Briefing Note - Ghana-Final

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    Mg m ccc g c

    C bg G

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    Human resource capacity assessment

    2

    BaCkGroundThis Brieng Note summarises the

    ndings of an IWA-led study in Ghana,made possible through the support

    of the United States Agency for

    International Development (USAID)

    under the auspices of their West Africa

    WASH (WA-WASH) program and co-

    funded by Department for International

    Development (DFID UK). The study

    in Ghana was executed by staff of

    the Kwame Nkrumah University of

    Science and Technology (KNUST) and

    supported by Cap-Net who facilitated the

    connections with the country study team.

    Ghana is located on the West AfricasGulf of Guinea, only a few degrees north

    of the Equator. The country is plagued

    by recurrent drought in the north which

    severely affects agricultural activities.

    Deforestation, overgrazing, soil erosion,

    poaching and habitat destruction

    threatens wildlife population and causes

    water pollution and inadequate supplies

    of potable water.

    Ghana is one of the most thriving

    democracies on the continent and has

    often been referred to as an island of

    peace in one of the most chaotic regions

    on earth. As of 2009, life expectancy at

    birth was about 63 years for malesand females with infant mortality at 51

    per 1,000 live births. The adult literacy

    rate in Ghana was 65% in 2007, with

    males at 71.7% and females at 58.3%.

    Annually, 12.2% of all deaths recorded in

    Ghana was directly related to the water

    and sanitation insufciencies.

    assessMent approaCh

    The main objective of this study was to

    assess human resource requirements

    in the water supply and sanitation

    Brieng Note Ghana

    hm ccc m

    w Ghana has met the 2015 target for drinking water. To

    avoid regressing, however, attention needs to be paid to

    cities that will experience a high urbanisation rate.

    w The sanitation coverage is 14% and Ghana has not

    made much progress in reducing the proportion of the

    population with no access to improved sanitation. The

    number of people in Ghana not using improved sanitation

    facilities in 2015 will be approximately 24.5 million.

    w Of the total deaths in Ghana, 12.2% are WASH-related

    with the overwhelming proportion of these deaths being

    young children1.

    w The sanitation sector is still institutionally fragmented and

    despite recent efforts there is still a lack of investment.

    Whilst the sanitation function was transferred to

    local government, the Ministry of Health still trains

    staff for sanitation-related jobs and continues to

    receive funds for that.

    The transfer of nancial resources to the local

    government for capacity building is limited.

    w Whilst its importance is recognised and efforts are made

    in sanitation, this report concludes that compared with

    water supply, professional capacity is still less for the

    sanitation sector.

    There are more engineers and degree holders in

    water supply than sanitation.

    There is institutionalised training for technical

    artisans and operators for urban water supply, but

    no such arrangement for sanitation.

    In the sanitation sector, the key challenge relates

    to inadequate professional personnel, especially

    sanitation engineers and technical staff.

    w There is a shortage of mechanical, electrical and civil

    engineers in the urban water sub-sector, due to failure of

    replacing aging engineers and key technical staff in the

    WATSAN sector.

    w Public sector faces highest shortages:

    Public agencies are limited by the government in

    terms of the number of personnel they employ.

    The service conditions in the public sector are not

    attractive enough to draw the right calibre of certain

    categories of personnel (civil, mechanical, electrical,

    computer engineers) into the WASH sector.

    International NGOs and some private sector

    organisations attract more qualied people than the

    public sector because they pay higher salaries.

    key points

    1 Safer Water, Better Health WHO 2008

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    Human resource capacity assessment

    3

    Fg 1: Mgc fm m c g g

    Estimate population

    Calculate WATSAN coverage

    HR Demand

    Existing HRcapacity

    Supply HRCalculate HR shortages

    and gaps

    Recommendations to ll theshortages and gaps

    Current

    Current

    Current

    Current

    Future

    Future

    Future

    Future

    sectors to facilitate achieving MDG

    target 7c and, for comparison, universal

    coverage of water supply and sanitation

    for the predicted population in 2015 for

    comparison.

    The study focused on the human

    resource requirements from the public

    sector and parastatal institutions, and

    the private sector (private consultancy

    companies, individual contractors, etc.),

    as well as NGOs and CBOs active in the

    WASH sector.

    MethodoloGiCal FraMework

    To assess the human resources

    requirements in WATSAN sector,

    in terms of numbers (shortages),

    skills and competencies (gaps), the

    methodological framework, has set the

    following steps, to:

    1 Estimate the 2015 population to

    incorporate growth.

    2 Determine the current water supply

    and sanitation coverage and

    calculate the increases needed

    to achieve a) the MDGs and b)

    universal coverage.

    3 Estimate a proxy of human resources

    demand per type of service delivery

    per 10,000 people.

    4 Determine the existing human

    resources capacity in the country in

    terms of numbers and skill sets.

    5 Assess the human resources supply

    in the years up to 2015 in terms

    of graduates as well as vocationaltraining.

    6 Calculate the human resources

    shortages and assess the human

    resources gaps.

    7 Provide recommendations for the

    way in which training institutions can

    address the shortages and gaps, as

    well as provides recommendations

    for alternative ways to meet the said

    shortages and gaps.

    disCiplines to Map huMan

    resourCes CapaCity

    The study used the following disciplines

    to map human resources capacity in the

    water supply and sanitation sectors:

    tcc c cc

    c

    (WATSAN technical personnel):

    a person who is professionally

    engaged in a technical eld

    specically related to the provision

    of water and sanitation facilities

    or infrastructure (for instance civil/environmental engineers).

    tcc c,

    cc f

    c (other

    technical personnel): a person who

    is professionally engaged in another

    technical eld that is required in

    the planning, design or operation

    of water and sanitation facilities

    or infrastructure (such as hydro-

    geologists, mechanical/electrical

    engineers), but is not water and

    sanitation sector specic.

    Mgm c: a person

    who is professionally engaged in

    management (for instance nance,

    human resources (HR) or strategic

    managers and ofce managers

    fullling administrative functions) as

    well as persons who procure goods

    and services or cost planners.

    sc m: a person who

    is professionally engaged in hygiene

    promotion or other relevant water,

    sanitation and health professions

    in the social sciences (for instance

    health promotion specialist,sociologist, community development

    worker).

    CoMponents oF the wash

    serviCe delivery pathway

    This study investigated the capacity of

    these four disciplines noted above, and

    the methodology directs to distinguish

    between the human resources

    requirements for three different types of

    work noted below.

    1 Design and construction of new

    infrastructure

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    Human resource capacity assessment

    4

    2 Operation and maintenance

    3 Community mobilisation and hygiene

    promotion.

    While this study reects data from the

    water supply and sanitation sectors, theresearch considered hygiene practices

    as dened by the WASH sector.

    data ColleCtion

    Data collection was done through desk

    reviews, key informant interviews,

    baseline surveys, organisational capacity

    surveys and a gap analysis. The study

    results were validated during a workshop

    in which the results were presented.

    loCation / saMple oF study

    The data came from public sector

    organisations, namely ten regional

    ofces of Ghana Urban Water Limited,

    ten regional ofces of the Community

    Water and Sanitation Agency, six

    Metropolitan Assemblies, 55 Municipal

    Assemblies and 155 District Assemblies

    cover all regions as per gure 2. Most

    private organisations and NGOs are

    headquartered in the Northern, Ashanti

    and Greater Accra regions, but operate

    beyond their boundaries. Six NGOs

    and ve private consulting rms were

    sampled from within these regions.

    Additionally, two contractors, and seven

    private operators (ve water and two

    sanitation) were sampled.On the supply

    side of HR, ve out of eight public

    universities and four polytechnics were

    sampled.

    assuMptions and liMitations

    The methodological framework hinges

    on a number of assumptions:

    1 Existing coverage data (JMP) is

    sufciently accurate;

    2 The methodology uses Joint

    Monitoring Programme (JMP)2

    coverage denition, which is

    improved levels of water and

    sanitation;

    3 Different settlement sizes are

    2 http://www.wssinfo.org/

    typically served in each country

    by the same water and sanitation

    service delivery mechanism;

    a To t the country context the size

    of dispersed rural communities

    as set out by the methodology

    was lowered to 5,000 rather than

    10,000.

    b Urban communities in Ghana are

    all settlement sizes from 5,000

    upwards. This comprises the rural

    village, small towns, large towns

    and city in the methodology.

    4 The methodology assesses

    professionals, hence does not

    include unskilled labour, household

    and community involvement.

    liMitation

    As the construction of sanitation facilities

    in both rural and urban areas is not

    formalised, it is difcult to determine the

    HR capacity for construction. The results

    of this research could underestimate the

    capacity for sanitation construction.

    seCtor Context

    The Government of Ghana (GoG)

    has committed itself over the years

    to developing systems and structures

    that would improve access to WASH

    nationwide. Although Ghana has a

    Strategic Investment Plan for water and

    sanitation, the nancial requirements

    exceed the existing commitments of bothgovernment and donors to the sector.

    According to WaterAid estimates, a total

    of GH2.4 billion (US$1.6 billion)3 is

    required to meet the sanitation and water

    MDG targets. Together, the government

    and donors need to close the water and

    sanitation nance gap. To achieve this,

    a Multi-Donor Budget Support (MDBS)

    system is being established where

    donors pool all of their funds and enable

    the government to allocate the funds in

    line with its own development and sector

    priorities.

    institutional FraMework For

    serviCe delivery

    In terms of institutional arrangements

    and policy formulation, Ghanas WASH

    sector has undergone substantial

    transformation over the years since the

    early 1990s. The sector currently has

    various institutions responsible for policy

    formulation and planning, facilitation and

    regulation, and service delivery.

    The WASH sector is organised into

    three service categories: urban water,

    urban sanitation, and rural water and

    sanitation.

    t b m are operated

    by the public utility company, GhanaUrban Water Company Limited (GUWL)

    and the water asset holder, also a public

    company, Ghana Water Company

    Limited (GWCL). The GUWL and GWCL

    have the legal mandate to provide,

    distribute and conserve water for

    domestic, public and industrial purposes

    in urban centres with more than 50,000

    people. GUWL operates a total of 86

    systems in ten regions. The urban

    sanitation oversight role falls under

    3 WaterAid (2010) Country Strategy 2010 2015:

    Sanitation and Water for All by 2015 and Beyond.

    Fg 2: G

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    Human resource capacity assessment

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    the responsibility of the Environmental

    Health and Sanitation Directorate of

    Ministry of Local Government but the

    training of the Environmental Health

    Ofcers is still under the Ministry of

    Health. The Metropolitan, Municipal

    and District Assemblies (MMDAs)

    have the legal mandate to provide

    urban sanitation services to urban

    communities, mostly through communityor privately-managed sanitation facilities.

    However, in reality households assume

    responsibilities.

    For

    (watsan), the Community Water

    and Sanitation Agency (CWSA) and

    Metropolitan, Municipal and District

    Assemblies (MMDAs) are the key

    institutions legally mandated to facilitate

    the provision of safe drinking water

    and related sanitation services to

    rural communities and small towns.

    Rural communities and small towns

    own and manage their water supply

    systems. For effective management of

    the systems, these communities form

    WATSAN committees that are mandated

    by the local governments to manage

    their facilities. A few private companies

    operate in some small towns.

    Whilst Ghana has no clear indicators tomeasure progress in hygiene provision,

    some efforts are being made. The

    Ministry of Education in collaboration

    with the Ministry of Health introduced

    a School Health and Education

    Programme (SHEP) in various schools

    nationwide to provide comprehensive

    health education and services, as well

    as ensure availability and use of water

    and sanitation facilities in schools to

    encourage hand washing practices.

    population, existinG CoveraGe,

    MdGs and CoveraGe deFiCits

    The Population and Housing Census

    in 2000 indicate that there were 339

    urban localities, making up 44% of the

    total population, and many dispersed

    rural communities, constituting 56% of

    Ghanas population. In 2010, the rural-

    urban split is estimated as 49% to 51%

    indicating a rapid urbanisation trend inthe country.

    Compared with a national MDG target

    of 80% for water supply and current

    coverage of 86% (2010), Ghana has met

    the 2015 target for drinking water. To

    avoid regression, attention needs to be

    paid to cities that, in light of urbanisation,

    will require expansion of the piped water

    system and/or point sources such as

    boreholes and hand dug wells with or

    without hand pumps. In addition, rural

    villages and dispersed rural areas will

    tb 1: p g, cg MdG/ c ( mb)

    sc sm eg cg 2015

    dc

    cg

    (2015

    m 2010

    )

    MdG c

    (MdG cc

    m

    g

    cg

    )

    2010

    2010

    (%)

    Water Dispersed Ruralcommunities

    12,644,381 10,115,505 80 13,621,590 3,506,085 236,903

    Rural villages, 5,449,351 4,958,909 91 6,472,119 1,513,210 542,392

    Small towns 790,137 719,025 91 938,435 219,410 78,645

    Large towns 1,666,869 1,516,851 91 1,979,717 462,867 165,909

    Cities 4,108,074 3,738,347 91 4,879,103 1,140,756 408,890

    National (total) 24,658,812 21,206,578 86 27,890,964 6,684,386 1,274,798

    Sanitation Dispersed ruralcommunities

    12,644,381 1,011,550 8 13,621,590 12,610,039 5,867,352

    Rural villages, 5,449,351 1,035,377 19 6,472,119 5,436,742 2,524,289

    Small towns 790,137 150,126 19 938,435 788,309 366,013

    Large towns 1,666,869 316,705 19 1,979,717 1,663,012 772,139

    Cities 4,108,074 780,534 19 4,879,103 4,098,569 1,902,973

    National (total) 24,658,812 3,452,234 14 27,890,964 24,438,731 11,432,767

    Hygiene Rural 12,644,381 1,011,550 8 13,621,590 12,610,039

    Urban 12,014,431 2,282,742 19 14,269,375 11,986,633

    National (total) 24,658,812 3,452,234 14 27,890,964 24,438,731

    MDG access: Sanitation MDG target by 2015 is 52%, rural = 50.5%, urban 55%

    MDG access: water target by 2015 is 80%, rural = 76% , urban 85%

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    Human resource capacity assessment

    6

    require boreholes, hand dug wells tted

    with hand pumps, as well as small piped

    systems.

    Conversely, the sanitation coverage of

    14% nationwide compared to a national

    MDG target of 52% shows that the

    country is off track and at this pace

    WaterAid (2010) asserts that Ghana will

    not achieve the sanitation target until

    2130, over a century beyond the target

    date. Inadequate investment and low

    prioritisation of sanitation by government

    are major causes of this situation4. The

    decit is particularly big in settlements

    of less than 5,000 people, where on-site

    4 WaterAid (2010) Country Strategy 2010 2015:

    Sanitation and Water for All by 2015 and Beyond.

    dry sanitation (pit toilet, VIP, WC) is

    used. Rural villages use on-site wet/dry

    sanitation (VIP, WC/septic tank, pour

    ush) systems.

    According to the 2010 survey, more than

    24,5 million people, representing about

    86% of Ghanaians, did not have access

    to improved sanitation. The gures also

    indicate that 51%, representing over 12

    million of the Ghanas population, share

    toilet facilities with their neighbours,15%

    use other forms of unimproved toilet

    facilities while 20%, representing about

    ve million people, do not have any

    form of toilet facility in their homes and

    therefore practice open defecation. To

    address this problem, the EHSD of the

    MLGRD reviewed its environmental

    sanitation policy and recommended the

    adoption of the community-led, totalsanitation/school-led total sanitation

    (CLTS/SLTS) concept aimed at

    sensitising and creating a platform for

    communities to assume responsibility to

    construct their own toilets.

    huMan resourCes inthe wash seCtor

    Future hr deMand

    In this instance demand refers to the

    number of human resources that are

    tb 2: F hr m f cg MdG g 7c cg (cg fm g)

    hr deMand For water to aChieve MdG watsan

    teChniCal

    Field

    other teChniCal

    Field

    ManaGeMent &

    FinanCe

    soCial

    developMent

    Water delivery: dispersed rural communities 3,013 3,717 1,760 3,044

    Water delivery: rural villages 1,601 1,975 935 1617

    Water delivery: small towns 94 298 143 386

    Water delivery: large towns 199 629 301 814

    Water delivery: city 489 1,551 742 2,007

    Future hr deMand For sanitation to

    aChieve MdG

    watsan

    teChniCal

    Field

    other teChniCal

    Field

    ManaGeMent &

    FinanCe

    soCial

    developMent

    Sanitation delivery: dispersed rural communities 7,567 28,761 30,467 1,190

    Sanitation delivery: rural villages 3,916 14,883 15,766 616

    Sanitation delivery: small towns 2,601 13,130 10,431 249

    Sanitation delivery: large towns 5,488 27,698 22,004 525

    Sanitation delivery: city 13,525 68,263 54,231 1,293

    Future hr deMand For water to

    aChieve universal CoveraGe

    watsan

    teChniCal

    Field

    other teChniCal

    Field

    ManaGeMent &

    FinanCe

    soCial

    developMent

    Water delivery: dispersed rural community 3,634 4,890 2,098 4,005

    Water delivery: rural village 1,728 2,323 997 1,903

    Water delivery: small towns 111 351 168 454

    Water delivery: large towns 234 740 354 958

    Water delivery: city 576 1,825 873 2,361

    Future hr deMand For sanitation to

    aChieve universal CoveraGe

    watsan

    teChniCal

    Field

    other teChniCal

    Field

    ManaGeMent &

    FinanCe

    soCial

    developMent

    Sanitation delivery: dispersed rural communities 14,984 56,952 60,330 2,357

    Sanitation delivery rural villages 7119 27,060 28,665 1,120

    Sanitation delivery: small towns 47,301 23,872 18,965 452

    Sanitation delivery: large towns 9,978 50,360 40,008 954

    Sanitation delivery: city 24,591 124,115 98,602 2,352

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    Human resource capacity assessment

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    considered ideal to serve the population

    effectively, using future coverage gures

    (to achieve MDG targets and universal

    coverage). A proxy (HR per 10,000

    population) was computed, accordingto IWA methodology, using various

    case studies in both rural and urban

    water supply and sanitation systems

    (also varying the computations for

    construction, O&M and Community

    mobilisation). This was used with future

    population gures to estimate the HR

    demand as seen in table 2.

    Table 2 illustrates, in line with the low

    sanitation coverage, that sanitation

    requires an enormous number of

    professional capacity in order to reach

    universal coverage. Both construction

    and O&M of sanitation are dependent on

    the other technical eld category jobs.

    In rural areas, the construction of

    household toilet facilities is carried out

    by local artisans with informal training.

    Construction is performed by a mason,

    labourer or a carpenter, who comes from

    communities and lacks formal education.

    Public and institutional toilet facilities

    are constructed by private consulting

    contractors with the requisite formal

    training and competence. Some MMDAs

    operate wastewater treatment plants

    for treating faecal sludge from septic

    tanks and other public dry toilets.

    Institutions tasked with improving accessto sanitation are also responsible for

    hygiene education but little is done in

    this regard.

    In the urban areas, the HR demand was

    estimated on construction and O&M

    of water closets and septic tanks and

    other sanitation facilities. This resulted

    in less higher educated, WATSAN-

    specic technical personnel, but rather

    carpenters, labourers and plumbers. The

    household toilet construction is privately

    arranged by the households.

    To achieve universal water coverage, a

    great number of HR is required in other

    technical elds and management and

    nance areas. This is particularly the

    case to operate and maintain, and whilstdemand is greater in rural dispersed

    areas (geographic distances are great),

    the level of qualication for urban areas

    is higher, where more engineers are

    needed versus artisans. The HR proxies

    also indicated more productivity in urban

    areas.

    The social development categories

    are particularly high for water supply

    services which reect the need for

    social scientists involved in mobilising

    the communities and their involvement

    in the construction phase as well as for

    hygiene education. Particularly in more

    rural areas, the projects are managed

    by jobs within this category. The current

    shortfall in sanitation coverage on top of

    that requires a lot of HR for promotion

    (such as CLTS promoters, and sanitation

    marketing specialists). Again, hygiene

    promoters, and community mobilisers fall

    under this category.

    existinG huMan resourCe

    CapaCity

    w

    Ghana Urban Water Limited employs2,911 and 216 employees work at the

    Community Water and Sanitation Agency

    (CWSA). In the private sector, there are

    approximately 2,300 employees involved

    in water and sanitation. The estimated

    HR strengths of the nine international

    NGOs and the 51 Ghanaian NGOs in

    the country are approximately 210 and

    660 respectively. There are 397 small

    towns water systems in the country out

    of which 390 are community-managed

    and seven are privately managed.

    Privately-managed systems have a

    total staff complement of 63 whilst the

    community-managed systems have

    been estimated to have approximately

    2,000 professional employees.

    s

    In 2010 there were six metropolitan, 55

    municipal and 155 district assemblies.

    The metropolitan assemblies each

    have a waste management department

    w watsan

    teChniCal

    Field

    other

    teChniCal

    Field

    ManaGeMent

    & FinanCe

    soCial

    developMent

    t

    Total NGO 100 50 200 375 725

    Total Privatesector

    489 195 195 130 1,708

    Total Publicsector

    1,347 1,251 736 257 3,591

    TOTALNUMBERWORKING INWATER

    3,851 1,568 1,824 762 6,023

    s watsan

    teChniCal

    Field

    other

    teChniCal

    Field

    ManaGeMent

    & FinanCe

    soCial

    developMent

    t

    Total NGO 20 10 40 75 145

    Total privatesector

    213 84 84 253 635

    Total publicsector

    6 53 432 3,063 3,554

    TOTALNUMBERWORKING INSANITATION

    243 147 556 3,391 4,334

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    Human resource capacity assessment

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    (WMD) and an environmental health

    department (EHD), both headed by

    ofcers with BSc degrees. The MMDAs

    HR for sanitation and environmental

    health is 3,122 excluding unskilledlabour. The MMDA staff deals with the

    O&M of the urban sanitation. The staff

    is required to have an environmental

    health qualication to ll positions on

    full time basis. Only Kumasi out of the

    six metropolitan areas has engineers

    working in sanitation, being one of the

    factors contributing to the low sanitation

    coverage. There are also 400 workers in

    charge of sludge collection.

    For household rural sanitation,

    construction is carried out by artisans

    who acquire their skills in the non-formal

    way. These artisans provide a demand-

    driven service, where householders

    request their services as and when they

    have the necessary resources.

    hr cc ccg c

    f g

    Ghana Urban Water Limited has the

    highest staff complement among the

    public water sector organisations, due

    to the scope of their operations and

    the large number (11 million) of people

    they serve nationally. Currently, the

    company operates 86 urban water

    systems, serving settlements with

    more than 50,000 inhabitants. The

    MMDAs has a total HR strength of

    3,122 excluding unskilled labour. EachMMDA has a three-member Water

    and Sanitation Team (WST) in charge

    of water and sanitation services,

    comprising representatives from the

    works, community development and

    environmental health (EH) departments.

    Staff from the environmental health

    departments deal with sanitation issues

    as well, which is why a major proportion

    of their personnel fall under the social

    development category.

    Their total HR capacity nationwide has

    been computed by extrapolating from the

    sample organisations selected as shown

    in table 5.

    The private sector employs

    approximately 2,300 people and

    the NGO sector approximately 870

    nationwide. In most instances, NGO staff

    is project dependent and thus relatively

    uid. NGOs are involved in construction

    of boreholes and hand-dug wells as

    well as community mobilisation. The

    involvement of private rms and NGOs

    in sanitation was low since there were

    more water projects than sanitation.

    The NGOs employees qualications

    range from certicate, diploma to

    Masters degrees. The only positions

    occupied by trained staff in some NGOs

    are for health and hygiene promotion

    and community mobilisation. SomeNGOs employ secondary or high school

    graduates and train them to do the eld

    work whereas other NGOs employ BA

    social science and social work graduates

    to do the eld work. There is no well-

    dened career progression in the NGO

    and private sector involved in WASH,

    since people are employed for specic

    positions.

    rm

    Although employees in the public sector

    enjoy job security, the remuneration

    tb 5: eg hr cc c nGo

    p c & nGo t mb

    (a)

    ag hr

    g (B)

    t hr

    (aB)

    Consulting rms 13 12 156

    Contractors 20 43 860

    Area mechanics, rural water 840 1 840

    Private sector operatorsinvolved in faecal sludgecollection

    200 2 400

    Private sector operators,treatment plant

    4 6 24

    Private sector operators,

    water

    7 9 63

    Sub-total (C) 2,343

    International NGOs 9 23 207

    Ghanaian NGOs 51 13 663

    Sub-total (D) 870

    Total (C+D) 3,213

    tb 4: eg hr bc c

    og watsan

    cc

    o

    cc

    Mgm

    Fc

    sc

    dm

    t

    Water

    CWSA 19 11 164 22

    GUWL (urban water) 1,304 1,022 566 19

    WRC (water) 24 2 6

    MMDAs (works) 216 216

    Sub-total 1,347 1,251 730 257 3,591

    Sanitation

    MMDAs (sanitation) 6 53 432 3,063

    Sub-total 6 53 432 3,063 3,554

    7,139

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    Human resource capacity assessment

    9

    packages and other conditions of service

    were not attractive to those seeking

    higher pay, again particularly for the

    sanitation sector. Some public sector

    organisations offer added benets suchas transport and accommodation for

    senior employees.

    In general, salaries, benets (transport,

    accommodation) and opportunities for

    on-the-job training are the incentives for

    staying in the sector. The salary scales

    in the public sector are not different

    from one public sector organisations to

    another but some differences exist in

    other benets such as allowances for

    transport and accommodation.

    In addition to job security the public

    sector employees enjoy other benets,

    such as study leave with pay for further

    training even though this is difcult to

    secure. The job security particularly

    results in a lower staff turnover in the

    public sector than the private sector.

    The high turnover in the private sector

    is due to poaching where workers leave

    in search of higher pay and greener

    pastures beyond the WASH sector. Due

    to the low level of emoluments paid

    in public sector and the competition

    from other private sector industries, the

    WASH sector will have to improve their

    retention strategies and efforts to sustain

    the development of the sector.

    Besides low salaries (in the publicsector), the obvious disincentives are

    the lack of career progression and the

    lack of recognition of further education

    where employees may not get promoted

    after attaining higher degrees. This

    exacerbates the movement of qualied

    personnel to the private sector. When

    it comes to eld work, other factors

    include inadequate equipment and tools

    to perform critical tasks, unfavourable

    policies and implementation strategies,

    political interference and inadequate

    collaboration among stakeholders. In

    the case of NGOs, attracting or retaining

    personnel is difcult, since they offer

    project-determined, temporary positions.

    This leads to frequent staff turnover.

    However,Tthe private sector and theinternational NGOs have attractive

    salaries and so are able to attract

    qualied personnel.

    occ c fc

    When investigating the proportion of HR

    involved in various aspects of national

    WASH service delivery a greater

    proportion of the HR in the WASH sector

    (about 54% of the total workforce)

    focuses on O&M. In Ghana the move

    from urban to rural O&M, shows a

    downscaling in the level of qualications

    required: in small towns, water operators

    require diploma qualications, and

    rural water points with hand pumps

    are managed by WATSAN committees

    that are supported by trained area

    mechanics, who have basic education

    and are WASH trained.

    For water sector construction the size of

    the project determines the employees

    qualications, and can range from

    certicate, diploma to rst degree. As

    the construction of sanitation facilities

    in both rural and urban areas is not

    formalised, it is difcult to determine

    the HR capacity. Most sanitation and

    environmental health employees include

    public health engineers, environmental

    health technologists, environmentalhealth ofcers and environmental

    health assistants. Environmental health

    ofcers (EHO) and environmental health

    assistant (EHA) are posted to MMDAs to

    take up positions in the Environmental

    Health Departments or the Waste

    Management Departments.

    G q

    The female and male distribution shows

    that there are more males than females

    in water provision with percentage

    of females out of the total HRs in the

    organisations ranging from 11% to 45%.

    The number of females in GUWL is 16%

    of total skilled personnel. On average,

    the proportion of females in the public

    sector is somewhat higher than that ofthe private sector with averages of 20%

    to 27%.

    The proportion of female employees

    under the management and nance as

    well as social development categories

    (female-dominated programmes in

    training institutions) are comparatively

    higher than WATSAN technical eld and

    other technical eld (male-dominated

    programmes in training institutions).

    This is also seen in participation levels

    in training where female participation in

    technical training programmes in tertiary

    institutions ranges between 0% and

    20%, whilst up to 63% of participants in

    management and social development

    programmes.

    supply oF huMan resourCes to

    the wash seCtor

    u cc i

    A number of training institutions in the

    country currently produce graduates

    with the requisite qualications and

    competencies for the WASH sector. The

    table 6 shows the graduate turnout in the

    different education categories qualifying

    in water and sanitation technical eld

    programmes.

    Almost 90% of the gures shown

    at the top of this table, represent

    undergraduate levels, since graduate

    level programmes in water and

    sanitation are expensive compared

    to undergraduate levels. A smaller

    proportion of graduates from the

    universities are absorbed into the WASH

    sector after graduation. There can be

    various reasons for this, such as the

    government embargo on employment

    that affects the attraction of qualied HR,

    or with regards to sanitation, the stigma

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    Human resource capacity assessment

    10

    that is attached to toilet management.

    o l f ec

    Informal training of personnel in the

    sector is important as it provides the

    needed HR capacity for construction

    works as well as O&M of some water

    and sanitation facilities in rural areas. In

    Ghana, the majority of artisans (masons,

    carpenters, plumbers, etc.) acquire their

    skills through informal training and are

    capable of constructing and maintaining

    sanitation facilities in both urban and

    rural centres. Therefore, they are a very

    important human resource if the MDG

    targets are to be reached.

    Although the country has a number

    of training institutions that formally

    train artisans including the National

    Vocational Training Institute (NVTI)- they have made little impact due to

    lack of opportunities for further WASH

    training and education for these types

    of jobs in the country. These institutions,

    apart from being sparse, often also lack

    the necessary resources to train more

    people.

    Formal training and the on-the-job

    training of employees in the sector

    for NGOs, private and public sector

    organisations is often an individual

    choice. In most instances, rst degree

    training is done in Ghana. Some

    employees get the opportunity to do

    their MSc degree outside the country,

    especially staff from the public sector as

    they have the opportunities to get study

    leave on full pay.

    In some organisations, on-the-job

    training is offered to all new employees

    in order to stay abreast of operations in

    the organisation. The positions requiring

    on-the-job training are newly-recruited

    extension services specialists, district

    and regional WATSAN teams. The

    newly-employed extension services

    specialists are trained in communication,

    facilitation, research, report writing,

    critical thinking, fast meaningful reading,

    computer literacy, monitoring and

    evaluation and advocacy.

    For NGOs, eld staff who interact

    with rural populations are trained

    in orientation and short training in

    community-led total sanitation (CLTS),

    and project staff are trained in report

    writing, monitoring and evaluation

    methodology.

    Graduates entering the sector often have

    general knowledge but no specic job-

    related knowledge and skills. On-the-job

    training is often provided, conditional on

    available funds. The training is provided

    by teammates, through workshops,

    conferences and short courses.

    em

    In the 1990s interested EHOs whowished to develop themselves applied

    to do a second diploma course in

    environmental health technology at the

    KNUST. Most environmental health

    technologists (EHTs) from the KNUST

    are close to retirement. A few of them

    continued to do graduate courses such

    as civil or sanitary engineering, but

    most of these graduates were lost to

    the system, either because they did not

    get absorbed or because of the poor

    conditions of service.

    Environmental Health Assistants

    (EHAs) who desire to be promoted to

    Environmental Health Ofcers (EHOs)

    grade must rst undertake the three-

    year EHO training or other diploma

    programmes. After completion, none of

    the previous years served is credited to

    them, which signicantly impacts their

    willingness to stay in the sector.

    huMan resourCeshortaGes: CoMparinGhr deMand withexistinG CapaCity andsupplyThe analysis of the shortages was done

    by comparing HR demand with existing

    capacity and HR supply. There is noshortage for management and nance

    in the water sector because there are

    several institutions in the country turning

    out a surplus of graduates. However,

    the sanitation sector fails to attract

    management and nance staff. There is

    a shortage of social development staff

    in the water sector but a surplus in the

    sanitation sector.

    Shortages exist in the engineering

    elds, especially sanitation engineers,

    since education institutions do not

    tb 6: hr (g g) wash c

    hr supply watsan

    teChniCal

    Field

    other

    teChniCal

    Field

    ManaGeMent

    & FinanCe

    soCial

    developMent

    Total estimate of HR

    supply to WATERsector per year

    506 606 1,403 303

    Total estimate of HRsupply in WATERsector to 2015

    2,530 3,030 7,015 1,515

    Trend up or down

    Total estimate of HRsupply to SANITATIONsector per year

    253 303 702 152

    Total estimate of HRsupply in SANITATIONup to 2015

    1,265 1,515 3,508 758

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    Human resource capacity assessment

    11

    offer specic training in environmental

    engineering. The civil engineers

    that are trained to take up jobs as

    sanitation engineers nd the MMDAs

    unattractive. The MMDAs HRs involved

    in environmental health perceived

    their training as more of a nuisance

    abatement and so the service delivery

    and sanitation system designs are not

    the focus of their training.

    Improvement in sanitation can be

    achieved and sustained if there is

    intensive education of the public

    to cause the needed behavioural

    change. This will require more social

    development experts who will carry

    out community mobilisation. Triggering

    the need to improve sanitation and

    construction of sanitation facilities would

    need trained artisans who will assist inthe construction and maintenance of

    the facilities. Therefore, this will require

    the formation of artisan (other technical

    eld) groups to facilitate their training.

    WATSAN technical eld personnel

    would be needed to supervise the

    construction of these facilities. These

    personnel will mostly be needed in the

    rural areas since it has lower sanitation

    coverage. However, with the high rate

    of urbanisation, long term HR planning

    should consider this.

    The current vacancies exist in the

    different work areas (construction,

    O&M and community mobilisation), but

    assuming current distribution of workers

    for the work types is 14%, 78% and

    7% respectively, it will logically follow

    that most HR shortages are in the area

    of operation and maintenance of the

    water and sanitation services. Despite

    the fact that Ghana has achieved its

    water MDGs, the results conrm that to

    sustain the coverage gures, considering

    preventing failures of systems and

    urbanisation, urban areas require more

    engineers planning, and O&M than are

    currently existing, whilst in rural areas

    more social development personnel will

    be needed to ensure that communities

    can operate and maintain their systems.

    To deal with rural sanitation, there is

    a high shortage in construction andsocial development (health and hygiene

    promotion) personnel.

    There is a general shortage of

    mechanical and electrical engineers in

    urban water supply and replacing them

    seems difcult due to the unattractive

    salary and conditions of service. The

    shortage of distribution engineers (civil

    engineers) is ascribed to the lack of

    strategic planning and recruitment to

    replace aging engineers. The analysis of

    the skill set of the existing HR capacity

    and jobs shows that there are knowledge

    and skill gap for newly-employed staff for

    design, operation and maintenance of

    water supply systems.

    reCoMMendationsFor MeetinG huManresourCe needsInadequate investment in the WASH

    sector, particularly for sanitation,

    negatively impacts on attracting

    and retaining workers. In addition, a

    government embargo on employment,

    affects the attraction and retention

    of qualied HR working in the public

    sector. Investment in the WASH sector,

    apart from its easily perceptible knock-

    on effect of improved access to water

    and sanitation, can also provide a

    magnet to attract and retain high calibre

    professionals in the sector. It can be

    increased if the government commits

    itself to increase budget allocations

    for sanitation and water, and work with

    development partners through the

    Multi-Donor Budget Support (MDBS)

    system, donors and the private sector to

    ensure that their annual allocations are

    increased not only to improve the current

    conditions to achieve the MDG targets

    but to sustain those improvements.

    short-terM iMproveMent oF hr

    nuMBers

    The following recommendations for

    improving the immediate output ofhuman resources are drawn from the

    study:

    Government should make it a priority

    to invest in latrine artisans and water

    operators training as it is a vital part

    of the needed HR to achieve the

    water and sanitation-related MDGs

    Environmental sanitation and service

    delivery short courses should be

    organised for staff with environmental

    health background and technical

    courses (design, construction,

    operation and maintenance) for staff

    tb 7: hr g c MdG cg (g c

    )

    QuantiFyinG the

    shortaGes

    teChniCal

    Field

    other

    teChniCal

    Field

    ManaGeMent

    & FinanCe

    soCial

    developMent

    WATER SECTOR

    HR shortage forachieving MDG

    930 3,644 - 4,265 4,893

    HR shortage forachieving full servicecoverage

    2,302 5,603 -3,335 6,706

    SANITATION SECTOR

    HR shortage forachieving MDGs

    31,592 151,072 128,835 - 276

    HR shortage forachieving full servicecoverage

    59,897 280,696 242,506 3,086

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    Human resource capacity assessment

    involved in technical WASH service

    delivery

    Institutional capacity building

    programmes will be required to

    strengthen service delivery activities

    and performance of the MMDAs.

    Better remuneration and benets

    packages for water and sanitation

    staff to retain existing personnel and

    attract new graduates to the sector.

    lonG-terM iMproveMent oF hr

    nuMBers

    The following recommendations for

    improving the quantitative output of

    human resources over the longer term

    are drawn from the study:

    Sanitation implementation

    is fragmented, with multiple

    departments (the Ministry of

    Health and the Ministry of Local

    Government) involved which

    concomitantly leads to the budget

    allocations and transfers for training

    and investment in the public sector

    equally fragmented. This results in

    the sector being unable to attractneeded qualied engineers and other

    personnel. The Ministry of Local

    Government and Rural Development

    should be adequately resourced

    to be in charge of sanitation

    implementation regarding the training

    of personnel and job placement.

    Government should ensure proper

    planning of human resources in

    the water and sanitation sector,

    considering dynamic changes of

    the labour market, and contextualinuencing factors.

    To develop and retain HR, there

    is the need for formulation of HR

    capacity building policy, training

    policy, and career succession

    planning in the WASH sector

    organisations to replace aging the

    professions.

    There is the need for mainstreaming

    the informal sector by forming

    associations of WATSAN artisans

    and technicians, and institutionalise

    their recognition by the water and

    sanitation sector.

    Sanitation service delivery can

    be improved if the sector is able

    to attract and retain competent

    professionals. This would require:

    The Ministry of Local Government

    and Rural Development should

    be adequately resourced to

    be in charge of sanitation

    implementation, including the

    training of personnel and job

    placement.

    In-service training of existing staff

    in form of seminars, workshops,

    or at universities (KNUST, UEW,

    UCC, UDS);

    Improvement in conditions of

    service (remuneration) - budget

    allocation for staff training andincentive schemes should be a

    priority

    To develop curriculum and run BSc

    training in Environmental Sanitation

    and BSc Sanitary Engineering

    Existing undergraduate

    programmes that seek to train

    students for the sanitation sector

    need to be streamlined to conform

    to the requirements of the MMDAs

    There is a need to re-structure

    sanitation HR within the MMDAsto recognise degree holders.

    This could be done be providing

    career development plan with

    well-dened degree programmes

    to be pursued in order to progress

    from non-degree level to degree

    (professional) level.

    iMproveMent oF Qualitative

    output oF huMan resourCes

    To ensure improving qualitative output

    of the countrys human resource and

    ensuring training institutions are more

    responsive to the needs of the labour

    market, the following recommendations

    are made:

    The training needs assessment

    of sanitation HR will be needed to

    identify the short course requirement

    to upgrade their skills.

    Training institutions need to

    provide opportunities for career

    development in WASH technical

    courses to motivate young people

    and engineers to acquire more

    knowledge.

    Sponsor employees to do short

    courses and tailor made short

    courses in WASH and should be a

    requirement for promotion.

    This document is an output from a project made possible by the generous support of the UnitedStates Agency for International Development (USAID). The views expressed are not necessarilythose of USAID, the United States Government or the International Water Association.Data collected 2011-2012, report published April 2013

    Full references are noted in the full

    country assessment reports available

    at www.iwahq.org/hrcapacity