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Richard Rhodes
609 Summer Hill Road
Madison CT 06443 USA
“A Great and Deep Difficulty”: Niels Bohr
and the Atomic Bomb
(Delivered at the Copenhagen Symposium, Washington, D.C., Saturday,March 2, 2002)
It is now almost fifty-seven years since the atomic bombings of
Hiroshima and Nagasaki forced an end to a long and terrible world war,
the most destructive war in history, a war that obliterated fifty-five
million human lives. If the killing has not ceased in the decades since
1945, neither has it raged in anything like the murderous intensity of
those horrific six years. Wars have claimed an average of about one
million lives annually in the years since 1945; but during the Second
World War the annual toll was nearly eight times that average. The most
fundamental reason for this historic reduction in man-made death, I
believe, was science’s discovery of how to release nuclear energy. The
Second World War was the first nuclear war. And that made all the
difference.
Niels Bohr foresaw the changes that would come to the world with
the discovery of nuclear fission. Fission was discovered in Berlin in late
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December 1938. In the next two years, Bohr contributed significantly to
understanding how the extraordinary new reaction worked. Fortunately
for the world, exploiting nuclear fission in a weapon turned out to be a
complicated and expensive process. Natural uranium is a mixture of
several isotopes, and only one of them, U235, turned out to be good
bomb material. U238, the predominant isotope of uranium, actually
poisoned the reaction. The U235, the bomb material, was only one part
in 140 of natural uranium. The other 139 parts were U238. So the U235
would have to be separated from the U238 if it was to be used in a
bomb. And separating the two kinds of uranium would require huge
factories on the scale of major oil refineries to accomplish. Army agents,
late in the Second World War, picked up a week’s output of U235 from
the vast isotope-separation facility at Oak Ridge, Tennessee, and carried
it to Los Alamos, in a small briefcase.
Difficult as isotope separation would prove to be, Bohr in 1940 had
thought it would be even more difficult, and had doubted that an atomic
bomb could ever be built. By the time he escaped from Nazi-occupied
Denmark in the autumn of 1943 he knew better, as we will hear. His
mother was Jewish, and he left his homeland only one step ahead of the
Gestapo. He had been warned that the Nazis were preparing to round
up the Danish Jews and ship them to a death camp. He crossed the
Øresund with his family at night in a small boat. His first act after he
reached neutral Sweden was to go to the king and convince him to
broadcast an offer of asylum to the Danish Jews. Only when that mission
was accomplished did Bohr travel on to England, carried famously in the
bomb bay of a British Mosquito fighter-bomber like some new secret
weapon, which he was. In England, Bohr was fully briefed on the Anglo-
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American atomic bomb program. He was surprised and shocked at how
far the program had advanced. He immediately began thinking about
the future consequences should atomic bombs be built.
When uranium fissions, a small amount of mass is converted into
energy in the form of heat, a process that is several million times more
energetic than chemical burning. Albert Einstein had first quantified this
mass-energy conversion in his famous formula E = mc2. Since the c in
Einstein’s formula designates the speed of light, a very large number,
and that very large number is squared, the formula emphasizes that
even a small amount of mass, when it fissions, will release a stupendous
amount of energy. The bomb that destroyed Hiroshima, for example,
was a crude first-generation weapon, handmade at Los Alamos, with an
efficiency of less than one percent. It contained about 150 pounds of
U235; it exploded with energy equivalent to about 13,500 tons of TNT;
but 13.5 kilotons means that less than one gram of U235 was
completely converted into energy.
Bohr understood Einstein’s formula and quickly worked out the
numbers, as physicists in many other countries had already done. But
Bohr, who was not only one of the great physicists of the 20th century
but also one of the great philosophers, also understood what the
numbers meant. In late June 1944 we find him in residence at the
Danish Embassy here in Washington, D.C., sweltering in the summer
heat—for working in Washington in those days, Danish diplomats are
said to have received a tropical hardship allowance, and perhaps they
still do—preparing a memorandum on nuclear energy for Franklin
Roosevelt, hoping to convey his visionary understanding to the
President of the United States.
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By then Bohr had already survived a disastrous encounter in
London with Winston Churchill. Preoccupied with the approaching
Normandy invasion and with England's declining fortunes, Churchill was
not prepared to listen to advice on the highest affairs of state from a
Danish academic. "I cannot see what you are talking about," the Prime
Minister had scolded Bohr impatiently. "After all, this new bomb is just
going to be bigger than our present bombs. It involves no difference in
the principles of war."1
Bohr knew better. He knew about not only atomic bombs; at Los
Alamos that spring he had learned from Edward Teller about the
possibility of hydrogen bombs as well, weapons with essentially
unlimited destructive potential. These possibilities were worrying his
younger Los Alamos colleagues. Bohr’s insight had brought them a
measure of comfort, as the Austrian emigré theoretician Victor
Weisskopf would remember. “In Los Alamos,” Weisskopf said later, “we
were working on something which is perhaps the most questionable, the
most problematic thing a scientist can be faced with.” Weisskopf meant
they were working on what we today call weapons of mass destruction—
a new experience for physicists, who up to then had thought of their
discipline as almost theologically otherworldly. “At that time,” Weisskopf
continued, “physics, our beloved science, was pushed into the most
cruel part of reality and we had to live it through. We were, most of us
at least, young and somewhat inexperienced in human affairs, I would
say. But suddenly in the midst of it, Bohr appeared in Los Alamos.
“It was the first time we became aware of the sense in all these
terrible things,” Weisskopf concluded, “because Bohr right away
participated not only in the work, but in our discussions. Every great and
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deep difficulty bears in itself its own solution . . . . This we learned from
him.”2 Bohr was characterizing the complementarity of the bomb, its
potential not only for devastation but also, as he saw, its potential for
limiting war. The principle of complementarity had been central to his
formulation of quantum physics; he had scolded Heisenberg for
introducing it only in limited form in quantum mechanics as the
Uncertainty Principle, because Bohr understood complementarity to be
one of the deep organizing principles of the natural and human world.
So here in Washington at the Danish Embassy, occupying his
hands sewing on buttons and darning socks, with his teenage son Aage
at his side taking dictation, Bohr dictated draft after draft of his
Roosevelt memorandum, lavishing as much attention on its logic as he
had lavished on his papers in theoretical physics, struggling to explain
the inevitable consequences of the discovery of how to release nuclear
energy.
"The whole enterprise," Bohr told Roosevelt, "constitutes...a far
deeper interference with the natural course of events than anything
ever before attempted, and its impending accomplishment will bring
about a whole new situation as regards human resources. Surely, [Bohr
went on] we are being presented with one of the greatest triumphs of
science and engineering, destined deeply to influence the future of
mankind."3
Bohr told of "enormous energy sources which will be available"
that would "revolutionize industry and transport." (He was alluding to
the development of nuclear power for generating electricity and for
driving ships and submarines.) But of more immediate concern, he
cautioned Roosevelt, was the creation of what he called "a weapon of
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unparalleled power" which would "completely change all future
conditions of warfare." He said that better in 1957, after the nuclear
arms race had begun between the United States and the Soviet Union.
He said, "We are in a completely new situation, that cannot be resolved
by war."4
Bohr warned Roosevelt in 1944 of what he called "the terrifying
prospect of a future competition between nations"—he meant a nuclear
arms race—unless those nations negotiated what he called "a universal
agreement in true confidence." He understood the necessity of
transparency between nuclear powers to prevent (in his words) "a
competition prepared in secrecy." He expected that there would have to
be, as he put it, "such concessions regarding exchange of information
and openness about industrial efforts, including military preparations, as
would hardly be conceivable unless at the same time all partners were
assured of a compensating guarantee of common security." Openness
proved elusive, as we know, and the United States and the Soviet Union
eventually came to rely on so-called national technical means of
verification — that is, on satellite surveillance. Bohr had imagined that
all sides would judge openness to be a fair exchange for security, but
until recently the two superpowers resisted that conclusion. They
preferred extended deterrence — preferred, that is, a dangerous and
expensive arms race. Now in the aftermath of that arms race, Bohr's
argument for openness remains no less valid than it was in 1944.
Common security against nuclear danger requires transparency; a world
free of nuclear weapons will have to be completely transparent where
nuclear technology is concerned, each side able to inspect factories and
military installations on the other side’s territory whenever it has reason
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to do so. "Bohr was clear," his colleague and admirer Robert
Oppenheimer would say later, "that one could not have an effective
control of...atomic energy...without a very open world; and he made this
quite absolute.... In principle, everything that might be a threat to the
security of the world would have to be open to the world."5
Bohr hoped that openness achieved for nuclear security might
have a complementary outcome as well. "What it would mean," he told
Secretary of State George Marshall in 1948, after the Iron Curtain had
clanged down, "if the whole picture of social conditions in every country
were open for judgment and comparison, need hardly be enlarged
upon."6 If peoples could see each other, that is, they could observe each
others' form of government and way of life and use that information to
improve or change their own. Bohr would seem to have modeled his
vision of the world on the experience of his homeland. The Scandinavian
countries had fought each other and the rest of Europe bloodily for
centuries before coming to accept the futility of such conflicts. "An open
world," Bohr told the United Nations in 1950, "where each nation can
assert itself solely by the extent to which it can contribute to the
common culture and is able to help others with experience and
resources, must be the goal to put above everything else."7 And then,
most generally and profoundly, Bohr concluded: "The very fact that
knowledge is itself the basis for civilization points directly to openness
as the way to overcome the present crisis."8
Roosevelt listened, but Churchill continued to refuse to do so, and
Bohr's lonely initiative went unheeded. Indeed, Churchill almost
succeeded in having the Danish physicist thrown in jail. Britain and the
United States did not sit down with the Soviet Union before the end of
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the Second World War to confront the common problem of controlling
nuclear weapons. Instead, the Western nations tried to keep secrets of
technology that were already being worked out independently by Soviet
scientists and had already been lost to Soviet espionage. Britain and the
United States agreed to use the atomic bomb against Japan without
warning or demonstration, hoping to end the Pacific War sooner, to limit
Soviet participation and to save American lives. When Japan had
attacked China in the 1930s, the United States had publicly condemned
what it called Japan's "inhuman bombing of civilian populations."9 The
atomic bombings of Hiroshima and Nagasaki by two American B-29s
made starkly clear the change in the scale of destructiveness that
nuclear weapons initiated: in Hiroshima alone, of 76,000 buildings,
70,000 were damaged or destroyed, 48,000 totally. Ninety percent of all
Hiroshima medical personnel were killed or disabled. Up to September
1st at least 70,000 people died. More died later from the effects of
exposure to ionizing radiation. All from one bomb dropped from one
plane early on an August Monday morning.
The tragedies of Hiroshima and Nagasaki would be unique; theirs
would be the only atomic bombings. In 1945, the "completely new
situation" Bohr foresaw that could not be resolved by war had not yet
become reality; while there was yet only one nuclear power on earth,
that nuclear power could dare to use its weapons against an opponent
not similarly armed. For four years after the war, the United States
continued to hold such a monopoly, and then the Soviet Union tested a
plutonium bomb identical to the one that had destroyed Nagasaki, the
superpower arms race began with a tumult of atmospheric testing in
1951 and the confrontation moved rapidly to stalemate.
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Not deadlock, as in Korea, nor even defeat, as in Vietnam and
Afghanistan, would ever again justify escalation from conventional to
nuclear weapons. The danger was too great. McGeorge Bundy, national
security adviser to Presidents John Kennedy and Lyndon Johnson, put
that danger in perspective in a 1969 essay in the journal Foreign Affairs.
"In light of the certain prospect of retaliation," Bundy wrote, "there has
been literally no chance at all that any sane political authority, in either
the United States or the Soviet Union, would consciously choose to start
a nuclear war. This proposition is true for the past, the present and the
foreseeable future.... In the real world of real political leaders [Bundy
went on]...a decision that would bring even one hydrogen bomb on one
city of one's own country would be recognized in advance as a
catastrophic blunder; ten bombs on ten cities would be a disaster
beyond history; and a hundred bombs on a hundred cities are
unthinkable."10
In the expert judgment of at least one experienced national
security adviser, that is, one hydrogen bomb, guaranteed deliverable,
has been for many years a sufficient deterrent. The vast gulf of numbers
between that minimum deterrent and the tens of thousands of nuclear
weapons that the superpowers stockpiled in the years of the Cold War
and continue to maintain despite laudable reductions, reveals the
extent to which nuclear arms have served purposes other than self-
defense. Among those purposes have been political warfare, economic
warfare and domestic economic stimulus. The truth is, through much of
the Cold War, the United States and the Soviet Union dangerously and
opportunistically contended for hegemony by building and testing
nuclear weapons, risking all our lives.
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Yet, though they bristled with genocidal armaments,
paradoxically, across the past five decades, with reluctance and often
with ill will, every nuclear power, large and small, has felt compelled to
limit its power to make war—compelled, that is, to limit the exercise of
its national sovereignty. Who or what drove that unprecedented
compellence?
Science compelled that limitation. Knowledge—the knowledge
that in Bohr's phrase is "itself the basis of civilization"—compelled that
limitation. Nuclear energy was deliberately released for the first time
minutely on a laboratory bench in Berlin in December 1938. Four years
later, in December 1942, a small experimental nuclear reactor at the
University of Chicago, the first in the world, increased that manifestation
of the new knowledge to half a watt of power. In 1945, a plutonium
implosion bomb tested in the New Mexican desert increased nuclear
energy's compass further to the equivalent of eighteen thousand tons of
TNT. Then bombs that exploited nuclear energy destroyed one Japanese
city and tens of thousands of lives and then another Japanese city and
more thousands of lives. Then the process bifurcated and began to
manifest itself simultaneously as a source of energy and a source of
destruction, but the destructive potential was encapsulated and went
latent and only the energy was expressed. Nuclear energy today meets
the annual electrical needs of more than one billion people throughout
the world, our newest and cleanest form of energy, the only major
source that does not depend directly or indirectly on sunlight. At the
height of the Cold War, the encapsulated destructive potential of
nuclear weapons reached at least 10,000 megatons, two tons for every
man, woman and child on earth. This remarkable chronology charts an
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enlargement of influence across only six decades—a dispersion of
knowledge, if you will—of orders and orders of magnitude.
Most of us were taught that the goal of science is power over
nature, as if science and power were one thing and nature quite
another. Bohr observed to the contrary that the more modest but
relentless goal of science is, in his words, "the gradual removal of
prejudices."11 By “prejudice,” Bohr meant belief unsupported by
evidence. It was a prejudice, based on incomplete knowledge of the
natural world, that the earth is the center of the universe. It was a
prejudice, based on incomplete knowledge of the natural world, that
humankind is a separate creation rather than a product of evolution.
One enduring prejudice resulting in immense human suffering has been
the belief that in an anarchic world there are no limits to national
sovereignty except those that armed conflict might determine.
Knowledge of how to release nuclear energy, knowledge that only
science was structured to perceive, has now come to define a natural
limit to national sovereignty. The authority of the institution we call
science, that is, has taken precedence, at least in this extreme arena,
over the authority of the nation-state. Science has fielded no armies in
order to do so and is indeed pacifist; rather, it has gradually removed
the prejudice that there is a limited amount of energy available in the
world to concentrate into explosives, that it is possible to accumulate
and deliver more such explosives than one's enemies and thereby
militarily to prevail. Science, revealing that matter, properly arranged, is
all energy, available to even a small nation in essentially unlimited
quantities, has revealed total war—world war—to be historical, not
universal, a manifestation of destructive technologies of limited scale.
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The solution that the great and deep difficulty of the bomb bore within
itself has been the prevention of large-scale war. In the long history of
human slaughter, that is no small achievement.
*
Bohr hoped to convince the Allied leaders to move to negotiation
against the common danger of nuclear weapons before the weapons
were used and a nuclear arms race began. That hope was forlorn,
probably because trust had eroded across the long years of war and
openness could not yet be guaranteed. The price of containing the 20 th
century’s epidemic of man-made death by the route of an arms race has
been that we have all been held hostage—the earth itself has been held
hostage—to the threat of omnicidal slaughter and the destruction of the
human world. But Bohr’s fundamental assessment still applies. We are
still in a completely new situation that cannot be resolved by war. Since
late in the Cold War both we and the Russians have been reducing our
nuclear arsenals. A diminished third wave of proliferation is playing itself
out in South Asia and the Middle East, but it is difficult to imagine any
nation or pair of nations wasting much of their national treasure on an
extended nuclear arms race, given the record of its futility. The United
States and Russia have dismantled more than twenty-five thousand
nuclear weapons so far and have destroyed hundreds of delivery
systems, and the two nations are now preparing further reductions. The
fact that nuclear weapons are useless for war-fighting means that they
burden military budgets, a truth that has not been lost on the Pentagons
of the world. The September terror attacks brought that truth home, and
the recently-completed Bush administration Nuclear Posture Review
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supports large reductions in the U.S. nuclear arsenal while proposing
new generations of precision conventional weapons to replace them.
Nevertheless, we will not be safe from disaster so long as there
are nuclear weapons in the world. Sooner or later, by accident or
deliberately, weapons that are held in national arsenals will be used.
The recent very frightening confrontation between India and Pakistan
gives urgency to this point. In the long run, we will not be safe, and the
world will not be safe, from devastation and horror on a scale far beyond
the Holocaust, far beyond the two world wars, unless nuclear weapons
arsenals are abolished. The end of the Cold War opened up a millennial
opportunity to move in that direction. So far the opportunity has not
been seized. One result is that India and Pakistan have become full
nuclear powers. Iran may soon follow. National missile defense,
whatever its merits, does not address the fundamental inequity of the
insistence by the nuclear powers that nuclear weapons are vital to their
security but that other nations should forego nuclear arms.12
Abolition—which is what Bohr in 1944 hoped could be achieved
preemptively—has seemed utopian: in a world without nuclear weapons,
what if someone cheats? But even if an appropriate enforcement
authority proved insufficient to dominate an outlaw entity; even if the
conventional military forces of nations threatened by such an outlaw
came to stalemate as well; the act of moving to build a clandestine
nuclear arsenal would be an act of war. And since knowledge of how to
release nuclear energy knowledge of how to build nuclear
weapons will always be with us so long as we maintain it and the
human world continues, such an act of war could always be
countered deterred by reverting to nuclear weapons production. The
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knowledge that 20th-century science extracted from the silence of the
inanimate is part of our scientific and technological heritage, which
means that nuclear deterrence will continue to influence international
relations and limit national sovereignty even when there are no longer
any actual nuclear weapons in the world.
Or think of it this way: early in the nuclear arms race, when the
only delivery system available was intercontinental bombers, delivery
time from base to target was perhaps twenty hours. Today delivery time
by ICBM is thirty minutes, by forward-positioned nuclear submarine
perhaps fifteen minutes, meaning national leaders have at best ten
minutes during which to assess intelligence about a possible attack and
decide to respond. In a world without nuclear weapons, in contrast,
delivery time from factory to target would be perhaps three months,
greatly extending the grace period available to make a decision, to
negotiate, to intervene. This way of conceiving nuclear abolition not as
resolving the nuclear dilemma (because the nuclear dilemma is
permanent and cannot be resolved short of ending human civilization)
but rather as extending delivery times to give nonviolent means of
resolution space to do their work moves abolition from the realm of the
utopian into the realm of the real.
Bohr located it in the realm of the real at the very beginning.
“They didn’t need my help in making the atom bomb,” he told a friend
later. He came to America, came to Washington, to another purpose. He
left his wife and children and work and traveled in loneliness to America
for the same reason he had crossed the ∅resund and hurried to
Stockholm in a dark time to see the King: to bear witness, to clarify, to
win change, finally to rescue. His revelation was a vision of the
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complementarity of the bomb—a vision as clear, as fresh, as magisterial
and as hopeful today as it was in 1944. Every great and deep difficulty
bears in itself its own solution . . . . This we learned from him.
Thank you.
NOTES
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1. Jones, R. V. 1966. Winston Leonard Spencer Churchill. Biog. Mem. F. R. S. 12:35, p. 88ff.2 Quoted in Moore, Ruth. 1966. Niels Bohr. New York: Knopf, p. 330. Emphasis added.3. Niels Bohr to Franklin Roosevelt, 3.vi.44; J. Robert Oppenheimer Papers, Box 21, U.S.Library of Congress.4. Quoted in Nielson, J. Rud. 1963. Memories of Niels Bohr. Physics Today. Oct., p. 30.
Emphasis added.5. Oppenheimer, J. Robert. 1963. Niels Bohr and his times. Three lectures, unpublished
MSS, J. Robert Oppenheimer Papers, Box 247, U. S. Library of Congress. Lecture III, p. 9.6. Quoted ibid.7. Rozenthal, Stefan, ed. 1967. Niels Bohr. North-Holland Publishing Company, p. 350.8. Ibid, p. 351.9. Quoted in Markusen, Eric, and David Kopf. 1995. The Holocaust and Strategic Bombing:
Genocide and Total War in the Twentieth Century. Westview, p. 97.10. Bundy, McGeorge. 1969. To cap the volcano. Foreign Affairs 48:1 (Oct.), pp. 9-10.11. Bohr, Niels. 1958. Atomic Physics and Human Knowledge. John Wiley, p. 31.12 For a full discussion of this point cf. Butler, Richard. 2001. Fatal Choice: Nuclear Weapons
and the Illusion of Missile Defense Cambridge MA: Westview Press.