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Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M. ASCE, Daniel D. Overton, M.S., P.E., F. ASCE, and Robert W. Schaut, M.S., P.E., M. ASCE August 2012 www.enganalytics.com

Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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Page 1: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

Calculation of Heave of Deep Pier Foundations

By

John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE,

Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M. ASCE,

Daniel D. Overton, M.S., P.E., F. ASCE,

and

Robert W. Schaut, M.S., P.E., M. ASCE

August 2012

www.enganalytics.com

Page 2: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

DAMAGE FROM EXPANSIVE SOILS

Photo of Shear Failure in South Side of Pier at N7

Page 3: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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Outline of Presentation

Introduction

Free-Field Heave Prediction

Pier Heave Prediction

Validation of APEX

Pier Design Curves

Example Foundation Design

Conclusions

Page 4: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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INTRODUCTION

Pier and grade beam foundations are a commonly used foundation type in highly expansive soils.

Existing pier design methods consider relatively uniform soil profiles, and piers with length to diameter ratios of about 20 or less.

Fundamental parameter on which foundation design is based is the “Free-Field Heave“ (i.e. the heave of the ground surface with no applied loads)

A finite element method of analysis (APEX) was developed to compute pier movement in expansive soils having: Variable Soil Profiles, Complex Wetting Profiles, Large Length-to-Diameter Ratios, and Complex Pier Configurations and Materials

Page 5: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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iiv Δz%SΔzερ

FREE-FIELD HEAVE PREDICTION

Page 6: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONby Oedometer Method

Terminology and notation for oedometer tests

Page 7: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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FREE-FIELD HEAVE PREDICTIONDetermination of Heave Index, CH

Vertical stress states in soil profile

Page 8: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONStress Paths Under Different Loading Conditions

C

S

S%

A

Cc

LOG h

ME

K

B

LOG s’

s’CS

s’CV

s’i2

s’i1

s’i

0’

0

J

H

P

N

F

G

L

ho hC1

DCH CS

Page 9: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTION Determination of Heave Index, CH

LOG h

LOG '

S

E

D

M

L

K

B

A

P

N

'CS

'CV

'i2

'i1

Cc

hC1

C

''i

H

F

J

G

CH CS

ho

S%

0

Page 10: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

0 D CA

B

CH

CONSTANTVOLUMETEST DATA

'i ' 'CV CS

APPLIED STRESS, ' (LOG SCALE)

CONSOLIDATION-SWELLTEST DATAS

S%

%P

ER

CE

NT

SW

ELL

FREE-FIELD HEAVE PREDICTIONCalculations of Design Heave

'iσlog'

cvσlog

%S

HC

σ‘vo

(S%)z

'iσ

'cvσ

logHC%S

Page 11: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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i%iv ΔzSΔzερ

FREE-FIELD HEAVE PREDICTIONDetermination of Heave Index, CH

i

cv

%

icv

%H

σ'σ'

log

S

σ'logσ'log

SC

zvo

cvHz%zv σ'

σ'logC)S()(ε

zvo

cviHoi σ'

σ'logΔzCρ

Page 12: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONDetermination of Heave Index, CH

Data from Method A of the ASTM D4546-08 Standard

-80

-6

-4

-2

0

2

4

6

8

10

12

100 200 300 400 500 600 700

Ver

tical

str

ain,

%S

wel

l (+

)C

olla

pse

(-)

Vertical Stress, kPa (1kPa=20.9 lb ft )2

Page 13: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONDetermination of Heave Index, CH

Method A data from the Standard plotted in semi-log form

Page 14: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONDetermination of Heave Index, CH

Method A data from the Standard plotted in semi-log form

Page 15: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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Data collected from Porter, 1977; Reichler, 1997; Feng et al., 1998; Bonner, 1998; Fredlund, 2004; Thompson et al. 2006; and Al-Mhaidib, 2006

The types of the soils consist of claystone, weathered claystone, clay, clay fill, and sand-bentonite

l = 0.36 to 0.90 (avg = 0.62) for claystone

= 0.36 to 0.97 (avg = 0.59) for all soil types

FREE-FIELD HEAVE PREDICTIONRelationship between s′cv and s′cs

)σ'logλ(logσ'σ'logσ' log icsicv

Logarithmic Form:

Page 16: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

FREE-FIELD HEAVE PREDICTIONRelationship between s′cv and s′cs

Histograms of the λ values determined using the logarithmic form

0

2

4

6

8

10

12

0 - 0.05 0.05 -0.15

0.15 -0.25

0.25 -0.35

0.35 -0.45

0.45 -0.55

0.55 -0.65

0.65 -0.75

0.75 -0.85

0.85 -0.95

Fre

qu

ency

Lambda Value

Claystone (STD Deviation = 0.14)

All Soil Types (STD Deviation = 0.17)

Page 17: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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PIER HEAVE PREDICTION

Typical pier and grade beam

foundation system

Page 18: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

DAMAGE FROM EXPANSIVE SOILS

Pier

Diagonal Crack

Page 19: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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PIER HEAVE PREDICTIONRigid Pier Analysis

Rigid Pier Analysis

πd

PZσα

f

1ZL dl

ADcv1s

AD

πdZfPP ADudlmax

dlU D P 0

Pdl

U

D

Page 20: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONElastic Pier Analysis

Normalized Pier Heave vs. L/ZAD

Ref: Poulos & Davis (1980)Nelson & Miller (1992)Nelson, Chao & Overton (2007)

Straight Shaft

Belled Pier

Page 21: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONElastic Pier Analysis

Straight Shaft

Belled Pier

Normalized Force vs. L/ZAD

Ref: Poulos & Davis (1980)Nelson & Miller (1992)Nelson, Chao & Overton (2007)

Page 22: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

Analysis of Piers in EXpansive soils

Page 23: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

The field equations with soil swelling

isozzθθrrrr εσσσE

1ε v

isorrzzθθθθ εσσσE

1ε v

isoθθrrzzzz εσσσE

1ε v

where: eiso = isotropic swelling strain,

err, eqq, ezz = components of stress and strain in cylindrical coordinates, and

E = modulus of elasticity of the soil

Page 24: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

Interface Conditions

soil boundary conditions

) U-k(HF tpt

pier-soil boundary conditions

where:

Ft = the nodal force tangent to pier,

Hp = the pier heave,

Ut = the nodal displacement tangent to pier, and

k = the parameter used to adjust shear stress

Page 25: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

Adjustment in pier heave

initial-no force on pier

soil heave-upward force on pier

soil heave-upward force on pier

Page 26: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

Soil failure and shear strain

Strength envelopes for slip and soil failure modes

Page 27: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

APEX Input0 50 100 150 200 250

0

5

10

15

20

25

30

Cumulative Free-Field Heave (mm)

De

pth

(m

)

Clay FillW.Claystone

Claystone

D.G.C.S

E = modulus of elasticity

a = coeff. of adhesion

ρi = cumulative free-field heave

ZAD = design active zone

d = diameter of pier

Pdl = dead load

Page 28: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

0

2

4

6

8

10

-50 -25 0 25 50 75 100

De

pth

(m)

Slip (mm)(b)

Variation of Slip Along Pier

Typical APEX results

0

2

4

6

8

10

-75 -50 -25 0 25 50 75 100

De

pth

(m)

Shear Stress (kPa)(c)

Anchorage Zone

UpliftZone

Shear Stress Distribution Along Pier

Page 29: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

PIER HEAVE PREDICTIONAPEX Method

Typical APEX results

0

2

4

6

8

10

0 50 100 150 200 250

De

pth

(m)

Axial Tensil Force (kN)(d)

Axial Tensile Force (KN)

(d)Axial Force Distribution

Page 30: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

VALIDATION OF APEX

Case I Manufacturing Building in Colorado, USA

Case II Colorado State University (CSU) Expansive Soil Test Site

Page 31: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

VALIDATION OF APEX

Soil heave distribution for Cases I and II

Case I Manufacturing Building

Case II CSU Expansive Soil Test Site

Page 32: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

VALIDATION OF APEX

Elevation survey data in hyperbolic form compared with heave computed by APEX for Manufacturing Building

Page 33: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

Measured versus predicted axial force in the concrete pier for the CSU Test Site

VALIDATION OF APEX

Page 34: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50

ρp/ρ

o

L/ZAD

80

L/d = 20

ZAD

α = 0.4

PIER DESIGN CURVES

Pier heave - linear free-field heave distribution

Page 35: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50

ρp/ρ

o

L/ZAD

80

L/d = 20

ZAD

α = 0.4

PIER DESIGN CURVES

0.00

0.05

0.10

0.15

0.20

0.25

0.30

1.00 1.50 2.00 2.50 3.00 3.50

ρp/ρ

o

L/ZAD

80

L/d = 20

8080

2020

α = 0.4

ZAD

Pier heave - linear free-field heave distribution

Page 36: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.00 0.25 0.50 0.75 1.00 1.25 1.50 1.75 2.00 2.25

ρp/ρ

o

L/ZAD

L/d = 80

L/d = 20

EA = 50

200100

ZAD

PIER DESIGN CURVES

Pier heave - nonlinear free-field heave distribution

Page 37: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

EXAMPLE FOUNDATION DESIGN

Weathered Claystone

Claystone

Sandy Claystone

0 m

5 m

10 m

ZAD = 10 m

D = 300mm

Free-field heave = 192 mm

Tolerable pier heave = 25 mm

a = 0.4

w = 12 %

g = 1.9 Mg/m3gEs = 9,400 kPagS% = 2.0 %gs’cs = 350 kPa

w = 9 %

g = 1.8 Mg/m3

Es = 11,200 kPa

S% = 3.5 %

s’cs = 550 kPa

w = 8 %

g = 1.8 Mg/m3

Es = 120,000 kPa

S% = 1.86 %

s’cs = 305 kPa

Page 38: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

EXAMPLE FOUNDATION DESIGN

Cumulative heave profile for example calculation

0

1

2

3

4

5

6

7

8

9

10

11

0 50 100 150 200 250

Dep

th (m

)Cumulative Heave (mm)

Weathered Claystone

Claystone

Sandy Claystone

Page 39: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

EXAMPLE FOUNDATION DESIGN

Example pier heave computed from APEX program

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

4 6 8 10 12 14 16 18 20

ρp/ρ

o

Pier Length (m)

(ρp/ρo)allowable = 0.13

Unsleeved Pier

LReq'd = 11.4 m

Sleeved Pier

LReq'd = 15.3 m

Page 40: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

EXAMPLE FOUNDATION DESIGN

0 m

5 m

10 m

15 m

20 m

25 m

Weathered Claystone

Claystone

Sandy Claystone

L = 15.3 m

APEX(Uncased)

L = 18.0 m

Elastic Pier0 m

5 m

10 m

15 m

20 m

25 m

Rigid Pier

L = 18.7 m

Tolerable pier heave = 25 mm

L = 11.4 m

APEX (Cased)

Page 41: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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CONCLUSIONS

The rigid pier method assumes equilibrium of the pier, and hence, no pier movement, providing an overly conservative design.

The elastic pier method allows for some tolerable amount of pier heave. However, it is limited to use in simplified soil profiles and uniform piers.

The APEX program is a versatile and robust method of analysis.

APEX allows for pier analysis within complex soil profiles where soil properties and/or water contents vary with depth.

APEX generally predicts lower pier heave values, and shorter design lengths than other methods.

Page 42: Calculation of Heave of Deep Pier Foundations By John D. Nelson, Ph.D., P.E., Hon. M. SEAGS, F. ASCE, Kuo-Chieh (Geoff) Chao, Ph.D., P.E., M. SEAGS, M

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QUESTIONS?

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Email: [email protected]