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The information contained in this ICSI Health Care Guideline is intended primarily for health profes-sionals and the following expert audiences:
physicians, nurses, and other health care professional and provider organizations; health plans, health systems, health care organizations, hospitals and integrated health care
delivery systems; medical specialty and professional societies; researchers; federal, state and local government health care policy makers and specialists; and employee benefit managers.
This ICSI Health Care Guideline should not be construed as medical advice or medical opinionrelated to any specific facts or circumstances. If you are not one of the expert audiences listedabove you are urged to consult a health care professional regarding your own situation and anyspecific medical questions you may have. In addition, you should seek assistance from a healthcare professional in interpreting this ICSI Health Care Guideline and applying it in your individualcase.
This ICSI Health Care Guideline is designed to assist clinicians by providing an analytical frameworkfor the evaluation and treatment of patients, and is not intended either to replace a clinicians
judgment or to establish a protocol for all patients with a particular condition. AnICSI Health Care
Guideline rarely will establish the only approach to a problem.
Copies of this ICSI Health Care Guideline may be distributed by any organization to theorganizations employees but, except as provided below, may not be distributed outside of theorganization without the prior written consent of the Institute for Clinical Systems Improvement,Inc. If the organization is a legally constituted medical group, the ICSI Health Care Guideline maybe used by the medical group in any of the following ways:
copies may be provided to anyone involved in the medical groups process for developing andimplementing clinical guidelines;
the ICSI Health Care Guideline may be adopted or adapted for use within the medical grouponly, provided that ICSI receives appropriate attribution on all written or electronic documents;and
copies may be provided to patients and the clinicians who manage their care, if the ICSI HealthCare Guideline is incorporated into the medical groups clinical guideline program.
All other copyright rights in this ICSI Health Care Guideline are reserved by the Institute for ClinicalSystems Improvement. The Institute for Clinical Systems Improvement assumes no liability forany adaptations or revisions or modifications made to this ICSI Health Care Guideline .
Health Care GuidelineICSIINSTITUTE FOR CLINICAL
SYSTEMS IMPROVEMENT
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Health Care Guideline:
Chronic Obstructive Pulmonary Disease
These clinical guidelines aredesigned to assist clinicians
by providing an ana lyticalframework for the evaluationand treatment of patients, andare not intended either toreplace a clinician's judgmentor to establish a protocol forall patients with a particularcondition. A guideline willrarely establish the onlyapproach to a problem.
Sixth Edition
January 2007
Work Group LeaderJames Mickman, MDPulmonology & Critical Care
Medicine, HealthPartners
Medical Group
Work Group Members
Family Medicine
Allen Horn, MD
CentraCare Clinic
G. Paul Kerestes, MD
Allina Medical Clinic
Nursing and Health
Education
Catherine Youngman, RNHealthPartners Medical
Group
Pharmacy
Stefanie Larson, RPH
Park Nicollet Health Services
Pulmonary & Critical Care
Medicine
Delmar Gillespie, MD
Mayo Clinic
Charlene McEvoy, MD
HealthPartners Regions
Hospital
Respiratory Therapy
Scott Copeman, RRT, RCP
Mayo Clinic
Jeff Norton, CRT, RCP
Fairview Health Services
Measurement and
Implementation Advisor
Teresa Hunteman, RRT,
CPHQ
ICSI
Facilitator
Linda Setterlund, MA
ICSI
www.icsi.org
I ICSINSTITUTE FOR CLINICAL
SYS TEMS IMPROVEMENT
Copyright 2007 by Institute for Clinical Systems Improvement 1
A = AnnotationSymptoms of or risk factors for COPD
1
A
Ask about tobacco
use/exposure at every visit
2
A
Establish diagnosis of COPD Medical history Physical examination Spirometry (pre- and
post-bronchodilator) Chest radiograph
3
A
Acuteexacerbation?
4
A
Evaluation
5
A
Treatment
6
A
Establish severity of stable COPD Mild Moderate Severe
10
A
Positive response totreatment?
7
A
Step-care pharmacologicapproach for managing
stable COPD
11
A
Other pharmacologic
treatment
12
A
Non-pharmacologic treatment applicable to all levels of severity Encourage exercise Education Pulmonary rehab program for
moderate, severe disease
13
A
Assess for hypoxemia andhypercapnia and treat if
indicated
14
A
Long-term management Schedule regular follow-up visits Evaluation and monitoring of comorbidities Refer to pulmonary specialist Surgical options for severe disease Discuss health care directives (advance
directives) and goals of care
15
A
yes
yes
Admit to hospital out of guideline
9
A
Arrange forfollow-up
8
no
A
no
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Algorithms and Annotations ................................................................................................................1-41
Algorithm ..............................................................................................................................................1
ForewordScope and Target Population ..........................................................................................................3
Clinical Highlights and Recommendations ....................................................................................3
Priority Aims ..................................................................................................................................3
Related ICSI Scientic Documents ................................................................................................4
Brief Description of Evidence Grading ..........................................................................................4
Disclosure of Potential Conict of Interest ....................................................................................4
Annotations ...........................................................................................................................................5-36
Appendices ............................................................................................................................................37-41Appendix A Estimated Comparative Daily Dosage for
Inhaled Corticosteroids ..............................................................................................................37
Appendix B Medicare Standard for Oxygen Coverage ...............................................................38
Appendix C Summary of Structure and Services Pulmonary Rehabilitation Program ..............................................................................................39-41
Supporting Evidence ..............................................................................................................................42-59
Evidence Grading System .....................................................................................................................43-44References .............................................................................................................................................45-51
Conclusion Grading Worksheets ...........................................................................................................52-59
Conclusion Grading Worksheet A Annotation #11 (Pharmacological Management) .................52-59
Support for Implementation ................................................................................................................60-65
Priority Aims and Suggested Measures ................................................................................................61-62
Measurement Specications...........................................................................................................63
Key Implementation Recommendations ...............................................................................................64
Knowledge Products and Resources .....................................................................................................64Other Resources Available ....................................................................................................................65
Table of Contents
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Foreword
Scope and Target Population
Although chronic obstructive pulmonary disease (COPD) can occur in adults of any age, especially smokers,
it most commonly occurs in people 45 years and older. The target population for this guideline is people
with symptoms of stable COPD as well as acute exacerbations of COPD.
Clinical Highlights and Recommendations
Assess patients for symptoms and risk factors for COPD, including asking about tobacco use/exposure
at every visit. (Annotations #1, 2)
Establish diagnosis and severity of COPD through spirometry, pre- and post-bronchodilator and chest
radiograph, in addition to history and physical examination. (Annotation #3)
After establishing severity, assess patient needs for pharmacologic and non-pharmacologic treatmentand provide appropriate therapy as indicated. (Annotations #11, 12, 13)
Management of COPD should include an education plan suited to the patient's specic needs, encourage-
ment of exercise, tobacco use cessation and other behavioral changes, and monitoring of immunization
status. (Annotations #2, 13)
A trial of inhaled steroids is indicated for symptoms not controlled by scheduled bronchodilators.
(Annotation #11)
A course of systemic steroids is benecial for COPD exacerbations. (Annotation #6)
Tiotropium offers signicant advantages compared to other bronchodilators to patients whose symptoms
are not controlled by albuterol. (Annotation #11)
For patients with severe symptoms, despite maximal medical therapy, lung volume reduction surgery
and transplantation may be an option. (Annotation #15)
Patients should be regularly assessed for hypoxemia; appropriate oxygen therapy should be prescribed
accordingly. (Annotation #14)
Physicians should discuss advance directives/health care directives and goals of care as early as possible.
(Annotation #15)
Priority Aims
1. Increase the quality and use of spirometry testing in the diagnosis of patients with COPD.
2. Increase the number of patients with COPD who receive information on the options for tobacco cessa-
tion and information on the risks of continued smoking.3. Reduce COPD exacerbation requiring emergency department (ED) evaluation or hospital admission.
4. Increase the appropriate use of pharmacotherapy prescribed for patients with COPD.
5. Increase patients' education and management skills with COPD.
6. Increase the number of patients with COPD presenting with an acute exacerbation who have an oxymetric
evaluation.
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Related ICSI Scientic Documents
Related Guidelines
Diagnosis and Management of Asthma
Emergency and Inpatient Management of Asthma
Respiratory Illness in Adults and Children
Tobacco Use Cessation and Prevention in Adults
Palliative Care
Technology Assessment Reports
Lung Volume Reduction Surgery for Emphysema (#23, 2003)
Case Management for Chronic Illness, the Frail Elderly, and Acute MI (#44, 1998)
Pulmonary Rehabilitation for Chronic Obstructive Pulmonary Disease ( #32, 1997)
Patient and Family Guidelines
Chronic Obstructive Pulmonary Disease for Patients and Families
Evidence Grading
Individual research reports are assigned a letter indicating the class of report based on design type: A, B,
C, D, M, R, X.
Key conclusions are assigned a conclusion grade: I, II, III, or Grade Not Assignable.
A full explanation of these designators is found in the Supporting Evidence section of the guideline.
Disclosure of Potential Conict of InterestIn the interest of full disclosure, ICSI has adopted the policy of revealing relationships work group members
have with companies that sell products or services that are relevant to this guideline topic. The reader should
not assume that these nancial interests will have an adverse impact on the content of the guideline, but they
are noted here to fully inform readers. Readers of the guideline may assume that only work group members
listed below have potential conicts of interest to disclose.
No work group members have potential conicts of interest to disclose.
ICSI's conflict of interest policy and procedures are available for review on ICSI's Web site athttp://www.icsi.org.
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Algorithm Annotations
1. Symptoms of or Risk Factors for COPDCOPD may be indicated by the presence of one of the following symptoms:
Chronic cough (duration greater than three months) with or without sputum production
Dyspnea with or without wheezing
COPD should also be considered if the patient has one or more of the following risk factors:
History of tobacco use or prolonged exposure to secondhand or environmental smoke
Asthma
Environmental exposure to occupational dust and chemicals (e.g., cadmium)
Alpha1- antitrypsin deciency
Chronic respiratory infections
2. Ask About Tobacco Use/Exposure at Every Visit
Key Points:
Tobacco cessation and oxygen therapy are the only interventions proven to
prolong survival of patients with COPD.
Ten to fteen percent of long-term smokers develop COPD with accelerated rates of decline in FEV1. Advice
and support from physicians and other health professionals are potentially powerful inuences on tobacco
cessation. According to the U.S. Surgeon General, tobacco use is one of the most important public health
issues of our time. The National Cancer Institute, which is the primary federal agency for tobacco control,
states that the keys to patient awareness and education about tobacco cessation in a clinical setting are:
ASK about tobacco use at every visit
ADVISE all users to stop
ASSESS users' willingness to make a quit attempt
ASSIST users' efforts to quit
ARRANGE follow-up
Reinforcement of tobacco cessation and follow-up for patients with COPD are extremely important. Phar-
macotherapy, social support and skills training/problem solving are the key treatments for tobacco cessa-
tion. Nicotine patches, nasal sprays, inhalers and oral medication are all available to help patients achieve
cessation (Dale, 2001; Institute for Clinical Systems Improvement, 2000; U.S. Department of Health andHuman Services, 2000).
For more information about tobacco cessation, please refer to the ICSI Tobacco Use Prevention and Cessa-
tion for Adults and Mature Adolescents guideline and the U.S. Department of Health and Human Services
Clinical Practice Guideline, Treating Tobacco Use and Dependence.
Supporting evidence is of classes: A, R
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3. Establish Diagnosis of COPD
Key Points:
The American Thoracic Society (ATS) denes COPD as follows:
COPD is a disease characterized by the presence of airow obstruction due tochronic bronchitis or emphysema; the airow obstruction is generally progres-
sive, may be accompanied by airway hyperreactivity and may be partially
reversible.
Chronic bronchitis is dened as the presence of chronic productive cough
for three months in each of two successive years in a patient in whom other
causes of chronic cough have been excluded.
Emphysema is dened as an abnormal permanent enlargement of the air spaces
distal to the terminal bronchioles, accompanied by destruction of their wallsand without obvious brosis.
The diagnosis of COPD should be suspected based on the patient's medical history and physical examina-
tion, but requires spirometry to determine the degree of airow limitation.
Signs/symptoms for which COPD may be suspected:
Wheezing, prolonged expiratory phase of respiration, rhonchi and cough
Dyspnea (exertional or at rest)
Chronic sputum production
Hyperination of the chest with increased anterior-posterior (A-P) diameter
Use of accessory muscles of respiration
Pursed-lip breathing
Signs of cor pulmonale:
- Increased pulmonic component of the second heart sound
- Neck vein distention
- Lower extremity edema
- Hepatomegaly
NOTE: nger clubbing is not characteristic of COPD and should alert the clinician to another
condition such as idiopathic pulmonary brosis (IPF), cystic brosis, lung cancer or asbes-
tosis.
Airow obstruction is measured by spirometry and shows a reduced forced expiratory volume in one second
(FEV1) and FEV
1/FVC (forced vital capacity) ratio. Measuring pre- and post-bronchodilator spirometry
is important to identify those patients with partial reversibility of airow obstruction. Partial reversibility
is dened as improvement in airow by 12% of baseline and 200 mL after administration of a bronchodi-
lator.
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Bronchitis and Emphysema
The airow obstruction in COPD may be due to chronic bronchitis or emphysema. Chronic bronchitis
is dened as the presence of a chronic productive cough for three months in each of two successive
years in a patient in whom other causes of chronic cough have been excluded.
Emphysema is dened as an abnormal permanent enlargement of the air spaces distal to the terminalbronchioles, accompanied by destruction of their walls and without obvious brosis. Radiographically,
bullae may be visible on a chest computerized tomography scan or occasionally on a chest radiograph.Clinically, emphysema typically presents with a non-productive or minimally productive cough and
progressive dyspnea. Since both chronic bronchitis and emphysema result in airow limitation, manage-
ment goals are similar.
Differential Diagnosis
In addition to asthma, possible differential diagnoses for COPD include bronchiectasis, cystic brosis,
obliterative bronchiolitis, congestive heart failure and upper airway lesions.
For more information on diagnosis and treatment of asthma, please refer to the ICSI Diagnosis and
Treatment of Asthma guideline.
Denition of COPD from Other Guidelines:
The Global Initiative for Chronic Obstructive Lung Disease (Global Initiative for Chronic Obstructive Lung
Disease) denes COPD as follows:
A preventable and treatable disease characterized by chronic airow limitation that is not fully
reversible. Airow limitation is usually progressive and associated with an abnormal inammatory
response of the lungs.
(Global Initiative for Chronic Obstructive Lung Disease, 2006)
The British Thoracic Society (BTS) denes COPD as follows:
A chronic, slowly progressive disorder characterized by airow obstruction that does not changemarkedly over several months. Most of the lung function impairment is xed, although some
reversibility can be produced by bronchodilator.
The diagnosis requires a history of chronic progressive symptoms (cough and/or wheeze and/or
breathlessness), objective evidence of airway obstruction ideally by spirometric testing that
does not return to normal with treatment.
The presence of chronic cough and sputum production for at least three months of two consecutive
years in the absence of other diseases is used as a denition of chronic bronchitis, but does not
necessarily signify the presence of airway obstruction or a diagnosis of COPD.
(British Thoracic Society, 1997)
The European Respiratory Society (ERS) denes COPD as follows:
A disorder characterized by reduced maximum expiratory ows and slow, forced emptying of the
lungs; features do not change markedly over several months
Airow limitation due to varying combinations of airway disease and emphysema
Patients exhibit minimal reversibility of airow limitation with bronchodilators
(European Respiratory Society, 1995)
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Recommended Tools for the Diagnosis of COPD from Other Guidelines
Spirometry is recommended by ATS, BTS, ERS and GOLD
Pre- and post-bronchodilator recommended by ATS, BTS, ERS and GOLD
Chest radiograph recommended by ATS, ERS and GOLD. BTS recommends chest radiograph ifdisease is severe
Resting oxygen saturation measurement suggested by ERS in moderate or severe disease, and BTS
in severe disease
ABG recommended by ERS in moderate or severe disease or if oxygen saturation is less than 92%,
by ATS in moderate or severe disease, and by BTS and GOLD in severe disease
Screening for alpha1-antitrypsin concentration recommended by ERS, GOLD and ATS in patients
who develop COPD at a young age
Reversibility Testing (measurement of pre- and post-bronchial dilator)
NHLBI/WHO Global Initiative for Chronic Obstructive Lung Disease (Global Initiative for ChronicObstructive Lung Disease):
- Generally performed only once at time of diagnosis, this test is useful to help rule out asthma, to
establish a patient's best attainable lung function, to gauge a patient's prognosis, and to guide treat-
ment decisions.
- Even patients who do not show a signicant FEV1
response to a short-acting bronchodilator test
can benet symptomatically from long-term bronchodilator treatment.
British Thoracic Society, COPD Guidelines Group of the Standards of Care Committee:
- A positive bronchodilator response (FEV1greater than 200 mL and 15% over baseline value) suggests
asthma.
- More than 20% variability in absolute measurement of serial PEF may suggest asthma.
European Respiratory Society (ERS):
- Atopy and marked improvement of spirometry with administration of bronchodilators or glucocor-
ticosteroids favor the diagnosis of asthma.
- Testing of bronchoconstrictor response is of doubtful clinical value in patients with established
airow limitation.
American Thoracic Society (ATS):
- Signicant reversibility is indicated by an increase of over 12% and 200 mL after inhaling a short-
acting bronchodilator.
4. Acute Exacerbation?Signs and symptoms of an acute exacerbation of COPD may include any of the following:
Increased dyspnea
Increased heart rate
Increased cough
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Increased sputum production
Change in sputum color or character
Use of accessory muscles of respiration
Peripheral edema
Development or increase in wheeze
Change in mental status
Fatigue
Fever
Increased respiratory rate
Decrease in FEV1
or peak expiratory ow
Hypoxemia
Chest tightness
Change in mental status or a combination of two or more of the following new symptoms indicates a severeacute exacerbation:
Dyspnea at rest
Respiratory rate of greater than 25 breaths per minute
Heart rate of greater than 110 beats per minute
Use of accessory muscles of respiration
5. Evaluation
When a patient with known COPD presents with a moderate to severe acute exacerbation, the following keyelements of the history, physical examination and laboratory/radiology evaluation should be considered:
History
Baseline respiratory status
Present treatment regimen and recent medication use
Signs of airway infection, e.g., fever and/or change in volume and/or color of sputum
Duration of worsening symptoms
Limitation of activities
History of previous exacerbations
Increased cough
Decrease in exercise tolerance
Chest tightness
Change in alertness
Other non-specic symptoms including malaise, difculty sleeping, and fatigue
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Symptoms associated with comorbid acute and chronic conditions
Although rarely used, non-selective beta-blockers may contribute to bronchospasms
Physical Examination
Measurement of heart rate and blood pressure
Measurement of respiratory rate
Measurement of pulse oximetry
Measurement of temperature
Respiratory distress
Accessory respiratory muscle use
Increased pulmonary ndings (e.g., wheezing, decreased air entry, prolonged expiratory phase
etc.)
Peripheral edema
Somnolence and/or hyperactivity Acute comorbid conditions
Laboratory/Radiology
Chest x-ray (in patients with suspected pneumonia)
ABG (if O2
saturation less than 88%, positive history of hypercapnia, questionable accuracy of
oximetry, somnolence, or other evidence of impending respiratory failure [e.g., respiratory rate
greater than 40 breaths per minute])
Theophylline level (if theophylline is being utilized)
WBC (in patients with suspected severe respiratory infection)
A sputum culture and an antibiogram, if available, should be performed when an infectious exac-erbation does not respond to initial antibiotic treatment (Global Initiative for Chronic Obstructive
Lung Disease, 2006). It is important that the sputum specimen is of good quality.
Brain Natriuretic Peptide (BNP), a simple blood lab test, can be of some use in evaluating a patient
presenting with dyspnea, although its interpretation needs to be carefully applied along with clinical
and other lab data such as chest x-ray and echocardiogram. Its sensitivity and specicity in this
setting increase at levels above 400 but do not differentiate between acute left ventricular (LV)
failure, cor pulmonale or pulmonary embolism (McCullough, 2002). It is of particular value if the
level is very low. The probability of LV failure as a cause of dyspnea is less than 10% if the BNP
is less than 100 (Maisel, 2002).
In patients with an acute COPD exacerbation, spirometry is of little value. For that reason, oximetry and/or
arterial blood gases should be monitored.
There is little evidence regarding the contribution of additional laboratory testing or the usefulness of electro-cardiography or echocardiography in an acute exacerbation of COPD. They may be a useful consideration
if the diagnosis is unclear, in order to evaluate other comorbid conditions.
(McCrory, 2001)
Supporting evidence is of classes: B, M, R
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6. Treatment
Key Points:
Albuterol is the preferred bronchodilator in the setting of an acute exacerba-
tion of COPD because of its rapid onset of action. Ipratropium may be added to produce additive bronchodilation and allow the
use of lower doses of albuterol.
Steroids should be used in acute exacerbations.
It is mandatory to check oxygen saturation or ABG measurement.
Bronchodilators
Albuterol is the preferred bronchodilator in the setting of an acute exacerbation of COPD because of its
rapid onset of action. Serial administration is indicated until either relief of symptoms and improvement
in signs of respiratory failure is achieved, or side effects of tachycardia and/or tremor develop. If clinical
improvement does not occur before side effects develop, ipratropium may be added to produce additivebronchodilation and allow the use of lower doses of albuterol, thus diminishing dose-dependent toxicity.
However, no study has examined the benet of using both agents concurrently. Administration of either
agent by MDI with a spacer or by nebulization is acceptable, though the patient may be too dyspneic to retain
a MDI puff effectively or severe coughing may prevent effective employment. In such cases, nebulization
is necessary and arrangement for home use should be made (Moayyedi, 1995; O'Driscoll, 1989; Patrick,
1990; Turner, 1997).
Supporting evidence is of classes: A, M
Role of Levalbuterol (Xopenex) in COPD
There are many theoretical advantages of levalbuterol over albuterol in the treatment of bronchospasm.
Albuterol is a racemic combination of two isomers: the "R" isomer (levalbuterol) that is a potent broncho-dilator, and the "S" isomer that has been shown in animal studies to counteract bronchodilation and can
promote inammation. Unfortunately, clinical studies in human subjects with bronchospasm have not
consistently shown greater bronchodilation, or fewer side effects of levalbuterol over equivalent doses of a
racemic agent such as albuterol. In individual patients with COPD and acute bronchospasm, who demon-
strate excessive tachycardia and/or tremor, ipratropium is the next bronchodilator of choice. Levalbuterol
may be an acceptable alternative as a trial agent, especially in patients whose bronchospasm worsens or
shows no improvement on ipratropium (Costello, 1999; Nelson, 1999; Scott, 2003).
Supporting evidence is of classes: C, R
Steroids
Studies have shown benets of systemic steroids in the outpatient management of COPD exacerbation.Doses of oral prednisone 30-60 mg per day should be used for 10 to 14 days. If longer durations are needed,
consider a tapering schedule. There is no need to discontinue inhaled steroids while the patient is taking oral
prednisone. In fact, the inhaled steroid may serve as a "systemic-steroid-sparing-agent" and the concomitant
use may minimize the dose of systemic steroids needed to diminish airway inammation (Davies, 1999;
McEvoy, 2000; Niewoehner, 1999).
Supporting evidence is of classes: A, R
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Antibiotics
If the acute exacerbation of COPD is clearly post-viral, antibiotics may not be necessary. In the presence of amore prolonged illness, especially with purulent sputum, an antibiotic is warranted. The choice of antibiotic
is controversial and needs to be tailored to the individual situation. "First-line agents," such as amoxicillin,
TMP/SMX and doxycycline are often effective. If the incidence of resistant organisms is 25% or higher
in the community, the use of a "second-line agent" may be preferable. These second-line agents include
second-generation cephalosporins, azithromycin, clarithromycin and amoxicillin/clavulanate (Anthonisen,
1987; Amsden, 2003; Chodosh, 1998).
Oxygen saturation/ABG measurement
Oxymetric evaluation of patients with COPD exacerbations is mandatory. Patients with O2
satura-
tions of 80%-90% on room air can be titrated with supplemental O2
to a saturation level of 90% with
little concern of signicant hypercarbia, unless such intervention results in somnolence. In such cases,
or if the O2
saturation is less than 80% upon presentation, an ABG should be obtained. If the pH is
less than 7.32, admission to the hospital should be arranged because of the risk of acute respiratory
failure. If outpatient management has been decided upon, the patient should be ambulated to determine
what O2 ow is needed to maintain O2 saturations at 90% while walking. Home O2 then needs to bearranged (Bone, 1978).
Supporting evidence is of class: D
7. Positive Response to Treatment?The following criteria may be used as evidence of improvement in COPD exacerbation:
Decrease in cough, sputum production, fever or dyspnea
Decrease in respiratory rate
Decrease in heart rate
Decrease in accessory muscle use
Increase in function and endurance
8. Arrange for Follow-UpA follow-up appointment between the primary care clinician and the patient should occur within one to four
weeks to reassess management strategies and supplemental oxygen needs.
9. Admit to Hospital Out of GuidelineThe following may be indications to consider hospital admission for an acute exacerbation of COPD:
Marked increase in intensity of symptoms, such as sudden development of resting dyspnea
History of severe COPD, especially if mechanical ventilation was required
Onset of new physical signs (e.g., cyanosis, peripheral edema)
Failure of exacerbation to respond to initial outpatient medical management
High risk comorbidities, pulmonary (e.g., pneumonia requiring hospitalization) or cardiac symp-
toms
Increasing hypoxemia despite supplemental oxygen
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New or worsening CO2
retention or Ph less than 7.32
Marked decrease in ability to ambulate, eat or sleep due to dyspnea
History of prolonged, progressive symptoms
Newly occurring arrhythmias
Diagnostic uncertainty
Older age
Insufcient home support
Decrease in alertness
(McCrory, 2001)
Supporting evidence is of class: M
10. Establish Severity of Stable COPD
Key Points: Both spirometry and/or signs and symptoms are used to establish severity.
The signs, symptoms and airow limitation in COPD vary with the severity of the disease. The severity of
COPD may be categorized according to the following table.
Table I
Category of COPD FEV1 (% predicted) Typical Symptoms and Signs
Mild 80 or greater No abnormal signs
Cough ( sputum)
Little or no dyspnea
Moderate Between 80 and 50 Breathlessness
( wheeze on moderate exertion)
Cough ( sputum)
Variable abnormal signs (general reduction in
breath sounds, presence of wheezes)
Hypoxemia may be present
Severe 30 to 50 Dyspnea with any exertion or at rest
Wheeze and cough often prominent
Very severe Less than 30 Lung hyperinflation usual; cyanosis,
peripheral edema and polycythemia in
advanced disease
Hypoxemia and hypercapnia are common
Adapted from NHLBI/WHO Global Initiative for Chronic Obstructive Lung Disease (GOLD)
workshop summary.
The best correlation with morbidity and mortality is decrease in FEV1. With FEV
1greater than 1.0 L, there
is a slight increase in mortality at 10 years. With FEV1
less than 0.75 L, the approximate mortality rate at
one year is 30%, and at 10 years is 95%. Because of the relationship of prognosis and FEV1, the severity
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of COPD is staged on the basis of this spirometry measurement. Patients are categorized as mild, moderate
or severe. The COPD work group selected the COPD severity categories recommended by GOLD because
they are straightforward and correlate with clinical experience. However, it is clear that there are wide-
spread differences relative to disease severity classication among published guidelines (Hodgkin, 1990;
Pauwels, 2001).
Supporting evidence is of class: R
11. Step-Care Pharmacologic Approach for Managing Stable COPD
Key Points:
Drug therapy is determined by severity of symptoms.
Each step in Table II represents an intervention that should be considered only if the previous course
of action fails to improve symptoms of COPD. Step 1 is an intervention that is generally associated with
mild COPD. Step 2 is associated with moderate COPD. Steps 3 and 4 are associated with severe and verysevere COPD.
A table of estimated comparative daily dosages for inhaled corticosteroids is attached in Appendix A, "Esti-mated Comparative Daily Dosage for Inhaled Corticosteroids."
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Table II
STEP PHARMACEUTICAL INTERVENTION DOSING INFORMATION ANDCOMMENTS
1
Consider Step 2 ifsymptoms persist
Inhaled short-acting bronchodilator Short-acting beta agonist (albuterol ispreferred)
2-4 puffs as needed (every 4-6 hours)See Annotation #11
2 Continue PRN inhaled short-actingbronchodilator PLUS scheduled dosing ofone of the following:
Tiotropium (Spiriva)
Salmeterol* (Serevent Discus)
one capsule (inhaled) daily
1 puff twice daily
Formoterol* (Foradil) 1 puff (12 mcg) twice daily
Albuterol (Proventil, Ventolin) 2-4 puffs 4 times a day
Ipratropium (Atrovent) 2-4 puffs 4 times a day
Albuterol + Ipratropium(Combivent)
2-4 puffs 4 times a day
Levalbuterol (Xopenex) 0.63-1.25 mg every 6-8 hours vianebulizer2 puffs every 4-6 hours
Consider Step 3 ifsymptoms persist
3
Consider Step 4 if
symptoms persist
Continue therapy specified in Step 2 andperform corticosteroid trial.
Assess symptoms before and after trialperiod, especially cough and sputumproduction. Also measure post-
bronchodilator FEV1, 6-minute walk beforeand after trial.
Prednisone oral 30-40 mg/day for 2-4weeks or inhaled corticosteroid (seeAppendix A) at less than 2000 mcg for 6-8 weeks/day or dose equivalent ofanother inhaled steroid for 6-8 weeks
(Approximately 15% of patients whoundergo a corticosteroid trial will haveimproved symptoms and post-
bronchodilator FEV1)
* Tiotropium is the preferred scheduled bronchodilator.
POSITIVE RESPONSE: greater than or equal to 15%improvement in post-bronchodilator FEV1, symptoms,improvement in 6-minute walk
PHARMACEUTICAL INTERVENTIONTaper off or discontinue oral corticosteroids andprescribe or continue inhaled corticosteroids.
NEGATIVE RESPONSE: less than 15% improvement inpost-bronchodilator FEV1 or no improvement in symptoms
PHARMACEUTICAL INTERVENTIONDiscontinue corticosteroids and consider theophylline asadjunctive therapy with inhaled bronchodilators (2agonists and/or anticholinergic)
Step 4: Response AfterStep 3
negativepositive
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Bronchodilator Medications
Albuterol or Ipratropium
Albuterol and ipratropium are equipotent as bronchodilators, improving dyspnea and exercise tolerance
equally well. No dramatic evidence showing an advantage of either albuterol or ipratropium as a sched-
uled rst-step therapy for COPD symptoms or improved quality of life has been shown in the medicalliterature.
Albuterol is recommended as the rst-line treatment for patients with symptoms of mild COPD because the
onset of bronchodilator effect (15 minutes) is more rapid than ipratropium (30-90 minutes). The dose-response
curve of albuterol for improvement in FEV1
continues to increase to at least eight puffs. Ipratropium is to
be used on a regularly scheduled basis rather than as needed (PRN) because its' dose-response time is too
long to titrate its use to control symptoms.
Ipratropium bronchodilator duration (two puffs for four hours) is greater than albuterol (two puffs for two or
three hours). The dose-response curve for ipratroprium levels off above six puffs, whereas therapeutic efcacy
for albuterol continues to increase at higher doses, although side effects such as tremor can develop. Studies
were small and may not have been of a statistical power to detect differences between bronchodilators.
(Blosser, 1995; Easton, 1986; Rennard, 1996)
Clinicians should consider replacing ipratropuim with tiotropium as a scheduled bronchodilator because it
provides improved benets and only requires once-a-day dosing (Oostenbrink, 2004).
Supporting evidence is of classes: A, M
Combination Albuterol and Ipratropium
Many studies show that the combination of ipratropium 0.5 mg and albuterol 2.5 mg provides greater bron-
chodilator effect compared to each alone; however, the same effect could probably be achieved by doublingthe dose of either agent. This is reective of the additive bronchodilator effect of both, as expected. No study
compares the combination of ipratropium and albuterol to an equivalent dose of albuterol or ipratropium
(e.g., four puffs of combination to four puffs of albuterol or ipratropium).
One study also showed that patients randomized to albuterol two puffs four times/day had 18% more COPD
exacerbations than those randomized to ipratropium two puffs four times/day (therefore "more expensive"
p
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If a patient with COPD has unacceptable symptoms while on tiotropium, a long-acting beta-agonist can be
added (van Noord, 2006).
No studies have compared the additive effects of tiotropium with steroids as a single agent in effectiveness
of COPD management.
Supporting evidence is of class: A
Long-Acting Beta-Agonists (LABAs)
Formoterol
Twice-daily dosing of formoterol offers advantages similar to those of salmeterol. Data also show that
formoterol has quicker onset of action than salmeterol (Dahl, 2001; Kottakis, 2002).
Salmeterol
Glaxo-Wellcome, Inc., maker of salmeterol, funded a study that showed salmeterol gave greater increase
in FEV1
and FVC than albuterol or ipratropium, much longer duration of BD and, therefore, greater "area
under the curve." Improvements in dyspnea and exercise tolerance were similar to those using ipratropium.
Sixteen weeks of salmeterol therapy provided an increased baseline FEV1 of 7%. Salmeterol at doses ofeight puffs produced no signicant cardiovascular effects in patients with COPD (heart rate or PVCs).
However, tremor developed after four puffs. Quality of life indicators increased with salmeterol compared
to PRN use of albuterol. Signicant evidence exists for salmeterol to be used as a scheduled treatment for
COPD. When compared to other beta-agonists, its benets include a higher and more prolonged BD effect.
In addition, salmeterol's twice-daily dosing compared to four times/day dosing required by albuterol and
ipratropium may improve compliance (Matera, 1995; Matera, 1996; Patakas, 1998).
Supporting evidence is of class: A
Summary
Albuterol is the preferred agent for as-needed control of symptoms in patients with mild COPD and as an
additive as needed agent to a scheduled bronchodilator in patients with more severe COPD because the onsetof bronchodilator effect (15 minutes) is more rapid than ipratropium (30-90 minutes).
Tiotropium has been shown to be a superior scheduled bronchodilator to salmeterol and ipratropium.
As a scheduled bronchodilator, salmeterol has the main advantage of requiring only twice-daily dosing, and
therefore may improve compliance.
Albuterol and ipratropium are equipotent as bronchodilators, improving dyspnea and exercise tolerance
equally well. Salmeterol is a long-acting bronchodilator that is a suitable agent for scheduled administra-
tion. [Conclusion Grade II: See Conclusion Grading Worksheet A Annotation #11 (Pharmacological
Management)]
(Brusasco, 2003; Donohue, 2002; Hvizdos, 2002)
Supporting evidence is of classes: A, R
Systemic Corticosteroid Trials
Prednisone up to 40 mg/day for 10-14 days (ATS, 1995)
Prednisone 30 mg/day for two weeks or inhaled corticosteroid for six weeks (BTS, 1997)
A trial of prednisone (0.4-0.6 mg/kg for two to four weeks or inhaled corticosteroids at less than 2,000
mcg/day for six to eight weeks) may be used to test reversibility of airow (ERS, 1995).
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Every-other-day dosing of oral corticosteroids may minimize side effects yet still provide anti-inammatory
benets. The value of oral corticosteroids in treating stable COPD is controversial. While oral cortico-
steroids are useful in treating acute exacerbations, their long-term use in stable COPD is benecial in only
10%-15% of cases.
Supporting evidence is of class: R
Inhaled Corticosteroids
Airway inammation is a prominent feature in some patients with COPD. Although the benets of inhaled
corticosteroids are well established in asthma, their utility for the chronic management of COPD is contro-
versial. Previous studies have shown that inhaled corticosteroids do not decelerate the rate of decline inexpiratory ow volumes over time in patients with COPD. A recent meta-analysis showed that high doses (but
not medium or low doses) of inhaled corticosteroids did slow the rate of decline in forced expiratory volume
in one second (FEV1) in patients with COPD. Another study suggested that inhaled corticosteroids may
reduce airway hyperreactivity and decrease clinical symptoms of COPD, including dyspnea and cough.
The effects of inhaled corticosteroids on clinical outcomes such as COPD exacerbation rates, hospital
readmission rates, and mortality have been evaluated. A systematic review of all placebo-controlled,
randomized trials of inhaled corticosteroids given for at least six months for stable COPD demonstrated abenecial effect in reducing rates of COPD exacerbation. In this review, the use of inhaled corticosteroid
therapy reduced the rate of exacerbations with similar benets in those who were and were not pretreated
with systemic steroids. Inhaled corticosteroid therapy was also associated with increased rates of oropha-
ryngeal candidiasis and skin bruising over placebo. The effects on bone mineral density and mean cortisol
concentrations were variable. No effects on mortality were seen.
In contrast, in a population-based cohort study, patients who received inhaled corticosteroid therapy after
hospitalization discharge for COPD had a relative risk reduction for all-cause mortality of 29% and for
repeat hospitalization of 24%.
(Alsaeedi, 2002; Burge, 2000; Lung Health Study Research Group, 2000; Paggiaro, 1998; Sin, 2001; van
Grunsven, 1999; Vestbo, 1999; Weir, 1993)
Two recent large studies compared the effects of combined uticasone and salmeterol to placebo in patients
with severe but stable COPD. Those randomized to combination therapy had signicant improvement in
symptoms, spirometry, quality of life, and exacerbations. However, 50% of patients were current smokers.
Subgroup analysis was not published in these papers, leaving questions regarding whether these benecial
effects are expected in non-smoking patients without evidence of airway inammation (Hannania, 2003;
Calverley, 2003).
There is evidence that a trial of oral prednisone may not accurately predict which patients will respond to
inhaled steroids (Senderovitz, 1999; Boothman-Burrell, 1997; Shim, 1985).
Supporting evidence is of classes: A, B, M
Methods of Drug Delivery
Metered Dose Inhaler (MDI) with Spacer
Some studies support the use of spacers to obtain effective MDI drug delivery. The increased distance slows
the velocity of the ne particles, increasing their chances of reaching the bronchial tree. It is of utmost
importance to train and retrain patients, nurses, physicians and pharmacists in proper inhaler technique for
optimal drug delivery. Evidence of the effectiveness of one type of spacer over another is variable and
controversial.
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Chlorouorocarbons (CFCs) are freon compounds commonly used as propellants in commercial aerosols
including MDIs. Concerns have been raised about the toxicity of freon and its role in depleting the ozone
layer. The production of ozone-depleting substances is being phased out worldwide under terms of an
international agreement. Since most MDIs in the U.S. contain CFCs as propellants, they will eventually
need to be reformulated (UN Environment Programme, 2000).
MDIs that use CFCs as a propellant will not be removed until sufcient alternatives exist to serve patient
needs. The FDA is developing strategies to ensure that patients in the U.S. who rely on MDIs to maintain
their health will have continued access to an array of safe and effective treatment options.
Non-freon alternatives include hydrouorocarbons (HFAs). These non-freon formations are well-tolerated
and equally efcacious when compared with compounds containing freon.
Dry Powder Inhaler (DPI)
DPIs are an alternative to MDIs that are strongly supported by study data. DPIs deliver drugs in dry-powderform without the use of propellants. In addition, DPIs are breath-activated, eliminating the need to synchro-
nize inhalation with actuation.
DPIs have been developed as a response to concerns about freon toxicity. Newer DPI products deliver pure
drug from self-enclosed, multiple-dose devices that help avoid the potential adverse effects of additivesused in MDIs.
Table II contrasts features of conventional pressurized MDIs and DPIs.
Table III: Contrasting Features of Conventional Pressurized Metered-Dose Inhaler and
Dry Powder Inhaler
MDI DPI
1. Aerosol generation dependent on propellants. 1. Aerosol generation does not require any
propellants.
2. Requires coordination of actuation with
inhalation.
2. Relatively easy to administer, since it is
breath-activated.
3. With correct technique, the lung deposition of
the drug is 10%-15%.
3. Lung deposition of the drug is similar to
properly used MDI (in some studies
deposition is greater in DPI than MDI).
4. With add-on spacer device, may be improved
drug deposition into the lungs and
oropharyngeal side effects may be reduced.
4. No add-on spacer device needed.
5. Because of propellants and other additives,
patients feel the drug delivered.
5. Patient may not feel the drug delivered and
may be uncertain of the drug dosing.
6. No dose indicators. Risk of continued use of
empty inhaler.
6. Newer multidose DPIs have a window with
dose indicator.
Adapted from Vaswani, 1998.
Nebulizers
Aerosol particle diameters range from 1-5 mcg in SVN (small volume nebulizer), which are comparable
with MDI or DPI. Studies have shown no difference in the efcacy of the delivery methods. Reports suggest
that between 47% and 89% of adults may have unacceptable inhaler technique. Clinical situations in which
nebulized therapy is preferable to either MDI or DPI include:
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Patients incapable of performing MDI or DPI maneuver
Adults who have a vital capacity less than 1.5 times their predicted tidal volume (7mL/kg)
Aerosol therapy via nebulizer is generally considered expensive, inconvenient and inefcient. Nebulizer
therapy should be considered a second choice when compared with other modes of aerosol delivery, e.g.,
MDIs and DPIs.
The following is a comparison of the advantages and disadvantages of aerosol delivery via nebulizer.
Table IV: Comparison of Nebulizers and MDIs
Nebulizers
Advantages Disadvantages
Pneumatic small volume nebulizers (SVN)
Limited patient coordination Expensive compressed gas source required
High dose levels possible Greater time required (expense)
Continuous therapy available Some medications not readily available
No chlorofluorocarbon (CFC) release
Covered by Medicare
Ultrasonic small volume nebulizers (USN)
Less patient coordination Expensive initial purchase
Fast delivery Contamination possible
No CFC release or compressed gas source Electrical or mechanical malfunction
required Not portable
Some medications not available
Adapted from Ward, 1997.
Theophylline
Theophylline has a narrow therapeutic index with potentially signicant adverse effects and drug interac-
tions that must be carefully considered and closely monitored during therapy.
The use of theophylline for COPD has decreased over the past decade for various reasons. Newer inha-
lational therapies have potentially equal or greater efcacy. There is concern about adverse reaction and
drug-interaction proles of theophylline. Based upon a retrospective valuation of 3,720 patients with COPD
enrolled in 10 bronchodilator clinical trials from 1987 to 1995, the percentage of patients receiving oral
theophylline decreased signicantly from 63% to 29% related to changing prescribing and COPD manage-ment practices (Van Andel, 1999).
The mechanisms of action of theophylline in COPD remain unclear. The assumption that theophylline relaxes
bronchial smooth muscle by inhibiting phosphodiesterase, subsequently leading to an increase of cAMP, is
no longer generally accepted as the predominant mode producing efcacy. Newer proposed mechanisms of
action include antagonism of the effects of prostaglandins and adenosine; alternation of calcium metabolism
by cells; inhibition of mediator release, membrane phospholipid methylation, and calcium ion inux in mast
cells; and the inhibition of specic phosphodiesterase enzymes, leading to smooth muscle relaxation and
inhibition of inammatory cell function (Vaz Fragoso, 1993).
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A table of drug interactions with theophylline has been published (Michalets, 1998).
There is general agreement among previously published consensus guidelines for the management of COPD
that theophylline has a role after inhaled bronchodilators prove inadequate; however, there is disagreement
as to whether theophylline should be considered before or after corticosteroid use. There is considerable
evidence that theophylline provides signicant improvement in spirometry and/or symptoms such as
dyspnea of patients with COPD and particularly chronic stable disease and in combination with otherbronchodilator therapies. Theophylline may also improve mucociliary clearance, diaphragmatic strength,
cardiovascular function, central respiratory drive and exercise capacity. The degree of efcacy of theoph-
ylline in patients with COPD, however, may be inuenced by the chronicity and severity of obstruction,
duration of therapy, and extent of follow-up evaluation, and the use must be individualized to the patient
and clinical situation.
Potential adverse effects with theophylline are gastrointestinal irritation (nausea, dyspepsia and GERD) due
to increased gastric acid secretion, irritability, tremor and sleep disturbance.
Theophylline has a narrow therapeutic index: seizures and tachyarrhythmias correlate positively withhigher serum concentrations. Theophylline is extensively hepatically metabolized primarily by cytochrome
P4501A2. As a result, several drugs, cigarette smoking and hepatic insufciency, in addition to cardiac
decompensation and age, may alter theophylline's clearance.
Supporting evidence is of classes: D, R
12. Other Pharmacologic Treatment
Antibiotics
The routine use of antibiotics is not recommended except for treatment of bacterial exacerbations ofCOPD.
Antitussives
Regular use of antitussives is not recommended in COPD since cough can have a signicant protectiveeffect.
Antiviral Agents
Treatments other than vaccination are available to treat inuenza but are not a substitute for vaccination
unless it is contraindicated. Amantadine (Symmetrel) and rimantadine (Flumadine) are indicated for
symptomatic treatment and prophylaxis of inuenza A, which is more prevalent and more severe than
inuenza B. If started within the rst 48 hours of symptom onset, amantadine and rimantadine may reduce
the duration and symptoms by 50%.
Zanamivir (Relenza) and oseltamivir (Tamiu) are also available. Zanamivir must be inhaled whereas
oseltamivir is available orally. Zanamivir and oseltamivir may be considered for treatment if there is anoutbreak of inuenza B. These medications are, however, very costly relative to their benets.
A consumer information report from the FDA regarding Relenza and chronic lung disease issued in October
2000 included a caution that "some patients have had bronchospasm (wheezing) or serious breathing problems
when they used Relenza. Many, but not all, of these patients had previous asthma or chronic obstructive
pulmonary disease. Relenza has not been shown to shorten the duration of inuenza in people with these
diseases. Because of the risk of side effects, and because it has not been shown to help them, Relenza is
not generally recommended for people with chronic respiratory disease such as asthma or chronic obstruc-tive pulmonary disease" (U.S. Food and Drug Administration, 2000).
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Dosage and Cost
a. Amantadine: 100 mg twice daily x 7 days $
b. Rimantadine: 100 mg twice daily x 7 days $$
c. Zanamivir 10 mg (2 inhalations) every 12 hr for 5 days $$$
d. Oseltamivir 75 mg by mouth twice daily for 5 days $$$$
Leukotriene Modiers
This drug class has not been adequately tested in COPD patients and its use cannot be recommended until
additional evidence relative to its efcacy is available.
Mucolytics
In theory, reducing mucus viscosity and enhancing cough clearance or mucociliary clearance of mucus
could improve pulmonary function and reduce the incidence of respiratory infections in individuals with
COPD. Ideally, treatment would result in both objective (increase in FEV1) and subjective (better sense of
well-being) improvement for those individuals.
To date, there has been no conclusive evidence for signicant improvement in pulmonary function with any
of the agents studied so far. Guaifenesin is widely used as an over-the-counter expectorant but documented
objective or even subjective improvement has not been consistently demonstrated. Iodinated glycerol was
once thought to promote a decrease in symptoms and overall improvement in subjects with COPD, but this
result could not be conrmed in subsequent investigations.
Some evidence for improvement in subjects with chronic bronchitis is present using other agents, including
inhaled surfactant, amiloride, hypertonic saline, N-acetylcysteine and acetylcysteine, but for now is notsubstantial enough to be conclusive. Albuterol may have some effect in improving mucociliary clearance,
which may add to its utility as a bronchodilator.
(Houtmeyers, 1999; Parvez, 1996; Petty, 1990; Rubin, 1999; Rubin, 1996)
Supporting evidence is of classes: A, C, R
Oral Beta-Agonists
Inhaled bronchodilator therapy is preferred.
Vaccines
Inuenza and pneumococcal pneumonia together are the sixth leading cause of death in the U.S. among
persons 65 years of age or older. Immunization with pneumococcal and inuenza vaccines are recom-
mended by the U.S. Public Health Service's Advisory Committee on Immunization Practices to reduce
infectious complications involving the respiratory tract (Centers for Disease Control,1999; Centers for
Disease Control, 1997; Murphy, 1992).
Pneumococcal
The American Thoracic Society and the U.S. Public Health Service's Advisory Committee on Immu-nization Practices (ACIP) recommends pneumococcal vaccine for all COPD patients. Pneumococcal
vaccination is generally good for life, but revaccination may provide additional protection in certain
groups. The risks of revaccination are minimal, and the ACIP recommends revaccination once for COPD
patients if at least ve years have passed since receipt of the previous dose. Immunize at age 65 if not
done previously. See the ICSI Immunizations guideline for Adults.
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Inuenza
Inuenza vaccine should be provided on an annual basis because of new antigens and waning immu-
nity from the previous year. The optimal time for inuenza vaccination is usually from early October
through mid-November. To avoid a missed opportunity, vaccination can be done as soon as vaccine
is available, but not prior to September. Vaccine may be given even after u activity is known to be
occurring in the community (Couch, 2000).
Supporting evidence is of class: R
13. Non-Pharmacologic Treatment Applicable to All Levels of
Severity
Key Points:
Treatment of COPD should also include an education plan suited to the patient's
specic needs, along with encouragement of exercise.
Pulmonary rehabilitation programs are effective in improving exercisecapacity, quality of life and perception of symptoms.
Encourage Exercise
Regular exercise has been shown to reduce symptoms of COPD and improve the quality of life in
patients with COPD. See "Pulmonary Rehabilitation Program for Moderate to Severe Disease" later inthis annotation. For patients who do not have access to a pulmonary rehab program, it is reasonable to
prescribe a regular exercise schedule.
Education
Considerations
Patient education for those with COPD may be complex. Education methods aimed at continuousimprovement should be incorporated into educational strategies that take the long-term relationships
between patients and health care professionals into account.
Patient Education Model
The following model presents core learning-needs and objectives, along with some examples of tools to
assist individual clinicians in designing a patient education plan. This model is based on the Transtheo-
retical Change Model (Prochaska Model), which emphasizes recognition of patients' stages of readiness
to incorporate educational messages into long-term behavior change.
Patient education should be tailored based on learning-needs assessments. It is important to develop a
plan that includes the educator, patient and family. Learning assessment and feedback tools should:
incorporate COPD needs and interventions within a conceptual behavior change model,
be exible enough to t the various ofce practice models (step-care model with stages of
change), and
be exible enough to match the cultural and learning styles of the intended target population.
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Core Learning Needs/Objectives
Knowledge of Basic Facts about COPD
- What is COPD?
- What symptoms are related to COPD?
- What causes COPD? (emphasis on tobacco use)
- What diagnostic testing is usually necessary?
- Role of medications and modes of delivery
- Importance of appropriate immunizations
Skills
(with or without a return visit by the patient to demonstrate skill improvement)
- Recognize symptoms of infections and exacerbations
- Breathing and physical exercise (at least lower extremity)
- Medication use and proper technique for inhalers (MDI/DPI), spacers, nebulizers,
oxygen
- Environmental modication energy conservation, irritants
Attitude
- Smoking cessation and dangers of continued use (from ICSI Tobacco Cessation guide-
line)
- Nutrition and exercise
- Quality of life factors dyspnea, fatigue, fear and depression
- Coping skills relaxation techniques, stress management and understandingof need to have COPD under control
Partnership in Care
- Written plan (with and without symptoms), exercise and medication diary
- When to call the clinic or seek emergency help
- Other educational support resources (e.g., pulmonary rehabilitation, tobacco
cessation)
Comprehensive programs, e.g., formal pulmonary rehabilitation, may expand on the above learningneeds, as well as phase in additional health-related behavioral advice based on severity, resources and
learning capacity of individual patients.
How Does the Practitioner Know That Patient Education Is Making a Difference?
In developing this patient education model, the ICSI COPD guideline work group identied a number
of individual outcomes to be achieved through guided self-management that incorporate a process of
education with objective monitoring and an explicit action plan. Individual outcomes to help practitio-
ners know if education is making a difference include the following:
Initiation of treatment for acute exacerbation is quicker
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Decreased missed work days
Improved self-efcacy and ability to perform ADLs
Increased adherence to and use of medications (psychomotor skills)
Variable impact on general quality of life measures
Barriers to Patient Education
Barriers to successful implementation of patient education and subsequent long-term behavior change
include individual educator and organizational factors such as:
lack of education due to insufcient time, resources or nances of patient;
inconsistent messages from health care team/sites;
ineffective communication of goals/planning change;
patient's fear of change and/or of not meeting expectations/lack of condence in ability to
understand and manage illness (self-efcacy);
non-adherence; and
insufcient time or resources for response or feedback on illness from practitioner.
Educational Framework/Themes for COPD
Denitions
In general, health education is concerned with a person's learning to live life in the healthiest way
possible. Patient (health) education can be dened as: (Bartlett, 1985; Stewart, 1966)
A process that is intended to improve the patient's level of knowledge, skill and attitudeto effectively adopt or reinforce healthy behaviors.
The process involving a planned learning experience using a combination of methodssuch as teaching, counseling and behavior modication techniques that inuence an
individual's knowledge and health behavior. The intent would be to prevent, promote,
maintain or modify a jointly developed set of health-related behaviors for a given patient
with COPD.
Self-efcacy is dened as a person's belief in his/her own capacity to perform a specic task. These
expectations about personal success determine a patient's motivation to participate in behavior
changes. For providers of care interacting with patients, outcome expectancy (conviction that certain
behaviors will lead to certain outcomes) are inuenced by efcacy expectancy (conviction that one
can successfully execute the behavior required to produce the outcome). Personal experience is
the most dependable source of self-efcacy, which in turn may inuence health belief and need for
further self-change (Celli, 1996; Scherer, 1996).
Conceptual Models
There are many theoretical frameworks for patient education that may be useful for various aspects ofCOPD care. Two frameworks that have been extensively studied and may be applicable to the COPD
population include the Transtheoretical Change Model and the Precede-Proceed Model. Two areas
where these have been applied include smoking cessation and physical activity.
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General Goals
In order to be effective, patient education needs to be developed as an integral part of a disease manage-
ment strategy with the goals of:
increasing awareness and understanding of basic disease pathophysiology,
facilitating long-term change toward health-preserving or enhancing attitudes and behaviors
(improved self-efcacy and quality of life), and
minimizing adverse effects from inappropriate use of therapeutic alternatives or interactions
with recommended treatments by the care team.
A key theme in overall health education is consistency of educational messages between access points
and along a time continuum tailored to meet the patient's learning needs and readiness to change.
Critical Components
The critical components of educator training and integration of the educator's role into the care process
are: 1) communication skills, 2) interpersonal interactions and 3) ability to empathize with patient's
needs and prioritize/evaluate desired reality-based behavior change(s). The interactive process betweeneducator and patient occurs in the context of a created environment or learning space arising from each
individual's internal state and his/her local external environment, and involves ve interrelated domains:
physiologic, psychologic, sociocultural, developmental and spiritual (Clark, 1994; Narsavage, 1997).
The literature review related to impact and cost effectiveness of educational interventions in COPD is
minimal and of variable quality for denitive recommendation.
Educational programs should be of graded intensity and should be consistent with emphasis on tailoring
to three levels:
1. Core messages to all patients as one-on-one ofce sessions
2. Add facilitator or peer-led support groups and other community resources
3. Add comprehensive rehab components (with or without specialty referral)
Three chronic conditions that may be useful to benchmark for program design and implementationprocess include asthma, diabetes and osteoarthritis.
How Does the Practitioner Know That Education Is Making a Difference?
There are several conclusions reached in the research reviewed.
There is no evidence to indicate that education alone can improve pulmonary function. Educa-
tion is most effective when coupled with exercise programs and timely access to supportive
care teams.
There may be improvement in quality of life for patients receiving education about COPD, but
the data is subjective and not consistently demonstrated. The meta-analysis conducted on 65studies concluded that education alone had signicant benecial effect only on psychomotor
skills (inhaler technique). There were only three relevant studies to review the effects of educa-
tion alone, making conclusions on other outcomes unreliable.
Education alone may reduce patients' use of short-acting 2-agonists by as much as one-half.
Self-management studies did demonstrate statistical differences in response to changes in symp-
toms; one study showed patient initiation of prednisone 27% greater than control and antibiotic
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therapy 37% greater than control. Other studies showed improvement in self-efcacy but no
changes in overall quality of life.
Progressive muscle relaxation has been shown to reduce psychological distress and dyspnea.
(Bauldoff, 1997; Devine, 1996; Folgering, 1994; Gibson, 1999; Ketelaars, 1994; Scherer, 1998; Watson,
1997)
Supporting evidence is of classes: A, C, D, M, R, X
Pulmonary Rehabilitation Program for Moderate to Severe Disease
The primary goal of pulmonary rehabilitation is to decrease respiratory symptoms and improve quality of
life. Pulmonary rehabilitation, with a multidisciplinary approach including education and exercise training,
should be considered for COPD patients who have functional limitations that affect their quality of life,have maximized on standard medical therapy, and are not limited by other serious or unstable medical
conditions. For willing patients who are able to learn about their disease and are motivated to participate
in a comprehensive rehabilitation program, selecting a program that emphasizes regular in-home exercise
veried by an exercise log is strongly recommended. Long-term benets from programs after completion
have not been demonstrated except for home-based exercise programs. A summary of structures and servicesin pulmonary rehabilitation is attached in Appendix C, "Summary of Structure and Services - Pulmonary
Rehabilitation Program."
Studies of pulmonary rehabilitation programs for patients with COPD, including an ICSI Technology
Assessment, found the following:
Pulmonary rehabilitation programs standardly available in the United States are effective in improving
exercise capacity, quality of life and perception of symptoms but only for the duration of the program, typi-
cally 8-12 weeks. Deterioration toward baseline after completion of the program can be routinely expected,
unless the patient continues to participate in an exercise program. Pulmonary function measurements are
not benecially affected.
Pulmonary rehabilitation programs are generally safe for COPD patients.
There is evidence that a long-term, structured exercise program can provide benet for up to 18
months (Berry, 2003).
Supervised follow-up may be helpful in maintaining improvements, although more studies are needed.
A multidisciplinary approach, including exercise, maximizes the benets of a pulmonary rehabilitation
program when compared to a limited program focusing on education alone.
There is a need for additional research to clarify questions related to patient selection, program components
(including contents, duration, intensity and site) and long-term effects. In addition, there is a need to validate
and standardize the outcome variables used to assess change.
Please refer to the ICSI Technology Assessment Report, "Pulmonary Rehabilitation for Chronic Obstructive
Pulmonary Disease, #32" for full discussion.
(American Thoracic Society [ATS], 1995; American Thoracic Society, 1999; Cambach, 1999; Donado,
1998; GOLD, 2006; Grosbois, 1999; Institute for Clinical Systems Improvement, 1997; Lacasse, 1997;
Man, 2004; Resnikoff, 1998)
Supporting evidence is of classes: A, C, M, R
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14. Assess for Hypoxemia and Hypercapnia and Treat If Indicated
Key Points:
Assess for hypoxemia and consider assessment for hypercapnia.
Hypoxemia
Progressive hypoxemia is commonly associated with COPD patients. Hypoxemia can rapidly lead to clinical
deterioration. By preventing or correcting cellular hypoxia, the treatment of hypoxemia can be life-preserving.
Long-term oxygen supplementation has been demonstrated to improve survival in hypoxemic patients withCOPD. However, tissue hypoxia may not always be adequately prevented or treated by simply addressing
the hypoxemia. Rather, the physician must carefully evaluate the full scope of the oxygen transport and
delivery (Medical Research Council Working Party, The, 1981; Weitzenblum, 1985).
The evaluation of gas exchange status by arterial blood gas (ABG) measurement is recommended for initia-
tion of oxygen therapy, as well as to determine PCO2and acid-base status. Assessment for long-term oxygen
needs by arterial blood gas analysis should be considered for stable outpatients with:
1. severe airow obstruction;2. symptomatic dyspnea with polycythemia, pulmonary hypertension (by ECG or echo), or altered
mental status;
3. problematic heart failure; and
4. severe symptoms out of proportion to the degree of airway obstruction.
Pulse oximetry cannot determine acid-base status and is not considered sufciently accurate to replace ABG
(available) measurement in an initial assessment. ABG measurement can be used to conrm the accuracy
of pulse oximetry at rest and with exercise when oximetry is less reliable.
Supporting evidence is of classes: A, C
Nocturnal HypoxiaDuring sleep, even in individuals without COPD, minute ventilation decreases. In patients with COPD whose
O2
saturation is already low or borderline, this hypoventilation results in hypoxia, which can exacerbate
or precipitate pulmonary hypertension. Sleep disruption from hypoxia or sleep apnea can induce daytime
hypersomnolence and may worsen symptoms of COPD.
Risk factors for hypoxia during sleep:
Severe COPD, especially with resting oxygen saturation less than 88% or exercise-induced
hypoxia
Evidence of cor pulmonale
Daytime hypersomnolence in the absence of sleep deprivation
Polycythemia
(Carskadon, 1981; Gimeno, 1986; Little, 1999; Nocturnal Oxygen Therapy Trial Group, 1980)
Supporting evidence is of classes: A, C, D
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Screening for Nocturnal Hypoxia
Screening for nocturnal hypoxia can be done easily and inexpensively with overnight pulse oximetry in thehome. The oximeter is returned to the clinic, where the overnight oximetry and heart rate data are down-
loaded. If a signicant portion of the night's data indicates oxygen saturations below 88%, supplemental
oxygen should be provided empirically at 1-2 L/min. Home oximetry can be repeated at that level to verify
correction of hypoxia (Hoch, 1990; Knight, 1987).
The patient should be referred to a sleep specialist to rule out sleep-related disordered breathing if additional
abnormalities are present.
Support evidence is of class: C
Hypercapnia
In an ambulatory, stable patient with COPD, assessment for hypercapnia by arterial blood gases (ABGs)
should be considered in the following circumstances:
Clinical suspicion of hypercapnia (asterixis, headache, hypersomnolence, altered mental status)
FEV1 less than 1.0
Upon initiation of oxygen
Morbid obesity
Excessive daytime somnolence
Problematic right heart failure/cor pulmonale
Severe airow obstruction
Carbon dioxide (CO2)
retention may pose a threat in patients with impaired CO
2ventilatory drive. Careful
titration of supplemental oxygen should be performed in these patients. A pH drop along with a rise in PaCO
2
with initiation of oxygen therapy or an increase in inspired oxygen concentration is usually well tolerated in
the ambulatory stable patient with COPD. If hypercapnia results in a decrease in mental status, the patientmay need admission to a hospital for more intensive respiratory care and monitoring.
In the unstable patient with resting hypercapnia, initiation of supplemental oxygen should be titrated upward,
as there is a small risk of worsening CO2retention. Reassessment by ABG and clinical status looking for
signs/symptoms of hypercapnia is suggested 30 minutes after initiation of oxygen.
Hypercapnia does not require specic therapy, but instead, therapeutic intervention should be directed at
correcting the hypoxemia. Nonetheless, a pH drop along with a rise in PaCO2
with initiation of oxygen
therapy, or an increase in inspired oxygen concentration is usually well tolerated in the ambulatory stable
COPD patient. If hypercapnia results in a decrease in mental status, the patient may need admission to ahospital for more intensive respiratory care.
These recommendations are further claried in the ICSI Diagnosis and Treatment of Obstructive Sleep
Apnea Hypopnea Syndrome guideline.
(American Thoracic Society [ATS], 1995; Dunn, 1991; Lopez-Majano, 1973)
Supporting evidence is of classes: C, R
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Oxygen Therapy
Important Points:
Long-term oxygen therapy (more than 15 hours per day) improves survival and quality of life in
hypoxemic patients.
ABG measurement is recommended for initiation of oxygen therapy, as well as to determine PCO2
and acid-base status.
Pulse oximetry is a good method for monitoring oxygen saturation and can be used in adjusting the
oxygen ow setting.
Indications for long-term oxygen therapy have been adopted by Medicare as reimbursement
criteria.*
Patients considered for long-term therapy may benet from assessment by a pulmonologist.
Supplemental long-term oxygen therapy should be provided at a ow rate sufcient to produce a
resting PaO
2of greater than 55 mm Hg, or S
aO
2greater than 89%.
Titrate liter-ow to goal at rest: add 1 L/min during exercise or sleep or titrate during exercise
to goal of SaO
2greater than 89%. Titrate sleep liter-ow to eight-hour sleep of S
aO
2greater than
89%.
Consider referral for sleep evaluation if patient experiences cyclic desaturation during sleep but is
normoxemic at rest.
Recheck Sa
O2
or PaO
2in one-three months if hypoxia developed during an acute exacerbation.
Rechecks should be performed annually if hypoxia is discovered in an outpatient with stable
COPD.
* Appendix B contains a summary of Medicare Oxygen Coverage Guidelines.
Oxygen Delivery MethodsThe dual-prong nasal cannula is the standard means of continuous ow oxygen delivery for the stable COPD
patient with hypoxemia. It is not only well tolerated, but is also simple and reliable. Care must be taken
when assigning an estimated FiO2
to patients as this low-ow system can have great uctuations (AARC,
1996).
Reservoir cannulas, demand pulse delivery devices, and transtracheal oxygen delivery are oxygen-conserving
devices that can improve the portability of oxygen therapy, reduce the overall costs of home oxygen therapy,especially in patients requiring higher ow rates, and can more effectively treat refractory hypoxemia. These
devices function by delivering all of the oxygen during early inhalation. They reduce oxygen requirements
by 25%-75% compared to continuous ow oxygen. Disadvantages of these devices are that they are bulky
on the face, mechanically more complicated, and require additional care as well as additional training of
the user.(Bower, 1988; Gibson, 1976; Kory, 1962; Soffer, 1985)
Supporting evidence is of classes: C, D, M
COPD and Air Travel
Airline travel is safe for most patients with COPD. Hypoxemic patients should be evaluated clinically,
and a decision should be made regarding oxygen requirements. Patients with COPD receiving continuous
oxygen at home will require supplementation during ight. A doctor's order is required for patients who
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need supplemental oxygen during air travel. Special arrangements with oxygen or equipment suppliers
and the airline must be made at least 48 hours