ANTI-MONEY

LAUNDERING

SERVICES

Y O U R R I S K M A N A G E M E N T

C O N S O L I D A T E D

“ LAUNDERIN

G M

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IS

LI K

E G

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Get your documentation &

operations reviewed /audited

today .

PENALT I ES FOR

AML V IOLAT IONS

HAVE DOUBLED

IN 20 1 9 ,

THAN 20 18 !

. TRENDS

. OVERVIEW

. ACTIONS

40% Arab banks show growing decline

in correspondent banking

relationships...IMF

In 2019, Over 80,000 regulatory updates

occured globally.... Thomson Reuters

Globally, 72% institutions voted

towards avoiding AML/CFT risks than

manage them in a survey conducted

by Refinitiv

In India, RBI imposed fines since 2012,

totalling $11M under Banking Regulation

Act 1949, citing violations and

deficiencies.

US reported total $2.29B

UK totaled $388.4M in 2019.

In EU, Banks receive total penalties of

$900M plus from 2008 to 2018.

International regulators have penalised

ME FIs with over $11M over the past

decade.

Get in touch           info@riskpro.in    Glaxo Blgd. Bandra, Mumbai ,INDIA     www.riskpro.in

OUR AML/KYC SERVICES HASPROVED CRITICAL TO OUR CLIENTSIN REGULATORY ASSESSMENTS

WHO WE ARE? WHAT WE DO?

Riskpro is a ManagementConsulting firm focused onproviding Risk andCompliance solutions toour clients, globally.

We are specialized inAudits, Analysis andAdvisory for regulatorynorms and relatedcorporate compliance.

INDEPENDENTREVIEWS

EXTERNALAUDITS

TRAINING

Operations, Policies andProcedures.

Review and AdvisoryMLRO Support

Educating staff at alllevels

TECHNOLOGYCONSULTING

RISKPRO AML/CFT SERVICES

Sanct ions Processes

Regulatory Requis i tes

Conformity to International

Regulatory requirements

and

Technology framework.

Internal Controls,

Corporate tone and

Compliance Structure.

R E G U L A T O R Y

G A P

A N A L Y S I S

SOPs | SLAs | Reports

We create organisation

AML policy with standard

operating procedures,

Suspicious transaction

monitoring.

Provide MLRO support

with risk mitigation

advisory and risk register

P O L I C I E S &

P R O C E D U R E S

Technica l Compl iance

System audit and

tuning

Technology advisory for

Transaction monitoring,

Name Screening and

Sanctions screening

support.

RPA technology

implementation

SARs/STRs monitoring and

reporting automation

mechanism

T E C H N O L O G Y

S U P P O R T

Compl iance

Enforcement

Customer onboarding

process with PEP/BO

verification process

CDD/EDD process for KYC

including backlogs

remediation process.

Shell corp.verification

Anomaly reporting

procedure & staff

readiness.

E X T E R N A L

C O M P L I A N C E

A U D I T

AML TRAINING

PROGRAM

ACROSS ALL LEVELS

VIGILANCE & REPORTING SUSPICIOUS TRANSACTION KYC /PEP SCREENING RED FLAGGING & REPORTING

OPERATIONS STAFF

POLICIES AND PROCEDURES

REGULATORY REPORTING

AUDITS / SCREENINGS

SCREENING & SANCTIONS

LAW ENFORCEMENT

RESPONSE

COMPLIANCE STAFF

REPUTATION MANAGEMENT CULTURE SETTING MLRO & LEGAL APPOINTMENT

EXEC MANAGEMENT

Riskpro India Ventures (P) Ltd.  please visit www.riskpro.in

BANKS | NBFCs | WEALTH MGMT . |

PRIVATE EQUITY | TRUSTS |

INSURANCE | TECHNOLOGY FIRMS

Our team of AML experts have extensive

experience in supporting firms with

reviewing and establishing appropriate

AML/CFT framework and sanctions

systems, processes and controls; in

compliance with various regulatory

regimes across multiple jurisdictions.

R I S K P R O ' S

A M L C O M P L I A N C E

A D V I S O R Y

R I S K P R O

S U P P O R T

We are with our clients to provide

progressive and innovative solutions to

cater quality experience and business

value creation with our superior

knowledge pool and our ever valued

human capital of multi-disciplined

professionals .

CONSUMER CRED I T

INST I TUT IONAL BROKERS

CORPORATE F INANC IAL

ADV I SORS   TH IRD PARTY

PROCESS ING