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Carnegie Mellon University Software Engineering Institute CMMI ® v1.1 – SCAMPI v1.1 Class A Appraisal Results March 2005 Process Maturity Profile - Page 1 © 2005 by Carnegie Mellon University Software Engineering Institute Carnegie Mellon University Process Maturity Profile CMMI ® v1.1 SCAMPI SM v1.1 Class A Appraisal Results 2004 Year End Update March 2005 We could not produce this report without the support of the organizations and lead appraisers who reported their appraisal results to the SEI SM . Our many thanks for their continuing cooperation with our data collection and analysis efforts. CMMI Appraisal Program The Software Engineering Institute is a federally funded research and development center sponsored by the U.S. Department of Def ense and operated by Carnegie Mellon ® University ® CMMI and Carnegie Mellon are registered in the U.S. Patent and Trademark Office by Carnegie Mellon University SM SCAMPI and SEI are service marks of Carnegie Mellon University © 2005 by Carnegie Mellon University

Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

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Page 1: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 1© 2005 by Carnegie Mellon University

Software Engineering InstituteCarnegie Mellon University

Process Maturity Profile

CMMI® v1.1SCAMPISM v1.1 Class A Appraisal Results 2004 Year End Update

March 2005

We could not produce this report without the support of the organizations and lead appraisers who reported their appraisal results to the SEISM.

Our many thanks for their continuing cooperation with our data collection and analysis efforts.

CMMI Appraisal Program

The Software Engineering Institute is a federally funded research and development center sponsored by the U.S. Department of Def ense and operated by Carnegie Mellon® University

® CMMI and Carnegie Mellon are registered in the U.S. Patent and Trademark Office by Carnegie Mellon UniversitySM SCAMPI and SEI are service marks of Carnegie Mellon University

© 2005 by Carnegie Mellon University

Page 2: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Report Documentation Page Form ApprovedOMB No. 0704-0188

Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering andmaintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information,including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, ArlingtonVA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if itdoes not display a currently valid OMB control number.

1. REPORT DATE MAR 2005 2. REPORT TYPE

3. DATES COVERED 00-00-2005 to 00-00-2005

4. TITLE AND SUBTITLE Process Maturity Profile: CMMI v1.1 SCAMPISM v1.1 Class AAppraisal Results 2004 Year End Update

5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S) 5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Carnegie Mellon University,Software Engineering Institute,Pittsburgh,PA,15213

8. PERFORMING ORGANIZATIONREPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)

11. SPONSOR/MONITOR’S REPORT NUMBER(S)

12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited

13. SUPPLEMENTARY NOTES

14. ABSTRACT

15. SUBJECT TERMS

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT Same as

Report (SAR)

18. NUMBEROF PAGES

21

19a. NAME OFRESPONSIBLE PERSON

a. REPORT unclassified

b. ABSTRACT unclassified

c. THIS PAGE unclassified

Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

Page 3: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 2© 2005 by Carnegie Mellon University

Outline

Introduction

Current Status

Summary

Terms used in this Briefing

How to Report your Appraisal Results to the SEI

This briefing is based solely on the number of appraisals reported to the SEI. It cannot be used as a source for an exact indicator of all organizations in the world using SEI models or appraisal methods nor can it be used for certification or verification purposes.

The SEI does not certify appraisal results or organizations. The SEI licenses SEI Partners, authorizes lead appraisers and authorizes approved team leaders to conduct appraisals. Neither the SEI nor any other organization is a “certifying authority” of the results from a SCAMPI appraisal. Therefore requests to the SEI to provide information to be used for this purpose can not be fulfilled. Information provided by the SEI, such as this briefing, is to demonstrate reported results of the use of its products and services only.

Organizations performing source selection or verification should consider performing an evaluation appraisal. For more information on appraisal methods and for a directory of authorized lead appraisers who can perform them, visit: http://www.sei.cmu.edu/managing/app.directory.html

Page 4: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 3© 2005 by Carnegie Mellon University

Introduction: Purpose

Characterize the adoption of CMMI® ®

Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1 Class A appraisals using Capability Maturity Model Integration®

(CMMI) v1.1 *

Encourage continued reporting of results

* Organizations previously appraised against CMMI v1.0 and which have not reappraised against v 1.1 are not included in this report

Please visit: http://www.sei.cmu.edu/sema/profile_about.html for additional information or questions you may have about this briefing before contacting the SEI directly

Page 5: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 4© 2005 by Carnegie Mellon University

Section 1. Current Status

SCAMPI v1.1 Class A appraisals conducted from its April 2002 release through and reported to the SEI by

• appraisals• organizations• participating companies• reappraised organizations• projects• Non-USA organizations

Please refer to: Terms Used in this Report on page 19

Additional charts providing different views and break down of this information will be added to this briefing as more appraisal data is reported to the SEI over time.

January 2005

630

29856

2,33956.1%

567

December 2004

Page 6: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 5© 2005 by Carnegie Mellon University

Based on most recent appraisal of organizations

Num

ber

Of O

rgan

izat

ions

0

50

100

150

200

250

300

Not Given Initial Managed Defined QuantitativelyManaged

Optimizing

Maturity Profile by All Reporting Organizations

567

9.2%

4.8%

34.4%

26.8%

4.4%

20.5%

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Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 6© 2005 by Carnegie Mellon University

0 50 100 150 200 250 300 350 400

Military/GovernmentAgency

Contractor forMilitary/Government

Commercial/In-house

Number of Organizations

Based on organizations

Reporting Organizational Categories

34.0%

60.1%

5.8%

567

Page 8: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 7© 2005 by Carnegie Mellon University

% o

f Org

aniz

atio

ns

6.5%5.0%

37.0%

23.5%

4.7%

23.5%

8.3%

4.1%

28.5%

36.8%

4.7%

17.6%

42.4%

6.1%

42.4%

3.0%6.1%

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Not Given Initial Managed Defined QuantitativelyManaged

Optimizing

Commercial/In-house Contractor for Military/Government Military/Government Agency

Based on most recent appraisal, of organizations

Maturity Profile by Reporting Organization Categories

567

Page 9: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 8© 2005 by Carnegie Mellon University

Business Services37.2%

Wholesale Trade0.8%

Finance, Insurance and Real Estate6.7%

Public Administration (Including Defense)

13.0%

Transportation, Communication, Electric, Gas

and Sanitary Services2.0%

Fabricated Metal Products0.4%

Primary Metal Industries0.8%

Industrial Machinery And Equipment

2.0%

Electronic & Other Electric Equipment

4.7%Instruments And Related

Products5.5%

Health Services0.8%

Transportation Equipment11.5%

Other Services1.6%

Engineering & Management Services13.0%

Based on organizations reporting SIC code. For more information visit: http://www.osha.gov/oshstats/sicser.html

Organization TypeBased on Primary Standard Industrial Classification (SIC) Code

Manufacturing24.9%

Services52.6%

253

Page 10: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 9© 2005 by Carnegie Mellon University

Based on organizations reporting size data

25 or fewer9.8%

101 to 20017.7%

201 to 30011.8%

76 to 1008.0%

51 to 759.4%

26 to 5011.4%

301 to 50010.5%

501 to 100010.3%

1001 to 20007.6%

2000+3.6%

Organization SizeBased on the total number of employees within the area of the organization that was appraised

553

1 to 10038.5%

201 to 2000+43.8%

Page 11: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 10© 2005 by Carnegie Mellon University

Maturity Profile by Organization Size Based on the total number of employees within the area of the organization that was appraised

9.3%

9.5%

7.7%

18.2

%

11.2

%

6.2%

3.4%

8.8%

4.8%

10.0

%

7.4% 9.

5%

5.8%

2.3% 4.

1%

3.1%

3.5% 4.8%

10.0

%

72.2

%

52.4

%

48.1

%

36.4

%

36.7

%

24.6

%

22.4

%

15.8

%

9.5%

5.0%7.

4%

22.2

%

21.2

%

15.9

%

30.6

%

44.6

%

36.2

%

26.3

%

21.4

%

40.0

%

1.9%

6.8%

5.1% 6.2%

5.2%

10.5

%

7.1%

1.9%

6.3%

17.3

% 20.5

%

12.2

% 15.4

%

32.8

%

35.1

%

52.4

%

35.0

%

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

25 or fewer 26 to 50 51 to 75 76 to 100 101 to 200 201 to 300 301 to 500 501 to 1000 1001 to 2000 2000+

Not Given Initial Managed Defined Quantitatively Managed Optimizing

Based on organizations reporting size data553

% o

f Org

aniz

atio

ns

Page 12: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 11© 2005 by Carnegie Mellon University

Disciplines Selected for Appraisals

0

50

100

150

200

250

300

350

400

450

SE/SW SW SE/SW/IPPD/SS SE/SW/SS SE SE/SW/IPPD SW/IPPD SW/SS SE/SS SE/IPPD/SS

46.5%

Based on appraisals630

SE = System Engineering SW = Software EngineeringIPPD = Integrated Product and

Process Development SS = Supplier Sourcing

Num

ber

of A

ppra

isal

s

For more information about Allowable Models & Combinations, visit: http://www.sei.cmu.edu/cmmi/background/aspec.html

48.6%

32.5%

5.4% 5.4%3.7%

2.2% 1.1% 0.6% 0.3% 0.2%

Page 13: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 12© 2005 by Carnegie Mellon University

Countries where Appraisals have been Performed and Reported to the SEI

Red country name: New additions with this reporting

Argentina Australia Belarus Brazil Canada Chile ChinaColombia Czech Republic Denmark Egypt Finland France GermanyHong Kong India Ireland Israel Italy Japan Korea, Republic ofMalaysia Mexico Netherlands New Zealand Philippines Russia SingaporeSouth Africa Spain Sweden Switzerland Taiwan Thailand United KingdomUnited States

Page 14: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 13© 2005 by Carnegie Mellon University

Based on USA organizations and Non-USA organizations

USA and Non-USAReporting Organization Categories

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Military/GovernmentAgency

Contractor forMilitary/Government

Commercial/In-house

% of Organizations

USA: 100% = 249

Non_USA: 100% = 318

318249

1

44

273

32

149

68

Page 15: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 14© 2005 by Carnegie Mellon University

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Not Given Initial Managed Defined QuantitativelyManaged

Optimizing

USA: 100 % = 249

Non-USA: 100 % = 318

Based on USA organizations and Non-USA organizations

% o

f Org

aniz

atio

ns

Maturity Profile by All Reporting USA and Non-USA Organizations

318249

72

5

40

17 14

111

80

20

76

84

13

35

Page 16: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 15© 2005 by Carnegie Mellon University

Number of Appraisals and Maturity LevelsReported to the SEI by Country

CountryNumber of Appraisals

Maturity Level 1

Reported

Maturity Level 2

Reported

Maturity Level 3

Reported

Maturity Level 4

Reported

Maturity Level 5

Reported CountryNumber of Appraisals

Maturity Level 1

Reported

Maturity Level 2

Reported

Maturity Level 3

Reported

Maturity Level 4

Reported

Maturity Level 5

Reported

Argentina 10 or fewer Italy 10 or fewerAustralia 12 Yes Yes Yes Yes Yes Japan 77 Yes Yes Yes Yes YesBelarus 10 or fewer Korea, Republic of 23 Yes Yes Yes Yes YesBrazil 10 or fewer Malaysia 10 or fewerCanada 10 or fewer Mexico 10 or fewerChile 10 or fewer Netherlands 10 or fewerChina 34 Yes Yes Yes No Yes New Zealand 10 or fewerColombia 10 or fewer Philippines 10 or fewerCzech Republic 10 or fewer Russia 10 or fewerDenmark 10 or fewer Singapore 10 or fewerEgypt 10 or fewer South Africa 10 or fewerFinland 10 or fewer Spain 10 or fewerFrance 18 Yes Yes Yes No No Sweden 10 or fewerGermany 12 Yes Yes Yes No Yes Switzerland 10 or fewerHong Kong 10 or fewer Taiwan 13 No Yes Yes No NoIndia 70 No Yes Yes Yes Yes Thailand 10 or fewerIreland 10 or fewer United Kingdom 25 Yes Yes Yes Yes NoIsrael 10 or fewer United States 280 Yes Yes Yes Yes Yes

Page 17: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 16© 2005 by Carnegie Mellon University

Based on appraisals reporting a maturity level 1 rating

Process Area Profiles - 1Organizations Appraised at Maturity Level 1

% of Appraisals

39

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

REQM

PP

PMC

SAM

MA

PPQA

CM

RD

TS

PI

Ver

Val

OPF

OPD

OT

IPM

RSKM

DARFully Satisfied

Rated

Defined

Managed

Page 18: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 17© 2005 by Carnegie Mellon University

Based on appraisals reporting a maturity level 2 rating

Process Area Profiles - 2Organizations Appraised at Maturity Level 2

203

% of Appraisals

0% 5% 10% 15% 20%

RD

TS

PI

Ver

Val

OPF

OPD

OT

IPM

RSKM

IT

ISM

DAR

OEI

OPP

QPM

OID

CARFully Satisfied

Rated

Optimizing

Quantitatively Managed

Defined

Page 19: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 18© 2005 by Carnegie Mellon University

Summary

630 appraisals have been reported to the SEI in 34 months

Commercial/In-House organizations reporting appraisals is increasing more rapidly than other organizational categories

Government/Military and Government/Military Contractors reporting appraisals is increasing at a stable and consistent rate

The highest percentage of Commercial/In-House organizations reporting appraisals is from outside the USA

The highest percentage of Government/Military Contractors reporting appraisals is from the USA

Comparing early reports of the SW-CMM maturity profile with early CMMI data reflects a more mature CMMI® profile

Additional information and charts will be added to this briefing as more appraisals are reported and more data is available to support the breakdowns

Page 20: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 19© 2005 by Carnegie Mellon University

Terms Used in this ReportCompany - Parent of the appraised entity

A company can be a commercial or non-commercial firm, for-profit or not for-profit business, a research and development unit, a higher education unit, a government agency, or branch of service, etc.

Organization - a.k.a. Appraised entity The organization unit to which the appraisal results apply. An appraised entity can be the entire company, a selected business unit, units supporting a particular product line or service, etc.

Non-USA - Appraised entity whose geographic location is not within the United States. The parent of the appraised entity may or may not be based within the United States.

Page 21: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 20© 2005 by Carnegie Mellon University

Report your Appraisal Results to the SEIThe briefing is only possible due to the cooperation of organizations and individuals sending in their appraisal results to the SEI

In order to provide this information and service in the future, it will depend on this continued cooperation

Please visit:

http://www.sei.cmu.edu/sema/report.html

for forms, information, and instructions on how to report appraisals to the SEI

Page 22: Carnegie Mellon University Software Engineering Institute Process … · 2016-05-05 · Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM), v1.1

Carnegie Mellon UniversitySoftware Engineering Institute CMMI® v1.1 – SCAMPI v1.1 Class A Appraisal Results

March 2005 Process Maturity Profile - Page 21© 2005 by Carnegie Mellon University

Contact InformationPlease visit:

http://www.sei.cmu.edu/sema/profile_about.html

and review the information provided before contacting:

SEI Customer Relations (412) 268-5800SEI FAX number (412) 268-5758

Internet [email protected]

Mailing AddressCustomer RelationsSoftware Engineering InstituteCarnegie Mellon UniversityPittsburgh, PA 15213-3890