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By Cláudia S. F. Queiroga
First Edition: October 2012
Second Edition: December 2012
Front cover
By Cláudia S. F. Queiroga
ITQB-UNL/IBET Animal Cell Technology Unit
Instituto de Tecnologia Química e Biológica/
Instituto de Biologia Experimental e Tecnológica
Av. Da República EAN, 2780-157 Oeiras, Portugal
Phone: +351 21 446 91 00; Fax:+351 21 442 11 61
http://tca.itqb.unl.pt
http://www.itqb.unl.pt
http://www.ibet.pt
Copyright © 2012 by Cláudia S. F. Queiroga
All Rights Reserved
Printed in Portugal
ii
From left to right: Prof. Carlos C. Romão, Dr. Roberto Motterlini, Prof. Cláudia N. Santos, Cláudia S.F. Queiroga, Dr. Helena L.A. Vieira, Prof. Sílvia V. Conde and Dr. Paula M. Alves
Supervisors
Dr. Helena L.A. Vieira, Head of the Biology of Cytoprotection Laboratory, Chronic Diseases
Research Center (CEDOC), Faculdade de Ciências Médicas (FCM), Universidade Nova de
Lisboa (UNL) (supervisor).
Dr. Paula Marques Alves, Principal Investigator and Head of the Animal Cell Technology
Unit at Instituto de Tecnologia Química e Biológica (ITQB), UNL, and Executive Director of
Instituto de Biologia Experimental e Tecnológica (IBET), Oeiras, Portugal (co-supervisor).
Jury
Dr. Roberto Motterlini, INSERM U955, Faculty of Medicine, Université Paris Est (Paris XII),
France.
Professor Carlos B. Duarte, Head of Neuronal Cell Death and Neuroprotection Laboratory
and Associate Professor, Faculdade de Ciências e Tecnologia, Universidade de Coimbra,
Portugal.
Professor Sílvia V. Conde, Pharmacology Department, FCM-UNL, Portugal.
Dr. Cláudia N. Santos, PhD from Disease and Stress Biology Laboratory. IBET/ITQB-UNL,
Portugal.
iii
Foreword
The present thesis dissertation is the result of more than four years of research at the
Animal Cell Technology Unit of Instituto de Tecnologia Química e Biológica –
Universidade Nova de Lisboa and Instituto de Biologia Experimental e Tecnológica
(Oeiras, Portugal) and at the Biology of Cytoprotection Laboratory at Centro de
Estudos de Doenças Crónicas – Faculdade de Ciências Médicas, Universidade
Nova de Lisboa (Oeiras, Portugal), under the supervision of Dr. Helena L.A. Vieira
and Dr. Paula M. Alves.
This thesis aims at contributing with novel knowledge on the cellular mechanisms
involved CO-induced cytoprotection in the pathological model of cerebral ischemia.
Several brain models were used, from subcellular to systemic level (in vitro and in
vivo models).
iv
v
Ao meu mano.
vi
Acknowledgements
I would like to express my sincere gratitude to all people that direct or indirectly
helped me during this thesis. I would also like to acknowledge the good conditions of
the institutes where I worked: ITQB, IBET and CEDOC.
To my supervisor, Dr. Helena Vieira, it is a pleasure doing science with you. You
taught me many different things without invading my space to grow. Also, in the
personal side, there are some special people that we have the pleasure to find few
times in our lives. In my life, you are one of them. Two feet give a better walk and the
result of such good friendship is so many serious, scary and laughing stories,
adventures, jokes, trips, cryings, scientific divagations almost philosophic, beers,
orange hair, all the mental spirals. The Talking Cricket only exists because Pinnochio
is in a search of courage, lealty and honesty. You don’t need to search it no more!
To my co-supervisor, Dr. Paula Alves, for the excellent example of hard-working and
for inspiring the others to do always more and better. Leading a team as Animal Cell
Technology Unit can only be achieved by a true leader.
To all Animal Cell Technology Unit team, especially to the friends I was lucky to find.
For sharing all the lab frustrations maintaining the sanity when no one else is seeing
it! Sofia L. for the inspiration for the life and the romantic side, a little star of light and
energy to live in a roller coaster; Sofia A. for all the “nothing” conversations, text
messages, work, existencial doubts, cientific discussions, shared papers, parties,
confessions, cryings and shakra calibrations; Tiago for all our moments as the
morning coffees; Rita for all the sharings; Cristina, for all the warm reception after we
moved to CEDOC; Pedro, for all the “engenheirices”, “almocinhos”, “brigadeiros”,
“bons bocados” e muppet music in the car; to the Italian committee, Marco and Zé,
for all the laughing.
The CO-team, which started really small (nano-clusters): Raquel, Rita, Sara, for all
the scientific discussions and for the good environment in the lab, so important for
our brain.
To CEDOC colleagues, in a final phase I still had the time to meet some people with
whom I started new routines and friendships. New lab mates from Cilia Regulation
and Disease, Rita, Petra, Bárbara and Susana; Maria, for all our moments in the
beginning and end of the day; Cristina E, continuing the good neighbor relations;
Marta for being a fountain of laugh. To all the others for different reasons.
vii
To our colaborators in differents parts of the work, to Simone, Alessandro, Marius,
Sílvia Conde, Carlos B. Duarte. Thanks to Alfama and in particular to Prof. Carlos
Romão for allowing the access to carbon monoxide gas.
To the financial support provided by Fundação para a Ciência e Tecnologia
(SFRH/BD/43387/2008).
To my FCUL friends, in particular Ana Maria and Pedro, some things never change.
To all my ITQB/InTerQB friends. To Neuza for all the conversations that started as
group works and presentations but evolved to conversations about personal life and
personal decisions. Lia, Licas, Damas, Gonçalo, Rui, Bárbara, Margarida and all the
others that I am not mentioning, our group is a great way to relax through laugh
therapy.
Ao João e Sérgio pela inquestionável amizade, suportando o tempo, a distância,
confusões, mudança de prioridades na vida e ajudando nas vicissitudes; Carlos e
família pela intimidade criada, ajudando nos momentos complicados; Judas, Tony,
Filipa, Cátia, Rita, Marta, Joana, Ana, Vítor e tantos outros; Daniela, Mário, Cuco,
Susana, Magda, Tina, Guedes, Joi, Nuno por me darem a juventude em semanas e
dias complicados e cansativos, são vocês a verdadeira fonte da minha jeunesse!
Ao Sérgio, pela boa surpresa numa altura que nada fazia prever. Os desígnios de
Deus são bons e inquestionáveis e acredito que Ele nos guarda muita coisa boa.
A toda a minha extensa família, que me leva até à Lixa do Alvão por ser um
verdadeiro interruptor “off” para descansar, e “on” para as verdadeiras prioridades;
Sónia, Manuel, Delfina e todos os outros pela ligação invisível mas contínua, pelas
boas histórias e gargalhadas. À minha madrinha, tio-padrinho, Fábio, Rui e Ricardo.
Pais, devo-vos tudo. À minha mãe por me fazer viver que a união é o pilar que nos
faz vencer na vida e nos dá a força para nos mantermos firmes mas não frios. Pai,
um teimoso não teima sozinho e se há coisa que herdei de ti foi a teimosia! Mano,
quando tu estás por perto tudo fica mais seguro, completo e simples. És, sem
dúvida, o que eu tenho de mais precioso e por isso te dedico esta tese.
viii
ABSTRACT
Perinatal complications are a serious clinical problem, in particular hypoxic-
ischemic (HI) episodes, which are caused by birth asphyxia or uterine and fetal blood
flow interruption. HI corresponds to 23% of all neonatal deaths worldwide, being one
of the top 20 leading causes of burden of disease in all age groups (source:
http://www.who.int/en/). Recent progress in neonatology has contributed to
reductions in mortality rates. Nevertheless, there is still high neurological morbidity
related to HI accounting for significant disability. Therefore, there is an urgent need
for investigation in this field.
Preconditioning (PC) is defined as stimulation below the threshold of injury that
activates endogenous protective mechanisms and prevents tissue and cellular
damage. Because PC is a physiological process, the organism fully adapts to low
doses of carbon monoxide (CO), an endogenously produced molecule that induces
the process and confers protection in several systems.
The aim of this PhD project was to evaluate the role of CO in the pathological
model of cerebral ischemia. Cellular mechanisms involved in CO-induced
cytoprotection were also studied using different cerebral models.
Chapter I introduces some general concepts of the brain field, constitution and
general functional pathways. Particular attention is given to the key role of
mitochondria in the variety of cell death mechanisms occurring after cerebral HI
episodes. Additionally, the advantages of PC induction as well as the potential
clinical importance of CO are addressed.
In Chapter II the ability of CO to prevent apoptosis in primary culture of
astrocytes via directly targeting mitochondria and preventing the release of pro-
apoptotic factors from these organelles into cytosol is demonstrated. For the first
time, it was shown that CO augments the mitochondrial content of oxidized
glutathione (GSSG) that modulates adenine nucleotide translocase (ANT)
glutathionylation. This reversible post-translational modification of ANT increases its
ADP/ATP translocation activity, preventing its pore-forming function through the inner
ix
membrane, which avoids mitochondrial membrane permeabilization (MMP) and,
therefore, apoptosis. These CO-induced processes are reverted by the presence of
beta-carotene, an antioxidant molecule, revealing the key signalling role of reactive
oxygen species (ROS) in CO’s biological functions.
The CO effect in mitochondria is not limited to MMP prevention. Chapter III
describes how CO improved cellular metabolism and reinforced oxidative
phosphorylation by: (i) increasing ATP generation, (ii) augmenting O2 consumption
and (iii) decreasing the ratio between glucose consumption and lactate production.
Moreover, CO increased cytochrome c oxidase (COX) specific activity and
mitochondrial biogenesis. Silencing Bcl-2 expression by siRNA transfection reverted
CO effects, showing that Bcl-2 cytoprotective property also involves cell metabolism
modulation.
In Chapter IV a model of primary co-culture of neurons and astrocytes (2D) is
used to explore the non-cell autonomous role of CO, namely in astrocyte-neuron
communication. It is demonstrated that CO-pre-treated astrocytes were more
efficient at reducing neuronal cell death than control astrocytes. CO stimulated
purinergic signalling from astrocytes to neurons, by releasing adenosine and/or ATP,
which activated neuronal A2A receptors and, in turn, transactivates TrkB receptors,
finally promoting neuronal survival.
After exploring CO biological functions in organelle and cellular models, a
systemic approach, using animal models, is reported in Chapter V. In a neonatal
brain HI rat model, CO was tested as a PC inducer for promoting cell death inhibition.
In the brains of rat pups exposed to 250 ppm of CO before the cerebral HI induction,
there was (i) apoptotic nuclei profiles reduction, (ii) caspase-3 activation decline, (iii)
Bcl-2 expression increment and (iv) reduction on cytochrome c release from
mitochondria.
Finally, a general and integrated discussion is presented in Chapter VI, for
positioning the work developed in the present thesis in the current scientific context
and for suggesting future investigation. In conclusion, this thesis has shed light into
x
CO’s cytoprotective role, by way of the induction of PC, for decreasing the
consequences of HI insult.
xi
RESUMO
Complicações perinatais são um problema clínico sério, em particular os
episódios de hipóxia-isquémia (HI), causados por asfixia durante o nascimento ou
por interrupção sanguínea no útero. HI corresponde a 23% do total mundial de
mortes neonatais, sendo uma das 20 causas de morbilidade em todas os grupos
etários (fonte: http://www.who.int/en/). Progressos recentes na neonatologia têm
contribuído para uma redução na taxa de mortalidade. No entanto, existe uma
elevada morbilidade neurológica relacionada com HI, aumentando a incapacidade
mental e física. Assim, há uma necessidade crescente de investigação nesta área.
O pré-condicionamento (PC) é definido como um estímulo abaixo do limite de
dano que activa os mecanismos endógeneos protectores prevenindo o dano
tecidular e celular. Como o PC é um processo fisiológico, o organismo adapta-se
totalmente a baixas concentrações de monóxido de carbono (CO), uma molécula
produzido endogenamente que inicia o processo protector e a protecção em
diferentes sistemas.
O objectivo deste projecto de doutoramento foi avaliar o papel do CO no modelo
patológico de isquémia cerebral. Mecanismos celulares envolvidos na citoprotecção
induzido pelo CO foram também estudados, usando diferentes modelos cerebrais.
O Capítulo I introduz alguns conceitos gerais no campo do cérebro, a sua
constituição e vias de funcionamento geral. Foi dada uma atenção particular ao
papel central da mitocôndria nos vários mecanismos de morte celular que ocorrem
após episódios de HI cerebrais. Em adição, as vantagens da indução do PC, assim
como a potencial relevância clínica do CO foram também contempladas.
No Capítulo II é demonstrada a habilidade do CO para a prevenção da apoptose
em culturas primárias de astrócitos por acção directa na mitocôndria e também a
inibição da libertação de factores pró-apoptóticos da mitocôndria para o citosol. Pela
primeira vez, foi demonstrado que o CO aumenta o conteúdo mitocondrial de
glutationo oxidado (GSSG) que modela a glutationilação do ANT (adenine nucleotide
translocase). Esta modificação pós-translacional do ANT é reversível e aumenta a
xii
sua actividade de translocação do ADP/ATP o que previne a formação de poro na
membrana interna, que, por sua vez, evita a permeabilização das membranas
mitocondriais (MMP) e a apoptose. Estes processos induzidos pelo CO são
revertidos na presença do beta-caroteno, uma molécula antioxidante, revelando o
papel fulcral das espécies reactivas de oxigénio (ROS) na sinalização das funções
biológicas do CO.
O efeito do CO na mitocôndria não é limitado à prevenção da MMP. O capítulo
III descreve como o CO melhora o metabolismo celular e reforça a fosforilação
oxidative: (i) aumenta a producção de ATP, (ii) aumenta o consumo de O2 e (iii)
diminui o rácio entre o consumo de glucose e produção de lactato. Em adição, o CO
aumenta a actividade específica da citocromo c oxidase (COX) e a biogénese
mitocondrial. O silenciamento da expressão de Bcl-2 por transfecção com siRNA
reverteu os efeitos do CO, mostrando que a propriedade citoprotectora da Bcl-2
também envolve modelação do metabolismo celular.
No Capítulo IV, um modelo 2D de culturas primárias de neurónios e astrócitos
foi usado para explorar o papel celular não-autónomo do CO, especialmente na
comunicação astrócito-neurónio. É demonstrado que os astrócitos pré-tratados com
CO foram mais eficientes a reduzir a morte neuronal do que os astrócitos controlo. O
CO estimula a sinalização purinérgica dos astrócitos para os neurónios, através da
libertação de adenosina e/ou ATP, que activam os receptores neuronais A2A que, por
sua vez, activam os receptores TrK B para culminar na sobrevivência neuronal.
Após a exploração as funções biológicas do CO em modelos de organelos e
celulares, passou-se para um modelo sistémico, usando modelos animais, como
reportado no Capítulo V. Num modelo de HI neonatal em rato, o CO foi testado
como inductor de PC para promover a inibição da morte celular. Nos cérebros dos
ratos recém-nascidos expostos a 250 ppm de CO, antes da indução da HI cerebral,
verificou-se (i) redução no perfil de núcleos apoptóticos, (ii) descréscimo na
activação de caspase-3, (iii) aumento na expressão de Bcl-2 e (iv) redução na
libertação de citocromo c da mitocôndria.
xiii
Finalmente, uma discussão geral e integrada é apresentada no Capítulo VI,
posicionando o trabalho desenvolvido durante a presente tese no contexto científico
currente e sugerindo algumas direcções de investigação futura. Em conclusão, esta
tese contribuiu para a compreensão do papel citoprotector do CO, por indução do
PC para diminuir as consequências do insulto de HI.
xiv
Thesis publications
1. Queiroga C.S.F., Almeida A.S., Martel C., Brenner-Jan C., Alves P.M. and
Vieira H.L.A., “Glutathionylation of adenine nucleotide translocase induced by
carbon monoxide prevents mitochondrial membrane permeabilization and
apoptosis”, Journal of Biological Chemistry 2010 May 28;285(22):17077-88.
2. Almeida A.S., Queiroga C.S.F., Sousa M.F., Alves P.M. and Vieira H.L.A.,
“Carbon monoxide modulates apoptosis by reinforcing oxidative metabolism in
astrocytes: role of Bcl-2”, Journal of Biological Chemistry 2012 Feb 13; 287(14):
10761-10770.
3. Queiroga C.S.F, Tomasi S., Widoroe M., Alves P.M., Vercelli A. and Vieira
H.L.A., “Preconditioning triggered by carbon monoxide (CO) provides neuronal
protection following perinatal hypoxia-ischemia” PLos One, 2012, 7(8):e42632.
xv
Abbreviations
Abbreviation Full form
2-VP 2-vinylpiridine
αβmeATP α,β-methyleneadenosine 5’-triphosphate lithium salt
AGA 18α-glycyrrhetinic acid
AIF Apoptosis-Inducing Factor
ANT Adenine Nucleotide Translocase
AK Adenylate Kinase
Ap5A P1, P5-diadenosine-5’-pentaphosphate
Apaf-1 Apoptotic Protease Activating Factor 1
ARL ARL67156
BBB Blood-Brain Barrier
Bcl-2 B-cell lymphoma-2
BCNU Carmustine
BCSFB Blood-Cerebrospinal Fluid Barrier
BDNF Brain-Derived Neurotrophic Factor
BME Basal Medium Eagle’s
CCA Common Carotid Artery
CL Contralateral
CNS Central Nervous System
CO Carbon Monoxide
CORM’s Carbon Monoxide Releasing Molecules
COX Cytochrome c Oxidase
CsA Cyclosporine A
CSF Cerebrospinal Fluid
CTL Cytotoxic T Lymphocytes
Cyp D Cyclophilin D
DiOC 3,3’-dihexyloxacarbocyanine iodide
xvi
Abbreviation Full form
DG Dentate Gyrus
DMEM Dulbecco’s Minimum Essential Medium
DPCPX 8-cyclopentyl-1,3-dipropylxanthine
DTNB 5, 5’-dithio-bis 2-nitrobenzoic acid
EA Ethacrynic Acid
EAA Excitatory Aminoacids
EPO Erythropoeitin
FBS Fetal Bovine Serum
GFAP Glial Fibrillary Acidic Protein
GSSG Oxidized Glutathione
GST Glutathione S-Transferase
HIF Hypoxia Inducing Factor
HIR Hypoxia-Ischemia and Reperfusion
HO Heme-Oxygenase
Hoe Hoechst 33342
IAP Inhibitor of Apoptotic Proteins
ICAD Inhibitor of Caspase Activated DNAse
IL Ipsilateral
JAK Janus Kinase
MMP Mitochondrial Membrane Permeabilization
NBTI S-(ρ-nitrobenzyl)-6-thioinosine
NDS Normal Donkey Serum
NO Nitric Oxide
NOS Nitric Oxidase Synthase
NSC Neural Stem Cells
ONOO- Peroxinitrite
P/S Penicillin/Streptomycin
xvii
Abbreviation Full form
PBS Phosphate Buffered Saline
PARP-1 Poly (ADP-ribose) polymerase-1
PC Preconditioning
PI Propidium Iodide
PNS Peripheral Nervous System
PTP Permeability Transition Pore
ROS Reactive Oxygen Species
RT Room Temperature
RT-qPCR Real Time-quantitative Polymerase Chain Reaction
SCH SCH58261
SD Standard Deviation
sGC Soluble Guanilyl Cyclase
SOD Superoxidase Dismutase
STAT Signal Transducer and Activator of Transcription
t-BHP tert-butyl hydroperoxide
TIAs Transient Ischaemic Attacks
TNB 5-thio-2-nitrobenzoate
TNF Tumour Necrosis Factor
tPA Tissue-Plasminogen Activator
VDAC Voltage Dependent Anion Channel
VEGF Vascular Endothelial Factor
xviii
LIST OF FIGURES
Figure Page Legend Title
1.1. 4 Eschematic representation of the (A) human and (B) rat brain.
1.2. 5 Brain barriers.
1.3. 6 Eschematic representation of a typical neuronal structure.
1.4. 7 Synapse types: (A) electrical and (B) chemical.
1.5. 8 Schematic representation of several brain cell populations.
1.6. 11 Schematic representation of a slice of the human brain.
1.7. 14 Apoptotic pathways.
1.8. 16 Regulated non-apoptotic cell death.
1.9. 22 Preconditioning and mitochondria.
1.10. 23 General preconditioning mechanism in the brain.
1.11. 24 Heme group metabolization by the enzyme heme-oxygenase (HO).
1.12. 31 Main questions and systems of this thesis.
2.1. 57 Carbon monoxide at 100 μM does not confer protection against astrocytic apoptosis but 50 μM of CO confers protection against apoptosis in delayed periods of time.
2.2. 58 Carbon monoxide confers protection against apoptosis.
2.3. 60 Relevance of ROS on carbon monoxide protective role.
2.4. 62 Carbon monoxide effect on the mitochondrial membrane depolarization, inner membrane permeabilisation, mitochondrial swelling and cytochrome c release.
2.5. 64 Influence of ROS on CO effect at mitochondrial level.
2.6. 65 Carbon monoxide effect on ADP/ATP translocase activity of ANT.
2.7. 66 Carbon monoxide effect on mitochondrial GSSG/GSH ratio.
2.8. 69 Role of ANT glutathionylation in MMP modulation.
2.9. 70 Effect of CO in ANT-GST interaction.
2.10. 72 Effect of mitochondrial GSSG in cell death, MMP and post-translational ANT modifications.
xix
Figure Page Legend Title
3.1. 94 Carbon monoxide confers protection against apoptosis.
3.2. 95 CO increases ATP generation in astrocytes.
3.3. 97 Effect of CO on ATP production and protection against cell death under glycolysis limiting conditions.
3.4. 99 Effect of CO on cytochrome c oxidase activity and mitochondria biogenesis.
3.5. 101 Role of CO in expression of Bcl-2 and Bcl-2-COX interaction.
3.6. 103 Role of Bcl-2 in CO-induced astrocytic metabolism modulation.
4.1. 123 Representation of experimental time-line.
4.2. 125 Effect of astroglial pre-treatment with carbon monoxide in neuronal apoptosis.
4.3. 126 CO influences ATP and adenosine content in co-culture supernatant.
4.4. 127 Adenosine and αβmeATP protect neurons against cell death.
4.5. 128 Effect of SCH58261 (SCH), suramin and8-cyclopentyl-1,3-dipropylxanthine (DPCPX)in the CO mechanism.
4.6. 129 Effect of 18α-glycyrrhetinic acid (AGA), S-(ρ-nitrobenzyl)-6-thioinosine (NBTI) and ARL67156 (ARL) in the CO mechanism.
4.7. 130 Effect of K252a in the CO mechanism.
5.1. 149 Experimental groups and time-points schematic representation.
5.2. 153 Stereological measurement of apoptosis.
5.3. 155 Effect of carbon monoxide treatment on neuronal apoptosis.
5.4. 157 Carbon monoxide effect in hippocampus after perinatal hypoxia-ischemia – apoptotic profiles.
5.5. 158 Carbon monoxide effect in hippocampus after perinatal hypoxia-ischemia – cleaved caspase 3 expression.
5.6. 160 Effect of carbon monoxide on apoptotic markers in hippocampal extracts after 6 and 24 h of HI – protein expression and sub-cellular localization.
6.1. 174 Main achievements of this PhD thesis.
xx
LIST OF TABLES
Table Page Legend Title
1.1. 18 Mitochondrial Membrane Permeabilization (MMP) consequences in the cellular processes.
1.2. 20 Mitochondrial quality control system levels.
1.3. 21 Molecules intervenients on the preconditioning pathways.
1.4. 26 Protective actions of HO-1 and HO-2.
1.5. 27 Protective actions of CO.
1.6. 29 Protective actions of CORMs.
3.1. 96 Metabolic hallmarks
4.1. 122 List of compounds used to modulate CO effect.
6.1. 179 This thesis contribution in carbon monoxide downstream molecular effectors, its modifications and time window of action.
xxi
TABLE OF CONTENTS
Chapter Page Title
I 1 Introduction
II 41 Carbon Monoxide Direct Effect On Non-Synaptic Mitochondria: mitochondrial membrane permeabilization prevention
III 81 Carbon Monoxide Direct Effect On Non-Synaptic Mitochondria: mitochondrial metabolism reinforcement
IV 113 Carbon Monoxide Non Cell-Autonomous Role: purinergic signalling
V 139 Carbon Monoxide Effect On Perinatal Hypoxia-Ischemia: apoptosis prevention
VI 169 Discussion and Conclusions
I INTRODUCTION
“A major part of brain function in decision-making is the testing of predictions against
reality — in essence all people are 'scientists'”
Chris Chambers, 2011
Chapter I
CONTENTS
1. Brain ....................................................................................................................... 3
1.1. Neuronal Cells ................................................................................................ 5
1.2. Glial Cells........................................................................................................ 7
1.3. Cell-to-cell communication .............................................................................. 8
2. Hypoxia-Ischemia and Reperfusion ........................................................................ 9
3. Cell Death ............................................................................................................. 12
3.1. Apoptosis ...................................................................................................... 12
3.2. Necrosis ........................................................................................................ 15
3.3. Regulated non-apoptotic cell death .............................................................. 15
4. Mitochondria ......................................................................................................... 17
4.1. Mitochondrial role in cell metabolism ............................................................ 17
4.2. Mitochondrial control of cell death ................................................................ 18
4.3. Mitochondrial quality control ......................................................................... 19
5. Preconditioning ..................................................................................................... 20
5.1. Preconditioning in the brain .......................................................................... 22
6. Carbon Monoxide ................................................................................................. 23
6.1. Heme-oxygenase 1 and the central nervous system .................................... 25
6.2. Carbon monoxide and the central nervous system ....................................... 27
6.3. Carbon monoxide as therapeutic molecule ................................................... 28
7. Aims and Scope of the Thesis .............................................................................. 29
8. References ........................................................................................................... 32
Cláudia S.F. Queiroga has written the whole chapter based on the referred bibliography.
INTRODUCTION
3
Ch
apte
r I
1. BRAIN
The interest in the brain is very ancient, with many theories involving the function
of this organ. In 1906, Camillo Golgi and Santiago Ramón y Cajal received the Nobel
Prize in Physiology and Medicine for their work in the brain. This prize is a landmark
of the beginning of a more systematic era in the field of Neurosciences.
The human brain is part of the central nervous system (CNS), together with the
spinal cord, and is an organ of extremes: extreme importance and extreme
complexity. It integrates and centralizes the information sensed all over the body and
initiates the signaling for the organism to react to it. The sophisticated network allows
a rapid response as a result of cooperation between several organs and muscles.
Due to the major importance of the brain in the body, its function is preserved by (i)
the thick bones of the skull, protecting against traumatic impacts (ii) the suspension
in the cerebrospinal fluid (CSF), which acts as a shock absorber and (iii) biological
barriers, as blood-brain barrier (BBB), decreasing the risk of infections (Purves et al.
2001). Despite all evolutionary strategies, the brain is still susceptible to several
types of damage and disease. Stroke is the first cause for brain injury, constituting
along with chronic neurodegeneratives diseases (as Parkinson, Alzheimer and
Hungtinton Disease) and the psychiatric disorders an enormous threat with the
increasing life expectancy, in particular because the nature of these pathologies is
not well understood.
The weight of a human brain is about 2% of the whole body weight (but
consumes up to 25% of oxygen), with a volume of 1130 cm3 in women and 1260 cm3
in men (Cosgrove et al. 2007). It is divided into left and right hemispheres that are
connected by corpus callosum, allowing the communication between them. Within
the brain there are four chambers interconnected and filled with CSF, called
ventricules.
Chapter I
4
The cerebral areas are represented in Figure 1.1. In order to attribute functions
to each brain region electrophysiological and behavioral studies can be performed.
However, each area is responsible for more than a single function being its action the
integrative communication between several areas. Despite all the knowledge already
achieved, the exact correlation is still undisclosed.
Figure 1.1. Schematic representation of the (A) human and (B) rat brain. The organization of the
areas in the brain vary according to the species.
There are two barriers, which are key players in the communication between its
periphery and the brain (Figure 1.2.). The most described is the BBB (Figure 1.2. –
A), which is constituted by the endothelial cells of the blood capillaries together with
associated astrocytic end-feet processes and perivascular neurons. As cellular
junctions are tight this physical barrier avoids the entrance of toxic factors into the
brain and restricts the exchanges between blood and brain, maintaining its normal
function. The second barrier is the blood-cerebrospinal fluid barrier (BCSFB, Figure
1.2. – B), constituted by the epithelial cells of the choroid plexus that separate the
blood from the CSF (Siegel et al. 1999; Francis et al. 2003).
Choroid plexus is a vascular tissue presented in all the cerebral ventricules and
the major site for the secretion of the CSF, holding four important functions:
synthesis and secretion of carrier proteins (as thyroid hormones), detoxification and
excretion (as amyloid β-peptide), signaling in response to peripheral inflammation
and a role in the regulation of the iron metabolism (Siegel et al. 1999).
(B)
(A)
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The cellular components in the brain comprise neuronal and glial cells.
Figure 1.2. Brain barriers. (A) The blood-brain barrier (BBB). (Adapted from (Francis et al. 2003))
(B) Blood—Cerebrospinal Fluid Barrier (BCSFB) (Adapted from (Siegel et al. 1999))
1.1. Neuronal Cells
Neurons are polarized cells, highly specialized in the transmission of
information. They can be classified according to their function, location, the
synthesized and released neurotransmitter, shape and number of extensions
from the cell body. The basic structure of a neuron (Figure 1.3.) includes (i)
dendrites that receive the information, (ii) the cell body, where the cellular
processes occurs and (iii) the axon, which transmits the information to the
following element in the network and is coated by myelin to facilitate the action
potential conduction velocity. However, neurons are not standardized. The size
of the axon together with the ramification and size of the dendrites are co-
related with the brain region and function (Purves et al. 2001). Bridging
information in the brain is a very specialized neuronal function, and, therefore
neurons have lost other cellular abilities, namely presenting limited energy
reservoirs and are not able to divide.
Adult neurogenesis is the daily generation of new neurons from neural stem
cells (NSC), occurring in specific brain regions called neural stem cells niches –
dentate gyrus in the hippocampus and subventricular zone. At least five steps
seem to be involved in adult neurogenesis: (i) the proliferation of stem cells and
the expansion of progenitor cells, (ii) the migration of newborn neurons
(neuroblasts) to the appropriate area, (iii) differentiation, (iv) integration into
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circuits and (v) survival (reviewed in Vieira et al. 2011). Nevertheless, neuronal
renewal is limited, hence the advance on scientific knowledge on
neurodegeneration is of extreme relevance.
Figure 1.3. Eschematic representation
of a typical neuronal structure. Adapted
from (Morris 1988). Typically, the dendrites
receive the information, signaling it to the
cell body and the signaling continues
through the axon until the following
element in the network.
Synapse is the process of interneuronal communication being described as
signal transmission (electrical and chemical – Figure 1.4.) between two
neurons, a pre-synaptic from which the signal is transmitted and the post -
synaptic one that receives the information. The space between them is called
synaptic cleft. Nevertheless, nowadays the definition of synapse also includes
astrocytes – tripartite synapse (Mirko Santello 2012). These astroglial cells
remove the excess of neurotransmitters and recycle some of these factors,
avoiding the over-stimulation of neuronal cells, which assures their normal
function.
Electrical synapses are more associated to fast responses, such as
defensive reflexes. The signal transmitted through gap junctions is the same or
smaller in the post-synaptic neuron than that of the originating neuron (Figure
1.4. – A). While, in chemical synapses, vesicles are released from the pre-
synaptic neuron into the synaptic cleft (Figure 1.4. – B). Once in this space, the
neurotransmitter can bind to its receptor on the membrane of the post-synaptic
neuron, initiating an intracellular cascade. Neurotransmitters can be divided in
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amines, excitatory aminoacids, inhibitory aminoacids, purines, gases, lipids and
polypeptides (Purves et al. 2001).
Figure 1.4. Synapse types: (A) electrical and (B) chemical. Adapted from (Purves et al. 2001).
1.2. Glial Cells
Glial cells can be divided in macroglia and microglia. Macroglial cells
include astrocytes, oligodendrocytes and Schwann cells. Astrocytes (Figure
1.5.) are very important cells in the central nervous system, since they provide
the structural and metabolic support essential for neuronal maintenance.
Oligodendrocytes (Figure 1.5.) are the myelin-producing cells, for the
myelinization of the axon, which is of great importance to assure a correct and
functional signal transmission. Microglia are defined as specialized
macrophages of the CNS. Schwann cells belong to the peripheral nervous
system (PNS) and are responsible for (i) cleaning up PNS debris, (ii)
myelinization of the nerve axons and (iii) guide the regrowth of PNS axons
(Purves et al. 2001).
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Astrocytes (from astro, star shaped, and cyte, cell, Figure 1.5.) are the main
neuronal suppliers of extracellular matrix proteins, growth factors and recyclers of
neurostransmitters in the CNS, establishing an important metabolic cooperation with
neurons (there is 1.4 astrocytes per neuron in the human brain (Theodosis et al.
2008)). The extension of numerous processes form highly organized anatomical
domains and with little overlap between adjacent cells, in close contact with
synapses or blood vessels. The domains communicate through gap junctions,
structuring a functional network.
The unique astrocytic phenotype, differential receptors and ion channels
expression become these cells as central in the regulation of morphology,
proliferation, differentiation, homeostasis and survival of different neuronal
subpopulations (Matyash et al. 2010).
Whereas neurons communicate using electric or chemical transmission, astrocytes
use gap junction channels that are regulated by extra- and intracellular signals
allowing exchange of information (Giaume 2010).
Figure 1.5. Schematic
representation of several
brain cell populations.
1.3. Cell-to-cell communication
Communication between neurons and astrocytes is bidirectional, tightly regulated
and any dysfunction can affect both cell populations. There are two important
astrocyte-neuron cycles. In the glutamine-glutamate cycle, the neurotransmitter
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glutamate is released from neurons and rapidly removed from the synaptic space by
astrocytes. Astrocytic glutamine synthase converts glutamate into glutamine, which
is released to synaptic space and uptaken by the neurons. Secondly, astrocytes
uptake glucose more efficiently than neurons and after its convertion into lactate, this
substrate is released to the synaptic space to be used as an energy source by
neurons (astrocyte-neuron lactate shuttle). In addition, astrocytic function also
modulates extracellular ionic homeostasis, neurotransmission, glutathione
metabolism and aminoacid recycling (Theodosis et al. 2008).
Astrocyte-neuron network is very complex (a single astrocyte enwraps multiple
neurons and one neuron interacts with 4-8 astrocytes). The revealing of cell-to-cell
communications can only add benefits, in particular in pathologic conditions. More
and more astroglial cells arise with an important biological role in neuroinflammation
and neuroprotection, namely in Alzheimer Disease, Amyotrophic Lateral Disease and
Cerebral Ischemia. Alexander Disease is caused by a mutation in glial fibrillary acidic
protein (GFAP) an astrocytic specific gene and the patients present symptoms also
related to dysfunction on other brain cells (neurodegeneration and abnormal
myelination) (Allaman et al. 2011).
2. HYPOXIA-ISCHEMIA AND REPERFUSION
Cerebral ischemia and reperfusion (HIR) is the main cause of brain damage
leading to worldwide mortality and morbidity (Vannucci and Hagberg, 2004; Dirnagl
et al., 2009; Dirnagl and Schwab, 2009). The absence of nutrients reservoirs in the
neurons develops into a strong dependence on blood flow, thus the abrupt
interruption on the circulation (ischemic stroke), decreasing the access to oxygen
(hypoxia) and nutrients (ischemia) can cause severe brain damage. The hemorrhagic
stroke is another type of cerebral incident, which occurs when a blood vessel bursts
spilling blood in the spaces surrounding the brain cells. The damage on the human
brain begins from the moment the stroke happens and, depending on the time of
blood flow interruption, the subsequent damage can have different levels of severity,
even being irreversible (Hossain 2008). To date, administration of thrombolytic
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tissue-type plasminogen activator (tPA) is the one approved protocol for the
treatment of cerebral HIR. Still, there are limitations: the short time window and the
risk of haemorrhage (Yepes et al. 2008; Yepes et al. 2009). Thus, there is a crucial
and urgent need for novel therapies.
When blood flow is re-established (reperfusion), mitochondria can overproduce
reactive oxygen species (ROS) exacerbating cell injury by oxidative stress, which
can lead to cell death and/or to an increase on the BBB permeability. Likewise, the
interruption of oxygen supply favours anaerobic metabolism and lactate production,
leading to acidosis. Moreover, the Ca2+ intracellular concentration augments inducing
damaging cellular effects: (i) interferes with oxidative phosphorylation, causing
mitochondria failure and ATP production decrease; (ii) activates calpain, which
degrades the cellular matrix and (iii) activates phospholipase A2, which acts on
phospholipids, changing the membrane structure. Modifications in the membrane
permeability induce the release of excitatory amino acids (EAA), overstimulating the
excitatory receptors, which can induce glutamate excitotoxicity (Guo et al. 2011;
Yenari et al. 2012).
In the core of ischemic insult, cells die rapidly by necrosis. While, around the
core, a penumbra region is formed where cells die mostly by apoptosis, which occurs
during hours or days after the insult, establishing a time frame to limit the tissue
lesion by anti-apoptotic therapies (Figure 1.6.; (Buchan et al. 2007))
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Figure 1.6. Schematic representation of a slice of the human brain. In an hypoxic-ischemic and
reperfusion episode, one may consider the formation of distinct brain regions, core, where the more
severe consequences occur and penumbra, where cell death is more controlled but with a broader time
window.
In newborns cerebral HIR can be due to perinatal complications and is a common
cause of damage in the immature brain (1-6 of every 1000 live term birth) (reviewed
in Hossain 2008). In addition to the time of blood flow interruption, the lesion in
perinatal brain depends on the developmental stage. Although there are still some
aspects to unravel, it is accepted that the main molecular players, consequences and
protective mechanisms differ between the mature and immature brain (Hossain
2008). The lesion affects determined areas and not the whole brain, however can
cause cognitive, sensory and motor disabilities, which increases the importance on
the finding of new treatments (Sanders et al. 2010). Hypothermia is an approved
protocol for treatment of neonatal ischemia, however there is still an uncertainty on
the involved cellular mechanisms.
Affected area
Cellular consequences Type of cell
death Time of cell
death
Core Rapid impairment of cellular
functions Necrosis Minutes
Penumbra
Loss of synaptic activity; excitotoxicity; energy failure;
mitochondrial impairment; acidosis and inflammation
Apoptosis Hours or days
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It is accepted that, at least, three types of cell death can occur in HIR episodes:
apoptosis, necrosis and/or autophagy, which can be interconnected by several
proteins (Carloni et al. 2008). Due to the up-regulation of pro-apoptotic factors in
early maturation ages, apoptosis has a major importance in developmental brain.
3. CELL DEATH
Nowadays, the definition of the different cell death types is under a strong
scientific debate. One can assume three types of cell death: apoptosis, necrosis and
regulated non-apoptotic cell death (autophagy, necroptosis and PARP-1 mediated
cell death).
3.1. Apoptosis
Apoptosis is a programmed and energy-dependent form of cell death. The term
apoptosis (from Greek, apo – from, off, without, -ptosis – falling) was first described
in 1842, but only published in 1972 by Kerr, Wyllie and Currie (Kerr et al. 1972).
Sidney Bremer, Robert Horvitz and John E. Sulston received the Nobel Prize in 2002
for their work in apoptosis.
During this tidy regulated process there are several morphological modifications:
cell shrinkage, chromatin condensation (pyknosis), DNA and nuclei fragmentation
(karyorhexis). Apoptotic bodies are formed (budding), which are packed organelles
with the integrity preserved, are engulfed by macrophages, parenchymal or
neoplastic cells and degraded within phagolysosomes. Thus, it is a way of removing
non-needed, harmed, old or mutated cells without interfering with the remaining
ones, with no inflammatory response or damage perpetuation. For the phagocytic
cells to recognize the cell fragments, the apoptotic bodies expose phosphatidylserine
in the outer leaflet of the plasma membrane – “eat me” signal (Tsujimoto et al. 2006;
Elmore 2007; Galluzzi et al. 2007; Wu et al. 2007).
During development and aging, apoptosis has an essential role in maintaining
cell homeostasis, as significant as mitosis. Therefore apoptosis regulation assumes a
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great importance to avoid serious defects. The excess of apoptosis can cause
atrophy, elimination of healthy cells or difficulty in wound healing. On the other hand,
the absence of apoptosis leads to tumour formation, autoimmune, inflammatory and
viral diseases (Elmore 2007).
One can distinguish three apoptotic pathways (Figure 1.7.): intrinsic, extrinsic
and perforin/granzyme pathways, which differ in the initiator stimuli, however
converging in the execution phase (Elmore 2007).
In intrinsic pathway, mitochondrial dysfunction is the initiator cellular signal. The
mitochondrial damage results in mitochondrial membrane permeabilization (MMP)
with not only the interruption on mitochondrial functions, but also with the release of
pro-apoptotic factors from mitochondria into cytosol. One example is cytochrome c,
which completes the apoptosome formation with Apaf-1 and caspase-9, being
responsible for the activation of the execution phase (Galluzzi et al. 2009). The
extrinsic pathway is initiated by the interaction between death ligand and death
receptor. This pathway involves members of the tumour necrosis factor (TNF)
receptor gene superfamily, which are transmembranar proteins, containing a
cytosolic “death domain”, important for death signal transmission leading to caspase-
8 activation (Locksley et al. 2001). Cytotoxic T lymphocytes (CTLs) are able to kill
target cells by a third pathway, by secreting perforin that allows the release of
cytoplasmic granules (that transport serine proteases as granzyme A and B) through
the pore and into the target cells (Pardo et al. 2004) – perforin/granzyme pathway.
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Figure 1.7. Apoptotic pathways. Adapted from (Elmore 2007).
The already described pathways (Figure 1.7.) converge in caspase-3 activation,
initiating the execution phase of apoptosis. The executioner caspases (3, 6 and 7)
can be activated by any initiator caspase (caspase 2, 4, 8, 9, 10 or 12). Caspase 1, 5
and 11 are considered to be inflammatory ones (Ow et al. 2008).
Caspase-3 has different downstream targets, namely ICAD (Inhibitor of Caspase
Activated DNAse) whose cleavage releases its ligand CAD that, after the
translocation to the nucleus, degradates chromosomal DNA and causes chromatin
condensation. Furthermore, caspase-3 assumes a key role in apoptosis since it is
also involved in the cytomorphological changes and in the disintegration of the cell
into the apoptotic bodies (Elmore 2007).
During the execution phase, other important proteins, which are located in the
mitochondrial intermembranar space, are released after mitochondrial membrane
permeabilization (MMP) and participate in the caspase-independent mechanisms,
such as: Smac/DIABLO and Apoptosis Inducing Factor (AIF). Smac/DIABLO, along
with the serine protease HtrA2/Omi, inhibit an inhibitor of apoptotic proteins (IAP),
favouring the occurrence of apoptosis. AIF is cleaved by a cytosolic calpain and
translocated to the nucleus for degradating DNA (Modjtahedi et al. 2006).
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3.2. Necrosis
Necrosis (from Greek, “dead”) involves plasmatic membrane disruption with the
leakage of cytoplasmatic content leading to inflammation and enlarging the lesion
(Morse et al. 2009). It is associated with a bioenergetic catastrophe resulting from
ATP depletion, with calpains activation, resulting from infection, toxins or trauma
(Rami et al. 2008). Calpains are cytosolic proteases Ca2+-dependents required for
normal cell function. In models of acute neurodegeneration such as ischemia,
traumatic brain injury or epilepsy, calpains are pathologically activated, cleaving
neural proteins (Vosler et al. 2008).
3.3. Regulated non-apoptotic cell death
Regulated non-apoptotic cell death types (Figure 1.8.) includes autophagy or
type II, necroptosis and PARP1-mediated necrotic cell death (Degterev et al. 2008).
Autophagy (meaning “self-eating”) is a genetically controlled cell process for the
renewal of damaged intracellular organelles and proteins, where the target is
engulfed by multimembrane vesicles (autophagosomes) and degradated by
lysosomal fusion (Hotchkiss et al. 2009). When autophagy is initiated, microtubule-
associated protein light chain 3-I (LC3-I), a cytosolic protein, is modified, linked to a
phosphatidylethanolamine, becoming LC3-II, and integrates the autophagosome
membranes (Zhu et al. 2005); while beclin 1 is a component of phosphatidylinositol-
3-kinase (PI3K) complex, a cross-talk between apoptosis and autophagy (Carloni et
al. 2008). Autophagy was firstly recognized as a specific type of cell death, also
called type 2. However, it is now increasingly accepted that cells may die
coincidentally with autophagy rather than by autophagy. This pathway may function
as a power gateway during ischemia since energy and metabolites can be produced
– cytoprotective (Ginet et al. 2009). However, autophagy can also activate apoptosis
(Carloni et al. 2008) and the limit that divides noxious and protective role is still under
discussion. Autophagy can oppose apoptosis by engulfing mitochondria, which will
block the mitochondrial pathways of apoptosis and compromise the energy
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production. However, autophagy can allow apoptosis and delay necrosis by providing
energy substrates to the cell or through molecular interconnections with apoptosis
(Ginet et al. 2009). Despite the fact that autophagy role and intensity is not well
classified, it is clear that it is a crucial process in homeostasis and in response to
injury.
Necroptosis is defined as having similar initiator stimuli as apoptosis, however
with necrotic morphological features (Fig. 1.8. b). Thirdly, Poly (ADP-ribose)
polymerase-1 (PARP1) is a nuclear enzyme responsible for maintaining genome
stability. Conversely, the excess of PARP1 activity can initiate caspase-independent
cell death pathways. One is driven for a rapid depletion of cytosolic NAD+, which will
lead to an energetic catastrophe, culminating in necrotic death. Secondly and
associated with acute neuronal injury, in excitatory neuronal cells, PARP1
translocates to the cytosol, and conducts AIF translocation to the nucleus, mediating
cell death.
Figure 1.8. Regulated non-apoptotic cell death. Adapted from (Ow et al. 2008)
Cell death pathways are regulated processes extremely important in tissue
function and homeostasis and may be blocked by survival factors. Furthermore, the
described pathways have several crosstalk players, indicating that in case of an
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insult (as cerebral HIR) the occurring mechanisms are variable, according to each
cellular state. Thus, a combined or adjustable therapy might provide maximal benefit.
4. MITOCHONDRIA
4.1. Mitochondrial role in cell metabolism
Mitochondria are dynamic organelles that have a key cellular role both in
metabolism (energy production) and in cell death (MMP).
Cellular energy is mostly produce in the inner mitochondrial membrane by
oxidative phosphorylation (80-90% of ATP). This is a very productive metabolic
pathway (26 of 30 ATP molecules per 1 glucose molecule) based on electron
transfer along an electron transport chain, from Complex I to Complex IV, through
oxidation-reduction reactions.
Glycolysis produces metabolites to be used in the tricarboxylic acid cycle,
producing compounds to supply the first electronic transporters in the oxidative
phosphorylation: NADH and succinate to complex I (NADH ubiquinone reductase)
and complex II (succinate dehydrogenase), respectively. The generated electrons
move to complex III (ubiquinol-cytochrome c oxidoreductase), and finally to complex
IV (cytochrome c oxidase - COX), via cytochrome c, in which O2 is the final electronic
acceptor, leading to H2O formation. While electrons are transported from one
transporter to the next, H+ ions are pumped to the intermembranar mitochondrial
space; leading to the formation of a gradient, maintaining a high transmembranar
potential (ΔΨm). ATP is synthesized in the final enzymatic complex, ATP synthase,
by driving back protons to the mitochondrial matrix (Nelson et al. 2004). In response
to injury, ΔΨm can decrease, the gradient of protons is unbalanced, disturbing ATP
production, ion homeostasis and protein transport into mitochondria, which has an
impact on cellular functions (Tait et al. 2008).
The oxidative phosphorylation has residual ROS production as by-product. 1 to
3% of the molecular oxygen is not converted to H2O, forming the very reactive O2·,
which can be rapidly converted by superoxide dismutase (SOD) to a less reactive
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specie, H2O2. ROS formation can augment in stress conditions, activating others
signaling pathways, which can be damaging or protective, according to ROS
concentration (Guo et al. 2011). In ischemia-reperfusion episodes and, for preserving
ΔΨm, ATP synthase can revert its activity and hydrolises ATP; this is another source
of ROS overproduction (Christophe et al. 2006).
4.2. Mitochondrial control of cell death
Mitochondria are key organelles in the cell and their damage can lead to cell
death by two means: (i) the release of various pro-apoptotic proteins that are
confined to the intermembranar space, after MMP and (ii) due to disruption of the
respiratory chain (affecting energy cellular state associated pathways) (Kroemer et
al. 2007; Galluzzi et al. 2009). (Table 1.1.)
Table 1.1. Mitochondrial Membrane Permeabilization (MMP) consequences in the cellular
processes.
The mitochondrial membrane permeability is regulated via the interaction with pro
or anti-apoptotic proteins from Bcl-2 (B-cell lymphoma-2) family. Bcl-2 family
members contain Bcl-2 homology domains and can be divided in three classes:
apoptosis inhibitors, as Bcl-2 or Bcl-xL, apoptosis inducers, as Bax and Bak, and
BH3-only proteins that regulate anti-apoptotic bcl-2 proteins to promote apoptosis, as
Bad or Bik (Tait and Green 2008; Youle et al. 2008). Bcl-2 proteins are localized in
the endoplasmic reticulum, nucleus and in the outer membrane of mitochondria
(Chen et al. 2009; Galluzzi et al. 2009).
The exact mechanism for MMP is still under the focus of intense investigation,
with three potential models. One model is based on oligomerization of the pro-
Cell Death-related Cell Metabolism-related
ROS overproduction
Release of numerous pro-apoptotic factor (which will activate several proteases and nucleases)
Mitochondrial transmembrane potential dissipation
Respiratory chain uncoupling
ATP synthesis arrest
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apoptotic protein Bax; in response to death stimulus, translocates from the cytosol
into the outer mitochondrial membrane, where there is pore formation and membrane
permeabilization. A second model is based on VDAC (voltage dependent anion
channel), which is a physiological pore in the outer mitochondrial membrane allowing
the passage of solutes up to 5 kDa. Whenever VDAC interacts with Bax, the opening
of the pore enlarges with the leakage of factors superior than 5 kDa (such as
cytochrome c). Finally, the third model involves the permeabilization of the outer and
inner membranes, through the dynamic interaction between VDAC, cyclophilin D and
adenine nucleotide translocase (ANT). The complex of proteins is denominated
permeability transition pore (PTP) and allows the release of solutes up to 1500 Da.
PTP model appears to be the more relevant in ischemia-reperfusion injury (Vieira et
al. 2000; Belzacq et al. 2003; Mattson et al. 2003; Hausenloy et al. 2009).
As discussed previously, MMP is considered as the point of no return, since it is
the responsible for the activation of caspase dependent and independent apoptotic
pathways (section 3).
4.3. Mitochondrial quality control
Mitochondria population form a network within the cell to ensure cellular function
and survival. Thus, the correct function of each mitochondrion has to be ensured by
a quality control system (Table 1.2.). The first level of this hierarchical organization is
the intraorganellar quality control system. It has the aim of avoiding or detecting
misfolded proteins and to circumvent undesirable accumulation of dysfunctional
proteins that can be harmful (Tatsuta et al. 2008). When the first level fails, the
accumulation of misfolded or damaged proteins can have an effect on mitochondrial
integrity. In a second level of quality control, the mitochondrial fusion and fission are
modulated. In stress conditions, the fusion is advantageous to exchange genetic
material, avoiding the accumulation of defective content. While, fission facilitates the
degradation of defective mitochondria by autophagy (mitophagy). Nevertheless, if
neither of the levels is efficient or sufficient, cell undergoes apoptosis (Rugarli et al.
2012).
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Table 1.2. Mitochondrial quality control system levels. Based in (Rugarli and Langer 2012).
5. PRECONDITIONING
In 1943, Noble was the first to propose that short periods of global hypoxia can
protect the entire mammalian organism and preserve brain energy metabolism
during longer periods of hypoxia. However, was only in 1964 that Janoff (Janoff
1964), introduced the term ‘preconditioning’.
The preconditioning (PC) phenomenon has been described as an insult that does
not cause damage but induces a cellular protective state (tolerance) against a
subsequent and more severe challenge (Kirino 2002; Alkan 2009). It can be an event
of early response (tolerance induced in minutes or hours), or late response within
days with de novo protein synthesis. PC induction involves (i) a stimuli, as ischemic
insult or chemical agent; (ii) the stimuli recognition by the cell, through
neurotransmitters, receptors, ion channels and redox-sensitive enzymes; (iii) the
transduction of the recognized stimuli with signalling molecules such as ROS,
adenosine, caspases and/or transcription factors and (iv) the integration of the
previous steps to effect the signal. The effectors are ubiquitous including variations
on enzymatic activities or gene transcription (Gidday 2006; Stenzel-Poore et al.
2007; Dirnagl et al. 2008) (Table 1.3). Because the protection results from an
endogenous boost, the knowledge of these cellular pathways is of extreme
importance for the design of new therapies to induce or reinforce cellular defences.
Intraorganellar Quality Control System
Organellar Quality Control System
Within mitochondria a combination of chaperones and proteases to assure:
(i) the correct folding of newly imported proteins; (ii) protection of the existing proteins from stress; (iii) degradation of irreversible damaged proteins
Equilibrium between mitochondrial fission and fusion to maintain mitochondrial population:
(i) stress conditions (nutrient deprivation, oxidative stress, impairment of cytosolic protein synthesis) – mitochondrial hyperfusion (ii) mitochondrial dysfunction – fusion inhibited, fission favoured to eliminated abnormal organelles
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Table 1.3. Molecules intervenients on the preconditioning pathways. Sensors, the molecules that
recognize the PC stimulus; transducers, that signal the induction of a protective state to effectors, in
order for the cell accomplish the preconditioning level. Adapted from (Dirnagl et al. 2003; Gidday 2006).
Sensors Transducers Effectors
Neurotransmitters Cytokins Toll-like receptors Ion channels Redox-sensitive enzymes
Depending on the PC stimulus ROS MAPKs Adenosine NF-kB PkB/Akt Caspases Transcription factors
Genes transcription Transient or protracted During minutes, hours or days
Another interesting aspect of PC is cross-tolerance. One PC inducer can promote
tolerance to another different type of damage. Moreover, the tolerance initiation in
one organ has demonstrated to cause protection in a distinct organ (Kirino 2002).
Additionally, patients suffering angina before a myocardial infarction have smaller
infarcts and longer survival – transient ischaemic attacks (TIAs, (Dirnagl et al. 2003)).
Furthermore, there are already several clinical trials to test the efficacy of PC
strategies. One of the most described is erythropoietin (EPO), already used in
patients with anemia. EPO is a kidney-derived glycoprotein hormone that acts as (i)
erythroid progenitor cell proliferation, (ii) cytoprotective, (iii) a gene target of HIF
(hypoxia inducible factor), which is activated in the vast majority of stress episodes
and (iv) PC induction increases EPO amounts. The reported protective cascade
includes the action of Janus Kinase 2 (JAK 2), Akt (or protein kinase B) and STAT
(signal transducer and activator of transcription) (Gidday 2006).
It is also described in heart that transient interruptions in blood flow during early
reperfusion (postconditioning), reduced ischemic injury to levels similar to that
achieved with PC (Vinten-Johansen et al. 2005) with promising results in clinical
trials (Gerczuk et al. 2011).
Mitochondria are considered as gatekeepers of life and death, and therefore are
proposed to assume a central role also in PC (Busija et al. 2008). Several evidences
co-relate mitochondria and PC (Figure 1.9.): (i) PC protects the integrity of
respiratory chain and membrane fluidity, prevents mitochondrial swelling, maintains
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mitochondrial energy metabolism, which all together, increase ATP levels (Galeffi et
al. 2000; Dave et al. 2001; Zhang et al. 2003); (ii) in heart, PC cytoprotection
includes the inhibition of MMP (Javadov et al. 2000); (iii) PC-induced phophorylation
of mitochondrial proteins regulates MMP and apoptotic proteins (Maurer et al. 2006;
Zhao et al. 2006; Nishihara et al. 2007); and (iv) PC activates mitochondrial DNA
repair (Chen et al. 2003; Li et al. 2006). In summary, mitochondria play a key role in
PC regulation and is a possible therapeutic target.
Figure 1.9. Preconditioning and mitochondria. Adapted from (Dirnagl and Meisel 2008).
5.1. Preconditioning in the brain
Neuronal cells present higher energy demand than glial cells, since they conduct
excitatibility events. Nevertheless, they present lower energy reservoirs, which
position this cellular population as more dependent on mitochondria and on
astrocytes (Galluzzi et al. 2009). Thus, neurons are particularly susceptible to HIR;
however there are limited therapeutic options to this severe condition, being PC-
induction a potential therapy.
Several experimental evidences have emerged during the last years in order to
understand this endogenous pathway (Koch et al. 2012). For instance, in rats
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hypoxic preconditioning during the prenatal period is effective for reducing hypoxic-
ischaemic injury after birth (Gidday 2006). Although many aspects need more
scientific attention, the cerebral factors can be resumed in Figure 1. 10.
Figure 1.10. General mechanisms of preconditioning in the brain. Adapted from (Dirnagl et al.
2003; Gidday 2006).
There are increasing efforts to translate PC into clinical solutions, because it
takes advantage of endogenous cytoprotective mechanisms. For applying PC-based
strategies it is necessary at least, partially predictable pathological situations of
cerebral ischemia, such as pre-surgery period and in the case of perinatal
complications leading to asfixia.
Clinical trials are already approved, most of them based in ischemic PC
(clinicaltrials.gov). As examples, “The neuroprotective effect of remote ischemic
preconditioning on ischemic cerebral vascular disease” (NCT01321749) and
“Remote ischemic preconditioning in subarachnoid hemorrhage (RIPC-SAH)”
(NCT01158508).
6. CARBON MONOXIDE
Carbon monoxide (CO) is an endogenous molecule commonly known for being
toxic due to its high affinity to heme proteins, which can compromise oxygen delivery
in tissues (formation of carboxyhaemoglobin) and can limit oxidative phosphorylation
Chapter I
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in cells (via cytochrome c oxidase inhibition) (Ahlstrom et al. 2009). Claude Bernard
first published an accurate description of the physiology of carbon monoxide
poisoning (Bernard 1857).
This gas is formed by heme-oxygenase (HO) activity after heme degradation,
along with free iron and biliverdin (a strong antioxidant molecule), rapidly converted
into bilirrubin, by biliverdin reductase (Figure 1.11.).
Figure 1.11. Heme group metabolization by the enzyme heme-oxygenase (HO), giving rise to free
iron, biliverdin (rapidly converted to bilirubin) and carbon monoxide.
In biological systems CO binds almost exclusively to transition metals, namely
iron, manganese, vanadium, cobalt, tungsten, copper, nickel and molybdenum,
which are present in structural and functional proteins (Boczkowski et al. 2006). The
number of molecules targeted by CO in mammals is very limited; the majority are
heme-containing proteins, whose function is regulated by the iron of this prosthetic
group. Iron is involved in the control of protein function by being part of heme
structure. In contrast to NO, that can bind to Fe3+ and Fe2+, CO is only able to accept
electrons from Fe2+, which promotes a selectivity of CO-targeted heme-proteins
(Roberts et al. 2004; Boczkowski et al. 2006). CO also activates soluble guanylate
cyclase (sGC) and nitric oxide synthase (NOS), but higher levels of CO are usually
required and its physiological role is not yet clarified (Queiroga et al. 2012). Finally,
the last mitochondrial electron transport chain complex, cytochrome c oxidase,
appears as another potential binding target for CO in vivo (Cooper et al. 2008).
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Despite the biological functions associated to CO in vivo and the existence of
several proteins capable of binding CO in vitro; it is still a matter of discussion the
actual physiological targets of CO.
6.1. Heme-oxygenase 1 and the central nervous system
HO has two main described isoforms: HO-1 or inducible and HO-2 or constitutive
and both respond to stress by the increase in expression or activity, respectively
(Ryter et al. 2006). HO-3 has been found only in the rat brain, but no activity on the
human brain (Zhu et al. 2011). HO activity plays an important role on the redox state
of the cell and it is described as crucial for cellular maintenance and survival in many
systems (listed in Table 1.4) such as brain (Dore 2002), heart (Piantadosi et al.
2008), intestine (Nakao et al. 2008), liver (Babu et al. 2007) and lung (Morse et al.
2009). Its activation reduces oxidative stress in cells and inhibits inflammation, both
due to removal of heme and because of the biological activity of HO-1 products
(Grochot-Przeczek et al. 2012).
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Table 1.4. Protective actions of HO-1 and HO-2.
HO isoform Protective action Model Reference
HO-1
Prevents apoptosis in transplanted organs Transplanted heart Akamatsu et al.
2004
Reduces neuroinflammation Autoimmune
encephalomyelitis Chora et al. 2007
Prevents damage in cerebral ischemia Brain Atkins et al. 1999; Wang et al. 2011
Anti-inflammatory Gastrointestinal
Vascular Durante 2011; Zhu et al. 2011
Prevents development of ischemia-reperfusion injury Prevents graft rejection
Liver
Wang et al. 2011
Attenuates hypertension Lower blood pressure in established hypertension
Vascular Hosick et al. 2012
HO-2 HO-2 deficiency increases brain swelling and inflammation after intracellular hemorrhage
Brain Wang et al. 2008
The induction of HO-1 expression can be achieved by a myriad of inducers,
supporting the consideration of HO-1 as a therapeutic funnel, since its function is
required for the activity of several others therapeutic molecules (Otterbein et al.
2003). In addition, Soares and Bach (Soares et al. 2009) proposed HO-1 system
(HO-1, CO, Fe and biliverdin) to work as a funnel, albeit each molecule has different
mechanism, the global and protective effect is constructed together. HO-2 is
described to be a less likely target to main control of protection in diseases, since its
expression is not inducible (Soares and Bach 2009).
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6.2. Carbon monoxide and the central nervous system
Carbon monoxide beneficial role has been described in the literature, namely the
anti-proliferative in vascular smooth muscle cells (Stanford et al. 2003); anti-
inflammatory in lung (Ryter et al. 2007) and heart (Otterbein 2002); protective against
organ rejection (Musameh et al. 2007) and HIR injury in various models (Chatterjee
2007; Nakao et al. 2008). Some examples of CO anti-apoptotic effect are reported in
endothelial cells (Brouard et al. 2000), pulmonary cells (Otterbein et al. 1999) and
muscle (Harder et al. 2008). For review (Ryter et al. 2007) and Table 1.5. However,
the protective effect in the brain environment has been poorly described. We
previously described that in primary cultures of neuronal cells exogenous CO
prevents apoptosis by inducing a PC state (Vieira et al. 2008). Still, CO pathways
remain elusive and further studies must be carried to improve the possibility to use
this molecule as therapeutic agent.
Table 1.5. Protective actions of CO.
Protective action Model Reference
Prevents apoptosis Endothelial cells
Rat mitochondria
Brouard et al. 2000
Piantadosi et al. 2006
Reduces inflammatory responses and endoplasmatic reticulum stress
Metabolic disorders Joe et al. 2001
Reduces neuroinflammation Brain Chora et al. 2007
Energy maintenance Ischemic myocardium Ahlstrom et al. 2009
Reduces brain injury after transient middle cerebral artery occlusion
Brain Zeynalov et al. 2009
Preventing cerebral injury resulting from cardiac bypass procedures using deep hypothermic circulatory arrest
Brain Mahan et al. 2012
Chapter I
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6.3. Carbon monoxide as therapeutic molecule
CO administered in combination with others strategies may extend the
therapeutic window. In particular, CO-induced PC would enhance endogenous
properties with clinical benefits, is not invasive and would not require very specialized
equipment. Others inhalation therapies have been introduced in clinics (Robinson et
al. 2009), for reducing toxicity resulting from metabolization of administered drugs,
since drug extraction occurs by exhalation. The therapeutic application of nitric oxide
(NO) as vasodilator in several disease models and also in injured lungs of premature
and newborn babies is now widely accepted (Bloch et al. 2007). NO is chemically
similar to CO; however, unlike CO, NO reacts rapidly with molecular oxygen, and
produces peroxynitrite (ONOO-), which is highly reactive. Likewise, noble gases have
also been studied for medical applications, especially xenon. Recently, Ryang and
co-workers (Ryang et al. 2011) described the efficacy of argon in protecting rat
brains in a model of transient middle cerebral artery occlusion. Taken all together,
potential CO-inhaled based therapy has the added value of integrating two critical
advantages: it is chemically inert compared to NO and is an endogenous molecule
compared to noble gases.
For overcoming a possible systemic CO toxic effect, the use of CO-releasing
molecules (CORM’s) has been proposed (Motterlini 2007). These small organic and
organometallic compounds are able to deliver CO in a timely and tissue-specific
manner, allowing a significant reduction in carboxyhaemoglobin formation and
toxicity, which opens novel windows of opportunity for clinical applications. The
biological activities of CORMs include, among others (see Table 1.6.):
cardioprotection in isolated perfused rat heart, protection in acute hepatic reperfusion
injury in rats, endothelial cells protection during cold preservation and injury
impairment in the case of HI injury during kidney transplantation, among others
(Motterlini et al. 2010). Furthermore, and very recently, CORM-3 was shown to
modulate the inflammatory response and to reduce brain damage in an adult rat
model of hemorrhagic stroke (Yabluchanskiy et al. 2012), indicating that CORM-3
can cross the blood brain barrier.
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At present there are two clinical trials phase II on CO gas inhalation-based
therapy: for treating patients with intestinal paralysis after colon surgery, for
prevention of post-operative ileus (NCT01050712) and for the improvement of
tolerability in patients receiving kidney transplants (NCT00531856).
Table 1.6. Protective actions of CORMs.
Protective action Model Reference
Alleviate vascular and immune-related dysfunctions Motterlini et al. 2002
Protects against HI and oxidative stress Cardiac cells
(CORM-3) Clark et al. 2003 Stein et al. 2012
Late PC induction Myocardial infarction
(CORM-3) Stein et al. 2005
Reduces inflammation Microglia
(CORM-3) Bani-Hani et al. 2006
Protects against seizure-induced neonatal vascular injury
Brain (CORM A1)
Zimmermann et al. 2007
Protects against myocardial infarction in hyperglycaemic rats
Heart (CORM-3)
Filippo et al. 2011
Regulation on mitochondrial respiration Heart
(CORM-3) Lo Iacono et al. 2011
7. AIMS AND SCOPE OF THE THESIS
This PhD thesis aims at clarifying the cellular pathways involved in the carbon
monoxide (CO) capacity to confer cytoprotection against apoptosis following hypoxia-
ischemia and reperfusion (HIR) in the brain. Three different model systems were
used to address this objective:
(i) isolated non-synaptic mitochondria – as mitochondria are the apoptosis
gatekeepers, central in cellular metabolism, the main subcellular source of ROS
and CO affinity to cytochrome c oxidase is documented, the direct CO effect on the
Chapter I
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mitochondrial membrane permeabilization (chapter II), mitochondrial metabolism
(chapter III) and its upstream events were studied;
(ii) primary monocultures of astrocytes and primary co-cultures of neurons and
astrocytes (in vitro) – CO protective action in primary cultures of neurons was already
demonstrated (Vieira et al. 2008), thus CO capability to revert cell death was tested
in primary cultures of astrocytes (chapter II). Furthermore, approaching with a more
physiological model – co-cultures – the relevance of carbon monoxide pre-treatment
to cell-to-cell communication and its downstream events were investigated (chapter
IV);
(iii) perinatal model of hypoxia-ischemia (HI) in rats (in vivo) – complementing the
cellular and subcellular role of CO in vitro, the in vivo performance in order to validate
CO as neuroprotector and its influence in anti-apoptotic pathways was pursued. The
model used was a perinatal model of hypoxia-ischemia in rat pups (chapter V).
A schematic representation of the main goals proposed for this thesis as well as
the systems employed are summarized in Figure 1.12.
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Figure 1.12. Main questions and systems of this thesis.
Chapter I
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II CARBON MONOXIDE DIRECT EFFECT ON NON-SYNAPTIC MITOCHONDRIA:
mitochondrial membrane permeabilization prevention
This chapter is based on the following manuscript:
Glutathionylation of adenine nucleotide translocase induced by carbon monoxide prevents mitochondrial membrane permeabilization and apoptosis
Cláudia S.F. Queiroga, Ana S. Almeida, Cécile Martel, Catherine Brenner, Paula M.
Alves and Helena L.A. Vieira (2010) Journal of Biological Chemistry, 28;285(22):17077-88.
“Mitochondria are gatekeepers of life and death.” Brian O'Rourke
MITOCHONDRIAL MEMBRANE PERMEABILIZATION PREVENTION
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ABSTRACT
The present work demonstrates the ability of carbon monoxide (CO) to prevent
apoptosis in primary culture of astrocytes. For the first time, the anti-apoptotic
behaviour can be clearly attributed to the inhibition of mitochondrial membrane
permeabilisation (MMP), a key event in the intrinsic apoptotic pathway. In isolated
non-synaptic mitochondria CO partially inhibits (i) loss of membrane potential, (ii) the
opening of a non specific pore through the inner membrane, (iii) swelling and (iv)
cytochrome c release, which are induced by calcium, diamide or atractyloside (a
ligand of adenine nucleotide translocase, ANT). CO directly modulates ANT function
by enhancing ADP/ATP exchange and prevents its pore-forming activity. Additionally,
CO induces reactive oxygen species (ROS) generation, and its prevention by β-
carotene, decreases CO cytoprotection in intact cells, as well as in isolated
mitochondria, revealing the key role of ROS. On the other hand, CO induces slight
increase in mitochondrial oxidized glutathione (GSSG), which is essential for
apoptosis modulation by (i) delaying astrocytic apoptosis, (ii) decreasing MMP and
(iii) enhancing ADP/ATP translocation activity of ANT. Moreover, CO and GSSG
trigger ANT glutathionylation, a post-translational process regulating protein function
in response to redox cellular changes. In conclusion, CO protects astrocytes from
apoptosis by preventing MMP, acting on ANT (glutathionylation and inhibition of its
pore activity) via a preconditioning-like process mediated by ROS and GSSG.
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CONTENTS
1. Introduction ........................................................................................................... 46
2. Material and methods ........................................................................................... 49
2.1. Materials ....................................................................................................... 49
2.2. Cell culture .................................................................................................... 49
2.3. Isolation of non-synaptic mitochondria from cortex ....................................... 49
2.4. Preparation of CO solutions .......................................................................... 50
2.5. Apoptosis induction/prevention ..................................................................... 50
2.6. Assessment of apoptosis-associated parameters ........................................ 51
2.7. Measurement of ROS generation ................................................................. 51
2.8. Quantification of mitochondrial swelling ........................................................ 52
2.9. Cytochrome c release detection ................................................................... 52
2.10. Mitochondrial depolarisation detection ........................................................ 52
2.11. Inner membrane permeabilisation assay .................................................... 52
2.12. ADP/ATP translocase activity assessment ................................................. 53
2.13. Glutathione content quantification .............................................................. 53
2.14. Mitochondria isolation from primary culture of astrocytes ........................... 54
2.15. Immunoprecipitation ................................................................................... 54
2.16. Immunoblotting ........................................................................................... 55
2.17. Statistical analyses ..................................................................................... 55
3. Results ................................................................................................................. 56
3.1. Carbon monoxide prevents apoptosis in astrocytes ..................................... 56
3.2. ROS generation is crucial for CO-induced cytoprotection ............................ 59
3.3. CO inhibits mitochondrial membrane permeabilisation (MMP) in isolated non-
synaptic mitochondria .......................................................................................... 61
3.4. ROS are important molecules for CO prevention of MMP ............................ 63
3.5. CO facilitates ADP/ATP translocation function of ANT ................................. 64
3.6. CO augments GSSG/GSH ratio in isolated mitochondria ............................. 65
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3.7. GSSG signalling and protein glutathionylation are involved in the modulation
of ANT activity and MMP by CO ........................................................................... 66
3.8. Role of glutathione S-transferase (GST) ....................................................... 70
3.9. Prevention of mitochondrial GSH recycling protects astrocytes from cell death
and inhibits MMP .................................................................................................. 70
4. Discussion ............................................................................................................. 72
5. Acknowledgments ................................................................................................. 76
6. References ............................................................................................................ 77
Cláudia S.F. Queiroga had carried out all the majority of the experimental part performed, as well as involved on the decisions on how to execute the experiments, as well as on the
discussion and interpretation of the results.
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1. INTRODUCTION
Preconditioning (PC) is induced by potentially hazardous stimuli below their
threshold of injury, resulting in subsequent tissue protection, or tolerance, which is
defined as a condition of transiently increased resistance to injury. PC was first found
to be triggered by short episodes of ischemia, called ischemic preconditioning;
however, the stimuli can also be pharmacological or chemical (Kirino 2002).
Understanding the preconditioning phenomenon can be a tool to elucidate the
cellular endogenous protective mechanisms. Many factors are involved in the
signalling, transducing or executing the PC response. Reactive oxygen species
(ROS) are crucial signalling molecules during PC development and are mostly
generated in the mitochondria (Dirnagl et al. 2008). The four protein complexes
associated with the respiratory chain are the primary source of ROS by handling the
bulk of oxygen metabolism (Busija et al. 2008). Furthermore, respiratory chain
inhibition induces preconditioning and cytoprotection against focal cerebral ischemia
via ROS generation (Wiegand et al. 1999).
Apoptosis occurs via two distinct pathways: an extrinsic pathway (relying on cell
surface membrane receptors) and an intrinsic pathway, which is triggered by several
conditions of intracellular stress, leading to mitochondrial membrane permeabilisation
(MMP). In many models, MMP induces (i) mitochondrial transmembrane potential
dissipation, (ii) respiratory chain uncoupling, (iii) ROS overproduction, (iv) ATP
synthesis arrest and (v) the release of several death-regulating molecules (activating
proteases and nucleases), making the cell death process irreversible (Kroemer et al.
2007; Galluzzi et al. 2009). Depending on the cell type and apoptosis stimuli, MMP
can occur only in the outer membrane or in both mitochondrial membranes (inner
and outer membranes) via the mitochondrial permeability transition pore (PTP).
Permeability transition pore consists in a sudden increase in the inner membrane
permeabilisation to solutes up to 1500 Da; PTP is based at least on the dynamic
interaction between voltage dependent anion channel (VDAC), cyclophilin D (CypD)
and adenine nucleotide translocase (ANT) (Zoratti et al. 1995; Bernardi et al. 2001).
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Apoptotic or necrotic cell death due to hypoxia-ischemia and reperfusion injury
clearly involves the process of mitochondrial permeability transition (Kroemer et al.
2007).
ANT is the most abundant inner membrane protein responsible for the vital
function of stoichiometric ADP/ATP exchange on inner membrane. However, ANT
can switch to a lethal function, corresponding to its pore-forming activity. ANT can
interact with different proteins depending on the cell type or in response to apoptotic
stimuli. Anti- or pro-apoptotic members of the Bcl-2 family, such as Bcl-2 or Bax, can
physically interact with ANT facilitating its antiporter or pore-forming activity,
respectively (Marzo et al. 1998; Belzacq et al. 2003). On the other side, glutathione-
S-transferase (GST) interacts with ANT in normal tissue, in colon carcinoma cells
and in vitro. This interaction is lost during apoptosis induction, suggesting that GST
behaves as an endogenous repressor of PTP and of ANT pore activity (Verrier et al.
2004). The ANT pore forming property is also modulated by oxidation of critical thiol
groups in cysteine residues (cysteine 56, 159 and 256) facing the matrix side
(Costantini et al. 1996; McStay et al. 2002). Several thiol-cross linking agents (such
as diamide, dithiodipyridine or phenylarsine oxide) enforce PTP opening and pore-
forming activity of ANT, which is not prevented by Bcl-2 (Costantini et al. 2000;
McStay et al. 2002).
Carbon monoxide (CO) is an endogenous product of heme degradation by
heme-oxygenase (HO), which also generates free iron and biliverdin (Ryter et al.
2006). HO plays an important role in cell redox state, acting as an antioxidant
enzyme, which can be especially important for tissues with weak endogenous
antioxidant defences, such as the myocardium and the nervous system (Dore 2002).
HO activity has been suggested to modulate and prevent cerebral cell death in
several models; this neuroprotective property has been mainly attributed to bilirubin
antioxidant activity (Boehning et al. 2003; Schipper 2004), however little data is
available for CO in the central nervous system.
Low concentrations of CO confer an increased resistance to apoptosis triggered
by several stimuli in different models, including endothelial cells, vascular smooth
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muscle cells, liver or lung. CO also mediates other biological functions, such as anti-
inflammation, arrest of proliferation or vasodilatation (Ryter et al. 2006) and this
molecule presents a strong potential in therapeutic applications (Bannenberg et al.
2009). More recently, it has been shown that ROS, generated by mitochondria
(Sandouka et al. 2005; D'Amico et al. 2006), are imperative signalling molecules for
CO biological functions, such as anti-inflammation, cardioprotection, anti-proliferation
or anti-apoptosis in several systems (Bilban et al. 2008). Carbon monoxide is
described to bind to cytochrome c oxidase (complex IV), which slows down the rate
of electron transport enabling electron to accumulate, including at complex III. Thus,
the lifetime of the ubisemiquinone state of coenzyme Q is prolonged, increasing the
propensity to reduce O2 into superoxide (O2-), which is enzymatically converted to
other ROS (Chin et al. 2007; Zuckerbraun et al. 2007; Bilban et al. 2008). In the
literature, CO biological properties are prevented by the addition of anti-oxidants,
inhibition of complex III or the use of respiration-deficient ρº cells (Chin et al. 2007;
Zuckerbraun et al. 2007; Bilban et al. 2008; Vieira et al. 2008). In neuronal primary
cultures, CO exposure provides cytoprotective PC with an increased resistance
against apoptosis and ROS are crucial signalling molecules (Vieira et al. 2008).
On one hand, CO presents anti-apoptotic properties in several models. On the
other hand, mitochondria are central executers of the programmed cell death
process, via the MMP. In the literature, the most described role of CO in
mitochondria is the generation of ROS, which are signalling factors. Since no data
concerning the direct action of CO on MMP are available, the present work has
explored the direct effect of CO into non-synaptic mitochondria (MMP modulation)
and, consequently, its ability to prevent apoptosis in astrocytes. The involvement of
ROS as signalling molecules for CO-PC triggering were investigated, as well as the
biochemical mechanisms involved in the MMP control by CO.
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2. MATERIAL AND METHODS
2.1. Materials
All the chemicals were of analytical grade and were obtained from Sigma
(Germany) unless stated otherwise. Plastic tissue culture dishes were from Nunc
(Denmark); fetal bovine serum (FBS), glutamine, penicillin-streptomicin solution and
Dulbecco’s Minimum Essential Medium were obtained from Gibco (UK); Wistar rats
were purchased from Instituto de Higiene e Medicina Tropical (Lisboa, Portugal).
2.2. Cell culture
Primary cultures of astrocytes were prepared from 2-day-old rat cortex, as
described in Sa Santos et al. 2005. Briefly, cerebral hemispheres were carefully
freed of the meninges, washed in ice-cold PBS and mechanically disrupted. Single-
cell suspensions were plated in T-flasks (3 hemispheres/175 cm2) in Dulbecco’s
Minimum Essential Medium (DMEM) supplemented with 10% (v/v) fetal bovine
serum heat inactivated, 100 U/mL penicillin-streptomycin solution and glucose (to
obtain a final concentration of 10 mM). Cells were maintained in a humidified
atmosphere of 7% CO2 at 37ºC. After 8 days the phase dark cells growing on the
astrocytic cell layer were separated by vigorous shaking and removed. The
remaining astrocytes were detached by mild trypsinization using trypsin/EDTA
(0.25% wt/vol) and subcultured in T-flasks for another 2 weeks. Growth medium was
changed twice a week.
2.3. Isolation of non-synaptic mitochondria from cortex
Mitochondria were isolated from 300-350 g male Wistar adult rat according to
(Kristian et al. 2000). Briefly, cortex was removed and washed in a ice-cold isolation
buffer containing 225 mM manitol, 75 mM sucrose, 1 mM EGTA and 5 mM HEPES,
pH 7.4. The tissue was minced with scissors and manually homogenized with Potter
Elvehjem in isolation buffer. The homogenate was centrifuged at 1300 g for 3 min,
and the resuspended pellet was re-centrifuged 1300 g for 3 min. Both supernatants
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were pooled together and centrifuged at 21200 g for 10 min. The remaining pellet
was resuspended in 3.5 mL of Percoll solution 15% and layered into centrifuge tubes
containing a preformed two-step discontinuous density gradient consisting of 3.7 mL
of 24% Percoll on top of 1.7 mL 40% Percoll. The gradient was centrifuged at 31700
g for 9 min. The mitochondrial fraction, located between the layers 24% and 40%
Percoll, was removed, diluted 1:8 in isolation buffer and centrifuged at 16700 g for 10
min. The pellet was resuspended in 10 mL of isolation buffer containing 5 mg/mL
BSA (to remove lipids) and centrifuged at 6800 g for 10 min. The mitochondrial pellet
was resuspended in 100 μL of isolation buffer and the total amount of protein was
quantified using BCA assay (Pierce, Illinois). All the steps were carried out at 4ºC.
All isolated mitochondria analysis were performed on modified brain buffer
(Kristian et al. 2000) containing 125 mM KCl, 2 mM K2HPO4, 1 mM MgCl2, 15 μM
EGTA, 20 mM Tris, 5 mM glutamate and 5 mM malate, pH 7.3, unless stated
otherwise. All CO treatment in isolated mitochondria was performed with final
concentration of 10 μM, during 15 min at room temperature (RT), unless stated
otherwise.
2.4. Preparation of CO solutions
Fresh stock solutions of CO gas were prepared each day and carefully sealed.
PBS (Phosphate Buffered Saline) was saturated by bubbling 100% of CO gas during
30 min to produce 10-3 M stock solution. The concentration of CO in solution was
determined spectrophotometrically by measuring the conversion of deoxymyoglobin
to carbon monoxymyoglobin, as previously described (Motterlini et al. 2002). CO 100
% was purchased as compressed gas (Linde, Germany).
2.5. Apoptosis induction/prevention
Astrocytes were treated with CO (50 μM) for 3 hours, or with ethacrynic acid
(EA, 50 μM) or carmustine (BCNU, 100 μM) for 1h, followed by medium exchange.
Then, apoptosis was induced with diamide at concentrations ranging from 50 to 250
µM or with tert-butylhydroperoxide (t-BHP) at concentrations from 80 to 280 μM for
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18h. In some cases, β-carotene (1 μM) was used to modulate CO effect, by applying
this anti-oxidant to cells 1h prior CO treatment.
2.6. Assessment of apoptosis-associated parameters
To detect apoptosis induced by diamide or t-BHP, cell samples were collected
by trypsinisation and cells were gated by the forward and side scatter. Two dyes
were used 3,3’-dihexyloxacarbocyanine iodide (DiOC6(3), 20 nM, Invitrogen, UK) to
quantify the mitochondrial transmembrane potential (∆Ψm) and propidium iodide
(PI, 1 μg/ml, Invitrogen, UK) to determine cell viability, based on plasma membrane
integrity. A flow cytometer (Partec, Germany) was used to analyse apoptosis-
associated parameters. This cytometer contains a blue solid state laser (488 nm)
with FL1 green fluorescence channel for DiOC6(3) at 530 nm and a FL3 red
fluorescence channel for PI detection at 650 nm. The acquisition and analysis of the
results were performed with FlowMax (Partec) software
2.7. Measurement of ROS generation
ROS generation was followed by the conversion of 2’,7’-dichlorofluorescein
diacetate (H2DCFDA, Invitrogen, UK) to fluorescent 2’, 7’-dichlorofluorescein (DCF).
Astrocytes were treated for 3 h with CO, supernatant was removed and cells were
incubated for 20 min with 10 μM of H2DCFDA prepared in PBS. Cells were washed
twice and fluorescence was measured (λexc: 485 nm, λem: 530 nm) using FL500 96
Well Spectrofluorimeter. β-carotene (1 μM) was added 1h prior CO treatment. In the
case of isolated mitochondria, 25 μg of mitochondrial protein was incubated with 5
μM of H2DCFDA and 10, 50 or 250 μM of CO, in modified brain buffer. Fluorescence
(λexc: 485 nm, λem: 530 nm) was measured using Biotek Synergy 2 Spectrofluorimeter
during 30 min at 37ºC. ROS generation was calculated as an increase over baseline
levels, determined for untreated cells (100%). In some cases, β-carotene (1 μM) was
added to isolated mitochondria 10 minutes prior CO treatment.
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52
2.8. Quantification of mitochondrial swelling
25 μg of mitochondrial protein was diluted in modified brain buffer containing or
not 10 μM of CO. After 15 minutes of incubation at RT, 5 or 15 μM of Ca2+ were
added and the decrease in optical density at 540 nm was immediately measured for
30 min at 37ºC, using Biotek Synergy 2 Spectrofluorimeter. 100% of swelling is
calculated based on the optical density decrease after 30 min between non-treated
and 15 M Ca2+ treated mitochondria.
2.9. Cytochrome c release detection
25 μg of protein from isolated mitochondria was diluted in modified brain buffer
containing or not 10 μM of CO. After 15 minutes of incubation at RT, 5 or 15 μM of
Ca2+ were added and mitochondria were incubated for 30 min at 37ºC. Samples
were centrifuged for 10 minutes at 10000 g and mitochondrial pellet was analysed by
immunoblotting with -cytochrome c.
2.10. Mitochondrial depolarisation detection
For depolarisation measurements, isolated mitochondria (25 μg) containing 1 μM
of rhodamine 123 in modified brain buffer were pre-treated with: 10 μM of CO, 5 μM
of cyclosporine A (CsA), 1 μM of β-carotene or 10 μM of EA. To depolarization
assessment by Rhodamine 123 dequenching several MMP inducers were added: 5
or 7.5 μM of Ca2+, 300 μM of atractyloside or 250 μM of diamide. The fluorescent
measurements (λexc: 485 nm, λem: 535 nm, Biotek Synergy 2 Spectrofluorimeter)
were followed for 30 min at 37ºC and are expressed in percentage relative to the
positive control 5 μM of Ca2+ (100%) at the indicated time point.
2.11. Inner membrane permeabilisation assay
Citrate synthase activity assay is used to assess the inner membrane
permeability, as described in Belzacq-Casagrande et al. 2009. Upon inner
mitochondrial membrane permeabilisation acetyl-CoA is able to enter into
mitochondrial matrix, reacting with citrate synthase. 5, 5’-dithio-bis 2-nitrobenzoic
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acid (DTNB) and deacetyled acetyl-CoA reaction gives 5-thio-2-nitrobenzoate (TNB)
which can be followed by absorbance at 412 nm.
Briefly, 25 μg of protein from isolated mitochondria was incubated with CO (10
μM), GSSG (1 μM) or EA (25 μM), in modified brain buffer containing 100 μM of
DTNB, 300 μM of acetylCoA and 1 mM of oxaloacetate. Inner membrane
permeabilisation was induced by atractyloside at 300 μM or Ca2+ at 15 μM.
Whenever was the case, β-carotene (1 μM) was added 10 minutes prior CO
treatment. The absorbance at 412 nm was recorded for 20 minutes, using Biotek
Synergy 2 Spectrofluorimeter.
2.12. ADP/ATP translocase activity assessment
ADP/ATP translocase activity was assessed accordingly with Belzacq-
Casagrande et al. 2009. The ADP/ATP exchange rate was evaluated on 75 μg of
protein from isolated mitochondria diluted in ATP buffer (20 mM HEPES, pH 7.2, 5
mM succinate, 300 mM sucrose, 10 mM KCl, 1 mM MgCl2, 1 mM Pi, 10 μM EGTA, 2
μM rotenone). Isolated mitochondria were treated with 10 μM of CO, 1 or 100 μM of
GSSG or 10 μM of EA. ATP efflux triggered by externally added ADP was monitored
by fluorescence (λexc: 360 nm, λem: 465 nm) following NADP+ reduction occurring in
a solution containing 2.5 mM glucose, 1 E.U. hexokinase (E.C. 2.7.1.1.), 0.5 E.U.
glucose-6-phosphate-dehydrogenase and 0.2 mM NADPH, as described (Belzacq-
Casagrande et al. 2009). Influence of adenylate kinase-dependent ATP synthesis
was evaluated after treatment of isolated mitochondria by 10 μM of adenylate kinase
specific inhibitor Ap5A (P1P5-diadenosine-5’-pentaphosphate). The values obtained,
using Biotek Synergy 2 Spectrofluorimeter, during 30 min at 37ºC are expressed in
percentage relative to control (100%) at the time point indicated.
2.13. Glutathione content quantification
After treatment with CO at 10 μM or 50 μM, in the presence or absence of β-
carotene at 1 μM, reduced and oxidized glutathione in isolated mitochondria were
determined spectrophotometrically (Molecular Devices, SpectraMax 340) using the
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procedure previously described (Hirrlinger et al. 2005). The assay measured the rate
of formation of TNB from DTNB, in the presence of NADPH and glutathione
reductase, at 412 nm, during 5 minutes. Glutathione disulfide (GSSG) is measured
as described earlier after derivatization of GSH with 2-vinylpiridine (2VP) (Dringen et
al. 1996). The values are expressed as GSSG/GSH ratio.
2.14. Mitochondria isolation from primary culture of astrocytes
Primary cultures of astrocytes were washed with ice-cold PBS collected by
trypsinisation. The samples were centrifuged at 200 g for 10 min, and cells were
whashed in PBS by centrifugation at 200 g for 10 min. The supernatant was
discarded and the pellet (cells) incubated in 3.5 mL of hypotonic buffer (0.15 mM
MgCl2, 10 mM KCl, 10 mM Tris-HCl, pH 7.6) at 4ºC for 5 min. After the addition of an
equal volume of homogenisation buffer (0.15mM MgCl2, 10 mM KCl, 10 mM Tris-
HCl, 0.4 mM PMSF, 250 mM saccharose, pH 7.6) twice concentrated, samples were
manually homogenised with Douncer potter. Cell extracts were centrifuged at 900 g
for 10 min; followed by supernatant centrifugation at 10000 g for 10 min. The
mitochondrial pellet was resuspended in 100 μL of homogenisation buffer and the
total amount of protein was quantified using BCA assay (Pierce, Illinois). All the steps
were carried out at 4ºC.
2.15. Immunoprecipitation
100 μg of mitochondrial protein (isolated from astrocytes or from rat cortex) were
incubated in 100 μL of homogenisation buffer containing 0.5% of Triton X-100 in the
presence of 20 μL of α-GSH (ViroGen, USA; 1 mg/mL) or 20 μL of α-ANT
monoclonal antibody (Mitosciences, USA) for 90 min at 37ºC, followed by
immunoprecipitation with 15 μL of protein A/G PLUS-Agarose beads (Santa Cruz
Biotechnology, UK) during 30 min at 37ºC. After 10 min of 10000 g centrifugation,
supernatant was discarded and pellet was washed four times with PBS. Proteins
attached to the beads were solubilized by Laemmli buffer for further Western blot
analysis.
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2.16. Immunoblotting
Several samples (from cell extracts, mitochondria or immunoprecipitated protein)
were separated under reducing electrophoresis on a 1 mm NuPAGE® Novex BIS-
Tris Gel (Invitrogen, UK) and electrically transferred to a nitrocellulose membrane
(Hybond™-C extra, Amersham Biosciences). ANT, caspase-3, GST or cytochrome c
protein was stained with α-ANT monoclonal antibody (Mitosciences, USA), α-
caspase-3 (Sigma), α-GST (GE Healthcare, UK) or α-cytochrome c (Abcam), all of
them at 1/1000 dilution and 2 h of RT incubation. Blots were developed using the
ECL (enhanced chemiluminescence) detection system after incubation with HRP-
labeled anti-mouse IgG antibody (Amersham Bioscience, UK), 1/5000, 1 h of RT
incubation. The area and intensity of bands were quantified by densitometry analysis
(GraphPad Prism 4), and are presented as percentage relative to the positive control
(100%). These experiments have been repeated three times, with similar results.
2.17. Statistical analyses
The data concerning intact cells were carried out at least in three independent
preparations (cell isolation). All data related to isolated mitochondria were done in
triplicate from at least three independent animals. Mitochondrial data are presented
as a representative result of three independent assays. For the western blot
technique, a representative image of three independent assays is shown. All values
are mean ± SD, n≥3. Error bars, corresponding to standard deviation, are
represented in the figures. Statistical comparisons were performed using ANOVA:
single factor with replication, with p<0.05, n≥3. p<0.05 means that samples are
significantly different at a confidence level of 95%.
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3. RESULTS
3.1. Carbon monoxide prevents apoptosis in astrocytes
Primary cultures of cortical astrocytes were treated with CO saturated PBS 3h
prior to apoptosis induction. Astrocytic apoptosis was induced by oxidative stress
with the pro-oxidant tert-butylhydroperoxide (Figure 2.1. and 2.2.) and the thiol
cross-linker diamide (Figure 2.2.) treatment during 18h. Both reagents have been
shown to induce cell death, at least, by acting at the mitochondrial level (Constantini
et al. 2000). The dissipation of mitochondrial membrane potential, Δψm, (quantified
by DiOC6(3)) and plasma membrane permeabilization (detected by iodide propidium
fluorescence), a marker for loss of viability, were assessed by flow cytometry.
CO is not toxic up to 100 μM, however, at this concentration does not confer
cytoprotection (Figure 2.1. – A and B). In addition, carbon monoxide prevents
astrocytic cell death up to 48h after induction (Figure 2.1. – C). Thus, CO role is not
limited to delay apoptosis in a short time window.
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Figure 2.1. Carbon monoxide at 100 μM does not confer protection against astrocytic apoptosis
but 50 μM of CO confers protection against apoptosis in delayed periods of time. Primary
cultures of astrocytes cultured in 24 well-plates were pre-treated with 100 μM of CO for 3h, following
apoptosis induction by 18h exposure to (A, B) the pro-oxidant, t-BHP (from 0 to 280 μM). The
apoptotic hallmarks were assessed by flow cytometry. In (A) the percentage of cells presenting high
mitochondrial potential, detected by DiOC6(3), is expressed. In (B) the percentage of cells containing
intact plasma membrane (viable cells) is presented, assessed with PI fluorochrome. All values are
mean ± SD, n = 4 (A, B). (C) Primary cultures of astrocytes cultured in 24 well-plates were pre-treated
with 50 μM of CO for 3h, following apoptosis induction by the pro-oxidant, t-BHP (160 μM) for 48 h.
The percentage of viable cells (assessed by PI) is presented at 0, 6, 12, 24 and 48 h after t-BHP
addition. All values are mean±SD, n=3.
In contrast, 50 μM of CO protected astrocytes against cell death caused by
diamide (Figure 2.2. – A and B) and t-BHP (Figure 2.2. – C and D). In addition,
carbon monoxide prevents caspase-3 activation induced by diamide (Figure 2.2 –
E). In conclusion, CO does protect astrocytes from cell death induced by oxidative
stress; furthermore CO presents an extended time window of action.
(A) (B)
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Figure 2.2. Carbon monoxide confers protection against apoptosis. Primary cultures of
astrocytes cultured in 24 well-plates were pre-treated with 50 μM of CO for 3h, following apoptosis
induction by 18h exposure to (A, B) the thiol cross-linker, diamide (from 0 to 250 μM) and to (C, D) the
pro-oxidant, t-BHP (from 0 to 280 μM). The apoptotic hallmarks were assessed by flow cytometry. In (A,
C) the percentage of cells presenting high mitochondrial potential, detected by DiOC6(3), is expressed.
In (B, D) the percentage of cells containing intact plasma membrane (viable cells) is presented,
assessed with PI fluorochrome. All values are mean±SD, n=4 (A, B) with *p<0.05 compared with control
and CO-treated cells for each concentration of diamide and (C, D) # p<0.05 compared with control and
CO-treated cells for each concentration of t-BHP. (E) Immunodetection of caspase-3 activation by its
cleavage into 12kDa fraction. First line corresponds to astrocytes treated with diamide at 200 μM (18h);
second line astrocytes pre-treated with 50 μM of CO (3h) followed by diamide induction of apoptosis and
third line control astrocytes.
(E)
(A) (B)
(D) (C)
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3.2. ROS generation is crucial for CO-induced cytoprotection
Astrocytes were treated with 50 M of carbon monoxide and after 3 h,
intracellular ROS generation (specifically H2O2) was measured by the conversion of
2’,7’-dichlorofluorescein diacetate (H2DCFDA) to fluorescent DCF. CO induces an
increase in intracellular ROS levels of about 20%, which is prevented by 1 h of pre-
treatment with the anti-oxidant -carotene at 1 M (Figure 2.3 – A). In order to verify
the role of ROS and, thus, preconditioning mode of action of CO, 1 M of -carotene
was added to primary culture of astrocytes previous to CO treatment. Indeed,
inhibition of ROS generation decreases the anti-apoptotic effect of CO for diamide
(Figure 2.3 – B) and for t-BHP (Figure 2.3 – C) inductions. Thus, in intact cells, ROS
are imperative signalling molecules for prevention of apoptosis by CO, indicating that
a preconditioning-like mechanism is involved.
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Figure 2.3. Relevance of ROS on carbon monoxide protective role. (A) CO induces
intracellular ROS generation and it is prevented by the anti-oxidant β-carotene. Primary cultures of
astroglial cells were pre-treated for 1h with 1 μM of β-carotene, followed by 50 μM CO addition during
3h, ROS quantification was performed using 2’,7’-dichlorofluorescein diacetate (H2DCFDA). (B, C)
Astrocytes were subjected to 1 μM of β-carotene for 1h, followed by treatment with 50 μM of CO for 3h,
and apoptosis was induced with diamide (B) or t-BHP (C) for 18h. Mitochondrial potential and viability
were assessed by flow cytometry, using DiOC and PI respectively. All values are mean ± SD, n=3, (A)
*p<0.05 compared with control or with β-carotene and CO-treated cells. (B) with *p<0.05 compared with
control or with β-carotene and CO-treated cells for high ΔΨm and ** p <0.05 compared with control or
with β-carotene and CO-treated cells for viability. (C) *p<0.05 compared with control or with β-carotene
and CO-treated cells for high ΔΨm and **p<0.05 compared with control or with β-carotene and CO-
treated cells for viability.
(A)
(B) (C)
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3.3. CO inhibits mitochondrial membrane permeabilisation (MMP) in isolated
non-synaptic mitochondria
Several different approaches were used to assess direct or indirectly
mitochondrial membrane permeabilisation: mitochondrial depolarisation, inner
membrane permeabilisation, cytochrome c release and mitochondrial swelling. Non-
synaptic mitochondria isolated from brain cortex (Kristian et al. 2000) were treated
with 10 μM of CO during 15 min prior to addition of diamide, atractyloside (a ligand of
ANT that prevents ADP/ATP translocation and induces its pore forming function) or
calcium to induce MMP. Loss of ΔΨm, or mitochondrial depolarisation, was
measured using the methodology based on dequenching of the fluorescent probe
Rhodamine 123 (Belzacq-Casagrande et al. 2009). Loss of ΔΨm induced by
atractyloside was prevented by prior addition of CO (Figure 2.4 – A). CO also
inhibits mitochondrial depolarisation induced by diamide and Ca2+ (Figure 2.4 – B).
To quantify this effect, Ca2+ at 5 μM was normalised to 100% of depolarisation
(Figure 2.4 – B). Moreover, cyclosporine A (CsA) also prevents ΔΨm loss, indicating
the involvement of the permeability transition pore (Figure 2.4 - B) (Crompton et al.
1999). Changes in the inner membrane permeability (the opening of a large channel
for molecules up to ~ 800 Da) were assessed via an enzymatic assay based on the
accessibility of citrate synthase, which is a soluble matrix enzyme (Belzacq-
Casagrande et al. 2009). The atractyloside induction of inner membrane
permeabilisation is partially prevented by CO (Figure 2.4 – C). Finally, CO also
inhibits mitochondrial swelling triggered by 5 or 15 μM of Ca2+ (Figure 2.4 – D); as
well as there is a partial prevention of cytochrome c release from mitochondria pre-
treated with CO when challenged with Ca2+ at 15 μM (Figure 2.4 – E). CO treatment
at 10 μM (alone) in isolated mitochondria had no effect on swelling, mitochondrial
depolarisation or pore formation through the inner membrane (Figure 2.4). In
conclusion, CO inhibits mitochondrial swelling, cytochrome c release, loss of ΔΨm
and inner membrane permeabilisation. Thus, CO prevents apoptosis, at least, via a
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direct effect on mitochondria, i.e., by reducing mitochondrial membrane
permeabilisation (MMP).
Figure 2.4. Carbon monoxide effect on the mitochondrial membrane depolarization, inner
membrane permeabilisation, mitochondrial swelling and cytochrome c release. All 4 experimental
assays were performed using isolated non-synaptic mitochondria in modified brain buffer. (A)
Representative micrograph for Rhodamine 123 fluorescence change (λexc: 485 nm, λem: 535 nm),
measured for 30 min at 37ºC, in the absence or presence of 10 μM CO and 300 μM atractyloside or 5
μM Ca2+. (B) Quantitative expression of Rhodamine 123 fluorescent measurements at 15 min of
incubation. Isolated mitochondria were pre-treated with 10 μM CO or 1 μM CsA, then 0, 5 or 7.5 μM
Ca2+, 300 μM atractyloside or 250 μM diamide was added. The values are expressed in relative
percentage to 5 μM Ca2+ (100%). All values are mean±SD, n=3; *p<0.05 compared with control
mitochondria for each inducer. (C) An enzymatic assay based on citrate synthase activity was used to
follow inner membrane permeabilisation. Measurements were performed at 412 nm in the absence or
presence of 10 μM CO and 300 μM atractyloside, at 37ºC for 20 min. All values are mean±SD, n=3. (D)
Mitochondrial swelling was measured by absorbance at 540 nm, at 37ºC for 30 min the effect of 15 μM
Ca2+ was normalised to 100% of swelling. Mitochondria were treated in the presence or absence of Ca2+
at 5 or 15 μM and/or CO at 10 μM. All values are mean±SD, n=3; *p<0.05 compared with control and
CO-treated mitochondria. (E) Mitochondria, in the absence or presence of 10 μM of CO, were treated
with Ca2+ at 15 μM, at 37ºC for 30 min, followed by centrifugation to separate mitochondrial pellet for
immunodetection of cytochrome c release.
(A) (B)
(E)
(A) (B)
(C) (D)
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3.4. ROS are important molecules for CO prevention of MMP
In isolated non-synaptic mitochondria, treatment with CO at 10, 50 or 250 μM
induced ROS generation in a dose-response manner; and pre-treatment with β-
carotene (1 μM) prevented ROS formation by CO (Figure 2.5 – A). Inhibition of
mitochondrial depolarisation by CO was lost when mitochondria were treated with the
anti-oxidant β-carotene prior to CO exposure (Figure 2.5 – B). Still, CO became
unable to prevent the atractyloside induced-opening of a large channel in the inner
membrane when β-carotene was added to mitochondria before CO treatment
(Figure 2.5 – C). These findings support the hypothesis that ROS generation by CO
is necessary for its MMP prevention in isolated mitochondria. Therefore, ROS are
also imperative CO-signalling molecules at mitochondrial level.
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Figure 2.5. Influence of ROS on CO effect at mitochondrial level. In (A) mitochondria were treated
with 10, 50 or 250 μM of CO in the presence or absence of 1 μM of β-carotene, followed by ROS
quantification using 2’,7’-dichlorofluorescein diacetate (H2DCFDA, λexc: 485 nm, λem: 530 nm). The
values are expressed in percentage relative to control (100%). All values are mean±SD, n=4, *p<0.05
compared with control, **p<0.05 compared with control, #p<0.05 compared with control, ##p<0.05
compared with CO 10 µM and ***p<0.05 compared with CO 50 µM. (B) Mitochondria were pre-treated
with 1 μM of β-carotene and 10 μM of CO, then atractyloside at 300 μM or diamide at 250 μM was
added. The fluorescent measurements (λexc: 485 nm, λem: 535 nm) are expressed in relative percentage
to 5 μM of Ca2+ (100%) at 15 min of incubation. All values are mean±SD, n=3; *p<0.05 compared with
control and with β-carotene and CO-treated mitochondria. (C) Inner membrane permeabilisation was
assessed according to Belzacq-Casagrande et al. 2009. Measurements were performed at 412 nm in
the absence or presence of 10 μM of CO and 300 μM of atractyloside for during 20 min at 37ºC. All
values are mean±SD, n=3.
3.5. CO facilitates ADP/ATP translocation function of ANT
In order to clarify the mechanisms involved in CO inhibition of MMP, the influence
of this gas on adenine nucleotide translocase (ANT) activity was measured using an
(C)
(A) (B)
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enzymatic based assay (Belzacq-Casagrande et al. 2009). ANT is a double function
protein located in the mitochondrial inner membrane. ANT’s physiological role
consists in exchanging ADP against ATP in a stoichiometric manner; in contrast, in
response to diverse stimuli, its activity can switch to a pore forming protein,
modulating MMP (Belzacq et al. 2003). Mitochondria treated with CO present an
increased ANT translocase activity (Figure 2.6), providing evidence that CO
prevents the opening of a non specific pore through the inner membrane by directly
acting on ANT and enforcing its physiological activity.
Figure 2.6. Carbon monoxide effect on ADP/ATP translocase activity of ANT. The results were
obtained using isolated non-synaptic mitochondria treated with 10 μM of CO and ADP/ATP
translocation was assessed according to Belzacq-Casagrande et al. 2009. ADP is added to
mitochondria and diffuses into the intermembrane space through VDAC. Once into the intermembrane
space, ADP can be transformed by adenylate kinase (AK) in AMP and ATP or exchange against ATP
by adenine nucleotide translocator (ANT). The values are expressed in relative percentage to control
(100%) at 15 min of incubation and are mean±SD, n=3, with *p<0.05 compared with control
mitochondria.
3.6. CO augments GSSG/GSH ratio in isolated mitochondria
Based on the fact that: (i) CO generates ROS in isolated mitochondria and (ii)
glutathione is one of the most efficient anti-oxidant systems in the cell, as well as at
mitochondrial level (Dringen 2000), total glutathione (GSH) and oxidized glutathione
(GSSG) were measured after CO treatment in isolated mitochondria. The total
amount of mitochondrial GSH is not altered in the presence of carbon monoxide; this
result correlates with the fact that glutathione synthesis occurs in the cytosol, while at
mitochondrial level, only GSH recycling takes place. In contrast, mitochondrial levels
of GSSG increase after CO exposure in a dose-response manner, which enhances
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GSSG/GSH ratio (Figure 2.7). In addition, mitochondrial pre-treatment with β-
carotene prevents GSSG/GSH ratio augmentation due to the presence of CO
(Figure 2.7). These data suggest that GSSG is also a candidate factor for signalling
preconditioning and apoptosis prevention triggered by CO.
Figure 2.7. Carbon monoxide effect on mitochondrial GSSG/GSH ratio. After CO treatment (10 or
50 M) in the presence or absence of -carotene (1 M), oxidized and reduced glutathione
quantification was performed using a microtiter plate assay, as described in the Material and Methods
section. The values are mean±SD, n=3, with *p<0.05 compared with control, **p<0.05 compared with
mitochondria treated with 10 μM of CO, #p<0.05 compared with mitochondria without β-carotene
treatment and 10 μM CO treatment and ##p<0.05 compared with mitochondria without β-carotene
treatment and 50 μM CO treatment.
3.7. GSSG signalling and protein glutathionylation are involved in the
modulation of ANT activity and MMP by CO
In order to challenge the hypothesis of GSSG as signalling molecule in the CO
cytoprotective pathway, three distinct approaches were studied: (i) the effect of
GSSG on ADP/ATP translocation by ANT, (ii) modulation of inner membrane
permeability by small amounts of GSSG and (iii) the covalent modification of ANT by
glutathionylation of thiol groups. Small amounts of oxidized glutathione (1 μM)
increase the translocase activity of ANT (Figure 2.8. – A), which is similar to the CO
effect upon this enzyme. Furthermore, mitochondria treated with ethacrynic acid
(EA), which prevents glutathione recycling (Muyderman et al. 2004) and increases
GSSG levels, also facilitates ADP/ATP translocation by ANT (Figure 2.8. – A). Thus,
there might be a direct effect of GSSG on ANT. However, higher concentrations of
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GSSG (100 μM) prevent ADT/ATP exchange activity (Figure 2.8. – A). Still, oxidized
glutathione (1 μM) and EA partially prevent inner membrane permeabilisation
challenged by atractyloside and Ca2+ (Figure 2.8. – B and C). Thus, small amounts
of GSSG seem to modulate ANT activity and prevent MMP.
GSSG/GSH ratio was calculated for different conditions in order to correlate the
effect of CO on glutathione levels and the addition of 1 μM GSSG. GSSG/GSH ratio
in non-treated mitochondria is 0.080 and in CO (10 μM)-treated mitochondria, it
increases to 0.135; while addition of 1 μM GSSG in mitochondrial preparation
corresponds to a GSSG/GSH ratio of 0.426, which is three-time higher than the ratio
induced by 10 μM CO. However, oxidized glutathione is added into the media, it
does not correspond to glutathione concentration in the mitochondrial matrix.
Therefore, and based on these similar values (same order of magnitude), one can
consider that addition of GSSG at 1 μM might mimic the augmentation of
GSSG/GSH ratio due to CO induction. These data are an additional support for the
hypothesis that GSSG are signaling molecules in the CO-induced prevention of
MMP.
In addition, an increase of GSSG levels allows the formation of protein mixed
disulfides, or protein glutathionylation. Reversible protein glutathionylation is a post-
translational process involved in the cellular response to redox changes, which can
protect cysteine residues against irreversible damage due to oxidative stress
(Gallogly et al. 2007). In addition, ANT presents critical thiol residues (Costantini et
al. 2000), which are important for the control of protein function and are candidate to
be glutathionylated. Purified mitochondria from control astrocytes or from CO-treated
astrocytes were incubated with α-GSH to immunoprecipitate glutathionylated
proteins, followed by immunodetection of ANT in Western blot assay (Figure 2.8. –
D). Moreover, purified mitochondria from non treated astrocytes were incubated with
small amounts of GSSG (1 μM), followed by immunoprecipitation with α-GSH and
detected with α-ANT by Western blot (Figure 2.8. –D). The presence of CO or
GSSG augments the levels of glutathionylated ANT (Figure 2. 8. – D).
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In order to verify if diamide-targeted thiol residues of ANT are protected by
glutathionylation, a competition assay was performed. Isolated mitochondria were
treated with diamide and followed by CO exposure. In fact, diamide pre-treatment
decreases the ANT glutathionylation levels induced by CO (Figure 2.8. – E);
suggesting that diamide acts on the same cysteine residue(s) that is (are)
glutathionylated by CO. Taken all together, these data provide evidence that CO
increases GSSG levels, which covalently modifies ANT by glutathionylation,
facilitating ADP/ATP translocation and preventing inner membrane permeabilisation.
In contrast, and to further confirm the functional role of ANT glutathionylation by
CO, the same experimental conditions used to test CO modulation of MMP (Figure
2.4) were used to detect ANT glutathionylation. Isolated non-synaptic mitochondria
were first pre-treated with CO (10 or 50 μM) or GSSG (1 μM) at RT for 15 min,
followed by diamide addition (100 μM) at 37ºC for 30 min. Immunoprecipitation was
performed showing that ANT glutathionylation still occurs after diamide treatment
(Figure 2.8. - F).
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Figure 2.8. Role of ANT glutathionylation in MMP modulation. (A) ADP/ATP translocation was
followed in isolated mitochondria in the presence of 1 μM or 100 μM of GSSG or 10 μM of EA. The
values are expressed in relative percentage to control (100%) at 15 min of incubation at 37ºC, and are
mean±SD, n=3, with *p<0.05 compared with control. (B, C). Isolated non-synaptic mitochondria were
treated with GSSG at 1 μM (B) or with EA at 25 μM (C) during 10 min followed by atractyloside (300
μM) or Ca2+ (5 μM) addition in order to induce inner membrane permeabilisation, which was assessed
according to (Belzacq-Casagrande et al. 2009). Measurements were performed at 412 nm for during
20 min at 37ºC. All values are mean±SD, n=3. (D) Primary cultures of astrocytes were treated with 0,
10, 50 μM of CO following mitochondria isolation; additionally 1 μM of GSSG was added to
mitochondria isolated from control astrocytes. Glutathionylated proteins ( -GSH) were
immunoprecipitated in mitochondria isolated from astrocytes and ANT was immunodetected by
Western blot from the immunoprecipitated proteins. The area and intensity of bands were quantified by
densitometry analysis (GraphPad Prism 4), and are presented as relative percentage to the positive
control (100%). This experiment has been repeated three times, with similar results. (E) Isolated non-
synaptic mitochondria were treated in the presence or absence of 100 μM diamide during 15 min,
followed by CO (10 μM) incubation for 15 min; then glutathionylated proteins ( -GSH) were
immunoprecipitated and ANT was immunodetected by Western blot from the immunoprecipitated
proteins. This experiment has been repeated three times, with similar results. (F) Isolated non-synaptic
mitochondria were pre-treated with 10 or 50 μM CO or with 1 μM GSSG for 15 min, followed by
diamide (100 μM) incubation at 37ºC for 30 min; then glutathionylated proteins (α-GSH) were
immunoprecipitated and ANT was immunodetected by Western blot from the immunoprecipitated
proteins. This experiment has been repeated three times, with similar results.
(A) (B)
(C) (D)
(E) (F)
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3.8. Role of glutathione S-transferase (GST)
In the literature glutathione S-transferase (GST) is described to physically interact
with ANT and to be an endogenous repressor of apoptosis (Verrier et al. 2004). ANT
has been co-purified with GST from rat brain, co-immunoprecipitated from a colon
carcinoma cell line and the functional cooperation between both proteins has been
mimic by reconstitution into proteoliposomes (Verrier et al. 2004). On the other hand,
GST is a potential candidate enzyme to be involved in the ANT glutathionylation.
Thus, the effect of CO in the interaction between ANT and GST was assessed.
Purified mitochondria from control or from CO-treated astrocytes were
immunoprecipitated with α-ANT, followed by GST immunodetection in Western blot
assay (Figure 2.9). However, CO does not alter the physical interaction of ANT–
GST. Further future work about CO implication on GST activity induction must be
performed to disclose the role of GST in CO-induced ANT glutathionylation.
Figure 2.9. Effect of CO in ANT-GST interaction. Primary cultures of astrocytes were treated with 0,
10, 50 μM of CO following mitochondria isolation; ANT ( -ANT) was immunoprecipitated in
mitochondria isolated from astrocytes and GST was immunodetected by Western blot from the
immunoprecipitated proteins. This experiment has been repeated three times, with similar results.
3.9. Prevention of mitochondrial GSH recycling protects astrocytes from cell
death and inhibits MMP
To verify the role of mitochondrial GSSG as signalling molecules in the
modulation of apoptosis, inhibitor factors of GSH recycling were used: ethacrynic
acid (EA, specific for mitochondrial recycling) (Muyderman et al. 2004) or carmustine
(BCNU). Astrocytes were incubated with EA or BCNU prior to apoptosis induction
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with t-BHP (Figure 2.10 – A). EA inhibits mitochondrial depolarisation and loss of
viability in astrocytes, while BCNU presents no effect (Figure 2.10. – A).
Furthermore, in isolated non-synaptic mitochondria, the presence of EA also
prevents dissipation of m induced by atractyloside (Figure 2.10. – B). It is
important to highlight that the EA concentration used here for intact cells (50 M) is
half of these used by Muyderman and colleagues (100 M) where they have shown
a total prevention of mitochondrial GSH recycling (Muyderman et al. 2004). Thus, the
protective effect of EA in the present work might be due to a partial inhibition of GSH
recycling, slightly increasing GSSG levels. In addition, isolated mitochondria from
EA-treated astrocytes revealed higher levels of ANT glutathionylation than from non
treated astrocytes (Figure 2.10. – C). Taken all together, these results indicate that
slight levels of GSSG in the mitochondria are important for prevention of MMP and
cell survival signalling, probably by targeting ANT.
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Figure 2.10. Effect of mitochondrial GSSG in cell death, MMP and post-translational ANT
modifications. (A) The percentage of astrocytic survival when subjected to 50 μM of EA or 100 μM of
BCNU for 1h, followed by medium exchange and treatment with t-BHP (200 μM ) for 18h.
Mitochondrial potential and viability were assessed by flow cytometry, using DiOC and PI, respectively.
All values are mean±SD, n=4, with *p<0.05 compared with control cells treated with t-BHP for ΔΨm
high and **p<0.05 compared with control cells treated with t-BHP for viability. (B) Depolarisation assay.
Isolated mitochondria were pre-treated with 10 μM of EA for 10 min followed by 300 μM of
atractyloside or 5 μM of Ca2+ treatment at 37ºC. The fluorescent measurements (λexc: 485 nm, λem: 535
nm) are expressed in relative percentage to 5 μM of Ca2+ (100%) at 15 min of incubation. All values
are mean±SD, n=4, with *p<0.05 compared with atractyloside-treated mitochondria. (C) Primary
cultures of astrocytes were treated with 0 or 50 μM of EA following mitochondria isolation;
glutathionylated proteins ( -GSH) were immunoprecipitated in mitochondria isolated from astrocytes
and ANT was immunodetected by Western blot from the immunoprecipitated proteins. This experiment
has been repeated three times, with similar results.
4. DISCUSSION
The present study has demonstrated that CO confers protection against oxidative
stress-induced apoptosis in primary culture of astrocytes (Figure 2.2). For the first
time, it has been shown that there is a direct anti-apoptotic effect of CO upon
mitochondria, by preventing mitochondrial membrane permeabilisation (MMP), which
is a key event in the intrinsic apoptotic pathway. The data reported here revealed that
CO inhibits mitochondrial swelling, cytochrome c release, dissipation of ΔΨm, as
(A) (B)
(C)
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well as the opening of a non specific pore through the inner membrane in isolated
non-synaptic mitochondria (Figure 2.4).
Previously, we have shown that CO prevented neuronal apoptosis by inducing a
preconditioning-like effect, model in which reactive oxygen species appeared to be
signalling molecules (Vieira et al. 2008). Herein, it has been demonstrated that (i) CO
induces ROS production in astrocytes and (ii) inhibition of ROS generation by an
anti-oxidant addition (β-carotene) reverses the anti-apoptotic effect of CO. In intact
cells, ROS are necessary for CO to delay apoptosis (Figure 2.3). Also, at subcellular
level (isolated mitochondria) ROS appear to be critical for CO to reduce MMP
(Figure 2.5). Thus, ROS generation is crucial for CO signalling.
ANT is a key protein involved in the control of the permeability transition pore,
leading to the release of pro-apoptotic factors into the cytosol (Vieira et al. 2000).
ANT interacts with either the pro-apoptotic protein Bax or the anti-apoptotic protein
Bcl-2, which both influence ANT in opposite ways. Bax facilitates the opening of a
pore through the inner membrane, while Bcl-2 increases translocation activity of ANT
(Marzo et al. 1998; Brenner et al. 2000; Belzacq et al. 2003). CO increases the
ADP/ATP translocation by ANT (Figure 2.6), which is comparable to Bcl-2-ANT
model of MMP regulation. CO appears to change ANT conformation, which
stimulates translocation activity and inhibits channel function. This conformation
might be the c-conformation first described by Brandolin et al. (Brandolin et al. 1993).
This is in agreement with the literature, as it has been demonstrated that HO-1
expression increases the activity of ADP/ATP transporter in renal mitochondria in
experimental diabetes (Di Noia et al. 2006). Therefore, CO modulates MMP by, at
least, directly acting on ANT.
CO augments the mitochondrial GSSG/GSH ratio in a dose-response manner
(Figure 2.7). This GSSG/GSH ratio increase is prevented by β-carotene addition.
Additionally, glutathione redox changes can lead to the regulated formation of mixed
disulfides between protein thiol and glutathione disulfide (protein glutathionylation).
The progressive glutathionylation of key proteins is proposed as a molecular switch
by which cells respond in an immediate and reversible fashion to oxidative stress
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(Gallogly and Mieyal 2007). Protein glutathionylation can be considered as a
physiological signalling function, in the same way as the phosphorylation process.
On the other hand, critical thiol residues of ANT can be oxidized and/or derivatized in
order to modulate permeability transition (Costantini et al. 2000; McStay et al. 2002).
Herein it was shown that CO and GSSG induce ANT glutathionylation (Figure 2.8. –
D). Moreover, in a functional approach, it has been demonstrated that small
concentrations of GSSG (1 μM) or EA (inhibitor of mitochondrial GSH recycling)
stimulates ADP/ATP translocation activity of ANT (Figure 2.8. – A) and prevents
inner membrane permeabilisation (Figure 2.8. – B and C) as does CO. Therefore,
one can speculate that glutathionylation of ANT protects critical thiol groups against
oxidation and/or cross linking between residues, avoiding conformation changes,
such as the formation of ANT dimers, which are responsible for a non specific pore
formation (Costantini et al. 2000). In fact, diamide-pre-treatment decreases ANT
glutathionylation levels induced by CO in isolated mitochondria (Figure 2.8. – E),
which suggests that the diamide-targeted cysteine residue(s) might be the same that
is (are) glutathionylated by CO. In contrast, higher concentrations of GSSG (100
μM) inhibit ADP/ATP translocation by ANT (Figure 2.8. – A), which is in agreement
with Vesce and colleagues who have shown that acute GSH depletion decreases
ATP transport through the inner membrane (Vesce et al. 2005).
Furthermore, one can state that 1 μM addition of GSSG mimics the effect of CO
(10 μM) treatment in isolated mitochondria. In mitochondria, GSSG/GSH ratio
increases from 0.080 to 0.135 upon CO exposure; while addition of 1 μM GSSG
corresponds to a GSSG/GSH ratio of 0.426. Although there is a three-time increase,
these values have the same order of magnitude. Moreover, GSSG addition is done
into the medium, and GSSG/GSH ratio is calculated in the mitochondrial matrix. In
conclusion, addition of small amount of GSSG mimics endogenous GSSG
generation triggered by CO, acting as signalling factors.
A slight increase in mitochondrial GSSG levels is also demonstrated to be
important for cell signalling in functional approaches. Partial inhibition of GSH
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recycling at mitochondrial level, by EA addition, protects astrocytes from cell death
induced by oxidative stress (Figure 2.10. – A) and protects mitochondria from MMP
induced by atractyloside (Figure 2.10. – B). However, when a general inhibitor of
GSH recycling (BCNU) is used, no protection is found (Figure 2.10. – B).
Furthermore, EA increases ANT glutathionylation levels (Figure 2.10. – C). Taken
together, these data suggest that little amounts of mitochondrial GSSG can act as
signalling molecules, in much the same way as ROS do.
Several examples of protein glutathionylation or de-glutathionylation involved in
apoptosis control can be found in the literature: (i) glutathionylation prevents
caspase-3 activation (Huang et al. 2008); (ii) glutathionylation of complex II
decreases after myocardial ischemia and reperfusion, limiting the electron transfer
activity of this complex (Chen et al. 2007) or (iii) reversible glutathionylation of
complex I increases mitochondrial superoxide formation (Taylor et al. 2003). In
accordance with our data, Piantadosi and colleagues (Piantadosi et al. 2006) have
found that rats exposed to small amounts of CO presented higher levels of protein
mixed disulfides in liver mitochondria. Further data are necessary to clarify the
existence of other target proteins to be glutathionylated in the CO modulation of
apoptosis. Some possible targets are Bcl-2 family proteins or the different isoforms of
ANT, since ANT1 and ANT3 have been identified as a pro-apoptotic isoform,
whereas ANT2 is anti-apoptotic (Le Bras et al. 2006).
GST is considered as an endogenous repressor of apoptosis, because its
interaction with ANT is lost during the apoptotic process and, on the other hand,
cancer cell lines present higher levels of GST interacting with ANT (Verrier et al.
2004). Ablation of GST expression increases apoptosis induced by oxidative stress
with 4-hydroxynonenal (Vaillancourt et al. 2008). Moreover, GST is also a promising
candidate enzyme to be involved in the ANT glutathionylation process. By
immunoprecipitation assays it was confirmed that ANT physically interacts with GST;
however, CO does not alter this interaction (Figure 2.10). Whether CO induces an
augmentation of GST activity remains to be determined.
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In this work, CO protects astrocytes from cell death by inhibiting MMP, and the
process can be divided in at least three main steps: (i) ROS as signalling molecules,
(ii) mitochondrial GSSG as transducing factors and (iii) ANT as effector protein. CO
appears to trigger a preconditioning-like event, by activating the cellular endogenous
protective mechanisms. It is important to highlight that the mechanisms described in
the present study are related to early preconditioning response since the time frame
window analysed is short. ROS generation, mitochondrial GSSG increase and ANT
glutathionylation were assessed between minutes to 3 hours after CO treatment.
However, late preconditioning is not excluded because when apoptosis is induced 24
hours after CO treatment, this molecule is still able to confer cell protection
(unpublished data). In addition, it is expected that late preconditioning involves the
expression of cellular anti-oxidant enzymes. Indeed, hypoxia-induced PC increases
expression of superoxide dismutase and/or glutathione peroxidase (Stroev et al.
2005; Choi et al. 2007), and continuous CO exposure in rats increases SOD2
expression (Piantadosi et al. 2006). Thus, in future work, the cellular anti-oxidant
machinery behaviour in response to CO will be explored. Still, it can be speculated
that oxidized glutathione increases locally in mitochondria in a first time window of
cellular response to CO, and in a second step (late preconditioning) cellular reduced
glutathione levels might increase to prevent oxidative injury.
In summary, CO presents anti-apoptotic properties in astrocytes by directly
preventing mitochondrial membrane permeabilisation, with GSSG as transducing
factor, and acting on ANT function via critical thiol residue glutathionylation. CO is a
potential anti-apoptotic factor against cerebral hypoxia-ischemia and reperfusion;
furthermore, it can be used as a tool to disclose the cellular pathways involved in the
preconditioning phenomenon able to confer cytoprotection.
5. ACKNOWLEDGMENTS
This work was supported by the Portuguese Fundação para a Ciência e
Tecnologia project PTDC/SAU-NEU/64327/2006, and HLAV’s
SFRH/BPD/27125/2006 and CSFQ’s SFRH/BD/43387/2008 fellowships. The authors
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express their gratitude to João Seixas from Alfama, Portugal, for measurements of
CO in solution; to Dr Lígia Martins from Instituto de Tecnologia Química e Biológia,
Portugal, for providing Biotek Synergy 2 Spectrofluorimeter and to Sofia Almeida
from IBET, Portugal, for technical support.
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III CARBON MONOXIDE DIRECT EFFECT ON NON-SYNAPTIC MITOCHONDRIA:
mitochondrial metabolism reinforcement
This chapter is based on the following manuscript:
Carbon monoxide modulates apoptosis by reinforcing oxidative metabolism in astrocytes: role of Bcl-2
Ana S. Almeida, Cláudia S.F. Queiroga, Marcos F.Q. Sousa, Paula M. Alves and
Helena L.A. Vieira (2012) Journal of Biological Chemistry, 287(14): 10761-10770.
“Mitochondria occupy a central position in the biology of cells and are crucial to life, as we know it”.
J. William O. Ballard, 2004
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ABSTRACT
Modulation of cerebral cell metabolism for improving the outcome of hypoxia-
ischemia and reperfusion is a strategy yet to be explored. Because carbon monoxide
(CO) is known to prevent cerebral cell death, herein the role of CO in the modulation
of astrocytic metabolism, in particular, at the level of mitochondria was investigated.
Low concentrations of CO partially inhibited oxidative stress-induced apoptosis in
astrocytes, by preventing caspase-3 activation, mitochondrial potential depolarization
and plasmatic membrane permeability. CO exposure enhanced intracellular ATP
generation, which was accompanied by an increase in specific oxygen consumption,
a decrease in lactate production and a reduction in glucose utilization, indicating an
improvement of oxidative phosphorylation. Accordingly, CO increased cytochrome c
oxidase (COX) enzymatic specific activity and stimulated mitochondrial biogenesis.
In astrocytes, COX interacts with Bcl-2, which was verified by immunoprecipitation;
this interaction is superior after 24 h of CO treatment. Furthermore, CO enhanced
Bcl-2 expression in astrocytes. By silencing Bcl-2 expression with siRNA
transfection, CO effects in astrocytes were prevented, namely: (i) inhibition of
apoptosis, (ii) increase on ATP generation, (iii) stimulation of COX activity and (iv)
mitochondrial biogenesis. Thus, Bcl-2 expression is crucial for CO modulation of
oxidative metabolism and for conferring cytoprotection. In conclusion, CO protects
astrocytes against oxidative stress-induced apoptosis by improving cellular
metabolism, in particular mitochondrial oxidative phosphorylation.
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CONTENTS
1. Introduction ........................................................................................................... 85
2. Material and methods ........................................................................................... 86
2.1. Materials ....................................................................................................... 86
2.2. Cell culture in monolayer .............................................................................. 87
2.3. Cell culture in Bioreactor ............................................................................... 87
2.4. Measurement of oxygen specific consumption (qO2) ................................... 88
2.5. Lactate/glucose ratio ..................................................................................... 88
2.6. siRNA transfection ........................................................................................ 88
2.7. Isolation of non-synaptic mitochondria from cortex ....................................... 89
2.8. Preparation of CO solutions .......................................................................... 90
2.9. Assessment of apoptosis-associated parameters by flow cytometry ............ 90
2.10. Immunoprecipitation ................................................................................... 90
2.11. Immunoblotting ........................................................................................... 91
2.12. Mitochondrion isolation from primary culture of astrocytes ......................... 91
2.13. ATP quantification ....................................................................................... 91
2.14. Polymerase chain reaction ......................................................................... 92
2.15. Cytochrome c oxidase activity .................................................................... 92
2.16. Statistical analyses ..................................................................................... 93
3. Results ................................................................................................................. 93
3.1. Carbon monoxide prevents apoptosis and increases intracellular ATP ........ 93
3.2. Carbon monoxide improves oxidative metabolism ....................................... 95
3.3. Role of Bcl-2 in oxidative phosphorylation .................................................... 99
4. Discussion .......................................................................................................... 104
5. Acknowledgments .............................................................................................. 108
6. References ......................................................................................................... 108
Cláudia S.F. Queiroga had carried out all the experimental part on the astrocytic survival, as well as involved on the decisions on how to execute the experiments, on the discussion and
interpretation of the results.
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1. INTRODUCTION
Proposing carbon monoxide (CO) as a therapeutic molecule is counter-intuitive at
first glance, since for many decades, it has been primarily seen as a toxic gas and
“silent-killer” due to its high affinity for hemoglobin. However, CO has been identified
as an endogenous product of heme degradation by heme-oxygenase (HO) activity.
Furthermore, CO is largely recognized as a homeostatic molecule, modulating
inflammation, apoptosis and proliferation (Soares et al. 2009; Motterlini et al. 2010).
Three main areas of potential therapeutic applications have been extensively
studied: cardiovascular diseases, inflammatory disorders and organ transplantation
(Bannenberg et al. 2009; Motterlini and Otterbein 2010).
The cytoprotective and, in particular, anti-apoptotic role of CO is widely described
in the airways and cardiovascular system (Ryter et al. 2006). The anti-apoptotic
protein Bcl-2 also seems to be involved in CO-induced cytoprotection. CO-stimulated
Bcl-2 expression has conferred protection in a lung model of ischemia-reperfusion
(Zhang et al. 2003), while overexpression of HO-1 was neuroprotective in a model of
permanent middle cerebral artery occlusion in transgenic mice by increasing Bcl-2
levels in neurons (Panahian et al. 1999). In the central nervous system (CNS), low
concentrations of CO suppressed neuroinflammation in a model of multiple sclerosis
(experimental autoimmune encephalomyelitis) (Chora et al. 2007) and induced
vasodilatation in a model of epileptic seizures in newborn piglets (Zimmermann et al.
2007). In primary cultures of neurons and astrocytes, CO induced preconditioning by
de novo protein synthesis and by post-translational protein modification, respectively,
preventing apoptosis (Vieira et al. 2008; Queiroga et al. 2010). In an adult model of
cerebral ischemia, brain lesion was less marked in CO-pre-treated animals (Zeynalov
et al. 2009; Wang et al. 2011).
However, the association between CO-induced metabolic changes and its
cytoprotective role remains unclear. In hepatocytes, adenosine triphosphate (ATP)
production is stimulated by increasing enzymatic activity of heme-oxygenase or by
exogenously administration of CO (Tsui et al. 2005; Tsui et al. 2007), which
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enhances resistance against hepatic apoptosis. On the other hand, CO has been
shown to target and inhibit cytochrome c oxidase, generating ROS, which are
important signalling molecules for CO’s mode of action (Taille et al. 2005; D'Amico et
al. 2006; Zuckerbraun et al. 2007; Bilban et al. 2008). In cardiomyocytes, CO triggers
mitochondrial biogenesis in a ROS-dependent mode (Suliman et al. 2007) and
prevents murine doxorubicin cardiomyopathy (Suliman et al. 2007). Still, ROS (in
particular hydrogen peroxide and anion superoxide) are crucial intracellular signalling
molecules for CO to prevent apoptosis in astrocytic and neuronal primary cultures
(Vieira et al. 2008; Queiroga et al. 2010).
Hypoxia-ischemia and reperfusion, due to stroke in adults and to perinatal
complications in newborns, are the main cause of brain damage. Cerebral damage is
a result of oxygen and tissue energy depletion, leading to acidosis, inflammation,
glutamate excitotoxicity, and generation of ROS (Vannucci et al. 2004; Dirnagl et al.
2009). Stimulation of angiogenesis is the single strategy based on improving
metabolism for treating cerebral hypoxia-ischemia and reperfusion (Vannucci and
Hagberg 2004). Thus, novel strategies targeting cellular metabolic performance
represent a window of opportunity for addressing and improving brain ischemia
outcome. Furthermore, astrocytes are the most metabolic active cells in the CNS,
and are involved in brain structural support, repair after trauma and maintenance of
normal neuronal transmission and metabolism. Herein the role of CO in astrocytic
metabolism to confer cytoprotection and prevent damage in a model of hypoxia-
ischemia and reperfusion (HIR) is explored. The hypothesis lies on an enhancement
of oxidative metabolism by CO, via modulation of cytochrome c oxidase activity and
mitochondrial biogenesis; both events are dependent on Bcl-2 expression.
2. MATERIAL AND METHODS
2.1. Materials
All of the chemicals were of analytical grade and were obtained from Sigma-
Aldrich (Munich, Germany) unless stated otherwise. Plastic tissue culture dishes
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were from Nunc (Roskilde, Denmark); fetal bovine serum (FBS),
penicillin/streptomycin (P/S) solution, and Dulbecco’s minimum essential medium
were obtained from Gibco (Paisley, UK); and Wistar rats were purchased from
Instituto de Higiene e Medicina Tropical (Lisboa, Portugal).
2.2. Cell culture in monolayer
Primary cultures of astrocytes were prepared from 2-day-old rat cortex, as
described (McCarthy et al. 1980; Sa Santos et al. 2005). Briefly, cerebral
hemispheres were carefully freed of the meninges, washed in ice cold phosphate-
buffered saline (PBS), and mechanically disrupted. Single-cell suspensions were
plated in T-flasks (three hemispheres/175 cm2) in Dulbecco’s minimum essential
medium (DMEM) supplemented with 10% (v/v) FBS (heat-inactivated), 100 units/ml
penicillin/streptomycin solution, and glucose (to obtain a final concentration of 10
mM). Cells were maintained in a humidified atmosphere of 7% CO2 at 37 °C. After 8
days, the phase dark cells growing on the astrocytic cell layer were separated by
vigorous shaking and removed. The remaining astrocytes were detached by mild
trypsinization using trypsin/EDTA (0.25%, w/v) and subcultured in Tflasks for another
2 weeks. Growth medium was changed twice a week.
2.3. Cell culture in Bioreactor
After 3 weeks of astrocytes isolation in t-flasks, cells were harvested by mild
trypsinisation and immobilized in Cytodex 3 microcarriers (3 g/L, GE Healthcare)
using a cell inoculum of approximately 0.35 x 106 cell / mL. Immobilized cells were
initially cultivated in spinner-flask at 100 rpm, in an incubator at 37ºC with 7% CO2 in
air. 50 % of the culture volume was exchanged twice a week and cells were allowed
to grow until reach confluence, prior to the experiments in bioreactor, for assessing
glucose consumption, lactate production and specific oxygen consumption. To carry
out the assays in bioreactor, fully controlled cell culture environment was guarantee
by the use of commercially available bioreactors (Biostat Q-Plus, Sartorius-Stedim,
Germany) with 250 mL working volume and equipped with 3-blade impeller. Partial
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pressure of oxygen (pO2), pH and temperature were monitored using adequate
probes (both from Mettler-Toledo, Urdorf, Switzerland). pO2 was maintained
constant at 30% of air saturation via surface aeration with a mixture of N2. pH and
temperature were controlled at 7.2 and 37ºC by CO2 injection and water recirculation
in the vessel jacket, respectively. Stirring was set to 100 rpm. For bioreactor control
and data acquisition MFCS/Win vs 2.1 software was used (Sartorius AG).
2.4. Measurement of oxygen specific consumption (qO2)
Oxygen uptake rate (OUR) was continuously assessed during the culture by
using equation (1):
OUR = kLa x (C*-C)
where kLa is the mass transfer coefficient previously calculated for the used
culture conditions (data not shown) as described in (Atkinson et al. 1987); C* is
saturated oxygen concentration and C is oxygen concentration in solution.
Then the qO2 value was determined using equation (2):
qO2 = OUR/Xv
OUR and Xv (viable cell concentration) values used for qO2 correspond to the
same specific time point of the culture.
2.5. Lactate/glucose ratio
Total glucose and lactate concentrations in the culture supernatant (from
bioreactor system) were determined with automated enzymatic assays (YSI 7100
Multiparameter Bioanalytical System; Dayton, OH, USA). The rate between lactate
production and glucose consumption was obtained by linear regression of the
metabolites concentrations.
2.6. siRNA transfection
Bcl-2 expression was silenced by bcl-2 coding siRNA transfection according to
manufacturer’s instructions (Invitrogen, UK). Astrocytes at 40% of confluence were
transfected using Lipofectamine™ RNAiMAX and Opti-MEM® medium (Invitrogen,
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UK); for 2, 3.9 or 79 cm2 of astrocytic culture area 6, 12 or 237 pmol of siRNA were
used, respectively. At room temperature (RT) siRNA and culture medium were gently
mixed with lipofectamine for forming liposomes, and then astrocytes were transfected
in the absence of antibiotics. 24, 48 and 72 h after transfection Bcl-2 expression was
assessed by western blot assay, silencing was more efficient between 24 and 48 h,
then Bcl-2 silenced astrocytes were used in this time frame.
2.7. Isolation of non-synaptic mitochondria from cortex
Enriched fractions of non-synaptic mitochondria were isolated from 300–350 g
male Wistar adult rats according to Sims 1990; Kristian et al. 2000. Briefly, the cortex
was removed and washed in a ice-cold isolation buffer containing 225 mM manitol,
75 mM sucrose, 1 mM EGTA, and 5 mM HEPES, pH 7.4. The tissue was minced
with scissors and manually homogenized with Potter-Elvehjem in isolation buffer.
The homogenate was centrifuged at 1300 g for 3 min, and the resuspended pellet
was recentrifuged a 1300 g for 3 min. Both supernatants were pooled together and
centrifuged at 21,200 g for 10 min. The remaining pellet was resuspended in 3.5 ml
of 15% Percoll solution and layered into centrifuge tubes containing a preformed two-
step discontinuous density gradient consisting of 3.7 ml of 24% Percoll on top of 1.7
ml of 40% Percoll. The gradient was centrifuged at 31,700 g for 9 min. The
mitochondrial fraction, located between the layers of 24 and 40% Percoll, was
removed, diluted 1:8 in isolation buffer and centrifuged at 16,700 g for 10 min. The
pellet was resuspended in 10 ml of isolation buffer containing 5 mg/ml bovine serum
albumin (to remove lipids) and centrifuged at 6,800 g for 10 min. The mitochondrial
pellet was resuspended in 100 μl of isolation buffer, and the total amount of protein
was quantified using a BCA assay (Pierce). All of the steps were carried out at 4°C.
All isolated mitochondria analyses were performed on modified brain buffer (Kristian
et al. 2000) containing 125 mM KCl, 2 mM K2HPO4,1 mM MgCl2, 15 M EGTA, 20 mM
Tris, 5 mM glutamate, and 5 mM malate, pH 7.3, unless stated otherwise. All CO
treatment in isolated mitochondria was performed with a final concentration of 10 μM
for 5, 30 and 60 min at 37ºC.
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2.8. Preparation of CO solutions
Fresh stock solutions of CO gas were prepared each day and carefully sealed.
PBS was saturated by bubbling 100% of CO gas for 30 min to produce 10-3 M stock
solution. The concentration of CO in solution was determined spectrophotometrically
by measuring the conversion of deoxymyoglobin to carbon monoxymyoglobin, as
described previously (Motterlini, 2002). 100% CO was purchased as compressed
gas (Linde, Germany).
2.9. Assessment of apoptosis-associated parameters by flow cytometry
To detect apoptosis induced by tert-butylhydroperoxide (t-BHP), cell samples
were collected by trypsinization, and cells were gated by the forward and side
scatter. Two dyes were used: 3,3’-dihexyloxacarbocyanine iodide (DiOC6(3); 20 nM)
(Invitrogen, UK) to quantify the mitochondrial transmembrane potential (ΔΨm) and
propidium iodide (PI; 1 μg/ml) (Invitrogen, UK) to determine cell viability, based on
plasma membrane integrity. A flow cytometer (Partec, Germany) was used to
analyze apoptosis-associated parameters. This cytometer contains a blue solid state
laser (488 nm) with FL1 green fluorescence channel for DiOC6 (3) at 530 nm and a
FL3 red fluorescence channel for PI detection at 650 nm. The acquisition and
analysis of the results were performed with FlowMax® (Partec, Germany) software.
2.10. Immunoprecipitation
100 μg of mitochondrial protein (isolated from astrocytes or from rat cortex) were
incubated in 100 μL of homogenisation buffer containing 0.5% of Triton X-100 in the
presence of 30 μL of α-COX (Santa Cruz Biotechnology, Germany; 200μg/mL) for
90 min at 37ºC, followed by immunoprecipitation with 15 μL of protein A/G PLUS-
Agarose beads (Santa Cruz Biotechnology, UK) during 30 min at 37ºC. After 10 min
of 10000 g centrifugation, supernatant was discarded and pellet was washed four
times with PBS. Proteins attached to the beads were solubilised by Laemmli buffer
for further Western blot analysis.
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2.11. Immunoblotting
Several samples (from cell extracts, mitochondria or immunoprecipitated protein)
were separated under reducing electrophoresis on a 1 mm NuPAGE® Novex BIS-
Tris Gel (Invitrogen, UK) and electrically transferred to a nitrocellulose membrane
(Hybond™-C extra, Amersham Biosciences). Caspase-3 or Bcl-2 protein was stained
with α-active caspase-3 (Sigma C8487, France) or α-Bcl-2 (Santa Cruz
Biotechnology, Germany), at 1/1000 dilution for 2 h at RT. Blots were developed
using the ECL (enhanced chemiluminescence) detection system after incubation with
HRP-labeled anti-mouse IgG antibody (Amersham Bioscience, UK), 1/5000, 1 h of
RT incubation. These experiments have been repeated three times, with similar
results.
2.12. Mitochondrion isolation from primary culture of astrocytes
Primary cultures of astrocytes were pre-treated 3 h and 24 h with CO (final
concentration of 50 μM). Cells were washed with ice-cold PBS and collected by
trypsinization. The samples were centrifuged at 200 g for 10 min, and cells were
washed in PBS by centrifugation at 200 g for 10 min. The supernatant was
discarded, and the pellet (cells) was incubated in 3.5 ml of hypotonic buffer (0.15 mM
MgCl2, 10 mM KCl, 10 mM Tris-HCl, pH 7.6) at 4°C for 5 min. After the addition of an
equal volume of homogenization buffer (0.15 mM MgCl2 ,10 mM KCl, 10 mM Tris-
HCl, 0.4 mM phenylmethylsulfonyl fluoride, 250 mM saccharose, pH 7.6) twice
concentrated, samples were manually homogenized with a Dounce Potter
homogenizer. Cell extracts were centrifuged at 900 g for 10 min, followed by
supernatant centrifugation at 10,000 g for 10 min. The mitochondrial pellet was
resuspended in 100 μl of homogenization buffer, and the total amount of protein was
quantified using BCA assay (Pierce, Illinois). All of the steps were carried out at 4°C.
2.13. ATP quantification
Intracellular ATP of primary astrocytes pre-treated with CO (final concentration
of 50 μM) was quantified using “ATPlite 1 step – Luminescence ATP Detection Assay
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System” (PerkinElmer, Gruningem, Netherlands), according to manufacturer’s
instructions.
2.14. Polymerase chain reaction
Genomic DNA was extracted from astrocytes using “High Pure PCR Template
Preparation Kit” (Roche Diagnostics, Mannheim, Germany). Polymerase chain
reaction (PCR) was performed using specific forward and reverse primes designed
for mitochondrial cytochrome b gene: 5’-CATCAGTCA CCCACATCTGC-3’ and 5’-
GGTTAGCGGGTGTATAATTG-3’, and for GAPDH gene: 5’-CCTTCATTG
ACCTCAACTACAT-3’ and 5’-CCAAAGTTGTCATGGATGACC-3’, respectively. “Fast
Start DNA Master Plus SYBR Green I” (Roche Diagnostics, Mannheim, Germany)
was used with the experimental run protocol: denaturation program was 95°C for 10
min, followed by 45 cycles of 95°C for 15’’, 60°C for 6’’ and 72°C for 20’’. For
evaluation of Bcl-2 expression, mRNA was extracted from astrocytes using “High
Pure RNA isolation kit” (Roche Diagnostics, Mannheim, Germany) and cDNA
synthesis was performed using “Transcriptor High Fidelity cDNA synthesis kit”
(Roche Diagnostics, Mannheim, Germany). Polymerase chain reaction (PCR) was
performed using specific forward and reverse primers designed for Bcl-2 gene:5’-
GGTGGAGGAACTCTTCAGGG-3’and 5’-GAGACAGCCAGGAGAAATCA-3’, and for
cyclophilin A gene: 5’-ATGGCAAATGCTGGACCAAA-3’ and 5’-
GCCTTCTTTCACCTTCCCAAA-3', respectively. “Fast Start DNA Master Plus SYBR
Green I” (Roche Diagnostics, Mannheim, Germany) was used with the experimental
run protocol: denaturation program was 95 °C for 10’, followed by 45 cycles of 95 °C
for 15’’, 66 °C for 10’’ and 72 °C for 15’’.
2.15. Cytochrome c oxidase activity
To assess CO early effect on cytochrome c oxidase (COX) activity (5’, 30’ and
1h), 100 μg of non-synaptic mitochondria from cortex were treated with 10 μM of CO
followed by COX activity measurements. For late effect, mitochondria from pre-
treated astrocytes were isolated, and then 100 μg of mitochondria were used to
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quantify COX enzymatic activity. In both cases, COX activity was quantified using
“Cytochrome c Oxidase Assay Kit” (Sigma-Aldrich, Saint Louis, Missouri, USA),
according to manufacturer’s instructions.
2.16. Statistical analyses
The data concerning astrocytic culture were carried out at least in three
independent preparations (cell isolation). All data related to isolated non-synaptic
mitochondria were done in triplicate from at least three independent animals. For the
western blot technique, a representative image of three independent assays is
shown. All values are mean ± SD, n≥3. Error bars, corresponding to standard
deviation, are represented in the figures. Statistical comparisons were performed
using ANOVA: single factor with replication, with p<0.05, n≥3. p<0.05 means that
samples are significantly different at a confidence level of 95%.
3. RESULTS
3.1. Carbon monoxide prevents apoptosis and increases intracellular ATP
3h prior to apoptosis induction, primary culture of astrocytes was pre-treated
with CO-saturated solutions at a final concentration of 50 μM. Then, astrocytes were
challenged with the pro-oxidant tert-butylhydroperoxide (80 to 240 μM) during 20 h to
trigger apoptosis by oxidative stress. The assessed hallmarks of apoptosis were
dissipation of mitochondrial membrane potential (ΔΨm), caspase-3 activation and
plasma membrane permeabilization, a late event on the apoptotic process, (also
called secondary necrosis). Dissipation of ΔΨm (quantified by DiOC6(3)) and plasma
membrane permeabilization (detected by iodide propidium fluorescence) were
measured by flow cytometry. The presence of CO partially prevents dissipation of
ΔΨm and permeabilization of plasma membrane (Figure 3.1. – A). Caspase-3
activation was assessed by Western blot assay, in CO-treated astrocytic culture
there is less activated caspase-3 (Figure 3.1. – B). Thus, in accordance to our
previous work (Queiroga et al. 2010), CO prevents astrocytic apoptosis.
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Figure 3.1. Carbon monoxide confers protection against apoptosis. Primary cultures of astrocytes
cultured in 24 well-plates were pre-treated with 50 μM of CO for 3 h, following apoptosis induction by
20 h exposure to the pro-oxidant, t-BHP (from 0 to 240 μM). The apoptotic hallmarks were assessed
by flow cytometry. In (A) the percentage of cells presenting high mitochondrial potential (detected by
DiOC6(3)) and containing intact plasma membrane (viable cells - assessed with PI) is presented. All
values are mean±SD, n=4 with *p<0.05 compared with control and CO-treated cells for each
concentration of t-BHP. (B) Representative picture of immunodetection of caspase-3 activation by its
cleavage into 17 kDa fraction. First line corresponds to astrocytes treated with t-BHP at 160 μM (20 h);
second line astrocytes pre-treated with 50 μM of CO (3 h) followed by t-BHP induction of apoptosis.
It is worthy of note that upon opening the sealed vial of CO saturated solution,
CO quickly diffuses out from the cell culture system; after 30 min more than 50% is
already lost in the atmosphere (João Seixas, personal communication). Additionally,
up to 48 h after CO treatment astrocytes still present increased resistance against
cell death (Queiroga et al. 2010). Hence, CO action might occur by activating
endogenous mechanisms and by altering gene expression. In addition, CO’s effect
on astrocytes appears not to be limited to shifting cell death signalling pathways, but
this gaseoustransmitter also changes cell metabolism. Intracellular ATP
concentration is higher at 3 h and 24 h after CO treatment than in non-treated
astrocytes (Figure 3.2). Thus, cellular metabolism alterations seem to be involved in
prevention of astrocytic apoptosis by CO via an increase of cellular energetic supply.
(A) (B)
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Figure 3.2. CO increases ATP generation in astrocytes. Astrocytes were treated with 50 μM of CO
for 3 and 24 h, followed by ATP assessment. ATP concentration is represented per μg of protein from
cellular extract. All values are mean±SD, n=3 with *p<0.05 compared with control and CO-treated cells
for 3 and 24 h.
3.2. Carbon monoxide improves oxidative metabolism
Glycolysis comprises a series of biochemical reactions by which glucose is
converted into pyruvate, which may be further, converted into metabolic products
such as lactate or enter into tricarboxylic acid (TCA) cycle. In order to disclose the
metabolic pathway involved in the increase of ATP induced by CO and to follow
whether the cellular metabolic shift is further glycolytic or oxidative, the levels of
lactate production and glucose consumption were monitored. Specific rates of
glucose consumption or lactate production (μmol h-1 per cell) were calculated
throughout 36 h after CO treatment (50 μM) in astrocytic cultures performed in
bioreactors, and data are summarized in Table 3.1. Upon CO addition, the lactate
production/glucose consumption ratio decreased, meaning that higher amounts of
pyruvate entered and were metabolized by TCA cycle (Maranga et al. 2006).
Additionally, the specific rate of oxygen consumption (qO2) was calculated in the
presence of CO in astrocytes cultured for 36h in the bioreactor system. CO treatment
increases oxygen consumption by astrocytes in about 20% (Table 3.1). Given that
CO decreases the lactate production/glucose consumption ratio and increases
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specific oxygen consumption, the CO-induced enhance in ATP production appears to
be derived from oxidative phosphorylation improvement.
Table 3.1. Metabolic hallmarks
Time range 0 to 36h of astrocytic culture
Glucose consumption (pmol h-1/cell) ±s.d.
Lactate production (pmol h-1/cell) ±s.d.
Lac/Glc qO2
(μmol/106cell h) ±s.d.
No treatment 0.2612±0.0022 0.4460±0.0003 1.708 0.142±0.006
CO treatment (50 µM) 0.2923±0.0337 0.3831±0.0426 1.311 0.170±0.0130
Furthermore, to verify the importance of glycolytic metabolism in astrocytes after
CO treatment, glycolysis was limited by two different strategies: (i) using glucose-free
medium in the presence of deoxyglucose (which competes with the remaining
glucose from the serum) or (ii) same strategy as previous, with the addition of
pyruvate to reinforce TCA cycle and oxidative phosphorylation. After 2 h of astrocytic
culture under glycolysis limiting conditions, CO was added to the culture medium. In
both strategies, CO treatment still increases the levels of ATP in astrocytes after 3
and 24 h (Figure 3.3. – A). Thus, CO-induced ATP enhance is not due to an
improvement on glycolytic metabolism. Additionally, glycolysis limitation does not
prevent CO-triggered cytoprotection in astrocytes because there is inhibition of
astrocytic apoptosis by CO when glucose is not available (Figure 3.3. – B and C).
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Figure 3.3. Effect of CO on ATP production and protection against cell death under glycolysis
limiting conditions. Astrocytes were cultured in glucose-free media complemented with 2 mM of
deoxyglucose (for inhibiting small amounts of glucose presented in FBS) (A and B) and glucose-free
media with deoxyglucose and 2 mM of pyruvate (for directly feeding the TCA cycle) (A and C) for 2 h.
(A) Then astrocytes were treated with 50 μM of CO for 3 and 24 h, followed by ATP assessment. ATP
concentration is represented per μg of protein from cellular extract. All values are mean±SD, n=3 with
*p<0.05 compared with control and CO-treated cells for 3 and 24 h, under normal conditions and
glycolysis-limiting conditions. After culturing astrocytes in glucose-free media complemented with 2 mM
of deoxyglucose (B) and glucose-free media with deoxyglucose and 2 mM of pyruvate (C) for 2 h, 50
μM of CO was added for 3 h, followed by cell death induction with t- BHP (0 to 240 μM). The apoptotic
hallmarks were assessed by flow cytometry as in Figure 1. All values are mean±SD, n=3 with *p<0.05
compared with control and CO-treated cells for each concentration of t-BHP.
The effect of CO on cytochrome c oxidase (COX) activity was measured to
assess the influence of this gaseoustransmitter on oxidative phosphorylation. Two
distinct approaches were followed. First, non-synaptic mitochondria isolated from rat
(A)
(B) (C)
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cerebral cortex were treated with CO at 10 μM, and COX activity was measured at 5,
30 and 60 min after treatment. Although being a less physiological approach, this
strategy allows the assessment of the mitochondrial early response to CO (in
particular at the level of COX activity). Immediately after CO addition (5 min), COX
activity slightly decreases (Figure 3.4. – A), which is in accordance with the literature
(Alonso et al. 2003; D'Amico et al. 2006; Bilban et al. 2008). Although being a small
effect, it is statistically significant. After 30 and 60 min of CO treatment this inhibition
is reverted (Figure 3.4. – A).
In a second strategy, astrocytes were treated with 50 μM of CO for 3h or 24h,
followed by mitochondria isolation for COX activity assessment. In this more
physiological approach, CO increased specific COX activity at 3 and 24 h (Figure
3.4. – B). Therefore, COX activity presents a two-step response to low
concentrations of CO: in the first minutes CO slightly inhibits its enzymatic activity in
isolated mitochondria. While, after 30 or 60 min of CO treatment in the case of
isolated mitochondria, and 3 or 24h when gas treatment is done in the whole intact
astrocytes, low concentrations of CO appear to improve COX activity. This two-step
response is in accordance to our previous work in isolated liver mitochondria,
showing that CO transiently inhibited COX activity up to 10 min after treatment,
followed by an enzymatic activity improvement at 30 min (Queiroga et al. 2011).
In addition to COX activity assays, the influence of CO treatment on cellular
mitochondrial population was also assessed. Quantitative real-time PCR was used to
quantify mitochondrial coding gene for cytochrome b (Cyt b), which estimates
mitochondrial biogenesis. Indeed, 3h of CO treatment induced a 50% increased on
mitochondrial Cyt b DNA in astrocytes, meaning that CO stimulates mitochondrial
DNA replication and, consequently, this organelle biogenesis. At 24h there is a slight
decrease on the amount of Cyt b DNA (Figure 3.4. – C). These data are in
accordance with Suliman and colleagues who have shown that in cardiomyocytes
CO induces mitochondrial biogenesis in a ROS-dependent manner (Suliman et al.
2007; Suliman et al. 2007). Taken all together, CO improves oxidative cell
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metabolism and increases ATP production by two distinct mechanisms: accelerating
specific enzymatic activity of COX and increasing cellular mitochondrial population.
Figure 3.4. Effect of CO on cytochrome c oxidase activity and mitochondria biogenesis. (A) Non-
synaptic mitochondria were isolated from rat cortex, 100 μg were treated with 10 μM of CO and COX
enzymatic activity was assessed at 5, 30 and 60 min. All values are mean±SD, n=3 with *p<0.05
compared with control and CO-treated cells for 5, 30 and 60 min. (B) Astrocytes were treated with 50
μM of CO for 3 and 24 h, followed by mitochondria isolation (100 μg) and COX activity measurements.
All values are mean±SD, n=3 with *p<0.05 compared with control and CO-treated cells for 3 and 24 h.
(C) Astrocytes were treated with 50 μM of CO for 3 and 24 h, followed by DNA extraction for measuring
mitochondrial cytochrome b gene to assess mitochondrial DNA amount, which is represented by fold
increase when compared to control without CO treatment. All values are mean±SD, n=4 with *p<0.05
compared with control and CO-treated cells for 3 and 24 h.
3.3. Role of Bcl-2 in oxidative phosphorylation
CO modulates the expression of the anti-apoptotic protein Bcl-2, preventing cell
death in a lung model (Panahian et al. 1999; Zhang et al. 2003). On the other hand,
Chen and colleagues have demonstrated that Bcl-2 promotes survival of cancer cells
(A) (B)
(C)
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by elevating mitochondrial respiration through the direct interaction with COX and
improvement of its activity (Chen et al. 2007; Chen et al. 2010). Thus, we
hypothesized that CO could also increase Bcl-2 expression in astrocytes and that
Bcl-2 could be involved on CO-triggered improvement of COX activity. CO
modulation of Bcl-2 expression was evaluated by reverse transcriptase quantitative
PCR. Astrocytes were treated with 50 μM of CO for 3 and 24 h, then total mRNA was
purified, the corresponding cDNA was synthesized by reverse transcriptase activity
and quantified by real time PCR. CO induced an increased on Bcl-2 mRNA (Figure
3.5. – A). In order to assess the physical interaction of COX and Bcl-2 upon CO
action, immunoprecipitation assays were conducted. Purified mitochondria from
control astrocytes or from CO-treated astrocytes for 3 and 24h were incubated with
α-COX to immunoprecipitate the attached proteins to cytochrome c oxidase, followed
by immunodetection of Bcl-2 by Western blot assay. The presence of CO augments
the interaction between Bcl-2 and COX after 24 h of CO treatment (Figure 3.5. – B);
however after 3 h the increase in protein-protein interaction is not significant.
Therefore, the augmentation of Bcl-2-COX interaction might occur due to an increase
on Bcl-2 expression. Taken together, Bcl-2 is involved in CO-stimulated cytochrome
c oxidase activity.
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Figure 3.5. Role of CO in expression of Bcl-2 and Bcl-2-COX interaction. (A) mRNA of Bcl-2 was
quantified at 3 and 24h of CO treatment at 50 μM. Values are represented in comparison to control
astrocytes without CO treatment. All values are mean±SD, n=3 with *p<0.05 compared with control
and CO-treated cells for 3 and 24 h. (B) COX was immunoprecipitated in mitochondria isolated from
astrocytes treated with CO at 50 μM for 3 and 24 h, and Bcl-2 was immunodetected by Western blot
from the immunoprecipitated proteins. The area and intensity of bands were quantified by densitometry
analysis (GraphPad Prism 4), and are presented as relative percentage to the positive control (100%).
All values are mean±SD, n=3 with *p<0.05 compared with control and CO-treated cells for 24 h.
To validate this hypothesis, Bcl-2 expression was transiently silenced by cell
transfection with small interference RNA (siRNA) coding for Bcl-2. Silencing was
confirmed by protein expression analysis via Western blot assay 24 and 48 h after
transfection (data not shown). Silencing of Bcl-2 expression prevented the
cytoprotective effect of CO, which was demonstrated by flow cytometry analysis,
upon oxidative stress induction. CO-pre-treatment was not able to inhibit plasma
membrane permeabilization (detected by iodide propidium fluorescence) or
dissipation of mitochondrial membrane potential, ΔΨm, (quantified by DiOC6(3))
(A)
(B)
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(Figure 3.6. – A). Furthermore, whenever Bcl-2 expression is silenced CO did not
prevent caspase-3 activation induced by pro-oxidant addition (Figure 3.6. – B). The
role of Bcl-2 is not limited to modulation of astrocytic apoptosis after oxidative stress
challenge. Bcl-2 expression is also relevant for: (i) CO-induced ATP production, (ii)
CO-increased COX activity and (iii) CO-stimulated mitochondrial biogenesis. Indeed,
Bcl-2 silencing prevented ATP generation enhancement by CO treatment (Figure
3.6. – C). Still, Bcl-2 expression is also crucial for CO to increase COX activity
following gas exposition, since by silencing Bcl-2 no increase on this enzymatic
activity was observed (Figure 3.6. – D). Finally, by silencing Bcl-2, CO did not
stimulate any more mitochondria biogenesis after gas exposition (Figure 3.6. – E). In
conclusion, Bcl-2 expression and interaction with COX are crucial for CO
improvement of oxidative phosphorylation.
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Figure 3.6. Role of Bcl-2 in CO-induced astrocytic metabolism modulation. Bcl-2 expression was
silenced by siRNA transfection and CO treatment was performed between 24 and 48 h after transfection
to warranty gene silencing. Control and Bcl-2-silenced astrocytes were treated with CO for 3 h and
challenged to death with 160 μM of t-BHP for 20 h. (A) Cell death was assessed by flow cytometry
(detected by DiOC6(3) and PI). All values are mean±SD, n=4 with *p<0.05 compared with control and
CO-treated cells and #p<0.05 compared with Bcl-2 silenced astrocytes and CO-treated Bcl-2 silenced
astrocytes. (B) Representative picture of immunodetection of caspase-3 activation by its cleavage into
12 kDa fraction. Astrocytes were challenged to death with 160 μM of t-BHP (line 1); pre-treated with CO
(line 2), Bcl-2 was silenced and astrocytes treated with t-BHP (line 3) and Bcl-2-silenced astrocytes
(A)
(B)
(C) (D)
(E)
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pretreated with CO followed by t-BHP cell death induction (line 4). (C) Bcl-2 silenced and control
astrocytes were treated with 50 μM of CO for 3 h, followed by ATP assessment. ATP concentration is
represented per μg of protein from cellular extract. All values are mean±SD, n=3 with *p<0.05
compared with non treated and CO-treated cells for 3 h and #p<0.05 compared with Bcl-2 silenced
astrocytes and control astrocytes, both treated with CO. (D) 100 μg of mitochondria were isolated from
control astrocytes and Bcl-2 silenced astrocytes, both treated or not with 50 μM of CO for 24 h for COX
activity measurement. All values are mean±SD, n=5 with *p<0.05 compared with control and CO-
treated cells. (E) Bcl-2 silenced and control astrocytes were treated with 50 μM of CO for 3 and 24 h,
followed by DNA extraction for measuring mitochondrial cytochrome b gene to assess mitochondrial
DNA amount, which is represented by fold increase when compared to control without Bcl-2
4. DISCUSSION
Previously, we have demonstrated that CO confers protection against astrocytic
cell death by directly acting on mitochondria and preventing mitochondrial membrane
permeabilization, which is a key event in the intrinsic apoptotic pathway (Queiroga et
al. 2010). The present work focuses on the role of CO in astrocytic metabolism
modulation, in particular at mitochondrial level.
Pretreatment of astrocytes with low doses of CO for 3h (Figure 3.1.) or up to 48h
(Queiroga et al. 2010) improved cellular response against stress and prevented
apoptosis by preconditioning induction; as previously published by us and others in
several tissues (Stein et al. 2005; Taille et al. 2005; Chin et al. 2007; Vieira et al.
2008; Queiroga et al. 2010).
In order to disclose the role of CO in astrocytic metabolism, the levels of ATP, the
major cellular energy carrier, was assessed. Astrocytic ATP generation increases
following CO treatment (Figure 3.2.). The two major pathways for ATP generation
are glycolysis and oxidative phosphorylation. During 36h after CO addition in
astrocytic culture, the ratio between lactate production and glucose consumption has
decreased, while the oxygen consumption levels have increased, indicating that CO
stimulated oxidative metabolism in contrast to glycolysis (Table 3.1.). In addition, CO
was able to increase ATP production and to prevent astrocytic cell death whenever
glycolysis was inhibited (Figure 3.3.), suggesting that glycolysis is not affected by
this gaseoustransmitter.
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While in cancer cells, glycolysis promotes cytoprotection; in cerebral hypoxia-
ischemia, glycolysis does not appear to present similar function. In response to
ischemia, glycolysis (which is necessary to maintain ATP levels under low levels of
oxygen) leads to lactate accumulation and neural cell death by acidosis (Vannucci
and Hagberg 2004). The improvement of oxidative metabolism by restoring high-
energy stores (in particular ATP) without any glycolysis stimulation appears to confer
neuroprotection in a cerebral preconditioning model (Vannucci et al. 1998). In
myocardium ischemia, CO reduced glycolytic metabolism response (Ahlstrom et al.
2009). Furthermore, in macrophages, CO activated hypoxia-inducing factor-1 (HIF-1)
without increasing the rate of glycolysis (Chin et al. 2007). Additionally, Fukuda and
colleagues have shown that activation of HIF-1 was involved in the regulation of
cytochrome c oxidase subunits to optimize the efficiency of respiration in cancer cells
(Fukuda et al. 2007). Taken all together, from the present data and from the
literature, CO stimulates oxidative phosphorylation for preventing apoptosis in
astrocytes.
In agreement with the previous data, CO also accelerates COX activity (Figure
3.4. – A and B). In a short time response (5 min) CO slightly decreased COX activity
in isolated mitochondria, which is in accordance with several published works (Taille
et al. 2005; D'Amico et al. 2006; Zuckerbraun et al. 2007; Bilban et al. 2008). While,
after 30 min in isolated mitochondria and 3 and 24h in the case of CO-treatment of
intact astrocytes, specific COX activity has increased (Figure 3.4. – A and B). Also
in hepatic mitochondria, COX presented a two-phase response to low doses of CO:
at 5 min there was a decrease on its enzymatic activity, while after 30 min the effect
was inverted (Queiroga et al. 2011). One can speculate that CO role on COX activity
might depend on two factors: (i) time response and (ii) gaseoustransmitter
concentration, giving rise to distinct enzymatic responses. Accordingly, CO also
accelerated ATP/ADP translocase activity of ANT in non-synaptic mitochondria
(Queiroga et al. 2010). Furthermore, Di Noia and colleagues have demonstrated that
HO-1 overexpression enhanced renal oxidative phosphorylation by increasing
mitochondrial transport carriers, in particular ANT, and cytochrome c oxidase activity
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in experimental diabetes (Di Noia et al. 2006). In conclusion, previously published
and the present data indicate that CO improves mitochondrial respiratory chain.
Although there is a clear effect of CO on COX activity, the molecular target of CO
remains uncertain.
CO stimulation of oxidative metabolism is not limited to COX activity
augmentation, but this gas also induced mitochondrial biogenesis in astrocytes
(Figure 3.4. – C). Accordingly, Suliman and colleagues have demonstrated CO
stimulated mitochondrial biogenesis in cardiomyocytes (Suliman et al. 2007). Herein,
mitochondria rapidly respond to CO, since mitochondrial DNA replication was
detected after 3h of CO treatment. In conclusion, CO stimulates oxidative
phosphorylation by a double effect: (i) accelerates COX enzymatic activity and (ii)
increases cellular mitochondrial population.
CO treatment enhanced the expression of the anti apoptotic protein Bcl-2 (Figure
3.5. – A). Furthermore, in cancer cells, Bcl-2 physically interacts with COX,
increasing its enzymatic activity and oxidative phosphorylation, which induces a pro-
oxidant state and cytoprotection (Chen and Pervaiz 2007; Chen and Pervaiz 2010).
In astrocytes, Bcl-2 also interacts with COX, and its interaction clearly increased at
24 h after CO treatment (Figure 3.5. – B), which is in accordance with higher levels
of Bcl-2 expression. In contrast, at 3h of CO-treatment no increase on COX-Bcl-2
interaction was observed.
In order to validate the role of Bcl-2 in CO modulation of oxidative metabolism,
astrocytes were transfected with siRNA (coding for Bcl-2) for transiently silencing this
gene expression. It is not surprising that by silencing the anti-apoptotic protein Bcl-2
the extension of cell death was higher and CO did not protect astrocytes against
apoptosis (Figure 3.6. – A and B). The CO-induced metabolism modulation, such
as: increase on ATP generation, enhancement of COX activity and stimulation of
mitochondrial DNA replication (mitochondrial biogenesis) was at least partially
prevented whenever Bcl-2 was silenced (Figure 3.6. – C-E). In conclusion, Bcl-2
expression is crucial for CO-triggered metabolism regulation and cytoprotection in
astrocytes. It is worthy of note that Bcl-2 is important for CO mode of action not only
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when it is overexpressed, but also when it is expressed under constitutive levels for
two main reasons. First, modulation of cell metabolism by CO occurs at 3 h after gas
exposition, indicating an early cell response that does not involve protein expression.
Second, Bcl-2 silencing prevented CO metabolic effects on astrocytes at 3 h.
Therefore, there are two types of cell response to CO: (i) early preconditioning
(3h) probably involving ROS signaling, post-translational protein modifications or
intracellular protein localization and (ii) late preconditioning (24h) including changes
in gene expression.
A preferential cellular target for CO is the mitochondrion. CO generates
mitochondrial ROS for cell signaling (Taille et al. 2005; D'Amico et al. 2006;
Zuckerbraun et al. 2007; Bilban et al. 2008; Vieira et al. 2008; Queiroga et al. 2010)
prevents mitochondrial membrane permeabilization (Queiroga et al. 2010; Queiroga
et al. 2011) and stimulates mitochondrial biogenesis (Suliman et al. 2007; Suliman et
al. 2007). Herein, CO acts at mitochondrial level: (i) improves oxidative metabolism,
(ii) enhances mitochondrial population, (iii) modulates COX activity, (iv) increases
cellular oxygen consumption and (v) stimulates ATP production. However, the
molecular target of CO is still unclear. The most accepted hypothesis is that CO can
direct target COX inducing ROS generation at the level of complex III. CO-induced
ROS can become toxic or signalling depending on its concentration. However,
Iacono and colleagues have proposed that CO can protect cell against oxidative
stress by uncoupling mitochondria and decreasing ROS generation (Lo Iacono et al.
2011). Thus, one can speculate that CO would present “feed-back control system”,
by generating ROS to signal preconditioning; but also capable of limiting ROS
generation by uncoupling mitochondria and avoiding further oxidative stress. Future
investigation will be necessary to disclose this subject.
In conclusion, modulation of astrocytic metabolism appears as a novel and
promising strategy to protect the brain against HIR. Moreover, astrocytes are the
most metabolic active cells in the CNS; and the importance of astrocytic metabolism
modulation is not limited to its cell autonomous functioning, but is also crucial for the
maintenance of normal neuronal transmission and metabolism.
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5. ACKNOWLEDGMENTS
This work was supported by the Portuguese Fundação para a Ciência e
Tecnologia project PTDC/SAUNEU/098747/2008, and HLAV’s
SFRH/BPD/27125/2006 and CSFQ’s SFRH/BD/43387/2008 fellowships. The authors
express their gratitude to João Seixas from Alfama, Portugal, for measurements of
CO in solution.
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IV NON-CELL AUTONOMOUS ROLE
OF CARBON MONOXIDE: Purinergic signalling
This chapter is based on data to be published as:
Non-cell autonomous effect of CO-treated astrocytes on neuronal survival:
purinergic signalling
Cláudia S.F. Queiroga, Raquel M.A. Alves, Paula M. Alves and Helena L.A. Vieira,
unpublished data
“Glia already knows how to save neurons, whereas neuroscientists have no clue”
Allaman, 2011
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ABSTRACT
Low doses of carbon monoxide (CO) play a beneficial role in several cerebral
models, including in vivo model of perinatal cerebral ischemia, in vitro primary culture
of neurons and astrocytes. CO generates small amounts of reactive oxygen species
(ROS), which act as signalling intermediaries and induce a preconditioning state.
Herein, a model of primary co-culture of neurons and astrocytes (2D) is used to
explore the role of CO in cell-to-cell communication. Neuronal survival was assessed
after being co-cultured with astrocytes pre-treated or not with CO. Neuronal cell
death was triggered by tert-butylhydroperoxide (t-BHP), an oxidant molecule, for
mimicking oxidative stress, which occurs in response to ischemia. CO-pre-treated
astrocytes reduced neuronal cell death in the co-culture systems. In this system
there is no physical contact between neurons and astrocytes, thus CO seems to
induce the release of some neuroprotective factor(s) from astrocytes. The classical
energetic molecule ATP and its degradation product, adenosine, are the candidate
neuroprotective molecules. ATP content in the co-culture media after CO treatment
was assessed by luciferase assay, showing alterations on their levels. In
monoculture of neurons, the addition of adenosine or ATP (αβmeATP resistant to
degradation) into the media increased neuronal survival. Furthermore, several
chemical inhibitors of purinergic receptors (both P1 and P2), namely SCH58261
(SCH), Suramin or 8-cyclopentyl-1,3-dipropylxanthine (DPCPX) partially reverted
CO-induced neuroprotection via astrocytes in co-cultures. Moreover, the non-cell
autonomous effect of CO-treated astrocytes on neuronal survival decreased after
astrocytic treatment with a blocker of connexin 43 or of equilibrative adenosine
transporters, for preventing ATP or adenosine release from astrocytes, respectively.
Likewise, prevention of ectonucleotidase activity limited CO-induced neuroprotection
via astrocytes. Furthermore, the possible involvement of TrK B receptors as a
neuronal downstream event was verified. Overall, one can conclude that CO
neuroprotective role is not limited to a cell autonomous effect but this gasotransmitter
also modulates purinergic signalling for increasing astrocytic protection against
neuronal cell death.
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CONTENTS
1. Introduction ......................................................................................................... 117
2. Material and methods ......................................................................................... 119
2.1. Materials ..................................................................................................... 119
2.2. Primary cultures of brain cells ..................................................................... 120
2.3. Preparation of CO solutions ........................................................................ 121
2.4. Cell death induction/prevention and detection ............................................ 121
2.5. ATP quantification ....................................................................................... 122
2.6. Statistical analysis of data .......................................................................... 123
3. Results ............................................................................................................... 123
3.1. Non-cell autonomous neuroprotection of carbon monoxide via astrocytes . 123
3.2. Carbon monoxide influences ATP extracellular content ............................. 125
3.3. Adenosine and αβmeATP protect neuronal mono-cultures against oxidative
stress ................................................................................................................. 126
3.4. Effect of neuronal purinergic receptors on CO protection ........................... 127
3.5. Effect of adenosine, ATP release and ATP metabolization on CO protection
........................................................................................................................... 128
3.6. TrK B receptors are involved in the CO protection ..................................... 130
4. Discussion .......................................................................................................... 130
5. Acknowledgments .............................................................................................. 133
6. References ......................................................................................................... 133
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1. INTRODUCTION
Astrocytes have an active role in brain homeostasis and the intercellular
communication between neurons and astrocytes is tightly regulated to assure the
correct maintenance of this important organ. Any dysfunction can affect several
cellular populations, as well as the flow of survival messages (Allaman et al. 2011).
Preconditioning (PC) is an endogenous therapeutic strategy already in clinical
trials (Dirnagl et al. 2009). It can be defined as an insult below damage threshold that
induces a tolerance state in the organism, antagonizing the deleterious mechanisms
early in time (Kirino 2002; Alkan et al. 2008). PC can be of early or late response
lasting for minutes, hours or days, respectively. The cell has to be subjected to an
initial stimulus. The cell senses the stimulus, transduces and effects it, shifting the
overall cellular effect from death to survival. The complexity of PC pathways is
growing as well as the importance of the knowledge of this neuroprotective response
for the design of new therapies.
Carbon monoxide (CO) is an endogeneous product, resultant from heme
degradation by heme-oxygenase (HO) activity. There are two main isoforms of HO
described: HO-1 (inducible) and HO-2 (constitutive). Oxidative stress activates HO-2
and increases HO-1 expression (Ryter et al. 2006). HO is classified as an antioxidant
enzyme, and its important role in cell survival has been studied in many systems
such as brain (Dore 2002), heart (Piantadosi et al. 2008), intestine (Nakao et al.
2008), liver (Babu et al. 2007) and lung (Morse et al. 2009). Besides CO, heme
degradation produces biliverdin and free iron. As biliverdin is a strong antioxidant
molecule, the cerebral cytoprotection conferred by HO has been claimed to be due to
biliverdin and, more recently, to CO. Indeed, a number of beneficial properties of CO
are described in the literature, namely anti-inflammation, anti-apoptosis and anti-
proliferation (Motterlini et al. 2010). In the central nervous system (CNS) low
amounts of CO prevents inflammation (Chora et al. 2007), vasoconstriction
(Zimmermann et al. 2007) and cerebral damage after ischemia (Zeynalov et al. 2009;
Queiroga et al. 2012). Moreover, in primary cultures of neurons, CO prevented
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apoptosis in a preconditioning manner (Vieira et al. 2008). Likewise in astrocytes, CO
limited apoptosis by preventing mitochondrial membrane permeabilization (MMP)
and the subsequent release of pro-apoptotic factors into the cytosol (Queiroga et al.
2010). Also, in astrocytes, CO increases ATP intracellular levels, improving cellular
metabolism. This improvement is due to strengthening mitochondrial oxidative
phosphorylation, inducing mitochondrial biogenesis and increasing cytochrome c
oxidase (COX) activity via COX-Bcl-2 interaction (Almeida et al. 2012).
ATP is a classical energy molecule but, recently, its role as signalling molecule
has gained importance. This molecule is crucial for the astrocyte-astrocyte,
astrocyte-microglia and astrocyte-neuron communication (Shinozaki et al. 2005;
Abbracchio et al. 2006; Fields et al. 2006; Sebastiao et al. 2009) and is released by
neurons and glia in response to neurotransmitter stimulation, hypoxia, inflammation
or mechanical stress (Fields and Burnstock 2006). Likewise ATP is associated to
Ca2+ waves in astrocytes and is involved in the modulation of several intracellular
pathways since it regulates two important second messengers, cAMP and
cytoplasmic Ca2+. Extracellular ATP acts as a chemoattractant (Fields and Burnstock
2006), can induce the expression of genes important for cell survival (McKee et al.
2006), can protect astrocytes from oxidative stress (Fields and Burnstock 2006;
Schock et al. 2007) and prevents neuronal excitotoxicity (Schock et al. 2007). In
addition, the ischemic preconditioning protective mechanism involves the increasing
availability of energy substrates (Kavianipour et al. 2003).
Adenosine, which is an ATP degradation product, is also an important signalling
and neuroprotective factor in the brain. There are two sources of extracellular
adenosine: ATP metabolization by ectonucleotidases and the release from the
cytosol through equilibrative nucleoside transporters (ENTs) (Fields and Burnstock
2006; Sebastiao and Ribeiro 2009). Mild hypoxia increases adenosine release
(McKee et al. 2006) in a defensive way, since adenosine is a well described
neuroprotector (Sebastiao and Ribeiro 2009).
There are two main classes of purinergic receptors: P1, which respond to
adenosine and are associated with G-proteins and P2, which are activated by ATP.
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The P1 family has 4 different receptors: A1, A2A, A2B and A3. A1 and A2A receptors are
considered as high-affinity receptors to adenosine, whereas A2B and A3 are receptors
of low-affinity (Fields and Burnstock 2006). The P2 receptors can be ion channels
(P2X or ionotropic) or G-protein coupled (P2Y or metabotropic). ATP has a dual role,
by acting directly on P2 receptors or it can be metabolized to adenosine acting on P1
receptors. These two purinergic molecules often have antagonistic actions as a way
to refine the regulation mechanism (Fields and Burnstock 2006).
Still, there is controversy regarding the receptor’s action on the cellular outcome.
A2A receptor activation is described as a protective process in mice models of
Parkinson Disease (Yu et al. 2008) and in HIR in kidneys (Day et al. 2003); while, in
cerebral ischemia (Pedata et al. 2005; Melani et al. 2009), rat cerebellar granule
neurons (Fatokun et al. 2007; Fatokun et al. 2008) and hippocampus of male rats
(Stone et al. 2007) its activation is noxious.
Based on the premise that: (i) ATP acts as intercellular signalling molecule
(Schock et al. 2007), (ii) adenosine has several beneficial effects (Sebastiao and
Ribeiro 2009), (iii) PC mechanisms are related to purinergic receptors (Sebastiao
and Ribeiro 2009), (iv) intracellular ATP levels increase in response to CO (Almeida
et al. 2012), the purinergic role on the non-cell autonomous effect of CO was
pursued.
2. MATERIAL AND METHODS
2.1. Materials
All the chemicals were of analytical grade and were obtained from Sigma
(Germany) unless stated otherwise. Plastic tissue culture dishes were from Nunc
(Denmark); cell culture inserts were from BD Falcon (USA), fetal bovine serum
(FBS), glutamine, penicillin-streptomicin solution and Dulbecco’s Minimum Essential
Medium were obtained from Gibco (UK).
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2.2. Primary cultures of brain cells
Astroglial cells: primary cultures of astrocytes were prepared from 2-day-old rat
brains. Cerebral hemispheres were carefully freed of the meninges, washed in ice-
cold PBS and mechanically disrupted. Single-cell suspensions were plated in T-
flasks (3 hemispheres/175 cm2) in Dulbecco’s Minimum Essential Medium (DMEM)
supplemented with 10 mM of glucose, 1% (v/v) penicillin-streptomycin solution and
10% (v/v) fetal bovine serum heat inactivated. Cells were maintained in a humidified
atmosphere of 7% CO2 at 37ºC. After 8 days the phase dark cells growing on the
astrocytic cell layer were separated by vigorous shaking and removed as described
(McCarthy et al. 1980). The remaining astrocytes were detached by mild
trypsinization using trypsin/EDTA (0.25% wt/vol) and subcultured in T-flasks for
another 3 weeks. Growth medium was changed twice a week. Wistar rats were
purchased from Faculdade de Ciências Médicas (Lisboa, Portugal).
Neuronal cells: cerebellar granule cells were isolated from cerebellum of 7-day-
old mice. The brain tissue was trypsinized followed by trituration in a DNase solution
containing a trypsin inhibitor from soybeans. Cells were suspended (1.25 x 106
cells/mL) and cultured in Basal Medium Eagle’s (BME) containing 12 mM of glucose,
7.3 µM p-aminobenzoic acid, 4 µg/L insulin, 2 mM glutamine, 1% (v/v) penicillin-
streptomycin solution and 10% (v/v) fetal bovine serum heat inactivated. Cells were
maintained in a humidified atmosphere of 7% CO2 at 37ºC. Cytosine arabinoside (20
µM) was added after 24-48h to prevent glial cell proliferation. Neurons are mature
between 7 to 11 days in vitro. Wistar rats were purchased from Faculdade de
Ciências Médicas (Lisboa, Portugal).
Co-cultures of neurons and astrocytes: the co-cultures were initiated by
transferring cell culture inserts (0.4 µm) containing astroglial cells into a well with
neuronal primary cultures. Small molecules are allowed to pass through the
membrane but the astrocyte-to-neuron contact is prevented.
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2.3. Preparation of CO solutions
Fresh stock solutions of CO gas were prepared each day and carefully sealed.
PBS was saturated by bubbling 100% of CO gas for 30 min to produce 10-3 M stock
solution. The concentration of CO in solution was determined spectrophotometrically
by measuring the conversion of deoxymyoglobin to carbon monoxymyoglobin, as
described previously (Motterlini et al. 2002). 100% CO was purchased as
compressed gas (Linde, Germany).
2.4. Cell death induction/prevention and detection
Neuronal cells: 5 μM of adenosine or 10 μM of α,β-methyleneadenosine 5’-
triphosphate lithium salt (αβmeATP) were added to neuronal mono-cultures 10
minutes or 15 minutes, respectively, before tert-butylhydroperoxide (t-BHP) cell
death induction, at 10 and 20 μM. Apoptosis-related parameters were analysed 18h
after.
Co-cultures: Astrocytes were pre-treated with 50 µM of CO 3 hours prior the co-
cultures establishment, when neuronal apoptosis was induced with t-BHP at 20 to 80
µM for 18h. Then apoptosis-associated parameters were analysed.
Cell death-associated hallmarkers: In both in vitro models cell death-associated
parameters were analysed by fluorescence microscopic using Hoechst 33342 (Hoe,
2 mM) for chromatin condensation assessment and propidium iodide (PI, 1 μg/ml,
Invitrogen, UK) to determine cell viability, based on the plasma membrane integrity.
The results are expressed in percentage relative to the control (100%). Several
compounds were used to modulate CO effect and are listed in Table 4.1. The cells
were observed on a Leica DMRB microscope (Leica, Wetzlar, Germany) using a filter
cube giving an UV excitation range with a bandpass of 340–380 nm of wavelength.
For each coverslip, 8–10 fields containing around 200 cells were counted (a total of
at least 1500 counted cells).
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Table 4.1. List of compounds used to modulate CO effect. Time-line of events representated in Fig.
4.1.
Compound Action Final
concentration
Target cell
population
Time of addition
(before co-cultures
establishment)
Suramin P2X antagonist 30 μM Neurons 15 min
SCH58261 (SCH) A2A antagonist 1 μM Neurons 15 min
8-cyclopentyl-1,3-
dipropylxanthine
(DPCPX)
A1 antagonist 25 μM Neurons 20 min
18α-glycyrrhetinic acid
(AGA)
Connexin 43
inhibitor 15 μM Astrocytes 5 min
S-(ρ-nitrobenzyl)-6-
thioinosine (NBTI)
Adenosine
Equilibrative
Nucleotide
Transporter inhibitor
5 μM Neurons 30 min
ARL67156 (ARL) Ectonucleotidase
inhibitor 50 μM Neurons 30 min
K252a TrK B receptor
antagonist 200 nM Neurons 30 min
2.5. ATP quantification
Adenosine triphosphate quantity was assessed with a PerkinElmer kit. It is a
luminescent assay, based on a luciferase reaction. ATP reacts with luciferin, emitting
luminescent light that can be detected and it is proportional to the ATP content
present in the co-culture supernatant. The results are expressed in percentage
relative to the control (100%).
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2.6. Statistical analysis of data
All experiments were carried out at least in triplicate; values are mean ± SD, n≥3.
Error bars, corresponding to standard deviation. Statistical comparisons were
performed using ANOVA: single factor with replication, with p<0.05, n≥3. p<0.05
means that samples are significantly different at a confidence level of 95%.
The experimental time-line is representated in Figure 4.1.
Figure 4.1. Representation of experimental time-line. The chemical compounds were added at the
respective timing and concentration, whenever was the case and not in the same experiment.
3. RESULTS
3.1. Non-cell autonomous neuroprotection of carbon monoxide via astrocytes
In order to better mimic the in vivo environment, the used in vitro model is based
on a co-culture system with primary cultures of neurons and astrocytes, which are
together in the same environment, sharing metabolites but without any physical
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interaction. 50 μM of CO was added to primary cultures of astrocytes. After 3h the
co-culture was established and neurons were challenged to death by oxidative
stress, (tert-butylhydroperoxide addition). After 18h, neuronal survival levels were
higher in the case of CO-treated astrocytes, in particular at highest concentrations of
t-BHP (Figure 4.2. – A and B). Thus, CO improves astrocytic neuroprotective
function in order to prevent neuronal apoptosis in a higher extent.
One can speculate whether CO stimulates astrocytes for releasing pro-survival
molecules or for uptaking toxic factors, improving neuronal environment and,
therefore, improving neuronal survival. In order to clarify this question, neurons were
deadly-challenged in the presence of astrocytic conditioned media (50% of the total
neuronal media) with or without CO pre-treatment. The physical presence of
astroglial cells is important for neuronal population (Figure 4.2. – C and D). Also,
astrocytes are not excelling neuronal environment per se, since neuronal survival
was decreased in the presence of conditioned media. This is in accordance with the
fact that astrocytes are more metabolically active than neurons, consuming nutrients
and excreting toxic metabolic products in a higher rate. In the case of CO-treated
astrocytes, the presence of this gaseoustransmitter re-established the percentage of
cell survival (Figure 4.2. – C and D). Taken together, CO has an important and
modulator effect on astrocytes, which can be beneficial for neurons, improving the
release of neuroprotective factors.
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Figure 4.2. Effect of astroglial pre-treatment with carbon monoxide in neuronal apoptosis.
Primary cultures of astrocytes were pre-treated during 3h with 50 μM of CO, followed by co-culture
establishment and 18h of t-BHP (20 to 60 μM) treatment. Neuronal apoptotic hallmarks were analysed
by fluorescent microscopy (A), (C) chromatin condensation, measured by Hoechst 33342 and (B), (D)
loss of viability, measured by propidium iodide. In (A) and (B) it was shown that CO pre-treated
astrocytes increase in a higher extent neuronal survival. According to results shown in (C) and (D), CO
is exerting its effect by stimulating astrocytes to release a pro-survival factor. Quantification was based
on counting the viable nucleus, nucleus presenting chromatin condensation and unviable cells
(presenting red stained nucleus), and for each cover slip, at least 600 cells were counted. All values are
mean±SD, n=5, *p<0.05, compared with control and **p<0.05, compared with co-culture.
3.2. Carbon monoxide influences ATP extracellular content
Several factors have been described as implicated in astrocytes-neurons
communication (Theodosis et al. 2008; Allaman et al. 2011). Previously, we have
demonstrated that CO reinforces oxidative phoshphorylation and ATP intracellular
(C) (D)
(A) (B)
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content in primary cultures of astrocytes (Almeida et al. 2012). In addition, as (i)
extracellular ATP is a signalling molecule, (ii) adenosine is a neuroprotector molecule
and (iii) purinergic receptors have been described as implicated in protective
mechanisms, these are strong candidate molecules for being involved in the cross-
talk between astrocytes and neurons triggered by CO and crucial for neuronal
survival. In accordance, carbon monoxide pre-treatment influences ATP extracellular
content in the co-cultures (Figure 4.3.). At 1h, the presence of CO decreased ATP
amount in the co-culture supernatant, whereas at 4h, the ATP amount in the
extracellular environment is higher for CO-treated astrocytes. This can be easily
explained if CO is stimulating ATP metabolization, in particular in the first period
when co-culture is established. At 4h, the equilibrium is already re-established and
ATP can be accumulating.
Figure 4.3. CO influences ATP and adenosine content in co-culture supernatant. Astrocytes were
treated with 50 μM of CO for 3h, followed by co-culture establishment. Co-culture supernatant was
collected at 1, 4 and 24 h after co-culture establishment and ATP quantified as described in Material
and methods section. All values are mean±SD, n=3 with *p<0.05 compared with control.
3.3. Adenosine and αβmeATP protect neuronal mono-cultures against
oxidative stress
In accordance with previous reports, the addition of 5 μM of adenosine and 10
μM of αβmeATP (ATP analogous, resistant to degradation) increases neuronal
survival in monocultures of neurons (Figure 4.4.).
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Figure 4.4. Adenosine and αβmeATP protect neurons against cell death. Neuronal cultures were
treated with 5 μM of adenosine and 10 μMαβmeATP for 10 and 15 minutes, respectively. Then cell
death was induced by t-BHP. Neuronal apoptotic hallmarks were analysed by fluorescent microscopy,
such as chromatin condensation (A) and cell viability (B). Quantification was based on counting the
viable nucleus, nucleus presenting chromatin condensation and unviable cells (presenting red stained
nucleus), and for each cover slip, at least 600 cells were counted. All values are mean±SD, n=5, with
*p<0.05, compared with control.
One may consider that adenosine experiment is more physiological since
αβmeATP does not exist in the brain.
3.4. Effect of neuronal purinergic receptors on CO protection
There are two main classes of purinergic receptors: P1, which respond to
adenosine and are associated with G-proteins and P2, which are activated by ATP.
From the P1 family, the high-affinity receptors (A2A and A1) were the elected ones.
While for the P2 family, the experimental evidences are contradictory; therefore we
did not choose a particular receptor but a subfamily of receptors, P2X.
It was pursued the effect of A2A and P2X antagonists in CO protective
mechanism (Figure 4.5.). Both in the presence of SCH58261 (SCH, A2A antagonist)
and suramin (P2X antagonist), the protection conferred by the CO pre-treatment was
reverted. This result confirms that these receptors are implicated in the neuronal
protection that CO pre-treatment in astrocytes confers.
(A) (B)
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25 μM of 8-cyclopentyl-1,3-dipropylxanthine (DPCPX), an A1 antagonist, was
also tested (Figure 4.5.). However, DPCPX had no effect on CO-induced protection,
excluding the involvement of A1 receptor in this pathway.
Figure 4.5. Effect of SCH58261 (SCH), suramin and8-cyclopentyl-1,3-dipropylxanthine (DPCPX)in
the CO mechanism. Primary cultures of astrocytes were pre-treated during 3h with 50 μM of CO. 1 μM
of SCH, 30 μM of suramin or 25 μM of DPCPX were added to primary cultures of neurons 15 , 15 or 20
min, respectively before co-culture establishment, followed by 18h of t-BHP (20 to 60 μM) treatment.
Neuronal apoptotic hallmarks were analysed by fluorescent microscopy, such as chromatin
condensation (A) and cell viability (B). Quantification was based on counting the viable nucleus, nucleus
presenting chromatin condensation and unviable cells (presenting red stained nucleus), and for each
cover slip, at least 600 cells were counted. All values are mean±SD, n=5, with *p<0.05, compared with
control and **p<0.05, compared with co-culture, #p<0.05, compared with co-culture with astrocytes pre-
treated with CO.
3.5. Effect of adenosine, ATP release and ATP metabolization on CO protection
CO is inducing a PC state in astrocytes that signal neurons towards an increase
on survival. ATP, adenosine, P2X and A2A receptors are involved in this beneficial
communication. Nevertheless, it is not clear whether ATP, adenosine or both are
released by astrocytes. ATP can be released through connexin 43 and adenosine is
released by equilibrative nucleotide transporter (ENT). Thus, whenever connexin 43
and ENT were inhibited by 15 μM of 18α-glycyrrhetinic acid (AGA) and by 5 μM of S-
(ρ-nitrobenzyl)-6-thioinosine (NBTI), respectively (Figure 4.6.), ATP and adenosine
release inhibition reverted CO protection. Furthermore, NBTI caused a great extent
(A) (B)
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of reversion, presenting a much lower survival percentage than the co-cultures ones.
Thus these data indicate that ENT inhibition might affect other neuronal events.
Furthermore, adenosine can also be generated by ATP metabolization through
ectonucleotidase action. Therefore, ectonucleotidase inhibition with 50 μM, not only
reverted CO protection, but also achieved values similar to the co-culture conditions
(Figure 4.6.). Thus, ATP metabolization has a great importance for CO-astroglial
protection in neurons, which is in accordance with previous results (Figure 4.3.)
Altogether, one can speculate that the main CO-induced pathway is by
stimulation of ATP release from astrocytes that is then metabolized to adenosine,
which will activate its neuronal receptors A2A, in order to initiate downstream events
towards cell protection.
Figure 4.6. Effect of 18α-glycyrrhetinic acid (AGA), S-(ρ-nitrobenzyl)-6-thioinosine (NBTI) and
ARL67156 (ARL) in the CO mechanism. Primary cultures of astrocytes were pre-treated during 3h
with 50 μM of CO. 15 μM of AGA was added to primary cultures of astrocytes, 5 min before CO
treatment. 5 μM of NBTI or 50 μM of ARL were added to primary cultures of neurons 30 min before co-
culture establishment. In both experiments, it was followed by 18h of t-BHP (20 and 40 μM) treatment.
Neuronal apoptotic hallmarks were analysed by fluorescent microscopy, such as chromatin
condensation (A) and cell viability (B). Quantification was based on counting the viable nucleus,
nucleus presenting chromatin condensation and unviable cells (presenting red stained nucleus), and for
each cover slip, at least 600 cells were counted. All values are mean±SD, n=5, with *p<0.05, compared
with control and **p<0.05, compared with co-culture, #p<0.05, compared with co-culture with astrocytes
pre-treated with CO.
(A) (B)
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3.6. TrK B receptors are involved in the CO protection
Brain-derived neurotrophic factor (BDNF) has been implicated in activity-
dependent synaptic plasticity (Caldeira et al. 2007) and has been associated to
protective outcomes through TrK B receptors activation (Gomes et al. 2012). In fact,
the inhibition of TrK B receptors (Figure 4.7) reverts CO protection, confirming its
involvement as a neuronal downstream event in this protective pathway.
Figure 4.7. Effect of K252a in the CO mechanism. Primary cultures of astrocytes were pre-treated
during 3h with 50 μM of CO. 200 nM of K252awas added to primary cultures of neurons 30 min before
co-culture establishment, followed by 18h of t-BHP (20 to 60 μM) treatment. Neuronal apoptotic
hallmarks were analysed by fluorescent microscopy, such as chromatin condensation (A) and cell
viability (B). Quantification was based on counting the viable nucleus, nucleus presenting chromatin
condensation and unviable cells (presenting red stained nucleus), and for each cover slip, at least 600
cells were counted. All values are mean±SD, n=5, with *p<0.05, compared with control and **p<0.05,
compared with co-culture, #p<0.05, compared with co-culture with astrocytes pre-treated with CO.
4. DISCUSSION
The communication between neurons and astrocytes has been extensively
studied (Shinozaki et al. 2005). Astrocytes are well-known for the important function
as nutritional, structural and signalling support for neurons. They are responsible for
providing nutrients like glutamine (glutamine-glutamate cycle) and lactate (astrocyte-
(A) (B)
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neuron lactate shuttle), but also for scavenging the waste and toxic compounds
resultant from neuronal metabolism (Belanger et al. 2011). In many pathological
contexts astrocytes are able to rescue neurons from death (Bezzi et al. 2001;
Allaman et al. 2011). However, to our knowledge, for the first time it was shown that
carbon monoxide has a non-cell autonomous effect, acting on astrocytes, modulating
their metabolism so that a released astrocytic factor(s) or action can prevent
neuronal death. Moreover, the main molecular events were disclosed: (i) ATP is
released from astrocytes (Figure 4.3.), (ii) ATP is metabolized into adenosine
(Figure 4.6.), (iii) A2A and TrK B receptors are activated (Figures 4.5. and 4.7.).
Metabolized adenosine is the principal molecule acting in neurons, following CO-
induced non-cell autonomous effect. This is in agreement with reports of up-
regulation of ectonucleotidases after brain ischemia, in order to provide cerebral
protection (Shinozaki et al. 2005). A2A receptor activation is also in accordance with
the literature as Boeck et al (Boeck et al. 2005) described that adenosine resultant
from ectonucleotidase activity has preference for A2A receptors whilst adenosine
released prefers A1 receptors. In order to further confirm A2A role, genetic
approaches must be done, such as silencing this receptor and verifying neuronal
protection induced by astrocytic CO treatment.
Because A2A receptors can provoke translocation and activation of TrK B
receptors in a BDNF-independent manner (Assaife-Lopes et al. 2010); more
experiments need to be performed to demonstrate if TrK B receptors activation in the
present model is dependent or independent of BDNF actions. One possible approach
can be the assessment of the pool of pro-BDNF/BDNF in neurons, which are
cultivated in co-cultures.
One may also consider that the described pathway is not the unique that occurs.
P2X receptor was not excluded from being involved in the CO-induced paracrine
protection (Figure 4.3.). In addition, NBTI indicates a more extensive action than
expected (Figure 4.5.), however, one cannot conclude that equilibrative adenosine
transporters are not releasing more adenosine in response to CO-preconditioning.
Possibly, CO triggers all the referred events: ATP and adenosine release, ATP
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metabolization or not and A2A and P2X activation. Moreover, others ways of ATP and
adenosine release can be explored. Nevertheless, the combination of our results are
clear in indicating a major set of contributors for the positive outcome.
Adenosine binding to A2A receptor activates HO-1, which, via CO generation,
alters A2A receptor expression. Also, a positive feedback loop among adenosine, HO-
1, CO and A2A receptor has been describe in the chronological resolution in the
inflammatory response in macrophages (Haschemi et al. 2007). Based on these
authors, one may hypothesize that the extense amount of evidences on adenosine
neuroprotective role can also be due to the HO-1/CO contribution. In the present
study, it can be proposed a very interesting and novel effect. CO induces
preconditioning in astrocytes to exert a non-cell autonomous effect on neurons,
through A2A receptor activation, which will augment CO content in the target neurons.
Therefore, it can be hypothesized that neuronal protection can also occur due to CO
action. As the oxidative stress has been already induced when neuronal A2A
receptors are activated, CO is not inducing neuronal preconditioning as already
described by our laboratory (Vieira et al. 2008). Thus, it can be a focus of scientific
interest to study which mechanisms CO triggers.
Others astrocyte-neuron communication interplayers may be considered for
future studies. Ruscher and colleagues describe one paracrine mean of ischemic
tolerance induction. Hypoxia-inducible factor-1 (HIF-1) is a transcriptor factor
activated under hypoxia, with multiple gene targets. In astrocytes, HIF-1 activation
increases erythropoietin (EPO) production, which is released, activating its neuronal
receptor. Subsequently, JAK-2, PI3K are activated, regulating gene transcription and
phosphorylation. Finally, hypoxia-induced apoptosis in neurons is inhibited (Ruscher
et al. 2002). Estrogen also presents a non-cell autonomous role, by stimulating the
astrocytic release of neuronal growth factors (Sortino et al. 2005).
In conclusion, in this work, purinergic signalling and the main players were
disclosed in the paracrine protective communication induced by CO. Furthermore, it
is demonstrated the capability of CO modulating astrocytic non-cell autonomous
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effect, taking advantage of the complex, but efficient cell-to-cell communication,
which opens a new field of CO studies and possible applications.
5. ACKNOWLEDGMENTS
This work was supported by the Portuguese Fundaçãopara a Ciência e
Tecnologia project PTDC/SAUNEU/098747/2008, and HLAV’s
SFRH/BPD/27125/2006 and CSFQ’s SFRH/BD/43387/2008 fellowships.
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V CARBON MONOXIDE EFFECT ON PERINATAL HYPOXIA-ISCHEMIA:
apoptosis prevention
This chapter is based on the following manuscript:
Preconditioning triggered by carbon monoxide (CO) provides neuronal protection following perinatal hypoxia-ischemia
Cláudia S.F. Queiroga, Simone Tomasi, Marius Widerøe, Paula M. Alves,
Alessandro Vercelli and Helena L.A. Vieira (2012) PLoS One, 7(8):e42632.
“The dose makes the poison.” Paracelsus 11th century
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ABSTRACT
Perinatal hypoxia-ischemia is a major cause of acute mortality in newborns and
cognitive and motor impairments in children. Cerebral hypoxia-ischemia leads to
excitotoxicity and necrotic and apoptotic cell death, in which mitochondria play a
major role. Increased resistance against major damage can be achieved by
preconditioning triggered by subtle insults. CO, a toxic molecule that is also
generated endogenously, may have a role in preconditioning as low doses can
protect against inflammation and apoptosis. In this study, the role of CO-induced
preconditioning on neurons was addressed in vitro and in vivo.
The effect of 1h of CO treatment on neuronal death (plasmatic membrane
permeabilization and chromatin condensation) and bcl-2 expression was studied in
cerebellar granule cells undergoing to glutamate-induced apoptosis. CO’s role was
studied in vivo in the Rice-Vannucci model of neonatal hypoxia-ischemia (common
carotid artery ligature + 75 min at 8% oxygen). Apoptotic cells, assessed by Nissl
staining were counted with a stereological approach and cleaved caspase 3-positive
profiles in the hippocampus were assessed. Apoptotic hallmarks were analyzed in
hippocampal extracts by Western Blot.
CO inhibited excitotoxicity-induced cell death and increased Bcl-2 mRNA in
primary cultures of neurons. In vivo, CO prevented hypoxia-ischemia induced
apoptosis in the hippocampus, limited cytochrome c released from mitochondria and
reduced activation of caspase-3. Still, Bcl-2 protein levels were higher in
hippocampus of CO pre-treated rat pups.
Our results show that CO preconditioning elicits a molecular cascade that limits
neuronal apoptosis. This could represent an innovative therapeutic strategy for high-
risk cerebral hypoxia-ischemia patients, in particular neonates.
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CONTENTS
1. Introduction ......................................................................................................... 143
2. Material and methods ......................................................................................... 145
In vitro experiments ................................................................................................ 145
2.1. Materials ..................................................................................................... 145
2.2. Cell culture .................................................................................................. 145
2.3. Preparation of CO solutions ........................................................................ 146
2.4. Cell treatments, induction of apoptosis and assessment of apoptosis-
associated parameters ...................................................................................... 146
2.5. Real Time Quantitative PCR ....................................................................... 147
In vivo experiments................................................................................................. 147
2.6. Animals ....................................................................................................... 147
2.7. Experimental plan ....................................................................................... 148
2.8. Carbon monoxide exposure ........................................................................ 149
2.9. Model of neonatal cerebral hypoxia-ischemia ............................................. 150
2.10. Tissue processing ..................................................................................... 150
2.11. Histological and immunohistochemical assessment ................................. 151
2.12. Stereological counts in the hippocampus ................................................. 151
2.13. Immunoblotting ......................................................................................... 153
2.14. Statistical analysis of data ........................................................................ 154
3. Results ............................................................................................................... 154
3.1. Carbon monoxide prevents excitotoxicity-induced cell death and induces Bcl-
2 expression in primary cultures of neurons ...................................................... 154
3.2. Effect of preconditioning on HI-induced apoptosis in vivo .......................... 156
3.3. Effect of carbon monoxide on expression of apoptotic markers ................. 158
4. Discussion .......................................................................................................... 160
5. Acknowledgments .............................................................................................. 164
6. References ......................................................................................................... 164
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1. INTRODUCTION
Perinatal hypoxia-ischemia (HI) remains a major cause of acute mortality in
newborns and of cognitive and motor impairments in children (Vannucci et al. 1999).
Cerebral damage results from oxygen and tissue energy depletion that lead to:
acidosis, inflammation, glutamate excitotoxicity, cell death and generation of reactive
oxygen species (ROS) during reperfusion (Vannucci SJ 2004). Cerebral hypoxia-
ischemia induces distinct types of cell death: within the ischemic core, rapid cell
death occurs mainly as necrosis; while in the penumbra, the region around the
ischemic core, delayed apoptotic cell death takes place hours and days after the
insult, contributing to secondary damage (Taylor et al. 2008). In the developing brain,
apoptosis also plays a homeostatic role, and many pro-apoptotic factors are normally
up-regulated during early stages of maturation (Tsujimoto et al. 2006; Galluzzi et al.
2007). Therefore, apoptosis is closely related to the injury response after hypoxia-
ischemia in the immature brain of newborn infants (Carloni et al. 2008). Mitochondria
play a major role in death of mammalian cells (Kroemer 2003). During the apoptotic
process and upon mitochondrial membrane permeability, several biochemical
molecules confined to the inter-membrane space are released to the cytosol thus
activating proteases and nucleases. For example, cytochrome c released from
mitochondria interacts with apoptotic protease activating factor 1 (Apaf-1) and
caspase-9 to form the apoptosome that activates caspase-3 leading to cell death
(Galluzzi et al. 2009).
Currently, hypothermia is the only treatment used clinically for minimizing
cerebral damage after perinatal hypoxia-ischemia, but it has limited efficiency and its
use has also limitations (Gunn et al. 2008). Other therapies, which either can be
used alone or in combination with hypothermia, are therefore needed.
Preconditioning (PC) induction consists of an insult that does not cause damage, but
triggers a protective state (tolerance) that increase cellular resistance against a
subsequent and more severe challenge (Kirino 2002; Alkan et al. 2008). PC can
induce an early response (minutes or hours) or a late response within days including
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de novo protein synthesis (Gidday 2006). Furthermore, clinical studies with patients
suffering from transient ischemic attacks (TIA) (Dirnagl et al. 2009) and animal
models (Gidday 2006; Stenzel-Poore et al. 2007; Dirnagl et al. 2008) have suggested
that cerebral tolerance induced by a PC state is an efficient strategy to protect brain
tissue against HI. Thus, preconditioning processes are promising alternatives for
therapy in patients at high risk of suffering HI. Indeed, perinatal HI may eventually be
predicted based on known risk factors associated with previous ischemic episodes
including intrauterine fetal distress and hypoxic-ischemic insults during birth (Heazell
et al. 2008); Bonifacio et al. 2011). Also, PC-based therapies could be useful for
neonates going through major heart surgery with associated risks of global cerebral
ischemia (Kirino 2002; Dirnagl et al. 2009; Bonifacio et al. 2011).
Carbon monoxide (CO) is commonly known to be toxic. This is due to its high
affinity for haem-proteins, which can compromise oxygen delivery to tissues
(carboxy-haemglobin) or can decrease oxidative phosphorylation at the cellular level
by binding to cytochrome c oxidase (Ahlstrom et al. 2009). CO is an endogenous
molecule generated by haem-oxygenase (HO) activity along with the production of
free iron and biliverdin (Motterlini et al. 2010). Low doses of exogenous CO are
cytoprotective against inflammation and apoptosis, in particular following
cardiovascular incidents, organ rejection and autoimmune disease in several models
(Motterlini and Otterbein 2010). Also, in rat retinal ganglion cells, inhalation of 250
ppm of CO protected against ischemia-reperfusion injury (Biermann et al. 2012). In
the central nervous system (CNS), low amounts of CO limit neuroinflammation in a
model of multiple sclerosis (Chora et al. 2007) and induced vasodilation, presenting
cytoprotective effects in the cerebral circulation in a model of epileptic seizures in
newborn piglets (Zimmermann et al. 2007). CO treatment also decreased infarct
volume and brain damage in adult models of transient and permanent focal cerebral
ischemia when the animals were exposed to CO immediately after middle cerebral
artery occlusion (Zeynalov et al. 2009; Wang et al. 2011). Nevertheless, the cellular
mechanisms involved in CO-induced neuroprotection are still not fully understood. In
primary cultures of cerebellar neurons, CO triggers preconditioning and prevents
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apoptosis by ROS signaling and modulation of soluble guanylyl cyclase, nitric oxide
synthase and mitochondrial ATP dependent potassium channel (Vieira et al. 2008).
Likewise, in primary cultures of astrocytes, CO inhibits apoptosis by directly targeting
mitochondria and preventing their membrane permeabilization, which is also
dependent on ROS and protein glutathionylation signaling (Queiroga et al. 2010).
Since preconditioning emerges as a promising strategy to limit brain damage
following perinatal ischemia, we have examined the ability of CO to induce
preconditioning and to limit apoptosis in the hippocampus in the present study. Pre-
treatment of rat pups with CO prevented hippocampal cell death via: an increase on
Bcl-2 expression, a decrease on cytochrome c translocation from mitochondria into
cytosol and an inhibition of caspase-3 activation. To our knowledge, this is the first
study to use CO preconditioning to prevent hypoxia-ischemia-induced neuronal
death in the developing brain.
2. MATERIAL AND METHODS
In vitro experiments
2.1. Materials
All chemicals were purchased from Sigma-Aldrich (Munich, Germany) unless
stated otherwise. Plastic tissue culture dishes were from Nunc (Roskilde, Denmark);
fetal bovine serum (FBS), glutamine, penicillin-streptomycin solution and Dulbecco’s
Minimum Essential Medium (DMEM) were obtained from Gibco (Paisley, UK). CO
100 % was purchased as compressed gas (Linde, Germany).
2.2. Cell culture
Primary cerebellar granule cells were prepared as described by Schousboe
(Schousboe et al. 1989) from Wistar rats purchased from Instituto de Higiene e
Medicina Tropical (Lisboa, Portugal). Briefly, cells were isolated from postnatal day
7(P7) rat cerebella, after mild trypsinization followed by trituration in a DNase solution
containing soybean trypsin inhibitor. Cells were suspended (1x106 cells/mL) and
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cultured in BME basal medium containing 12 mM glucose, 7.3 µM p-Aminobenzoic
acid, 4µg/L insulin, 2mM glutamine, 1% (vol/vol) penicillin-streptomycin solution and
10% (v/v) FBS. Cells were cultured in 24- and 96-well poly-D-lysine coated plates
and maintained in humidified atmosphere of 7% CO2 at 37ºC. To prevent glia
proliferation, cytosine arabinoside (20 µM) was added 48h after seeding. The
experiments were performed on 1-week-old cerebellar granule neuronal culture. All
experiments were performed at least in triplicate.
2.3. Preparation of CO solutions
Fresh stock solutions of CO gas were prepared each day and sealed.
Phosphate-buffered saline (PBS) was saturated by bubbling 100% of CO gas for 30
minutes to produce a 10-3 M stock solution. The concentration of CO in solution was
determined spectrophotometrically by measuring the conversion of deoxymyoglobin
to carbon monoxymyoglobin, as described by Motterlini (Motterlini 2002). CO 100 %
was purchased as compressed gas (Linde, Germany).
2.4. Cell treatments, induction of apoptosis and assessment of apoptosis-
associated parameters
Neuronal cells were cultured on poly-D-lysine-coated coverslips. Neuronal
apoptosis was induced immediately after the end of CO exposure with 10 to 30 µM
of glutamate over a 24h period to mimic excitotoxicity, which is a consequence of
cerebral ischemia (Vieira et al. 2008). For inhibition of cell death, cerebellar granule
cells were treated with 10 µM CO for 1h prior to glutamate addition. Neurons were
stained with Hoechst 33342 (2 µM, Sigma) and Propidium Iodide (PI, 1 µM,
Molecular Probes, USA) followed by quantitative assessment of chromatin
condensation and cell viability, respectively. Cells were observed on a Leica DMRB
microscope using a filter with a bandpass of 340-380 nm (UV).
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2.5. Real Time Quantitative PCR
After 6 or 24 h of CO treatment, RNA was extracted from primary cerebellar
neurons (3x106 cells) using the High Pure RNA isolation Kit (Roche, Germany);
cDNA was synthesized from RNA (Transcriptor High Fidelity cDNA Synthesis Kit,
Roche, Germany). For real time quantitative PCR (RT-qPCR), forward and reverse
primer sequences specific for bcl-2 gene consisted of 5’-
GGTGGAGGAACTCTTCAGGG-3’ and 5’-GAGACAGCCAGGAGAAATCA-3’,
respectively. An internal control used expression of cyclophilin A, a constitutive
protein, using forward and reverse sequences: 5’-ATGGCAAATGCTGGACCAAA-3’
and 5’-GCCTTCTTTCACCTTCCCAAA-3’. The RT-qPCRwas performed according to
manufacturer indications (LightCycler® FastStart DNA MasterPLUS SYBR Green I,
Roche Diagnostics, Germany). Amplification used the following protocol:
denaturation at 95ºC for 10 min; amplification for 35 cycles, at 95ºC for 15 s, 60ºC for
6 s, 72ºC for 15 s with a single fluorescent measurement; 95ºC for 15 s, 60ºC for 15
s, 95ºC for 15 s with a continuous fluorescence measurement for the melting curve;
finally the cooling step was at 40ºC. The results were expressed in percentage
relative to the control sample.
In vivo experiments
2.6. Animals
P4-P7 (postnatal day 4 to postnatal day 7) Wistar rat pups (n=74, Janvier,
France) weighing on average 27 ( 1,4) and 35 g ( 1,5) respectively were used.
Great differences in pup’s weight are due to the fast rate of growing at this period of
life. All animal experimental procedures were carried out in strict accordance with the
recommendations in the European Community Council Directive 86/609/EEC
(November 24, 1986), authorization 17/2010-B (June 30, 2010) by Italian Ministry of
Health and University of Turin institutional guidelines on animal welfare (law 116/92
on Care and Protection of Living Animals Undergoing Experimental or Other
Scientific Procedures). The protocol was approved by Turin University Bioethical
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Committee. Animals were given ad libitum access to food and water and kept on
12h:12h light/dark cycle. Pup’s sex was not taken into account, and male and female
pups were used randomly for introducing variability in the study and for being more
representative of relevant patient populations. All efforts were made to minimize
suffering and limit the number of animals used.
2.7. Experimental plan
To test whether CO prevented HI-induced neurodegeneration, and to ensure
that CO administration did not cause toxicity, animals were randomly assigned to
four experimental groups: CONTROL group (sham surgery without hypoxia
exposure, n=22), CO+SHAM group (CO exposure prior to sham surgery without
hypoxia exposure, n=16), HI group (hypoxia-ischemia, n=17) and CO+HI group (CO
exposure prior to HI, n=19) (Figure 1). Animals were randomly assigned to each
group through computer-generated (Excel) randomization schedules before
performing any experimental procedure. During the HI procedure and CO exposure
pups in all experiment groups were kept separate from their mother the equal period
of time. Rats were sacrificed 6 and 24 hours after HI onset. All subsequent
procedures were done by researchers who were blinded to the experimental groups.
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Figure 5.1. Experimental groups and time-points schematic representation. Control group, n=22,
untreated animals that did not suffer any treatment; Carbon Monoxide (CO) group, n=16, subjected to
3 exposures of 250 ppm, for 1h at P4, P5 and P6; Hypoxia-Ischemia (HI) group, n=17, animals that
underwent surgery and hypoxia (8% of O2 in nitrogen) exposure for 75 minutes; CO+HI group, n=19,
CO treatment plus hypoxia-ischemia. Animals were euthanized at 6 and 24h post-HI. Brains were
collected and analyzed for lesion volume and cell death markers, as described in the methods section.
Histo, for brains analyzed by histological methods; WB, for brains collected and processed for western
blot analysis.
2.8. Carbon monoxide exposure
Because this is the first study of CO as neuroprotective agent against perinatal
ischemia, using rat pups, CO exposure conditions (dose and time) were extrapolated
from several previous in vivo studies for liver (Zuckerbraun et al. 2003, Otterbein et
al. 2005), heart (Nakao et al. 2010) or adult brain (Wang et al. 2011). To induce a
preconditioning state and test the neuroprotective role of CO, rat pups were exposed
to 250 ppm of CO for 1h at P4, P5 and P6. During the exposure, gas concentration
was carefully monitored by a CO analyser (Interscan, Chatsworth, US) and
temperature was kept at 37ºC. At the end of each CO administration, rat pups were
returned to their cages. During CO exposure time, control pups (without CO
exposure) were also kept separated from their mothers.
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2.9. Model of neonatal cerebral hypoxia-ischemia
HI was induced in P7 rat pups, according to the Rice-Vannucci modification of
the Levine procedure (Levine 1960; Rice et al. 1981). The P7 rat was chosen
because its level of cortical development closely resembles that of 32-34 week
gestation: cortical layering is complete and low grade myelination is visible (Vannucci
et al. 1997). Rat pups were anesthetized with isoflurane (Isoflurane Vet, Alcyon Italia,
Marene, Italy, 4% during induction, then maintained with 2.5%), presented in a
mixture of 30:70 O2/N2O, delivered with a face-mask throughout the surgery.
Through a mid-neck incision, the left common carotid artery (CCA) was exposed and
double-ligated by means of 4/0 silk suture in order to permanently interrupt the blood
flow. Care was taken to avoid damage to the adjacent vagal nerve. The procedure
was completed in 10-15 min. After 2h of recovery and feeding, pups were exposed to
humidified 8% O2 - 92% N2 gas mixture (Wideroe et al. 2009) for 75 minutes in a
home-made acrylic hypoxic chamber (2,7 L). During all surgical procedures and
exposure in the hypoxic chamber the body temperature of the pups was maintained
with a heating carpet. Pups were allowed to recover for 5 min in room air, before
returned to their mothers. Sham-operated animals underwent the same surgical
procedure without CCA ligation and put into a similar chamber for the same period of
time as the HI group to mimic the time away from the mother. The temperature was
monitored and maintained at 37ºC throughout all procedure. Cell death assessment
was performed at 6h and 24h after HI, based on our in vitro experimental data (data
not shown, (Vieira et al. 2008; Queiroga et al. 2010; Almeida et al. 2012).
2.10. Tissue processing
For histological and immunohistochemical staining, animals were deeply
anesthetized by intraperitoneal injection of chloral hydrate 24h after surgery and
transcardially perfused with PBS, followed by buffered paraformaldehyde (4% in 0.1
M phosphate buffer, PB, pH 7.4). Brains were post-fixed overnight in the same
solution, infiltrated with 30% sucrose in 0.1 M PB for cryoprotection, frozen, and
stored at -20°C. 50 μm-thick serial coronal sections were cut on the cryostat; every
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sixth slice was mounted on gelatine-coated slides for histological and immunological
staining. For Western blot assays, animals were decapitated and brains dissected in
ice-cold water, kept in ice for 15 min, and then frozen at -80°C.
2.11. Histological and immunohistochemical assessment
To define ischemic boundaries and precisely identify apoptotic profiles, serial
sections were stained with cresyl violet. For immunohistochemistry, sections were
immersed in 10% normal donkey serum (NDS), then incubated overnight in
antibodies against cleaved-caspase 3 (1:200, Cell Signaling Technology, Beverly,
MA, US), S100β (1:1000, Sigma-Aldrich) or Ki67 (1:400, Novocastra, Newcastle, UK)
at 4°C; primary antibodies were prepared in 10% NDS solution. For Ki67
immunohistochemistry, sections were initially heated in 0.01 M citrate buffer (pH 6.0)
for 3 minutes at 800 W using a microwave oven prior to primary antibody incubation
to enhance antigen retrieval. Cy2- or Cy3-conjugated anti-rabbit or anti-mouse
secondary antibodies (1:200 and 1:400 respectively, 2h at room temperature,
Jackson ImmunoResearch Laboratories, West Grove, USA) were used to visualize
binding of primary antibodies; cell nuclei were counterstained with 4, 6-diaminodino-
2-phenylindole (DAPI, Sigma Aldrich). Control tissue was processed as above with
non-immune serum instead of the primary antibody. Immunoreacted sections were
examined with Nikon 90i epifluorescence microscope by an investigator blinded to
the experimental groups. Co-localization was determined on a Leica TCS SP5
confocal laser scanning microscope equipped with argon 488 nm, helium–neon 543
nm, and helium–neon 633 mn lasers. Double-immunolabeled cells were analyzed
using three-dimensional (3D) reconstructed images with the x–z and y–z orthogonal
projections, using Leica LAS AF software.
2.12. Stereological counts in the hippocampus
Cresyl violet-stained sections were analysed with 100x oil-immersion objective
for stereological estimation of apoptotic profiles. Sections were visualized using a
Nikon Eclipse E600 microscope equipped with a motorized stage controller; they
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were photographed with a CCD camera (OptronicsMicrofire, Goleta, CA, USA).
Analyses were done by an investigator blinded to the experimental groups. We used
the optical fractionator method for stereological estimates of apoptotic profiles in the
hippocampal formation; the volume of hippocampus was calculated according to the
Cavalieri’s principle (Neurolucida 8.0 User’s Guide—Document Version NL0108-
08.10 Microbrightfield Inc., 1988-2008.); all analyses were done with use of
StereoInvestigator (Microbrightfield, Williston, VT, USA). Series were 300 μm
spaced; the first section of each series was dorsal to the hippocampal white matter;
subsequent collected sections were equidistant from this reference slice; each series
consisted of 9 sections. The procedure yields a series of systematically random
sections (a requirement for the optical fractionator methods, Lyster et al 2005; West
et al 1991). Stereological sampling was done according to Fitting (Fitting et al.,
2008). An initial pilot study optimized the sampling scheme. The coefficient of
sampling error (CE) was calculated to determine the appropriate number and size of
disector counting frames. When considering 9 sections per case, a sampling grid of
400x400 μm, with a 25x25 μm counting frame and a disector height of 20 μm
(disector volume=12500 μm3) was chosen; the CE varied between 0.01 and 0.1. To
avoid oversampling, two guard zones were set on top and bottom of sections, each
corresponding to 10% of the focally measured section thickness. Only neurons
bearing morphological changes strongly suggestive for apoptosis, namely cell
shrinkage, chromatin condensation and visible apoptotic bodies were considered
dying cells and counted. The estimated total (T) number of objects (i.e., apoptotic
profiles) was finally calculated in accordance to the following formula, as previously
described by Fitting (Fitting et al. 2008)
T = ΣQ x t/h x1/asfx1/ssf
where ΣQis the number of objects counted in the disectors, t is the section
thickness, h is the height of disector probe, asf is the ratio between counting frames
area and grid step along x and y axis, and ssf is the section sampling fraction and
was set to 1/6. To avoid bias due to asymmetrical cutting, the total estimated number
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of objects was then normalized to the sampled volume and density values are
presented (Figure 5.2.)
Figure 5.2. Stereological measurement of apoptosis. To estimate apoptosis, the hippocampal
formation was traced in serial sections under 4x magnification, then counts were performed at 100x
magnification (A); to allow unbiased sampling, counting sites were randomly selected by software at
the end of tracing procedures (B). Each subsequent section was then superimposed and aligned to
this reference slice to allow unbiased 3D-reconstruction of the hippocampus (C-D).
2.13. Immunoblotting
The apoptotic hall-markers: (i) Bcl-2 expression, (ii) release of cytochrome c
from mitochondria and (iii) caspase activation, were assessed in hippocampus
isolated 6 and 24 h after the insult. Rat pups were first anesthetized then
decapitated, the hippocampus dissected and stored at -80ºC until analysis; tissue
was triturated manually with Potter Elvehjem in lysis buffer (15 mMTris-HCl, pH 7.6,
320 mM sucrose, 1 mM DTT, 1 mM MgCl2, 0.5% protease inhibitor, 3 mM EDTA-K,
30 μg/mL CsA). For total cell extract analysis, samples were sonicated before protein
quantification. For mitochondrial analysis, this protein extract was centrifuged at 800
g for 10 min at 4ºC, supernatant was re-centrifuged at 9200 g for 15 min at 4ºC and
the pellet containing mitochondria was stored for Western blot analysis. Protein
content (from total extract or mitochondrial fraction) was determined by BCA assay
(Pierce, Illinois). Proteins (20-40 μg) were separated on SDS-PAGE (12%
polyacrylamide), transferred to PVDF membranes, blocked in 5% skim milk in Tris-
buffered saline (containing 0.1% of Tween 20) for 1h at room temperature (RT).
Equal amounts of protein were confirmed by the internal control assessment of ß-
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actin. The following primary antibodies were used overnight at 4°C: anti-Bcl-2 (Santa
Cruz Biotechnology, 1:5000); anti-cytochrome c (Abcam, 1:2000); anti-active
caspase-3 (Cell Signaling, 1:5000); anti ß-actin (Santa Cruz Biotechnology, 1:5000);
all were diluted in blocking solution. Blots were developed using the ECL
chemiluminescence kit (Amersham Bioscience, UK) after incubation with HRP-
labeled anti-mouse or anti-rabbit IgG (GE Healthcare, UK, 1:5000) for 1 hour at RT.
The area and intensity of bands were quantified by densitometry analysis (GraphPad
Prism 4), and were normalized to the positive control (100%). Each experiment was
repeated three times, and gave similar results.
2.14. Statistical analysis of data
All experiments were carried out at least in triplicate; values are mean ± SD,
n≥3. Error bars, corresponding to standard deviation. Statistical comparisons were
performed using ANOVA: single factor with replication, with P<0.05, n≥3. P<0.05
means that samples are significantly different at a confidence level of 95%. All
statistical comparisons were conducted using the SPSS package (version 18, SPSS
Inc., Chicago, IL, USA). For in vivo study, data distribution and equality of variances
were initially assessed by the Shapiro-Wilk (Shapiro et al. 1965) and the Levene
median (Levene 1960) tests, respectively. One-way ANOVA was applied to
determine overall significant differences in the number of apoptotic cells among
groups. Post-hoc analyses were conducted when p<0.05 by Fisher’s protected least
significant difference (PLSD) test.
3. RESULTS
3.1. Carbon monoxide prevents excitotoxicity-induced cell death and induces
Bcl-2 expression in primary cultures of neurons
Primary cultures of neurons were pre-treated for 1h with CO-saturated solution
at 10 µM. After 24h, chromatin condensation and loss of membrane integrity were
assessed by fluorescence microscopy (representative photos in Figure 5.3. – A),
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and CO partially prevented neuronal cell death (Figure 5.3. – B). Additionally, Bcl-2
mRNA was measured by RT-Q-PCR, with increased expression levels at 6 h and 24
h (Figure 5.3. – C) after CO treatment; which is in accordance with CO-related
neuroprotection, since Bcl-2 is an anti-apoptotic protein.
(A)
(B) (C)
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(Previous page) Figure 5.3. Effect of carbon monoxide treatment on neuronal apoptosis. (A)
Representative micrographs of neurons treated or not with 20 μM of glutamate and 10 μM of CO.
Apoptotic hallmarks were analyzed by fluorescent microscopy. Upper panel, for the photos taken with
the filter for phase contrast, middle panel, for Hoechst (white arrows for nuclei with condensed
chromatin) and lower panel, for propidium iodide (white arrows for cells which membrane integrity was
lost). (B) Primary cultures of neuronal cells were pre-treated with 10 µM CO, followed by 24 h of
glutamate (10–30 µM) treatment. Cell viability was assessed by counting cells containing normal nuclei
and plasmatic membrane integrity. For each coverslip, at least 1500 cells were counted. All values are
mean±SD (error bars), n=5; *p< 0.05 compared to control. (C) The effect of 10 µM CO treatment on
Bcl-2 expression was assessed by its mRNA quantification.
3.2. Effect of preconditioning on HI-induced apoptosis in vivo
75 min of hypoxic exposure after carotid occlusion (perinatal model for cerebral
hypoxia-ischemia) reliably induced mild damage in terms of cell death in the
subregions of the hippocampus (Figure 5.4. – A-E), predominantly at the level of
CA2 and CA3 ipsilateral to the CCA occlusion, while the cortex did not show any
detectable damage. The cytoarchitecture was partly lost due to shrinkage relative to
the contralateral side, in which histological morphology was preserved (Figure 5.4. –
A-E). A great number of apoptotic profiles were detected at the level of CA1, CA2/3
and dentate gyrus (DG) after HI. Early stages of the apoptotic cascade were
revealed by the presence of cells with darkly stained nuclei, condensed chromatin
and dense cytoplasm (pyknosis); late stages of apoptosis were also visible in cells
that had DNA fragmentation, and nuclei broken into several discrete chromatin
bodies (karyorrhexis), cytoplasmic disruption, and appearance of apoptotic bodies
(Figure 5.4. – C-E). The density of apoptotic cells was significantly higher in the
hippocampus ipsilateral to the occlusion (ischemic side) compared to the
contralateral (intact) side, both in the HI group and the CO+HI group (Figure 5.4. –
F). However, the density of apoptotic profiles in the ischemic hemisphere was
efficiently reduced (64%) in the CO+HI group compared to the HI group (Figure 5.4.
– F).
Cytotoxic edema, known to contribute to early ischemic damage, may represent
a confounding factor in estimating cell density and, when severe, may lead to an
underestimation of apoptosis. However, this was not the case in our material: no
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ischemia-related differences in hippocampal volumes (mm3) between the
hemispheres were seen in any of the groups (Figure 5.4. – G).
Figure 5.4. Carbon monoxide effect in hippocampus after perinatal hypoxia-ischemia – apoptotic
profiles. Whereas contralateral hippocampus displayed a preserved morphology (A) following HI,
diffuse tissue disruption was detected in the hippocampus ipsilateral to the occlusion (B). C-E are
representative pictures of ischemic hippocampus, where diffuse apoptosis was documented; with
peculiar morphological features including pyknotic nuclei (C), indicating early stage of apoptosis,
progressive nuclear fragmentation (D) and karyorrhexis as confirmed by detectable apoptotic bodies
(E). Compared to HI group, the number of apoptotic profiles was significantly lower when animals were
exposed to CO prior to HI (F). All values are mean±SD (error bars); *p< 0.05 compared to Control group
for the corresponding side and **p< 0.05 compared to HI group ischemic hippocampus. (G) For each
group there is no significant difference in cytotoxic edema volume (mm3) between the ipsi- and the
contralateral hippocampus.
(F) (G)
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Similarly, the volume of ischemic or intact hippocampus did not significantly vary
between groups. Accordingly, active caspase 3 positive cells were predominantly
detected in CA2, CA3 and DG regions of the hippocampus in the HI group (Figure
5.5. – A-C), whereas fewer immunolabeled cells were visible in the CO+HI group
(Figure 5.5. – D-F) and none were detected in CO+SHAM group (Figure 5.5. – G-I).
No significant differences were detected between the HI and CO+HI group with
regard to glial activation and cell proliferation as assessed by S100β and Ki67
immunohistochemistry, respectively (data not shown).
Figure 5.5. Carbon monoxide effect in hippocampus after perinatal hypoxia-ischemia – cleaved
caspase 3 expression. Low (scale bar = 100 µm) magnification CLSM photographs of the
hippocampus of HI (A, B), CO-HI (C, D) and CO sham operated (E, F) rat pups. In blue, DAPI-stained
nuclei; in red, cleaved caspase 3-positive cells. Caspase 3-positive profiles following HI were
particularly frequent in CA1-2 and in the dentate gyrus, and were decreased in number following CO
preconditioning. CO preconditioning alone did not induce caspase 3 activation in sham operated
animals.
3.3. Effect of carbon monoxide on expression of apoptotic markers
The results of immunoblots for apoptotic markes in total cellular extracts of
ipsilateral (IL) and contralateral (CL) hippocampus or in mitochondria-enriched
fractions are shown in Figure 5.6. CO pre-treatment lead to an increased expression
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of anti-apoptotic protein Bcl-2 at 6 and 24 h in both hemispheres compared to the HI
group. At 24 h, Bcl-2 expression among CO pre-treated pups was also higher than
control pups (Figure 5.6. – A). These data are in accordance with cell death
prevention by CO in hippocampus and validate the in vitro results showing higher
levels of Bcl-2 mRNA for CO-treated neurons (Figure 5.3. – C). Therefore, CO
appears to trigger tissue preconditioning and to stimulate cell survival, by changing
gene expression, such as bcl-2. Cytochrome c levels in mitochondria-enriched
fraction of hippocampus of the HI group were lower at 6h than at 24h after the insult
relative to controls. At both 6 and 24 h after HI, CO pre-treated rat pups had higher
levels of cytochrome c than the HI group in mitochondria-enriched fraction of
hippocampus (Figure 5.6. – B). Thus, CO prevented cytochrome c release from
mitochondria, which can limit apoptosome formation and caspase-3 activation.
Indeed, caspase-3 activation was less pronounced in IL hippocampal extracts from
CO+HI group than from HI group at 6 and 24 h, while caspase-3 activation was
similar in CL CO+HI and HI groups (Figure 5.6. – C).
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Figure 5.6. Effect of carbon monoxide on apoptotic markers in hippocampal extracts after 6 and
24 h of HI – protein expression and sub-cellular localization. Representative immunoblots (upper
panels) and the corresponding quantifications, as relative percentages to the hippocampus from control
rat pups (lower panels). (A) Bcl-2 expression in total hippocampal extracts. All values are mean±SD
(error bars), n=3; *p< 0.05 compared to HI group for the corresponding side and **p< 0.05 compared to
HI group ipsilateral hippocampus. (B) Cytochrome c levels in enriched mitochondrial fraction from
hippocampus, which is an indirect way for measuring cytochrome c release. All values are mean±SD
(error bars), n=3; *p< 0.05 compared to HI group hippocampus for the corresponding side. (C) Caspase-
3 activation in total extracts. All values are mean±SD (error bars), n=3; *p< 0.05 compared to HI group
for the ipsilateral hippocampus.
4. DISCUSSION
Two complementary approaches were applied to demonstrate the
neuroprotective role of carbon monoxide: in vitro excitotoxicity induction in primary
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culture of rat cerebellar neurons and an in vivo model of perinatal ischemia in rat
pups. In primary neuronal cultures, 1h of CO pre-treatment had a positive outcome
on the survival of neurons against excitotoxic-induced cell death and increased
expression of the anti-apoptotic gene bcl-2 (Figure 5.3.). Likewise, prior exposure to
CO significantly reduced the number of apoptotic profiles in the hippocampus (by
64%) 24 h following hypoxia-ischemia in rat pups (Figure 5.4.).
Apoptotic factors are up-regulated in early stages of brain development and play
a major role in brain damage following perinatal ischemia because apoptosis is a key
cellular process during CNS development (Hagberg 2004; Ge et al. 2011). Therefore,
apoptotic hallmarks were assessed in vivo. Indeed, CO pre-treatment improved the
cellular anti-apoptotic machinery (Figures 5.5. and 5.6.). In accordance with the in
vitro data, increased Bcl-2 expression was found in hippocampal extracts from CO-
treated pups (Figure 5.6. – A). Furthermore, increase in Bcl-2 expression activates
many anti-apoptotic pathways and indicates that late preconditioning might be
involved in CO neuroprotection (Ness et al. 2006). Accordingly, previous studies
have reported that protein synthesis is required for CO-conferred neuroprotection
(Vieira et al. 2008) and mitochondrial biogenesis stimulation is also involved in CO’s
apoptosis inhibition (Almeida et al. 2012). Thus, CO cytoprotection might be related
to late preconditioning induction, although further studies are necessary.
Nevertheless, early preconditioning responses cannot be excluded from CO’s mode
of action, since ROS signaling is involved in CO-induced cytoprotection (Motterlini
and Otterbein 2010; Queiroga et al. 2010; Queiroga et al. 2011), which presents new
hypotheses for further studies based on cerebral cell anti-oxidant defense.
In hippocampus, higher cytochrome c levels in mitochondria were found with CO
pre-treatment (Figure 5.6. – B). This indicates a reduced release of cytochrome c
from mitochondria, which can be related to the reported direct action of CO on
mitochondrial membrane permeabilization (Queiroga et al. 2010). Still, the increased
cytochrome c sequestration in the mitochondria contributes to the lower levels of
caspase-3 activation found in hippocampus from CO pre-treated pups (Figure 5.6. –
C). Furthermore, in hippocampal CA2, CA3 and DG regions, activated caspase-3
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positive cell populations decreased when pups were exposed to CO before the
hypoxic-ischemic insult (Figure 5.5.). An active role of CO in cerebral apoptosis
prevention in vivo has been suggested by other authors: (i) HO-1 knockout mice
exhibit a larger volume of tissue damage following injection of NMDA compared to
wild type mice (Ahmad et al. 2006), and (ii) Zeynalov and colleagues report that low
doses of exogenous CO protect against transient or permanent focal ischemia in
adult mice (Zeynalov and Dore 2009; Wang et al. 2011).
Perinatal HI can be partially predicted based on the presence of several risk
factors: signals of distress during intrauterine life and hypoxic-ischemic insults at birth
(Bonifacio et al. 2011). Also, preterm newborns represent a high-risk population for
brain injury due to HI (Arpino et al. 2005). Therefore, preconditioning-based
strategies can become potential therapies for perinatal HI, and CO is a promising
candidate. Other preconditioning-based strategies have also been developed for
perinatal cerebral ischemia. In piglets, 3 h of exposure to 8% oxygen prior to HI insult
induced neuroprotection via up-regulation of hypoxia-inducible factor-1α (HIF-1α)
and vascular endothelial factor (VEGF) (Ara et al. 2011). Similarly, in adult mice,
preconditioning by exposure to hypoxia and isoflurane presented a neuroprotective
effect (McAuliffe et al. 2007). In an experimental model of HI similar to ours (left
carotid artery ligation and 90 minutes of 8% O2), hydrogen has shown to be
neuroprotective by blocking apoptosis (Cai et al. 2008). Finally, lithium pre-treatment
prevented apoptotic and autophagic neuronal cell death in the hippocampus
following neonatal HI (Li et al. 2010).
CO may be a useful therapeutic adjunct. In fact, other inhalation therapies have
been introduced in clinics (Robinson et al. 2009), to reduce toxicity resulting from the
metabolization of administered drugs, since drug extraction occurs by exhalation.
The therapeutic application of nitric oxide (NO) as vasodilator in several disease
models and also in injured lungs of premature and newborn babies is now widely
accepted (Bloch et al. 2007). NO is chemically similar to CO. However, unlike CO,
NO reacts rapidly with molecular oxygen and produces peroxynitrite (ONOO-), which
is highly reactive. Likewise, noble gases have also been studied for medical
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applications, especially xenon (Sanders et al. 2004). Recently, Ryang and co-
workers (Ryang et al. 2011) described the efficacy of argon in protecting rat brains in
a model of transient middle cerebral artery occlusion. Taken all together, potential
CO-inhaled based therapy has the added value of integrating two critical advantages:
it is chemically inert compared to NO and is an endogenous molecule compared to
noble gases (Bonifacio et al. 2011).
To overcome a possible systemic CO toxic effect, the use of CO-releasing
molecules (CORM’s) has been proposed (Motterlini 2007). These small organic and
organometallic compounds are able to deliver CO in a timely and tissue-specific
manner. This permits a significant reduction in carboxyhaemoglobin formation and
toxicity, which opens novel windows of opportunity for clinical applications. The
biological activities of CORMs include cardioprotection in isolated perfused rat heart,
protection in acute hepatic reperfusion injury in rats, endothelial cells protection
during cold preservation, and injury impairment in the case of HI injury during kidney
transplantation, among others (Motterlini and Otterbein 2010; Stein et al. 2012). Very
recently, CORM-3 was shown to modulate the inflammatory response and to reduce
brain damage in an adult rat model of hemorrhagic stroke (Yabluchanskiy et al.
2012), indicating that CORM-3 can cross the blood brain barrier.
Altogether, in vitro and in vivo approaches have demonstrated that CO initiates a
cascade of events that prevents neuronal apoptosis: (i) increase of Bcl-2 expression,
(ii) prevention of cytochrome c release from mitochondria, (iii) inhibition of caspase-3
activation and (iv) decrease of chromatin condensation. CO administration induced
late preconditioning and limited hippocampal neuronal cell death following cerebral
perinatal ischemia. In conclusion, the biological neuroprotective role of CO, coupled
with the possibility of using CORMs, opens avenues of further research and potential
applications of CO-based therapies in cerebral ischemic models. Moreover, this
innovative approach takes advantage of an endogenous molecule (CO) and
intracellular pathways (preconditioning) for limiting neuronal cell death.
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5. ACKNOWLEDGMENTS
The authors express their gratitude to João Seixas from Alfama, Portugal, for
measurements of CO in solution; to Marcos Sousa from Instituto de Tecnologia
Química e Biológica, Portugal, for technical support.
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“Nothing in the universe is more mysterious than the inner workings of the human
mind.”
The Teaching Company (2008)
VI DISCUSSION AND CONCLUSIONS
Cláudia S.F. Queiroga has written the whole chapter, based on the referred bibliography and her own results described in chapters II to V.
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CONTENTS
1. Discussion ........................................................................................................... 171
1.1. Mitochondria as target for anti-apoptotic strategies ..................................... 175
1.2. Astroglial active role in therapy .................................................................... 176
1.3. Preconditioning as an efficient future therapeutic strategy .......................... 177
1.4. Carbon monoxide in a therapeutic context .................................................. 178
2. Looking ahead ..................................................................................................... 180
3. Conclusion .......................................................................................................... 182
4. References .......................................................................................................... 182
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1. DISCUSSION
Perinatal complications are a serious clinical problem, in particular hypoxic-
ischemic encephalopathy (HIE), which is caused by birth asphyxia or uterine and
fetal blood flow interruption (Wintermark 2011). HIE corresponds to 23% of all
neonatal deaths worldwide, being one of the top 20 leading causes of burden of
disease in all age groups (World Health Organization). The social impact is both
sociological and economical.
Progress in neonatology contributed to the reduction of mortality rates,
nevertheless, there is still a high neurological morbidity related to HIE accounting for
significant disability (Bonifacio et al. 2011). Physical consequences include cerebral
palsy, mental retardation, learning disabilities, epilepsy, deafness and blindness
(Robertson et al. 2009). Thus, disclosure of the mechanisms involved in neonatal
brain injury is crucial for improving long-term neurological status and developing
potential therapeutic strategies.
It is well known that in cerebral HIE the damage is initiated during the insult
(hypoxia and ischemia), being perpetuated and magnified during post-resuscitative
period (reperfusion). The main cellular consequences are excitotoxicity, oxidative
stress, metabolic failure, inflammation and apoptosis (Robertson et al. 2009). The
post-reperfusion phase of brain lesion is the main target for neuroprotective
interventions (Wintermark 2011).
The standard treatment in severe perinatal hypoxia-ischemia and reperfusion
(HIR) includes resuscitation with high levels of O2 (hyperoxia) and hypothermia.
However, hyperoxia can have severe consequences such as increased oxidative
stress and brain damage (Sola et al. 2008). On the opposite, therapeutic
hypothermia presents very promising results (Yenari et al. 2012). Still, the time
window for its application is very narrow and the knowledge on the cellular
mechanisms is limited. Thus, there is an increasing interest in the development of
novel therapeutic strategies and biological targets in perinatal HIR.
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Carbon monoxide (CO) protective actions include anti-inflammation, anti-
proliferation, anti-apoptotic in several models (Table 1.5., Chapter I). Still, in brain
environment its protection was poorly explored. This thesis explores the possible
application of CO as an anti-apoptotic agent. As described in Figure 1.12. (Chapter
I), the general objective is the evaluation of CO’s role in the pathological model of
cerebral ischemia. The strategy aimed at disclosing the main cellular players in
different cerebral models, with increasing complexity (subcellular – cellular – organ),
by posing different but complementary questions. Each study contributed for an
increasing knowledge about the endogenous molecules and their pathways
associated with CO protective mechanisms. The main achievements (summarized in
Figure 6.1.) contribute to open another avenue of therapeutic opportunities for CO.
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Figure 6.1. Main achievements of this PhD thesis. Several cerebral ischemia were adopted to study carbon monoxide (CO) effect. At the mitochondrial level a myriad of subcellular events lead to mitochondrial membrane permeabilization prevention (Chapter II) and mitochondrial metabolism reinforcement and the Bcl-2 role (Chapter III). At the cellular level, CO prevents astrocytic apoptosis (Chapter II and III) and stimulates the non-cell autonomous effect to confer neuroprotection (Chapter IV). At the systemic level, low doses of CO confer neuronal apoptosis prevention after perinatal hypoxia-ischemia (Chapter V).
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1.1. Mitochondria as target for anti-apoptotic strategies
Mitochondrial dysfunction is related to the propagation of acute (stroke) and
chronic (as Alzheimer and Parkinson Disease) neurodegenerative disorders (Lezi et
al. 2012). In particular, mitochondria assume relevance in perinatal ischemia since
apoptotic factors are up-regulated in immature stages of the brain, since apoptosis is
a crucial cell process during cerebral development (Tsujimoto et al. 2006; Galluzzi et
al. 2007).
Mitochondria can be considered as the convergence point within many cellular
processes: modulation of cell death pathways, regulation of metabolic network and
controlling the balance between these two major cellular events. Thus, proposing
mitochondria as central organelle in the PC-involved mechanisms is reasonable.
Several scientific evidences support a key role for mitochondria in PC, namely:
reactive oxygen species (ROS) generation for further signalling, modulation of
potassium channels located in the inner mitochondrial membrane, modulation of
oxidative phosphorylation process and mitochondrial membrane permeabilisation
(Busija et al. 2008; Correia et al. 2011).
In mitochondria, O2.- production occurs close to superoxidase dismutase (SOD),
where it is rapidly converted to H2O2 (a much less reactive molecule), which can
initiate subsequent signalling (Zuckerbraun et al. 2007). Carbon monoxide (CO)
increases mitochondrial ROS production (Chapter II), triggering downstream events
towards organelle resistance to damage. By inducing glutathionylation of adenine
nucleotide translocase (ANT), CO prevents ANT pore-forming conformation and
mitochondrial membrane permeabilization, avoiding apoptosis activation (Chapter
II). Moreover, CO modifies cytochrome c oxidase (COX) activity (Chapter III),
reinforces oxidative phosphorylation (Chapter III) and increases mitochondrial
biogenesis (Chapter III). In addition, CO increases Bcl-2-COX interaction within
mitochondria (Chapter III). In conclusion, CO seems to act largely at mitochondrial
level (Queiroga et al. 2012) with two different functions: (i) preventing MMP and the
release of pro-apoptotic factors (Chapter II and V) and (ii) improving oxidative
metabolism (Chapter III).
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1.2. Astroglial active role in therapy
Brain is a dynamic and interconnected network of cells and information. Most of
the current therapies lack this integrative feature and target one cell type, a single
cell process or pathway. CO, with its PC mode of action, multiplies the cellular
targets. Furthermore, the PC cellular state is not restricted to the target cell,
presenting a non-cell autonomous effect (Chapter IV).
In the neuroscience field the uncertainty regarding mechanisms and order of
events on neurodegenerative disorders, limits the development of novel and more
efficient therapies. The neurodegenerative processes with irreversible neuronal loss
can also occur due to astroglial abnormal function that is no longer able to assure
correct neuronal survival (Allaman et al. 2011). Thus, along with mitochondrial
dysfunction, astrocytic dysfunction is a transversal event in many neuronal diseases
representing an attractive therapeutic target. Therefore, herein two strategies were
pursuit: (i) directly targeting astrocytes (Chapter II and III) and (ii) targeting neurons
through a non-cell autonomous effect via astrocytes (Chapter IV). In Chapter II and
III, it was demonstrated that CO prevents astrocytic cell death, thus one can
speculate that efficient functioning of these glial cells will maintain cerebral
homeostasis and stimulate neuroprotection. In Chapter IV, the premise was to target
astrocytes, in a non-cell autonomous way, for conferring neuronal protection.
Furthermore, purinergic molecules are exerting the signaling task. Therefore, CO
pre-treatment takes advantage from the astrocytic targeting but also from the
purinergic therapeutic potentialities. Indeed, aligned with described evidences
(Burnstock 2009), purinergic therapeutic solutions are being investigated for
treatment of disorders in several systems as gut, kidney, lung, among others, but not
in the brain (Burnstock 2012). Chapter IV conveys another possible purinergic
application, which is, in this case, stimulated by CO. However, further studies should
be performed to confirm these observations.
The contribution of the different purinergic receptors activation or inhibition to
the propagation of the injury is surrounded by contradictory evidences. In Chapter
IV, A1 receptor was excluded as intervenient in CO-induced modulation of astrocyte-
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to-neuron communication. Moreover, A2A receptor activation seems to have a central
role (Chapter IV). An interesting fact is that in the literature, opposite evidences were
found. A1 receptor is usually associated to neuroprotective effects in stroke models,
probably due to the inhibitory effect in the brain during hypoxia (Thauerer et al.
2012). A2A receptor blockade results in the restriction of the neuronal damage and
neurological deficits in the brain of adult animals (Cunha 2005).
Further experimental evidences are needed, since the results of Chapter IV are
only from functional experiments with long-term readouts. Nevertheless, one may
speculate that our contradictory results are related to the mode of action of CO-
induced preconditioning.
In summary, targeting astrocytes, inducing PC by CO action is not only
protecting the astroglial cells (Chapter II and III). It is also stimulating the non-cell
autonomous communication between astrocytes and neurons, taking advantage from
already available protective glial pathways, challenging the system towards
protection (Chapter IV).
1.3. Preconditioning as an efficient future therapeutic strategy
Since the late 90’s it is reported by the clinicians that brain stroke patients with
prior transient ischemic attacks (TIA) develop less brain injury than patients with no
previous TIA, demonstrating a natural form of preconditioning (Kitagawa 2012). The
possibility to induce tolerance in patients in whom ischemic events can be anticipated
is very attractive. In order to safely implement PC as a therapeutic strategy, it is
important to dissect precisely the mechanism(s) of action of mediators and pathways
involved, also for the correct choice of the preconditioning stimuli. Due to cross and
remote tolerance features of PC, it is possible to induce ischemic tolerance in the
brain with a different stimuli and by inducing PC in another organ. Already tested in
patients is the cross tolerance induced by limb ischemia. Brain preconditioning can
be achieved by interrupting the blood flow for a short period of time in the limb
(Dirnagl et al. 2009; Kitagawa 2012). The induction of PC as therapeutic strategy has
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another advantage: the usage of endogenous resources allows a rapid response
(early PC) with very well-tolerated players. A late PC response can be initiated, with
gene expression. Thus, PC allows the system to react according to the noxious
stimuli, to the dose and period of time of application, taking advantage of the
endogenous mechanisms.
CO emerges as a very promising PC agent: in low doses is safe, it is an
endogenous molecule and is well-tolerated by the organism, impairs apoptotic
damage and increases pro-survival machinery (Chapters II, III, IV and V). In this
thesis it is shown the CO protection in a pathological model of HIR. Nevertheless,
due to the transversal key role of mitochondria and astrocytes in many disorders, as
well as the large range of PC applications, one may consider that this knowledge can
be extrapolated to several other disease studies. CO is a cytoprotective factor by
inducing cellular PC, and mitochondria appear as the main cellular targets. In
addition, CO is an endogenous gaseoustransmitter, which is physiologically
generated in response to several types of stress. In conclusion, CO-induced PC
combines the limitation of brain injury (the classical drugs) and the initiation of
protective pathways.
PC strategy, as explored in Chapter V, is a very useful and powerful tool for
perinatal ischemia, since these episodes can be partially predicted. The hypothesis
of using CO as PC-inducing agent to limit brain damage resultant from perinatal HI
was successful confirmed in an in vivo model (Chapter V). These results (i) confirm
the data obtained with the in vitro models used (Chapters II, III and IV) and (ii)
strengthen the safety and efficacy of CO clinical application.
1.4. Carbon monoxide in a therapeutic context
As demonstrated throughout the previous chapters (Chapters II-V), CO is a PC
agent. It instructs the cell to initiate pro-survival pathways in a cooperative, concerted
and synchronized manner. Moreover, CO triggers a consistent cellular response,
having different time phases and molecular effectors, since post-translational
modifications to protein expression (Table 6.1.).
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Table 6.1. This thesis contribution in carbon monoxide downstream molecular effectors, its
modifications and time window of action.
Early events (3h) Late events
↑ ROS (Chapter II) ↑ GSSG (Chapter II) ANT glutathionylation (Chapter II) ↑ COX activity (Chapter III) ↑ mitochondrial biogenesis (Chapter III) ↑ ATP concentration (Chapter III) ↑ ATP release from astrocytes (Chapter IV)
↓Lac/gluc ratio (Chapter III) ↑ Bcl-2-COX interaction (Chapter III) ↑ Bcl-2 expression (Chapter III and V) ↑ ATP concentration (Chapter III) A2A receptors activation (Chapter IV) TrK B receptors activation (Chapter IV) ↓ cytochrome c release from mitochondria (Chapter V) ↓ active caspase-3 (Chapter V)
Unlike most drugs, CO does not act only when it is present in the system.
Instead, CO exerts an initiating role, by activating endogenous pathways. Even after
being expelled by the organism, the CO-induced cellular protection is still exerted.
The use of CO for therapeutic purposes presents two main advantages: (i) it is an
endogenous product and the organism is fully adapted to it and (ii) CO is not
metabolized and reversibly binds to its molecular targets, which becomes the
pharmacokinetic much simpler.
Despite the biological functions associated to CO in vivo and the existence of
several proteins capable for binding CO in vitro, it is still a matter of discussion the
actual physiological target of CO. Probably CO will target many proteins and the
already described effects are the result of concerted and myriad actions. Or, one
may consider that CO biological activity might depend on two main factors: period of
CO exposure and gas concentration, giving rise to distinct targets and responses.
Furthermore, different CO sources increase the system complexity and do not
facilitate data comparison. For instance, CO can be applied by different modes: (i)
one single burst of CO (CO-saturated solutions fast gas diffusion), (ii) gas exposure
(continuously application during the period of exposure), and (iii) CO-releasing
molecules (CORM’s). Depending on the used CORM and its specific molecular
characteristics, these molecules can be slow or fast CO releasers or can differently
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respond to tissues or to a physiological situation, such as an increase on oxidative
stress.
As explored in Chapter I, section 6.3., CORM’s are promising molecules,
increasing the potential of CO for clinical application, overcoming systemic toxicity
issues. The main disadvantages may be the blood-brain barrier crossing and the
metabolization of the chemical structure after the CO release.
Another possible way to use CO as PC agent is to induce its endogenous
production, by heme-oxygenase (HO) induction, especially HO-1, as mentioned in
section 6.1., in the Chapter I.
2. LOOKING AHEAD
This thesis presents several indications for CO potential therapeutic
applications. From subcellular to organ level, several questions were disclosed.
However, other questions appeared and several studies can be performed to depict
further the role of CO, in particular:
At subcellular level:
a) It is well known the CO’s affinity to heme proteins with transition
metals in the prosthetic group. Several studies indicates CO cellular
targets, however, CO molecular target remains an open and complex
subject to answer, since CO is a gas with transitory binding properties.
Reports have shown that CO binds to COX, soluble guanlyl cyclase
(sGC) and nitric oxidase synthase (NOS). Also, CO binds to globin
proteins as hemoglobin, myoglobin and neuroglobin. Globins, as COX,
are O2-binding heme-proteins, thus CO is competing directly with O2.
Thus, several studies can be performed addressing the question of CO
cellular target, as well as its dependence on the present O2
concentrations.
b) CO binding to the heme centre of neuroglobin leads to conformational
changes and cellular signalling (Nienhaus et al. 2007). Additionally,
neuroglobin may be able to reduce small amounts of cytochrome c
DISCUSSION AND CONCLUSIONS
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leaking from damaging mitochondria (Nienhaus and Nienhaus 2007).
Thus, CO influence on neuroglobin protective functions is an
interesting focus of interest.
c) As described in section 3.3., Chapter I, autophagy is now considered
to be a protective cellular pathway. Several cross-talks have been
described between apoptosis and autophagy. Due to CO’s anti-
apoptotic nature, CO effect on the apoptotic-autophagic balance
nodes may also be considered.
d) Mitochondria are the powerhouse of the cell and the gatekeepers for
cell balance between cell death and survival pathways. Although many
data have been reported in this thesis, more can be learnt from the
CO-targetting mitochondria effect. In particular, CO influence on
mitochondrial population and mitochondrial quality (mitochondrial
biogenesis vs autophagy of mitochondria – mitophagy).
At cellular level: the purinergic signalling presents several aspects that are still
unexplored. Complementary experiments regarding genetic evidences
concerning the receptor expression/activity and downstream events should be
performed. In addition, other described factors/pathways already known in
neuron-astroglia communication can also be studied, such as erythropoietin.
At organ level:
a) Different CO administration conditions can be tested (timings and
number of CO exposures, doses of CO inhaled).
b) A persuasive and attractive alternative to CO gas exposure is the
application of CORM’s. Although the existence of several publications
demonstrating CORM’s relevance, its application still need to be better
explored (concentrations, timing of administration and chosen CORM).
c) In addition, one may consider of future interest the exploitation of the
organ cross-tolerance. By applying CO in another organ than brain,
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brain tolerance can still be induced. This has the advantage of a more
controlled administration and overcomes the problem of the blood-
brain barrier permeability (important in the case of the CORM’s).
Another area of interest for future studies can be the evaluation of the
HO/endogenous CO axis. Focusing on, not only its induction to produce more CO to
exert beneficial outcomes, but also on the generation of scientific knowledge. The
elucidation of cellular and biochemical pathways can contribute for the potential
identification of new biomarkers in human samples of perinatal cerebral ischemia.
In a translational medical research perspective, HO activity and its importance
in perinatal cerebral ischemia can be explored by using human samples.
3. CONCLUSION
There is not just a unique pathway for the CO-induced endogenous protection;
brain tolerance is the result of a fundamental and complex cellular change in
response to injury, shifting the outcome to cell survival.
In conclusion, this thesis has proven that CO has potential as a novel
therapeutic agent. CO limits brain injury following cerebral ischemia, by stimulating
PC and targeting astrocytes and mitochondria.
Additionally, several cellular players were disclosed, together with the order and
time-window of the events (early vs late, Figure 6.1.). This knowledge has the
potential to be used in the development of novel clinical therapies and therefore have
a tremendous range of applications in the field of neuroprotection.
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Burnstock, G. (2009). "Purinergic signalling: past, present and future." Braz J Med Biol Res 42(1): 3-8.
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Burnstock, G. (2012). "Purinergic signalling: Its unpopular beginning, its acceptance and its exciting future." Bioessays 34(3): 218-25.
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Chapter VI
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