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The Carolingian World
At its height, the Carolingian empire spanned a million square kilo-metres of western Europe – from the English Channel to centralItaly and northern Spain, and from the Atlantic to the fringes ofmodern Hungary, Poland and the Czech Republic. As the largestpolitical unit for centuries, the empire dominated the region andleft an enduring legacy for European culture. This comprehensivesurvey traces this great empire’s history, from its origins around 700,with the rise to dominance of the Carolingian dynasty, through itsexpansion by ruthless military conquest and political manoeuvringin the eighth century, to the struggle to hold the empire togetherin the ninth. It places the complex political narrative in context,giving equal consideration to vital themes such as beliefs, peasantsociety, aristocratic culture, and the economy. Accessibly written andauthoritative, this book offers distinctive perspectives on a formativeperiod in European history.
marios costambeys is Senior Lecturer in the School of History atthe University of Liverpool. His previous publications include Powerand Patronage in Early Medieval Italy: Local Society, Italian Politics andthe Abbey of Farfa, c.700–900 (Cambridge, 2007).
matthew innes is Professor of History at Birkbeck, Universityof London. His previous publications include State and Society in theEarly Middle Ages: The Middle Rhine Valley, 400–1000 (Cambridge,2000).
simon maclean is Senior Lecturer in the School of History at theUniversity of St Andrews. His previous publications include Kingshipand Politics in the Late Ninth Century: Charles the Fat and the End of theCarolingian Empire (Cambridge, 2003).
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Cambridge Medieval Textbooks
This is a series of introductions to important topics in medievalhistory aimed primarily at advanced students and faculty, and isdesigned to complement the monograph series Cambridge Studiesin Medieval Life and Thought. It includes both chronological andthematic approaches and addresses both British and European topics.
For a list of titles in the series, seewww.cambridge.org/medievaltextbooks
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.
THE CAROLINGIANWORLD
.
MARIOS COSTAMBEYSUniversity of Liverpool
MATTHEW INNESBirkbeck, University of London
SIMON MACLEANUniversity of St Andrews
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University Printing House, Cambridge cb2 8bs, United Kingdom
Cambridge University Press is part of the University of Cambridge.
It furthers the University’s mission by disseminating knowledge in the pursuit of education, learning and research at the highest international levels of excellence.
www.cambridge.org Information on this title: www.cambridge.org/9780521564946
© Marios Costambeys, Matthew Innes and Simon MacLean 2011
Th is publication is in copyright. Subject to statutory exception and to the provisions of relevant collective licensing agreements, no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 20113rd printing 2012
A catalogue record for this publication is available from the British Library
Library of Congress Cataloguing in Publication dataCostambeys, Marios.
Th e Carolingian world / Marios Costambeys, Matthew Innes, Simon MacLean.p. cm. – (Cambridge medieval textbooks)
Includes bibliographical references and index.isbn 978-0-521-56366-6 (hardback)
1. Carolingians – History. 2. France – History – To 987. 3. France – Civilization.4. Europe, Western – History. 5. Europe, Western – Civilization. 6. Europe – History –
476–1492. 7. Civilization, Medieval. I. Innes, Matthew. II. MacLean, Simon.III. Title. IV. Series.
dc70.c67 2011944 .014 – dc22 2010054602
isbn 978-0-521-56366-6 Hardbackisbn 978-0-521-56494-6 Paperback
Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication,
and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.
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For Rosamond McKitterick and Jinty Nelson
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CONTENTS
.
List of illustrations page ixList of maps xiAcknowledgements xiiiList of abbreviations xvThe Carolingian family (simplified) xxThe children and grandchildren of Charlemagne xxi
1. Introduction 1
The dawn of the Carolingian age 1
Was there a Carolingian world? 9
The sources for the Carolingian world 16
2. The creation of Carolingian kingship to 800 31
Replacing the ruling dynasty 31
The Merovingian world and Carolingian origins 34
Charles Martel and the extension of Carolingian power 44
Securing Carolingian hegemony: Pippin III 51
Charlemagne as king 65
3. Belief and culture 80
The problem of Christianisation 81
The problem of sin 110
Christian leadership and learning 131
4. Inventing the Carolingian empire: politics andgovernment, 800–840 154
Introduction 154
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viii Contents
The imperial coronation 160
Governing the empire 170
Dynastic politics, c.806–827 194
Kingship and ‘subkingship’ 208
Revolt and recovery: dynastic politics 827–840 213
5. Villages and villagers, land and landowners 223
Introduction: interpreting Carolingian society 223
Villages 229
Landowning and landowners 241
Community and mobility 246
Landlords and manors 252
The problem of economic growth 258
The powerful and the poor: social conflict in theCarolingian countryside 263
Conclusion: community and conflict 268
6. Elite society 271
Introduction 271
Aristocratic identity: vocabulary, appearance and lifestyle 275
Aristocratic behaviour: upbringing, morality and culture 296
Aristocratic families 304
Aristocratic resources and relationships: honores, beneficesand lordship 312
7. Exchange and trade: the Carolingian economy 324
Introduction: interpreting the Carolingian economy 324
Mechanisms of exchange 329
The North Sea economy 338
The transformation of the emporia: the ninth century 347
The Vikings and the Frankish economy 353
Italy and the Mediterranean economy 358
Conclusion: was there a Carolingian economy? 375
8. Sustaining the Carolingian empire: politics andgovernment, 840–888 379
Introduction: fraternal rivalry, 840–843 379
Fraternal love, 843–877 388
Government and resources 407
The end of the empire, 877–888 419
9. Epilogue 428
Bibliography 436
Index 495
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ILLUSTRATIONS
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1. A charter from St Gallen. Stiftsarchiv St Gallen,i 51 (Chartae Latinae antiquiores i, no. 76) page 26
2. The altar of Ratchis (ara di Duca Ratchis).Museo Cristiano del Duomo, Cividale delFriuli, Italy. Reproduced by kind permission ofDr Neil Christie, University of Leicester 59
3. The Tassilo chalice. The Art Archive /Kremsmunster Stiftsbibliothek / HarperCollinsPublishers 71
4a. Abbey of Lorsch, Germany, gatehouse. C© 2010.DeAgostini Picture Library / Scala, Florence 117
4b. Abbey of Korvey, Germany, Westwerk. Scala C©2010. Photo Scala, Florence 120
5. The Stuttgart Psalter, ‘Anima’. Stuttgart,Wurttembergische Landesbibliothek, BibliaFol. MS 23, fol. 55r 124
6. Mosaic, apse of the chapel at Germigny-des-Pres, France. The Art Archive / Gianni DagliOrti 127
7. Plan of St Gallen. St Gallen, Stiftsbibliothek,MS 1092 128
8. Mosaic of Charlemagne and Pope Leo III,Rome. akg-images / Andrea Jemolo 164
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x List of illustrations
9. Aristocratic assembly from the Utrecht Psalter.Utrecht, Universiteitsbibliotheek, MS 32,fol. 83r. Reproduced by kind permission of theUtrecht University Library 173
10a. Plan of Aachen palace and chapel. After K. J.Conant, Carolingian and Romanesque Architecture800–1200 (4th edn, New Haven, CT, 1978),p. 47 176
10b. Reconstruction of palace at Ingelheim.Kaiserpfalz Ingelheim – ArchimediX 176
11. Portrait of Louis the Pious from Hraban Maur’sDe laudibus sanctae crucis. Rome, BibliotecaApostolica Vaticana, Reg. lat 124, fol. 4v 200
12. Reconstruction of a hilltop settlement (curtis) atMiranduolo, Tuscany. Reproduced with kindpermission of Professor Marco Valenti,Dipartimento di Archeologia e Storia delleArti, Universita degli Studi di Siena 228
13. King as lawgiver, from the Golden Psalter ofSt Gallen. St Gallen, Stiftsbibliothek, MS 22,fol. 39 265
14. A nobleman, fresco in church of San Benedetto,Malles Venosta, South Tyrol. The Art Archive 280
15. The earliest Confraternity Book of St Gallen.St Gallen Stiftsarchiv, c3 b55, p. 22 307
16. Silver denarius minted at Dorestad. Reproducedby permission of the Syndics of TheFitzwilliam Museum, Cambridge 348
17. Portrait of Charles the Bald from the Codexaureus of St Emmeram. Munich, BayerischeStaatsbibliothek, Cod. lat. 1400, fol. 5v 410
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MAPS
.
1. Europe (relief) page xxii2. Places mentioned in Chapter 2: ‘The creation
of Carolingian kingship to 800’ 36
3. The expansion of the Carolingian empire.After map by T. S. Brown, from D. Ditchburn,S. MacLean and A. Mackay (eds.), The Atlas ofMedieval Europe (2nd edn, London, 2007), p. 18 53
4. Cultural centres in Carolingian Europe 150
5. Places mentioned in Chapter 4: ‘Inventing theCarolingian empire: politics and government,800–840’ 162
6. Places on Charlemagne’s itineraries, 768–814.Source: R. McKitterick, Charlemagne(Cambridge, 2008), p. 181 163
7. Places mentioned in Chapter 5: ‘Villages andvillagers, land and landowners’ 233
8. Places mentioned in Chapter 6: ‘Elite society’ 272
9. Landholdings of Hraban Maur’s family. Source:M. Innes, State and Society in the Early MiddleAges (Cambridge, 2000), p. 64 292
10. The lands in the will of Eberhard and Gisela ofFriuli. After map in D. Ditchburn, S. MacLeanand A. Mackay (eds.), The Atlas of MedievalEurope (2nd edn, London, 2007), p. 48 305
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xii List of maps
11. Exchange and trade: the North Sea and theBaltic Sea 339
12. Dorestad. After Fig. 2 in W. A. van Es,‘Dorestad centred’, in J. C. Besteman, J. M.Bos and H. A. Heidinga (eds.), MedievalArchaeology in the Netherlands (Assen andMaastricht, 1990) 350
13. Exchange and trade: the Mediterranean Sea 360
14. Places mentioned in Chapter 8: ‘Sustaining theCarolingian empire: politics and government,840–888’ 380
15. Viking raids, c.835 to 863 392
16a. Ninth-century divisions: The partition ofVerdun, 843 402
16b. Ninth-century divisions: The Carolingiankingdoms in 855 402
16c. Ninth-century divisions: The partition ofMeersen, 870. After maps in R. McKitterick,Frankish Kingdoms under the Carolingians,751–987 (London and New York, 1983), pp.381, 382, 383 403
17. Viking raids, 863–77 415
18. Viking raids, 879–91 416
19. Places on the itineraries of Charles the Fat(876–88) 423
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ACKNOWLEDGEMENTS
.
Our initial thanks are due to Rosamond McKitterick and to JintyNelson, for first presenting each of us with the challenge of teachingthe history of the early Middle Ages. As many of the references inthis book testify, the work of these two scholars has fundamentallyinfluenced the development of this field over the last few decades,and during our PhD research and since we have also been privilegedto learn from them in person. We also owe warm thanks to ElinaScreen. Her contribution extends well beyond the formal aspects towhich we initially asked her to pay attention; both form and con-tent would have been much the poorer without her diligent work.We would like too to thank Sally Lamb, on whose work Maps 15,17 and 18 are based, and all those who read parts of the book indraft, or discussed particular problems or issues with us. All offereduseful comments, though of course none is responsible for the viewswe have expressed. From the start we envisaged that undergradu-ates would form an important part of our readership, and indeedthe idea for this book first arose when two of the authors coveredsome of Rosamond McKitterick’s lecturing duties at the Univer-sity of Cambridge during a period of research leave. Teaching andwriting history are genuinely interconnected activities, and we aregrateful to our friends and students at the Universities of Liverpool,Birkbeck London and St Andrews not just for road-testing drafts ofsome chapters, but also for helping us form and clarify our ideas.We are also indebted to successive commissioning editors at CUP
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xiv Acknowledgements
for their encouragement, efficiency and patience: Bill Davies, SimonWhitmore, Michael Watson and Liz Friend-Smith. Our most pro-found gratitude goes, of course, to our families, for support, encour-agement, and welcome distraction: to Greg and Joe, and Naomi andEvan, and to Charlotte, Jayne and Claire.
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ABBREVIATIONS
.
AB Annales Bertiniani [Annals of St Bertin], ed. F.Grat, J. Vielliard, S. Clemencet and L. Levillain(Paris, 1964), trans. J. L. Nelson, The Annals ofSaint-Bertin (Manchester, 1991)
AF Annales Fuldenses [Annals of Fulda], ed. F. Kurze,MGH SRG in usum scholarum separatim editi ix
(Hanover, 1891), trans. T. Reuter, The Annals ofFulda (Manchester, 1992)
AL Annales Laureshamenses [Annals of Lorsch], ed.G. H. Pertz, MGH SS i (Hanover, 1826),pp. 22–39
AMP Annales Mettenses priores [Earlier Annals ofMetz], ed. B. von Simson, MGH SRG in usumscholarum separatim editi x (Hanover and Leipzig,1905)
Annales HSS Annales. Histoire, Sciences SocialesARF Annales regni francorum [Royal Frankish Annals],
ed. F. Kurze, MGH SRG in usum scholarumseparatim editi vi (Hanover, 1895), trans. B.Scholz, Carolingian Chronicles (Ann Arbor, MI,1970)
AV Annales Vedastini [Annals of St Vaast], ed. B. vonSimson, Annales Xantenses et Annales Vedastini,MGH SRG in usum scholarum separatim editi xii
(Hanover and Leipzig, 1909); extract (a.844–62)
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xvi List of abbreviations
trans. P. E. Dutton (ed.), Carolingian Civilization:a Reader, 2nd edn (Peterborough, ON, 2004),pp. 347–50
AX Annales Xantenses [Annals of Xanten], ed. B. vonSimson, Annales Xantenses et Annales Vedastini,MGH SRG in usum scholarum separatim editi xii
(Hanover and Leipzig, 1909); extract (a.882–6)trans. Dutton (ed.), Carolingian Civilization,pp. 507–12
Bede, HE Bede, Historia EcclesiasticaCapit. i, ii A. Boretius and V. Krause (eds.), Capitularia
regum francorum, MGH Leges sectio iii, 2 vols.(Hanover, 1883–97)
CC Codex epistolaris Carolinus, ed. W. Gundlach,MGH Epp. iii (Epistolae merovingici et karoliniaevi i) (Berlin, 1892), pp. 476–657
CCCM Corpus Christianorum, continuatio medievalisCCM Corpus consuetudinum monasticarum (Siegburg,
1963– )CCSL Corpus Christianorum, series LatinaCDL L. Schiaparelli, C. Bruhl and H. Zielinski (eds.),
Codice diplomatico longobardo. 5 vols. Fonti per lastoria d’Italia 62–6 (Rome, 1929–86)
Chron. Moiss. Chronicon Moissiacense [Moissac Chronicle],ed. G. Pertz, MGH SS i (Hanover, 1829),pp. 282–313; extracts trans. in P. D. King,Charlemagne: Translated Sources (Kendal, 1987),pp. 145–9
CL K. Glockner (ed.), Codex Laureshamensis,Arbeiten der historischen Kommission fur denVolksstaat Hessen 3. 3 vols. (Darmstadt, 1929–36)
Conc. i, ii A. Werminghoff (ed.), Concilia aevi Karolini ii.1and ii.2 (Hanover, 1906–8)
DA Deutsches Archiv fur Erforschung des MittelaltersDipl. DiplomataDipl. Kar. i E. Muhlbacher et al. (eds.), Die Urkunden der
Karolinger i: Die Urkunden Pippins, Karlmanns undKarls des Großen. MGH Diplomata Karolinorum i
(Hanover, 1906)
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List of abbreviations xvii
Dipl. LG P. Kehr (ed.), Die Urkunden Ludwigs desDeutschen, Karlmanns und Ludwigs des Jungeren.MGH Diplomata Regum Germanie ex stirpeKarolinorum i (Berlin, 1934)
Dipl. Loth II T. Schieffer (ed.), Die Urkunden Lothars I undLothars II. MGH Diplomata Karolinorum iii
(Berlin, 1966)DNB H. C. G. Matthew, B. H. Harrison, L. Goldman
(eds.), Oxford Dictionary of National Biography(Oxford, 2004)
EHD D. Whitelock (ed.), English Historical Documents,2nd edn (London and New York, 1979) i:c.500–1042
EHR English Historical ReviewEinhard, VK Einhard, Vita Karoli [Life of Charlemagne], ed.
O. Holder-Egger, MGH SRG xxv (Hanover,1911), trans. P. Dutton, Charlemagne’s Courtier:The Complete Einhard (Peterborough, ON,1998), and D. Ganz, Two Lives of Charlemagne(Harmondsworth, 2008)
EME Early Medieval EuropeEp., Epp. Epistola, Epistolae [Letter(s)]Fred., Cont. Fredegar, Continuations, ed. and trans. J. M.
Wallace-Hadrill, The Fourth Book of the Chronicleof Fredegar with its Continuations (London, 1960)
HL Paul the Deacon, Historia langobardorum [Historyof the Lombards], ed. L. Bethmann and G.Waitz, MGH SRL (Hanover, 1878), pp. 12–187
HZ Historische ZeitschriftLHF Liber historiae francorum [Book of the History of
the Franks], ed. B. Krusch, MGH SRM ii
(Hanover, 1888), pp. 215–328
LP i, ii Liber pontificalis [Book of the Popes], ed. L.Duchesne, Le Liber pontificalis. Texte, introductionet commentaire, 2 vols. (Paris, 1886 and 1892);amplified 3 vol. edn ed. C. Vogel (Paris,1955–7), trans. in three books by R. Davis, TheBook of Pontiffs (Liber Pontificalis), revisededition (Liverpool, 2000); The Lives of theEighth-Century Popes (Liber Pontificalis)
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xviii List of abbreviations
(Liverpool, 1992); The Lives of the Ninth-CenturyPopes (Liber Pontificalis) (Liverpool, 1995)
McKitterick, R. McKitterick, History and Memory in theHistory and Carolingian World (Cambridge, 2004)
MemoryMGH Monumenta Germaniae historicaMIOG Mitteilungen des Instituts fur Osterreichische
Geschichtsforschungn.s. new seriesNCMH ii R. McKitterick (ed.), The New Cambridge
Medieval History ii: c.700–c.900 (Cambridge,1995)
Notker, Gesta Notker Balbulus, Gesta Karoli magni imperatoris,ed. H. F. Haefele, MGH SRG, n.s. 12 (Berlin,1959), trans. D. Ganz, Two Lives of Charlemagne(Harmondsworth, 2008)
P&P Past and PresentPBA Proceedings of the British AcademyPBSR Papers of the British School at RomePL Patrologia Latina: Patrologia Cursus Completus,
Series Latina, ed. J.-P. Migne, 221 vols. (Paris,1841–66)
Poet. PoetaeQFIAB Quellen und Forschungen aus italienischen Archiven
und BibliothekenRegino, Regino of Prum, Chronicon, ed. F. Kurze,
Chronicle MGH SRG l (Hanover, 1890), trans. S.MacLean, History and Politics in Late Carolingianand Ottonian Europe: the Chronicle of Regino ofPrum and Adalbert of Magdeburg (Manchester,2009)
s.a. sub annos.n. sub nomineSRG Scriptores rerum GermanicarumSRL Scriptores rerum LangobardicarumSRM Scriptores rerum MerovingicarumSS ScriptoresStory (ed.), J. Story (ed.), Charlemagne: Empire and Society
Charlemagne (Manchester and New York, 2005)TRHS Transactions of the Royal Historical Society
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List of abbreviations xix
UBF E. E. Stengel (ed.), Urkundenbuch des KlostersFulda. Veroffentlichungen der historischenKommission fur Hessen und Waldeck 19
(Marburg, 1936)UBMR H. Beyer, L. Eltester and A. Goerz (eds.),
Urkundenbuch zur Geschichte der jetzt diePreußischen regierungsbezirke Coblenz und Trierbildenden mittelrheinischen Territorien i: Von denaltesten Zeiten bis zum Jahre 1169 (Koblenz, 1860)
VMPIG Veroffentlichungen des Max-Planck-Instituts furGeschichte
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ArnulfBp of Metz
Pippin I
Ansegisel
Begga Grimoald
Childebert ‘theAdopted’ d.662
Pippin IId.714
Mayor of the palacem. 1. Plectrude
2. Alpaida
Charles Martel (2)b.688, d.741
Mayor of the palace
Pippin IIIb.714/15, d.768
K of the Franks 751
Charles (Charlemagne)b.747/8, d.814
K of the Franks 768K of the Lombards 774
Emperor 800
Louis ‘the Pious’b.778, d.840
K in Aquitaine 781Emperor 813
Louis ‘the German’b. c.806, d.876
K in Bavaria 817K in E. Francia 833
Karlmannb. c.830, d.800
K in Bavaria 876K in Italy 877abdicated 879
Arnulf, d.899K in E. Francia 888
Emperor 896
Louis ‘the Child’b.893, d.911
K in E. Francia 900
Drogo (1)d.707
Grimoald (1)d.714
Carlomanmonk from 748
d.755
Grifod.753
Carlomand.771
K of the Franks 768
Lothar Ib. c.795, d.855
K 814K in Italy 822Emperor 833
Pippin Ib. c.797, d.838
K in Aquitaine 814
Pippin(‘Carloman’ until 781)
b.777, d.810
(at least) 16 otherchildren
Childebrandd.751
Chiltrudem. Odilo, Duke of the
Bavarians
Charles‘the Younger’b.772/3, d.811
Pippin‘the Hunchback’
b.770, d.811
TassiloDuke of the Bavarians 748
deposed 788
Charles ‘the Bald’b.823, d.877
K in Neustria 838K in W. Francia 840
K in Italy 875Emperor 875
Louis IIb.825, d.875Emperor 855
Lothar IIb.835, d.869
K in Lotharingia 855
Louis ‘the Younger’b. c.835, d.882K in Franconia 876K in Bavaria 879K in Lotharingia 880
Charlesb.845, d.863
K inProvence
Charles ‘the Fat’b.839, d.888
K in Alemannia 876K in Italy 879Emperor 881
K in Franconia, Saxony,Bavaria 882
K in W. Francia 885
Louis ‘the Stammerer’b.846, d.879
K in W. Francia 877
Louis IIIb. c.863, d.882
K in W. Francia 879
Carloman IIb.866, d.884
K in Aquitaine 879K in W. Francia 882
Charles ‘the Simple’b.879, d.929
K in W. Francia 898deposed 922
Zwentiboldb.870/1, d.900
K in Lotharingia895
Irmingarde
Louis of Provence(‘the Blind’)
b. c.880, d.928K in Provence 890
K in Italy 900Emperor 901
Boso of Provenced.887
K in Provence879–80
b. = bornm. = marriedd. = diedK = kingBp = bishop
Married unionUnmarried union
The Carolingian family (simplified)
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Cha
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The
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Cha
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www.cambridge.org© in this web service Cambridge University Press
Cambridge University Press978-0-521-56494-6 - The Carolingian WorldMarios Costambeys, Matthew Innes and Simon MacleanFrontmatterMore information
0
0
500 km250
300 miles200100
A T L A N T I C
O C E A N
N o r t hS e a
TyrrhenianSea
B a l ti c
Se
a
Ad
r i a t i cS e a
A t l a s M o u n t a i n s
Cantabrian MtsP y r enees
Sierra Morena
Sierra Nevada
Ap
e
nn
in
es
Dinar ic
Alps
A
lp s
Carpathians
Massif
Central
Ardennes
Ju
r a
Sudeten
Vos
ges
IonianSea
Iberian Peninsula
M e d i t e r r a n e a n S e a
Over 6000 ft
3000 – 6000 ft
1500 – 3000 ft
600 – 1500 ft
Under 600 ft
Map 1. Europe (relief)
www.cambridge.org© in this web service Cambridge University Press
Cambridge University Press978-0-521-56494-6 - The Carolingian WorldMarios Costambeys, Matthew Innes and Simon MacleanFrontmatterMore information