Bobby R Baldock Financial Disclosure Report for 2009

8/3/2019 Bobby R Baldock Financial Disclosure Report for 2009

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~o/o FINANCIAL DISCLOSURE REPO L] in d~dver mnc , a Ac t o f !978R o y . # 7 o / o FOR CALENDAR YEA R 2009 ~ ( 5 t T ~ s . c a p l , . L ~ " 1 6 1 4 1 / )i . Person Reporting ( las t nam e, f i rs t , middle ini t ia l ) 2, Court or Organization 3 . Date of R e p o r tBALDOCK, Bobby R. U.S, Cour t of Appeal . s -10th Cir 4/15/2010

4 . T i t l e ( A r t i c l e I l l ju d g e s i n d i c a t e a a l i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( ~ e c k a p p r o p r i a t e ty p e ) 6 . Report ing Pe r iodmagistrate judges indicate full- or part-time) 01/0112009] Nomination, DaleU,S . C i rcu i t J u dg e - S e n io r [] Initial [] A n n u a l [] Final to12/31/20095 b . [] A m e n d e d R e p o r t

7. Chambers or Office Address 8 , O n the basis of the informat ion contained in this Report and anymodif icat ions p er lalnlng thereto , it Is~ Io my opin ion , in complianceP,O. Box 2388 w i th a pp l ic ab le l aws a nd r e gu la t ion s .Roswel l , lqew Mexico 88202-2388

Reviewing Off icer D a t e

I M P O R T A N T N O T E S : The instructions accompanyblg this form must be followed. Complete all parts,c h e c k i n g t he N O N E b o x f o r e a c h p a r t w h e r e y o u h a v e n o r e p o r t a b le i n f o r m a t i o n . S i gn o n l a s t p a g e .

[~ NONE (No r e p o r t a b l e p o s i t i o n s .)POSITION NAME OF ORGANIZATION/ENTITY

1. Trustee Trust # 1

f .

NONE ~o reportoble agreements.) ~ "~ pARSES AN~ TERMS


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N a me o f P e r s o n R e p o r t i n g Date o f R e p o r tPa gcFINANCIAL2 of 9 DISCLOSURE REPORT I B A L D O C K , B o b b y R . 4 / 1 5 / 2 0 1 0

A . F li ers Non-Inves tment Inco meN O N E (N o r e p o r t a b le n o n - in v e s t m e n t i n c o m e . )D A T E ~OURCE AND TYPE INC.,_QM~(yours , not spouses)

1.2.3,4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - ~ I s ,o . w e r e m a r r i e d d u r i n g a n y p o r t l o n o f t h e r e p o r t l n g y e u r , o o t p le t t h i s se c t i o n .( D o l l a r a m o u n t ~ o t r e q u ir e d e x c e p t f o r h o n o r a r i a . )

NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

2.

4.

I V . R E I M B U R S E M E N TS - I r al~ s p or fa t lon , I odg ] l lg~ food ~ ~ l ~ r t a l n I . ~ I .( I n c l u d e s ~ h o ~ t o s k , a u ~ e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i li n g I n s t ~ c t i o r m )

D N O N E (N o r e p o r t a b le r e i m b u r s e m e n t s .)~ ~ L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

I. A ll i~n ce De fe n se Fu n d - T h e A ug u st 6 -7 , 2 00 9 Phoen ix , AZ L ega l F e l l ow sh i p - S p e ake r Transpo r t a t i on , m ea l s , l odg i ngBlacLstone Legal Fel lowship2. Northwestern School of Law October 9- I 1, 2009 P or t la n d , OR P re s e n te r of Dis t in g u ishe d T r , mspor t a t ion , m e a l s , lodg ingof Lewi s & Cl a rk Col l ege G ra d u a t e A wa r d

3.4. ~"5.


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FINANCIAL DISCLOSURE REPORT ~ .... f P ~ o . R e p o . i .~ D . ,c o r t ~ p o .P a g e 3 o f 9 BALDOCK, Bobby R. 4/1512010

V . G I F T S . (Includes those to spouse and dependent c.Mldren; see pp. 28-31 of fihng Inrtruction,.IN O N E (No reportable g i f t s . )

SOURCE R~ ~1 .2.3.4.5.

V I . L I A B I L I T I E S . a n a . , t ., , ~ o ~ * o ; $ ~ , o , , $ ~ . ,~ , ~ d ~ , , , t e ,, , ~ , ~ t d ~ , , ,; ,~ ~ , ~ , , ~ 2 - ~ o ~ t ~ n g ~ $ , , ,, .~ o n ~ )~ N O N E (N o r e p o r t a b l e l i a b i l i t ie s . )

R . C . ~ _ F . . d 2 1 . T _ Q ~ ~ VALUE CODE1 . P ion e e r Sav in g s Re n ta l P rop e r ty #2, Cha ve s Cou n ty, NM L

2.3.4.5.


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FI NA N C I A L D I S C L O S UR E R E PO R T [N a m e o f Person Repar t ing D a t e o r R e p o r tPa g e 4 of 9 ] B A L D O C K , B o b b y R . 4/15/2010V I I . IN V E S T M E N T S a n d T R U S T S - - i. ~ o o ,~ , ~ .~ o , t . . .. .. c a o ~ s (Inchtde.~ [hox~. ofspol, s~ arid dtpemlent children; x e e p ~

N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s, o r t r a n s a c t i o n s . )A. B. C. [ D .D e s c r i p t l o ~ o f A s s e ts I n , m e d u r i n g Gross value at end ffcansacfions during ~poning( inchding i~s t as se~) reposing pedo~ of ~poning period

P l a c e " { X ) a f l e r ~ c h .... A ....t T~e(.g. V~e I Val~e I T ~ p * C e , g . , D ~te [Vot , , e I G~i. lde.tltyor,~.o~.o~o~ c o ~ ~ ~ i ~ ., ,~ n ~ co~ I ~ ~ i ~"~ ~"I~ I c~ I ~(A-I~) ] (l-o) I Code 3 I ~demption) ( i f p r i v a t ei ( ~W ) ~ . t , ~ n s ~ c l i o n )

1. M e,i l l Lyn ch IRA D Di v i d e nd M T

2. -XCEL

3. -A im Weinga r t en Mu tua l Fund

4. -Lord Abbe t t (Mu tua l R Fund )5. - ING S ma l l C ap ( Mu t u a l Fund )6. - F r a n k l i n l a v e s . S e c . T R E q u i t y I n e om ~(Mu tua l Fnnd )7. -Merr i l l Lynch Ret i rement Reserves

8. -Me rr i l l Lynch Cash Equivalen t Accounts

9. -Fir s t Bank of Puer to Rico B u y 6/9/09 J

I0 . Ma t u r e d 09114109 K

1 1 . Hunke r Comm une (El Pa so , Nava jo, B Royalty J W *Se e V I I IWes te r n , Adven tu r e* )1 2 . Lot in South Sp r ing Acres , Roswe l l , NM None J W

1 3 . Stock i n S ou th Sp r i ng Acr e s , Roswe l l , NM D Div i dend K W

1 4 . Mine r a l s , Wash i t a Coun ty , OK (BBX Oi l C Ren t J WCorp,)1 5 . Si [ve r and s i l v e r coi n s None J T

1 6 , Gcld coin s None J T1 7 . Navajo, Hockley County, T X B Royalty J W

2. Va l~ Co , te l J =$15,000 or tess K =$ 15,~1 - SJ0,000 L =$5 0,001 - $100,0~ M(See C0h~ns C [ ~d D3) N =$ 250.001 - $500.0~ O -$5 0 0 ,0 01 - $ 1 ,~ ,~ P l ~$1,~ ,001 - $5,000 ,~ P2 ~$5.~.~1 - $25.~,0~P~ =$ 2L000.~1 - $50.000,~0 t4 -More ~h~]. V a lu le M ethod C~e~ Q ~App~isa l R ~os l {gc ~ ~a t e Ody ) S -A~n~nt T ~ s h M a ~ e ~(S~ Colmnn C2) U -Book Vslue V ~th~ W


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FINANCIAL DISCLOSURE REPORT I N a m e o f P e r so n R e p o r t in g [ Date of ReportP a g e 5 of 9 [ B A L D O C K , B o b b y R . ] 4!1512010V I I . I 1 N V E S T M E N T S a n d T R U S T S - - O , c o , , .e . . a t , , e , t . . . . . . d i G . , ( in c l u d e s t h o s e o f s p o , , st n n d d e p e n d e n t c l ~ l ld r a , : s, e pp. 34-60 o l 1 7 n n g i ns t r u c t ions , )

" N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s, o r tr a n s a c t i o n s . )A. I B. C. D.

D e s c r i p t i o n o f A s s e t s I Income during G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X } " a l t e r e a c h a s s e t Amount | Type (e .g . , Value ] Va lue T y p e ( e . g . , D a t e Va lue G a i n Idenlity of

e x e m p t f r o m p r i o r d i s c l o s u r e ] Code 1 / div . , ren t . C o d e 2 M et h o d buy, sel l , m m ld d ! y / C o d e 2 C o d e I b~yer/seller,(A-H). or int.)(J-p) C o d e 3 r e d e m p t i o n ) (J-l) ( A - H ) ( i fpr ivnte/ ( Q - W ) I r a n s a c t i o n )1 8 . P i o n e e r S a v i n g s B a n k C I n t e r e s t L T

1 9 . Working interes t in t todges- l [ockley B Royalty J TCotmty, TX2 0 . Working interes t in Jef fers-Hockley County, A Royalty J T

T X2 1 . Working in te res t in Pa ir+ Hockley County, A Royalty J T

2 2 . Working inte res t in Reed-t lockley County, A Royalty J TT ~2 3 . Working in te res t in White-Hockley County, A Royalty J T

24 . W0rkinginte res t in Ter ry-Hockley County, A Royalty J TT ~2 5 . Cash V a l u e Li f e I n su r an ce , Cha r lot t e , NC A In te res t J T(Money Marke t Acct)2 6 . O i l&G a s I t e m s :2 7 . XqO Energy P roduct ion A Royalty J W

2 8 . BP Am Produc tion Company E Royalty K W2 9 . Conoco Phill ips E Royalty K W

3 0 . Sun co Oi l & Gas Produ ct ion A Royalty J W3 1 , Grea t Wes t e r n Dr i l ll i ngCompan y C Royalty K W3 2 , El Pa so P roduc t ion Comp any C Royalty K W

3 3 , Working i n t e r e s t i n Mew bou rn O i l, Eddy B Royalty J WCounty, NM3 4 . Proper ty #2, Chaves Coun ty, NM A Rent L W

3 . V a l u e M e l h o d ~ d e s Q -Ap ~ a i s a l R ~o~ (Real E~le Only) S =Assc s smen~ T ~ C a s h M a r k ~


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Iame of Person Reporting Date of ReportFI NA N C I A L D I S C L O S UR E R E PO R T , BALDOCK, Bobby R. 4/15/2010Page 6 o f 9V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,e, ~,1,,~. ~ ..... e~;o,,, (Includes ,I, ose of w ...... d d~penden! children; see pp. 34-60 of fillng tnttruetlons.)

[~ N O N E (No reportable income, assets, or tramactions.)A. B. C. D.

Description of Asset~ Income during Gross value al cad Transactions during reporting period(including trust assets) reporling period of reporting period )

Plaee"(X)" after each asset ~ m o u n ln Type (e.g., Value I Value Type (c.~., Date V~lu [ Gain ] Identily ofexemptf rompdord isc losure C ode l [ div.,reot. Code2 [ M e thod buy, sell, mm/dd/yy Code2 [Codcl] b,,yer/scller(A-ll)I or int.) (l-P), Codo3 rcdcmptior.) ._[ (J-p) ~ (A-H)I

(ifprivatc..___~[ (Q.~_-W) tran~ction)

3 5 . T r u s t #1 (X ) D Dividend O T

3 6 . - C i t ig r o u p

3 7 . -Compu t e r Sc i ence s

3 8 . - H a ll i b u r to n C o ,3 9 . - l n n s u i t e s H o s p i t a l i t y T r u s t S B I

4 0 . - KB Ho m e

4 1 . -KimberlyClark Corp.4 2 . -Meadwestw~co Corp.

4 3 . -3M Co., 4 4 . - W a l g r e e n

4 5 . -Wells Fargo & Co. New

4 6 . -Columbia Tax Exempt Fund A

4 7 . -FT Franklin A Z T/F Inc. A4 8 . -Oppenhe im er Globa l Fund Clas s A

4.9. -Van Kampen Muni Income Fd CL A

5 0 . - G l e n d a l e A r iz U n l H i g h F G I C 4 . 8 7 5070113 D TD 1001985 1 . -Piton Cnty A riz Str & H wy R ev NPFG B/E

--1 . I n com e G n in Cod e s : A = $ i,000 or le s s B = $ I .001 - $ 2.5 00 C = $ 2.5 0 t - $ 5 .000 D =$5 ,001 - $15 .000 E =~15 ,001 - $ 50 .000F =$50.001 - $100,000 G =$ I00,001 - 11,000,000 111 =51 ,0nO,001 . $5,000,O00 112 =More thanI S l e C o h t n m ~ I l l a n d 04 )

2. V~h~ Codes J - 515 ,000 or l eg s K =515 ,1)01 - $50 ,000 L ~$50,00 | - 1100,000 M ~$ 100 ,001 . 1250 ,00~($ e Coh lm n s C | ~n d D 3) N -$ 25 0.001 - $ 500, 000 O = 55 00, 001 - $ t, OO 0, 000 P l =5 l,O OO ,O 0t - S J, 000, 0C ,0 P2 =$5,0~.00! .P3-$ 25 ,O00.001 5 50,000,000 1"4 ,~, to~c than $50,000.000

3 . Vah~e M o thod Code~ Q =Appr a i s . d R =Cos1 (Re~l E,; ta~e Only) $ =Asr . e~men t T = C a g h M a r k e t(Se e Coltm m C2) U = Book V a lu e V ~Othe r W =E~tima,ed


7/9

FI NA N C I A L D I S C L O S UR E R E PO R T Name of Pe .... Rep or t ing D~lc o f I t cpor~Page 7 o f 9 B A L D O C K , B o b by R . 4 / 1 5 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S -i ...... ~ vah~e, era ....dot,s (Inclades those of sp ...... d d e l ~ e n d e n t c h i l d r e n ; ~ e t p ~ 3 4 - 6 0 o f f i li n g i a x t r u c t io n s . )N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s, o r t r a n s a c t i o n s . )

~s~ i p t i on o f As s e t s I ncome d u r i ng Gr o s s v a l u e a t e nd Tr a n s a c f i o~ d u r i n g r e po r l i n g ~ r i od( i~C lu~ i~g ~g a.,~),[ ( l ) r~P~ng per iod(2 ) ~---~~f r~po~ing pe riod ~ (1 ) -~ ~) ~~ (~

e x em p t f r om p r io r d i s c lo s u r e ~dc 1 [ dlv., tea~ ~de2 Meth od I bu y , s e l l ,(A -H ) or in l . ) ( J -P) C ode 3 r e d e m p t i o n )j ( Q - W )

5 2. -Arizona St Univ Revs Cpn FGIC [email protected] 3 . -Res~ Management Ac~unt Money

Market


8/9

FI NA N C I A L D I S C L O S UR E R E PO R T ~ a m ~ o f P ~ o . R ~ p 0 ~ t i o g I o , ~ , o r a c ~ o .P ag e 8 o f 9 B A L D O C K , B o bb y R .l

4 / I 5 1 2 0 1 0

V I II . A D D I TI O N A L I N FO R M A T I O N O R E X P L A N A T I O NS .I t em I I - Adven t u r e Exp lo r a t ion pu rcha s ed Rex Ene r gy


9/9

Izme of Person Report in~ Dire of ReportFINANCIALpa ge 9 of 9 DISCLOSU RE REPORT I BALDOCK, Bobby R. 4 / 1 5 / 2 0 1 0IX. CERTIF ICATION.

| ce i t if y t h a t a l l i n f o r ma t i o n g i v e n a bov e ( i ncl u d i n g i n f o r m a t i o n p e r t a i n i n g t o my s p ou s e a nd m i no r o r d e p e nd e n t c h i ld r e n , i f a ny ) i xa c cu r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o wl e d g e a n d b e l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r te d w a s w i t h h e ld b e c a u s e i t m e t ~ p p l i ca b l e s t a t u t oryp ro v i s i on s p e rm i t ti n g n o n - d i s cl o su r e .I f u r t h e r ce r t i f y th a t e a r n e d I nc ome f r om ou t s i d e em p l oymen t a nd hono r a r i a a n d t h e a c cep t a nc e o f g l f t ~ w h i c h h av e b e e n r e po r t e d a r e i nc om p l i z nc c w i t h t h e p r ov i s i on s o f 5 U . S . C . a pp . 50 1 e t . s e q . , 5 U . S . C . 7 3 53 , a n d J u d i ci a l C on f e r e nc e r e gu l a t i o n s .

N O T E : A N Y I N D IVI D U A L W I tO K N O W I N G L Y A N D W [L FU L L Y F A L SI FI E S O R F A L LS T O F I L E T i l ls RE PO RT M A Y B E SU BJE CT T O CI V I LAND C R IMINAL S ANC TIONS ( 5 U . S . C . a pp . 10 4 )

FILING INSTRUCTIONSM a i l s i g n e d o ri g i n a l a n d 3 a d d i t i on a l c o p ie s t o :

C om m i t te e o n F i n a n c i a l D i s cl o s u r eA d m i n i s t ra t i v e O f f i ce o f t h e U n i t e d S t a t e s Co u r tsSu i t e 2 - 301On e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C. 2 05 4 4

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Bobby R Baldock Financial Disclosure Report for 2009