Brook NJ 07663-0000LPL Financial Corporation Martha Strahan 4828 Parkway Plaza Blvd Attn Corporate Actions Charlotte NC 28217Marsco Investment Corporation Karen Jacobsen 101 Eisenhower Pkwy Roseland NJ 07068-0000Merrill Lynch Pierce Fenner & Smith Corp Actions Notifications Jax Corporate Action Dept 4804 Deer Lake Drive East 4th Fl Bldg 3 Jacksonville FL 32246Merrill Lynch, Pierce, Fenner & Smith Corp Actions Notifications Jax Corporate Action Dept 4804 Deer Lake Drive East 4th Fl Bldg 3 Jacksonville FL 32246Mizuho Trust & Banking Co Robert Dimick 135 W 50th St 16th Fl New York NY 10020Morgan Stanley & Co Inc Michelle Ford 1300 Thames St 7th Fl Baltimore MD 21231Morgan Stanley Smith Barney Suzanne Mundle Harborside Financial Center 230 Plaza Three 6th Fl Jersey City NJ 07311MS Securities Services Inc Michelle Ford 1300 Thames St 7th Fl Baltimore MD 21231National Financial Services Lou Trezza 200 Liberty St New York NY 10281NBCN Inc Louise Normandin 1010 de la Gauchetiere St West Mezzanine 100 Montreal QC H3B 5J2 CANADANewedge USA, LLC/Equity Clrg Div Jay Spitzer 630 Fifth Avenue Ste 500 New York NY 10111Northern Trust Co Stella Castaneda 801 S Canal St Attn Capital Structures C1N Chicago IL 60607Oppenheimer & Co Inc Oscar Mazario 125 Broad St 15th Fl New York NY 10004Optionsxpress Inc Richard Trinh 311 W Monroe St Ste 1000 Chicago IL 60606Penson Financial Services Inc Robert McPhearson 330 Bay St Ste 711 Toronto ON M5H 2S8 CANADAPershing LLC Securities Corporation Al Hernandez 1 Pershing Plaza Jersey City NJ 07399-0000PNC Bank NA Eileen Blake 8800 Tinicum Blvd MS F6 F266 02 2 Philadelphia PA 19153Primevest Financial Services Inc Angela Handeland 400 1st St South Ste 300 St Cloud MN 56301QUES/CDS** c o CDS 600 de Maisonneuve Blvd W Montreal QC H3A 3J2 CANADA



Exhibit C

Name NoticeName Address1 Address2 Address3 City State Zip CountryRaymond James & Associates Inc Tracey Goodwin 880 Carillion Pkwy St Petersburg FL 33733RBC Capital Markets Corporation Tara Olmanson 510 Marquette Ave South Minneapolis MN 55402RBC Dominion Securities Inc Donald Garcia 200 Bay St Royal Bk Plz North Tower 6th Fl Toronto ON M5J 2J5 CANADARidge Clearing & Outsourcing Solutions Matt Freifeld 1981 Marcus Ave Ste 100 Lake Success NY 11042Scotia Capital Inc Normita Ramirez 40 King St West 23rd Fl Toronto ON M5H 1H1 CANADAScottrade Inc Terri Losche 12855 Flushing Meadows Dr St Louis MO 63131SG AMERICA Pete Scavone 1221 Ave of the Americas New York NY 10020Southwest Securities Inc Christina Finzen 1201 Elm St Ste 3700 Dallas TX 75270State Street Bank and Trust Co Sandra Polizio Corp Actions JAB5E 1776 Heritage Dr North Quincy MA 02171-0000Stephens Inc Linda Thompson 111 Center St 4th Fl Little Rock AR 72201Sterne Agee & Leach Inc Carrie Kelly Two Perimeter Park S Ste 100W Birmingham AL 35243Stifel Nicolaus & Co Inc Chris Wiegand 501 N Broadway 7th Fl St. Louis MO 63102TD Ameritrade Clearing Inc Mandi Foster 1005 Ameritrade Pl Bellevue NE 68005TD Waterhouse Canada Inc Beverly Adams 60 North Windplace Scarborough ON M1S 3A7 CANADAThe Bank of New York Mellon Sarah Hutchman 525 William Penn Pl Rm 300 Pittsburgh PA 15259TradeStation Group Inc Herbert Walton 8050 SW 10th St Ste 4000 Plantation FL 33324UBS AG Stamford Branch/as Custodian Michael Marciano 480 Washington Blvd Jersey City NJ 07310-0000UBS Financial Services LLC Jane Flood 1200 Harbor Blvd Weehawken NJ 07086-0000UBS Securities LLC Gregory Contaldi 480 Washington Blvd Jersey City NJ 07310-0000US Bancorp Investments Inc Christine Gregorich 60 Livingston Ave EP MN WN2H St Paul MN 55107-1419US Bank NA Tim Randall MK WI S302 1555 N Rivercenter Dr Milwaukee WI 53212USAA Investment Management Co Joyce Wilson 9800 Fredericksburg Rd San Antonio TX 78288Vanguard Marketing Corporation Kevin Scully 100 Vanguard Blvd Malvern PA 19355Vision Financial Markets LLC Anna Martinez 4 High Ridge Park Ste 100 Stamford CT 06905-1325Wedbush Morgan Securities Inc Hermon Alem 1000 Wilshire Blvd Los Angeles CA 90017William Blair & Co LLC Mariusz Niedbalec 222 West Adams St Chicago IL 60606



Exhibit D


Exhibit D

Name NoticeName Address1 Address2 City State Zip CountryAUSTIN TRUST COMPANY CUST FBO JAMES DYER - ROLLOVER IRA 3601 MURILLO CIR AUSTIN TX 78703BILL SCOTTI 2610 ALLEN ST APT 4312 DALLAS TX 75204BILL YANCEY 2701 HIGHGROVE CT COLLEYVILLE TX 76034BOB BISHOP 7 LA PURISIMA RANCHO SANTA MARGARITA CA 92688

BROADRIDGE FINANCIAL SOLUTIONS INC 1981 MARCUS AVE LAKE SUCCESS NY 11042CEDE & CO (FAST) BOX # 20 BOWLING GREEN STATION NEW YORK NY 10004CGM CUST DANIEL P SON IRA ROLLOVER 9507 MEADOWBROOK LN DALLAS TX 75220-2253CHARLES A SMITH 53 DUNLOP RD HUNTINGTON NY 11743

COLIN THOMAS 44 RANDOLPH RD BROMELY KENT BR2 8PUUNITED KINGDOM

CONTINENTAL STOCK TRANSFER & TRUST CO

AS DRS AGENT FOR PENSON WORLDWIDE INC 17 BATTERY PLACE 8TH FL NEW YORK NY 10004

DANIEL P SON 9507 MEADOWBROOK DR DALLAS TX 75220DARLENE YOSHIKAWA 18150 SIGMOND CIR FOUNTAIN VALLEY CA 92708

DARRYL WIMS 2 GARDNOR MANSIONS CHURCH RD LONDON NW3 6URUNITED KINGDOM

DAVID KELLY 420 SABAL PALM LN VERO BEACH NJ 32963DEBBIE J ROSENCRANZ PO BOX 217 CHAFFE MO 63740DPAHS HOLDINGS LTD 9507 MEADOWBROOK LN DALLAS TX 75220ENGEMOEN FAMILY PARTNERSHIP LTD C/O ROGER J ENGEMOEN JR 1907 GEORGIA LANDING CV AUSTIN TX 78746

ENGEMOEN FAMILY PTN LTD C/O ENGEMOEN INVESTMENTS LLC NON PURPOSE LOAN ACCT 1907 GEORGIA LANDING CV AUSTIN TX 78746-7263FELIZARDO CONTRERAS 14702 LA MESA DR LA MIRADA CA 90638HAROLD W SCHUESSLER 1283 BRADFORD DR COPPELL TX 75019JOHN MCEWING 38A HURLINGHAM CT RANELAGH GARDENS LONDON SW6 3UW ENGLANDJOHN SKAIN 173 HILLHURST BLVD TORONTO ON M5N 1P1 CANADAJOSEPH KELLY GRAY SPECIAL ACCOUNT PO BOX 26800 AUSTIN TX 78755-0800KELLY GRAY 6805 CAPITAL OF TEXAS HWY STE 350 AUSTIN TX 78731KEVIN MCALEER 17516 OAK MOUNT PL DALLAS TX 75287

LEWIS F WESTERMAN TTEEFLOYD R WESTERMAN FAMILY TRUST 3 BLENHEIM SAN ANTONIO TX 78209

MARK M KRIST 1117 W ARMITGE 4 CHICAGO IL 60614-4152MARK MUNOZ 21 CONYERS LN LADERA RANCH CA 92694MARK WHITWORTH 16 FIRST ST LADERA RANCH CA 92694MARK WHITWORTH 16 FIRST ST LADERA RANCH CA 92694MICHAEL BOLGATZ 2625 ALCATRAZ AVE STE 521 BERKLEY CA 94705OWEN SCHEURICH 6555 ANITA ST DALLAS TX 75214PENSON FINANCIAL SERVICES FBO BRYAN JOHNSON - IRA 3317 ELKHART CT ARLINGTON TX 76016PENSON WORLDWIDE INC 1700 PACIFIC AVE STE 1400 DALLAS TX 75201PHILIP A PENDERGRAFT 3708 BIG BEAR LAKE DR ARLINGTON TX 76016PTP PARTNERS LTD C/O PTP MANAGEMENT LLC ATTN PHILIP PENDERGRAFT 3708 BIG BEAR LAKE DR ARLINGTON TX 76016-4102ROBERT BRUCE PITT 3 OSPREY AVE ALISO VIEJO CA 92656RON FRAZIER 13217 W 129TH TER OVERLAND PARK KS 66213SCOTT T LABOUNTY 8245 EAST IRONWOOD AVE ORANGE CA 92869STEVE SAMAIN 29 SCHOLARS RD CHINGFORD LONDON E4 7HH ENGLANDTHEODORE W GEHRIG JR 28692 ABANTES PL LAGUNA NIGUEL CA 92677THOMAS JOHNSON 3254 ROAN WAY SAN ANTONIO TX 78259TODD L BOPPELL 1141 RAVENCREST RD SANTA ANA CA 11042WILLIAM D GROSS 4214 MANNING LN DALLAS TX 75220-3829ZAIA AMAYA RUTH BONHEUR 5547 OAKWOOD AVE COTE ST-LUC EW QC H4W 2A8 CANADA



Exhibit E


Exhibit E

Company EmailBank of America [email protected] [email protected] [email protected] Mellon [email protected] [email protected] [email protected] [email protected] International SA [email protected] International SA [email protected] International SA [email protected] Suisse Securities (USA) LLC [email protected] Suisse Securities (USA) LLC [email protected] Suisse Securities (USA) LLC [email protected] Suisse Securities (USA) LLC [email protected] Bank Securities Inc [email protected] Bank S.A./N.V. [email protected] Bank S.A./N.V. [email protected] Investments [email protected] Sachs & Co [email protected] Chase Bank [email protected] Communications [email protected] UFJ Trust & Banking Corp [email protected] Stanley [email protected] Stanley [email protected] Stanley [email protected] Stanley [email protected] Trust Company [email protected] Bank of Canada [email protected] SegaInterSettle AG [email protected] SegaInterSettle AG [email protected] Securities [email protected] Securities [email protected] Street Bank and Trust Company [email protected] Street Bank and Trust Company [email protected] Street Bank and Trust Company [email protected] Street Bank and Trust Company [email protected] Bank of New York Mellon [email protected] Bank of New York Mellon [email protected] The Bank of New York Mellon [email protected] The Canadian Depository [email protected] Depository Trust Co [email protected] Depository Trust Co [email protected] Depository Trust Co [email protected] Depository Trust Co [email protected] Securities LLC [email protected] Securities LLC [email protected] Bank National Association [email protected] Stock Transfer & Trust Co [email protected]



Exhibit F


IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE

-------------------------------------------------------------- x In re: : Chapter 11 : PENSON WORLDWIDE, INC., et al.,1 :

: Case No. 13-10061 (PJW)

Debtors. : : :

(Jointly Administered)

-------------------------------------------------------------- x

NOTICE OF ESTABLISHMENT OF BAR DATES FOR FILING PROOFS OF CLAIM, INCLUDING SECTION 503(b)(9) CLAIMS

TO ALL PERSONS AND ENTITIES WITH CLAIMS AGAINST ANY OF THE FOLLOWING DEBTOR ENTITIES:

On January 11, 2013 (the “Petition Date”), Penson Worldwide, Inc. and its affiliated debtors and debtors-in-possession in the above-captioned cases (collectively, the “Debtors”) filed petitions commencing chapter 11 cases (the “Chapter 11 Cases”) under title 11 of the United States Code, 11 U.S.C. §§ 101-1532 (the “Bankruptcy Code”), in the United States Bankruptcy Court for the District of Delaware (the “Court”).

On February 7, 2013, the Court entered an order [Docket No. 144] (the “Bar Date Order”) establishing various bar dates for filing proofs of claim and requests for allowance of certain administrative expenses in the Chapter 11 Cases. The Court has established March 11, 2013 at 5:00 p.m. (prevailing Pacific Time) (the “General Bar Date”) as the general claims bar date for filing proofs of claim in the Chapter 11 Cases for all persons and entities other than governmental units and July 10, 2013, at 5:00 p.m. (prevailing Pacific Time) (the “Government Bar Date”) as the bar date for governmental units to file proofs of claim in the Chapter 11 Cases. As described below, the Bar Date Order also establishes different bar dates for other categories of claims.

For your convenience, enclosed with this Notice is a proof of claim form, which identifies on its face the amount, nature and classification of your claim(s), if any, listed in the Debtors’ schedules of assets and liabilities filed in these cases (the “Schedules”).

As used in this Notice, the term “entity” has the meaning given to it in section 101(15) of the Bankruptcy Code, and includes all persons, estates, trusts, governmental units and the United States trustee. The terms “persons” and “governmental units” are defined in sections 101(41) and 101(27) of the Bankruptcy Code, respectively.

Additionally, the term “claim” means, as to or against any of the Debtors and in accordance with section 101(5) of the Bankruptcy Code: (a) any right to payment, whether or not such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured or unsecured; or (b) any right to an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether or not such right to an equitable remedy is reduced to judgment, fixed, contingent,

1 The Debtors in these cases, along with the last four digits of each Debtor’s federal tax identification number, are: Penson Worldwide, Inc. (6356); SAI Holdings, Inc. (3657); Penson Financial Services, Inc. (3990); Penson Financial Futures, Inc. (6207); Penson Holdings, Inc. (4821); Penson Execution Services, Inc. (9338); Nexa Technologies, Inc. (7424); GHP1, Inc. (1377); GHP2, LLC (1374); and Penson Futures (6207). The Debtors’ mailing address is 800 Klein Road, Suite 200, Plano, Texas 75074.


matured, unmatured, disputed, undisputed, secured or unsecured. Finally, “Section 503(b)(9) Claims” means any claim entitled to administrative expense status under section 503(b)(9) of the Bankruptcy Code.

1. THE BAR DATES

The Bar Date Order establishes the following bar dates for filing proofs of claim in these cases (the “Bar Dates”):

a. The General Bar Date. Pursuant to the Bar Date Order, except as described below, all persons or entities holding claims against the Debtors in the Chapter 11 Cases that arose or are deemed to have arisen prior to the Petition Date are required to file proofs of claim by March 11, 2013 at 5:00 p.m. (prevailing Pacific Time). The General Bar Date applies to all types of claims against the Debtors in the Chapter 11 Cases that arose prior to the Petition Date, including Section 503(b)(9) Claims, secured claims, unsecured priority claims, and unsecured nonpriority claims.

b. The Government Bar Date. Pursuant to the Bar Date Order, all governmental units holding claims against the Debtors in the Chapter 11 Cases that arose or are deemed to have arisen prior to the Petition Date are required to file proofs of claim by July 10, 2013 at 5:00 p.m. (prevailing Pacific Time). The Government Bar Date applies to all governmental units holding claims against the Debtors in the Chapter 11 Cases (whether Section 503(b)(9) Claim, secured claims, unsecured priority claims, or unsecured nonpriority claims) that arose prior to the Petition Date, including, without limitation, governmental units with claims against the Debtors for unpaid taxes, whether such claims arise from prepetition tax periods or prepetition transactions to which the Debtors were a party.

c. The Amended Schedule Bar Date. If, subsequent to the date of this Notice, a Debtor amends or supplements its Schedules to modify the undisputed, noncontingent, and liquidated amount of a claim listed in the Schedules, to change the nature or classification of a claim against a Debtor reflected in the Schedules, or to add a new claim to the Schedules, the affected creditor is required to file a proof of claim or amend any previously filed proof of claim in respect of the affected claim on or before the later of (i) the above-listed Bar Date applicable to such affected creditor, and (ii) 21 days after the date that notice of the applicable amendment or supplement to the Schedules is served on the creditor. The later of these dates is referred to in this Notice as the “Amended Schedule Bar Date.”

d. The Rejection Bar Date. Any entity whose claim arises out of the Court-approved rejection of an executory contract or unexpired lease pursuant to section 365 of the Bankruptcy Code prior to the confirmation of a chapter 11 plan in the applicable Debtor’s case must file a proof of claim on or before the later of (i) the General Bar Date (or the Government Bar Date for governmental units), and (ii) 30 days after the entry date of the order authorizing the Debtor’s rejection of the applicable contract or lease. The later of these dates is referred to in this Notice as the “Rejection Bar Date.”

2. WHO MUST FILE A PROOF OF CLAIM

Unless one of the exceptions described in Section 5 below applies, you MUST file a proof of claim to vote on a chapter 11 plan of liquidation or to share in distributions from the Debtors’ bankruptcy estates if you have a claim that arose or is deemed to have arisen prior to the Petition Date. Claims based on acts or omissions of the Debtors that occurred before the Petition Date must be filed on or prior to the applicable Bar Date, even if such claims are not now fixed, liquidated, or certain or did not mature or become fixed, liquidated, or certain before the Petition Date.


Except where the Rejection Bar Date, the Government Bar Date, or the Amended Schedule Bar Date applies to establish a different deadline or one of the exceptions in Section 5 applies, the following entities must file proofs of claim in the Chapter 11 Cases on or before the General Bar Date:

a. any person or entity whose claim against a Debtor is not listed in the applicable Debtor’s Schedules or is listed in the Schedules as either one or more of: disputed, contingent, or unliquidated; or

b. any person or entity who believes that its claim is improperly classified in the Schedules or is listed in an incorrect amount and who desires to have its claim allowed in a classification or amount other than that identified in the Schedules.

3. WHAT TO FILE

The Debtors are enclosing a proof of claim form for use in these cases, or you may use another proof of claim form that conforms substantially to Official Bankruptcy Form B10. If your claim is scheduled by the Debtors, the attached proof of claim form also sets forth: (a) the amount of your claim (if any) as scheduled by the Debtors; (b) the specific Debtor against which the claim is scheduled; (c) whether your claim is scheduled as either one or more of: disputed, contingent, or unliquidated; and (d) whether your claim is listed as a secured, unsecured priority or unsecured nonpriority claim. You will receive a different proof of claim form for each claim scheduled in your name by the Debtors. You may utilize the proof of claim form provided by the Debtors to file your claim.

All proof of claim forms must be signed by the creditor or, if the creditor is not an individual, by an authorized agent of the creditor. The proof of claim form must be written in English and be denominated in United States currency. You should attach to your completed proof of claim any documents on which the claim is based (or, if such documents are voluminous, attach a summary) or an explanation as to why the documents are not available.

Any entity asserting claims against more than one Debtor must file a separate proof of claim with respect to each such Debtor. In addition, any entity filing a proof of claim must identify on its proof of claim form the particular Debtor against which its claim is asserted. If more than one Debtor is listed on the form, the proof of claim will be treated as filed only against the first listed Debtor; provided, that such treatment will be without prejudice of the right of any party with standing to object to have the claim transferred to the case of the appropriate Debtor.

Under the Bar Date Order, the filing of a proof of claim form shall be deemed to satisfy the procedural requirements for the assertion of administrative priority claims under section 503(b)(9) of the Bankruptcy Code. All other administrative claims under section 503(b) of the Bankruptcy Code must be made by separate requests for payment in accordance with section 503(a) of the Bankruptcy Code. For the avoidance of doubt, Section 503(b)(9) Claims must be filed by the General Bar Date.

4. WHEN AND WHERE TO FILE

All proofs of claim must be submitted in person, by courier service, by hand delivery, or by mail so as to be received on or before the applicable Bar Date at the following address: Penson Claims Processing Center, c/o Kurtzman Carson Consultants, LLC, 2335 Alaska Avenue, El Segundo, California 90245.

Proofs of claims will be collected, docketed and maintained by the Debtors’ claims agent, Kurtzman Carson Consultants, LLC (“KCC”). If you wish to receive acknowledgement of KCC’s receipt of a proof of claim, you must submit by the applicable Bar Date and concurrently with submitting your original proof of claim (a) a copy of the original proof of claim and (b) a self-addressed, postage prepaid return envelope.


Proofs of claim will be deemed filed only when actually received by KCC. Proofs of claim may not be delivered by facsimile or electronic mail transmission. Any facsimile or electronic mail submissions will not be accepted and will not be considered filed until a proof of claim is submitted by one of the methods described above.

5. WHO NEED NOT FILE A PROOF OF CLAIM

The Bar Date Order further provides that the following entities, who otherwise would be subject to the General Bar Date, need not file proofs of claim in the Chapter 11 Cases:

a. any person or entity that already has filed a signed proof of claim against the applicable Debtor(s) with the Clerk of the Bankruptcy Court for the District of Delaware in a form substantially similar to Official Bankruptcy Form B10;

b. any person or entity whose claim is listed on the Schedules if (i) the claim is not scheduled as any of disputed, contingent or unliquidated; (ii) such entity agrees with the amount, nature, classification, and priority of the claim as set forth in the Schedules; and (iii) such person or entity does not dispute that its claim is an obligation only of the specific Debtor against which the claim is listed in the Schedules;

c. any holder of a claim that previously has been allowed by order of the Court;

d. any holder of a claim that has been paid in full by any of the Debtors pursuant to the Bankruptcy Code or in accordance with an order of the Court;

e. any Debtor having a claim against another Debtor;

f. any holder of an administrative expense allowable under sections 503(b) and 507(a)(2) of the Bankruptcy Code other than a Section 503(b)(9) Claim;

g. any person or entity (including the trustee under the Convertible Notes Indenture, as defined below) whose claim is limited exclusively to a claim for repayment by the applicable Debtor(s) of principal, interest, and other applicable fees and charges on or under the 8.00% Senior Convertible Notes due 2014 issued by PWI (the “Convertible Notes”), with the claim for principal, interest, and other applicable fees and charges on or under the Convertible Notes and the underlying indenture (the “Convertible Notes Indenture”) being referred to herein as the “Convertible Notes Claim”; provided that holders of Convertible Notes and the trustee under the Convertible Notes Indenture that wish to assert claims other than the Convertible Notes Claim shall be required to file proofs of claim on account of such claims on or before the General Bar Date unless another exception in this paragraph applies;

h. any person or entity (including the trustee under the Senior Notes Indenture, as defined below) whose claim is limited exclusively to a claim for payment by the applicable Debtor(s) of principal, interest and other applicable fees, expenses, premium, charges, make-whole amounts, indemnities and costs on or under the 12.50% Senior Second Lien Secured Notes due 2017 issued by PWI (as amended, modified or supplemented from time to time, the “Senior Notes”) or the underlying indenture (as amended, modified or supplemented from time to time, the “Senior Notes Indenture”) or the “Security Documents” (as defined in the Senior Notes Indenture) (all such claims being referred to herein as the “Senior Notes Claims”) nor is the trustee under the Senior Notes Indenture required to file a proof of claim to preserve its charging lien; provided that holders of Senior Notes and the trustee under the Senior Notes Indenture that wish to assert claims other than the Senior Notes Claims shall be required to file proofs of claim on account of such claims on or before the General Bar Date unless another exception in this paragraph applies; and


i. any holder of an interest or collateral assignee of an interest based on equity securities of a Debtor solely with respect to such holder’s ownership interest or such collateral transferee’s interest in or possession of such equity securities; provided, however, that any such holders who wish to assert a claim against any of the Debtors based on transactions in the Debtors’ securities, including, but not limited to, claims for damages or rescission based on the purchase or sale of such securities, must file a proof of claim on or prior to the General Bar Date; provided, further, that the Debtors reserve all rights with respect to any such claims including, inter alia, to assert that such claims are subject to subordination pursuant to section 510(b) of the Bankruptcy Code.

6. EXECUTORY CONTRACTS AND UNEXPIRED LEASES

As described in Section 1 above, any entity that has a claim arising out of the rejection of an executory contract or unexpired lease prior to the confirmation of a plan of liquidation must file a proof of claim for damages caused by such rejection by the Rejection Bar Date.

7. CONSEQUENCES OF FAILURE TO FILE A PROOF OF CLAIM BY THE APPLICABLE BAR DATE

ANY PERSON OR ENTITY THAT IS REQUIRED TO FILE A PROOF OF CLAIM IN THE CHAPTER 11 CASES BUT THAT FAILS TO DO SO BY THE APPLICABLE BAR DATE DESCRIBED IN THIS NOTICE SHALL BE FOREVER BARRED, ESTOPPED AND ENJOINED FROM THE FOLLOWING: (A) ASSERTING ANY CLAIM AGAINST THE DEBTORS IN THE CHAPTER 11 CASES THAT AROSE OR IS DEEMED TO HAVE ARISEN PRIOR TO THE PETITION DATE THAT THE ENTITY HAS THAT (I) IS IN AN AMOUNT THAT EXCEEDS THE AMOUNT, IF ANY, THAT IS IDENTIFIED IN THE SCHEDULES ON BEHALF OF SUCH ENTITY AS UNDISPUTED, NONCONTINGENT AND LIQUIDATED, OR (II) IS OF A DIFFERENT NATURE OR A DIFFERENT CLASSIFICATION THAN ANY CLAIM IDENTIFIED IN THE SCHEDULES ON BEHALF OF SUCH PERSON OR ENTITY (ANY SUCH CLAIM UNDER SUBPARAGRAPH (A) BEING REFERRED TO IN THIS NOTICE AS AN “UNSCHEDULED CLAIM”); OR (B) VOTING UPON, OR RECEIVING DISTRIBUTIONS UNDER, ANY PLAN OR PLANS OF LIQUIDATION IN THE CHAPTER 11 CASES IN RESPECT OF AN UNSCHEDULED CLAIM.

8. THE DEBTORS’ SCHEDULES AND ACCESS THERETO

You may be listed as the holder of a claim against one or more of the Debtors in the Schedules. To determine if and how you are listed in the Schedules, please refer to the information set forth on the enclosed proof of claim form regarding the nature, amount, classification and status of your claim. If the Debtors believe that you may hold claims against more than one Debtor, you will receive proof of claim forms, each of which will reflect the nature and amount of your claim by separate Debtor, as listed in the Schedules.

If you choose to rely on the Schedules, it is your responsibility to determine that the claim is accurately listed in the Schedules. However, the enclosed form: sets forth the amount of your claim (if any) as set forth in the Schedules; identifies the Debtor against which it is scheduled; specifies whether your claim is listed in the Schedules as either one or more of: disputed, contingent, or unliquidated; and identifies whether your claim is scheduled as a secured claim, unsecured priority claim, or unsecured nonpriority claim.

As described above, if: (a) you agree with the nature, amount and status of your claim as listed in the Schedules; (b) you do not dispute that your claim is only against the Debtor specified by the Debtors; and (c) your claim is not described as either one or more of: disputed, contingent, or unliquidated; you need not file a proof of claim. Otherwise, you must file a proof of claim before the applicable Bar Date in accordance with the procedures set forth in this Notice.


9. RESERVATION OF RIGHTS

The Debtors reserve the right to (a) dispute, or to assert offsets or defenses against, any filed claim or any claim listed or reflected in the Schedules as to the nature, amount, liability, priority, classification or otherwise; (b) subsequently designate any scheduled claim as disputed, contingent or unliquidated; and (c) otherwise amend or supplement the Schedules. Nothing contained in this Notice shall preclude the Debtors from objecting to any claim, whether scheduled or filed, on any grounds.

10. ADDITIONAL INFORMATION

Copies of the Schedules, the Bar Date Order and other information regarding the Chapter 11 Cases are available for inspection free of charge on KCC’s website at http://kccllc.net/penson. The Schedules and other filings in the Chapter 11 Cases also are available for a fee at the Court’s website at http://www.deb.uscourts.gov. A login identification and password to the Court’s Public Access to Court Electronic Records (“PACER”) are required to access this information and can be obtained through the PACER Service Center at http://www.pacer.psc.uscourts.gov. Copies of the Schedules and other documents filed in these cases also may be examined between the hours of 9:00 a.m. and 4:30 p.m. (prevailing Eastern Time), Monday through Friday, at the office of the Clerk of the Bankruptcy Court, United States Bankruptcy Court for the District of Delaware, 824 Market Street, 3rd Floor, Wilmington, Delaware 19801.

If you require additional information regarding the filing of a proof of claim, you may contact the Debtors’ notice and claims agent, KCC, directly by writing to: Penson Claims Processing Center, c/o Kurtzman Carson Consultants, LLC, 2335 Alaska Avenue, El Segundo, California 90245, or by calling (877) 709-4754.

A HOLDER OF A POSSIBLE CLAIM AGAINST THE DEBTORS SHOULD CONSULT ITS OWN ATTORNEY REGARDING ANY MATTERS NOT COVERED BY THIS NOTICE, SUCH AS WHETHER THE HOLDER SHOULD FILE A PROOF OF CLAIM. NEITHER THE COURT NOR COUNSEL TO THE DEBTORS CAN ADVISE CREDITORS WHETHER THEY SHOULD FILE A PROOF OF CLAIM.

Dated: February 8, 2013

YOUNG CONAWAY STARGATT & TAYLOR, LLP Pauline K. Morgan (No. 3650) Kenneth J. Enos (No. 4544) Rodney Square 1000 North King Street Wilmington, Delaware 19801 Telephone: (302) 571-6600 Facsimile: (302) 571-1253

PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP Andrew N. Rosenberg Oksana Lashko 1285 Avenue of the Americas New York, New York 10019 Telephone: (212) 373-3000 Facsimile: (212) 757-3990

Counsel to the Debtors and Debtors in Possession


Exhibit G


B 10 Modified (Official Form 10) (12/11)

Penalty for presenting fraudulent claim: Fine of up to $500,000 or imprisonment for up to 5 years, or both. 18 U.S.C. §§ 152 and 3571.

UNITED STATES BANKRUPTCY COURT FOR DISTRICT OF DELAWARE PROOF OF CLAIMIndicate Debtor against which you assert a claim by checking the appropriate box below. (Check only one Debtor per claim form. If you wish to assert claims against multiple Debtors, you must file a separate form against each separate debtor against whom you are asserting a claim. If multiple boxes are checked, claims will be deemed as filed against the first checked Debtor for all purposes.) ☐ Penson Worldwide, Inc. (Case No. 13-10061) ☐ SAI Holdings, Inc. (Case No. 13-10062) ☐ Penson Financial Services, Inc. (Case No. 13-10063) ☐ Penson Financial Futures, Inc. (Case No. 13-10064)

☐ Penson Holdings, Inc. (Case No. 13-10065) ☐ Penson Execution Services, Inc. (Case No. 13-10067) ☐ Nexa Technologies, Inc. (Case No. 13-10068)

☐ Penson Futures (Case No. 13-10069) ☐ GHP1, Inc. (Case No. 13-10070) ☐ GHP2, LLC (Case No. 13-10071)

NOTE: This form should not be used to make a claim for an administrative expense (other than a claim asserted under 11 U.S.C. § 503(b)(9)) arising after the commencement of the case. A “request” for payment of an administrative expense (other than a claim asserted under 11 U.S.C. § 503(b)(9)) may be filed pursuant to 11 U.S.C § 503.

Name of Creditor (the person or other entity to whom the debtor owes money or property): ❐ Check this box if this claim amends a previously filed claim.

Court Claim

Number:__________ (If known) Filed on:_____________________

Name and address where notices should be sent: Telephone number: email:

❐ Check this box if you are aware that anyone else has filed a proof of claim relating to this claim. Attach copy of statement giving particulars.

Name and address where payment should be sent (if different from above): Telephone number: email:

5. Amount of Claim Entitled to Priority under 11 U.S.C. §507(a). If any part of the claim falls into one of the following categories, check the box specifying the priority and state the amount. ❐Domestic support obligations

under 11 U.S.C. §507(a)(1)(A) or (a)(1)(B).

❐ Wages, salaries, or commissions (up to $11,725*) earned within 180 days before the case was filed or the debtor’s business ceased, whichever is earlier – 11 U.S.C. §507 (a)(4).

❐ Contributions to an employee benefit plan – 11 U.S.C. §507 (a)(5).

❐ Up to $2,600* of deposits toward purchase, lease, or rental of property or services for personal, family, or household use – 11 U.S.C. §507 (a)(7).

❐ Taxes or penalties owed to governmental units – 11U.S.C. §507 (a)(8).

❐ Other – Specify applicable paragraph of 11 U.S.C. §507 (a)(__).

Amount entitled to priority:

$______________________

* Amounts are subject to

adjustment on 4/1/13 and every 3 years thereafter with respect to cases commenced on or after the date of adjustment

1. Amount of Claim as of Date Case Filed: $_______________________________ If all or part of the claim is secured, complete item 4. If all or part of the claim is entitled to priority, complete item 5. ❐Check this box if the claim includes interest or other charges in addition to the principal amount of the claim. Attach a statement that itemizes

interest or charges. 2. Basis for Claim: _________________________________________________________________ (See instruction #2) 3. Last four digits of any number by which creditor identifies debtor:

___ ___ ___ ___

3a. Debtor may have scheduled account as: (See instruction #3a)

3b. Uniform Claim Identifier (optional): (See instruction #3b)

4. Secured Claim (See instruction #4) Check the appropriate box if the claim is secured by a lien on property or a right of setoff, attach required redacted documents, and provide the requested information. Nature of property or right of setoff: ❐Real Estate ❐Motor Vehicle ❐Other Describe:

Value of Property: $________________ Annual Interest Rate % ❐Fixed ❐Variable (when case was filed) Amount of arrearage and other charges, as of the time case was filed, included in secured claim, if any: $__________________ Basis for perfection: Amount of Secured Claim: $ Amount Unsecured: $ 6. Claim Pursuant to 11 U.S.C. § 503(b)(9): Indicate the amount of your claim arising from the value of any goods received by the Debtor within 20 days before the date of commencement of the above case, in which the goods have been sold to the Debtor in the ordinary course of such Debtor’s business. Attach documentation supporting such claim.

$____________________________ (See instruction #6) 7. Credits. The amount of all payments on this claim has been credited for the purpose of making this proof of claim. (See instruction #7) 8. Documents: Attached are redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. If the claim is secured, box 4 has been completed, and redacted copies of documents providing evidence of perfection of a security interest are attached. (See instruction 8, and the definition of “redacted”.) DO NOT SEND ORIGINAL DOCUMENTS. ATTACHED DOCUMENTS MAY BE DESTROYED AFTER SCANNING. If the documents are not available, please explain: 9. Signature: (See instruction #9) Check the appropriate box.

❐ I am the creditor.

❐ I am the creditor’s authorized agent. (Attach copy of power of attorney, if any.)

❐ I am the trustee, or the debtor, or their authorized agent. (See Bankruptcy Rule 3004.)

❐ I am a guarantor, surety, indorser, or other codebtor. (See Bankruptcy Rule 3005.)

COURT USE ONLY I declare under penalty of perjury that the information provided in this claim is true and correct to the best of my knowledge, information, and reasonable belief. Print Name: Title: Company: (Signature) (Date) Address and telephone number (if different from notice address above): Telephone number: Email:


B 10 Modified (Official Form 10) (12/11) cont.

INSTRUCTIONS FOR PROOF OF CLAIM FORM The instructions and definitions below are general explanations of the law. In certain circumstances, such as bankruptcy cases not filed voluntarily by the debtor,

exceptions to these general rules may apply. Items to be completed in Proof of Claim form

Court, Name of Debtor, and Case Number: Fill in the federal judicial district in which the bankruptcy case was filed (for example, Central District of California), the debtor’s full name, and the case number. If the creditor received a notice of the case from the bankruptcy court, all of this information is at the top of the notice. Creditor’s Name and Address: Fill in the name of the person or entity asserting a claim and the name and address of the person who should receive notices issued during the bankruptcy case. A separate space is provided for the payment address if it differs from the notice address. The creditor has a continuing obligation to keep the court informed of its current address. See Federal Rule of Bankruptcy Procedure (FRBP) 2002(g). 1. Amount of Claim as of Date Case Filed: State the total amount owed to the creditor on the date of the bankruptcy filing. Follow the instructions concerning whether to complete items 4 and 5. Check the box if interest or other charges are included in the claim. 2. Basis for Claim: State the type of debt or how it was incurred. Examples include goods sold, money loaned, services performed, personal injury/wrongful death, car loan, mortgage note, and credit card. If the claim is based on delivering health care goods or services, limit the disclosure of the goods or services so as to avoid embarrassment or the disclosure of confidential health care information. You may be required to provide additional disclosure if an interested party objects to the claim. 3. Last Four Digits of Any Number by Which Creditor Identifies Debtor: State only the last four digits of the debtor’s account or other number used by the creditor to identify the debtor. 3a. Debtor May Have Scheduled Account As: Report a change in the creditor’s name, a transferred claim, or any other information that clarifies a difference between this proof of claim and the claim as scheduled by the debtor. 3b. Uniform Claim Identifier: If you use a uniform claim identifier, you may report it here. A uniform claim identifier is an optional 24-character identifier that certain large creditors use to facilitate electronic payment in chapter 13 cases. 4. Secured Claim: Check whether the claim is fully or partially secured. Skip this section if the claim is entirely unsecured. (See Definitions.) If the claim is secured, check the box for the nature and value of property that secures the claim, attach copies of lien documentation, and state, as of the date of the bankruptcy filing, the annual interest rate (and whether it is fixed or variable), and the amount past due on the claim.

5. Amount of Claim Entitled to Priority Under 11 U.S.C. §507(a). If any portion of the claim falls into any category shown, check the appropriate box(es) and state the amount entitled to priority. (See Definitions.) A claim may be partly priority and partly non-priority. For example, in some of the categories, the law limits the amount entitled to priority. 6. Claim Pursuant to 11 U.S.C. §503(b)(9): Check this box if you have a claim arising from the value of any goods received by the Debtor within 20 days before the date of commencement of the above case, in which the goods have been sold to the Debtor in the ordinary course of the Debtor’s business. Attach documentation supporting such claim. (See DEFINITIONS, below.) 7. Credits: An authorized signature on this proof of claim serves as an acknowledgment that when calculating the amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. 8. Documents: Attach redacted copies of any documents that show the debt exists and a lien secures the debt. You must also attach copies of documents that evidence perfection of any security interest. You may also attach a summary in addition to the documents themselves. FRBP 3001(c) and (d). If the claim is based on delivering health care goods or services, limit disclosing confidential health care information. Do not send original documents, as attachments may be destroyed after scanning. 9. Date and Signature: The individual completing this proof of claim must sign and date it. FRBP 9011. If the claim is filed electronically, FRBP 5005(a)(2) authorizes courts to establish local rules specifying what constitutes a signature. If you sign this form, you declare under penalty of perjury that the information provided is true and correct to the best of your knowledge, information, and reasonable belief. Your signature is also a certification that the claim meets the requirements of FRBP 9011(b). Whether the claim is filed electronically or in person, if your name is on the signature line, you are responsible for the declaration. Print the name and title, if any, of the creditor or other person authorized to file this claim. State the filer’s address and telephone number if it differs from the address given on the top of the form for purposes of receiving notices. If the claim is filed by an authorized agent, attach a complete copy of any power of attorney, and provide both the name of the individual filing the claim and the name of the agent. If the authorized agent is a servicer, identify the corporate servicer as the company. Criminal penalties apply for making a false statement on a proof of claim.

__________DEFINITIONS__________ ______INFORMATION______

Debtor A debtor is the person, corporation, or other entity that has filed a bankruptcy case. Creditor A creditor is a person, corporation, or other entity to whom debtor owes a debt that was incurred before the date of the bankruptcy filing. See 11 U.S.C. §101 (10). Claim A claim is the creditor’s right to receive payment for a debt owed by the debtor on the date of the bankruptcy filing. See 11 U.S.C. §101 (5). A claim may be secured or unsecured. Proof of Claim A proof of claim is a form used by the creditor to indicate the amount of the debt owed by the debtor on the date of the bankruptcy filing. The creditor must file the form with the clerk of the same bankruptcy court in which the bankruptcy case was filed. Secured Claim Under 11 U.S.C. §506(a) A secured claim is one backed by a lien on property of the debtor. The claim is secured so long as the creditor has the right to be paid from the property prior to other creditors. The amount of the secured claim cannot exceed the value of the property. Any amount owed to the creditor in excess of the value of the property is an unsecured claim. Examples of liens on property include a mortgage on real estate or a security interest in a car. A lien may be voluntarily granted by a debtor or may be obtained through a court proceeding. In some states, a court judgment is a lien.

A claim also may be secured if the creditor owes the debtor money (has a right to setoff). Unsecured Claim An unsecured claim is one that does not meet the requirements of a secured claim. A claim may be partly unsecured if the amount of the claim exceeds the value of the property on which the creditor has a lien. Claim Entitled to Priority Under 11 U.S.C. §507(a) Priority claims are certain categories of unsecured claims that are paid from the available money or property in a bankruptcy case before other unsecured claims. Redacted A document has been redacted when the person filing it has masked, edited out, or otherwise deleted, certain information. A creditor must show only the last four digits of any social-security, individual’s tax-identification, or financial-account number, only the initials of a minor’s name, and only the year of any person’s date of birth. If the claim is based on the delivery of health care goods or services, limit the disclosure of the goods or services so as to avoid embarrassment or the disclosure of confidential health care information. Evidence of Perfection Evidence of perfection may include a mortgage, lien, certificate of title, financing statement, or other document showing that the lien has been filed or recorded.

Acknowledgment of Filing of Claim To receive acknowledgment of your filing, please enclose a stamped self-addressed envelope and a copy of this proof of claim. You may view a list of filed claims in this case by visiting the Claims and Noticing Agent’s website at http://www.kccllc.net/penson. Offers to Purchase a Claim Certain entities are in the business of purchasing claims for an amount less than the face value of the claims. One or more of these entities may contact the creditor and offer to purchase the claim. Some of the written communications from these entities may easily be confused with official court documentation or communications from the debtor. These entities do not represent the bankruptcy court or the debtor. The creditor has no obligation to sell its claim. However, if the creditor decides to sell its claim, any transfer of such claim is subject to FRBP 3001(e), any applicable provisions of the Bankruptcy Code (11 U.S.C. § 101 et seq.), and any applicable orders of the bankruptcy court. PLEASE SEND COMPLETED PROOF(S) OF CLAIM TO:

Penson Case Claims Processing Center c/o KCC 2335 Alaska Avenue El Segundo, CA 90245


Exhibit H


Exhibit H

COMPANY CONTACT ADDRESS 1 ADDRESS 2 CITY STATE ZIPCNH CA MASTER ACCOUNT LP CO CNH PARTNERS LLC 900 THIRD AVE 3RD FL GREENWICH CT 06830YU LEE 8414 ROCKAWAY BEACH BLVD APT 4B ROCKAWAY NY 11693-1741



Exhibit I


Exhibit I

COMPANY CONTACT ADDRESS 1 ADDRESS 2 CITY STATE ZIPComgraphics Inc 329 W 18th St, Ste 1000 Chicago IL 60616Dallas County Elizabeth Weller Linebarger Goggan Blair & Sampson, LLP 2323 Bryan Street, Ste 1600 Dallas TX 75201Dell Marketing, L.P. Streusand Landon Ozburn LLP 811 Barton Springs Road, Suite 811 Austin TX 78704Dell Marketing, L.P. One Dell Way, RR1, MS 52 Round Rock TX 78682Department of the Treasury - Internal Revenue Service Internal Revenue Service PO Box 7346 Philadelphia PA 19101-7346Department of the Treasury - Internal Revenue Service Internal Revenue Service 31 Hopkins Plaza, Rm 1150 Baltimore MD 21201Sentinel Liquidation Trust Attn Vincent E. Lazar Jenner & Block LLP 353 N. Clark St. Chicago IL 60654-3456Sentinel Liquidation Trust Frederick J. Grede, Liquidation Trustee c/o Jenner & Block LLP 353 N. Clark St. Chicago IL 60654-3456Sentinel Liquidation Trust Jenner & Block LLP 353 N. Clark St. Chicago IL 60654-3456Southern California Edison Company Attn Credit and Payment Services 1551 W. San Bernardino Rd. Covina CA 91722TW Telecom Inc. 10475 Park Meadows Drive Littleton CO 80124



Exhibit J


Exhibit JCreditor Matrix Service List

COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY1700 PACIFIC CONFERRENCE CENTER 1700 PACIFIC AVE DALLAS TX 75093-82432011, LLC 20925 TIMBERLANE DR ELKHORN NE 68022-2122323.Tv 33065 W. 83Rd Street, Suite 201 Desoto KS 660183POINTS COMMUNICATIONS 407 SOUTH DEARBORN SUITE 1450 CHICAGO IL 60605A-1 LOCKSMITH 2001 MIDWAY RD #110 CARROLLTON TX 75006A-1 Locksmith 2001 Midway Rd, #110 Carrollton TX 75006ABOVENET COMMUNICATIONS, INC PO BOX 79006 CITY OF INDUSTRY CA 91716-9006Abovenet Communications, Inc. (NKA Zayo Group) 360 Hamilton Avenue White Plains NY 91716-9006ABS BROKERAGE SERVICES LLC 194 NASSAU STREET SUITE 30 PRINCETON NJ 08542ACCOUNTEMPS FILE 73484 PO BOX 743295 LOS ANGELES CA 90074-3295ACCUVANT 6504 INTERNATIONAL PARKWAY SUITE 2500 PLANO TX 75093-8243

Accuvant, Inc. 6504 International Parkway, Suite 2500 Plano TX 75267-7530ACCUVANT, INC. PO BOX 677530 DALLAS TX 75267-7530

ACS Securities3988 N Central Exprswy Bld 5, 6th Flr Attn Jehnesa Dallas TX 75204

Actimize 1250 Broadway, 28th Floor New York NY 10018ACTIMIZE 1250 BROADWAY 28TH FLOOR NEW YORK NY 10018ACTIMIZE 1359 BROADWAY 5TH FLOOR NEW YORK NY 10018ACTIO LINE, LLC PO BOX 1057 LONG ISLAND CITY NY 11101ACTION STOCK TRANSFER 7069 S HIGHLAND DRIVE SUITE 300 SALT LAKE CITY UT 84121Action Stock Transfer 7069 S Highland Drive, Suite 300 Salt Lake City UT 84121ACTION STOCK TRANSFER CORP 7069 HIGHLAND DRIVE SUITE 300 SALT LAKE CITY UT 84121Activ 120 E. Liberty, Suite 200 Wheaton IL 60187ACTIV 120 E. LIBERTY SUITE 200 WHEATON IL 60187ACTIV FINANCIAL SYSTEMS, INC 120 EAST LIBERTY DRIVE SUITE 200 WHEATON IL 60187ADDISON SEARCH 222 S. RIVERSIDE PLAZA SUITE 1710 CHICAGO IL 60606

Adjacent Technologies (V11126)8303 N Mopac Expressway, Suite 260-C Austin TX 78759

ADJACENT TECHNOLOGIES (V11126) 8303 N MOPAC EXPRESSWAY SUITE 260-C AUSTIN TX 78759ADJACENT TECHNOLOGIES INC 10415 MORADO CIRCLE BLDG 1, SUITE 120 AUSTIN TX 78759ADRIAN ROMO 2316 SASSAFRAS DRIVE MURFREESBORO TN 37128ADT SECURITY SERVICES INC P O BOX 371956 PITTSBURGH PA 15250

Advanced Personnel Systems I 4167 Avenidal De La Plata Suite 126 Oceanside CA 92056Advanced Personnel Systems I 4167 Avenidal De La Plata, Suite 126 Oceanside CA 92056

Advanced Personnel Systems I 4167 Avenidal De La Plata, Suite 126 Oceanside CA 92056ADVANCED PERSONNEL SYSTEMS INC 4167 AVENIDAL DE LA PLATA SUITE 126 OCEANSIDE CA 92056ADVANCED PERSONNEL SYSTEMS INC APS 4167 AVENIDA DE LA PLATA STE 126 OCEANSIDE CA 92056-6029Advanced Personnel Systems, Inc. (APS) 4167 Avenida de la Plata, Suite 126 Oceanside CA 92056

ADVANCED RECORDS MANAGEMENT INC 1540 CHURCH ROAD MONTEBELLO CA 90640Advanced Records Management, Inc. 1540 Church Road Montebello CA 90640Advanced Technology Solutions (ATS) 12222 Merrit Drive, Suite 120 Dallas TX 75251ADVANCED TRADING SOLUTIONS 10 BORDENS BROOK WAY HOLMDEL NJ 77332225

ADVANCED TRADING SOLUTIONS V14069 761 PALMER AVE STE 214 HOLMDEL NJ 07733-1086Advanced Trading Solutions, Inc. (V14069) 761 Palmer Avenue, Suite 214 Holmdel NJ 07733ADVANCED TRADING SOLUTIONS, INC. (V14069) 761 PALMER AVENUE SUITE 214 HOLMDEL NJ 07733-1086Advent Software Inc 600 Townsend Street San Francisco CA 19182-3374ADVENT SOFTWARE INC 600 TOWNSEND ST SAN FRANCISCO CA 94103ADVENT SOFTWARE, INC PO BOX 823374 PHILADELPHIA PA 19182-3374

AFLACATTN REMITTANCE PROCESSING SER 1932 WYNNTON RD COLUMBUS GA 91999-2000

AGILE LOGIC, INC PAUL HODGKINS 1519 E. CHAPMAN AVE. #254 FULLERTON CA 92831




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYAgility Communication Group 13760 Noel Rd., Suite 327 Dallas TX 750240AGILITY COMMUNICATION GROUP 13760 NOEL RD. SUITE 327 DALLAS TX 75240AGILITY COMMUNICATION GROUP 13760 NOEL SUITE 327 DALLAS TX 750240AGNIESZKA KANSKA 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201AICPA PO BOX 27731 NEWARK NJ 07101-7731AIRCAR INC 2008 BEDFORD ROAD SUITE 200 BEDFORD TX 76021Aircar Inc 2008 Bedford Road, Suite 200 Bedford TX 76021Aircar Inc. 2008 Bedford Road, Suite 200 Bedford TX 76021AIT Technologies - V14224 PO Box 150884 Arlington TX 76015AIT TECHNOLOGIES - V14224 PO BOX 150884 ARLINGTON TX 76015-6884AIT TECHNOLOGIES, LLC PO BOX 150884 ARLINGTON TX 76015

AKIN GUMP STRAUSS HAUER & FELD LLP DAVID MITCHELL ZENSKY ONE BRYANT PARK NEW YORK NY 10036

AKIN GUMP STRAUSS HAUER & FELD LLP DEPT 2909 CAROL STREAM IL 60132-2909AKINJA RICHARDS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201ALABAMA STATE TREASURER UNCLAIMED PROPERTY DIVISION 100 NORTH UNION STREET MONTGOMERY AL 36104ALAN RAMSEY 44 MONTGOMERY STREET SUITE 810 SAN FRANCISCO CA 94104ALCHEMY ALTERNATIVES INC 777 MARINERS ISLAND BLVD SUITE 750 SAN MATEO CA 94404ALICE VOONG-LEANG 4520 CROWLEY DR. PLANO TX 75093ALLIANCE ADVISORS LLC 200 BROADACRES DRIVE BLOOMFIELD NJ 07003ALLIANCE TRUST COMPANY 405,407 - 2ND ST SW CALGARY AB T2P 2Y3 CANADAAllied Waste 4200 East 14th Street Plano TX 85062-8829ALLIED WASTE SERVICES PO BOX 78829 PHOENIX AZ 85062-8829ALONTI CAFE & CATERING 1210 W. CLAY SUITE 17 HOUSTON TX 77019ALPHA MARKET SERVICES INC. 70 YORK STREET, SUITE 1501 TORONTO ON M5J 1S9 CANADAAlpha Market Services, Inc. 70 York Street, Suite 1501 Toronto ON M5J 1S9 CanadaALPHATRUST 8226 DOUGLAS AVE SUITE 625 DALLAS TX 75225-5968AlphaTrust (V12887) 8226 Douglas Ave, Suite 625 Dallas TX 75225-5968ALPHATRUST (V12887) 8226 DOUGLAS AVE SUITE 625 DALLAS TX 75225-5968AMANDA MCCUTCHEON 1700 PACIFIC 1400 DALLAS TX 75201AMAZON, INC. PO BOX 530958 ATLANTA GA 30353-0958AMBERLY RUBLE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

AMERICAN AIRLINES INC AAIRPASS PROGRAM DEPT 4255 AMON CARTER BLVD, MD4106 FORT WORTH TX 76155AMERICAN ASSOCIATION OF NOTARIES 8811 WESTHEIMER SUITE 207 HOUSTON TX 77063AMERICAN ASSOCIATION OF NOTARIES 8811 WESTHEIMER, SUITE 207 HOUSTON TX 77063American Cancer Society PO Box 149275 Austin TX 78714

AMERICAN EXPRESS COTRAVEL RELATED SERVICES CO INC PO BOX 360001 FORT LAUDERDALE FL 33336-0001

AMERICAN HERITAGE STOCK TRANSFER, INC Y005A-75 CENTENNIAL PKWY N HAMILTON ON L8E 0E5 CANADAAmerican Heritage Stock Transfer, Inc. 14845-6 Yonge Street Ste 323 Aurora ON L4G 6H8 CanadaAMERICAN REGISTRAR & TRNSFR 342 EAST 900 SOUTH PO BOX 1798 SALT LAKE CITY UT 84111American Registrar & Trnsfr 342 East 900 South, PO Box 1798 Salt Lake City UT 84111American Registry 3635 Concorde Pkwy Ste 200 Chantilly VA 20151

American Registry for Internet Numbers - ARIN 3635 Conforde Parkway, Suite 200 Chantilly VA 20151AMERICAN REGISTRY FOR INTERNET NUMBERS LTD 3635 CONCORDE PKWY STE 200 CHANTILLY VA 20151AMERICAN SOLUTIONS FOR BUSINES LOCKBOX NUMBER 778479 350 EAST DEVON AVENUE ITASCA IL 60143AMERICAN STOCK EXCHANGE LLC PAUL EXT#1151 PO BOX 757510 PHILADELPHIA PA 19175-7510AMERICAN STOCK TRANSFER & TRUST 59 MAIDEN LN NEW YORK NY 10038AMERICAN STOCK TRANSFER & TRUST COMPANY 6201 15TH AVENUE BROOKLYN NY 11219AMERICAN STOCK TRANSFER & TRUST COMPANY 6201 15TH AVENUE BROOKLYN NY 11219American Telesis PO Box 6659 Hilton Head Island NC 29938AMERICAN TELESIS P.O. BOX 6659 HILTON HEAD ISLAND NC 29938-6659




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYAmerican Telesis PO Box 6659 Hilton Head Island SC 29938AMIT GIRI 1700 PACIFIC AVENUE DALLAS TX 75201AMY MCLEAN 1700 PACIFIC AVENUE SUITE 140 DALLAS TX 75201ANDRE ALEXANDER 800 KLEIN ROAD, SUITE 200 PLANO TX 75074ANDREW KOSLOW 2942 DIVISADERA ST SAN FRANSISCO CA 94123ANDY BRENNER 65 BUCKFIELD LANE GREENWICH CT 06831ANDY KONCHAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201ANETICS LLC 140 POMEROY AVENUE PITTSFIELD MA 01201ANETICS, LLC (V11098) 140 POMEROY AVENUE PITTSFIELD MA 01201ANGIEL ELECTRICAL CONSTRUCTION CORP. 9030 DIRECTORS ROW DALLAS TX 75247ANNE-SABINE NOOTEBOOM 4090 TALLMAN LN WINTERS CA 95694ANONYMOUS CAPITAL, LLC C/O US CORP. AGENTS, INC. 1521 CONCORD PIKE, #201 WILMINGTON DE 19803Anreder & Company 286 Madison Ave., Suite 907 New York NY 10017ANREDER & COMPANY 286 MADISON AVE. SUITE 907 NEW YORK NY 10017-6368ANREDER & COMPANY 286 MADISON AVENUE SUITE 907 NEW YORK NY 10017ANSWERCONNECT PO BOX 80040 PORTLAND OR 97280-1040ANSWERCONNECT PO BOX 80040 PORTLAND OR 97280-1040ANTHONY GREEN 1700 PACIFIC AVE STE 1400 DALLAS TX 75201ANTHONY NULLAN 1700 PACIFIC SUITE 1400 DALLAS TX 75201ANTONIO GONZALEZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75241

Apex Equity Options Funds L.P., Et Al. v. Charles Schwab & Co., Inc., Et Al.

Including Penson Financial Services, Inc., Finra Arbitration - case number 11-03151 Mark Pugsley Ray Quinney & Nebeker P.C.

36 S. State St., 1400 Salt Lake City UT 84111

Appfolio, Inc. 50 Castilian Dr. Goleta CA 93117APPLIED DISCOVERY, INC 13427 NE 16TH STREET BELLEVUE WA 98005Applied Discovery, Inc. 13427 NE 16th Street Bellevue WA 98005ARAMARK 2120 HUTTON SUITE 100 CARROLLTON TX 75006Aramark 2120 Hutton, Suite 100 Carrollton TX 75006ARAMARK Refreshment Services 2120 Hutton Drive, Suite 100 Carrollton TX 11791ARAMARK REFRESHMENT SERVICES 2120 HUTTON DRIVE SUITE 100 CARROLLTON TX 11791ARAMARK REFRESHMENT SERVICES 229 ROBBINS LANE SYOSSET NY 11791ARAMARK REFRESHMENT SVCS 3777 SPINNAKER CT FREMONT CA 94538ARCA TRADING (INACTIVE) 100 SOUTH WACKER DRIVE STE. 1800 CHICAGO IL 60606ARCA TRADING SERVICES PO BOX 223564 PHILADELPHIA PA 15251-2564ARCA TRADING SERVICES PO BOX 223564 PHILADELPHIA PA 15251-2564ARCA TRADING SERVICES PO BOX 223564 PHILADELPHIA PA 15251 2564ARIN PO BOX 79010 BALTIMORE MD 21279ARIUS SOFTWARE CORPORATION 550 TRILLIUM DRIVE UNIT 15 KITCHENER ON N2R 1K3 CANADAARIZONA DEPARTMENT OF REVENUE PO BOX 29009 PHOENIX AZ 85038-9009

ARIZONA DEPT OF REVENUE UNCLAIMED PROP UNIT1600 WEST MONROE SITE CODE 604 PHOENIX AZ 85007-2650

ARKANSAS AUDITOR OF STATE UNCLAIMED PROP DIV 1401 WEST CAPITOL AVE STE 325 LITTLE ROCK AR 72201ARMA INTERNATIONAL DEPT 999239 PO BOX 219081 KANSAS CITY MO 64121-9081ARMSTRONG FINGERPRINTING P O BOX 146 ARGYLE TX 76226Artifex Partners Inc. 14110 Dallas Pkwy, Suite 295 Dallas TX 75254ARTIFEX PARTNERS, INC. 14110 DALLAS PKWY SUITE 295 DALLAS TX 75254ASCENSUS PO BOX 36469 NEWARK NJ 07188-6469ASCENSUS PO BOX 36469 NEWARK NJ 07188-6469Aspire Systems, Inc 1735 Technology Drive, # 260 San Jose CA 95110ASSOC CERTFD. FRAUD EXAMINERS ATTN MEMBERSHIP ADMISSIONS 716 WEST AVE AUSTIN TX 78701-2727

Assoc. Certified Fraud ExaminersAttn Membership Admissions, 716 West Ave Austin TX 78701-2727

AT & T LONG DISTANCE PO BOX 5017 CAROL STREAM IL 60197-5017AT & T PO BOX 5019 PO BOX 5019 CAROL STREAM IL 60197AT AND T MOBILITY WIRELESS 5601 LEGACY DR PLANO TX 75024-3504AT&T PO BOX 105414 ATLANTA GA 30348-5414AT&T PO BOX 105414 ATLANTA GA 30348-5414




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYAT&T PO BOX 105414 ATLANTA GA 30348-5414AT&T - P.O. BOX 105414 GEORGE P.O. BOX 105414 ATLANTA GA 30348-5414AT&T - PAYMENT CENTER PAYMENT CENTER SACREMENTO CA 95887--001AT&T - PAYMENT CENTER PAYMENT CENTER SACREMENTO CA 95887--001AT&T INTERNET SERVICES PO BOX 5016 CAROL STREAM IL 60197AT&T LONG DISTANCE PO BOX 5017 CAROL STREAM IL 60197-5017AT&T MOBILITY TAMMY BLACK PO BOX 6463 CAROL STREAM IL 60197-6463AT&T Mobility PO Box 6463 Carol Stream IL 60197-6463AT&T Mobility PO Box 6463 Carol Stream IL 60197-6463AT&T Mobility / Wireless 5601 Legacy Drive Plano TX 75024AT&T MOBILITY / WIRELESS 5601 LEGACY DRIVE PLANO TX 75024-3504Atlassian Atlassian, Dept. CH 17585 Palatine IL 60055-7585ATLASSIAN SOFTWARE SYSTEMS DEPT. CH 17585 PALATINE IL 60055-7585ATMOS ENERGY PO BOX 790311 ST. LOUIS MO 63179-0311Atmos Energy PO Box 78108 Phonex AZ 85062-8108ATTASK INC 1313 N RESEARCH WAY OREM UT 84097-6200AtTask Inc. 1313 N Research Way Orem UT 84097AUTUMN WIND ASSET MANAGEMENT 10134-G COLVIN RUN ROAD GREAT FALLS VA 22066

AVEPOINT INC HARBORSIDE FINANCIAL CTR.PLZ 1 3 SECOND ST. STE.202 JERSEY CITY NJ 07311

AVEPOINT INC V12447 HABORSIDE FINANCIAL CTR PLZ 10 3 SECOND ST 9TH FL JERSEY CITY NJ 07302-3099

AvePoint, Inc. (V12447) Haborside Financial CenterHaborside Financial Center, Plaza 10, 3 Second Str Jersey City NJ 07311

Axway (V14011)1600 Seaport Blvd, South Bldg / Suite 400 Redwood City CA 94063

AXWAY (V14011) 1600 SEAPORT BLVD SOUTH BLDG / SUITE 400 REDWOOD CITY CA 94063-5564AXWAY INC. PO BOX 120469 DEPT 0469 DALLAS TX 75312-0469B2B COMPUTER PRODUCTS LLC PO BOX 3296 GLEN ELLYN IL 60138BACK-UP SYSTEMS MAINTENANCE LLC PO BOX 861707 PLANO TX 75086

BADE BASKIN RICHARDS PLC ALAN S. BASKIN80 E. RIO SALADO PARKWAY, SUITE 511 TEMPE AZ 85281

BAKER & MCKENZIE 2300 TRAMMEL CROW CENTER 2001 ROSS AVE DALLAS TX 75201BAKERS RIBS 488 W I-30 GARLAND TX 75043BALCONES SHRED 1101 EAST 11TH ST AUSTIN TX 78702BANC OF AMERICA LEASING & CAP RI1-537-05-03 ONE FINANCIAL PLAZA PROVIDENCE RI 02903BANC OF AMERICA LEASING & CAP RI1-537-05-03 ONE FINANCIAL PLAZA PROVIDENCE RI 02903

BANK OF AMERICA MERRILL LYNCH DIANA KASZPERZAK ATTN CHRISTINA DALEY540 W MADISON AVE IL4-540-2801 CHICAGO IL 60661

Bank of America Merrill LynchAttn Christina Daley, 540 W Madison Ave Chicago IL 60661

BANK OF NEW YORK TRANSFER DEPT/FIRST CAPITAL 1845 MAXWELL ST, STE# 101 TROY MI 48084BANK OF NEW YORK BOND HOLDER 101 BARCLAY ST 11TH FL W NEW YORK NY 10007Bank of New York Bond Holder 101 Barclay St, 11th Fl New York NY 10007Barbara Hallum v. Mathew Raymond Bowyer, Kpt Trading, Inc. & Penson Financial Services, Inc.

National Futures Association Arbitration - case number - 12-Arb-26 Alan S. Baskin Bade Baskin Richards PLC

80 E. Rio Salado Parkway, Suite 511 Tempe AZ 85281

Barbara Hallum V. Matthew Bowyer, Et Al.National Futures Association Arbitration - No. 12-Arb-26 Alan S. Baskin Bade Baskin Richards PLC

80 E. Rio Salado Parkway, Suite 511 Tempe AZ 85281

BARCLAYS CAPITAL ATTN HOSSAM BANAJA 8TH FLOOR 1301 AVENUE OF THE AMERICANS NEW YORK NY 10019

Barclays CapitalAttn Hossam Banaja 8th Floor, 1301 Avenue of the A New York NY 10019

BARKLEY COURT REPORTERS FILE NO 50217 LOS ANGELES CA 90074BARRASSO USDIN KUPPERMAN FREEMAN & SARVER, LLC 909 POYDRAS ST, 24TH FLOOR NEW ORLEANS LA 70112Barshay Software Inc. 3131 Western Avenue Seattle WA 98121BART MCCAIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYBATS EXCHANGE, INC ATTN ACCOUNTS RECEIVABLE 8050 MARSHALL STE.120 LENEXA KS 66214-1585Bats Exchange, Inc 8050 Marshall Ste.120, Suite, 120 Lenexa KS 66214-1585

Bats Exchange, Inc.8050 Marshall Ste.120, Attn Accounts Receivable Lenexa KS 66214-1585

Bats Exchange, Inc.8050 Marshall Ste.120, Attn Accounts Receivable Lenexa KS 66214-1585

BATS Y EXCHANGE, INC 8050 MARSHALL DR SUITE, 120 LENEXA KS 66214-1585BDO SEIDMAN LLP PO BOX 31001-0860 PASADENA CA 9110--0860BEACH WEST PLUMBING INC PO BOX 5132 HUNTINGTON BEACH CA 92615BEN LEE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201

Beneficial Maintenance26741 Portola Parkway, Suite 1E PMB413 Foothill Ranch CA 92610-1743

BENEFICIAL MAINTENANCE 26741 PORTOLA PARKWAY SUITE 1E PMB413 FOOTHILL RANCH CA 92610-1743

BENEFICIAL MAINTENANCE SERVICE 26741 PORTOLA PARKWAY, STE. 1E PMB413 FOOTHILL RANCH CA 92610-1743

Beneficial Maintenance ServicePmb413, 26741 Portola Parkway, Ste. 1E Foothill Ranch CA 92610-1743

BENJAMIN COOPER 800 KLEIN ROAD SUITE 200 PLANO TX 75074

BERKELEY FIRST CITY LP C O LINCOLN PROPERTY COMPANY 1700 PACIFIC AVE STE 2300 DALLAS TX 75201-4698BERKELEY FIRST CITY LP C/O COMPASS BANK PO BOX 674288 DALLAS TX 75267-4288

Berkeley First City LP C/O Compass Bank, PO Box 674288 Dallas TX 75267-4288Berkeley First City, L.P. c/o Lincoln Property Company 1700 Pacific Ave., Suite 2300 Dallas TX 75201BERNSTEIN CHERNEY, LLP HARTLEY T. BERNSTEIN, ESQ. 777 THIRD AVENUE, 24TH FL. NEW YORK NY 10017BEST CROSSMARK (V13041) 5100 LEGACY DRIVE PLANO TX 75024BEYOND THE BOX 325 N ST PAUL DALLAS TX 75201Beyond Trust 125 Brewery Lane, BLDG 320 Portsmouth NH 03801BEYOND TRUST 125 BREWERY LANE BLDG 320 PORTSMOUTH NH 03801-4996BGC FINANCIAL 199 WATER STREET 19TH FLOOR NEW YORK NY 10038BILL YANCEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201BLAKE CHAMBERLIN 2323 FIELD STREET APT 2312 DALLAS TX 75201BLANCA CHAVARRIA 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201Bloomberg 731 Lexington Avenue New York NY 02241-6604BLOOMBERG L P P O BOX 416604 BOSTON MA 02241 6604BLOOMBERG L.P. P.O. BOX 416604 BOSTON MA 02241-6604Bloomberg L.P. PO Box 416604 Boston MA 02241-6604Bloomberg L.P. PO Box 416604 Boston MA 02241-6604BLUE CORONA INTERACTIVE 7595-G RICKENBACKER DRIVE GAITHERSBURG MD 20879BLUE CORONA INTERACTIVE 7595-G RICKENBACKER DRIVE GAITHERSBURG MD 20879Blue Sky Data Corp 90 East Halsey Road, Suite 100 Parsippany NJ 07054BLUE SKY DATA CORP 90 EAST HALSEY ROAD SUITE 100 PARSIPPANY NJ 07054Bluetie 1050 Pittsford Victor Road Pittsford NY 14534Bluewolf, LLC. 220 Fifth Avenue, 15th Floor New York NY 10001BLUEWOLF, LLC. 220 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10001BMS TENANT SERVICES LLC PO BOX 27257 NEW YORK NY 10087-7257BNA - BUREAU OF NATIONAL AFFAIRS, INC. (V13573) 1801 S. BELL STREET ARLINGTON VA 22202

BNY CONVERGEX EXECUTION SOL LL TONI SALEMO ATTN ACCTG DEPT 1633 BROADWAY, 30TH FLOOR NEW YORK NY 10019BNY CONVERGEX EXECUTION SOLUTI SANDRA DELMORE PO BOX 13239 NEWARK NJ 07101-3239

BNY Convergex Execution Solutions, LLCAttn Acct Dept, 1633 Broadway, 30th Floor New York NY 10019

BNY MELLON C/O CUSTOMER CHARGING PO BOX 19015 NEWARK NJ 71950015BNY MELLON 500 ROSS ST RM 154-0675 PITTSBURGH PA 15262

BNY MELLON SHAREOWNER SERVICES 480 WASHINGTON AVE 27TH FLOOR JERSEY CITY NJ 07310BNY Mellon Shareowner Services 480 Washington Ave, 27th Floor Jersey City NJ 07310




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYBOOMI PO BOX 842848 BOSTON MA 02284-2848BOOMI INC. PO BOX 842848 BOSTON MA 02284-2848BORIS KUZMANOVIC 43 RAINEY ST #1010 AUSTIN TX 78701Boston Options Exchange Group 190 South LaSalle St. Ste 2110 Chicago IL 60603

BOSTON OPTIONS EXCHANGE GRP 190 SOUTH LASALLE ST. STE 2110 CHICAGO IL 60603Bottomline Technologies 325 Corporate Drive Portsmouth NH 01813-3050BOTTOMLINE TECHNOLOGIES 325 CORPORATE DRIVE PORTSMOUTH NH 03801BOTTOMLINE TECHNOLOGIES 325 CORPORATE DR PORTSMOUTH NH 03801-0000BOTTOMLINE TECHNOLOGIES PO BOX 83050 WOBURN MA 01813-3050

BOURSE DE MONTREAL INCSERVICE DES FINANCES/FINANCE D TOUR DEL LA BOURSE, CP 61, 800 SQUARE VICTORIA MONTREAL QC H4Z 1A9 CANADA

Bourse De Montreal Inc Tour Del La Bourse, Cp 61, 800 Square Victoria Montreal QC H4Z 1A9 CanadaBOX Options Exchange LLC 190 La Salle St Chicago IL 60603BRACEWELL & GIULIANI LLP PO BOX 848566 DALLAS TX 75284-8566BRANDON TROSTER 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201BREADWINNERS 3301 MCKINNEY AVE DALLAS TX 75201BRET FAUSETT COURT APPOINTED RECEIVER 312 N SPRINGS ST. #G8 LOS ANGELES CA 90012-2095BRIAN CLEARY 136 PIN OAK ROAD FREEHOLD NY 07728BRIAN DARBY 1700 PACIFIC AVE DALLAS TX 75202BRIAN FORBERG 1 PENN PLAZA SUITE 512 NEW YORK NY 10119BRIAN GOVER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201BRIAN HALL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201BRIAN KING 128 S. STONE AVE LA GRANGE IL 60525BROADRIDGE 1981 MARCUS AVE. LAKE SUCCESS NY 11042BROADRIDGE CORP ISSUER SOLUTIONS INC 44 W. LANCASTER AVE ARDMORE PA 19003BROADRIDGE CORPORATE ISSUER SOLUTIONS 1717 ARCH ST #1300 PHILADELPHIA PA 19103BROADRIDGE ICS LAURENCE PO BOX 416423 BOSTON MA 02241-6423Broadridge ICS PO Box 416423 Boston MA 02241-6423BROCADE COMMUNICATIONS SYS INC KRISTA SAMATUA COMERICA BANK PO BOX 49026 SAN JOSE CA 95161-9026BROKER/DEALER CONCEPTS INC 4501 LEMMON AVE DALLAS TX 75219BRUCE FERGUSON II SCOTT BOYD 6805 CAPITAL OF TEXAS HWY STE# 320 AUSTIN TX 78731BRYAN CAVE HRO 1700 LINCOLN STREET SUITE 4100 DENVER CO 80203BRYAN D JOHNSON 1700 PACIFIC STE# 1400 DALLAST TX 75201BRYAN D JOHNSON 1700 PACIFIC STE# 1400 DALLAST TX 75201BRYAN LIBARDI 21 ANDOVER LANE HICKSVILLE NY 11801BRYAN PICARD 1700 PACIFIC AVE STE#1400 DALLAS TX 75201Bryce B. Engel 800 Klein Rd., Suite 200 Plano TX 75074BRYCE ENGEL 6705 ALPINE LN COLLEYVILLE TX 76034

BT Global Services M 211, Colindale House SSC The Hyde Edgware Road London NW9 6LB United KingdomBUSINESS FLOORING SPECIALISTS 7341 DOGWOOD PARK FT. WORTH TX 76118

BUTLER RUBIN SALTARELLI & BOYD LLP 70 WEST MADISON ST. STE.1800 CHICAGO IL 60602-4257C2C Office Furniture 8701 Sterling St. # 100 Irving TX 75063CABLEVISION LIGHTPATH, INC P.O.BOX 360111 PITTSBURGH PA 15251-6111CABOT INDUSTRIAL VALUE FND III OPERATING PARTNERSHIP, L.P. PO BOX 677388 DALLAS TX 75267-7388

CALIFORNIA STATE CONTROLLER PO BOX 942850UNCLAIMED PROPERTY DIVISION SACRAMENTO CA 94250

CAMERON BYERS 8 PASTEUR STE# 100 IRVINE CA 92618CAMPBELL TRAVEL AGENCY 14800 LANDMARK BLVD. STE. 155 DALLAS TX 75254CAMPISIS 1520 ELM ST SUITE 111 DALLAS TX 75201Canadian Springs PO Box 4514, STN A Toronto Ontario M5W 4L7 CanadaCANADIAN STOCK TRANSFER CO INC 333 7TH AVENUE SW 6TH FLOOR CALGARY AB T2P 2Z1 CANADACANON FINANCIAL SERVICES INC 14904 COLLECTIONS CTR DR CHICAGO IL 60693-0149Canon Financial Services, Inc. 14904 Collections Center Dr. Chicago IL 60693-0149CANVAS SYSTEMS, LLC P.O. BOX 116922 ATLANTA GA 30368




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYCanvas Systems, LLC PO Box 116922 Atlanta GA 30368Canvas Systems. LLC 3025 Northwoods Parkway Norcross GA 30368CAPITAL BANK AND TRUST FBO DAVID C CAMPBELL 201 ST CHARLES AVE 46TH FL NEW ORLEANS LA 70170CAPITOL SERVICES, INC PO BOX 1831 AUSTIN TX 78767CARDWELL HART & BENNETT, LLP 807 BRAZOS, SUITE 1001 AUSTIN TX 78701Carl Babler, Et Al. V. Penson Financial Services, Inc.

D/B/A Penson Futures Employment Action - No. 12Cv145

Ted Waskowski Stafford Rosenbaum LLP

222 West Washington Ave., Suite 900 PO Box 1784 Madison WI 53701

CARL GILMORE 600 W CHICAGO AVE SUITE 775 CHICAGO IL 60654CAROL POHLMAN 800 KLEIN RD SUITE 200 PLANO TX 75074CAROLINE F. LANGNER 1004 GOLD COAST ROAD PAPILLION NE 68046CARRINGTON COLEMAN 901 MAIN STREET SUITE 5500 DALLAS TX 75202CastIron Systems (V12111) 375 Ravendale Dr. Mountain View CA 94043CASTIRON SYSTEMS (V12111) 375 RAVENDALE DR. MOUNTAIN VIEW CA 94043-5217CASTLE ROCK INNOVATIONS 225 NORTH MICHIGAN AVENUE STE 1870 CHICAGO IL 60601CASTLEROCK 225 N MICHIGAN AVE STE 1870 CHICAGO IL 60601-7665

CastleRock 225 North Michigan Ave., Suite 1870 Chicago IL 60601

Catapult 222 West Las Colinas Blvd, Suite 755 Irving TX 75039CBC RESTAURANT CORP PO BOX 203881 DALLAS TX 75320-3881CBOE 400 S LASALLE ST CHICAGO IL 60605-1023CBOE Futures Exchange 400 SOUTH LASALLE ST CHICAGO IL 60605CBT NUGGETS 44 CLUB ROAD SUITE 150 EUGENE OR 97401CBT Nuggets (V12711) 44 Club Rd., Suite 150 Eugene OR 97401CBT NUGGETS (V12711) 44 CLUB RD. SUITE 150 EUGENE OR 97401CCH INCORPORATED P O BOX 4307 CAROL STREAM IL 60197CCTV SECURITY LTD. 41-23 39TH STREET LONG ISLAND CITY NY 11104CDW DIRECT, LLC P O BOX 75723 CHICAGO IL 60675-5723

CENTRADE SECURITIES CORPBUTTONWOOD BUSINESS SOLUTIONS 61 BROADWAY STE 1915 NEW YORK NY 10006

Central Business Solutions 209 West 40th Street, 1St Floor New York NY 10018CENTRAL DIRECT USA 2851 W AVE L STE 205 LANCASTER CA 93536CENTRAL PARKING SYSTEM PO BOX 790402 ST LOUIS MO 63179-0402CENTRAL PARKING SYSTEM PO BOX 790402 ST LOUIS MO 63179-0402CENTURYLINK CASSANDRA PEACOCK BUSINESS SERVICES PO BOX 52187 PHOENIX AZ 85072-2187Centurylink 100 CenturyLink Drive Monroe LA 71203Centurylink 100 CenturyLink Drive Monroe LA 71203CenturyLink (Qwest) PO Box 52187, Business Services Phoenix AZ 85072-2187CENZIC INC 455 EL CAMINO REAL STE 100 SANTA CLARA CA 95050-4394Cenzic Inc. 455 El Camino Real, Suite 100 Santa Clara CA 95050CENZIC, INC 455 EL CAMINO REAL, SUITE 100 SANTA CLARA CA 95050CERTIFIED EMPLOYMENT GROUP 2000 POWELL STREET, STE 1025 EMERYVILLE CA 94608CHAD HICKS 1700 PACIFIC AVENUE DALLAS TX 75201CHAD MILLER 287 N. HOMESTEAD LANE FRUIT HEIGHTS UT 84037

CHALLENGER, GRAY & CHRISTMAS, INC PO BOX 324 WINNETKA IL 60093CHARAD SHEERAJIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201CHARLES DICKS 13124 ROSSER RD FARMERS BRANCH TX 75244CHARLES P. ENGEL 3117 LAKE CREEK DRIVE HIGHLAND VILLAGE TX 75077CHARLES PANG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

Chicago Board of Options Exchange - CBOE 400 S. LaSalle Chicago IL 60605-1023Chicago Board Options Exchange 400 S. LaSalle Chicago IL 60605-1023CHICAGO BOARD OPTIONS EXCHANGE 400 S LASALLE CHICAGO IL 60605-1023Chicago Board Options Exchange - CBOE 400 S. LaSalle Chicago IL 60605-1023Chicago Board Stock Excahnge 36295 EAGLE WAY CHICAGO IL 60678-1362Chicago Mercantile Exchange (CME) 20 S. Wacker Dr. Chicago IL 60606CHICAGO MERCANTILE-PO BX 73672 ESTHER BROOKFIELD ATTN ACCTS RECVBLE PO BOX 73672 CHICAGO IL 60673-7672CHICAGO STOCK EXCHANGE 36295 EAGLE WAY CHICAGO IL 60678-1362




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYCHICAGO STOCK EXCHANGE 36295 EAGLE WAY CHICAGO IL 60678-1362

CHOICETRADENEVILLE GOLVALA & RONALD BUCKNER 197 STATE ROUTE 18, SUITE 3000 EAST BRUNSWICK NY 08816

CHRIS BAIRD 2005 COLBY LANE WYLIE TX 75098CHRIS WELSH 209 SACKVILLE RD GARDEN CITY NY 11530CHRISTIE PITTMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201CHRISTINA LINDSTROM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201Chubb & Son, Inc. 15 Mountainview Road Warren NJ 07061CHUBB GROUP OF INSURANCE COMPANIES PO BOX 7777-1630 PHILADELPHIA PA 19175-1630CINDY HOLLON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201CINTAS CORPORATION #163 505 CENTURY PARKWAY SUITE 200 ALLEN TX 75013CINTAS DOCUMENT MANAGEMENT PO BOX 636525 CINCINNATI OH 45263-6525CINTAS FIRST AID & SAFETY PO BOX 636525 CINCINNATI OH 45263-6525Cintas First Aid and Safety PO Box 636525 Cincinnati OH 45263-6525CISCO IRONPORT SYSTEMS, LLC 950 ELM AVENUE SAN BRUNO CA 94066Cisco Systems Capital Corp. Ref# 586556, PO Box 41602 Philadelphia PA 19101-1602CISCO Systems Capital Corporation 1111 Old Eagle School Road Wayne PA 19101-1602Cisco Systems Capital Corporation 1111 Old Eagle School Road Wayne PA 19087CISCO SYSTEMS CAPITAL CRP. REF# 586556 PO BOX 41602 PHILADELPHIA PA 19101-1602CIT TECHNOLOGY FIN SEV, INC 21146 NETWORK PLACE CHICAGO IL 60673-1211CITADEL LLC REF SEC 31 FEES 131 SOUTH DEARBORN CHICAGO IL 60603CITIGROUP GLOBAL MARKETS INC ATTN ACCOUNTS RECEIVABLE 130 CHESHIRE LN, STE 202 MINNETONKA MN 55305CITIGROUP GLOBAL MARKETS INC 11 Wall St. Mount Pleasant SC 55305

Citigroup Global Markets Inc.Attn Accounts Receivable, 130 Cheshire Ln, Ste 202 Minnetonka MN 55305

CITRIX SYSTEMS INC C/O SUBSCRIPTION ADVANTAGE PO BOX 932841 ATLANTA GA 31193-2841

CITRIX SYSTEMS,INC. (V11036) 851 WEST CYPRESS CREEK ROAD FORT LAUDERDALE FL 31193-2841CITY OF GARLAND CAROL CLARK, RTA PO BOX 462010 GARLAND TX 75046-2010City of Garland PO Box 462010 Garland TX 75046-2010CITY OF PLANO CHRYSTAL SWIERE ACCT DEPT FIRE DEPT PO BOX 860358 PLANO TX 75086-0358CJ BALLSCHMIEDER 25 FOXWOOD CT CHESIRE CT 06410CLAY FREDERICK ADAMS, PLLC LAURA E. LANDENWICH 101 MEIDINGER TOWER 462 SOUTH FOURTH STREET LOUISVILLE KY 40202CLAY MULLIN 1700 PACIFIC #1400 DALLAS TX 75201CLEAR TRUST 16540 POINTE VILLAGE DR SUITE 201 LUTZ FL 33558CLEAR TRUST 16540 POINTE VILLAGE DR SUITE 201 LUTZ FL 33558CLEARWELL SYSTEMS, INC. 350 ELLIS STREET MOUNTAIN VIEW CA 94043CLEARWELL SYSTEMS, INC. 350 ELLIS STREET MOUNTAIN VIEW CA 94043

CloudBlue 3140 Northwoods Parkway, Suite 100 Norcross GA 30005CLOUDBLUE 1887 MCFARLAND ROAD ALPHARETTA GA 30005CLOUDBLUE 3140 NORTHWOODS PARKWAY SUITE 100 NORCROSS GA 30071-4793CLOUDBLUE 1887 MCFARLAND ROAD ALPHARETTA GA 30005CLYDE ADLEY 6805 CAPITAL OF TEXAS HWY STE#320 AUSTIN TX 78731CME Group 20 S. Wacker Dr. Chicago IL 60673CME Group 20 South Wacker Drive Chicago IL 60606CME GROUP -ACCTS RECEIVABLE ESTHER BROOKFIELD PO BOX 73672 CHICAGO IL 60673-7672CME GROUP INDEX SERVICES, LLC 25245 NETWORK PLACE CHICAGO IL 60673-1252COCA-COLA ENTERPRISES INC NORTH TX DIVISION PO BOX 840232 DALLAS TX 75284-0232Coca-Cola Enterprises Inc. North Tx Division, PO Box 840232 Dallas TX 75284-0232COGNITIVE CAPITAL, LLC ERIN SNOW 141 W JACKSON SUITE 1620 CHICAGO IL 60604

COHEN & BUCKLEY, LLP THOMAS BUCKLEY, ESQ.1991 VILLAGE PARK WAY, SUITE 202 ENCINITAS CA 92024

COLE SCHOTZ COURT PLAZA NORTH 25 MAIN STREET PO BOX 800 HACKENSHACK NJ 07602-0800COLONIAL STOCK TRANSFER 66 EXCHANGE PLACE SALT LAKE CITY UT 84111COLONIAL STOCK TRANSFER 66 EXCHANGE PLACE SALT LAKE CITY UT 84111COLORADO DEPARTMENT REVENUE 1375 SHERMAN STREET DENVER CO 80261-0004COLORADO DEPT. OF TREASURY UNCLAIMED PROPERTY DIVISION 1580 LOGAN STREET, STE 500 DENVER CO 80203




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYCOLSON SERVICES 2 HANSON PLACE 7TH FLOOR BROOKLYN NY 11217

Columbia Stock Transfer Co 1602 E Seltice Way, Ste A Pmb#303 Post Falls ID 83854Comex 233 South Wacker Drive Suite 2450 Chicago IL 60606COMGRAPHICS INC 329 WEST 18TH STREET 10TH FLOOR CHICAGO IL 60616ComgraphIcs Inc. 329 West 18th Street, 10th Floor Chicago IL 60616COMMISSIONER OF TAXATION WESTCHESTER DISTRICT OFFICE 90 SOUTH RIDGE STREET RYE BROOK NY 10573-2800COMMISSIONER OF TAXATION AND FINANCE NYS ASSESS RECEIVABLES PO BOX 4127 BINGHAMTON NY 13902-4127

COMMONWEALTH WORLDWIDE CHAUFFEURED TRANSPORTATION 250 EVERETT ST BOSTON MA 02134Commonwealth Worldwide 250 Everett St Boston MA 02134Commvault 2 Crescent Place Oceanport NJ 07757-0900COMMVAULT SYSTEMS NICHOLE ATTN FINANCE DEPT 2 CRESENT PLACE, BLD B OCEANPORT NJ 07757-0900

Companies House Crown Way, Cardif, Wales CARDIFF Cx 33050 CF14 3UZ United KingdomCOMPASS PROFESSIONAL SERVICES EAST LLC 111 W JACKSON BLVD, 20TH FL CHICAGO IL 60604

COMPASS TECHNOLOGY GROUP TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 1000 DALLAS TX 75240COMPLETE DISCOVERY SOURCE 345 PARK AVENUE NEW YORK NY 10154Compliance11 (V14004) 150 S. Wacker Drive, Suite 200 Chicago IL 60606COMPLIANCE11 (V14004) 150 S. WACKER DRIVE SUITE 200 CHICAGO IL 60606COMPLIANCE11, INC 150 S. WACKER SUITE 200 CHICAGO IL 60606COMPORT NETWORK SERVICES AND SOLUTIONS LLC 6301 SOUTHWEST BLVD, STE 102 FORT WORTH TX 76132COMPUTERSHARE 350 INDIANA SUITE 800 GOLDEN CO 80401

COMPUTERSHARE 4236 COLLECTION CENTER DRIVE CHICAGO IL 60693COMPUTERSHARE DEPT CH 19228 PALATINE IL 60055-9228

COMPUTERSHARE 4236 COLLECTION CENTER DRIVE CHICAGO IL 60693COMPUTERSHARE INVESTOR SERVICES LLC TRANSFER DEPT 2 N LASALLE ST 2ND FL CHICAGO IL 60602COMPUTERSHARE SHAREOWNER SVC, LLC ACCT DEPT PO BOX 360857 PITTSBURGH PA 15251 6857LLC ACCT DEPT PO BOX 360857 PITTSBURGH PA 15251-6857COMPUTERSHARE TRUST CO CANADA 100 UNIVERSITY AVE,9TH FLOOR TORONTO ON M5J 2Y1 CANADACOMPUTERSHARE TRUST CO CANADA 510 BURRARD STREET VANCOUVER BC V6C 3B9 CANADACOMTEX NEWS NETWORK LOCKBOX 510259 PO BOX 7777 PHILADELPHIA PA 19175Comtex News Network Lockbox 510259, P O Box 7777 Philadelphia PA 19175Comtex News Network, Inc. (V10587) 4900 Seminary Road, Ste 800 Alexandria VA 22311Concur 1840 N.E. Union Hill Road Redmond WA 98052CONCUR 1840 N.E. UNION HILL ROAD REDMOND WA 98053

CONCUR TECHNOLOGIES62157 COLLECTIONS CENTER DRIVE CHICAGO IL 60693

CONCUR TECHNOLOGIES62157 COLLECTIONS CENTER DRIVE CHICAGO IL 60693

CONNIE SUN 800 KLEIN RD, SUITE 200 PLANO TX 75074CONTINENTAL STOCK TRANSFER 17 BATTERY PLACE 8TH FL NEW YORK NY 10004CONTINENTAL STOCK TRANSFER 17 BATTERY PLACE 8TH FL NEW YORK NY 10004Contract Cleaning service 11325 Tantor Road Dallas TX 75229Control Air Conditioning 5200 E. La Palma Ave Anaheim CA 02807CONTROL AIR CONDITIONING SERVICE CORP 5200 E. LA PALMA AVENUE ANAHEIM CA 92807

Control Air Conditioning Service Corporation 5200 E. La Palma Ave. Anaheim CA 92807

CONVENTUS ACCOUNTS RECEIVABLE 809 NORTH RACINE AVE, STE 300 CHICAGO IL 60642




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYConventus Corporation (V14363) 809 North Racine Ave., Suite 300 Chicago IL 60642ConvergEx Group, LLC. 225 Aberdeen Drive, Suite C Valparaiso IN 46385CONVERGEX GROUP, LLC. 225 ABERDEEN DRIVE SUITE C VALPARAISO IN 46385CONVERGEX RESEARCH SOLUTIONS ATTN CHRISTINE CLARK 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019

COOK CHILDRENS HEALTH FOUNDATION DEVELOPMENT OFFICE 801 7TH AVE FT WORTH TX 76104COPIER SPECIALISTS, INC 9321 IRVINE BLVD IRVINE CA 92618COPP CLARK PROFESSIONAL 1-1675 SISMET ROAD MISSISSAUGA ON L4W 4K8 CANADA

CoreXchange (V13704)1950 N. Stemmons Freeway, Suite 4006 Dallas TX 75207

COREXCHANGE (V13704) 1950 N. STEMMONS FREEWAY SUITE 4006 DALLAS TX 75207COREXCHANGE, INC. DEPT 2331 PO BOX 122331 DALLAS TX 75312-2331Corexchange, Inc. Dept 2331, PO Box 122331 Dallas TX 75312-2331CORPORATE STOCK TRANSFER 3200 CHERRY CREEK DR SUITE 430 DENVER CO 80209Corporate Stock Transfer 3200 Cherry Creek Dr, Suite 430 Denver CO 80209CORT BUSINESS SERVICES CORP PO BOX 17401 BALTIMORE MD 21297-1401COUNSEL TO 2ND MILE WEALTH MANAGEMENT, INC. SPENCER BARASCH ANDREWS KURTH LLP 1717 MAIN ST., STE. 3700 DALLAS TX 75201

COUNSEL TO ANTHONY TORAN DAVID HIRSCHBERG, ESQ.BURKHART, WEXLER, & HIRSCHBERG, LLP

585 STEWART AVENUE, STE 750 GARDEN CITY NJ 11530

COUNSEL TO APEX CLEARING CORP. MARK HANCHET, ESQ. MAYER BROWN LLP 1675 BROADWAY NEW YORK NY 10019

COUNSEL TO B2B TRUST JULIE-MARTINE LORANGER, ESQ. GOWLING LAFLEUR HENDERSON 3700-1 PLACE VILLE MARIE MONTREAL QC H3B 3P4 CANADA

COUNSEL TO BDO DUNWOODY AVRAM FISHMAN FISHMAN FLANZ MELAND PAQUIN1250 RENE-LEVESQUE BOULEVARD WEST, SUITE 4100 MONTREAL QC H3B-4W8 CANADA

COUNSEL TO BDO SEIDMAN ROBB L. VOYLES, ESQ. BAKER BOTTS L.L.P. 2001 ROSS AVENUE, SUITE 600 DALLAS TX 75201

COUNSEL TO BELLEVUE CHICAGO, LLC DANA GLOOR, ESQ.25 SOUTH CHARLES STREET SUITE 2130 BALTIMORE MD 21201

COUNSEL TO BRENDAN BYRNE, AMY BETH BYRNE, EPIPHANY CAPITAL MANAGEMENT, LLC, EPIPHANY SOLUTIONS, INC., AND FRANK MCDONALD SCOTT DRUCKER, ESQ. KASE & DRUCKER

1325 FRANKLIN AVENUE, STE 225 GARDEN CITY NY 11530

COUNSEL TO BRENT BERGH ROBERT RABINOWITZ BECKER & POLIAKOFF 11 WHARF AVENUE STE 4 RED BANK NJ 07701COUNSEL TO BRENT BERGH ROBERT RABINOWITZ BECKER & POLIAKOFF 11 WHARF AVENUE, STE 4 RED BANK NJ 07701COUNSEL TO BURNAC CORPORATION & LORNE BURNETT P E DU VERNET GLAHOLT LLP 800-141 ADELAIDE ST W TORONTO ON M5H 3L5 CANADACOUNSEL TO CHARLES SCHWAB CYBERTRADER JOHANNA ONG, ESQ. QUINN EMMANUEL

865 S. FIGUEROA ST., 10TH FLOOR LOS ANGELES CA 90017

COUNSEL TO CHRIS ATTEN, CARL BABLER AND WILL BABLER

STEVE PHERSON & BRIAN S. HORMOZI

SCHUYLER, ROCHE & CRISHAM, P.C.

ONE PRUDENTIAL PLAZA, SUITE 3800

130 RANDOLPH STREET CHICAGO IL 60601

COUNSEL TO CHRIS ATTEN, CARL BABLER AND WILL BABLER STEVEN A. COX SHOCKEY & COX, LLC 208 WEST STEPHENSON ST.,

FIRST FLOOR, SUITE 101 FREEPORT IL 61032

COUNSEL TO DAVENPORT CAPITAL PARTNERS, LTD., JET HEDGE FUND LP, AND MICHAEL BRENDAN KYNE ANDREW GREY TORYS LLP

79 WELLINGTON STREET WEST, SUITE 3000

BOX 270, TD CENTRE TORONTO ON M5K 1N2 CANADA

COUNSEL TO DELOITTE & TOUCHE MARIANNE INGACZ, ESQ. NORTON ROSE CANADA LLPSUITE 2500, 1 PLACE VILLE MARIE MONTREAL QC H3B 1R1 CANADA

COUNSEL TO DEPOSITORY TRUST & CLEARING CORPORATION GREGG M. MASHBERG PROSKAUER ROSE LLP 11 TIMES SQUARE NEW YORK NY 10036COUNSEL TO ELLIS ECKLAND JOHN J. MULDOON, III MULDOON & MULDOON, LLC 10 S. LASALLE ST., STE. 2900 CHICAGO IL 60603

COUNSEL TO EVERTRADE DIRECT BROKERAGE, INC. JEFFREY A. ZIESMAN BRYAN CAVE ONE KANSAS CITY PLACE

1200 MAIN STREET, STE 3500 KANSAS CITY MO 64105

COUNSEL TO EVERTRADE DIRECT BROKERAGE, INC. JOHN COURTADE 4408 SPICEWOOD SPRINGS ROAD AUSTIN TX 78759




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRY

COUNSEL TO LEGEND SECURITIES, INC. LAWRENCE R. GELBER, ESQ. 34 PLAZA ST., STE. 1107 BROOKLYN NY 11238COUNSEL TO MARIO J. GABELLI VINCENT ROGER CAPPUCCI ENTWISTLE & CAPPUCCI LLP 280 PARK AVE., 26TH FL. W. NEW YORK NY 10017COUNSEL TO MASSETO LLC ALFRED L. FREVOLA, JR. CONRAD & SCHERER LLP 633 S. FEDERAL HIGHWAY FT. LAUDERDALE FL 33301COUNSEL TO MERRILL LYNCH JANE PARVER KAYE SCHOLER, LLP 425 PARK AVENUE NEW YORK NY 10022COUNSEL TO MISR SECURITIES T. MICHAEL KENNEDY 210 WEST WALL ST. GRAPEVINE TX 76051

COUNSEL TO PAUL DANDREA DOMINIC DESJARLAIS, ESQ. LAMARRE LINTEAU & MONTCALM LES COURS MONT-ROYAL1550 METCALFE SUITE 900 MONTREAL QC H3A 1X6 CANADA

COUNSEL TO RAYMOND DESORMEAUX, JOHN SKAIN, AND FRANCOIS GERVAIS PETER JACOBSEN, ESQ.

BERSENAS, JACOBSEN, CHOUEST, THOMSON, BLACKBURN LL 33 YONGE ST., STE. 201 TORONTO ON M5E 1G4 CANADA

COUNSEL TO ROGER ENGEMOEN, DAN SON, PHIL PENDERGRAFT, AND KEVIN MCALEER SCOTT BARNARD, ESQ. AKIN GUMP

1700 PACIFIC AVENUE SUITE 4100 DALLAS TX 75201-4675

COUNSEL TO ROGER ENGEMOEN, DAVID KELLY, JAMES DYER, DAVID JOHNSON, PHIL PENDERGRAFT, DAVID REED, THOMAS JOHNSON, & DANIEL SON SCOTT BARNARD, ESQ. AKIN GUMP

1700 PACIFIC AVENUE SUITE 4100 DALLAS TX 75201-4675

COUNSEL TO SCHWARTZ LEVITSKY FELDMAN LAURENT NAHMIASH, ESQ. FRASER MILNER CASGRAIN 1 PLACE VILLE-MARIE 39TH FLOOR MONTREAL QC H3B 4M7 CANADACOUNSEL TO TD AMERITRADE AND THINKORSWIM DANA GLOOR, ESQ. 25 SOUTH CHARLES STREET SUITE 2130 BALTIMORE MD 21201COUNSEL TO THINKORSWIM DANA GLOOR, ESQ. 25 SOUTH CHARLES STREET SUITE 2130 BALTIMORE MD 21201COUNSEL TO TRANSCEND CAPITAL CHARLES M. OROURKE, ESQ. 2 SWENSON DR. WOODBURY NY 11797COUNTRY FLORIST JEAN 1302 W ARKANSAS LANE ARLINGTON TX 76013

COWEN & COMPANY, LLC DAN HUFNAGEL (EMM SEC FEES) 599 LEXINGTON AVE NEW YORK NY 10022

Cowen & Company, LLCDan Hufnagel (EMM SEC fees), 599 Lexington Ave New York NY 10022

Coxcom, Inc. PO Box 182819 Columbus OH 43218-2819

Creative Capital Concept$, L.L.C., v.

Thinkorswim, Inc. & Penson Financial Services, Inc., Finra Arbitration - case number 11-01693 Jeffrey Kaplan Dimond Kaplan & Rothstein, P.A.

2665 S. Bayshore Dr., PH-2B Miami FL 33133

Creative Switching Design (V13816) 1304 Langham Creek, # 454 Houston TX 77084CREATIVE SWITCHING DESIGN (V13816) 1304 LANGHAM CREEK # 454 HOUSTON TX 77084CREATIVE SWITCHING DESIGN (V13816) 1304 LANGHAM CREEK # 454 HOUSTON TX 77084CREDIT SUISSE SECURITIES (USA) LLC PO BOX 7247-6798 PHILADELPHIA PA 19170-6798CREDIT SUISSE SECURITIES (USA) LLC PO BOX 7247-6798 PHILADELPHIA PA 19170-6798

Crest Depository 33 Cannon Street EC4M 5SB United KingdomCRISTINA DUARTE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201CSC CREDIT SERVICES PO BOX 672050 DALLAS TX 75267-2050CSC Credit Services, Inc. PO Box 672050, Suite 330 Dallas TX 75267-2050CSC CREDIT SERVICES, INC. PO BOX 672050 SUITE 330 DALLAS TX 75267-2050CSG International 9555 Maroon Circle, 2MC3 Englewood CO 80112CSG INTERNATIONAL 9555 MAROON CIR 2MC3 ENGLEWOOD CO 80112-5944CSG SYSTEMS INC PO BOX 3366 OMAHA NE 68176-0720CSG Systems Inc. PO Box 3366CT CORPORATION P O BOX 4349 CAROL STREAM IL 60197CT Corporation PO Box 4349 Carol Stream IL 60197CULLIGAN NW 5120, PO BOX 1450 MINNEAPOLIS MN 55485-5120CULLIGAN OF SANTA ANA LOCKBOX PROCESSING PO BOX 2903 WICHITA KS 67201-2903Culligan Of Santa Ana PO Box 2903 Wichita KS 67201-2903CUONG Q. NGUYEN 8 PASTEUR, SUITE 100 IRVINE CA 92618Currenex State Street, Box 5123 Boston MA 02206CURRENEX, INC. STATE STREET BOX 5123 BOSTON MA 02206CW SERVICES INC 9860 MONROE DR DALLAS TX 75220CYBERBRIDGE INTL INC DBA CREOSPAN INC 1515 E WOODFIELD RD STE 860 SCHAUMBURG IL 60173




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYD J PALLERIA 800 KLEIN RD, STE 200 PLANO TX 75074

D7 Trading, Llc & Kingdom Legacy Fund, Lp v. Td Ameritrade Holding Corporation, Et Al.

Including Penson Financial Services, Inc., Finra Arbitration - case number 11-01658 Tucker H. Byrd Morgan and Morgan, P.A.

20 North Orange Avenue, Suite 1000 Orlando FL 32801

DALLAS COUNTY TAX OFFICE JOHN R. AMES, CTA PO BOX 139066 DALLAS TX 75313-9066DALLAS REGIONAL CHAMBER 700 NORTH PEARL STREET SUITE 1200 DALLAS TX 75201DALLAS SECURITY SYSTEMS, INC PO BOX 550939 DALLAS TX 75355-0939DAMON CROW DBA DCS CAFE & CATERING 1609 DURANT DALLAS TX 75215DAN HANGEN 800 KLEIN ROAD, SUITE 200 PLANO TX 75074DANA SHIPLEY 1700 PACIFIC AVE STE 1400 DALLAS TX 75201DANIEL GEHRIG 8 PASTEUR SUITE 100 IRVINE CA 92618Daniel P. Son 800 Klein Rd., Suite 200 Plano TX 75074DANIEL PRIMAVERA 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201DANIEL SON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201DANNA TAYLOR 1700 PACIFIC AVE DALLAS TX 75201DARLENE YOSHIKAWA 8 PASTEUR SUITE 100 IRVINE CA 92618DASH FINANCIAL 666 FIFTH AVE 9TH FLOOR NEW YORK NY 10103Data Archive 4940 Merrick Road Massapeque Park NY 11762DATA ARCHIVE 4940 MERRICK RD MASSAPEQUE PARK NY 11762-3803DATA FACTS, INC 8520 MACON RD, SUITE 2 CORDOVA TN 38018DATAWATCH 271 MILL RD QUORUM OFFICE PARK CHELMSFORD MA 01824-4105Datawatch 271 Mill Road, Quorum Office Park Chelmsford MA 01824DAVE WHITTINGTON 11325 PEBBLE GARDEN LANE AUSTIN TX 78739DAVID A REED 4320 BEVERLY DRIVE DALLAS TX 75205DAVID CLARK 8 PASTEUR, SUITE 100 IRVINE CA 92618DAVID E. FERGUSON 800 KLEIN ROAD, STE. 200 PLANO TX 75074DAVID FELDMAN, INC 450 SEVENTH AVENUE, STE 2803 NEW YORK NY 10123DAVID JOHNSON 405 E WINCHESTER RD LIBERTYVILLE IL 60048-1389DAVID KIRKPATRICK 8455 HUNNICUT ROAD DALLAS TX 75228DAVID KIRKPATRICK 8455 HUNNICUT ROAD DALLAS TX 75228DAVID M KELLY 420 SABAL PALM LANE VERO BEACH FL 32963DAVID MCDOWELL 800 KLEIN ROAD, STE 200 PLANO TX 75074DAVID NIEDERKROME 7416 PINNACLE PL. SE SNOQUALMIE WA 98065DAVID RICE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201DAVID TAGGART 1523 S. 430W. OREM UT 84097DAVID VAN HOUTEN ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119DAVID VAN HOUTEN ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119DAVIS POLK & WARDWELL 450 LEXINGTON AVENUE NEW YORK NY 10017DAWN DE LEO ONE PENN PLAZA 51ST FLR NEW YORK NY 10119DAWN GARDNER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201Dbadirect Inc PO Box 34012 Lexington KY 40588DC OFFICE OF FIN & TREASURY 1101 4TH ST NW, SUITE W800B WASHINGTON DC 20024DEACONS 5TH FL, ALEXANDRA HOUSE 18 CHATER ROAD CENTRAL DX-00-9010 HONG KONGDeer Park PO Box 856192 Louisvislle KY 40285-6192DEER PARK - A DIVSION OF NESTLE WATERS NORTH AMERICA P.O. BOX 856192 LOUISVISLLE KY 40285-6192Deer Park Direct #215 6661 Dixie HWY, Suite 4 Louisville KY 40258

DELAWARE BUREAU OF UNCLAIMED PROP C/O DIV OF REVENUE 820 N FRENCH ST, 8TH FLR WILMINGTON DE 19801-3509DELL MARKETING LP C/O DELL USA LP PO BOX 676021 C# 5306231 DALLAS TX 75267-6021DELL MARKETING LP C/O DELL USA LP PO BOX 676021 DALLAS TX 75267-6021Dell Marketing LP C/O Dell USA LP PO Box 676021 Dallas TX 75267-6021DELL MARKETING LP (V10170) ONE DELL WAY ROUND ROCK TX 78682DELL SECUREWORKS ONE CONCURSE PARKWAY ATLANTA GA 30328DELOITTE & TOUCHE LLP PO BOX 7247-6446 PHILADELPHIA PA 19170-6446DELUXE CORP 3660 VICTORIA ST. NORTH SHOREVIEW MN 55126DELUXE FINANCIAL SERVICES PO BOX 641445 CINCINNATI OH 45264DENISE DAUGE-CEDENO 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119DENISE STEFFEL 1700 PACIFIC AVE STE. 1400 DALLAS TX 75201





Denitech 820 W. Sandy Lake Road, Suite 100 Coppell TX 75019DENITECH 820 W SANDY LAKE RD STE 100 COPPELL TX 75019-4108Department of Treasury Internal Revenue Service Philadelphia PA 19255-0035Depository Trust & Clearing Corporation 55 Water St., Floor SL1 NY NY 10041DEPOSITORY TRUST & CLEARING CORPORATION 55 WATER ST FLOOR SL1 NY NY 10041DEPT OF REVENUE-MT PO BOX 6309 HELENA MT 59604-6309

DESJARDIN SECURITIES, INC.ATT. DISNAT (CHANTAL BACON) - DC DESJARDIN SECURITIES 1170 PEEL STREET, SUITE 300 MONTREAL QC H3B 0A9 CANADA

DESJARDIN SECURITIES, INC.ATT. MICHEL ROBIDOUX - FULL SERVICE DESJARDIN SECURITIES 1170 PEEL STREET, SUITE 300 MONTREAL QC H3B 0A9 CANADA

DESJARDIN SECURITIES, INC. YVES NERON DESJARDINS SECURITIES C/O MARC-ANDRE HETU - DD

1170 PEEL STREET, SUITE 300 MONTREAL QC H3B 0A9 CANADA

DIANA KRELL 800 KLEIN ROAD, SUITE 200 PLANO TX 75074DIANE L SCHUENEMAN 4801 BONITA BAY BLVD UNIT 1501 BONITA SPRINGS FL 34134DIANNE THOMASON 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201DICKER STAFFING SERVICES PO BOX 700217 DALLAS TX 75370-0217DIEM Technologies (V10434) 1227 W. Campbell, Suite 301 Richardson TX 75080DIEM TECHNOLOGIES (V10434) 1227 W. CAMPBELL SUITE 301 RICHARDSON TX 75080DIEM TECHNOLOGIES INC 1227 WEST CAMPBELL ROAD SUITE 301 RICHARDSON TX 75080

Digital Finance SPDA, Inc.(V14162) 1260 University Street, 3rd Floor Montreal Quebec H3B 3B9 CanadaDIMOND KAPLAN & ROTHSTEIN, P.A. JEFFREY KAPLAN 2665 S. BAYSHORE DR., PH-2B MIAMI FL 33133

DIR OF FINANCE, ST OF HAWAII UNCLAIMED PROP SECTION 250 SOUTH HOTEL STREET RM 304 HONOLULU HI 96813

DIRECT EDGE 545 WASHINGTON BLVD., STE 601 JERSEY CITY NJ 07310

DIRECT EDGE 545 WASHINGTON BLVD., STE 601 JERSEY CITY NJ 07310

DIRECT EDGE EDGX EXCHANGE INC ATTN LAURA KERN, FINANCE DEPT 545 WASHINGTON BLVD JERSEY CITY NY 07310DIRECT EDGE, INC. 545 WASHINGTON BLVD JERSEY CITY NJ 07310DIRECT TRANSFER LLC 201 SHANNON OAKS CIRCLE SUITE 105 CARY NC 27511

Direct Transfer LLC 201 Shannon Oaks Circle, Suite 105 Cary NC 27511

Directa SIM v.

Penson Financial Services, Inc., FINRA Finra Arbitration - case number 12-03146 Karen L. Cook 700 Park Seventeen Tower

1717 McKinney Ave. Dallas TX 75202

DirectEdge 545 Washington Blvd Jersey City NJ 07310DIRECTV PO BOX 60036 LOS ANGELES CA 90060-0036Dish Network Dept 0063 Palatine IL 60055-0063Dominion VA Power PO Box 26543 Richmond VA 23290-0001DOMINION VIRGINA POWER PO BOX 26543 RICHMOND VA 23290-0001Dominion Virgina Power 120 Tredegar Street Richmond VA 23219

DONNA MACDONALD APEX CLEARING CORP.141 WEST JACKSON BLVD, SUITE 500 CHICAGO IL 60604

Dorothy Kern 15 Mountainview Rd Warren NJ 07061DOROTHY YOUNG 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201DOUG THROCKMORTON 1700 PACIFIC AVE SUITE DALLAS TX 75201

Douglas Osburn V.

Penson Financial Services, Inc., Et Al., Finra Arbitration - case number 11-04045

Laura E. Landenwich Clay Frederick Adams, PLLC 101 Meidinger Tower

462 South Fourth Street Louisville KY 40202

DOXIM INC. (FKA ARIUS SOFTWARE CORPORATION) 550 TRILLIUM DRIVE UNIT 15 KITCHENER ON N2R 1K3 CANADADRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE SUITE 2000 PHILADELPHIA PA 19103-6996Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia PA 19103-6996




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYDUKE SERVICE COMPANY DIVISION OF BONLAJOR INC 157 E FREEDOM AVENUE ANAHEIM CA 90074Duke Service Company 157 E. Freedom Avenue Anaheim CA 90074DUNDEE REALTY MANAGEMENT CORP 30 ADELAIDE ST E STE 1600 TORONTO ON M5C 3H1 CANADADundee Realty Management Corp. 30 Adelaide Street East, Suite 1600 Toronto Ontario M5C 3H1 CanadaDUSTIN WILHELM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201EASTMAN KODAK COMPANY 1778 SOLUTIONS CENTER CHICAGO IL 60677-1007Easylink Services 275 Frank Tompa Drive Waterloo Ontario N2L 6R2 CanadaEASYLINK SERVICES 275 FRANK TOMPA DR WATERLOO ON N2L 0A1 CANADAEBX LLC LEVEL ALTERNATIVE TRADING 65 FRANKLIN STREET STE 201 BOSTON MA 02110

EBX LLCLevel Alternative Trading, 65 Franklin Street Ste Boston MA 02110

ECS 9959 ROYAL LANE #4 DALLAS TX 75231ECS 9959 Royal Lane, #4 Dallas TX 75231ED GARZA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201EDE Services- NDM 1508 Northcrest Dr Plano TX 75075EDGA Exchange, Inc 545 WASHINGTON BLVD NEW JERSEY NJ 07310-0000EDGAR ONLINE 11200 ROCKVILLE PIKE SUITE 310 ROCKVILLE MD 20852EDGAR Online 11200 Rockville Pike, Suite 310 Rockville MD 20852EDGX Exchange, Inc. 545 WASHINGTON BLVD NEW JERSEY NJ 07310-0000

EDM Records Management Limited EDM House Village Way Bilston WV14 OUJ United KingdomElectronic Data Exchange Services EDE (V14121) 510 Dyann Drive Royse City TX 75189ELECTRONIC TRANSACTION CLEARING, INC. 660 S. FIGUEROA ST., STE 1450 LOS ANGELES CA 90017ELIZABETH GORDON-HUBBELL 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201ELLA CANGIARELLA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119ELLEN WILE 106 GREENWICH STREET #2 NEW YORK NY 10006EMC 14785 Preston Road, Suite 200 Dallas TX 75254EMC 14785 PRESTON RD STE 200 DALLAS TX 75254-7886EMC Consulting 14755 Preston Rd., Suite 200 Dallas TX 75254EMC CONSULTING 14755 PRESTON RD STE 200 DALLAS TX 75254-6815EMC CORPORATION 4246 COLLECTIONS CENTER DR. CHICAGO IL 60693

eMite 701 Palomar Airport Road, Suite 300 Carlsbad CA 92011EMITE 701 PALOMAR AIRPORT RD STE 300 CARLSBAD CA 92011-1028EMITE 701 PALOMAR AIRPORT RD STE 300 CARLSBAD CA 92011-1028EMPIRE EXECUTIONS, LLC C/O GETTENBERG CONSULTING 2 WALL ST., STE. 1904 NEW YORK NY 10005EMPIRE STOCK TRANSFER 1859 WHITNE MESA DR. HENDERSON NV 89014EMPIRE STOCK TRANSFER 1859 WHITNEY MESA DR HENDERSON NV 89014EMPIRE STOCK TRANSFER 1859 WHITNE MESA DR. HENDERSON NV 89014EMPIRE TRADING SERVICES, LLC 21 ANDOVER LANE HICKSVILLE NY 11801Employee Welfare - Penson Cares 800 Klein Road, Ste 200 Plano TX 75074ENABLING TECHNOLOGIES ATTN PAMELA NOVAK-PATRICK 12226 LONG GREEN PIKE GLEN ARM MD 21057Enabling Technologies 6207 West Howard Street Niles IL 21057ENABLING TECHNOLOGIES 6207 W HOWARD ST NILES IL 60714-3403ENCORE DISCOVERY SOLUTIONS DEPT 2651 PO BOX 122651 DALLAS TX 75312-2651Encore Discovery Solutions Dept 2651, PO Box 122651 Dallas TX 75312-2651

EPIPHANY CAPITAL MANAGEMENT, LLC 133 MAIN ST., STE 2F BABLYON NY 11702EPIPHANY SOLUTIONS, INC. C/O ASHLEY ARMSTEAD 218 NORTH QUEEN ST. DOVER DE 19904

EPIPHANY TRADING LLC C/O THE COMPANY CORPORATION 2711 CENTERVILLE ROAD, STE 400 WILMINGTON DE 19808EQUIFAX INFORMATION SVCS LLC PO BOX 105835 ATLANTA GA 30348-5835EQUIFAX INFORMATION SVCS LLC PO BOX 105835 ATLANTA GA 30348-5835EQUINIX 4252 SOLUTIONS CENTER CHICAGO IL 60677-4002EQUINIX, INC -#774252 4252 SOLUTIONS CENTER CHICAGO IL 60677-4002Equinix, Inc. -#774252 4252 Solutions Center Chicago IL 60677-4002Equiserv/ Canton 250 Royall St Canton MA 02021





EQUITEC TRADING LLC ATTN BROKERAGE RECEIVABLES 111 WEST JACKSON BLVD, 20TH FL CHICAGO IL 60604

Equitec Trading LLCAttn Brokerage Receivables, 111 West Jackson Blvd, Chicago IL 60604

EQUITY TRANSFER INC 200 UNIVERSITY AVE SUITE 500 TORONTO ON M5H-4H1 CANADAEquity Transfer Inc. 200 University Ave, Suite 500 Toronto-Canada ON M5H-4H1 CanadaEQUIVALENT DATA 4809 WESTWAY PARK BLVD HOUSTON TX 77041ERIC ALANIZ 1700 PACIFIC AVENUE DALLAS TX 75201ERIC BLOMQUIST 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201

Erik Kolodny v. Brendan P. Byrne, Et Al.

Including Penson Financial Services, Inc., General Liability - case number - 28718/2011 Scott Agulnick Greenblatt & Agulnick, P.C.

55 Northern Boulevard, Suite 302 Great Neck NY 11021

ERIN JONES 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119ETRADE CAPITAL MARKETS, LLC 440 S. LASALLE STREET SUITE 3030 CHICAGO IL 60605ETRADE Capital Markets, LLC 440 S. LaSalle Street, Suite 3030 Chicago IL 60605Eurex 233 South Wacker Drive Suite 2450 Chicago IL 60606

Euroclear 1 Olivers Yard City Road London EC1Y 1HQ United KingdomEVAN BLACK 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201

EVERBANK COMMERICAL FINANCE, INC DEPT #1608 DENVER CO 80291-1608Executive Cleaning Services,Inc. 9959 Royal Lane #4 Dallas TX 75238EXECUTIVE CONNECTION 710 DENTWOOD TRAIL PROSPER TX 75078EXECUTIVE PRESS, INC PO BOX 21639 CONCORD CA 94521-0639Executive Registrar & Transfer 3615 South Huron St, Ste# 104 Englewood CA 80110EXPERIAN 475 ANTON BLVD COSTA MESA CA 90088EXPERIAN DEPT 1971 LOS ANGELES CA 90088EXPERIS FINANCE US, LLC PO BOX 905378 CHARLOTTE NC 28290-5378Exzac (V12529) Harborside Financial Center Plaza 5, 27th Floor Jersey City NJ 07311-3988

EXZAC (V12529) HARBORSIDE FINANCIAL CENTER PLAZA 5, 27TH FLOOR JERSEY CITY NJ 07311-3988EXZAC INC HARBORSIDE FINANCIAL CT PLAZA 5, SUITE 2720 JERSEY CITY NJ 07311FAEGRE BAKER DANIELS 3200 WELLS FARGO CENTER 1700 LINCOLN STREET DENVER CO 80203-4532

Faegre Baker Daniels3200 Wells Fargo Center, 1700 Lincoln Street Denver CO 80203-4532

FANNIE PANTOJA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201FANNIE PANTOJA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201FARID A. MOHAMED 1265 UNION ST. BANGOR ME 04401FCAG HOLDINGS, INC. 140 E. KNOLLWOOD WAY P.O. BOX 3 PLATEVILLE WI 53818FEDERMAN & SHERWOOD WILLIAM B. FEDERMAN 10205 NORTH PENNSYLVANIA OKLAHOMA CITY OK 73120FedEx PO Box 660481 Dallas TX 75266-0481FEDEX-660481 P.O. BOX 660481 DALLAS TX 75266-0481FEHMEEDA LAKHANI 1700 PACIFIC AVENUE DALLAS TX 75201FELIX CONTRERAS 8 PASTEUR STE #100 IRVINE CA 92618-3814FIDELITY TRANSFER CO 1800 SW TEMPLE STE. SALT LAKE CITY UT 84115Fidessa Dept Ch 16740 Palatine IL 60055-6740FIDESSA CORPORATION DEPT CH 16740 PALATINE IL 60055-6740FIDESSA CORPORATION DEPT CH 16740 PALATINE IL 60055-6740FIGARI & DAVENPORT, LLP MARK DAVENPORT, ESQ. 3400 BANK OF AMERICA PLAZA 901 MAIN ST. DALLAS TX 75202FINANCIAL ACCOUNTING STANDARDS BOARD PO BOX 418272 BOSTON MA 02241-8272

FINANCIAL COMPUTER SUPPORT DB CAM 14 COMMERCE DR OAKLAND MD 21550-3940Financial Computer Support, Inc.-db CAM 14 Commerce Drive Oakland CA 21550FINANCIAL COMPUTER SUPPORT, INC.-DB CAM 14 COMMERCE DRIVE OAKLAND MD 21550-3940FINANCIAL INFORMATION FORUM C/O JORDAN & JORDAN 5 HANOVER SQUARE NEW YORK NY 10004FINANCIAL INFORMATION INC 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080FINANCIAL INFORMATION INC V10465 1 CRAGWOOD RD 2ND FL SOUTH PLAINFIELD NJ 07080-2448




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYFinancial Information Incorporated (V10465) 1 Cragwood Road, 2nd Floor South Plainfield NJ 07080FINANCIAL INFORMATION INCORPORATED (V10465) 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080FINANCIAL INFORMATION INCORPORATED (V10465) 1 CRAGWOOD ROAD 2ND FLOOR SOUTH PLAINFIELD NJ 07080-2448FINRA ATTN 8555 500 ROSS STREET 154-0455 PITTSBURGH PA 15262FINRA PO BOX 7777-W4255 PHILADELPHIA PA 19175-4255

FINRA12801 N. Central Expressway, Suite 1050 Dallas TX 75243

FINRA - W9850 P O BOX 7777-W9850 PHILADELPHIA PA 19175FINRA DISPUTE RESOLUTION ONE LIBERTY PLAZA 165 BROADWAY 27TH FLOOR NEW YORK NY 10006FINRA Dispute Resolution W3690, PO Box 7777 Philadelphia PA 19175-1690FINRA Dispute Resolution Dept Dept At 40159 Atlanta GA 31192-0159FINRA DISPUTE RESOLUTION-W9530 W9530 PO BOX 7777 PHILADELPHIA PA 19175-9530FINRA, INC - W9205 PO BOX 777-W9205 PHILADELPHIA PA 19175-9205FINRA-P O BOX 7777-W5050 CHANTEL P O BOX 7777-W5050 PHILADELPHIA PA 19175-5050

Fintel (USA) Limited 5th Floor, 168 QueenS Road Central Central District Hong Kong

FIRE DOCTOR EXTINGUISHER COMPANY 13656 #B RED HILL AVENUE TUSTIN CA 92780FIRST AMERICAN STOCK TRANSFER 4747 NORTH 7TH STREET SUITE 170 PHOENIX AZ 85014FIRST CAPITOL GROUP, LLC CORPORATION TRUST CENTER 1209 ORANGE ST. WILMINGTON DE 19801

First National TrustAttn Bobby Little, 5116 BissonNEt Ste #339 Bellaire TX 77401

First Public Securities 4546 B-10 El Camino Real, Ste# 288 Los Altos CA 94022

Fiserv 7 Roundwood Avenue Stockley Park Uxbridge Middlesex UB11 1AX United Kingdom

FISERV ACCURATE 80 PEACH ST WOKINGHAM BERKSHIRE RG40 1XHUNITED KINGDOM

Fiserv- Accurate 80 Peach Street WokinghamBerkshire 0RG40 England

FISERV- ACCURATE 80 PEACH STREET WOKINGHAM BERKSHIRE RG40 1XHUNITED KINGDOM

FISH & RICHARDSON PO BOX 3295 BOSTON MA 02241-3295FISHMAN HAYGOOD PHELPS LANCE C MCCARDLE ESQ 201 ST CHARLES AVE 46TH FL NEW ORLEANS LA 70170FISHMAN HAYGOOD PHELPS LANCE C. MCCARDLE, ESQ. 201 ST. CHARLES AVE, 46TH FL. NEW ORLEANS LA 70170FISHMAN HAYGOOD, ET AL. 201 ST. CHARLES AVE 46TH FL NEW ORLEANS LA 70170FIX FLYER LLC 225 BROADWAY SUITE 1600 NEW YORK NY 10007FIX FLYER LLC V12748 225 BROADWAY STE 1600 NEW YORK NY 10007-3761Fix Flyer, LLC. (V12748) 225 Broadway, Suite 1600 New York NY 10007FLEXTRADE LLC 111 Great Neck Rd, Suite 314 Great Neck NY 11021FLEXTRADE LLC 111 GREAT NECK RD STE 314 GREAT NECK NY 11021-5403FLEXTRADE LLC 111 GREAT NECK RD SUITE 314 GREAT NECK NY 11021FLEXTRADE LLC 111 GREAT NECK RD SUITE 314 GREAT NECK NY 11021Florida Atlantic Stock Transfe 7130 Nob Hill Rd Tamarac FL 33321

FLORIDA DEPT OF FINANCIAL SERVBUREAU OF UNCLAIMED PROPERTY PO BOX 6350 TALLAHASSEE FL 32314-6350

FNX / GL Trade 225 Washington Street, Suite 300 Conshohocken PA 19428FNX / GL TRADE 225 WASHINGTON STREET SUITE 300 CONSHOHOCKEN PA 19428-4122FOLEY & LARDNER LLP 321 NORTH CLARK ST SUITE 2800 CHICAGO IL 60654-5313FOLIOFN INVESTMENTS, INC. C/O FOLIOFN PROXE SVC DEPT. PO BOX 10544 MCLEAN VA 22102-8544FORMAN HOLT ELIADES & RAVIN LLC ERIN KENNEDY 80 ROUTE 4 EAST SUITE 290 PARAMUS NJ 07652FORSYTHE SOLUTIONS GROUP, INC (V13155) 7770 FRONTAGE ROAD SKOKIE IL 60077FORSYTHE SOLUTIONS GROUP, INC. PO BOX 809024 CHICAGO IL 60680-9024FRANCES HERNANDEZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201FRANK & JOSEPH MANFREDI 23 JERICHO TURNPIKE JERICHO NY 11753





Frank And Joseph Manfredi v. Peter Raymond Quartaro, Et Al.

Including Penson Financial Services, Inc. , Finra Arbitration - case number 12-01684 Frank & Joseph Manfredi 23 Jericho Turnpike Jericho NY 11753

FRANK KOST 1598 WOODROW ROAD STATEN ISLAND NY 10309FRANK VESCE 62 DEER PATH LN FREEHOLD NJ 07728FRANKLIN CHRISTOPHER INVESTMENT BANKERS 420 LEXINGTON AVE. STE. 2525 NEW YORK NY 10170FREDDIE COLEMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75204

Frederick J. Grede, As Chapter 11 Trustee For Sentinel Management Group, Inc. V.

Penson Financial Futures, Inc., Penson Futures & Sentinel Management Group, Inc. - General Liability - case number 07 B 14987 Vincent Lazar Jenner & Block LLP 330 N. Wabash Ave. Chicago IL 60611

Frederick J. Grede, as Chapter 11 Trustee for Sentinel Management Group, Inc. v. Penson Financial Futures, Inc.

and Penson Futures, Sentinel Management Group, Inc. Fraudlent Transfer - No. 07 B 14987 (Bankr. N.D.Ill.) Vincent Lazar Jenner & Block LLP

330 N. Wabash Ave. Chicago IL 60611

Frederick J. Grede, Liquidation Trustee c/o Jenner & Block LLP 353 N. Clark St. Chicago IL 60654-3456FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP ONE NEW YORK PLAZA NEW YORK NY 10004-1980Friedman, Reid V. Penson Worldwide, Inc., Et Al

Class Action Violation Of Federal Securities Laws No 11-Cv-02098-O Kaplan Fox & Kilsheimer LLP Frederic S. Fox Jeffrey P. Campisi

850 Third Avenue 14th Fl. New York NY 10022

FTEN INC 165 BROADWAY NEW YORK NY 10006-1404FTEN, INC LISA ALLEN LOCKBOX 80700 PO BOX 8500 PHILADELPHIA PA 19178-0700FTEN, Inc. 165 Broadway New York NY 10006FTI CONSULTING INC PO BOX 418005 BOSTON MA 02241-8005FULBRIGHT & JAWORSKI, LLP 2200 ROSS AVENUE SUITE 2800 DALLAS TX 75201-2784FUNDAMENTAL INTERACTIONS 511 AVENUE OF THE AMERICAS SUITE #356 NEW YORK NY 10011FUTURES INDUSTRY ASSOCIATION 2001 PENNSYLVANIA AVE, N.W. STE#600 WASHINGTON DC 20006-1807FX ALLIANCE LLC 900 THIRD AVE, 3RD FLOOR NEW YORK NY 10022G.NEIL PO BOX 451179 SUNRISE FL 33345-1179GABLES CORPORATE ACCOMMOD ATTN JUDY NIEVES - PYMT CTR 3399 PEACHTREE RD STE 600 ATLANTA GA 30326GALAXY FOOD, INC 34 PLEASANT LN OYSTER BAY NY 11771GARLAND INDEPENDENT SCHOOL DIS 901 W. STATE STREET PO BOX 461407 GARLAND TX 75046-1407GARY MILLER 1700 PACIFIC AVE STE#1400 DALLAS TX 75201GARY WIEDMAN 1700 PACIFIC AVENUE STE1400 DALLAS TX 75202GE Capital 1961 Hirst Drive Moberly MO 65270GE Capital 1961 Hirst Drive Moberly MO 65270GE CAPITAL 1961 HIRST DR MOBERLY MO 65270-3046GE CAPITAL PO BOX 740441 ATLANTA GA 30374-0441GE CAPITAL PO BOX 740441 ATLANTA GA 30374-0441GENERAL DATATECH, I.P. DEPT 8014 PO BOX 650002 DALLAS TX 75265-0002General DataTech, L.P. PO Box 650002 Dallas TX 75201GENERAL DATATECH, L.P. P.O. BOX 650002 DALLAS TX 75265-0002GEO TRUST PO BOX 840695 DALLAS TX 75284-0695GEORGE ABDALLA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

George E. Morris Revocable Trust v.

Penson Financial Services, Inc., Et Al., Finra Arbitration - case number 12-00989 Michael Hill Menzer & Hill, P.A.

2200 NW Corporate Blvd, Ste 406 Boca Raton FL 33431

GEORGIA DEPT OF REVENUE UNCLAIMED PROPERTY PROGRAM4245 INTERNATIONAL PKWY SUITEA HAPEVILLE GA 30354-3918

GEOTRUST INC. (V11530) 555 INTERNATIONAL WAY SPRINGFIELD OR 97477GERALD J. GREGOR 3 MOUNTAINSIDE DRIVE MORRISTOWN NJ 07960GETCO EXECUTION SERVICES 350 N. ORLEANS ST, 3RD FLOOR CHICAGO IL 60654GETCO EXECUTION SERVICES 350 N. ORLEANS ST, 3RD FLOOR CHICAGO IL 60654GHP1, Inc. (13-10070) 800 Klein Rd, Suite 200 Plano TX 75074GHP2, LLC. (13-10071) 800 Klein Rd, Suite 200 Plano TX 75074GL TRADE CAPITAL MARKET SOLUTIONS, INC 15925 COLLECTIONS CENTER DR CHICAGO IL 60693GL Trade Capital Market Solutions, Inc. 15925 Collections Center Dr Chicago IL 60693




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYGLAHOLT LLP PETER-PAUL DU VERNET, ESQ. 141 ADELAIDE STREET WEST SUITE 800 TORONTO ON M5H 3L5 CANADAGLENN HILL 1700 PACIFIC AVE STE 1400 DALLAS TX 75201GLENN REINMAN, PHD. 1251 N. NORMAN PL LOS ANGELES CA 90049GLOBAL 360, INC PO BOX 671246 DALLAS TX 75267-1246GLOBAL CROSSING ATTN NELLIETHA SHORT TELECOMMUNICATIONS PO BOX 741276 CINCINNATI OH 45274-1276Global Crossing PO Box 741276 Cincinnati OH 45274-1276GLOBAL CROSSING CONFERENCING P.O.BOX 790407 SAINT LOUIS MO 63179Global Crossing Conferencing Dept 518 Denver CO 80291-0518GLOBAL CROSSING LEVEL3 (V12536) PO BOX 790407 ST LOUIS MO 63179Global Crossing Telecommunications PO Box 741276 Cincinnati OH 45274-1276

Global Crossing Telecommunications (V10092) 225 Kenneth Dr. Rochester NY 14623GLOBAL CROSSING TELECOMMUNICATIONS (V10092) PO BOX 741276 CINCINNATI OH 45274GLOBAL CROSSING TELECOMMUNICATIONS (V10092) PO BOX 741276 CINCINNATI OH 45274-1276GLOBAL RISK CORPORATION 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605GlobalRisk (V12362) 401 S Lasalle Street, Suite 301 Chicago IL 60605GLOBALRISK (V12362) 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605GLOBALRISK CORP 401 S LASALLE STREET SUITE 301 CHICAGO IL 60605GLOBEX TRANSFER, LLC 780 DELTONA BLVD DELTONA FL 32725GLOBEX TRANSFER, LLC 780 DELTONA BLVD DELTONA FL 32725GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP KEVIN NASH 1501 BROADWAY, 22ND FL. NEW YORK NY 10036

GOLDFARB BRANHAM LLP JEFFREY GOLDFARB 2501 N. HARWOOD ST., SUITE 1801 SAINT ANN COURT DALLAS TX 75201GOLDMAN SACHS EXECUTION AND CLEARING GENERAL POST OFF. PO BOX 30169 NEW YORK NY 10087GORDON THOMPSON 1700 PACIFIC DALLAS TX 75201

Grace Financial Group LLC v.

Penson Financial Services, Inc., et al., Finra Arbitration - case number 12-02002 Timothy Kebbe 445 Hamilton Av., Ste 1102 White Plains NY 10601

GRAFFITI ENTERTAINMENT, INC 275 SHORLINE DRIVE SUITE 120 BENTWOOD CITY CA 94065GRANT EDWARDS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201GRANT TAYLOR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201GRANT THORNTON LLP 1717 MAIN STREET SUITE 1500 DALLAS TX 75201GRANT THORNTON LLP 1717 MAIN STREET SUITE 1500 DALLAS TX 75201GREATER ALARM CORP 8339 SOLUTIONS CENTER CHICAGO IL 60677-8003

GREENBLATT & AGULNICK, P.C. SCOTT AGULNICK55 NORTHERN BOULEVARD, SUITE 302 GREAT NECK NY 11021

GREENLINE FINANCIAL TECH DEPARTMENT 3008 P.O. BOX 5633 NEW YORK NY 10087-5633Greenline Financial Technologies 30 S. Wacker Drive, Suite 1650 Chicago IL 60606GREG EVETTS 800 KLEIN ROAD SUITE 200 PLANO TX 75074GTB Technologies 575 Anton Blvd, Suite 750 Costa Mesa CA 92626GTB TECHNOLOGIES 575 ANTON BLVD STE 750 COSTA MESA CA 92626-7671Guardian Registrar & Transfer Inc. 7951 Sw 6th St, Ste 216 Plantation FL 33324GUSGUS AB RIBERSBORGSVAN 17 MALMO 217 53 SWEDENHabitat For Humanity 2800 N. Hampton Rd. Dallas TX 75212

Haidar v. Penson GHCO Customer Complaint NFA Arb. No. 12-ARB-50 Steven J. Rosenberg Monadnock Building

53 West Jackson Boulevard Suite 424 Chicago IL 60604

HALOGEN SOFTWARE PO BOX 66512 CHICAGO IL 60666-0512HAMPTON TECHNOLOGIES FINANCIAL EQUIPMENT DIVISION 19 INDUSTRIAL BLVD MEDFORD NY 11763HAYNES & BOONE, LLP 2323 VICTORY AVENUE SUITE 700 DALLAS TX 75219HEADSTRONG INC. ANDY DESHONG DEPT CH 17475 PALATINE IL 60055-7475Headstrong Inc. Dept Ch 17475 Palatine IL 60055-7475

HEADSTRONG SERVICES LLC V12672 3101 E PRESIDENT GEORGE BUSH TURNPIKE STE 200 RICHARDSON TX 75082-3553





HeadStrong Services, LLC. (V12672)3101 East President George Bush Turnpike, Suite 20 Richardson TX 75082

HEATHER BEASLEY 1700 PACIFIC AVE SUITE 1700 DALLAS TX 75201HEIDRICK & STRUGGLES INC 1133 PAYSPHERE CIRCLE CHICAGO IL 60674-1010HERITAGE BANK & TRUST CO ATTN TRANSFER DEPT 4 KING ST W STE# 1320 TORONTO ON M5H 1B6 CANADA

Heritage Bank & Trust Co.Attn Transfer Dept, 4 King St W Ste# 1320 Toronto ON M5H 1B6 Canada

HERITAGE TRANSFER AGENCY INC 1320 4 KING STREET WEST TORONTO ON M5H 1B6 CANADAHEWLETT-PACKARD COMPANY PO BOX 101149 ATLANTA GA 30392-1149HEWLETT-PACKARD COMPANY PO BOX 101149 ATLANTA GA 30392-1149HEWLETT-PACKARD FINANCIAL SRVC P O BOX 402582 ATLANTA GA 30384-2582HILLARY SCHEURICH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201HOLLADAY STOCK TRANSFER 2939 N 67TH PLACE SUITE C SCOTTSDALE AZ 85251Holladay Stock Transfer 2939 N 67th Place, Suite C Scottsdale AZ 85251HOLLAND & HART, LLP P.O. BOX 17283 DENVER CO 80217-0283Holland Consulting 800 Klein Rd., Suite 200 Plano TX 75074HOLLAND CONSULTING LLC 9507 MEADOWBROOK DRIVE DALLAS TX 75220HOLLY HASTY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201HOLME ROBERTS & OWEN LLP 1700 LINCOLN ST, SUITE 4100 DENVER CO 80203HOME HEALTH SERVICES 3333 EARHART DRIVE SUITE 210 CARROLLTON TX 75006HOV Services LLC PO Box 142589, Drawer #9092 Irving TX 75014-2589HOV SERVICES LLC #9092 PO BOX 142589 DRAWER #9092 IRVING TX 75014-2589HOV SERVICES LTD 1305 STEPHENSON HWY TROY MI 48083-1153HOV Services, LTD. 1305 Stephenson Highway, Troy MI 48073HUI-WEN SHIH 26 CRESCENT CITY IRVINE CA 92602HUMAN CAPITAL MGMT CONSULTING SERVICES, INC. 1440 SHERIDAN ROAD, UNIT 702 WILMETTE IL 60091HUNTON & WILLIAMS, LLP PO BOX 840686 DALLAS TX 75284-0686HYATT LEGAL PLANS, INC PO BOX 714893 COLUMBUS OH 43271-4893I FRATELLI PIZZA 2815 ALLEN ST #124 DALLAS TX 75204IBM P.O. BOX 643600 PITTSBURGH PA 15264-3600IBM PO BOX 643600 PITTSBURGH PA 15222IBM CORPORATION PO BOX 676673 DALLAS TX 75267-6673

ICE CLEAR EUROPE Ann Carroll 5TH FLR. MILTON GATE 60 CHISWELL STREET LONDON UK EC1Y 4SA United KingdomICE Clear US Bruce Domash Risk Manager 353 N Clark Street 31st Floor Chicago IL 60654ICE Clear US Bruce Domash, Risk Manager 353 N. Clark Street, 31st Floor Chicago IL 60654

ICE DATA, LLP 5TH FLR. MILTON GATE 60 CHISWELL STREET LONDON EC1Y 4SAUNITED KINGDOM

ICE Futures Europe 5TH FLR. MILTON GATE 60 CHISWELL STREET LONDON UK EC1Y 4SA United KingdomICE SYSTEMS, INC. DBA PROXYTRUST 100 PATCO COURT, STE 9 ISLANDIA NY 11749-1522IceWarp, Inc. PO Box 915026 Dallas TX 75391-5026ICEWARP, INC. 6506 LOISDALE ROAD SUITE 310 SPRINGFIELD VA 22150IDAHO STATE TAX COMMISSION UNCLAIMED PROPERTY DIVISION PO BOX 83720 BOISE ID 83720-9101Idera 2929 Allen Parkway, Suite 3200 Houston TX 77019IDERA 2929 ALLEN PARKWAY, SUITE 3200 HOUSTON TX 77019-7112IDERA, INC BBS TECHNOLOGIES 2929 ALLEN PARKWAY STE 3200 HOUSTON TX 77019-7112IDEVELOPWEB.COM, INC PO BOX 2134 ELLICOTT CITY MD 21041-2134IDEVELOPWEB.COM, INC. 8506 HIGH RIDGE RD ELLICOTT CITY MD 21043IDG SERVICES INC 1403 TI BLVD, STE A RICHARDSON TX 75081IDG Services Inc. 1403 TI Blvd, Ste A Richardson TX 75081I-ENROLLER, LLC 5 CONCOURSE PARKWAY SUITE 2325 ATLANTA GA 30328ILLINOIS DEPARTMENT OF REVENUE PO BOX 19447 SPRINGFEILD IL 62794-9947IMPERATRICE, AMARANT & BELL PC 3405 WEST CHESTER PIKE NEWTON SQUARE PA 19073IMPRESSIVE PRINTING & GRAPHICS 910 S. MATTHEW WAY ANAHEIM CA 92808Improving Enterprises 16633 Dallas Parkway, Suite 100 Addison TX 75001IMPROVING ENTERPRISES 16633 DALLAS PARKWAY SUITE 100 ADDISON TX 75001-6894





In Re Arbco Capital Management, Llp v.

Penson Financial Services Inc., Avoidance Action - case number 07-13283 (Scc) Kevin Nash

Goldberg Weprin Finkel Goldstein LLP

1501 Broadway, 22nd Fl. New York NY 10036

In Re Penson Worldwide, Inc. Derivative Shareholder Litigation, Derivative Suit

Breach Of Fiduciary Duties No. 11-06610-C William B. Federman Federman & Sherwood

10205 North Pennsylvania Oklahoma City OK 73120

In Re Tribune Co. Fraudulent Conveyance Litigation

General Liability - case number Mdl No. 2296 Jay Teitelbaum Teitelbaum & Baskin, LLP

3 Barker Avenue, 3rd Fl. White Plains NY 10601

In Re U.S. Mortgage Corp. & Cu National Mortgage, Llc

General Liability - case number 2 11-Cv-07222

Erin Kennedy Forman Holt Eliades & Ravin LLC 80 Route 4 East Suite 290 Paramus NJ 07652

INDIAN CREEK GOLF COURSE ATTN MORGAN AMBROSE 1650 W FRANKFORD RD CARROLLTON TX 75007

Indiana Department of RevenueC/O NCO Financial Systmes, Inc.Account # 33961060 PO Box 15618 Wilmington DE 19850-5618INDIRA SITARAMAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074Informatica - V13021 100 Cardinal Way Redwood City CA 94063INFORMATICA - V13021 100 CARDINAL WAY REDWOOD CITY CA 94063-4755INLAND CAPITAL FUND LP 2901 BUTTERFIELD RD OAK BROOK IL 60523InMotionhosting PO Box 915026 Dallas TX 75391-5026INMOTIONHOSTING 6100 CENTER DRIVE SUITE 1190 LOS ANGELES CA 90045INNOVISION CORPORATION ATTN BILL CARY 102 SOUTH CHERRY SUITE 3 OLATHE KS 66061INSTINET, LLC LAQUISHA GENERAL POST OFFICE PO BOX 26102 NEW YORK NY 10087INTEGRITY STOCK TRANSFER 3265 E. WARM SPRINGS RD LAS VEGAS NV 89120Intelinet Systems 1761 International Pkwy, Suite 105 Richardson TX 75081INTELINET SYSTEMS 1110 EAST COLLINS ROAD RICHARDSON TX 75081INTELINET SYSTEMS 1761 INTERNATIONAL PKWY STE 105 RICHARDSON TX 75081-1864Intellinet Two Concourse Parkway, Suite 100 Atlanta GA 30328INTERACTIVE BROKERS LLC ATTN IBTD 8 GREENWICH OFFICE PARK GREENWICH CT 06831INTERACTIVE BROKERS LLC TWO PICKWICK PLAZZA GREENWICH CT 06830-5530INTERACTIVE DATA 100 WILLIAM STREET, M/S N17 NEW YORK NY 60693INTERACTIVE DATA PO BOX 98616 CHICAGO IL 60693INTERACTIVE DATA PO BOX 98616 CHICAGO IL 60693Interactive Data (Hong Kong) LTD Onfem Tower, 9th Floor 29 Wyndam Street Central Hong KongINTERACTIVE DATA 7 TICKS P.O. BOX 98616 CHICAGO IL 60693INTERCALL 15272 COLLECTIONS CENTER DR CHICAGO IL 60693InterCall, Inc. 2850 Lake Vista Drive, Suite 105 Lewisville TX 75067INTERCALL INC 2850 LAKE VISTA DRIVE SUITE 105 LEWISVILLE TX 75067INTERCALL, INC. 2850 LAKE VISTA DRIVE SUITE 105 LEWISVILLE TX 75067INTERFACE SYSTEMS 8339 SOLUTIONS CENTER CHICAGO IL 60677-8003Internal Revenue Service 31 Hopkins Plaza, Rm 1150 Baltimore MD 21201Internap (V10414) 250 Williams Street, Suite E-100 Atlanta GA 30303INTERNAP (V10414) 250 WILLIAMS STREET SUITE E-100 ATLANTA GA 30303INTERNAP NETWORK SERVICES DEPT 0526 PO BOX 120526 DALLAS TX 75312-0526Internap Network Services Dept 0526, PO Box 120526 Dallas TX 75312-0526INTERNATIONAL BUSINESS MACHINE CORP PO BOX 676673 DALLAS TX 75267-6673International Securities Exchange, LLC 60 Broad Street New York NY 10087-7911INTERNATIONAL SECURITIES EXCHANGE, LLC GPO PO BOX 27911 NEW YORK NY 10087-7911International Securities Finance PO Box 18083 London UK EC4V 5JSINTERWEST TRANSFER CO, INC. 1981 EAST 4800 SOUTH SUITE 100 SALT LAKE CITY UT 84101Interwest Transfer Co, Inc.. 1981 East 4800 South, Suite 100 Salt Lake City UT 84101INTERWEST TRANSFER CO., INC 1981 E MURRAY-HOLLADAY RD SUITE 100 SALT LAKE CITY UT 84117INTRALINKS, INC PO BOX 10259 NEW YORK NY 10259-0259INTUIT INC (V10661) 05601 HEADQUARTERS DRIVE PLANO TX 75024INTUIT INC V10414 MAIL STOP SDG 1A 02 7535 TORREY SANTA FE RD SAN DIEGO CA 91219Inventu Corp - Flynet (V12063) 112 Washington St, Suite 1 Marblehead MA 01945INVENTU CORP - FLYNET (V12063) 112 WASHINGTON ST SUITE 1 MARBLEHEAD MA 01945-5614INVENTU CORPORATION 112 WASHINGTON STREET MARBLEHEAD MA 01945INVESHARE, INC PO BOX 191308 ATLANTA GA 31119-1308




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYIpSwitch PO Box 915026 Dallas TX 75391-5026IRON MOUNTAIN PO BOX 915004 DALLAS TX 75391-5004IRON MOUNTAIN PO BOX 915026 DALLAS TX 75391-5026IRON MOUNTAIN PO BOX 915004 DALLAS TX 75391-5004Iron Mountain (V10322) 10 Maguire Road, Suite 220 Lexington MA 02421-3310Iron Mountain (V10322) 6100 Center Drive, Suite 1190 Los Angeles CA 90045Iron Mountain (V10322) 6506 Loisdale Road, Suite 310 Springfield VA 22150Iron Mountain (V10322) PO Box 915026 Dallas TX 75391-5026Iron Mountain Intellectual (V11090) 2100 Norcross Parkway, Suite 150 Norcross GA 30071IRON MOUNTAIN INTELLECTUAL PROPERTY MANAGEMENT PO BOX 27131 NEW YORK NY 10087-7131IRS - 36-3326207 Internal Revenue Service Philadelphia PA 19255-0633IRS - 56-1673990 Internal Revenue Service Philadelphia PA 19255-0633IRS ATTN OPINION LETTER PO BOX 27603 MCPHERSON STATION WASHINGTON DC 20038IRS Attn Opinion Letter PO Box 27603, Mcpherson Station Washington DC 20038IRS GROUP 7521 550 MAIN ST ROOM 5106 PO BOX 2508 CINCINNATI OH 45202Irvine Company Office Properties 20 Pacifica Irvine CA 92618ISE Stock Exchange LLC 60 Broad St #26 New York NY 10004ISI COMMERCIAL REFRIGERATION PO BOX 569060 DALLAS TX 75356-9060ISI Commercial Refrigeration, Inc PO Box 569060 Dallas TX 75356-9060ISI COMMERCIAL REFRIGERATION, INC P.O. BOX 569060 DALLAS TX 75356-9060ISILON SYSTEMS 3101 WESTERN AVE SEATTLE WA 98121ISILON SYSTEMS 505 1ST AVENUE SOUTH SUITE 600 SEATTLE WA 98104ISLAND STOCK TRANSFER KARA KENNEDY 100 SECOND AVE SOUTH STE 300N ST PETERSBURG FL 33701Island Stock Transfer 100 Second Ave South, Ste 300N St Petersburg FL 33701

Islington 222 Upper Street London N1 1XR United KingdomIT BUILDERS INC 32 BROADWAY STE 204 NEW YORK NY 10004-1507IT Builders, Inc. 32 Broadway, Suite 204 New York NY 10004ITG DERIVATIVES LLC ATTN KARL JONES 601 S. LASALLE, STE 300 CHICAGO IL 60605ITG INC GPO PO BOX 5987 NEW YORK NY 10087-5987ITG Inc. GPO, PO Box 5987 New York NY 10087-5987J FRANK ASSOCIATES LLC DBA JOELE FRANK WILKINSON 622 3RD AVE 36TH FL NEW YORK NY 10017J.D. SIBILSKY, RANDY EVANS, LOIS OSORIO, CLYDE HENSLEY,

LEWIS HILL, MARK HEDLUND, GEORGE GOULDSBY,

GUILLERMO PERALES, LANCE BIGHAM, AND PAYNE FAULKNE 11950 WEBB CHAPEL ROAD DALLAS TX 75234

J P Moran Chase Bank N A WSS Global Fee Billing PO Box 2640 New York NY 10087-6040J.P. Moran Chase Bank, N.A. WSS Global Fee Billing PO Box 2640 New York NY 10087-6040JACKSON WALKER, LLP P.O. BOX 130989 DALLAS TX 75313-0989JACOB DULWORTH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201JAKE NEWTON 1700 PACIFC AVE SUITE 1400 DALLAS TX 75201JAMES BAYNE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201

JAMES MCCORQUODALE8750 NORTH CENTRAL EXPRESSWAY, SUITE 777 DALLAS TX 75231

JAMES S DYER 3601 MURILLO CIRCLE AUSTIN TX 78703

JAMES SZUMSKI

TRUSTEE IN BANKRUPTCY OF EVENGREEN CAPITAL PARTNERS INC. BORDEN LADNER GERVAIS LLP

SCOTIA PLAZA, 40 KING STREET WEST TORONTO ON M5H 3Y4 CANADA

JAMIE CARROLL 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201JASON GOLOVE 1700 PACIFIC AVE STE 1400 DALLAS TX 75201JASON L NORRIS 1700 PACIFIC AVE STE#1400 DALLAS TX 75201JASON SCHUTTE 800 KLEIN RD, SUITE 200 PLANO TX 75074JAY HANVILLE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201JEANNINE STEIGER ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119JEFF LOGAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201JEFF MACFARLAND 7200 PRESTON ROAD #522 PLANO TX 75024JEFF WILHELM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201JEFFREY BEGA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119JEFFREY YARMAK 8 HAADMOR MIBELZ 10 BNEI BRAK 51464 ISRAELJENNER & BLOCK LLP VINCENT LAZAR 330 N. WABASH AVE. CHICAGO IL 60611




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYJENNIFER BURNISON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201JENNIFER CAYLOR 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201JERRY REILLY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201JESSE SAVONA 800 KLEIN ROAD, SUITE 200 PLANO TX 75074JESSICA HARRISON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75021JIM COTT 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201JIM WALDROP 1700 PACIFIC AVE STE# 1400 DALLAS TX 75251JIMMY GLASGOW 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201JITEN KOTHARI 89 LEGACY WY IRVINE CA 92602-0710JITENDRA PATEL ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119JOANNA RAMOCKA ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119Joele Frank, Wilkinson Brimmer Katcher, 622 Third Avenue New York NY 10017Joele Frank, Wilkinson 622 Third Avenue New York NY 10017JOELE FRANK, WILKINSON BRIMMER KATCHER 622 THIRD AVENUE NEW YORK NY 10017JOHN BURGESS 1700 PACIFIC AVENUE DALLAS TX 75201JOHN CRAIG 4307 WILLIFORD RD SACHSE TX 75048-3364JOHN EVERETT 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201John Hancock Life 8750 N Central Expressway Suite 500 Dallas TX 75231JOHN KENNY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201JOHN LEE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201John Murphree 800 Klein Road, Suite 200 Plano TX 75074JONATHAN ANDERSON 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201JONATHAN GILLILAND 701 SHERIDAN RD EVANSTON IL 60202JONATHAN ROSS 594 OAKMONT DR. ORANGE PARK FL 32073-1075JORDAN & JORDAN 5 HANOVER SQUARE NEW YORK NY 100004JOSEPH A BONARRIGO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119

JOSEPH MANNES SAMCO CAPITAL MARKETS, INC.6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350 AUSTIN TX 78731

JOSH PITTMAN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201JOSHUA NEWMAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074JOSHUA OLDHAM 1 PENN PLAZA 51ST FLR NEW YORK NY 10119JOY DYER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201JP MORGAN SECURITIES LLC 24180 NETWORK PLACE CHICAGO IL 60673-1241JP MORGAN SECURITIES LLC 24180 NETWORK PLACE CHICAGO IL 60673-1241JPMORGAN CHASE BANK PO BOX 13658 NEWARK NJ 07188-0658JPMORGAN CHASE BANK PO BOX 13658 NEWARK NJ 07188 0658JULIE EILEEN GAY 32725 36TH AVE, SW FEDERAL WAY WA 98023Kansas City Board of Trade 4800 Main St Ste 303 Kansas City MO 64112-2519Kansas City Board of Trade (KCBT) 4800 Main Street #303 Kansas City MO 64112KANSAS STATE TREASURER 900JACKSON ST, SUITE 201 TOPEKA KS 66612-1235KAPLAN FINANCIAL PO BOX 935357 ATLANTA GA 31193-5357

KAPLAN FOX & KILSHEIMER LLPFREDERIC S. FOX & JEFFREY P. CAMPISI 850 THIRD AVENUE, 14TH FL. NEW YORK NY 10022

KAPLAN PROFESSIONAL DF INSTITUTE PO BOX 935357 ATLANTA GA 31193-5357Kaplan Professional DF Institute, PO Box 935357 Atlanta GA 31193-5357KAREN L. COOK 700 PARK SEVENTEEN TOWER 1717 MCKINNEY AVE. DALLAS TX 75202KARL BRAASCH 1700 PACIFIC AVENUE DALLAS TX 75201KATHERINE MINOTTA 8 PASTEUR SUITE 100 IRVINE CA 92618KATHRYN LOO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201

Katrina Zaoutis Petropoulos, Et Al. v.

Penson Financial Services, Inc., Et Al., Finra Arbitration - case number 11-03690 Hartley T. Bernstein, Esq. Bernstein Cherney, LLP

777 Third Avenue, 24th Fl. New York NY 10017

Kazenercom Too and Yerkin Bektayev v. World Trade Financial Corporation

and Penson Financial Services, Inc., Appeal of Dismissal - case number 12-50900 Michael D. Mosher The Mosher Justice Center 50 N. Main St. Paris TX 75460

KCBOT 4800 Main St., Suite 303 Kansas City MO 64112KEITH MICHAEL SEAGER ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119KELLER REID 1700 PACIFIC AVE SUITE 1700 DALLAS TX 75201





KEMARK FINANCIAL SERVICES,INC ONE BLUE HILL PLAZA 11TH FLOOR PO BOX 1686 PEARL RIVER NY 10965-8686KENNETH L. MAUN TAX ASSESSOR COLLECTOR COLLIN COUNTY P.O. BOX 8006 MCKINNEY TX 75070-8006

Kenneth L. Maun Tax Assessor Collin County PO Box 8006 Mckinney TX 75070-8006Kenneth P. Silverman, ESQ as Chapter 7 Trustee of Agape World, Inc., et al. V Penson Futures

(f/k/a Penson GHCO and Penson Financial Futures, Inc.) - General Liability - case number 09-70660 William Reid Reid Collins & Tsai LLP 30 Wall Street New York NY 10005

Kenneth P. Silverman, ESQ as Chapter 7 Trustee of Agape World, Inc., et al. V. Penson Futures

(f/k/a Penson GHCO and Penson Financial Futures, Inc.) Fraudlent Transfer - No. 09-70660 William Reid Reid Collins & Tsai LLP 30 Wall Street New York NY 10005

KENTUCKY DOR WITHHOLDING BRANCH PO BOX 181 FRANKFORT KY 40602KENTUCKY STATE TREASURER UNCLAIMED PROPERTY DIVISION 1050 US HWY, 127 S. SUITE 100 FRANFORT KY 40601KEVIN JOYCE 12835 MAJESTIC OAKS DR. AUSTIN TX 78732KEVIN MCALEER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201KEYNOTE RED ALERT PO BOX 201275 DALLAS TX 75320KEYNOTE SYSTEMS INC V10820 777 MARINERS ISLAND BLVD SAN MATEO CA 94404-5008Keynote Systems, Inc.(V10820) 777 Mariners Island Blvd. San Mateo CA 94404KFS EDUCATION SERVICES LLC ONE BLUE HILL PLAZA 11TH FLOOR PEARL RIVER NY 10965-8686KIMBERLY MILLER 1700 PACIFIC #1400 DALLAS TX 75207Knight Bondpoint, Inc. PO Box 29939, Suite 400 New York NY 10087-9939KNIGHT DIRECT LLC LOCKBOX-POST OFFICE PO BOX 29068 NEW YORK NY 10087KNIGHT EQUITY MARKETS L.P. LOCKBOX POST OFFICE PO BOX 26530 NEW YORK NY 10087-6530KNIGHT EXECUTION & CLEARING SERVICES, LLC PO BOX 29939 NEW YORK NY 10087-9939KNIGHT EXECUTION PARTNERS LLC PO BOX 29939 NEW YORK NY 10087-9939KNOWLEDGE MOSAIC LLC 3450 16TH AVE W STE. 301 SEATTLE WA 98119KOPP MCKICHAN LLP 44 EAST MAIN STREET PO BOX 253 PLATTEVILLE WI 53818Kopp Mckichan LLP 44 East Main Street, PO Box 253 Platteville WI 53818KPMG, LLP DEPT 0754 PO BOX 120001 DALLAS TX 75312-0754KPT TRADING, INC. 120 VANTIS, STE. 300 ALISO VIEJO CA 92656KUMAR SHIMPI 3530 TRAVIS ST APT 437 DALLAS TX 75204LACOUR PLANT OPERATIONS & HEADQUARTERS 36-38 KULICK ROAD FARFIELD NJ 07004LAPIN & LANDA, LLP TRUST FBO FREDERICK & ELIZA LITTLEFIELD 500 JEFFERSON ST, SUITE 2000 HOUSTON TX 77002LARRY C GROSSMAN 1314 ALT 19 PALM HARBOR FL 34683LARRY C. GROSSMAN 1314 ALT. 19 PALM HARBOR FL 34683LARRY LINTHICUM 1700 PACIFIC AVE DALLAS TX 75201LAUREL HOOKS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201

LAVA FLOW, INC. AZIBO SMITH 388 GREENWICH ST, 29TH FLOOR NY NY 10013Lava Trading Inc. 388 Greenwich Street, 29th Floor New York NY 10013LAW OFFICE OF JAMES ROTHENBERG 6 BRIANNA ROAD HOLLAND PA 18966LAW OFFICES OF LORI S VARAICH CLIENT TRUST ACCOUNT 12264 EL CAMINO REAL STE 101 SAN DIEGO CA 92130

LCH.Clearnet 33 Aldgate High Street Aldgate House London UK EC3N 1EA United KingdomLDB CONSULTING INC PO BOX 512 VALPARAISO IN 46384-0512LED ENTERPRISE INC. (V12007) 1131 SHADY TRAIL DALLAS TX 75229LED ENTERPRISES INC 11131 SHADY TRAIL DALLAS TX 75229LEE NADER 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201LEE THORNTON 1217 WEST TUCKER ARLINGTON TX 76013Leniartek, Adam V. Roger Engemoen, Et Al, Derivative Suit Breach Of Fiduciary Duties No. 11-3049 Jeffrey Goldfarb Goldfarb Branham LLP Saint Ann Court

2501 N. Harwood St. Suite 1801 Dallas TX 75201

LESLIE PENNEY 1700 PACIFIC AVENUE STE.1400 DALLAS TX 75201Level 3 PO Box 910182 Denver CO 80203LEVEL 3 COMMUNICATION LLC PO BOX 910182 DENVER CO 80291-0182LEVEL 3 COMMUNICATION LLC PO BOX 910182 DENVER CO 80291-0182LINBIT USA, LLC 7990 SW CIRRUS DRIVE BEAVERTON OR 97008





LINCOLN NATIONAL LIFE INSURANCE CO PO BOX 0821 CAROL STREAM IL 60132-0821LINDA TOLSTON 1700 PACIFIC AVE. SUITE 1400 DALLAS TX 75201LINDSEY WETZIG 1700 PACIFIC DALLAS TX 75201LINGLING CHEN 41 E 8TH STREET APT 3404 CHICAGO IL 60605LISA HENDERSON 1700 PACIFIC AVE STE 1400 DALLAS TX 75201LLYNAL CAREY 10004 SORIANO DENTON TX 76207LOCKE LORD, LLP PO BOX 911541 DALLAS TX 75391-1541Logix Communication (V10418) PO Box 3608 Houston TX 77253LOGIX COMMUNICATION (V10418) PO BOX 3608 HOUSTON TX 77253-3608LOGIX COMMUNICATIONS P O BOX 3608 HOUSTON TX 77253LOUISIANA DEPT OF REVENUE STATE OF LOUISIANA PO BOX 91017 BATON ROUGE LA 70821LOUISIANA DEPT OF TREASURY UNCLAIMED PROPERTY DIVISION 301 MAIN STREET, SUITE 700 BATON ROUGE LA 70801LSS DIGITAL 1331 US HWY 80 #12 MESQUITE TX 75150LUANN H DAVIS 201 ST CHARLES AVE 46TH FLOOR NEW ORLEANS LA 70170LYDIA GARRETT 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201Lyreco 7303 Warden Avenue, Suite 200 Markham Ontario L3R 5Y6 CanadaM AND S TECHNOLOGIES INC 2727 LBJ FWY STE 810 DALLAS TX 75234-7481M&S TECHNOLOGIES GLORYA J DUER 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234M&S Technologies, Inc. 2727 LBJ Freeway, Suite 810 Dallas TX 75234M&S TECHNOLOGIES, INC. 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234M&S TECHNOLOGIES, INC. 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234-7481M86 Messaging Solutions (V11476) 8203 Shoregrove Drive, Suite 200 Humble TX 77346M86 MESSAGING SOLUTIONS (V11476) 8203 SHOREGROVE DRIVE SUITE 200 HUMBLE TX 77346-1642MACIEJ NOWACKI 8 PASTEUR SUITE 100 IRVINE CA 92618MACQUAIRE EQUIPMENT FINANCE SILVIA GPO DRAWER 67-865 DETROIT MI 48267

MADDEN SEWELL, LLP MARK A. HENDRIX1755 WITTINGTON PLACE, SUITE 300 DALLAS TX 75234

MADISON STOCK TRANSFER 1688 E 16TH STE# 7 BROOKLYN NY 11229Madison Stock Transfer 1688 E 16th, Ste# 7 Brooklyn NY 11229MANHATTAN TRANSFER REGISTRAR 1 W STREET STE 3402 NEW YORK NY 10004MANHATTAN TRANSFER REGISTRAR 57 EASTWOOD RD MILLER PLACE NY 11762MANNING CURTIS BRADSHAW & BEDNAR LLC DAVID CASTLEBERRY

170 SOUTH MAIN STREET, SUITE 900 SALT LAKE CITY UT 84101

MARC MCCAIN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MARCIA MUNIZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201MARCIA MUNIZ 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201MARK BELL 1700 PACIFIC AVE DALLAS TX 75201MARK CUCCARO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119MARK FINCK 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MARK WALTHER 8 PASTEUR SUITE 100 IRVINE CA 92618

Mark Wesley, et al. v.TWS Financial, et al., Finra Arbitration - case number 12-04021 Mark Wesley 608 Circle Trace Dr. Monroe NC 28110

Market Data Express, LLC 400 S. LaSalle Chicago IL 60605-1023MARKETS MEDIA 40 EXCHANGE PL 17TH FL NEW YORK NY 10005-2701Markets Media 40 Exchange Place, 17th Floor New York NY 10005MARKETS MEDIA, LLC 40 EXCHANGE PL FLOOR 17 NEW YORK NY 10005MARSHALLS CATERING & SPECIAL 12895 JOSEY LN FARMERS BRANCH TX 75234Martinez Technology Group Inc. PO Box 951161 Dallas TX 75395-1161MARY SMITH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201

MARYLAND COMPTROLLER OF THE TR UNCLAIMED PROPERTY SECTION 301 WEST PRESTON ST, ROOM 310 BALTIMORE MD 21201-2385MARYLOU CARLUCCIO 61 AMELIA DIVE CLARK NJ 07066MARYLOU PAOLUCCI & ASSOC PC 16 TRENT LANE SMITHTOWN NY 11787MASSACHUSETTS DEPT OF TREASURE ABANDONED PROP DIVISION 1 ASHBURTON PL 12TH FLR BOSTON MA 02108-1608MASTER DATA CENTER PO BOX 673451 DETROIT MI 48267-3451MathWorks (MathLab) 3 Apple Hill Drive Natick MA 01760-2098MATT COLWELL 1700 PACIFIC AVENUE DALLAS TX 75201MATT EASLEY ITS 800 KLEIN ROAD, SUITE 200 PLANO TX 75074




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYMATT PITTMAN 1700 PACIFIC AVE STE#1400 DALLAS TX 75201MATTHEW HULSIZER & JENNIFER JUST 1077 SHERIDAN ROAD WINNETKA IL 60093MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

18877 WEST TEN MILE ROAD, STE. 106 SOUTHFIELD MI 48075

Maybank Kim Eng Securities Pte. Ltd. V.

Penson Financial Services, Inc. AAA No. AAA Arbitration - case number 50 148 T 00617 12

Mark Davenport, Esq. Figari & Davenport, LLP 3400 Bank of America Plaza 901 Main St. Dallas TX 75202

MAYER, BROWN, ROWE & MAW LLP 2027 COLLECTION CENTER DR CHICAGO IL 60693-0020MCCANDLISH & LILLARD LAWRENCE J. MCCLAFFERTY 212 EAST MARKET STREET LEESBURG VA 20176MCDONALD INFORMATION SERVICE 215 FOURTEENTH ST JERSEY CITY NJ 07310

MCDONALD INFORMATION SYSTEMS (MIS) 215 FOURTEENTH STREET JERSEY CITY NJ 07310MCGUIRE, CRADDOCK & STROTHER 2501 N HARWOOD, SUITE 1800 DALLAS TX 75201MECHANICAL SOLUTIONS 3235 HALIFAX STREET DALLAS TX 75247Mechanical Solutions, Inc. 3235 Halifax Street Dallas TX 75247MEDIANT COMMUNICATIONS, LLC PO BOX 29976 NEW YORK NY 10087-9976MEGAPATH DEPT 33408 PO BOX 39000 SAN FRANCISCO CA 94139-0001

Megapath (Covad) 6800 Koll Center Parkway, Suite 200 Pleasanton CA 94566MELISSA MILLER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201MELLON INVESTOR SERVICES LLC RE CLIENT MEBKR016 PO BOX 360857 PITTSBURGH PA 15251-6857

MENZER & HILL, P.A. MICHAEL HILL2200 NW CORPORATE BLVD, STE 406 BOCA RATON FL 33431

MERRILL LYNCH, PIERCE FENNER ATTN SUSANA LUK 4 WORLD FINANCIAL CETER 18TH FLOOR NEW YORK NY 10080

MERRIMAC CORP. SEC. 1150 DOUGLAS AVENUE, STE. 1080 ALTAMONTE SPRINGS FL 32714MESSAGELABS 512 SEVENTH AVENUE 6TH FLOOR NEW YORK NY 10018MESSAGING SOLUTIONS LLC 8203 SHOREGROVE DRIVE SUITE 200 HUMBLE TX 77346METEOR COURIERS, INC PO BOX 833427 RICHARDSON TX 75083METROLINEDIRECT.COM 2250 MEIJER DRIVE TROY MI 48084MICHAEL CHOCHON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL COMBS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL D. MOSHER THE MOSHER JUSTICE CENTER 50 N. MAIN ST. PARIS TX 75460MICHAEL FRAZIER 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201MICHAEL JOHNSON 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201MICHAEL KAHAN 3984 LORD BYRON CIR ROUND ROCK TX 78664MICHAEL KAHAN 3984 LORD BYRON CIR ROUND ROCK TX 78664MICHAEL LANYON 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL MILLETT 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201MICHAEL MINARZICK 2810 WOODIE DRIVE SACHSE TX 75048MICHAEL OXLEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL SCAPLAN 22 RODIO COURT SAYREVILLE NJ 08872MICHAEL THOMAS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL WHITE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICHAEL ZUCCO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201MICHELLE YOUNG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201MICROBANK SOFTWARE INC 80 BROAD ST 7TH FL NEW YORK NY 10004-2247Microbank Software, Inc. 80 Broad Street, 7th Floor New York NY 10004Microsoft 6100 Neil Rd., Suite 210 Reno NV 89511MICROSOFT 6100 NEIL RD SUITE 210 RENO NV 89511

MICROSOFT LICENSING, GP C/O BANK OF AMERICA LB#842467 1950 N. STEMMONS FWY, STE 5010 DALLAS TX 75207

Microsoft Licensing, GPC/O Bank Of America LB #842467, 1950 N. Stemmons F Dallas TX 75207



MIKE ALLEY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYMIKE BOWEN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201MIKE WROBLEWSKI 800 KLEIN ROAD, STE 200 PLANO TX 75074MILAN DOSHI ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119

MILLENNIUM STATE BANK OF TEXAS 1700 PACIFIC AVENUE, SUITE 2000 DALLAS TX 75201MILON ISLAM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

MINNEAPOLIS GRAIN EXCHANGELAYNE CARLSON, CORPORATE SECRETARY 400 S 4TH ST ROOM 111 MINNEAPOLIS MN 55415

MINNESOTA DEPT OF COMMERCE 85 7TH PLACE EAST SUITE 500 ST PAUL MN 55101-2198Minnesota Revenue PO Box 64439 St Paul MN 55164-0439Minnesota UI PO Box 64621 St. Paul MN 55164-0621Minol 15280 Addison Road, Suite 100 Addison TX 75001-4503MISSISSIPPI STATE TREASURER UNCLAIMED PROPERTY DIVISION 501 N. WEST ST., SUITE 1101A JACKSON MS 39201MISSOURI STATE TREASURER DIV OF UNCLAIMED PROP 301 W. HIGH STREET ROOM 157 JEFFERSON CITY MO 65101MIXIT INC 1 Whitehall Street, 16th Floor New York NY 10004MIXIT INC 1 WHITEHALL STREET 16TH FLOOR NEW YORK NY 10004MNDESIGN GROUP INC 11110 LUXMANOR RD ROCKVILLE MD 20852-3620MOELIS & COMPANY LLC ATTN J BEYROUTY - ACCTG 399 PARK AVENUE 5TH FLOOR NEW YORK NY 10022MONTANA DEPT OF REVENUE UNCLAIMED PROPERTY 125 N. ROBERTS HELENA MT 59601MOODYS ANALYTICS RITA AMRIT PO BOX 116714 ATLANTA GA 30368-0597MOODYS ANALYTICS PO BOX 116714 ATLANTA GA 30368-6714Moodys Analytics Inc PO Box 116714 Atlanta GA 30343Moodys Analytics Inc PO Box 116714 Atlanta GA 30368-0597MOODYS ANALYTICS INC PO BOX 116714 ATLANTA GA 30368-6714MOODYS INVESTORS SERVICE PO BOX 102597 ATLANTA GA 30368-0597

MORGAN AND MORGAN, P.A. TUCKER H. BYRD20 NORTH ORANGE AVENUE, SUITE 1000 ORLANDO FL 32801

MORGAN STANLEY ACCTS RECV. PO BOX 860 NEW YORK NY 10008-0860MORGAN STANLEY ACCTS RECV. PO BOX 860 NEW YORK NY 10008-0860

Morgan Stanley Smith Barneyin C/O Mellon Bank, PO Box 7777-W7000 Philadelphia PA 19175MORGAN STANLEY SMITH BARNEYINC C/O MELLON BANK PO BOX 7777-W7000 PHILADELPHIA PA 19175

MORGAN, LEWIS & BOCKIUS LLP COUNSELORS AT LAW 1111 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004MORRISON FOERSTER PO BOX 6000 SAN FRANCISCO CA 94160-2497Mountain Share Transfer Inc 1625 Ablilene Dr Broomfield CO 80020Mountain Share Transfer Inc. 1625 Ablilene Dr Broomfield CO 80020MOZY 2162 Grove Parkway, Suite 200 Pleasant Grove UT 84062MSRB PO BOX 79864 BALTIMORE MD 21279-0864MSRB PO BOX 79864 BALTIMORE MD 21279-0864MUCH SHELIST 8477 SOLUTION CENTER CHICAGO IL 60677-8004MUCH SHELIST 8477 SOLUTION CENTER CHICAGO IL 60677-8004Multiwave Digital Solutions Distributions (V12660) 704 Central Parkway East, Suite 1216 Plano TX 75074MULTIWAVE DIGITAL SOLUTIONS DISTRIBUTIONS (V12660) 704 CENTRAL PARKWAY EAST SUITE 1216 PLANO TX 75074MULTIWAVE DIGITAL SOLUTIONS DISTRIBUTIONS, INC 704 EAST CENTRAL PARKWAY PLANO TX 75074MURPHY & ANDERSON, P.A. NIELS P. MURPHY 50 N. LAURA STREET, SUITE 1675 JACKSONVILLE FL 32202MURPHY & MCGONIGLE 555 13TH STREET, NW SUITE 410 WEST WASHINGTON DC 20004Myfax 2 Gurdwara Road, 3rd Floor Ottawa Ontario K2E 1A2 CanadaMYFAX 2 GURDWARA RD 3RD FL OTTAWA ON K2E 1A2 CANADANA FINANCE GROUP PO BOX 521 MONTVALE NJ 07645NACD 1133 21ST STREET NW SUITE 700 WASHINGTON DC 20036NANCY ZHANG 800 KLEIN ROAD, SUITE 200 PLANO TX 75074NARFE ACCT.317771 PO BOX 11263 ALEXANDRIA VA 22312-0263NASDAQ OMX BX, Inc. 165 Broadway One Liberty Plaza New York NY 0006NASDAQ OMX PHL, Inc. 165 Broadway One Liberty Plaza New York NY 0006NASDAQ Options Market 165 Broadway One Liberty Plaza New York NY 0006




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYNASDAQ PSX, Inc. 165 Broadway One Liberty Plaza New York NY 0006NASDAQ STOCK MARKET INC LOCKBOX 10200 PO BOX 8500 PHILADELPHIA PA 19178 0200NASDAQ Stock Market Inc. Lockbox 10200, PO Box 8500 Philadelphia PA 19178-0200NASDAQ Stock Market Inc. Lockbox 10200, PO Box 8500 Philadelphia PA 19178-0200NasdaqOMX Lockbox 10200, PO Box 8500 Philadelphia PA 19178-0200NasdaqOMX One Liberty Plaza New York NY 10006NATHAN RAGAN 800 KLEIN ROAD SUITE 200 PLANO TX 75074

NATIONAL BENEFIT LIFE INSURANCE CO PO BOX 7247-8844 PHILADELPHIA PA 19170-8844NATIONAL GUARDIAN LIFE ATTN ACCOUNTS RECEIVABLE PO BOX 53081 PHOENIX AZ 85072NATIONAL REGISTERED AGENTS, IN P.O.BOX 927 WEST WINDSOR NJ 08550-0927National Registered Agents, Inc. PO Box 927 West Windsor NJ 08550-0927National Stock Exchange 440 S. LaSalle Street, #2600 Chicago IL 60605

National Stock ExchangeOne Financial Place, 440 S LaSalle St Suite 2600 Chicago IL 60605

NATIONAL STOCK TRANSFER 1512 S 100 E STE B SALT LAKE CITY UT 84105National Stock Transfer 1512 S 100 E, Ste B Salt Lake City UT 84105NAVIGATA COMMUNICATIONS (V11617) 121-949 WEST 3RD STREET NORTH VANCOUVER BC V7P 3P7 CANADANEAL FALKENBERRY 10134-G COLVIN RUN ROAD GREAT FALLS VA 22066NELSON JONES, INC. 1017 LONG PRAIRIE ROAD SUITE 202 FLOWER MOUND TX 75022

NET DIRECT SYSTEM 62180 COLLECTIONS CENTER DR. CHICAGO IL 60693NET DIRECT SYSTEMS 2524 RELIANCE AVENUE APEX NC 27539NET NET INC 217 E 24TH ST STE 010 HOLLAND MI 49423-4973Net(Net), Inc. 217 East 24th Street, Suite 010 Holland MI 49423NEVADA AGENCY & TRUST CO 50 W LIBERTY STREET SUITE 800 RENO NV 89501Nevada Agency & Trust Co 50 W Liberty Street, Suite 800 Reno NV 89501

NEVADA UNCLAIMED PROPERTY OFFICE OF THE STATE TREASURER 555 E WASHINGTON, SUITE 4200 LAS VEGAS NV 89101-1070NEW MEXICO SECURITIES DIVISION TONEY ANAYA BUILDING 2550 CERRILLOS RD. SANTA FE NM 87505

NEW MEXICO TAXATION & REV DEPUNCLAIMED PROP DIV MAUEL LUJAN 1200 SOUTH ST. FRANCIS DR SANTA FE NM 87501

NEW YORK CITY DEPT OF FINANCE PO BOX 5070 KINGSTON NY 12402-5070NEW YORK STATE UNEMPLOYMENT INSURANCE PO BOX 4301 BINGHAMPTON NY 13902-4301NEWEGG, INC. ATTN ACCOUNTS RECEIVABLE 16839 E. GALE AVENUE CITY OF INDUSTRY CA 91745NEWSWARE 95 Rockwell Place 3rd Floor Brooklyn NY 11217NEWSWARE 95 Rockwell Place, 3rd Floor Brooklyn NY 11217NEWSWARE, INC. 95 ROCKWELL PLACE BROOKLYN NY 11217

Newsware, Inc. 1122 Coney Island Avenue, Suite 203 Brooklyn NY 11230Nice Systems Inc. 301 Route 17 N., 10th Floor Rutherford NJ 07070

NICHOLAS J GUILIANO ESQUIRE ATTORNEY TRUST F/B/O OSADCHY 230 SOUTH BROAD ST SUITE 601 PHILADELPHIA PA 19102NICHOLAS J. DAMICO 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201NICOLE WATSON 1700 PACIFIC AVE SUITE 1900 DALLAS TX 75201Nicole Williams 800 Klein Rd., Suite 200 Plano TX 75074

NICOLE WILLIAMS 600 W. CHICAGO AVENUE, STE 775 CHICAGO IL 60604

NIKKEI AMERICA, INC ATTN ELECTRONIC MEDIA DEPT. 1325 AVE OF THE AMERICAS #2500 NEW YORK NY 10019NIKSUN 100 NASSAU PARK BLVD. PRINCETON NJ 08542NOBLE FINANCIAL CAPITAL MKTS 951 YAMATO ROAD SUITE 2100 BOCA RATON FL 33431NORTH CAROLINA DEPT OF REVENUE PO BOX 25000 RALEIGH NC 27640-0520

NORTH CAROLINA STATE TREASURER UNCLAIMED PROPERTY PROGRAM 325 NORTH SALISBURY STREET RALEIGH NC 27603

NORTH TEXAS FOOD BANK ATTN LAURA BESSE 4202 DAN MORTON DR, SUITE 106 DALLAS TX 75236NORTHERN VIRGINIA TEMPORARIES 7115 LEESBURG PIKE SUITE 314 FALLS CHURCH VA 22043-2620NORTHWIND CONSULTING 4610 194TH AVE SE ISSAQUAH WA 98027




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYNorthWind Consulting Services, LLC. 4610 194th Ave. SE Issaquah WA 98027NORTHWIND CONSULTING SERVICES, LLC. 4610 194TH AVE SE ISSAQUAH WA 98027NOTARY PUBLIC UNDERWRITERS AGENCY, INC PO BOX 140106 AUSTIN TX 78714-0106Nw Tech Network Security PO Box 6183 Oceanside CA 92052-6183NY STATE COMPTROLLER OFFICE OF UNCLAIMED FUNDS 110 STATE STREET ALBANY NY 12236NYFIX, INC 100 WALL STREET 28TH FL NEW YORK NY 10005Nyfix, Inc. 100 Wall Street 28th Fl New York NY 10005NYS CORPORATE TAX PROCESSING UNIT PO BOX 1909 ALBANY NY 12201-1909NYS DEPT OF TAXATION & FINANCE, CORP-V PO BOX 15163 ALBANY NY 12212-5163NYS ESTIMATED CORPORATION TAX P.O. BOX 4136 BINGHAMPTON NY 13902-4136NYSE PO Box 223695 Pittsburgh PA 15251-3695NYSE 11 Wall St, 22nd Floor New York NY 10005NYSE Amex Options PO BOX 223695 PITTSBURGH PA 15251-3695NYSE EURONEXT NYSE Market, INC. Box #223695 Pittsburgh PA 15251-2695

NYSE EuroNext Beursplein 5 1012 JW Chamber of Commerce Amsterdam 34137761The Netherlands

NYSE EURONEXT LIFFE RISK OPERATIONS 1 COUSIN LANE CANNON BRIDGE HOUSE LONDON UK EC4R 3XX United KingdomNYSE LIFFE US 20 Broad Street, 17th floor New York NY 10005NYSE MARKET INC PO BOX 223695 PITTSBURGH PA 15251-3695NYSE Market Inc. PO Box 223695 Pittsburgh PA 15251-3695NYSE Market Inc. PO Box 223695 Pittsburgh PA 15251-3695NYSE TECHNOLOGIES INC PO BOX 223681 PHILADELPHIA PA 15251-2681NYSE, ARCA LLC NATALE JANSEN PO BOX 223529 PITTSBURGH PA 15251-2529NYSE, Arca LLC PO Box 223529 Pittsburgh PA 15251-2529ODSSEY INFORMATION SERVICES INC 5801 TENNYSON PKWY STE 200 PLANO TX 75024-6109Odssey Information Services, Inc. 5801 Tennyson Parkway, Suite 200 Plano TX 75024ODYSSEY FINANCIAL TECHNOLOGY 2425 MATHESON BLVD EAST 4TH FLOOR MISSISSAUGA ON L4W 5K4 CANADAODYSSEY INFORMATION SERVICES 5801 TENNYSON PARKWAY SUITE 200 DALLAS TX 75024OES MARKETGROUP 744 BROAD STREET 23RD FLOOR NEWARK NJ 07102OFB INTERACTIVE 9661 AUDELIA ROAD SUITE 333-19 DALLAS TX 75238Office Care 8657 Cherry Lane Laurel MD 20707OFFICE CARE 8657 CHERRY LN LAUREL MD 20707OFFICE CARE 8657 CHERRY LN LAUREL MD 20707OLDE MONMOUTH STOCK TRANSFER 200 MEMORIAL PKWY ATLANTIC HIGHLANDS NJ 07716OLDE MONMOUTH STOCK TRANSFER 200 MEMORIAL PKWY ATLANTIC HIGHLANDS NJ 07716OLYMPIA TRANSFER SERVICES INC 920,120 ADELAIDE ST WEST TORONTO ON M5H 1T1 CANADAOLYMPIA TRUST COMPANY 2300, 125 - 9TH AVENUE SE CALGARY AB T2G-0P6 CANADAOLYMPIA TRUST COMPANY 2300, 125 - 9TH AVENUE SE CALGARY AB T2G-0P6 CANADAOMGEO LLC 2967 COLLECTIONS CENTER DR CHICAGO IL 60693OMGEO LLC V10876 55 THOMSON PL 6TH FL BOSTON MA 02210-1219Omgeo LLc.(V10876) 55 Thomson Place, 6th Floor Boston MA 02210OMGEO LLC.(V10876) 55 THOMSON PLACE 6TH FLOOR BOSTON MA 02210OMNI DALLAS HOTEL 555 SOUTH LAMAR STREET DALLAS TX 75202OMNI DALLAS HOTEL 555 SOUTH LAMAR STREET DALLAS TX 75202ON DEMAND TECHNOLOGY SOLUTIONS LLC PO BOX 252 MOUNT OLIVE NJ 07828ON DEMAND TECHNOLOGY SOLUTIONS LLC PO BOX 252 MOUNT OLIVE NJ 07828ON THE BORDER 0001 LOCK BOX PO BOX #910232 DALLAS TX 75391-0232ONE CALL NOW 726 GRANT ST PO BOX 596 TROY OH 45373ONE CALL NOW 726 GRANT STREET TROY OH 45373ONE PENN PLAZA, LLC ONE PENN PLAZA, SUITE 2210 NEW YORK NY 10019ONEChicago 141 W. Jackson Boulevard Suite 1065 Chicago IL 60604OneFastBuffalo 9661 Audelia Road, Suite 333-19 Dallas TX 75238ONRAMP ACCESS INC 2916 MONTOPOLIS DR SUITE 300 AUSTIN TX 78741




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYOPEN TEXT, INC C/O JPMORGAN LOCKBOX 24685 NETWORK PLACE CHICAGO IL 60673-1246OpenText (Formerly Global 360) 5400 LBJ Freeway, Suite 300 Dallas TX 75240OpenText (Formerly Global 360) 24685 Network Place Chicago IL 60673-1246OPENTEXT (FORMERLY GLOBAL 360) 5400 LBJ FREEWAY SUITE 300 DALLAS TX 75240OPENTEXT (FORMERLY GLOBAL 360) 5400 LBJ FREEWAY SUITE 300 DALLAS TX 75240-1013

OPTIONS CLEARING CORPORATION ONE NORTH WACKER DRIVE, SUITE CHICAGO IL 60606Options Clearing Corporation (OCC) One North Wacker Drive, Suite 500 Chicago IL 60606Options Price Reporting Authority, PO Box 95718 Chicago IL 60694 0001Options Price Reporting Authority, PO Box 95718 Chicago IL 60694 0001

OPTIONS PRICE REPORTING AUTHORITY PO BOX 95718 CHICAGO IL 60694 0001

OPTIONSHOUSE, LLC 141 W. JACKSON BLVD., STE. 800 CHICAGO IL 60604ORACLE CORPORATION P O BOX 71028 CHICAGO IL 60694-1028

Oracle USA Inc. (V10913)500 Oracle Parkway, Mail Stop OPL-B3098 Redwood Shores CA 94065

ORANGE COUNTY TAX COLLECTOR P.O. BOX 1438 SANTA ANA CA 92702-1438ORASI PO BOX 56346 ATLANTA GA 30343ORASI SOFTWARE, INC. C/O ACTION CAPITAL CORP PO BOX 56346 ATLANTA GA 30343OREGON DEPARTMENT OF REVENUE PO BOX 14800 SALEM OR 97308-5018OREGON DEPT. OF STATE LANDS UNCLAIMED PROPERTY, UNIT 18 PO BOX 4395 PORTLAND OR 97208-4395Orkin 601 N. Greenville Dr. Suite 125 Richardson TX 75081ORKIN PEST CONTROL 601 N. GLENVILLE AVE SUITE 125 RICHARDSON TX 75081Orkin Pest Control 601 N. Glenville Ave, Suite 125 Richardson TX 75081

OTC CORPORATE TRANSFER SERVICE CO 9 FIELD AVE HICKSVILLE NY 11801OTC MARKETS GROUP INC PO BOX 29959 NEW YORK NY 10087-9959OTC STOCK TRANSFER 231 E 2100 S SUITE 3 SALT LAKE CITY UT 84115OUTSOURCING SOLUTIONS GROUP LL 9653 WENDELL RD DALLAS TX 75243-5510OUTSTART 745 ATLANTIC AVENUE 4TH FLOOR BOSTON MA 02111OWEN SCHEURICH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201OYSTER CONSULTING, LLC 4405 COX ROAD SUITE 150 GLEN ALLEN VA 23060Ozarka Direct PO Box 856680 Louisville KY 40285-6680OZARKA NATURAL SPRING WATER PROCESSING CENTER PO BOX 856680 LOUISVILLE KY 40285-6680PACER SERVICE CENTER PO BOX 71364 PHILADELPHIA PA 19176-1364PACER SERVICE CENTER PO BOX 71364 PHILADELPHIA PA 19176-1364PACIFIC STOCK TRANSFER 4045 SOUTH SPENCER STREET SUITE 403 LAS VEGAS NV 89119

Pacific Stock Transfer 4045 South Spencer Street, Suite 403 Las Vegas NV 89119PACWEST TRANSFER LLC ATTN LORA 2510 PINES ROAD NORTH SPOKANE VALLEY WA 99206PAPAYA KING 86TH ST LLC 179 E. 86TH ST NEW YORK NY 10028PARADISE BAKERY & CAFE 1201 ELM SUITE LL08 DALLAS TX 75270PARIND DOCTOR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201PARK PLACE TECHNOLOGIES PO BOX 71-0790 COLUMBUS OH 43271-0790Partner Technolgy 1155 Park Street Regina SK SK S4N CanadaPARTNER TECHNOLGY 1155 PARK ST REGINA SK S4N 2E7 CANADAPARTNER TECHNOLOGY 1155 PARK STREET REGINA SK S4N 2E7 CANADAPARTNERSHIP EMPLOYMENT PO BOX 2392 NEW YORK NY 10116-2392Partnership Employment of Dallas PO Box 2392 New York NY 10116-2392Passport Health 4011 West Plano Pkwy Plano TX 75093PASSPORT HEALTH 4011 W PLANO PARKWAY SUITE 106 PLANO TX 75093PATRICK HASSELMANN 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119PATTON BOGGS LLP 2550 M ST N.W. WASHINGTON D.C. 20037PAUL DUCKWORTH 1700 PACIFIC AVE STE 1400 DALLAS TX 75201PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019

Pavilion Technologies, Inc.10415 Morado Circle, Building III, Suite 11 Austin TX 78759




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYPAYFLEX SYSTEMS USA, INC. 10802 FARNAM DR, STE 100 OMAHA NE 68145

PAYNE SMITH JONES & BAGGETT, P.C. 10711 PRESTON ROAD, SUITE 110 DALLAS TX 75230PC MALL KAI LOBENSOMMER FILE 55327 LOS ANGELES CA 90074PC Mall 2555 West 190th Street Torrance CA 90074PC MALL 2555 W 190TH ST TORRANCE CA 90504-6002PCAOB P.O. BOX 418631 BOSTON MA 02241-8631PDQ ATS INC 2624 PATRIOT BLVD GLENVIEW IL 60026PDQ ATS Inc. 2624 Patriot Blvd Glenview IL 60026PEGGY KLOCEK 1700 PACIFIC AVE STE#1400 DALLAS TX 75201

PENNSYLVANIA TREASURY DEPT UNCLAIMED PRO. REF LCKBX 53473 101 N. INDEPENDENCE MALL EAST PHILADELPHIA PA 19106Penson Asia Limited (Non-Debtor) 800 Klein Rd, Suite 200 Plano TX 75074

Penson Financial Canada, Inc. (Non-Debtor) 330 Bay Street, Suite 711 Toronoto ON M5H 258 CanadaPenson Financial Services, Inc. 800 Klein Rd, Suite 200 Plano TX 75074Penson Financial Services, Inc. 800 Klein Rd, Suite 200 Plano TX 75074

Penson Financial Services, Inc. V.

2nd Mile Wealth Management, Inc. & Thomas Cooper, Finra Arbitration - case number 09-02647 Spencer Barasch Andrews Kurth LLP 1717 Main St., Ste. 3700

Counsel for 2nd Mile Wealth Management, Inc. Dallas TX 75201

Penson Financial Services, Inc. v.Gerald J. Gregor, General liability - case number 12-01719 Gerald J. Gregor 3 Mountainside Drive Morristown NJ 07960

Penson Financial Services, Inc. v. Samco Capital Markets, Inc.

Roger J. Engemoen, Jr., Apex Clearing Corporation Finra Arbitration - case number 12-02714 Roger J. Engemoen, Jr. 1907 Georgia Landing Cove Austin TX 78746

Penson Worldwide 800 Klein Rd, Suite 200 Plano TX 75074Penson Worldwide, Inc. 800 Klein Rd, Suite 200 Plano TX 75074PEOPLE LOGICS PO BOX 3900 DEPT 34401 SAN FRANCISCO CA 94139PERMABIT TECHNOLOGY CORP 10 CANAL PARK 3RD FLOOR CAMBRIDGE MA 02141Permabit Technology Corporation (V12780) 10 Canal Park, 3rd Floor Cambridge MA 02141PERMABIT TECHNOLOGY CORPORATION (V12780) 10 CANAL PARK 3RD FLOOR CAMBRIDGE MA 02141PETER MARRINAN 1 PENN PLAZA - 51ST FLOOR NEW YORK NY 10119PETER RAYMOND QUARTARO 9 ROBIN CT. HICKSVILLE NY 11501PETERSON RAY & COMPANY 311 N. MARKET ST. SUITE 311 DALLAS TX 75202PFPC TRUST CO ATTN ACCTS RECEIVABLE 301 BELLEVUE PARKWAY WILMINGTON DE 19810PFPC TRUST CO ATTN ACCTS RECEIVABLE 301 BELLEVUE PARKWAY WILMINGTON DE 19810PGP Corporation 200 Jefferson Drive Menlo Park CA 94025PGP CORPORATION 4006 BELTLINE ROAD SUITE 275 ADDISON TX 75001PHIL PENDERGRAFT 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201Philip A. Pendergraff 800 Klein Rd., Suite 200 Plano TX 75074PHILIP BOYLE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201PHILLIP OFFIELD 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201PHILLIPE TRUDEL 750 COTE DE LA PLACE DARMES SUITE 90 MONTREAL QC H2Y 2X8 CANADAPHOENIX TRANSFER 2401 KERNER BLVD SAN RAFAEL CA 94901PHONG Q PHO 6805 CAPITAL OF TEXAS HWY STE #320 AUSTIN TX 78731PILLSBURY WINTHROP SHAW PITTMAN LLP DAVID STANTON

725 SOUTH FIGUEROA ST., STE. 2800 LOS ANGELES CA 90017

PINNACLE CAPITAL FUTURES, LLC4700 FALLS OF NEUSE ROAD, SUITE 390 RALEIGH NC 27609

PITNEY BOWES GLOBAL FINANCIAL SERVICES LLC PO BOX 371887 PITTSBURGH PA 15250-7887PJ MECHANICAL SERVICE MAINTENANCE CORP. 135 WEST 18TH STREET NEW YORK NY 10011Plano Fire Department PO Box 860358 Plano TX 75086-0358PLANO POLICE DEPARTMENT FALSE ALARM REDUCTION UNIT PO BOX 860358 PLANO TX 75086Plano Police Department 909 14th Street Plano TX 75086PR COMMISSIONER OF FINANCIAL UNCLAIMED PROPERTY DIVISION PO BOX 11855 SUITE 600 SAN JUAN PR 00910-3855PRAVEGA FINANCIAL TECHNOLOGIES 3500 NORTHSTAR RD #1227 RICHARDSON TX 75082





Pravega Financial Technologies, Inc. (V14072) 3500 Northstar Rd, #1227 Richardson TX 75082PRAVEGA FINANCIAL TECHNOLOGIES, INC. (V14072) 3500 NORTHSTAR RD #1227 RICHARDSON TX 75082PREMA DAMODARAN 10134 G COLVIN RUN ROAD GREAT FALLS VA 22066PREMIERE GLOBAL SERVICES PO BOX 404351 ATLANTA GA 30384-4351PREMIERE GLOBAL SERVICES PO BOX 404351 ATLANTA GA 30384-4351PRESTON DELLINGER 1700 PACIFIC AVE STE#1400 DALLAS TX 75201PRICEWATERHOUSECOOPERS, LLP PO BOX 952282 DALLAS TX 75395-2282Primitive Logic 704 Sansome St. San Francisco CA 94111PRIMITIVE LOGIC 704 SANSOME ST SAN FRANCISCO CA 94111-1704PRINT SCAN LLC 36 PRIMROSE LN KINGS PARK NY 10119PRINT SYNERGIES 2245 KELLER WAY STE 310 CARROLLTON TX 75006

PROF. JAMES S. ROGERSBOSTON COLLEGE SCHOOL OF LAW 855 CENTRE ST. NEWTON MA 02459

ProSoft Group, Inc.- IBM Consulting (V14000) 2001 Butterfield Rd, Suite 305 Downers Grove IL 60515PROSOFT GROUP, INC.- IBM CONSULTING (V14000) 2001 BUTTERFIELD RD SUITE 305 DOWNERS GROVE IL 60515PROSOFT TECHNOLOGY GROUP 405 PARK AVE 16TH FLOOR NEW YORK NY 10022Providea- Polycom PO Box 636132 Cincinnati OH 45274PROVIDEA- POLYCOM PO BOX 636132 CINCINNATI OH 45263-6132

PTR INC. CHICAGO BOARD OF TRADE BLDG 141 WEST JACKSON BLVD, STE 408 CHICAGO IL 60604PUNKY FUERSTENBERGER 800 KLEIN ROAD SUITE 200 PLANO TX 75074QIUFANG SHEN 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201QUALYS INC 1600 BRIDGE PKWY 2ND FL REDWOOD SHORES CA 94065-6126Qualys, Inc. 1600 Bridge Parkway, 2nd Floor Redwood Shores CA 94065QUALYS, INC. 1600 BRIDGE PARKWAY 2ND FLOOR REDWOOD SHORES CA 94065QUEST SOFTWARE 5 POLARIS WAY ALISO VIEJO CA 92656QUEST SOFTWARE 5 POLARIS WAY ALISO VIEJO CA 92656-5356QUEST SOFTWARE INC DANA ASIS PO BOX 51739 LOS ANGELES CA 90051-6039QUICKSILVER STOCK TRANSFER LLC 10446 MINERS GULCH AVE LAS VEGAS NV 89135QUICKSILVER STOCK TRANSFER LLC 10446 MINERS GULCH AVE LAS VEGAS NV 89135Quote Media 17100 Shea Blvd, Suite 230 Fountain Hills AZ 85268QUOTEMEDIA R KEITH GUELPA 17100 SHEA BLVD SUITE 230 FOUNTAIN HILLS AZ 85268QUOTEMEDIA R. KEITH GUELPA 17100 SHEA BLVD, SUITE 230 FOUNTAIN HILLS AZ 85268QUOTEMEDIA INC 17100 SHEA BLVD SUITE 230 FOUNTAIN HILLS AZ 85268Quotemedia Inc. 17100 Shea Blvd, Suite 230 Fountain Hills AZ 85268R BRUCE PITT PO BOX 51207 IRVINE CA 92619-1207R. Bart McCain 800 Klein Rd., Suite 200 Plano TX 75074

R. Wayne Klein, As Court-Appointed Receiver For Ffcf Investors, Llc, Et Al. v.

Penson Financial Services, Inc., Finra Arbitration - case number 12-02546 David Castleberry

Manning Curtis Bradshaw & Bednar LLC

170 South Main Street, Suite 900 Salt Lake City UT 84101

R. Wayne Klein, As Court-Appointed Receiver For Ffcf Investors, Llc, Et Al. v. Penson Financial Services, Inc.

Consilium Trading Company, Llc, Fraudlent Transfer - case number - 100924572 David Castleberry

Manning Curtis Bradshaw & Bednar LLC

170 South Main Street, Suite 900 Salt Lake City UT 84101

RACKSPACE HOSTING PO BOX 730759 DALLAS TX 75373-0759RACKSPACE HOSTING PO BOX 730759 DALLAS TX 75373-0759RADIANZ AMERICAS INC ATTN ACCTS RECEIVABLE DEPT CH 19227 PALATINE IL 60055-9227Radianz Americas, Inc. 620 8th Avenue, 46 Floor New York NY 60055-9227RAFAEL FERREIRA 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201RAJANI NAGALLA 800 KLEIN ROAD STE 200 PLANO TX 75074RALPH B FERGUSON SR 6805 CAPITAL OF TEXAS HWY STE# 320 AUSTIN TX 78731RALPH DAUGE ONE PENN PLAZA 51ST FLR NEW YORK NY 10119RATNERPRESTIA SUITE 301 ONE WESTLAKES PO BOX 980 VALLEY FORGE PA 19482-0980RAY QUINNEY & NEBEKER P.C. MARK PUGSLEY 36 S. STATE ST., 1400 SALT LAKE CITY UT 84111REAL TICK LLC PO BOX 13205 NEWARK NJ 71013200




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYRealtime Data, Llc D/B/A Ixo V. Morgan Stanley, Et Al Patent Infringement

case number 1 11-Cv-06697-Kbf 1 11-Cv-06699-Kbf 1 11-Cv-06702-Kbf Daniel Alexander Devito

Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York NY 10036

REBECCA FELTS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201REBECCA VELASCO 8 PASTEUR SUITE 100 IRVINE CA 92618

REED SMITH LLP ACCOUNTS DEPT THE BROADGATE TOWER 20 PRIMROSE STREET LONDON EC2A 2RSUNITED KINGDOM

REGED INC V12525 2100 GATEWAY CENTRE BLVD STE 200 MORRISVILLE NC 27560-6228REGED INC. 24969 NETWORK PLACE CHICAGO IL 60673-1249

RegEd Inc. (V12525) 2100 Gateway Centre Blvd., Suite 200 Morrisville NC 27560Regions Equipment Finance, Ltd. 1900 5th Avenue North Suite 2400 Birmingham AL 35203REGISTRAR & TRANSFER 10 COMMERCE DR CRANFORD NJ 07016Reich & Tang Distributors, Inc. (V11479) 600 Fifth Avenue New York City NY 10020REICH & TANG DISTRIBUTORS, INC. (V11479) 600 FIFTH AVENUE NEW YORK CITY NY 10020-2302REICH & TANG SERIVCES CHRISTOPHER GILL 1411 BROADWAY FL 28 NEW YORK NY 10018-3496

REICH AND TANG DISTRIBUTORS V11479 600 FIFTH AVE NEW YORK CITY NY 10020-2302REID COLLINS & TSAI LLP WILLIAM REID 30 WALL STREET NEW YORK NY 10005RELIANCE GLOBALCOM 114 SANSOME ST. 11TH FLOOR SAN FRANCISCO CA 94104RELIANCE GLOBALCOM SVCS, INC DEPT CH 17502 PALATINE IL 60055-7502Reliant Energy PO Box 650475 Dallas TX 77253-3765RELIANT ENERGY PO BOX 3765 HOUSTON TX 77253-3765RELIANT ENERGY PO BOX 650475 DALLAS TX 75265-0475RELIANT ENERGY PO BOX 650475 DALLAS TX 75265-0475RemitPro Inc. (V10953) 3925 S. 147th Street, Suite 117 Omaha NE 68144REMITPRO INC. (V10953) 3925 S. 147TH STREET SUITE 117 OMAHA NE 68144REMITPRO, LLC 14710 W DODGE RD SUITE 200 OMAHA NE 68154Remitpro, LLC 14710 W Dodge Rd, Suite 200 Omaha NE 68154REPLICON, INC 830, 910 - 7TH AVE SW CALGARY AB T2P 3N8 CANADAREUTERS AMERICA LLC GENERAL POST OFFICE PO BOX 2003 CAROL STREAM IL 60132-2003

RHODE ISLAND OFFICE OF GEN TREASURER UNCLAIME PROP DIV 40 FOUNTAIN ST 7TH FLOOR PROVIDENCE RI 02903RICHARD ANSPACHER 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201RICHARD T. SMITH 443 N 750 E OREM UT 84097RICHARD WALL 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201RICHARD WALL 1700 PACIFIC AVENUE STE 1400 DALLAS TX 75201RICHARD WITT 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201RICHARDS LAYTON & FINGER ONE RODNEY SQUARE 920 NORTH KING STREET WILMINGTON DE 19801RICK WOLOSS 800 KLEIN ROAD SUITE 200 PLANO TX 75074RingCentral 1400 Fashion Island Blvd, 7th Floor San Mateo CA 94404RIZZO, INC. 44 PARADISE LANE WARWICK NY 10990ROACH HOWARD SMITH &BARTON 8750 N CENTRAL EXPRESSWAY SUITE 500 DALLAS TX 75231-6410ROB KACHMAR 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201ROBERT A. STANGER & CO, INC 1129 BROAD STREET, STE 201 SHREWSBURY NJ 07702

ROBERT A. STANGER & CO., INC. (V13876) 1129 BROAD STREET SHREWSBURY NJ 07702ROBERT BENAZZI 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201ROBERT CLAY MULLIN 8003 CONDO COURT ARLINGTON VA 76001ROBERT D. HERSCHMAN, ESQ. 9801 COLLINS AVENUE SUITE J-9 MIAMI FL 33154ROBERT HALF MGMT RESOURCES FILE 73484 PO BOX 743295 LOS ANGELES CA 90074-3295ROBERT K BISHOP 8 PASTEUR SUITE 100 IRVINE CA 92618ROBERT MCBEY 1700 PACIFIC AVE DALLAS TX 75201ROBERT S. BASSO 91 BAY WAY SAN RAFAEL CA 94901ROBINSON & COLE, LLP, TRUSTEE 1055 WASHINGTON BLVD STAMFORD CT 69012249ROBINSON BRADSHAW & HINSON 101 NORTH TRYON STREET SUITE 1900 CHARLOTTE NC 28246

ROC EXIBITIONS, INC DRI CONFERENCE REGISTRATION 1963 UNIVERSITY LANE LISLE IL 60532





RODIN FZE DAVID DICKER SUITE 2801 SHAMS 2 JBR DUBAIUNITED ARAB EMIRATES

RODNEY POLDRACK 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201ROGER J. ENGEMOEN, JR. 1907 GEORGIA LANDING COVE AUSTIN TX 78746ROGER TAYLOR 1315 SUMMERWOOD CIRCLE SANTA CLARA UT 84765Rogers Cable 333 Bloor St, 7th Floor Toronto Ontario M4W 1G9 CanadaROGERS CABLE 333 BLOOR ST 7TH FLOOR TORONTO ON M4W 1G9 CANADAROGERS WEALTH GROUP, INC 1330 SUMMIT AVENUE FORT WORTH TX 76102Ron Ritchey & Associates, Inc. PO Box 93538 Southlake TX 76092RON RITCHEY & ASSOCIATES, INC. PO BOX 93538 SOUTHLAKE TX 76092-0114RONALD BORIO 3150 ERIE STREET SAN DIEGO CA 92117RONALD H FILLER & ASSOC, LLC 11 ROCKHALL COURT HAMBURG NJ 07419RONNIE DAGOSTINO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119ROSENBLATT SECURITIES INC ATTN ACCOUNTS RECEIVABLE 20 BORAD STREET 26TH FLR NEW YORK NY 10005Rove (V13927) 122 Clarence St. Ottawa Ontario K1N 5P6 CanadaROVE (V13927) 122 CLARENCE STREET OTTAWA ON K1N 5P6 CANADAROXANNE ARAMBULA 1700 PACIFIC AVE. DALLAS TX 75201RR DONNELLEY FINANCIAL INC PO BOX 730216 DALLAS TX 75373-0216RREEF AMERICA REIT II PORTFOLI PO BOX 9033 ADDISON TX 75001-9033RSA Security, Inc. 14775 Preston Road, Suite 200 Dallas TX 75254RSVP Communications Inc. 4755 A NEw Jesup Hwy Brunswick GA 31520RUDY DELASIERRA 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201RUDY DUARTE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201RYAN DILL 1606 LILLIAN AVENUE ARLINGTON TX 76013S&S CATERING PO BOX 25329 DALLAS TX 75225S.L. JACKSON & ASSOCIATES, LLC PO BOX 3161 NEWTON CT 06470S3 MATCHING TECHNOLOGIES LP 11940 JOLLYVILLE RD SUITE 220-S AUSTIN TX 78759Sage Software, Inc. 6561 Irvine Center Drive Irvine CA 92618SAGE SOFTWARE, INC. 2325 DULLES CORNER BLVD HERNDON VA 20171SAI Holdings, Inc. 800 Klein Rd, Suite 200 Plano TX 75074SAI Holdings, Inc. (13-10062) 800 Klein Rd, Suite 200 Plano TX 75074SAI Holdings, Inc. (13-10062) 800 Klein Rd, Suite 200 Plano TX 75074SAI Holdings, Inc. (13-10062) 800 Klein Rd, Suite 200 Plano TX 75074SAI Holdings, Inc. (13-10062) 800 Klein Rd, Suite 200 Plano TX 75074Salesforce One Market, Suite 300 San Francisco CA 94105SALESFORCE ONE MARKET STE 300 SAN FRANCISCO CA 94105-5102SALESFORCE ONE MARKET STE 300 SAN FRANCISCO CA 94105 5102SALESFORCE ONE MARKET SUITE 300 SAN FRANCISCO CA 94105SALESFORCE.COM P O BOX 203141 DALLAS TX 75320-3141SAMANTHA STODDARD 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201

Samar Ghadry V. Kh Funding Company, Et Al. Including Penson Financial Services, Inc.

General Liability - case number 303377-V

Dale A. Cooter Cooter Mangold Deckelbaum & Karas L 5301 Wisconsin Ave, NW Suite 500 Washington DC 20015

SAMCO CAPITAL MARKETS, INC.6805 N. CAPITAL OF TEXAS HIGHWAY, SUITE 350 AUSTIN TX 78731

SAMCO HOLDINGS, INC.6805 N. CAPITAL OF TEXAS HIGHWAY, SUITE 350 AUSTIN TX 78731

SAN FRANCISCO TAX COLLECTOR BUSINESS TAX SECTION PO BOX 7425 SAN FRANSISCO CA 94120-7425SANJEEV JAISWAL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

Sarah J. Yarmak v. Choicetrade, Et Al.

Including Penson Financial Services, Inc., Finra Arbitration - case number 11-02883 Jeffrey Yarmak 8 Haadmor Mibelz 10 Bnei Brak 51464 Israel

SC&H CONSULTING PO BOX 64271 BALTIMORE MD 21264-4271SC&H CONSULTING PO BOX 64271 BALTIMORE MD 21264-4271Schonfeld Securities, LLC. 1 Jericho Plaza Jericho NY 11753

SCOTIA CAPITAL INC. ROB MACLACHLAN SCOTIABANK225 KING STREET WEST, SUITE 1200 TORONTO ON M5V 3M2 CANADA

SCOTIA CAPITAL INC. ROB MACLACHLAN SCOTIA ITRADE CORP225 KING STREET WEST, SUITE 1200 TORONTO ON M5V 3M2 CANADA





SCOTIA CAPITAL INC. TRACY T. LISCOTIAMCLEOD DIRECT INVESTING BNS WEALTH FINANCE

40 KING ST. WEST, 13TH FLR TORONTO ON M5H 1H1 CANADA

SCOTT CHRISTIAN 8 PASTEUR, SUITE 100 IRVINE CA 92618SCOTT GILLMORE 1400 PACIFIC AVENUE STE 1400 DALLAS TX 75201SCOTT MAYSTER 10132-D COLVIN RUN ROAD GREAT FALLS VA 22066SCOTT MULLINS 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201SCOTT REISER 800 KLEIN ROAD STE 200 PLANO TX 75074SCOTT WOOD 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

Scottrade, Inc. V. Farid A. MohamedPenson Financial Services, Inc., Finra Arbitration - case number 12-00035

Niels P. Murphy Murphy & Anderson, P.A. 50 N. Laura Street Suite 1675 Jacksonville FL 32202

SEALCO Data Center (V10438) 1761 International Pkwy Ste127 Richardson TX 75081SEALCO DATA CENTER (V10438) 1761 INTERNATIONAL PKWY SUITE 127 RICHARDSON TX 75081

SEALCO DATA CENTER SERVICES LTD1761 INTERNATIONAL PKWY STE127 RICHARDSON TX 75081

SEAN FRENCH 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201SEAN HALAYKO ONE PENN PLAZA 51ST FLOOR NEW YORK NY 10119SEAN MALLOY 193 BARLOW RD FAIRFIELD CT 06824SECRETARY OF STATE PO BOX 13697 AUSTIN TX 78711-3697SECURE WORKS PO BOX 534583 ATLANTA GA 30353-4583SecureWorks PO Box 534583 Atlanta GA 30353-4583SECUREWORKS 11 EXECUTIVE PARK DRIVE NE SUITE 200 ATLANTA GA 30329SECURITIES INDUSTRY FINANCIAL MARKETS ASSOC. 360 MADISON AVENUE NEW YORK NY 10017-7111SECURITIES INVESTOR PROTECTION P O BOX 92185 WASHINGTON DC 20090SECURITIES TRAINING CORP. 200 WEST ADAMS STREET SUITE 1810 CHICAGO IL 60606SECURITIES TRANSFER 2591 DALLAS PKWY SUITE 102 FRISCO TX 75034SECURITY TRADERS ASSOC NY 71 BROADWAY 2K NEW YORK NY 10006Select American Transfer Co. 826 E Main Street, Welland Ont CA M2N 7G2Sentinel Liquidation Trust Jenner & Block LLP 353 N. Clark St. Chicago IL 60654-3456SERVICE LIFE & CASUALTY INS ATTN PROPERTY MNGT DEPT PO BOX 26800 AUSTIN TX 78755-0800Service Life & Casualty Insurance Co. PO Box 26800 Austin TX 78755-0800Severance (Phil Pendergraff) 800 Klein Road, Ste 200 Plano TX 75074

Sewell, Et Al. v. Millennium State Bank Of Texas Et Al Including Samco Capital Markets

A Division Of Penson Financial Services, Inc., General Liability - case number 09-06616 Mark A Hendrix Madden Sewell LLP

1755 Wittington Place Suite 300 Dallas TX 75234Texas, Et Al., Including Samco Capital Markets number 09-06616 Mark A. Hendrix Madden Sewell, LLP Place, Suite 300 Dallas TX 75234

SHABANG EXHIBITS, INC 4002 W MILLER RD STE# 100 GARLAND TX 75041-6160Shabang Exhibits, Inc. 4002 W. Miller Road, Suite 100 Garland TX 75041-6160SHARAD BARONIA 8 PASTEUR STE 100 IRVINE CA 92618Shared Technologies (V13857) 1405 S. Beltline Road Coppell TX 75019SHARON DURHAM 1700 PACIFIC AVE DALLAS TX 75201SHARON RAY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201SHAWN SEBBY 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201SHEMEKA HARRIS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201SHERRON DAVIS-LOFTON 1700 PACIFIC AVENUE DALLAS TX 75201SHRED-IT NEW YORK 520 JEFFERSON AVE SECAUCUS NJ 70942014SHRM PO BOX 791139 BALTIMORE MD 21279SIDLEY AUSTIN LLP PO BOX 0642 CHICAGO IL 60690SIDNEY RAVKIND, ESQ. 12500 MELVILLE DR. B111 MONTGOMERY TX 77356SIGNATURE BABY, LLC 218 E 2525 S SPRINGVILLE UT 84663SIGNATURE STOCK TRANSFER INC 2220 COIT RD, STE 480 PLANO TX 75075Signature Stock Transfer Inc. 2220 Coit Rd, Ste 480 Plano TX 75075

SIIA1090 VERMONT AVE NW 6TH FLOOR WASHINGTON DC 20005

SIMPLIFY INC 300 VALLEYWOOD DR THE WOODLANDS TX 77380-3511Simplify, Inc. 300 Valleywood Drive The Woodlands TX 77380SIREESHA BODEPUDI 800 KLEIN RD, STE 200 PLANO TX 75074Skeey Interactive LLC PO Box 291, 5 Bedford St. Burlington MA 01803




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYSkillSoft Corporation 107 Northeastern Blvd. Nashua NH 03062SKILLSOFT CORPORATION 107 NORTHEASTERN BLVD NASHUA NH 03062-1916SLADE ARMSTRONG 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201SMALL WONDERS 12154 DARNESTOWN RD SUITE 611 GAITHERSBURG MD 20878SMARSH 921 SW WASHINGTON STREET STE 540 PORTLAND OR 97205

SMARSH Financial Technologies 921 SW Washington Street, Ste 540 Portland OR 97205

SMARSH Financial Technologies 921 SW Washington Street, Ste. 540 Portland OR 97205SMITH BARNEY INC GREG HUGGINS PO BOX 7247-6015 PHILADELPHIA PA 19170-6015SMS SYSTEMS MAINTENANCE SERVICES, INC DANETTE CAMPBELL 14416 COLLECTIONS CENTER DR CHICAGO IL 60693SMS Systems Maintenance Services, Inc. (V10565) 9013 Perimeter Drive, Suite E Charlotte NC 28216SMS SYSTEMS MAINTENANCE SERVICES, INC. (V10565) 9013 PERIMETER DRIVE SUITE E CHARLOTTE NC 28216-0042SMS SYSTEMS MAINTENANCE SVCS V10565 9013 PERIMETER DR STE E CHARLOTTE NC 28216-0042

Softchoice Corporation13760 Noel Road (Stone Tower), Suite 810 Dallas TX 75240

SOFTCHOICE CORPORATION 13760 NOEL ROAD (STONE TOWER) SUITE 810 DALLAS TX 75240SOFTCHOICE CORPORATION 16609 COLLECTIONS CENTER DR CHICAGO IL 60693SOFTCHOICE CORPORATION 16609 COLLECTIONS CENTER DR CHICAGO IL 60693SOLARWINDS PO BOX 730720 DALLAS TX 75373-0720SOLARWINDS.NET,INC PO BOX 730720 DALLAS TX 75373-0720Solutionary 9420 Underwood Avenue, 3rd Floor Omaha NE 68114SOLUTIONARY 9420 UNDERWOOD AVENUE 3RD FLOOR OMAHA NE 68114SOURCECODE (V11516) 4042 148TH AVENUE NE REDMOND WA 98052SourceFire 2727 LBJ Freeway, Suite 810 Dallas TX 75244SOURCEFIRE 2727 LBJ FREEWAY SUITE 810 DALLAS TX 75234-7481SOUTH CAROLINA STATE TREASURER UNCLAIMED PROP PROGRAM 1200 SENATE STREET COLUMBIA SC 29201Southern Calif Edison PO Box 600 Rosemead CA 91771-0001SOUTHERN CALIFORNIA EDISON P.O. BOX 600 ROSEMEAD CA 91771-0001

Southern California Edison 2244 Walnut Grove Avenue Quad 4A Rosemead CA 91770Southern California Edison 2244 Walnut Grove Avenue, Quad 4A Rosemead CA 91770SOUTHLAKE CAPITAL ADVISORS, INC PO BOX 92818 SOUTHLAKE TX 76092SOUTHWEST OFFICE SYSTEMS JENNIFER ACCOUNTING DEPARTMENT PO BOX 612248 DALLAS TX 75261-2248

Southwest Office SystemsAccounting Department, PO Box 612248 Dallas TX 75261-2248

Southwest Office SystemsAccounting Department, PO Box 612248 Dallas TX 75261-2248

Southwest Office Systems- SOS SOS Plaza, PO BOX 612248 D/FW TX 75261SOUTHWEST OFFICE SYSTEMS- SOS PO BOX 612248 SOS PLAZA DALLAS TX 75261-2248SOUTHWEST OFFICE SYSTEMS- SOS SOS PLAZA PO BOX 612248 DALLAS TX 75261-2248SPECTRA LOGIC 6285 LOOKOUT ROAD BOULDER CO 80301-3580SPECTRA LOGIC (V11714) 6285 LOOKOUT DR. BOULDER CO 80301SPENCER CRAIN CUBBAGE HEALY & MCNAMARA 1201 ELM STREET SUITE 4100 DALLAS TX 75270Sprint 5020 Riverside Drive Irving TX 60197-4181SPRINT 5020 RIVERSIDE DR N A IRVING TX 75039-4307SPRINT PO BOX 4181 CAROL STREAM IL 60197-4181SRIDHAR JAGANATHAN 1700 PACIFIC AVE DALLAS TX 75201STAC 216 W JACKSON BLVD SUITE 625 CHICAGO IL 60606

STAFFORD ROSENBAUM LLP TED WASKOWSKI222 WEST WASHINGTON AVE., SUITE 900 PO BOX 1784 MADISON WI 53701

STALT INC 671 OAK GROVE AVE MENLO PARK CA 94025Stalt Inc. 671 Oak Grove Ave Menlo Park CA 94025




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYSTAN PROKARYM 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201STANDARD & POORS 2542 COLLECTION CENTER DR CHICAGO IL 60693STANDARD & POORS 55 WATER ST. NEW YORK NY 10041STANDARD & POORS 2542 COLLECTION CENTER DR CHICAGO IL 60693STANDARD REGISTRAR & TRANSFER 12528 SOUTH 1840 E DRAPER UT 84020STANDARD REGISTRAR & TRNSFR 673 BLUEBIRD N.E. ALBEQUERQUE NM 87122Staples PO Box 83689, Dept DAL Chicago IL 60696-3689STAPLES BUSINESS ADVANTAGE DEPT. DAL 3368 PO BOX 83689 CHICAGO IL 60696-3689Staples Business Advantage Dept. Dal 3368, PO Box 83689 Chicago IL 60696-3689Starbucks 1700 Pacific Ave Dallas TX 75201-4617STARPOINT SOLUTIONS ATTN KEITH BROWN 54-D SUNNYSIDE BLVD PLAINVIEW NY 11803StarPoint Solutions 185 Express Street, Suite 400 Plainview NY 11803Starpoint Solutions 185 Express Street Suite 400 Plainview NY 11803STATE BAR OF CALIFORNIA 180 HOWARD STREET SAN FRANCISCO CA 94105-1639STATE COMPTROLLER PO BOX 12247 AUSTIN TX 78711-2247STATE OF CALIFORNIA EMPLOYMENT DEVEL DEPART PO BOX 826276 SACRAMENTO CA 94230-6276STATE OF CALIFORNIA FRANCHISE TAX BOARD PO BOX 942857 SACRAMENTO CA 94257-0511STATE OF DELAWARE DIVISION OF CORPORATIONS P.O.BOX 11728 NEWARK NJ 07101-4728STATE OF DELAWARE DIVISION OF REVENUE PO BOX 8754 WILMINGTON DE 19899-8754State of Delaware Division Of Corporations PO Box 11728 Newark NJ 07101-4728STATE OF MICHIGAN MICHIGAN DEPT. OF TREASURY PO BOX 30756 LANSING MI 48909

STATE OF NEW HAMPSHIRE 107 NORTH MAIN STREET, RM 204 CONCORD NH 03301STATE OF NJ DIVISION OF TAXATION REVENUE PRO. CTR PO BOX 666 TRENTON NJ 08646-0666STATE TAX COMMISSION REVENUE OPERATIONS DIVISION PO BOX 36 BOISE ID 83722-0410STEPHEN ZADEL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

Sterling Trader, Inc 225 West Washington St., Suite 400 Chicago IL 60606STERLING TRADER, INC 225 W WASHINGTON STREET SUITE 400 CHICAGO IL 60606STERNS CATERING COMPANY 4817 KELLER SPRINGS ADDISON TX 75001STEVE WORCESTER 1700 PACIFC AVE DALLAS TX 75201STEVE ZHANG 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201

STEVEN J. ROSENBERG, ESQ.53 WEST JACKSON BOULEVARD SUITE 424 MONADNOCK BUILDING CHICAGO IL 60604

STEVEN ROSSEN 209 RIDGE HAVEN DR LEWISVILLE TX 75067STEVEN ROSSEN 209 RIDGE HAVEN DR LEWISVILLE TX 75067

Stewart & Stevenson (V10752) 1631 Chalk Hill Road, PO Box 560343 Dallas TX 75356-0343STEWART & STEVENSON (V10752) 1631 CHALK HILL ROAD PO BOX 560343 DALLAS TX 75356-0343

STEWART & STEVENSON SERVICES INC 1631 CHALK HILL RD DALLAS TX 75212Stewart Organization- Canon Copier 2300 Gateway Dr Irving TX 75063STEWART ORGANIZATION- CANON COPIER 2300 GATEWAY DR N/A IRVING TX 75063STEWART ORGANIZATION, LP PO BOX 166708 IRVING TX 75016STEWART ORGANIZATION, LP PO BOX 166708 IRVING TX 75016STOCK & OPTION SOLUTIONS INC 6399 SAN IGNACIO AVE #100 SAN JOSE CA 95119STOCK TRANS 44 W LANCASTER AVE ARDMORE PA 19003STOCK TRANS 44 W LANCASTER AVE ARDMORE PA 19003

STOCK USA EXECUTION SERVICES, INC. ATTN. JOE ELY MASTERTRADER.COM7-11 SOUTH BROADWAY, SUITE 201A WHITE PLAINS NY 10601

Stock-Borrow.com 847 South Randall Road, #196 Elgin IL 60123STOCK-BORROW.COM 847 SOUTH RANDALL ROAD #196 ELGIN IL 60123StorQM PLUS 601 Walnut St., Suite 1010E Philadelphia PA 19106STORQM PLUS 601 WALNUT ST SUITE 1010E PHILADELPHIA PA 19106StreetAccount PO Box 13453 Jackson WY 83001STREETACCOUNT PO BOX 13453 JACKSON WY 83002-3453Streusand Landon Ozburn LLP 811 Barton Springs Road, Suite 811 Austin TX 78704




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYSUFFOLK COUNTY CLERK 310 CENTER DRIVE RIVERHEAD NY 11901-2000SUMIT SHRESTHA 1700 PACIFIC AVE. SUITE 1400 DALLAS TX 75201SUNGARD AVAILABILITY SERVICES PO BOX 91233 CHICAGO IL 60693SUNGARD AVAILABILITY SERVICES PO BOX 91233 CHICAGO IL 60693SunGard Availability Services LP 4500 Fuller Drive, Suite 150 Irving TX 75038SUNGARD AVAILABILITY SERVICES LP 4500 FULLER DR STE 150 IRVING TX 75038-6545SUNGARD BROKERAGE & CLEARING SERVICES 3 VAN DE GRAAFF DRIVE BURLINGTON MA 01803SUNGARD BROKERAGE AND CLEARING SVCS 3 VAN DE GRAAFF DR BURLINGTON MA 01803-0000

SUNGARD EPROCESS INTELLIGENCE 15560 COLLECTION CENTER DRIVE CHICAGO IL 60693SunGard Financial Services 44 Wall St., 3rd Floor New York NY 10005SUNGARD FINANCIAL SERVICES 44 WALL ST 3RD FL NEW YORK NY 10005-2420SUNGARD FINANCIAL SYSTEMS LLC 91814 COLLECTION CENTER DR CHICAGO IL 60693SUNGARD FINANCIAL SYSTEMS LLC 91814 COLLECTION CENTER DR CHICAGO IL 60693

Sungard Financial Systems LLC v.

Penson Financial Services, Inc., General Liability - case number 121201343 James T. Smith Blank Rome LLP One Logan Square Philadelphia PA 19103

SUNGARD SECURITIES FINANCE 12B MANOR PARKWAY SALEM NH 03079SUNGARD SECURITIES FINANCE 12B MANOR PKWY SALEM NH 03079-0000

SUNGARD SECURITIES FINANCE LLC 15558 COLLECTION CENTER DRIVE CHICAGO IL 60693

SUNGARD SECURITIES FINANCE LLC 15558 COLLECTION CENTER DRIVE CHICAGO IL 60693

SUNGARD WORKFLOW SOLUTIONS LLC 104 INVERNESS CENTER PLACE BIRMINGHAM AL 35242-4812SunGard Workflow Solutions, LLC 104 Inverness Center Place Birmingham AL 35242

SUNRISE LOGISTICS SOLUTIONS THOMAS YUEH AMERICA, LTD 21061 S. WESTERN AVE STE 31 TORRANCE CA 90501SUPERIOR COPY SERVICE 206 S. PUBLIC RD LAFAYETTE CO 80026SUPERIOR FIBER & DATA SERVICE 1808 KNOWXVILLE DRIVE BEDFORD TX 76022SUPERIOR FIBER & DATA SERVICE 1808 KNOWXVILLE DRIVE BEDFORD TX 76022SUSAN BYROM 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201SUSAN DERR 1700 PACIFIC AVE STE# 1400 DALLAS TX 75201SUSAN G KOMEN FOR THE CURE 12820 HILLCREST C105 DALLAS TX 75230SUSAN G KOMEN FOR THE CURE 12820 HILLCREST C105 DALLAS TX 75230Symantec 4006 Beltline Rd., Suite 275 Addison TX 75001Symantec 4006 Beltline Road, Suite 275 Addison TX 75001SYMANTEC 4006 BELTLINE RD STE 275 ADDISON TX 75001-4372SYMANTEC 4006 BELTLINE RD SUITE 275 ADDISON TX 75001SYMANTEC CORPORATION PO BOX 846013 DALLAS TX 75284-6013SYMANTEC EVENTS FILE 32168 PO BOX 6000 SAN FRANCISCO CA 94160SYREETA GRISMORE 1700 PACIFIC SUITE 1400 DALLAS TX 75201SYSTEM ID WAREHOUSE 1400 10TH STREET PLANO TX 75074T MOBILE 11830 WEBB CHAPEL STE 500 DALLAS TX 75234-2790TAKIA JOURNET-ABERNATHY PO BOX 370 ENNIS TX 75120TAMMY BOTSFORD 600 W. CHICAGO AVE SUITE 775 CHICAGO IL 60654TAMMY MILLER 27572 AGRADO MISSION VIEJO CA 92692TANVEER ANAS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75204TCS America 101 Park Avenue, 26th Floor New York NY 10178TD INDUSTRIES CORPORATION WENDY EMMINIZER P O BOX 300008 DALLAS TX 75303 0008

TD WATERHOUSE (CANADA), INC. GARY HSUTD WATERHOUSE DISCOUNT BROKERAGE C/O GARY HSU

79 WELLINGTON STREET WEST, 5TH FLR TORONTO ON M5K 1A1 CANADA

TD WATERHOUSE (CANADA), INC. GARY HSUTD WATERHOUSE INSTITUTIONAL SERVICES C/O GARY HSU

79 WELLINGTON STREET WEST, 4TH FLR TORONTO ON M5K 1A1 CANADA

TDINDUSTRIES CORPORATION (V10059) 13859 DIPLOMAT DRIVE DALLAS TX 75234





TECHnacity (V13904) 600 W. Chicago Ave., Suite 300 North Chicago IL 60654TECHNACITY (V13904) 600 W. CHICAGO AVE. SUITE 300 NORTH CHICAGO IL 60654

TECHNACITY, LLCC/O INFINIUM CAPITAL MANAGEMEN 19 N. SANGAMON ST. CHICAGO IL 60607

TECHSMITH CORPORATION SOFTWARE ORDER PO BOX 26095 LANSING MI 48909-6095TECHXTEND 1157 SHREWSBURY AVENUE SHREWSBURY NJ 07702-4321TED GEHRIG 8 PASTEUR DR STE# 100 IRVINE CA 92618-3814TEGO HOLDINGS LLC 6 NORTH WOODS DRIVE PENNINGTON NJ 85342004TEITELBAUM & BASKIN, LLP JAY TEITELBAUM 3 BARKER AVENUE, 3RD FL. WHITE PLAINS NY 10601

TEK Focus (V10694) 1950 Stemmons Freeway, Suite 2062 Dallas TX 75207TEK SYSTEMS SETH PO BOX 198568 ATLANTA GA 30384-8568TEK Systems PO Box 198568 Atlanta GA 30384-8568TEK SYSTEMS P.O. BOX 198568 ATLANTA GA 30384-8568

Tenable Network Security 7063 Columbia Gateway Dr., Suite 100 Columbia MD 21046TENABLE NETWORK SECURITY 7063 COLUMBIA GATEWAY DR SUITE 100 COLUMBIA MD 21046

TENNESSEE DEPT OF REVENUE ANDREW JACKSON STATE OFFICE 500 DEADERICK STREET NASHVILLE TN 37242-0900TERRA PRINCE 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201TEXAS ASSOCIATES INSURORS 1120 CAPITAL OF TEXAS HWY S BLDG 3 STE#300 AUSTIN TX 78746

TEXAS COMPTROLLER OF PUBLIC ACCOUNTS UNCLAIMED PROP. DIV. 111 EAST 17TH STREET AUSTIN TX 78774

TEXAS COMPTROLLER OF PUBLICACCOUNTS UNCLAIMED PROPERTY HO PO BOX 12019 AUSTIN TX 78711-2019

TEXAS STATE BOARD OF PUBLIC ACCOUNTANCY 333 GUADALUPE, TOWER 3 STE 900 AUSTIN TX 78701-3900

TEXAS STATE SECURITIES BOARD 208 E. 10TH STREET, 5TH FLOORW AUSTIN TX 78701

TEXAS STATE SECURITIES BOARD 208 E. 10TH STREET, 5TH FLOORW AUSTIN TX 78701TFP1 5322 AVENUE N BROOKLYN NY 11234THE ADOLPHUS A NOBLE HOUSE HOTEL 1321 COMMERCE STREET DALLAS TX 75202THE BANK OF NEW YORK FINANCIAL CONTROL BILLING PO BOX 19445 NEWARK NJ 07195-0445The Bank of New York 101 Barclay St 11 West New York NY 10286The Bank of New York 101 Barclay St 11 West New York NY 10286

THE BANK OF NEW YORK MELLON FINANCIAL CONTROL BILLING DEPT PO BOX 19445A NEWARK NJ 07195-0445THE BARRINGTON GROUP LTD 2300 N. HASKELL AVE DALLAS TX 75204THE BARRINGTON GROUP LTD 2300 N. HASKELL AVE DALLAS TX 75204THE BOARD OF TRADE OF KANSAS CITY, MISSOURI INC 4800 MAIN ST #303 KANSAS CITY MO 64112The Bradbury Group LLC 1525 Capital Drive Carrollton TX 75006THE CITY OF NEW YORK DEPT OF FINANCE PO BOX 5040 KINGSTON NY 12402-5040THE FINANCIAL LIBRARY PO BOX 2041 BOCA RATON FL 33427THE FINANCIAL LIBRARY PO BOX 2341 BOCA RATON FL 33427THE HARTFORD PO BOX 2907 HARTFORD CT 06104-2907The Hartford PO Box 660916 Hartford CT 75266-0916THE IRVINE COMPANY OFFICE PROP CRAIG MORRISON PO BOX 846486 LOS ANGELES CA 90084-6486The Irvine Company Office Prop PO Box 846486 Los Angeles CA 90084-6486THE MATHWORKS, INC. 3 APPLE HILL DRIVE NATICK MA 01760-2098THE MERC ATTN LEASING 1800 MAIN STREET DALLAS TX 75201The Muni Center 825 Third Ave, 14th Fl New York NY 10022THE MUNI CENTER 825 THIRD AVE 14TH FL NEW YORK NY 10022-9516The National Underwriter Co. 39680 Treasury Center Chicago IL 60694-9600THE PEAVLER GROUP 3400 CARLISLE STREET SUITE 430 LB 23 DALLAS TX 75204-1221The Plant Place 10704 Goodnight Lane Dallas TX 75220THE PLANT PLACE 10704 GOODNIGHT LANE DALLAS TX 75220-2409




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYTHE PLANT PLACE INC 10704 GOODNIGHT LANE DALLAS TX 75220The Plant Place Inc. 10704 Goodnight LaNE Dallas TX 75220The Roberts Group 441 Lexington Avenue, Suite 606 New York NY 10017THE ROBERTS GROUP 441 LEXINGTON AVE STE 606 NEW YORK NY 10017-3937THE SPENCER COMPANY 2121 NORTH AKARD SUITE 100 DALLAS TX 75201The Spencer Company 2121 North Akard, Suite 100 Dallas TX 75201THE WALL STREET JOURNAL P O BOX 7020 CHICOPEE MA 01021THINK WITH INK, INC. 9843 CHARTWELL DRIVE DALLAS TX 75243THOMAS A FRANKO 102 VAN HOUSTON AVENUE CHATHAN NJ 07928THOMAS E. MYERS 404 RIO GRANDE ST # 404 AUSTIN TX 78701THOMAS JOHNSON 44 WOODSTOCK DRIVE BREWSTER MA 02631THOMAS PATRICK 8 PASTEUR STE 100 IRVINE CA 92618THOMPSON COBURN LLP PO BOX 18379M ST. LOUIS MO 63195THOMSON FINANCIAL SYED PO BOX 5136 CAROL STREAM IL 60197-5136Thomson Financial PO Box 5136 Carol Stream IL 60197-5136THOMSON FINANCIAL CORPORATE GROUP 195 BROADWAY, 11TH FLOOR NEW YORK NY 10007Thomson Reuters PO Box 415983 Boston MA 02284Thomson Reuters PO Box 55151 Boston MA 02284THOMSON REUTERS PO BOX 415983 BOSTON MA 02241-5983THOMSON REUTERS (MARKETS) SECURITIES INFORMATION CTR CAROL STREAM IL 60197-5136THOMSON REUTERS (MARKETS) LLC PO BOX 415983 BOSTON MA 02241THOMSON REUTERS (MARKETS) LLC PO BOX 415983 BOSTON MA 02241THOMSON WEST WEST PAYMENT CENTER PO BOX 6292 CAROL STREAM IL 60197-6292

Thomson West West Payment Center, PO Box 6292 Carol Stream IL 60197-6292

THORNHILL CATERING2156 W NORTHWEST HIGHWAY #312 DALLAS TX 75220

TIBCO SOFTWARE INC DEPT 33142 PO BOX 39000 SAN FRANCISCO CA 94139-3142TIBCO Software, Inc. 3303 Hillview Ave. Palo Alto CA 94304-1213Tidal 2100 Geng Road, STE #210 Palo Alto CA 94303TIDAL 2100 GENG ROAD STE #210 PALO ALTO CA 94303TIFFS TREATS 819 W. ARAPAHO RD. STE 24-B, #266 RICHARDSON TX 75080TIM BOLES 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201TIM YOSHIKAWA 18085 SCANLAN CT FOUNTAIN VALLEY CA 92708

TIME LEVERAGE CAPITAL CORPORATION MATTHEW BOWYER 4014 CHASE AVE., STE. 220 MIAMI BEACH FL 33140TIME WARNER CABLE 13820 SUNRISE VALLEY DR HERNDON VA 20171-4659TIME WARNER CABLE 13820 SUNRISE VALLEY DRIVE HERNDON VA 20171TIME WARNER CABLE PO BOX 60074 CITY OF INDUSTRY CA 91716-0074TIME WARNER CABLE PO BOX 60074 CITY OF INDUSTRY CA 91716-0074TIME WARNER CABLE PO BOX 60074 CITY OF INDUSTRY CA 91716-0074TIME WARNER TELECOM PO BOX 172567 DENVER CO 80217TIME WARNER TELECOM PO BOX 172567 DENVER CO 80217-2567TIME WARNER TELECOM PO BOX 172567 DENVER CO 80217-2567TIMOTHY DAVIS 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201TIMOTHY KEBBE 445 HAMILTON AV., STE 1102 WHITE PLAINS NY 10601TMC BONDS 825 THIRD AVE 14TH FL NEW YORK NY 10022TMC Bonds 825 Third Avenue, 14th Floor New York NY 10022TMC BONDS, LLC PAMELA KOUAKAM 825 THIRD AVENUE 14TH FLOOR NEW YORK NY 10022TMC Bonds, LLC 825 Third Avenue, 14th Floor New York NY 10022T-Mobile 11830 Webb Chapel, Suite 500 Dallas TX 63179-0047T-MOBILE P.O. BOX 660252 DALLAS TX 75266-0252T-MOBILE P O BOX 790047 ST LOUIS MO 63179-0047T-Mobile PO Box 660252 Dallas TX 75266-0252TMX Group (TSX,TSXV,MX) 130 King Street West Toronto Ontario M5X 1J2 CanadaTOM PITTLER 1700 PACIFIC AVENUE DALLAS TX 75201





TOUCHTRADE.COM, INC. 12244 S. BUSINESS PARK DR., #230 DRAPER UT 84020TRACY PADUCH 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201TRAMAIN JONES 1700 PACIFIC AVE DALLAS TX 75201TRANSACTION NETWORK SERVICES 15847 COLLECTION CENTER DR CHICAGO IL 60696TRANSFER ONLINE 317 SW ALDER ST STE#200 PORTLAND OR 97204TRANSFER ONLINE 512 SW SALOMON STREET PORTLAND OR 97214Transfer Online 317 SW Alder St, Ste#200 Portland OR 97204TRANSHARE CORPORATION 5105 DTC PARKWAY SUITE 325 GREENWOOD VILLAGE CO 80111TRASHARE CORP 5105 DTC PARKWAY SUITE 325 GREENWOOD VILLAGE CO 80111Travis County Tax Office Nelda W Spears Tax Collector PO Box 149328 Austin TX 78714-9328

TRAVIS COUNTY TAX OFFICENELDA W SPEARS, TAX COLLECTOR PO BOX 149328 AUSTIN TX 78714-9328

TREASURER OF VIRGINIADIVISION OF UNCLAIMED PROPERTY PO BOX 2478 MONROE BLDG 4TH FL RICHMOND VA 23218-2478

TREASURER STATE OF CONNECTICUT UNCLAIMED PROPERTY DIVISION P.O. BOX 150435 HARTFORD CT 06115-0489TREASURER STATE OF ILLINOIS UNCLAIMED PROP DIV 1 W OLD STATE CAPITOL PLAZA STE 400 SPRINGFIELD IL 62701-1390

TREASURER STATE OF NEW HAMPSHI ABANDONED PROPERTY DIVISION 25 CAPITOL STREET, ROOM 205 CONCORD NH 03301TREASURER STATE OF TENNESSEE UNCLAIMED PROP DIVISION 502 DEADERICK ST NASHVILLE TN 37243TREASURER, STATE OF NEW JERSEY UNCLAIM PROPERTY PO BOX 214 TRENTON NJ 08695-0214TREASURER-STATE OF IOWA WITHHOLDING TAX PROCESSING IOWA DEPT OF REVENUE PO BOX 10411 DES MOINES IA 50306-0411TRGRP, INC THE ROBERTS GROUP 12 BENTLEY COURT FREEHOLD NJ 07728TSCPA PO BOX 797488 DALLAS TX 75379-7488

TSX INC THE EXCHANGE TOWER PO BOX 421130 KING ST WEST TORONTO ON M5X 1J2 CANADA

TSX Inc C/O T56297C, PO Box 56297 Stn A Toronto ON M5W4L1 CanadaTSX Inc. C/O T56297C, PO Box 56297 Stn A Toronto ON M5W4L1 CanadaTSX Inc. (TMX) The Exchange Tower 130 King Street West Toronto Ontario M9N 1L6 CanadaTWILA POTTS 1700 PACIFIC AVENUE DALLAS TX 75201TWO SIGMA SECURITIES, LLC 379 WEST BROADWAY 3RD FLR NEW YORK NY 10012TXU ENERGY PO BOX 650638 DALLAS TX 75265-0638TYCO INTEGRATED SYSTEMS PO BOX 371967 PITTSBURGH PA 15250-7967Tyco Intergrated Security PO Box 371967 Pittsburgh PA 15250-7967

UBS Investment BankAttn David Mccallin, 677 Washington Boulevard Stamford CT 06901UBS Investment Bank Boulevard Stamford CT 06901

UBS SECURITIES, LLC ATTN SANDRA WARD 480 WASHINGTON BLVD 12TH FL JERSEY CITY NJ 07310

UBS Securities, LLCAttn Sandra Ward, 480 Washington Blvd 12th Fl Jersey City NJ 07310

ULLINK 708 THIRD AVENUE 7TH FLOOR NEW YORK NY 10017UL-Link 708 Third Avenue, 7th Floor New York NY 10017UMB BANK 1010 GRAND BLVD KANSAS CITY MO 64106-2202UMR 75 REMITTANCE DR STE 91454 CHICAGO IL 60675UMR PO BOX 88822 MILWAUKEE WI 53288-0822Union Square Ballroom Tracie Sime, 27 Union Square West New York NY 10003UNITED STATES FINANCIAL GROUP 1016 CLEAMONS ST. STE 302 JUPITER FL 33477UNITED STATES TREASURY INTERNAL REVENUE SERVICE PO BOX 71052 PHILADELPHIA PA 19176-6052

UNIVERSITY OF ILLINOIS 601 SOUTH MORGAN STREET ROOM 2421 UNIVERSITY HALL CHICAGO IL 60607UPS JAY COILE PO BOX 7247-0244 PHILADELPHIA PA 19170-0001UPS PO Box 894820 Los Angeles CA 90189-4820UPS PO Box 894820 Los Angeles CA 90189-4820UPS SUPPLY CHAIN SOLUTIONS INC 28013 NETWORK PLACE CHICAGO IL 60673-1280UPS Supply chain Solutions, Inc. 28013 Network Place Chicago IL 60673-1280

Urs Buehler v.

Penson Financial Services, Inc., Et Al., Finra Arbitration - case number 11-04303 Thomas Buckley, Esq. Cohen & Buckley, LLP

1991 Village Park Way, Suite 202 Encinitas CA 92024

US BANK CM-9690 PO BOX 70870 ST. PAUL MN 55170-9690




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYUS Bank NA as Indenture Trustee One New York Plaza New York NY 10004US Bank NA as Indenture Trustee One New York Plaza New York NY 10004US Bank NA as Indenture Trustee One New York Plaza New York NY 10004

US Postal Service Times Square Station, 340 W 42Nd St New York NY 10036UTAH STATE TAX COMMISSION 210 N 1950 W SALT LAKE CITY UT 84134UTAH STATE TREASURER UNCLAIMED PROPERTY DIVSION 341 SOUTH MAIN ST 5TH FLOOR SALT LAKE CITY UT 84111VALIANT TRUST CO 606 4TH ST. SW STE 310 CALGARY AB T2P 1T1 CANADAVendorLogix PO Box 801335 Dallas TX 75380VENDORLOGIX PO BOX 801335 DALLAS TX 75380-1335Veramark Technologies (V13160) 1565 Jefferson Road, Suite 120 Rochester NY 14623VERAMARK TECHNOLOGIES (V13160) 1565 JEFFERSON ROAD SUITE 120 ROCHESTER NY 14623VERAMARK TECHNOLOGIES INC 1565 JEFFERSON ROAD SUITE 120 ROCHESTER NY 14623VERITEXT NEW YORK REOPRTING CO 200 OLD COUNTRY ROAD SUITE 580 MINEOLA NY 11501VERIZON PO BOX 371873 PITTSBURG PA 15250VERIZON PO BOX 920041 DALLAS TX 15250

Verizon525 W Monroe St, 7th Floor Mailroom, Lockbox 83 Chicago IL 60661

VERIZON - PO BOX 15124 P O BOX 15124 ALBANY NY 12212VERIZON - PO BOX 660720 PO BOX 660720 DALLAS TX 75266-0720VERIZON COMMUNICATIONS PO BOX 920041 DALLAS TX 75392

Verizon Wireless 750 State HWY 121 Bypass, Suite 100 Lewisville TX 75266-0108VERIZON WIRELESS 750 STATE HWY 121 BYPASS STE 100 LEWISVILLE TX 75067-8199VERIZON WIRELESS PO BOX 25505 LEHIGH VALLEY PA 18002-5505VERIZON WIRELESS PO BOX 660108 DALLAS TX 75266-0108VERIZON WIRELESS PO BOX 660108 DALLAS TX 75266-0108VERTICAL NERVE INC. PO BOX 720577 DALLAS TX 75372VERUS CONSULTING GROUP LLC 10 TURNBERRY DR PALOS HEIGHTS IL 60463Verus Consulting Group, LLC 10 Turnberry Dr. Palos Heights IL 60463VESTPOINT 3001 EXECUTIVE DRIVE SUITE 200 CLEARWATER FL 33762VICKI MYERS 1700 PACIFIC AVE STE 1400 DALLAS TX 75201VICKIE COLWELL 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201VINCENT GRIJALVA 800 KLEIN ROAD, SUITE 200 PLANO TX 75074VINCENT TRAINA 1 PENN PLAZA 51ST FLOOR NEW YORK NY 10119VIRGINIA DEPT OF TAXATION PO BOX 1500 RICHMOND VA 23218-1500VIRGINIA DEPT OF TAXATION PO BOX 1500 RICHMOND VA 23218-1500VIRGINIA DEPT OF TAXATION PO BOX 27264 RICHMOND VA 232361-7264VISAGE MOBILE INC 500 SANSOME ST STE 300 SAN FRANCISCO CA 94111-3217Visage Mobile, Inc. 500 Sansome Street, Suite 300 San Francisco CA 94111VORNADO OFFICE MANAGEMENT LLC 210 ROUTE 4 E PARAMUS NJ 07652-5108VORNADO OFFICE MANAGEMENT LLC ONE PENN PLAZA PO BOX 11191 NEW YORK NY 10286-1191Vornado Office Management LLC ONE Penn Plaza, PO Box 11191 New York NY 10286-1191Vornado Office Management, LLC 210 Route 4 East Paramus NJ 07652Vornado Office, Inc. 210 Route 4 East Paramus NJ 07652VORNADO REALTY TRUST 210 ROUTE 4 EAST PARAMUS NJ 07652W.B. Mason 59 Centre St Brockton MA 02301W.B. MASON CO INC PO BOX 981101 BOSTON MA 02298-1101WADE HANCHAR 404 WEST BETHANY DR ALLEN TX 75013Wall Street Transfer Agents I 12492 Harris Road Pitt Meadows BC V3Y 2J4 CanadaWALLY V. CORDELL CPA P.O. BOX 1357 ESTERO FL 33929-1357

Walter D. Leach Iii v. Bellevue Chicago, Llc, F/K/A Thinkorswim, Inc.

Penson Financial Services, Inc. , Finra Arbitration - case number 11-01693 Jeffrey Kaplan Dimond Kaplan & Rothstein, P.A.

2665 S. Bayshore Dr., PH-2B Miami FL 33133

WARREN BUNTING 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201WASHINGTON DEPT OF REVENUE UNCLAIMED PROPERTY SECTION PO BOX 34053 OLYMPIA WA 98124-1053WEAVER AND TIDWELL, LLP 12221 MERIT DRIVE STE 1400 DALLAS TX 75251WEB ACTIVE DIRECTORY 6732 S ROUTT ST LITTLETON CO 80127WEB FILINGS 2625 N. LOOP DRIVE, SUITE 2105 AMES IA 50010





WEBEX COMMUNICATIONS INC16720 COLLECTIONS CENTER DRIVE CHICAGO IL 60693

Webex Communications Inc. 16720 Collections Center Drive Chicago IL 60693WebEx Services (V10445) 16720 Collections Center Drive Chicago IL 60693WEBEX SERVICES V10445 16720 COLLECTIONS CTR DR CHICAGO IL 60693WebFilings, LLC 2625 N. Loop Drive, Suite 2105 Ames IN 50010WEBFILINGS, LLC 2625 N. LOOP DRIVE SUITE 2105 AMES IN 50010WEBSTER DYRUB MITCHELL VICTORIA HOUSE PO BOX 58 THE VALLEY BRITISH WEST INDIES ANGUILLA

Wells Fargo Bank, N.A. as Indenture Trustee 150 East 42nd Street 40th Floor New York NY 10017WELLS FARGO EQUIPMENT FINANCE ATTN NW-8704 P.O. BOX 1450 MINNEAPOLIS MN 55485-8704

WELLS FARGO SHAREOWNER SERVICE WF 8113 PO BOX 1450 MINNEAPOLIS MN 55485-8113

WEST VIRGINIA SECURITIES COMM AMBER MURPHY/REG EXAMINERSTATE CAPITAL BLDG 1, ROOMW100 CHARLESTON WV 25305

WESTBROOK BROTHERS INC DON WESTBROOK 1925 EAST BELT LINE SUITE 403 CARROLLTON TX 75006WESTERN STATES FIRE PROTECTION 2345 W WARRIOR TRL GRAND PRAIRIE TX 75052-7255WILL AVERY 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201WILLIAM C BRYSON IIIWILLIAM MCLEMORE 1700 PACIFIC AVE SUITE 1400 DALLAS TX 75201WILLIAM MIRANDA, CPA 100 N CENTRAL EXPWY SUITE 913 RICHARDSON TX 75080

William R. Powers, Individually And On Behalf Of His Individual Retirement Account v.

Penson Financial Services, Inc., Finra Arbitration - case number 12-01599 Lance C. McCardle, Esq. Fishman Haygood Phelps,

201 St. Charles Ave, 46th Fl. New Orleans LA 70170

WILLIAMS OFFICE PRODUCTS 2330 MERRELL RD @ STEMMONS DALLAS TX 75229WILSON OFFICE INTERIORS PO BOX 843284 DALLAS TX 75284-3284WILSON OFFICE INTERIORS PO BOX 843284 DALLAS TX 75284-3284WINSTEAD PC 5400 RENAISSANCE TOWER 1201 ELM STREET DALLAS TX 75270WINSTON HARBOR INC. 8000 TOWERS CRESCENT DRIVE SUITE 260 VIENNA VA 22182Wisconsin Department of Revenue PO Box 8901 Madison WI 53708-8901WISCONSIN DEPT. OF REVENUE PO BOX 930208 MILWAUKEE WI 53293-0208Wisconsin Dept. of Revenue PO Box 8908 Madison WI 53708-8908WISCONSIN STATE TREASURY UNCLAIMED PROPERTY DIVISION 1 S. PICKNEY STREET STE 550 MADISON WI 53703WOLF A POPPER, INC 99 WALL STREET 6TH FLOOR NEW YORK NY 10005WOLTERS KLUWER FINANCIAL SVCS PO BOX 842014 BOSTON MA 22842014WOLTERS KLUWER FINANCIAL SVCS. PO BOX 842014 BOSTON MA 22842014

WORLDWIDE STOCK TRANSFER LLC 433 HACKENSACK AVE - LEVEL L HACKENSACK NJ 07601Worldwide Stock Transfer LLC 433 Hackensack Ave - Lev Hackensack NJ 07601Wylie Flower & Gift Shop 129 N Ballard Ave. Wylie TX 75098WYLIE FLOWER & GIFT SHOP 129 N. BALLARD AVE WYLIE TX 75098X CLEARING CORP ATTN SCOTT PRATHER 535 16TH ST MALL STE 810 DENVER CO 80202X-CHANGE FINANCIAL ACCESS 440 LASALLE STREET SUITE 2930 CHICAGO IL 60605X-Change Financial Access 440 LaSalle Street, Suite 2930 Chicago IL 60605XETA 2730 North Stemmons Freeway Dallas TX 75207XO ONE JAY MARION P O BOX 970205 DALLAS TX 75397XO ONE (V10087) PO BOX 970205 DALLAS TX 75397XO ONE (V10087) PO BOX 970206 DALLAS TX 75397YASIR BASHIR 10421 RUFF TRAIL IRVING TX 75063YASSIN SIBAI 12505 ALBERTA RIDGE TRAIL AUSTIN TX 78726YOLANDA COX HOFFMAN 1700 PACIFIC AVENUE SUITE 1400 DALLAS TX 75201YOSHIHITO TAKEDA 8 PASTEUR, SUITE 100 IRVINE CA 92618YVETTE GREINER-GOMEZ 1 PENN PLAZA 51ST FLR NEW YORK NY 10119ZACKS INVESTMENT RESEARCH INC 111 N CANAL ST SUITE 1101 CHICAGO IL 60606

Zecco Trading, Inc. v.Penson Financial Services, Inc., Finra Arbitration - case number 12-01855 David Stanton

Pillsbury Winthrop Shaw Pittman LLP

725 South Figueroa St., Ste. 2800 Los Angeles CA 90017

ZEE MEDICAL INC PO BOX 781433 INDIANAPOLIS IN 46278




COMPANY CONTACT ADDRESS 1 ADDRESS 2 ADDRESS 3 CITY STATE ZIP COUNTRYZEICHNER ELLMAN & KRAUSE 575 LEXINGTON AVE NEW YORK NY 10022Zephyr Corporation 3355 West Alabama, Suite 1220 Houston TX 77098ZEPHYR CORPORATION 3355 WEST ALABAMA SUITE 1220 HOUSTON TX 77098ZOHO Corporation (V13926) 4900 Hopyard Rd., Suite 310 Pleasanton CA 94588

