12513/18 BM/np 1 ECOMP.3.B EN

Council of the European Union

Brussels, 26 September 2018 (OR. en) 12513/18 PI 130 CODEC 1538 EDUC 334 COMPET 623 AUDIO 69 CULT 102 DIGIT 182 TELECOM 305

Interinstitutional File: 2016/0280(COD)

NOTE From: General Secretariat of the Council To: Delegations No. prev. doc.: 9134/18, 11520/18 No. Cion doc.: 12254/16 Subject: Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF

THE COUNCIL on copyright in the Digital Single Market - Preparation for the trilogue - 4-column document

Delegations will find attached the first version of the 4-column table on the above proposal, setting

out the text of the Commission proposal (12254/16) in the first column, the EP position as resulting

from the vote on 12 September 2018 (see 11520/18) in the second column, and the Council

negotiating mandate as approved by Coreper on 25 May 2018 (9134/18) in the third column.

036241/EU XXVI. GPEingelangt am 26/09/18

www.parlament.gv.at

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593

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0280

(CO

D)

PAR

T 1:

CIT

ATI

ON

S A

ND

RE

CIT

ALS

N

ote:

Diff

eren

ces b

etw

een

the

EP'

s pos

ition

and

the

Com

mis

sion

's p

ropo

sal a

re h

ighl

ight

ed in

Bol

d/It

alic

s. D

elet

ions

are

mar

ked

with

stri

keth

roug

h.

Diff

eren

ces b

etw

een

the

Cou

ncil'

s pos

ition

and

the

Com

mis

sion

's p

ropo

sal a

re h

ighl

ight

ed in

Bol

d/U

nder

lined

.

Del

etio

ns a

re m

arke

d w

ith st

rike

thro

ugh.

R

ow

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LU

TIO

N

1.

Prop

osal

for a

DIR

ECTI

VE

OF

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D O

F TH

E C

OU

NC

IL

on c

opyr

ight

in th

e D

igita

l Sin

gle

Mar

ket

(Tex

t with

EEA

rele

vanc

e)

Prop

osal

for a

DIR

ECTI

VE

OF

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D O

F TH

E C

OU

NC

IL

on c

opyr

ight

in th

e D

igita

l Sin

gle

Mar

ket

(Tex

t with

EEA

rele

vanc

e)

Prop

osal

for a

DIR

ECTI

VE

OF

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D O

F TH

E C

OU

NC

IL

on c

opyr

ight

in th

e D

igita

l Sin

gle

Mar

ket

(Tex

t with

EEA

rele

vanc

e)

www.parlament.gv.at

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2.

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D T

HE

CO

UN

CIL

OF

THE

EUR

OPE

AN

U

NIO

N,

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D T

HE

CO

UN

CIL

OF

THE

EUR

OPE

AN

U

NIO

N,

THE

EUR

OPE

AN

PA

RLI

AM

ENT

AN

D T

HE

CO

UN

CIL

OF

THE

EUR

OPE

AN

U

NIO

N,

3.

Hav

ing

rega

rd to

the

Trea

ty o

n th

e Fu

nctio

ning

of t

he E

urop

ean

Uni

on, a

nd in

par

ticul

ar

Arti

cle

114

ther

eof,

Hav

ing

rega

rd to

the

Trea

ty o

n th

e Fu

nctio

ning

of t

he E

urop

ean

Uni

on, a

nd in

par

ticul

ar

Arti

cle

114

ther

eof,

Hav

ing

rega

rd to

the

Trea

ty o

n th

e Fu

nctio

ning

of t

he E

urop

ean

Uni

on, a

nd in

par

ticul

ar

Arti

cle

Art

icle

s 53(

1), 6

2 an

d 11

4 th

ereo

f

4.

Hav

ing

rega

rd to

the

prop

osal

fr

om th

e Eu

rope

an C

omm

issi

on,

Hav

ing

rega

rd to

the

prop

osal

fr

om th

e Eu

rope

an C

omm

issi

on,

Hav

ing

rega

rd to

the

prop

osal

fr

om th

e Eu

rope

an C

omm

issi

on,

5.

Afte

r tra

nsm

issi

on o

f the

dra

ft le

gisl

ativ

e ac

t to

the

natio

nal

parli

amen

ts,

Afte

r tra

nsm

issi

on o

f the

dra

ft le

gisl

ativ

e ac

t to

the

natio

nal

parli

amen

ts,

Afte

r tra

nsm

issi

on o

f the

dra

ft le

gisl

ativ

e ac

t to

the

natio

nal

parli

amen

ts,

6.

Hav

ing

rega

rd to

the

opin

ion

of

the

Euro

pean

Eco

nom

ic a

nd

Soci

al C

omm

ittee

1 ,

Hav

ing

rega

rd to

the

opin

ion

of

the

Euro

pean

Eco

nom

ic a

nd

Soci

al C

omm

ittee

1 ,

Hav

ing

rega

rd to

the

opin

ion

of

the

Euro

pean

Eco

nom

ic a

nd

Soci

al C

omm

ittee

1 ,

7.

Hav

ing

rega

rd to

the

opin

ion

of

the

Com

mitt

ee o

f the

Reg

ions

2 , H

avin

g re

gard

to th

e op

inio

n of

th

e C

omm

ittee

of t

he R

egio

ns2 ,

Hav

ing

rega

rd to

the

opin

ion

of

the

Com

mitt

ee o

f the

Reg

ions

2 ,

1

OJ C

, , p

. .

2 O

J C ,

, p. .

www.parlament.gv.at

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LE

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8.

Act

ing

in a

ccor

danc

e w

ith th

e or

dina

ry le

gisl

ativ

e pr

oced

ure,

A

ctin

g in

acc

orda

nce

with

the

ordi

nary

legi

slat

ive

proc

edur

e,

Act

ing

in a

ccor

danc

e w

ith th

e or

dina

ry le

gisl

ativ

e pr

oced

ure,

9.

Whe

reas

: W

here

as:

Whe

reas

:

10.

(1)

The

Trea

ty p

rovi

des f

or th

e es

tabl

ishm

ent o

f an

inte

rnal

m

arke

t and

the

inst

itutio

n of

a

syst

em e

nsur

ing

that

com

petit

ion

in th

e in

tern

al m

arke

t is n

ot

dist

orte

d. H

arm

onis

atio

n of

the

law

s of t

he M

embe

r Sta

tes o

n co

pyrig

ht a

nd re

late

d rig

hts

shou

ld c

ontri

bute

furth

er to

the

achi

evem

ent o

f tho

se o

bjec

tives

.

(1)

The

Trea

ty p

rovi

des f

or th

e es

tabl

ishm

ent o

f an

inte

rnal

m

arke

t and

the

inst

itutio

n of

a

syst

em e

nsur

ing

that

com

petit

ion

in th

e in

tern

al m

arke

t is n

ot

dist

orte

d. H

arm

onis

atio

n of

the

law

s of t

he M

embe

r Sta

tes o

n co

pyrig

ht a

nd re

late

d rig

hts

shou

ld c

ontri

bute

furth

er to

the

achi

evem

ent o

f tho

se o

bjec

tives

.

(1)

The

Trea

ty p

rovi

des f

or th

e es

tabl

ishm

ent o

f an

inte

rnal

m

arke

t and

the

inst

itutio

n of

a

syst

em e

nsur

ing

that

com

petit

ion

in th

e in

tern

al m

arke

t is n

ot

dist

orte

d. H

arm

onis

atio

n of

the

law

s of t

he M

embe

r Sta

tes o

n co

pyrig

ht a

nd re

late

d rig

hts

shou

ld c

ontri

bute

furth

er to

the

achi

evem

ent o

f tho

se o

bjec

tives

.

11.

(2)

The

dire

ctiv

es w

hich

hav

e be

en a

dopt

ed in

the

area

of

copy

right

and

rela

ted

right

s pr

ovid

e fo

r a h

igh

leve

l of

prot

ectio

n fo

r rig

htho

lder

s and

cr

eate

a fr

amew

ork

whe

rein

the

expl

oita

tion

of w

orks

and

oth

er

prot

ecte

d su

bjec

t-mat

ter c

an ta

ke

plac

e. T

his h

arm

onis

ed le

gal

fram

ewor

k co

ntrib

utes

to th

e go

od fu

nctio

ning

of t

he in

tern

al

mar

ket;

it st

imul

ates

inno

vatio

n,

crea

tivity

, inv

estm

ent a

nd

(2)

The

dire

ctiv

es w

hich

hav

e be

en a

dopt

ed in

the

area

of

copy

right

and

rela

ted

right

s co

ntri

bute

to th

e fu

nctio

ning

of

the

inte

rnal

mar

ket,

prov

ide

for a

hi

gh le

vel o

f pro

tect

ion

for

right

hold

ers,

faci

litat

e th

e cl

eara

nce

of ri

ghts

and

cre

ate

a fr

amew

ork

whe

rein

the

expl

oita

tion

of w

orks

and

oth

er

prot

ecte

d su

bjec

t-mat

ter c

an ta

ke

plac

e. T

his h

arm

onis

ed le

gal

fram

ewor

k co

ntrib

utes

to th

e

(2)

The

dire

ctiv

esD

irec

tives

w

hich

hav

e be

en a

dopt

ed in

the

area

of c

opyr

ight

and

rela

ted

right

s pro

vide

for a

hig

h le

vel o

f pr

otec

tion

for r

ight

hold

ers a

nd

crea

te a

fram

ewor

k w

here

in th

e ex

ploi

tatio

n of

wor

ks a

nd o

ther

pr

otec

ted

subj

ect-m

atte

r can

take

pl

ace.

Thi

s har

mon

ised

lega

l fr

amew

ork

cont

ribut

es to

the

good

func

tioni

ng o

f the

inte

rnal

m

arke

t; it

stim

ulat

es in

nova

tion,

cr

eativ

ity, i

nves

tmen

t and

www.parlament.gv.at

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prod

uctio

n of

new

con

tent

, als

o in

th

e di

gita

l env

ironm

ent.

The

prot

ectio

n pr

ovid

ed b

y th

is le

gal

fram

ewor

k al

so c

ontri

bute

s to

the

Uni

on's

obje

ctiv

e of

resp

ectin

g an

d pr

omot

ing

cultu

ral d

iver

sity

w

hile

at t

he sa

me

time

brin

ging

th

e Eu

rope

an c

omm

on c

ultu

ral

herit

age

to th

e fo

re. A

rticl

e 16

7(4)

of t

he T

reat

y on

the

Func

tioni

ng o

f the

Eur

opea

n U

nion

requ

ires t

he U

nion

to ta

ke

cultu

ral a

spec

ts in

to a

ccou

nt in

its

actio

n.

good

func

tioni

ng o

f the

a tr

uly

inte

grat

ed in

tern

al m

arke

t; it

stim

ulat

es in

nova

tion,

cre

ativ

ity,

inve

stm

ent a

nd p

rodu

ctio

n of

new

co

nten

t, al

so in

the

digi

tal

envi

ronm

ent,

with

a v

iew

to

avoi

ding

frag

men

tatio

n of

the

inte

rnal

mar

ket.

The

prot

ectio

n pr

ovid

ed b

y th

is le

gal f

ram

ewor

k al

so c

ontri

bute

s to

the

Uni

on's

obje

ctiv

e of

resp

ectin

g an

d pr

omot

ing

cultu

ral d

iver

sity

whi

le

at th

e sa

me

time

brin

ging

the

Euro

pean

com

mon

cul

tura

l he

ritag

e to

the

fore

. Arti

cle

167(

4) o

f the

Tre

aty

on th

e Fu

nctio

ning

of t

he E

urop

ean

Uni

on re

quire

s the

Uni

on to

take

cu

ltura

l asp

ects

into

acc

ount

in it

s ac

tion.

prod

uctio

n of

new

con

tent

, als

o in

th

e di

gita

l env

ironm

ent.

The

prot

ectio

n pr

ovid

ed b

y th

is le

gal

fram

ewor

k al

so c

ontri

bute

s to

the

Uni

on's

obje

ctiv

e of

resp

ectin

g an

d pr

omot

ing

cultu

ral d

iver

sity

w

hile

at t

he sa

me

time

brin

ging

th

e Eu

rope

an c

omm

on c

ultu

ral

herit

age

to th

e fo

re. A

rticl

e 16

7(4)

of t

he T

reat

y on

the

Func

tioni

ng o

f the

Eur

opea

n U

nion

requ

ires t

he U

nion

to ta

ke

cultu

ral a

spec

ts in

to a

ccou

nt in

its

actio

n.

12.

(3)

Rap

id te

chno

logi

cal

deve

lopm

ents

con

tinue

to

trans

form

the

way

wor

ks a

nd

othe

r sub

ject

-mat

ter a

re c

reat

ed,

prod

uced

, dis

tribu

ted

and

expl

oite

d. N

ew b

usin

ess m

odel

s an

d ne

w a

ctor

s con

tinue

to

emer

ge. T

he o

bjec

tives

and

the

(3)

Rap

id te

chno

logi

cal

deve

lopm

ents

con

tinue

to

trans

form

the

way

wor

ks a

nd

othe

r sub

ject

-mat

ter a

re c

reat

ed,

prod

uced

, dis

tribu

ted

and

expl

oite

d, a

nd re

leva

nt

legi

slat

ion

need

s to

be fu

ture

pr

oof s

o as

not

to re

stri

ct

(3)

Rap

id te

chno

logi

cal

deve

lopm

ents

con

tinue

to

trans

form

the

way

wor

ks a

nd

othe

r sub

ject

-mat

ter a

re c

reat

ed,

prod

uced

, dis

tribu

ted

and

expl

oite

d. N

ew b

usin

ess m

odel

s an

d ne

w a

ctor

s con

tinue

to

emer

ge. T

he o

bjec

tives

and

the

www.parlament.gv.at

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prin

cipl

es la

id d

own

by th

e U

nion

co

pyrig

ht fr

amew

ork

rem

ain

soun

d. H

owev

er, l

egal

unc

erta

inty

re

mai

ns, f

or b

oth

right

hold

ers a

nd

user

s, as

rega

rds c

erta

in u

ses,

incl

udin

g cr

oss-

bord

er u

ses,

of

wor

ks a

nd o

ther

subj

ect-m

atte

r in

the

digi

tal e

nviro

nmen

t. A

s set

ou

t in

the

Com

mun

icat

ion

of th

e C

omm

issi

on e

ntitl

ed ‘T

owar

ds a

m

oder

n, m

ore

Euro

pean

co

pyrig

ht fr

amew

ork’

3 , in

som

e ar

eas i

t is n

eces

sary

to a

dapt

and

su

pple

men

t the

cur

rent

Uni

on

copy

right

fram

ewor

k. T

his

Dire

ctiv

e pr

ovid

es fo

r rul

es to

ad

apt c

erta

in e

xcep

tions

and

lim

itatio

ns to

dig

ital a

nd c

ross

-bo

rder

env

ironm

ents

, as w

ell a

s m

easu

res t

o fa

cilit

ate

certa

in

licen

sing

pra

ctic

es a

s reg

ards

the

diss

emin

atio

n of

out

-of-

com

mer

ce w

orks

and

the

onlin

e av

aila

bilit

y of

aud

iovi

sual

wor

ks

on v

ideo

-on-

dem

and

plat

form

s w

ith a

vie

w to

ens

urin

g w

ider

tech

nolo

gica

l dev

elop

men

t. N

ew

busi

ness

mod

els a

nd n

ew a

ctor

s co

ntin

ue to

em

erge

. The

ob

ject

ives

and

the

prin

cipl

es la

id

dow

n by

the

Uni

on c

opyr

ight

fr

amew

ork

rem

ain

soun

d.

How

ever

, leg

al u

ncer

tain

ty

rem

ains

, for

bot

h rig

htho

lder

s and

us

ers,

as re

gard

s cer

tain

use

s, in

clud

ing

cros

s-bo

rder

use

s, of

w

orks

and

oth

er su

bjec

t-mat

ter i

n th

e di

gita

l env

ironm

ent.

As s

et

out i

n th

e C

omm

unic

atio

n of

the

Com

mis

sion

ent

itled

'Tow

ards

a

mod

ern,

mor

e Eu

rope

an

copy

right

fram

ewor

k'3 ,

in so

me

area

s it i

s nec

essa

ry to

ada

pt a

nd

supp

lem

ent t

he c

urre

nt U

nion

co

pyrig

ht fr

amew

ork.

Thi

s D

irect

ive

prov

ides

for r

ules

to

adap

t cer

tain

exc

eptio

ns a

nd

limita

tions

to d

igita

l and

cro

ss-

bord

er e

nviro

nmen

ts, a

s wel

l as

mea

sure

s to

faci

litat

e ce

rtain

lic

ensi

ng p

ract

ices

as r

egar

ds th

e di

ssem

inat

ion

of o

ut-o

f-

prin

cipl

es la

id d

own

by th

e U

nion

co

pyrig

ht fr

amew

ork

rem

ain

soun

d. H

owev

er, l

egal

unc

erta

inty

re

mai

ns, f

or b

oth

right

hold

ers a

nd

user

s, as

rega

rds c

erta

in u

ses,

incl

udin

g cr

oss-

bord

er u

ses,

of

wor

ks a

nd o

ther

subj

ect-m

atte

r in

the

digi

tal e

nviro

nmen

t. A

s set

ou

t in

the

Com

mun

icat

ion

of th

e C

omm

issi

on e

ntitl

ed ‘T

owar

ds a

m

oder

n, m

ore

Euro

pean

co

pyrig

ht fr

amew

ork’

3 , in

som

e ar

eas i

t is n

eces

sary

to a

dapt

and

su

pple

men

t the

cur

rent

Uni

on

copy

right

fram

ewor

k. k

eepi

ng a

hi

gh le

vel o

f pro

tect

ion

of

copy

righ

t and

rel

ated

rig

hts.

This

Dire

ctiv

e pr

ovid

es fo

r rul

es

to a

dapt

cer

tain

exc

eptio

ns a

nd

limita

tions

to d

igita

l and

cro

ss-

bord

er e

nviro

nmen

ts, a

s wel

l as

mea

sure

s to

faci

litat

e ce

rtain

lic

ensi

ng p

ract

ices

as r

egar

ds th

e di

ssem

inat

ion

of o

ut-o

f-co

mm

erce

wor

ks a

nd th

e on

line

avai

labi

lity

of a

udio

visu

al w

orks

3

CO

M(2

015)

626

fina

l.

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con

tent

. In

orde

r to

achi

eve

a w

ell-f

unct

ioni

ng

mar

ketp

lace

for c

opyr

ight

, the

re

shou

ld a

lso

be ru

les o

n rig

hts i

n pu

blic

atio

ns, o

n th

e us

e of

wor

ks

and

othe

r sub

ject

-mat

ter b

y on

line

serv

ice

prov

ider

s sto

ring

and

givi

ng a

cces

s to

user

upl

oade

d co

nten

t and

on

the

trans

pare

ncy

of a

utho

rs' a

nd p

erfo

rmer

s' co

ntra

cts.

com

mer

ce w

orks

and

the

onlin

e av

aila

bilit

y of

aud

iovi

sual

wor

ks

on v

ideo

-on-

dem

and

plat

form

s w

ith a

vie

w to

ens

urin

g w

ider

ac

cess

to c

onte

nt. I

n or

der t

o ac

hiev

e a

wel

l-fun

ctio

ning

and

fa

ir m

arke

tpla

ce fo

r cop

yrig

ht,

ther

e sh

ould

als

o be

rule

s on

right

s in

publ

icat

ions

, on

the

exer

cise

and

enf

orce

men

t of t

he

use

of w

orks

and

oth

er su

bjec

t-m

atte

r by

on o

nlin

e se

rvic

e pr

ovid

ers s

torin

g an

d gi

ving

ac

cess

to u

ser u

ploa

ded

cont

ent

prov

ider

s’ p

latfo

rms a

nd o

n th

e tra

nspa

renc

y of

aut

hors

' and

pe

rfor

mer

s' co

ntra

cts a

nd o

f the

ac

coun

ting

linke

d w

ith th

e ex

ploi

tatio

n of

pro

tect

ed w

orks

in

acc

orda

nce

with

thos

e co

ntra

cts.

on v

ideo

-on-

dem

and

plat

form

s w

ith a

vie

w to

ens

urin

g w

ider

ac

cess

to c

onte

nt. I

n or

der t

o ac

hiev

e a

wel

l-fun

ctio

ning

m

arke

tpla

ce fo

r cop

yrig

ht, t

here

sh

ould

als

o be

rule

s on

right

s in

publ

icat

ions

, on

the

use

of w

orks

an

d ot

her s

ubje

ct-m

atte

r by

onlin

e se

rvic

e pr

ovid

ers s

torin

g an

d gi

ving

acc

ess t

o us

er u

ploa

ded

cont

ent a

nd o

n th

e tra

nspa

renc

y of

aut

hors

' and

per

form

ers'

cont

ract

s.

13.

(4)

This

Dire

ctiv

e is

bas

ed

upon

, and

com

plem

ents

, the

rule

s la

id d

own

in th

e D

irect

ives

cu

rren

tly in

forc

e in

this

are

a, in

pa

rticu

lar D

irect

ive

96/9

/EC

of

(4)

This

Dire

ctiv

e is

bas

ed u

pon,

an

d co

mpl

emen

ts, t

he ru

les l

aid

dow

n in

the

Dire

ctiv

es c

urre

ntly

in

forc

e in

this

are

a, in

par

ticul

ar

Dire

ctiv

e 96

/9/E

C o

f the

(4)

This

Dire

ctiv

e is

bas

ed

upon

, and

com

plem

ents

, the

rule

s la

id d

own

in th

e D

irect

ives

cu

rren

tly in

forc

e in

this

are

a, in

pa

rticu

lar D

irect

ive

96/9

/EC

of

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the

Euro

pean

Par

liam

ent a

nd o

f th

e C

ounc

il4, D

irect

ive

2001

/29/

EC o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil6

, D

irect

ive

2006

/115

/EC

of t

he

Euro

pean

Par

liam

ent a

nd o

f the

C

ounc

il7, D

irect

ive

2009

/24/

EC

of th

e Eu

rope

an P

arlia

men

t and

of

the

Cou

ncil8

, Dire

ctiv

e 20

12/2

8/EU

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il9

and

Dire

ctiv

e 20

14/2

6/EU

of t

he

Euro

pean

Par

liam

ent a

nd o

f the

C

ounc

il10 .

Euro

pean

Par

liam

ent a

nd o

f the

C

ounc

il4, D

irect

ive

2000

/31/

EC

of

the

Eur

opea

n Pa

rlia

men

t and

of

the

Cou

ncil5

, Dir

ectiv

e 20

01/2

9/EC

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il6 ,

Dire

ctiv

e 20

06/1

15/E

C o

f the

Eu

rope

an P

arlia

men

t and

of t

he

Cou

ncil7

, Dire

ctiv

e 20

09/2

4/EC

of

the

Euro

pean

Par

liam

ent a

nd o

f th

e C

ounc

il8, D

irect

ive

2012

/28/

EU o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil9

an

d D

irect

ive

2014

/26/

EU o

f the

the

Euro

pean

Par

liam

ent a

nd o

f th

e C

ounc

il44 ,

Dire

ctiv

e 20

00/3

1/E

C o

f the

Eur

opea

n Pa

rlia

men

t and

of t

he C

ounc

il5,

Dir

ectiv

e 20

01/2

9/EC

of t

he

Euro

pean

Par

liam

ent a

nd o

f the

C

ounc

il6, D

irect

ive

2006

/115

/EC

of

the

Euro

pean

Par

liam

ent a

nd o

f th

e C

ounc

il7, D

irect

ive

2009

/24/

EC o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil8

, D

irect

ive

2012

/28/

EU o

f the

Eu

rope

an P

arlia

men

t and

of t

he

Cou

ncil9

and

Dire

ctiv

e

4

Dire

ctiv

e 96

/9/E

C o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil

of 1

1 M

arch

199

6 on

the

lega

l pro

tect

ion

of d

atab

ases

(OJ L

77,

27.

3.19

96, p

. 20–

28).

5 D

irec

tive

2000

/31/

EC

of t

he E

urop

ean

Parl

iam

ent a

nd o

f the

Cou

ncil

of 8

Jun

e 20

00 o

n ce

rtai

n le

gal a

spec

ts o

f inf

orm

atio

n so

ciet

y se

rvic

es, i

n pa

rtic

ular

ele

ctro

nic

com

mer

ce, i

n th

e In

tern

al M

arke

t (O

J L

178

, 17.

07.2

000,

p. 1

–16)

. 6

Dire

ctiv

e 20

01/2

9/EC

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il of

22

May

200

1 on

the

harm

onis

atio

n of

cer

tain

asp

ects

of c

opyr

ight

and

rela

ted

right

s in

the

info

rmat

ion

soci

ety

(OJ L

167

, 22.

6.20

01, p

. 10–

19).

7 D

irect

ive

2006

/115

/EC

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il of

12

Dec

embe

r 200

6 on

rent

al ri

ght a

nd le

ndin

g rig

ht a

nd o

n ce

rtain

righ

ts re

late

d to

co

pyrig

ht in

the

field

of i

ntel

lect

ual p

rope

rty (O

J L 3

76, 2

7.12

.200

6, p

. 28–

35).

8 D

irect

ive

2009

/24/

EC o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil

of 2

3 A

pril

2009

on

the

lega

l pro

tect

ion

of c

ompu

ter p

rogr

ams (

OJ L

111

, 5.

5.20

09, p

. 16–

22).

9 D

irect

ive

2012

/28/

EU o

f the

Eur

opea

n Pa

rliam

ent a

nd o

f the

Cou

ncil

of 2

5 O

ctob

er 2

012

on c

erta

in p

erm

itted

use

s of o

rpha

n w

orks

(OJ L

299

, 27

.10.

2012

, p. 5

–12)

.

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Euro

pean

Par

liam

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nd o

f the

C

ounc

il10 .

20

14/2

6/EU

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il10 .

14.

(5)

In th

e fie

lds o

f res

earc

h,

educ

atio

n an

d pr

eser

vatio

n of

cu

ltura

l her

itage

, dig

ital

tech

nolo

gies

per

mit

new

type

s of

uses

that

are

not

cle

arly

cov

ered

by

the

curr

ent U

nion

rule

s on

exce

ptio

ns a

nd li

mita

tions

. In

addi

tion,

the

optio

nal n

atur

e of

ex

cept

ions

and

lim

itatio

ns

prov

ided

for i

n D

irect

ives

20

01/2

9/EC

, 96/

9/EC

and

20

09/2

4/EC

in th

ese

field

s may

ne

gativ

ely

impa

ct th

e fu

nctio

ning

of

the

inte

rnal

mar

ket.

This

is

parti

cula

rly re

leva

nt a

s reg

ards

cr

oss-

bord

er u

ses,

whi

ch a

re

beco

min

g in

crea

sing

ly im

porta

nt

in th

e di

gita

l env

ironm

ent.

Ther

efor

e, th

e ex

istin

g ex

cept

ions

an

d lim

itatio

ns in

Uni

on la

w th

at

are

rele

vant

for s

cien

tific

re

sear

ch, t

each

ing

and

(5)

In th

e fie

lds o

f res

earc

h,

inno

vatio

n, e

duca

tion

and

pres

erva

tion

of c

ultu

ral h

erita

ge,

digi

tal t

echn

olog

ies p

erm

it ne

w

type

s of u

ses t

hat a

re n

ot c

lear

ly

cove

red

by th

e cu

rren

t Uni

on

rule

s on

exce

ptio

ns a

nd

limita

tions

. In

addi

tion,

the

optio

nal n

atur

e of

exc

eptio

ns a

nd

limita

tions

pro

vide

d fo

r in

Dire

ctiv

es 2

001/

29/E

C, 9

6/9/

EC

and

2009

/24/

EC in

thes

e fie

lds

may

neg

ativ

ely

impa

ct th

e fu

nctio

ning

of t

he in

tern

al m

arke

t. Th

is is

par

ticul

arly

rele

vant

as

rega

rds c

ross

-bor

der u

ses,

whi

ch

are

beco

min

g in

crea

sing

ly

impo

rtant

in th

e di

gita

l en

viro

nmen

t. Th

eref

ore,

the

exis

ting

exce

ptio

ns a

nd

limita

tions

in U

nion

law

that

are

re

leva

nt fo

r inn

ovat

ion,

scie

ntifi

c

(5)

In th

e fie

lds o

f res

earc

h,

educ

atio

n an

d pr

eser

vatio

n of

cu

ltura

l her

itage

, dig

ital

tech

nolo

gies

per

mit

new

type

s of

uses

that

are

not

cle

arly

cov

ered

by

the

curr

ent U

nion

rule

s on

exce

ptio

ns a

nd li

mita

tions

. In

addi

tion,

the

optio

nal n

atur

e of

ex

cept

ions

and

lim

itatio

ns

prov

ided

for i

n D

irect

ives

20

01/2

9/EC

, 96/

9/EC

and

20

09/2

4/EC

in th

ese

field

s may

ne

gativ

ely

impa

ct th

e fu

nctio

ning

of

the

inte

rnal

mar

ket.

This

is

parti

cula

rly re

leva

nt a

s reg

ards

cr

oss-

bord

er u

ses,

whi

ch a

re

beco

min

g in

crea

sing

ly im

porta

nt

in th

e di

gita

l env

ironm

ent.

Ther

efor

e, th

e ex

istin

g ex

cept

ions

an

d lim

itatio

ns in

Uni

on la

w th

at

are

rele

vant

for s

cien

tific

re

sear

ch, t

each

ing

and

10

Dire

ctiv

e 20

14/2

6/EU

of t

he E

urop

ean

Parli

amen

t and

of t

he C

ounc

il of

26

Febr

uary

201

4 on

col

lect

ive

man

agem

ent o

f cop

yrig

ht a

nd re

late

d rig

hts a

nd m

ulti-

terr

itoria

l lic

ensi

ng o

f rig

hts i

n m

usic

al w

orks

for o

nlin

e us

e in

the

inte

rnal

mar

ket (

OJ L

84,

20.

3.20

14, p

. 72–

98).

www.parlament.gv.at

1251

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SO

LU

TIO

N

pres

erva

tion

of c

ultu

ral h

erita

ge

shou

ld b

e re

asse

ssed

in th

e lig

ht

of th

ose

new

use

s. M

anda

tory

ex

cept

ions

or l

imita

tions

for u

ses

of te

xt a

nd d

ata

min

ing

tech

nolo

gies

in th

e fie

ld o

f sc

ient

ific

rese

arch

, illu

stra

tion

for

teac

hing

in th

e di

gita

l en

viro

nmen

t and

for p

rese

rvat

ion

of c

ultu

ral h

erita

ge sh

ould

be

intro

duce

d. F

or u

ses n

ot c

over

ed

by th

e ex

cept

ions

or t

he li

mita

tion

prov

ided

for i

n th

is D

irect

ive,

the

exce

ptio

ns a

nd li

mita

tions

ex

istin

g in

Uni

on la

w sh

ould

co

ntin

ue to

app

ly. D

irect

ives

96

/9/E

C a

nd 2

001/

29/E

C sh

ould

be

ada

pted

.

rese

arch

, tea

chin

g an

d pr

eser

vatio

n of

cul

tura

l her

itage

sh

ould

be

reas

sess

ed in

the

light

of

thos

e ne

w u

ses.

Man

dato

ry

exce

ptio

ns o

r lim

itatio

ns fo

r use

s of

text

and

dat

a m

inin

g te

chno

logi

es in

the

field

of

inno

vatio

n an

d sc

ient

ific

rese

arch

, illu

stra

tion

for t

each

ing

in th

e di

gita

l env

ironm

ent a

nd fo

r pr

eser

vatio

n of

cul

tura

l her

itage

sh

ould

be

intro

duce

d. F

or u

ses

not c

over

ed b

y th

e ex

cept

ions

or

the

limita

tion

prov

ided

for i

n th

is

Dire

ctiv

e, th

e ex

cept

ions

and

lim

itatio

ns e

xist

ing

in U

nion

law

sh

ould

con

tinue

to a

pply

. Th

eref

ore,

exi

stin

g w

ell-

func

tioni

ng e

xcep

tions

in th

ose

field

s sho

uld

be a

llow

ed to

co

ntin

ue to

be

avai

labl

e in

M

embe

r Sta

tes,

as lo

ng a

s the

y do

not

rest

rict

the

scop

e of

the

exce

ptio

ns o

r lim

itatio

ns

prov

ided

for i

n th

is D

irec

tive.

D

irect

ives

96/

9/EC

and

20

01/2

9/EC

shou

ld b

e ad

apte

d.

pres

erva

tion

of c

ultu

ral h

erita

ge

shou

ld b

e re

asse

ssed

in th

e lig

ht

of th

ose

new

use

s. M

anda

tory

ex

cept

ions

or l

imita

tions

for u

ses

of te

xt a

nd d

ata

min

ing

tech

nolo

gies

in th

e fie

ld o

f sc

ient

ific

rese

arch

, illu

stra

tion

for

teac

hing

in th

e di

gita

l en

viro

nmen

t and

for p

rese

rvat

ion

of c

ultu

ral h

erita

ge sh

ould

be

intro

duce

d. F

or u

ses n

ot c

over

ed

by th

e ex

cept

ions

or t

he li

mita

tion

prov

ided

for i

n th

is D

irect

ive,

th

eThe

exc

eptio

ns a

nd li

mita

tions

ex

istin

g in

Uni

on la

w sh

ould

co

ntin

ue to

app

ly, i

nclu

ding

to

text

and

dat

a m

inin

g, e

duca

tion

and

pres

erva

tion

activ

ities

, as

long

as t

hey

do n

ot li

mit

the

scop

e of

the

man

dato

ry

exce

ptio

ns la

id d

own

in th

is

Dir

ectiv

e an

d on

con

ditio

n th

at

thei

r ap

plic

atio

n do

es n

ot

adve

rsel

y af

fect

nor

cir

cum

vent

th

e m

anda

tory

rul

es se

t out

in

this

Dir

ectiv

e. D

irect

ives

96

/9/E

C a

nd 2

001/

29/E

C sh

ould

be

ada

pted

.

www.parlament.gv.at

1251

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/np

11

AN

NEX

EC

OM

P.3.

B

E

N

R

ow

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MM

ISSI

ON

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OPO

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OM

(201

6)59

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

15.

(6)

The

exce

ptio

ns a

nd th

e lim

itatio

n se

t out

in th

is D

irect

ive

seek

to a

chie

ve a

fair

bala

nce

betw

een

the

right

s and

inte

rest

s of

auth

ors a

nd o

ther

righ

thol

ders

on

the

one

hand

, and

of u

sers

on

the

othe

r. Th

ey c

an b

e ap

plie

d on

ly in

ce

rtain

spec

ial c

ases

whi

ch d

o no

t co

nflic

t with

the

norm

al

expl

oita

tion

of th

e w

orks

or o

ther

su

bjec

t-mat

ter a

nd d

o no

t un

reas

onab

ly p

reju

dice

the

legi

timat

e in

tere

sts o

f the

rig

htho

lder

s.

(6)

The

exce

ptio

ns a

nd th

e lim

itatio

n lim

itatio

ns se

t out

in

this

Dire

ctiv

e se

ek to

ach

ieve

a

fair

bala

nce

betw

een

the

right

s an

d in

tere

sts o

f aut

hors

and

oth

er

right

hold

ers o

n th

e on

e ha

nd, a

nd

of u

sers

on

the

othe

r. Th

ey c

an b

e ap

plie

d on

ly in

cer

tain

spec

ial

case

s whi

ch d

o no

t con

flict

with

th

e no

rmal

exp

loita

tion

of th

e w

orks

or o

ther

subj

ect-m

atte

r and

do

not

unr

easo

nabl

y pr

ejud

ice

the

legi

timat

e in

tere

sts o

f the

rig

htho

lder

s.

(6)

The

exce

ptio

ns a

nd th

e lim

itatio

n se

t out

prov

ided

for

in

this

Dire

ctiv

e se

ek to

ach

ieve

a

fair

bala

nce

betw

een

the

right

s an

d in

tere

sts o

f aut

hors

and

oth

er

right

hold

ers o

n th

e on

e ha

nd, a

nd

of u

sers

on

the

othe

r. Th

ey c

an b

e ap

plie

d on

ly in

cer

tain

spec

ial

case

s whi

ch d

o no

t con

flict

with

th

e no

rmal

exp

loita

tion

of th

e w

orks

or o

ther

subj

ect-m

atte

r and

do

not

unr

easo

nabl

y pr

ejud

ice

the

legi

timat

e in

tere

sts o

f the

rig

htho

lder

s.

16.

(7)

The

prot

ectio

n of

te

chno

logi

cal m

easu

res

esta

blis

hed

in D

irect

ive

2001

/29/

EC re

mai

ns e

ssen

tial t

o en

sure

the

prot

ectio

n an

d th

e ef

fect

ive

exer

cise

of t

he ri

ghts

gr

ante

d to

aut

hors

and

to o

ther

rig

htho

lder

s und

er U

nion

law

. Th

is p

rote

ctio

n sh

ould

be

mai

ntai

ned

whi

le e

nsur

ing

that

th

e us

e of

tech

nolo

gica

l mea

sure

s do

es n

ot p

reve

nt th

e en

joym

ent o

f th

e ex

cept

ions

and

the

limita

tion

(7)

The

prot

ectio

n of

te

chno

logi

cal m

easu

res

esta

blis

hed

in D

irect

ive

2001

/29/

EC re

mai

ns e

ssen

tial t

o en

sure

the

prot

ectio

n an

d th

e ef

fect

ive

exer

cise

of t

he ri

ghts

gr

ante

d to

aut

hors

and

to o

ther

rig

htho

lder

s und

er U

nion

law

. Th

is p

rote

ctio

n sh

ould

be

mai

ntai

ned

whi

le e

nsur

ing

that

th

e us

e of

tech

nolo

gica

l mea

sure

s do

es n

ot p

reve

nt th

e en

joym

ent o

f th

e ex

cept

ions

and

the

limita

tion

(7)

The

prot

ectio

n of

te

chno

logi

cal m

easu

res

esta

blis

hed

in D

irect

ive

2001

/29/

EC re

mai

ns e

ssen

tial t

o en

sure

the

prot

ectio

n an

d th

e ef

fect

ive

exer

cise

of t

he ri

ghts

gr

ante

d to

aut

hors

and

to o

ther

rig

htho

lder

s und

er U

nion

law

. Th

is p

rote

ctio

n sh

ould

be

mai

ntai

ned

whi

le e

nsur

ing

that

th

e us

e of

tech

nolo

gica

l mea

sure

s do

es n

ot p

reve

nt th

e en

joym

ent o

f th

e ex

cept

ions

and

the

limita

tion

www.parlament.gv.at

1251

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AN

NEX

EC

OM

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B

E

N

R

ow

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MM

ISSI

ON

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OPO

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

esta

blis

hed

in th

is D

irect

ive,

w

hich

are

par

ticul

arly

rele

vant

in

the

onlin

e en

viro

nmen

t. R

ight

hold

ers s

houl

d ha

ve th

e op

portu

nity

to e

nsur

e th

is th

roug

h vo

lunt

ary

mea

sure

s. Th

ey sh

ould

re

mai

n fr

ee to

cho

ose

the

form

at

and

the

mod

aliti

es to

pro

vide

the

bene

ficia

ries o

f the

exc

eptio

ns

and

the

limita

tion

esta

blis

hed

in

this

Dire

ctiv

e w

ith th

e m

eans

to

bene

fit fr

om th

em p

rovi

ded

that

su

ch m

eans

are

app

ropr

iate

. In

the

abse

nce

of v

olun

tary

mea

sure

s, M

embe

r Sta

tes s

houl

d ta

ke

appr

opria

te m

easu

res i

n ac

cord

ance

with

the

first

su

bpar

agra

ph o

f Arti

cle

6(4)

of

Dire

ctiv

e 20

01/2

9/EC

.

esta

blis

hed

in th

is D

irect

ive,

w

hich

are

par

ticul

arly

rele

vant

in

the

onlin

e en

viro

nmen

t. R

ight

hold

ers s

houl

d ha

ve th

e op

portu

nity

to e

nsur

e th

is th

roug

h vo

lunt

ary

mea

sure

s. Th

ey sh

ould

re

mai

n fr

ee to

cho

ose

the

form

at

and

the

mod

aliti

es to

pro

vide

the

bene

ficia

ries o

f the

exc

eptio

ns

and

the

limita

tion

esta

blis

hed

in

this

Dire

ctiv

e w

ith th

e m

eans

to

bene

fit fr

om th

em p

rovi

ded

that

su

ch m

eans

are

app

ropr

iate

. In

the

abse

nce

of v

olun

tary

mea

sure

s, M

embe

r Sta

tes s

houl

d ta

ke

appr

opria

te m

easu

res i

n ac

cord

ance

with

the

first

su

bpar

agra

ph o

f Arti

cle

6(4)

of

Dire

ctiv

e 20

01/2

9/EC

.

esta

blis

hed

in th

is D

irect

ive,

w

hich

are

par

ticul

arly

rele

vant

in

the

onlin

e en

viro

nmen

t..

Rig

htho

lder

s sho

uld

have

the

oppo

rtuni

ty to

ens

ure

this

thro

ugh

volu

ntar

y m

easu

res.

They

shou

ld

rem

ain

free

to c

hoos

e th

e fo

rmat

an

d th

e m

odal

ities

to

prov

idea

ppro

pria

te m

eans

of

enab

ling

the

bene

ficia

ries o

f the

ex

cept

ions

and

the

limita

tion

esta

blis

hed

in th

is D

irect

ive

with

th

e m

eans

to b

enef

it fr

om th

em

prov

ided

that

such

mea

ns a

re

appr

opria

te. I

n th

e ab

senc

e of

vo

lunt

ary

mea

sure

s, M

embe

r St

ates

shou

ld ta

ke a

ppro

pria

te

mea

sure

s in

acco

rdan

ce w

ith th

e fir

st su

bpar

agra

ph o

f Arti

cle

6(4)

of

Dire

ctiv

e 20

01/2

9/EC

, in

clud

ing

whe

re w

orks

and

ot

her

subj

ect-

mat

ter

are

mad

e av

aila

ble

thro

ugh

on-d

eman

d se

rvic

es.

17.

(8)

New

tech

nolo

gies

ena

ble

the

auto

mat

ed c

ompu

tatio

nal

anal

ysis

of i

nfor

mat

ion

in d

igita

l fo

rm, s

uch

as te

xt, s

ound

s, im

ages

(8)

New

tech

nolo

gies

ena

ble

the

auto

mat

ed c

ompu

tatio

nal a

naly

sis

of in

form

atio

n in

dig

ital f

orm

, su

ch a

s tex

t, so

unds

, im

ages

or

(8)

New

tech

nolo

gies

ena

ble

the

auto

mat

ed c

ompu

tatio

nal

anal

ysis

of i

nfor

mat

ion

in d

igita

l fo

rm, s

uch

as te

xt, s

ound

s, im

ages

www.parlament.gv.at

1251

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13

AN

NEX

EC

OM

P.3.

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E

N

R

ow

CO

MM

ISSI

ON

PR

OPO

SAL

C

OM

(201

6)59

3

EP

TE

XT

P8

_TA

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OV

(201

8)03

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/201

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UN

CIL

TE

XT

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

or d

ata,

gen

eral

ly k

now

n as

text

an

d da

ta m

inin

g. T

hose

te

chno

logi

es a

llow

rese

arch

ers t

o pr

oces

s lar

ge a

mou

nts o

f in

form

atio

n to

gai

n ne

w

know

ledg

e an

d di

scov

er n

ew

trend

s. W

hils

t tex

t and

dat

a m

inin

g te

chno

logi

es a

re p

reva

lent

ac

ross

the

digi

tal e

cono

my,

ther

e is

wid

espr

ead

ackn

owle

dgm

ent

that

text

and

dat

a m

inin

g ca

n in

pa

rticu

lar b

enef

it th

e re

sear

ch

com

mun

ity a

nd in

so d

oing

en

cour

age

inno

vatio

n. H

owev

er,

in th

e U

nion

, res

earc

h or

gani

satio

ns su

ch a

s uni

vers

ities

an

d re

sear

ch in

stitu

tes a

re

conf

ront

ed w

ith le

gal u

ncer

tain

ty

as to

the

exte

nt to

whi

ch th

ey c

an

perf

orm

text

and

dat

a m

inin

g of

co

nten

t. In

cer

tain

inst

ance

s, te

xt

and

data

min

ing

may

invo

lve

acts

pr

otec

ted

by c

opyr

ight

and

/or b

y th

e su

i gen

eris

dat

abas

e rig

ht,

nota

bly

the

repr

oduc

tion

of w

orks

or

oth

er su

bjec

t-mat

ter a

nd/o

r the

ex

tract

ion

of c

onte

nts f

rom

a

data

base

. Whe

re th

ere

is n

o ex

cept

ion

or li

mita

tion

whi

ch

data

, gen

eral

ly k

now

n as

text

and

da

ta m

inin

g. T

hose

tech

nolo

gies

al

low

rese

arch

ers t

o pr

oces

s Tex

t an

d da

ta m

inin

g al

low

s the

re

adin

g an

d an

alys

is o

f lar

ge

amou

nts o

f dig

itally

stor

ed

info

rmat

ion

to g

ain

new

kn

owle

dge

and

disc

over

new

tre

nds.

Whi

lst t

ext a

nd d

ata

min

ing

tech

nolo

gies

are

pre

vale

nt

acro

ss th

e di

gita

l eco

nom

y, th

ere

is w

ides

prea

d ac

know

ledg

men

t th

at te

xt a

nd d

ata

min

ing

can

in

parti

cula

r ben

efit

the

rese

arch

co

mm

unity

and

in so

doi

ng

enco

urag

e in

nova

tion.

How

ever

, in

the

Uni

on, r

esea

rch

orga

nisa

tions

such

as u

nive

rsiti

es

and

rese

arch

inst

itute

s are

co

nfro

nted

with

lega

l unc

erta

inty

as

to th

e ex

tent

to w

hich

they

can

pe

rfor

m te

xt a

nd d

ata

min

ing

of

cont

ent.

In c

erta

in in

stan

ces,

text

an

d da

ta m

inin

g m

ay in

volv

e ac

ts

prot

ecte

d by

cop

yrig

ht a

nd/o

r by

the

sui g

ener

is d

atab

ase

right

, no

tabl

y th

e re

prod

uctio

n of

wor

ks

or o

ther

subj

ect-m

atte

r and

/or t

he

extra

ctio

n of

con

tent

s fro

m a

or d

ata,

gen

eral

ly k

now

n as

text

an

d da

ta m

inin

g. T

hose

te

chno

logi

es a

llow

rese

arch

ers t

o pr

oces

s lar

ge a

mou

nts o

f in

form

atio

n w

ith a

vie

w to

ga

inga

inin

g ne

w k

now

ledg

e an

d di

scov

erdi

scov

erin

g ne

w tr

ends

. W

hils

t tex

t and

dat

a m

inin

g te

chno

logi

es a

re p

reva

lent

acr

oss

the

digi

tal e

cono

my,

ther

e is

w

ides

prea

d ac

know

ledg

men

t tha

t te

xt a

nd d

ata

min

ing

can

in

parti

cula

r ben

efit

the

rese

arch

co

mm

unity

and

in so

doi

ng

enco

urag

esup

port

inno

vatio

n.

How

ever

, in

the

Uni

on, T

hese

te

chno

logi

es b

enef

it re

sear

ch

orga

nisa

tions

such

as u

nive

rsiti

es

and

wel

l as c

ultu

ral h

erita

ge

inst

itutio

ns, w

hich

may

als

o ca

rry

out r

esea

rch

inst

itute

sin

the

cont

ext o

f the

ir m

ain

activ

ities

. How

ever

, in

the

Uni

on, s

uch

orga

nisa

tions

and

in

stitu

tions

are

con

fron

ted

with

le

gal u

ncer

tain

ty a

s to

the

exte

nt

to w

hich

they

can

per

form

text

an

d da

ta m

inin

g of

con

tent

. In

certa

in in

stan

ces,

text

and

dat

a

www.parlament.gv.at

1251

3/18

BM

/np

14

AN

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E

N

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MM

ISSI

ON

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OPO

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

appl

ies,

an a

utho

risat

ion

to

unde

rtake

such

act

s wou

ld b

e re

quire

d fr

om ri

ghth

olde

rs. T

ext

and

data

min

ing

may

als

o be

ca

rrie

d ou

t in

rela

tion

to m

ere

fact

s or d

ata

whi

ch a

re n

ot

prot

ecte

d by

cop

yrig

ht a

nd in

su

ch in

stan

ces n

o au

thor

isat

ion

wou

ld b

e re

quire

d.

data

base

. Whe

re th

ere

is n

o ex

cept

ion

or li

mita

tion

whi

ch

appl

ies,

an a

utho

risat

ion

to

unde

rtake

such

act

s wou

ld b

e re

quire

d fr

om ri

ghth

olde

rs. T

ext

and

data

min

ing

may

als

o be

ca

rrie

d ou

t in

rela

tion

to m

ere

fact

s or d

ata

whi

ch a

re n

ot

prot

ecte

d by

cop

yrig

ht a

nd in

su

ch in

stan

ces n

o au

thor

isat

ion

wou

ld b

e re

quire

d.

min

ing

may

invo

lve

acts

pr

otec

ted

by c

opyr

ight

and

/or b

y th

e su

i gen

eris

dat

abas

e rig

ht,

nota

bly

the

repr

oduc

tion

of w

orks

or

oth

er su

bjec

t-mat

ter a

nd/o

r the

ex

tract

ion

of c

onte

nts f

rom

a

data

base

. Whe

re th

ere

is n

o ex

cept

ion

or li

mita

tion

whi

ch

appl

ies,

an a

utho

risat

ion

to

unde

rtake

such

act

s wou

ld b

e re

quire

d fr

om ri

ghth

olde

rs.

[Las

t phr

ase

of re

cita

l (8)

of t

he

CO

M p

ropo

sal w

as m

oved

to n

ew

reci

tal (

8a) C

ounc

il's t

ext -

see

follo

win

g ro

w 1

8]

18.

(8

a)

Text

and

dat

a m

inin

g m

ay

also

be

carr

ied

out i

n re

latio

n to

m

ere

fact

s or d

ata

whi

ch a

re n

ot

prot

ecte

d by

cop

yrig

ht a

nd in

su

ch in

stan

ces n

o au

thor

isat

ion

wou

ld b

e is

req

uire

d un

der

copy

righ

t law

. The

re m

ay a

lso

be in

stan

ces o

f tex

t and

dat

a m

inin

g w

hich

do

not i

nvol

ve

acts

of r

epro

duct

ion

or w

here

th

e re

prod

uctio

ns m

ade

fall

unde

r th

e Th

e ne

w e

xcep

tion

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1251

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ON

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8 PO

SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

shou

ld b

e w

ithou

t pre

judi

ce to

the

exis

ting

man

dato

ry e

xcep

tion

for

tem

pora

ry a

cts o

f rep

rodu

ctio

n la

id d

own

in A

rticl

e 5(

1) o

f D

irect

ive

2001

/29/

EC, w

hich

sh

ould

con

tinue

to a

pply

to te

xt

and

data

min

ing

tech

niqu

es w

hich

do

not

invo

lve

the

mak

ing

of

copi

es b

eyon

d th

e sc

ope

of th

at

exce

ptio

n.

[Fir

st p

hras

e of

new

reci

tal (

8a)

was

take

n fr

om re

cita

l (8)

(las

t ph

rase

), se

cond

phr

ase

of n

ew

reci

tal (

8a) w

as ta

ken

from

re

cita

l (10

) (se

cond

phr

ase)

]

19.

(8

a) F

or te

xt a

nd d

ata

min

ing

to

occu

r, it

is in

mos

t cas

es

nece

ssar

y fir

st to

acc

ess

info

rmat

ion

and

then

to

repr

oduc

e it.

It is

gen

eral

ly o

nly

afte

r tha

t inf

orm

atio

n is

no

rmal

ised

that

it c

an b

e pr

oces

sed

thro

ugh

text

and

dat

a m

inin

g. O

nce

ther

e is

law

ful

acce

ss to

info

rmat

ion,

it is

whe

n th

at in

form

atio

n is

bei

ng

norm

alis

ed th

at a

cop

yrig

ht-

www.parlament.gv.at

1251

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MM

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

N

prot

ecte

d us

e ta

kes p

lace

, sin

ce

this

lead

s to

a re

prod

uctio

n by

ch

angi

ng th

e fo

rmat

of t

he

info

rmat

ion

or b

y ex

trac

ting

it fr

om a

dat

abas

e in

to a

form

at

that

can

be

subj

ecte

d to

text

and

da

ta m

inin

g. T

he c

opyr

ight

-re

leva

nt p

roce

sses

in th

e us

e of

te

xt a

nd d

ata

min

ing

tech

nolo

gy

is, c

onse

quen

tly, n

ot th

e te

xt a

nd

data

min

ing

proc

ess i

tsel

f whi

ch

cons

ists

of a

read

ing

and

anal

ysis

of d

igita

lly st

ored

, no

rmal

ised

info

rmat

ion,

but

the

proc

ess o

f acc

essi

ng a

nd th

e pr

oces

s by

whi

ch in

form

atio

n is

no

rmal

ised

to e

nabl

e its

au

tom

ated

com

puta

tiona

l an

alys

is, i

nsof

ar a

s thi

s pro

cess

in

volv

es e

xtra

ctio

n fr

om a

da

taba

se o

r rep

rodu

ctio

ns. T

he

exce

ptio

ns fo

r tex

t and

dat

a m

inin

g pu

rpos

es p

rovi

ded

for i

n th

is D

irec

tive

shou

ld b

e un

ders

tood

as r

efer

ring

to su

ch

copy

righ

t-rel

evan

t pro

cess

es

nece

ssar

y to

ena

ble

text

and

dat

a m

inin

g. W

here

exi

stin

g co

pyri

ght l

aw h

as b

een

www.parlament.gv.at

1251

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SSIB

LE

CO

MPR

OM

ISE

SO

LU

TIO

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inap

plic

able

to u

ses o

f tex

t and

da

ta m

inin

g, su

ch u

ses s

houl

d re

mai

n un

affe

cted

by

this

D

irec

tive.

20.

(9)

Uni

on la

w a

lread

y pr

ovid

es

certa

in e

xcep

tions

and

lim

itatio

ns

cove

ring

uses

for s

cien

tific

re

sear

ch p

urpo

ses w

hich

may

ap

ply

to a

cts o

f tex

t and

dat

a m

inin

g. H

owev

er, t

hose

ex

cept

ions

and

lim

itatio

ns a

re

optio

nal a

nd n

ot fu

lly a

dapt

ed to

th

e us

e of

tech

nolo

gies

in

scie

ntifi

c re

sear

ch. M

oreo

ver,

whe

re re

sear

cher

s hav

e la

wfu

l ac

cess

to c

onte

nt, f

or e

xam

ple

thro

ugh

subs

crip

tions

to

publ

icat

ions

or o

pen

acce

ss

licen

ces,

the

term

s of t

he li

cenc

es

may

exc

lude

text

and

dat

a m

inin

g. A

s res

earc

h is

in

crea

sing

ly c

arrie

d ou

t with

the

assi

stan

ce o

f dig

ital t

echn

olog

y,

ther

e is

a ri

sk th

at th

e U

nion

's co

mpe

titiv

e po

sitio

n as

a re

sear

ch

area

will

suffe

r unl

ess s

teps

are

ta

ken

to a

ddre

ss th

e le

gal

unce

rtain

ty fo

r tex

t and

dat

a

(9)

Uni

on la

w a

lread

y pr

ovid

es

certa

in e

xcep

tions

and

lim

itatio

ns

cove

ring

uses

for s

cien

tific

re

sear

ch p

urpo

ses w

hich

may

ap

ply

to a

cts o

f tex

t and

dat

a m

inin

g. H

owev

er, t