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Legal Malpractice and Ethics for Trial Lawyers By Joseph J. Brophy, Esq.

By Joseph J. Brophy, Esq.. What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

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Page 1: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Legal Malpractice and Ethics for Trial

LawyersBy Joseph J. Brophy, Esq.

Page 2: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Ethical pitfalls and what to do if you fall in

Page 3: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Escrow means it’s not your moneyRule 1.15

Page 4: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

What don’t you understand about commingling?

◦ Matter of Salo◦ Matter of Kressner

Commingling

Page 5: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Matter of Francis

Bounce an escrow check and see what happens

Page 6: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Matter of Maroney Matter of Spencer Matter of Ponzini

We’re all partners here

Page 7: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

In re Katzka Matter of Ravitch

Chasing

Page 8: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

In re World Trade Center Litigation◦ NYLJ 3/14/11

Former client blames firm for “usurious” funding of Suit◦ NYLJ 3/15/11

Litigation funding

Page 9: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Matter of Cousins Matter of Cellino Matter of

Friedman

Honesty is the only policy

Page 10: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Matter of Vitelli

A Notary is not just a rubber stamp

Page 11: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

It’s not just passengers anymore

Tavarez v. Hill

Conflicts

Page 12: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

In re World Trade Center Disaster Site Litigation◦ NYLJ 3/14/11

Conflicts- Mass Torts

Page 13: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Other ways not to get paid your fee◦ Chen v. Chen◦ Rodriguez v. Custodio

Fee forfeiture

Page 14: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Avoiding Legal Malpractice Claims and Grievances

Page 15: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Principles of Risk Management◦ Communication◦ Communication◦ Communication

It’s all about the client

Page 16: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner
Page 17: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Huffner Wei Cheng Chang Reed

Who is the client anyway- and who is the lawyer?

Page 18: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Common Malpractice Traps

Page 19: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Limitations of time are the simplest thing…

Except when they aren’t

Goldenberg v. Westchester County Health Care Corp.

Public Authorities Nightmare

Page 20: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Ulico Casualty Co. v. Wilson, Elser, Moskowitz, Edeman & Dicker

Pillard v. Goodman

Conflicts of interest

Page 21: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Ditondo v. Meagher Fielding v. Kupferman Christ v. The Law

Offices of Levine & Grossman

It’s too late to research after you’ve created the problem

Page 22: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Duty Claim accrual Elements Statutory liability

Prosecuting Legal Malpractice Cases

Page 23: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Privity Scope of

Retention

Duty

Page 24: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Continuous representation

Termination of relationship

Claim Accrual

Page 25: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Departure from the standard of care

Causation- the case within the case

Damages and the but-for rule

Elements

Page 26: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

Deceit or Collusion ->

Treble Damages

Statutory Liability- Judiciary law Sect. 487

Page 27: By Joseph J. Brophy, Esq..  What don’t you understand about commingling? ◦ Matter of Salo ◦ Matter of Kressner

The malpractice revolution devours its children