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Ijaz Bano
2015
Department of Biotechnology
Pakistan Institute of Engineering and Applied Sciences
Nilore, Islamabad, Pakistan
Biotechnological Manipulations of Chitosan
Polymer for Biomedical Applications
Thesis Submission Approval
This is to certify that the work contained in this thesis entitled Biotechnological
Manipulations of Chitosan Polymer for Biomedical Applications, was carried out by
Ijaz Bano, and in my opinion, it is fully adequate, in scope and quality, for the degree of
Ph.D. Furthermore, it is hereby approved for submission for review and thesis defense.
Supervisor: _____________________
Dr. M. A. Ghauri (DCS)
Date: 28 May, 2015
Place: NIBGE, Faisalabad.
Co-Supervisor: __________________
Dr. Tariq Yasin (DCS) Date: 28 May, 2015
Place: PIEAS, Islamabad.
Head, Department of Biotechnology: ___________________
Dr. Shahid Mansoor, S.I Date: 28 May, 2015
Place: NIBGE, Faisalabad.
Biotechnological Manipulations of Chitosan
Polymer for Biomedical Applications
Ijaz Bano
Submitted in partial fulfillment of the requirements
for the degree of Ph.D.
2015
Department of Biotechnology
Pakistan Institute of Engineering and Applied Sciences
Nilore, Islamabad, Pakistan
ii
Dedications
Dedicated to the Women of my Family My Sweet Ammi Jaan,
Her Daughters
&
Grand Daughters
Sunshine of my Life…………………………………………
iii
Acknowledgments
In the name of Allah, Most Gracious, Most Merciful. I am grateful for all the bounties that
Allah has showered on me which enabled me to complete this doctoral thesis. I would like to
express my appreciation to all the individuals without whom the completion of this thesis
would not be possible. My heartfelt thanks go to my principal supervisor, Dr. Muhammad
Afzal Ghauri (DCS), for his continual and unwavering encouragements, guidance and support
over the course of my studies. My deepest thanks go to my co-supervisor Dr. Tariq Yasin
(DCS), encourage for his invaluable assistance. I have learnt a huge amount from you both
and it has been an honor to have each of you as a mentor. It is honor to acknowledge the
affectionate role of Dr. Shahid Mansoor, S.I (Director, NIBGE) who appreciate all
students during the period of research work.
My sincere gratitude to Dr. Nasrin (SS), Dr. Rizwan, Dr. Kalsoom (PS), Dr
Shazia (SS) and Dr. Munir (PS) for their immense help during my thesis writing. Thanks to
all the people in the industrial Biotechnology Division at NIBGE, who supported me in any
respect during the completion of my PhD.
I gratefully acknowledged the Higher Education Commission of Pakistan for the
award of scholarship, a necessary financial support for the execution of my PhD.
I am eternally grateful to my dearest Ami, Abu and sisters Mumtaz, Shahnaz,
Dr. Rabia and Chand, my caring brother in law Abdul Rashid, who have been a source of
encouragement and inspiration to me throughout my life. I am very thankful to Allah for
having a very understanding, loving and caring husband, Akmal Shahzad.
I feel immense pleasure to express my deepest gratitude and sincere thanks to all
my friends especially Ammara, Tehmina, Sadia, and Neelam for their time and company.
Ijaz Bano
iv
Declaration of Originality
I hereby declare that the work contained in this thesis and the intellectual content of this
thesis are the product of my own work. This thesis has not been previously published in
any form nor does it contain any verbatim of the published resources which could be
treated as infringement of the international copyright law. I also declare that I do
understand the terms ‘copyright’ and ‘plagiarism,’ and that in case of any copyright
violation or plagiarism found in this work, I will be held fully responsible of the
consequences of any such violation.
__________________
(Ijaz Bano)
14 May, 2014
PIEAS, Islamabad.
v
Copyrights Statement
The entire contents of this thesis entitled “Biotechnological Manipulation of Chitosan
Polymer for Biomedical Applications” by Ijaz Bano are an intellectual property of
Pakistan Institute of Engineering & Applied Sciences (PIEAS). No portion of the thesis
should be reproduced without obtaining explicit permission from PIEAS..
vi
Table of contents
Dedications ………………………………………………………………………... .ii
Acknowledgments ………………………………………………………………... iii
Declaration of Originality ……………………………………………………..….. iv
Copyrights Statement …………………………………………………………….... v
Table of Contents ………………………………………………………………..... vi
List of Figures ……………………………………………………………………... .x
List of Tables ………………………………………………………………….......xiii
Abstract ……………………………………………………………………………xiv
List of Publications and Patents …………………………………………………...xvi
List of Abbreviations and Symbols …………………………………………….....xvii
1 Introduction and Review of Literature …………………………………….. 1
1.1 Chitin ………………………………………………………………….. 1
1.2 Chitosan ……………………………………………………………… 2
1.2.1 Characterization of chitosan ………………………………… 4
1.2.2 Biological properties of chitosan ……………………………. 6
1.2.3 Potential applications of chitosan polymer ………………… 14
1.2.4 Biosafety/non-toxicity of chitosan ………………………… 18
1.3 Poly (vinyl alcohol), PVA; a synthetic polymer …………………….... 18
1.3.1 Physicochemical properties and applications of PVA …….... 19
1.4 Chitosan/PVA blend membranes ……………………………………… 20
1.5 Crosslinkers for chitosan blends with other polymers ……………….... 22
1.6 Microorganisms for antimicrobial studies ………………………...... 23
1.6.1 Pathogenic bacteria ………………………………………….. 23
1.6.2 Aflatoxins producing fungi ………………………………… 25
Objectives of present work ………………………………………………………... 29
2 Materials and Methods……………………………………………………... 30
2.1 Polymers and chemicals used in the study …………………………….. 30
vii
2.2 Microbial strains used in the study ……………………………….........30
2.3 Growth media and maintenance of microbial cultures ……………….. 31
2.3.1 Liquid and solid media for the growth of bacteria …………. 31
2.3.2 Liquid and solid medium for the growth of fungus ………… 31
2.4 Extraction of chitin and chitosan from crab shells ……………………. 32
2.4.1 Gamma irradiation of chitosan ……………………………….33
2.4.2 Extraction of chitosan from gamma irradiated chitosan
solutions …………………………………………………… 33
2.5 General procedure for preparations of chitosan/PVA membranes ……. 35
2.6 Characterization of chitosan and chitosan membranes ……………….. 36
2.6.1 Infrared spectroscopy (IR) …………………………………... 36
2.6.2 Determination of viscosity average molecular weight (Mv)
of chitosan …………………………………………………. 36
2.6.3 Antibacterial study of variable molecular weight chitosan
using agar well diffusion method…………………………… 37
2.6.4 Determination of minimum inhibitory concentration (MIC)
and 50% inhibitory concentration (IC50) of chitosan against
drug resistant bacteria ……………………………………. 38
2.6.5 Metabolite analysis of Pseudomonas aeruginosa SS29 ……. 39
2.6.6 Culture and inoculum preparation for antifungal studies
of chitosan (CHI50) ……………………………………….. 39
2.6.7 Liquid chromatography and mass spectrometric (LC-MS)
analysis of aflatoxins (Aspergillus flavus) ………………… 41
2.6.8 Morphological analysis of membranes ……………………… 45
2.6.9 Water absorption studies of membranes ……………………. 46
2.6.10 Mechanical properties of membranes ……………………… 46
2.6.11 Water barrier properties of membranes ……………………. 46
2.6.12 Contact angle measurements of membranes ………………. 47
2.6.13 Antibacterial study of chitosan membranes by membrane’s
disc diffusion and optical density (OD) method …..……….. 48
2.7 Controlled drug release study by membranes …………………………. 49
viii
2.7.1 Preparation of Buffer Solutions ……………………………... 49
2.7.2 Preparation of standard solutions for insulin ……………….. 49
2.7.3 Loading of insulin on membrane and its release analysis ….. 49
3 Results …………………………………………………………………….. 51
3.1 Gamma irradiation of chitosan ………………………………………… 51
3.2 Fourier Transform Infrared (FTIR) characterization of chitosan
and membranes ………………………………………………………. 52
3.3 Antibacterial activity of chitosan using agar wells diffusion method … 53
3.3.1 Determination of minimum inhibitory concentration (MIC)
and 50% inhibition concentration (IC50) of un-irradiated
and irradiation chitosan against drug resistant bacteria …… 58
3.3.2 Analysis of metabolite of Pseudomonas aeruginosa ……….. 58
3.4 Antifungal activity of chitosan …………………………………………67
3.4.1 Determination of minimum inhibitory concentration (MIC)
of chitosan and analysis of aflatoxins………………………. 67
3.4.2 Inhibition of aflatoxins (Aspergillus flavus) on Basmati rice... 69
3.5 Characterization of chitosan membranes ……………………………… 71
3.5.1 Morphological analysis of chitosan/PVA membranes ……… 71
3.5.2 Effect of time, temperature, pH, and electrolyte on water
absorption capacity of the membranes ………………………. 75
3.5.3 Mechanical properties ……………………………………….. 77
3.5.4 Water vapor transmission rate (WVTR) and water vapor
permeability (WVP) of membranes ……………………… 78
3.5.5 Contact angle measurement (surface properties) …………… 79
3.6 Antibacterial activity of chitosan membranes ………………………….79
3.7 Controlled release of insulin by membranes ………………………….. 82
4 Discussion …………………………………………………………………. 84
4.1 Antimicrobial studies of variable molecular weight chitosan and
chitosan membranes …………………………………………………. 84
4.2 Surface characteristics of membranes …………………………………. 89
4.3 Water absorption response of membranes in various media ………….. 90
ix
4.3.1 Water absorption capacity of membranes in distilled water … 90
4.3.2 Temperature dependent water absorption capacity of
membranes ………………………………………………… 91
4.3.3 Effect of pH on water absorption capacity of membranes …... 91
4.3.4 Effect of ionic concentration on water absorption
capacity of membranes ……………………………………. 92
4.4 Mechanical analysis of membranes …………………………………… 93
4.5 Water transmission analysis of membranes …………………………… 94
Conclusions ………………………………………………………………………... 95
Recommendations/Future work …………………………………………………… 96
5 References …………………………………………………………………. 97
x
List of Figures
Figure 1-1 Structures of chitin and chitosan ……………...………..........3
Figure 1-2 Structure of poly(vinyl alcohol) ………………………….. 19
Figure 1-3 A typical SEM image of chitosan/PVA membrane showing
distribution of pores ( )..……………………………….. 22
Figure 1-4 A representative structure of aflatoxin …………………… 26
Figure 1-5 The growth of Aspergillus flavus on rice………………… 27
Figure 2-1 Extraction of chitin, chitosan and gamma irradiation……. 33
Figure 2-2 Isolation of chitosan powder from gamma irradiated
chitosan solution …………………………………………... 34
Figure 2-3 Flow sheet for the preparation of chitosan/PVA membranes.36
Figure 2-4 Liquid drop on surface for measuring contact angle …….. 48
Figure 3-1 Infrared spectra of un-irradiated chitosan (CHIC) and
irradiated chitosan (CHI25, CHI50, CHI75) (4000-
500cm-1
) ……………………………………………………52
Figure 3-2 Infrared spectra of PVA, Mem25 and Mem75 (4000-
500cm-1
)…………………………………………………….53
Figure 3-3 Bioactivity of chitosan against Pseudomonas aeruginosa
(SS29) at concentrations 2% (a), 1% (b), 0.5% (c) and
0.25% (d)……………………………………………………54
Figure 3-4 Bioactivity of chitosan against E. coli (SS2) at concentrations
2% (a), 1% (b), 0.5% (c) and 0.25% (d) …………………. 55
Figure 3-5 Bioactivity of chitosan against E. coli (SS9) at concentrations
2% (a), 1% (b), 0.5% (c) and 0.25% (d) ………………….. 55
Figure 3-6 Bioactivity of chitosan against Proteus mirabilis (SS77) at
concentrations 2% (a), 1% (b), 0.5% (c) and 0.25% (d….….56
Figure 3-7 Bioactivity of chitosan against Staphylococcus aureus
(LM15) at concentrations 2% (a), 1% (b), 0.5% (c) and
xi
0.25% (d)….............................................................................56
Figure 3-8 Zone of bacterial growth inhibition by chitosan (CHIC,
CHI25, CHI50, CHI75) concentrations at 2% (a), 1%
(b), 0.5% (c) and 0.25% (d) against SS29 (Pseudomonas
aeruginosa), SS1,SS2, SS9 (Escherichia coli), SS77
(Proteus mirabilis), LM15 (Staphylococcus aureus)
and Bacillus subtilis ………………………………………..57
Figure 3-9(a) Mass spectra of Pseudomonas aeruginosa metabolites in the
absence of chitosan ……………………………………... 60
Figure 3-9(b) Mass spectra of Pseudomonas aeruginosa metabolites in the
presence of 0.5% chitosan concentration …………………. 61
Figure 3-9(c) Mass spectra of Pseudomonas aeruginosa metabolites in the
presence of 1% chitosan concentration ……………………. 62
Figure 3-9(d) Mass spectra of Pseudomonas aeruginosa metabolites in the
presence of 4% chitosan concentration …………………… 63
Figure 3-10(a) MS/MS analysis of hydroquinolones (mass 244.17)
compounds ……………………………………………… 64
Figure 3-10(b) MS/MS analysis of hydroquinolones (mass 258.2)
compounds …………………………………………….... 65
Figure 3-10(c) MS/MS analysis of hydroquinolones (mass 272.2)
compounds ………………………………………………… 66
Figure 3-11 Plate showing MIC of CHI50 against Aspergillus flavus… 67
Figure 3-12 Antifungal activity (agar well diffusion) of CHI50
(2%, 1%, 0%) at day 3 (a) and day 7 (b) …………………. 68
Figure 3-13 Aflatoxin inhibition by chitosan from agar wells diffusion
method….……………………………………………….. 69
Figure 3-14 Aflatoxin inhibition by CHI50 solution at concentration
0% (C), 2%, and 1.75%, 1.5% and 1% at day 1, day 3
and day 5………………………………………………… 70
Figure 3-15 Aflatoxin inhibition by chitosan (CHI50) on rice ………… 71
xii
Figure 3-16 Camera images of chitosan membrane showing it
transparent (a) and (b) …………………………….. ………72
Figure 3-17 SEM analysis of chitosan membranes at different
magnifications. Shown are SEM micrographs of
MemC (panels A1 and A2), Mem25 (Panels B1and B2),
Mem50 (panels C1 and C2) and Mem75 (panels D1 and
D2). In each case the first panel shows micrographs taken
at 1990x magnification and the second at 3300x …………73
Figure 3-18 AFM images of uncrosslinked (a) and crosslinked (b)
chitosan/PVA membranes ……………………………….....74
Figure 3-19 Time dependent water absorption capacity of MemC,
Mem25, Mem50 and Mem75 ……………………………. 75
Figure 3-20 Temperature dependent water absorption capacity of
MemC, Mem25, Mem50 and Mem75……………………... 76
Figure 3-21 pH dependent water absorption capacity of MemC,
Mem25, Mem50 and Mem75 ……………………………. 76
Figure 3-22 Water absorption capacity of MemC, Mem25, Mem50 and
Mem75 in different conc. of NaCl (solid symbols) and
BaCl2 (hollow symbols) ………………………………….. 77
Figure 3-23 Rate of decrease of contact angle for chitosan membranes... 79
Figure 3-24 Antibacterial activities of chitosan membranes (Mem75)
against pathogens …………………………...…………….. 80
Figure 3-25 Inhibitory zones by CHI25, CHI50, CHI75, solvent and
un-irradiated chitosan (CHIC) against E. coli (a) and
B. subtilis (b) ……………………………………………..... 81
Figure 3-26 Antibacterial activity of MemC, Mem25, Mem50, Mem75
against E. coli culture from st. phase (a) and log phase (b)…82
Figure 3-27 Antibacterial activity of MemC, Mem25, Mem50, Mem75
against B. subtilis culture from stationary phase (a) and log
phase (b) …………………………………………………. 82
Figure 3-28 Insulin release in SGF and SIF solutions ………………….. 83
xiii
List of Tables
Table 1-1 Relationship between characteristics of chitosan and its biological
properties …………………………………………………......... 7
Table 1-2 Potential applications of chitin and chitosan ………………….. 15
Table 3-1 Viscosity average molecular weight of chitosan and membranes
composition…………………………………………………... 51
Table 3-2 The values (%) for MICs and IC50 of chitosan against human
bacterial isolate………………………………………………. 59
Table 3-3 Aflatoxins analysis from agar wells diffusion plate (µg/mL) ….. 68
Table 3-4 Concentration of aflatoxin B1, B2, G1 and G2 (µg/mL) ………… 70
Table 3-5 Mechanical properties of chitosan membranes ………………… 78
Table 3-6 Water vapor transmission rate (WVTR) and water vapor
permeability (WVP) of chitosan/PVA membranes ………….. 78
xiv
Abstract
Chitosan is a deacetylated derivative of chitin found in a wide range of natural sources.
Chitosan as a natural polymer has been modified into a number of formulations based on
its important characteristics such as biodegradability, biocompatibility, antibiotic activity
and antitumor activity etc. Naturally available chitosan of high molecular weight has
limited the efficiency of these polymers for antimicrobial activities. One of the
techniques for improving chitosan antimicrobial efficiency is reducing its molecular
weight. In this regard, irradiation is a widely used method for achieving reduction in
molecular weight of polymers, which may improve some of its characteristics. In this
study, chitosan was extracted from crab shells and irradiated by gamma radiations at
different doses. Effect of radiation dose on chitosan structure was analyzed by Fourier
Transform Infrared (FTIR) spectroscopy. Furthermore, un-irradiated and irradiated
chitosans were blended with poly(vinyl alcohol) and crosslinked with
tetraethylorthosilicate to form membranes. The membranes were found to be transparent
and crosslinked macroporous in structure, exhibiting high tensile strength (TS: 27-
47MPa) and elongation at break (EB: 292.6-407.3%). The response of membranes
towards water absorption capacities at different temperatures, pHs and salt solutions were
studied. Chitosan membranes were found to be temperature and pH responsive. So,
chitosan membrane was used for controlled release of insulin as a model drug at
intestine’s pH value (6.8). Un-irradiated and irradiated chitosan and their membranes
were studied for their antibacterial properties against bacterial pathogens i.e.,
Pseudomonas aeruginosa (SS29), Escherichia coli (SS1, SS2, and SS9), Proteus
mirabilis (SS77), Staphylococcus aureus (LM15) and Bacillus subtilis. Irradiated low
molecular weight chitosan and its membranes showed higher antibacterial activities.
Analysis of bacterial metabolites by Liquid Chromatography Mass Spectrometry (LC-
MS) exhibited the suppression of virulence factors by chitosan in Pseudomonas
aeruginosa. The production of aflatoxins B1, B2, G1 and G2 by Aspergillus flavus was
xv
considerably reduced by irradiated chitosan (CHI50) as validated by LC-MS analysis. It
was found that low molecular weight chitosan inhibited the production of aflatoxin and
Aspergillus flavus which increased with increasing concentrations of chitosan.
xvi
List of Publications
Bano, I., Ghauri, M.A., Yasin, T., Huang, Q., Palaparthi, A.D.S., 2014. Characterization
and potential applications of gamma irradiated chitosan and its blends with poly(vinyl
alcohol). International Journal of Biological Macromolecules. 65, 81-88.
Islam, A., Yasin, T., Bano, I., Riaz, M., 2011. Controlled release of aspirin from pH
sensitive chitosan / Poly(vinyl alcohol) hydrogel. Journal of Applied Polymer Science
124, 4184-4192.
xvii
List of Abbreviations and Symbols
Mv viscosity average molecular weight
Mw molecular weight
DDA degree of deacetylation
d density
WAC water absorption capacity
NaOH sodium hydroxide
NaCl sodium chloride
BaCl2 barium chloride
LB Luria-Bertani broth
g gram
mg milligram
mL milliliter
kGy kilo gray
WVTR water vapor transmission rate
WVP water vapor permeability
TS tensile strength
EB elongation at break
SGF simulated gastric fluid
SIF simulated intestine fluid
ppm parts per million
MPa mega Pascal
LC-MS liquid chromatograph and mass spectrometer
MS/MS tandem mass spectrometry
FTIR fourier transform infrared spectroscopy
PET polyethylene tetraphthalate
PVA poly(vinyl alcohol)
xviii
TEOS tetraethylorthosilicate
HPLC high performance liquid chromatography
PDA photodiode array detector
FLD fluorescence detection
FAO food and agriculture organization
FDA food and drug administration
AFB1 aflatoxin B1
AFB2 aflatoxin B2
AFG1 aflatoxin G1
AFG2 aflatoxin G2
YES yeast extract sucrose
ATR attenuated total reflection
MIC minimum inhibitory concentration
IC50 50% inhibitory concentration
ESI-MS/MS electron spray ionization tandem mass spectrometry
[η] viscosity
1. Introduction and Review of Literature
Chitosan is the only pseudo-natural cationic polymer and important derivative of chitin. It
finds many important applications in agriculture, industry and biomedical fields that
result from its unique cationic character. Every year approximately 100 billion tons of
chitin is produced from different sources. According to a report, the global market for
chitosan will reach more than $21 billion by the year 2015 (Chitin and Chitosan: A
Global Strategic Business Report, 2012). Extensive research is continuing to improve
chitosan characteristics for specific applications. Chitosan mostly find its applications in
scaffolds, wound dressings, antimicrobial coatings, food packaging, drug delivery and
waste water treatment [1]. Owing to its properties and applications, chitosan is used alone
or blends with other polymers [2-4].
1.1. Chitin
Chitin, a biopolymer [β-(1-4)-N-acetyl-D-glucosamine] is a natural polysaccharide of key
importance in different fields. Annual production of chitin in the world makes it as the
most abundant biopolymer and polysaccharide after cellulose [1, 5]. Chitin biopolymer is
synthesized by many living organisms and it occurs in nature as ordered crystalline
microfibrils forms. Chitin is the major component of the cell walls of fungi, exoskeletons
of orthropods including crabs, lobsters, shrimps and insects and the radulas of mollusks.
Besides fishery wastes, chitin is also produced by a number of other living organisms in
the lower plant and animal kingdoms. Regardless of its extensive occurrence, the highest
commercial sources of chitin have been exoskeleton of crabs and shrimps. Extraction of
chitin from exoskeleton of crustaceans needs to follow the processing steps carefully for
1. Introduction and Review of Literature
2
commercial purpose. The industrial processing involves the chitin extraction by acid
treatment to dissolve calcium content (CaCO3) and alkaline extraction to solubilize the
proteins. In addition, leftover pigments are removed by decolorizing step to obtain a
colorless product. Each chitin source must be passed through above mentioned steps. The
resulting chitin needs to be sorted according to its purity and color because residual
protein and pigment can cause problems for its utilization in different applications,
especially for biomedical purposes. Chitin under alkaline conditions produce partial
deacetylated derivative and another biopolymer of great importance, named “Chitosan”
which is the most important derivative of chitin in terms of commercial applications [6-
9].
1.2. Chitosan
Poly [β (1,4)-2-amino-2-deoxy-D-glucose], known as chitosan, is obtained from chitin by
deacetylation process [1]. Crustacean waste is the largest source of chitin or its
deacetylated derivative, chitosan, whose isolation process involves deproteinization,
demineralization and bleaching [1]. The structural difference between chitin and chitosan
is the presence of –NH2 group in chitosan replaced by –NHCOCH3 group in chitin (Fig.
1-1). Chitosan has been extensively studied for its multiple industrial applications and,
more recently, also for its, antimicrobial, antioxidant and film forming properties [10]. In
addition to the chitinous material, the remains of heads and exoskeletons are also rich in
other compounds of high nutritional value and functionality, primarily proteins, which
can be up to 40 % of the total waste weight, as well as lipid soluble carotenoid pigments,
responsible for the typical crustacean orange pink color. Chitosan polymer is considered
as one of the most investigated biopolymer in recent years [3, 11-13]. Chitosan has
potential applications in biomedical field due to its non-toxicity, high biocompatibility
and antigenicity. These properties of chitosan have driven the interest of the scientific
community [14]. Chitosan has been used to develop ecofriendly food packaging
materials. Generally, biopolymers based films or membranes are sensitive to
environmental conditions and usually present a low mechanical resistance. Therefore, a
number of studies have been carried out to develop the membranes/films using blends of
1. Introduction and Review of Literature
3
biopolymers with synthetic polymers [2, 15]. Due to biocompatibility of chitosan
polymer and its blend membranes, it is widely used in tissue engineering and drug
delivery systems as a biomaterial [1, 16]. Crosslinked chitosan membranes are three
dimensional networks that can absorb and retain a large amount of water while retaining
their structures. Chitosan membranes have various applications in the field of burn
wound dressings, food coatings and packaging materials [17-19]. Depending on the
source of chitin and the method of its deacetylation, chitosan varies greatly in its
molecular weight (Mw) and degree of deacetylation (DDA). The typical DDA of chitosan
is over 70 %, making it soluble in dilute acetic acid and hydrochloric acid. Furthermore,
due to its biodegradability and non-toxicity, much attention is being paid to the
modification of chitosan for its utilization, especially in biomedical field [20-22].
Fig. 1-1. Structures of chitin and chitosan.
CH2OH
OHNHCOCH3 NHCOCH3
OH
OH
NH2
OH
CH2OH
CH2OH
OHNH2
OH
OHOH
CH2OH
Chitin
Chitosan
1. Introduction and Review of Literature
4
1.2.1 Characterization of chitosan
Chitosan is most versatile biopolymer for numerous applications in different fields due to
variation in its degree of deacetylation (DDA) and molecular weight (Mw). Most of the
chitosan’s applications based on above mentioned two characteristics.
1.2.1.1. Degree of deacetylation (DDA) of chitosan
Chitosan’s degree of deacetylation is one of the most important chemical characteristics
of chitosan, which influences the functioning of chitosan in several applications. Also,
the degree of deacetylation, which reveals the content of free -NH2 in the polysaccharides
chain, can be used to distinguish chitin and chitosan. Chitosan exists in a variety of
degree of deacetylation (≥70 %). In general, chitin with a DDA of above 70 % is
considered as chitosan. The process of deacetylation involves the conversion of acetyl
groups from the chitin into amino groups [23]. However, some other parameters are also
needed to determine such as purity (ash content) of chitosan, moisture content, the
content of heavy metals, endotoxin and proteins. Above mention parameters are
important to determine for chitosan applications, relevant to human food and medical [23,
24]. Earlier, it has been reported, that the origin of chitin/chitosan affects its crystallinity
and purity as well as arrangement of polymer chain [5]. Crystallinity of chitosan has been
related to DDA of chitosan. Chitosan is crystalline in nature and its DDA and
crystallinity may vary significantly depending on the origin of the chitosan and its
treatment during extraction from raw resources of chitin. There are a number of methods
which have been adopted to determine the DDA, such as infrared spectroscopy, linear
potentiometric titration, nuclear magnetic resonance (NMR) spectroscopy, titrimetry and
first derivative UV-spectrophotometry [24]. Infrared spectroscopy is a frequently used
technique to determine the DDA of chitosan because of its simplicity in operating.
However, other methods can be tedious and costly for routine analysis including nuclear
magnetic resonance spectroscopy and even can be damaging to polymer samples. It is
understandable from literature, that the DDA values of chitosan are highly associated
with the analytical methods employed.
1. Introduction and Review of Literature
5
1.2.1.2. Molecular weight (Mw) of chitosan
Molecular weight of chitosan is another most important characteristic which varies
depending on the sources and methods of preparations [23]. The chitosan obtained from
different raw material sources are usually of high molecular weight. There are methods
available to lower the molecular weight of chitosan. Irradiating by gamma radiations is
very convenient method for reducing the molecular weight of chitosan through
degradation. Carbohydrates such as chitosan can be easily degraded into smaller chains
by gamma radiation in liquid and solid state [25]. The effect of average molecular weight
on the viscosity of aqueous solutions of chitosan plays important role in the biochemical
and bio-pharmacological applications [26]. Various studies about bacteriostatic and
bactericidal activities of chitosan have generated ambiguous results regarding a
correlation between bioactivity and Mw of chitosan [27]. Some studies reported that high
molecular weight chitosan possesses lower antibacterial activity of chitosan against E.
coli, while in some other studies, high molecular weight chitosan showed greater
antibacterial activity [28]. In addition, activities still were found to be equal against E.
coli and Bacillus subtilis regardless of molecular weight [27]. Although, very limited
available results on antibacterial activities of low Mw chitosan were comparable
depending on bacterial strains, biological conditions for testing and Mw of relevant
chitosan, the results were not analogous with each other. For example, high molecular
weight chitosan inhibits growth of E. coli while low molecular weight stimulates its
growth [29]. In some other studies, low Mw chitosan and its derivatives showed better
antibacterial and antifungal activities [27]. For reducing the molecular weight of chitosan
without altering its chemical structure, different degradation processes have been
developed [30]. These degradation methods include acid hydrolysis [31], oxidative
degradation, enzymatic degradation [32] and radiation degradation [33]. Among these,
radiation degradation is relatively simple and an eco-friendly process and can be
employed for the large scale production of oligochitosan [34]. However, yet the
applications of radiation degraded chitosan have not been fully realized. The Mw of
chitosan can be determined by various methods like chromatography, viscosity, and light
scattering [28, 35]. Among these methods, viscosity method is the simple and rapid for
1. Introduction and Review of Literature
6
the determination of molecular weight [35]. The intrinsic viscosity of a chitosan solution
is related to its molecular weight according to the Mark-Houwink equation [35]. The
viscosity average molecular weight of chitosan can be determined using following
equation:
[η]=KMvα (1-1)
Where “Mv” is the viscosity average molecular weight, “[η]” is the intrinsic
viscosity of the solution, and “K” and “α” are constants for a given solute-solvent system
and temperature.
1.2.2. Biological properties of chitosan
Chitosan has fascinating properties which make them suitable for use in biomedical
applications. Due to their biodegradability, biocompatibility and non-toxic nature, chitin
and chitosan currently have received a great interest in medical and pharmaceutical
applications. Moreover, some reports also display these polysaccharides as antimicrobial,
analgesic, antitumor, haemostatic, hypocholesterolemic and antioxidant [36, 37]. The
majority of the biological properties of chitosan are related to its cationic behavior and
size of the polymer chain. But, in some cases, the molecular weight has a prime role.
Other than the degree of deacetylation and molecular weight, some other properties such
as chitosan chain conformation, its solubility and degree of substitution have also been
considered to affect the biological properties of chitosan [1]. Chitosan produced by
heterogeneous deacetylation, where acetylated and deacetylated units are arranged
alternatively have a tendency to accumulate in aqueous solutions. However excess
aggregation and intermolecular interactions may reduce availability of functional groups
on the chitosan molecule. This may be the reason for some of the variances between
reported properties of chitosan. So, one should pay close attention to the preparation of
chitosan dispersions or/and preparation procedure [37-40]. The relationship between
some characteristics of chitosan and its biological properties are shown in Table 1-1.
1. Introduction and Review of Literature
7
Table. 1-1. Relationship between characteristics of chitosan and its biological
properties. [1]
Characteristics
Properties
Molecular Weight
Antimicrobial
Degree of Deacetylation
Biocompatibility, Analgesic
Degree of Deacetylation and Molecular Weight
Haemostatic, Biodegradability,
Antitumor,
Anticholesterolemic
1.2.2.1. Biodegradability of chitosan
Chitosan from many studies has been proved to be non-toxic and biodegradable.
Although, chitin and chitosan both are not present in mammals but still there are certain
enzymes like lysozyme, papain, pepsin etc., which have significant ability to degrade
chitosan into non-toxic oligosaccharides of variable lengths. Their biodegraded products
subsequently are incorporated to glycoproteins and glycosaminoglycans, and ultimately
to metabolic pathways or excreted out of the body [41]. Lysozyme is a non-specific
protease found in all mammalian tissues which seems to play major role in the
degradation of chitosan. The degradation also depends upon the crystallinity of chitosan
which is mainly controlled by the DDA. Furthermore, the biodegradation can be affected
by distribution of amino groups since the absence of these groups and their homogeneous
distribution reduces the rate of enzymatic degradation [7, 42].
1. Introduction and Review of Literature
8
Moreover, several studies reported that the chain length of chitosan also affects
the rate of degradation [43-45]. The process of degradation is very essential in many
controlled release system of biomolecule and in functional tissue regeneration
applications. Ideally, the rate of degradation of chitosan scaffold should reflect the rate of
new tissue formation or be sufficient for the bioactive molecules to be released. Thus, it
is of prime importance to understand the rate by which each material is degraded as well
as the mechanism involved in the process of degradation. Biocompatibility is also
affected by degradation rate as amino sugars are accumulated by fast degradation which
ultimately originates an inflammatory reaction. Chitosan with more acetyl groups
involves in acute inflammatory response while chitosan with low acetyl groups produces
a minimal response because of slow degradation rate. The rate of degradation has been
shown to increase as DDA of chitosan decreases [46-48]. Some scientists have explored
the process of enzyme degradation of various chitosans by examining the viscosity
change of chitosan solution [49]. These scientists observed that low DDA chitosan was
degraded more rapidly as compared to high DDA chitosan samples. However, other
workers reported that variations in the degradation may be due to the distribution of
amino groups on the chitosan polymer [42, 50]. The distribution of acetamide groups
occurs due to variant conditions during process of deacetylation [48]. Conclusively, it can
be assumed that estimating rate of biodegradation from the DDA alone is not possible.
1.2.2.2. Biocompatibility of chitosan
Both chitin and chitosan are believed to have effective biocompatibility. Chitosan has
excessive variety on the basis of degree of deacetylation, molecular weight, source of
origin and method of preparation which affects the biocompatibility. Chitosan does not
get absorbed when administered orally though the gastrointestinal enzymes which can
degrade chitosan partially. For this reason, chitosan is considered as non-bioavailable.
Toxicity of chitosan reported mainly depends on its DDA. Some scientists reported that
chitosan with degree of deacetylation above 35 % showed low toxicity, while a chitosan
with DDA less than 35 % produced dose dependent toxicity. On the other hand,
molecular weight of chitosan, either low or high does not impart any toxicity [51].
1. Introduction and Review of Literature
9
Chitosan presents higher cytocompatibility in vitro than chitin because of positive
charge produced by amino groups. The biocompatibility of chitosan has also been proved
in vitro with hepatocytes, endothelial, epithelial, fibroblast, myocardial, condrocytes and
keratinocytes cells [52]. This property appears to be related to the DDA of the chitosan
polymer. The chitosan interactions with cells increase with increase in positive charge on
chitosan. The adhesion of keratinocytes and fibroblasts cells to chitosan and their
proliferation depend on DDA and cell type. For example, extra negative charge surface of
fibroblasts than keratinocytes make them favorable for adhesion with chitosan.
Sometimes the chitin and chitosan could be allergic to cells due to residual proteins. The
presence of protein content in any sample mainly depends on the method adapted for its
preparation and the source of the chitin and chitosan [1].
1.2.2.3. Antimicrobial activity of chitosan
Chitosan as antimicrobial agent has got considerable attention in recent years. Chitosan
and its derivatives have showed reasonable antimicrobial activity against different
microorganisms, such as bacteria, fungi and yeast. The antimicrobial activity of chitosan
is affected by molecular weight and degree of deacetylation. Low molecular weight
chitosan has strong antibacterial properties and is also harmless to human body [28, 53-
57]. For the food packaging industry, food quality and food safety to human health are
the two most important concerns as consumers choose fresh and nominally processed
products. Particularly, microbial contamination of ready to eat products is of major
concern [53]. Chitosan has proven a useful antimicrobial agent in food processing,
particularly for improving the shelf life of food materials [58, 59]. Different studies show
that chitosan's antibacterial efficacy depends on many factors, like microorganism
species, cell age, concentration of chitosan, chelating capacity, hydrophilic/hydrophobic
characteristic, solubility and solid state of chitosan etc. [28, 60]. Being a cationic
polymer, most chitosan blends have the ability to respond to external stimuli such as
temperature, pH, and electric fields [28]. On the basis of above mentioned factors, two
core antimicrobial mechanisms of chitosan have been proposed by various scientists [61,
62]. The first mechanism demonstrated that there may be some interaction of anionic
1. Introduction and Review of Literature
10
groups on the cell surface with cationic groups on the chitosan polymer chains. This
interaction may develop impermeable layer around the bacterial cells and inhibit the
transport of vital solutes. The other mechanism involves the invasion of chitosan into the
cell nucleus which inhibit the RNA and synthesis of protein especially low molecular
weight chitosan and chitosan oligomers [61]. Moreover, Liu et al. [62] reported that
labeled chitosan oligomers of molecular weight from 8 to 5 kDa inside the E. coli cell
showed significant antibacterial activities. Here, the molecular weight of polymer has
played the key role in inhibiting the growth of microbial growth. These findings suggest
that Mw of chitosan is one of the important factors which play a key role as antimicrobial
activity of polymer. However, some other mechanisms have also been suggested [28].
Chitosan may also act like a chelating agent for microbes. Consequently microbial
growth can be inhibited by extracting vital elements thus making them unavailable for
their critical growth. These elements can be metals, some trace elements and essential
nutrients. Some reports express that chitosan interact with flocculating proteins, however,
this interaction was dependent on pH of the medium [63]. Numerous studies have
suggested that the antifungal action of chitosan against filamentous fungi might be due to
the disturbance of membrane functions [64]. However, this is not clear whether the
antimicrobial activity of chitosan is caused by cell death, growth inhibition or both.
Antibacterial activities of chitosan also vary with substituent groups on chitosan. It was
found that antibacterial activities increase in the order, N,-O-CM-chitosan, chitosan and
O-CM-chitosan [1]. In pure chitosan, when -NH2 and -OH groups were replaced by
carboxymethyl groups, it remained with fewer amino (-NH2) residues which affect its
antimicrobial property. In the case of -O-CM-chitosan, its number of amino groups
remained same. Furthermore, its carboxyl group may react with the -NH2 groups intra- or
inter-molecularly and charged these groups. Subsequently, Liu et al. [62] also concluded
that, in actual effective number of -NH3+ groups play major role for antimicrobial actions
of chitosan and CM-chitosan derivatives. Several other studies also demonstrate that
increase in the number of positive charge in the form of -NH3+ on chitosan makes it bind
more strongly to the cell walls of bacteria and hence high antibacterial activity [65]. The
correlation between molecular weight, number of positive charge and antimicrobial
1. Introduction and Review of Literature
11
activity has been demonstrated by Kim et al. [66]. They observed that -O-CM chitosan
derivative of short chain chitosan polymer was more effective than normal chitosan. The
increased antibacterial activity of O-CM-chitosan was attributed due to increase in
number of -NH3+ groups by interaction of the carboxyl group with the amino group. In
the case of native chitosan, antibacterial efficiency reduced because extra -NH2 groups on
-O-CM chitosan stimulates a crosslinked network through strong intra-molecular
hydrogen bonding. Thus, the number of amino groups available to bacterial surfaces
decreased due to hydrogen bonding. In contrast, a strong correlation between the degree
of deacetylation of chitosan and its antimicrobial activity has not built yet. Some authors
propose that the antimicrobial activities of chitosan depend on the particular chitosan
samples and the microorganism to be examined [67].
1.2.2.4. Haemostatic activity of chitosan
Haemostasis is a process which causes bleeding to stop and keep blood within a damaged
blood vessel. Haemostatic agents are important in pharmaceutics because a haemostasis
is the first stage of wound healing. Chitosan, as well as sulphated chitosan oligomers
have been reported as anticoagulant [68]. Again, the anticoagulant activity of chitosan
seems to be positive charge dependent due to amino groups on chitosan which actually
interact with negatively charged membranes of red blood cells [69, 70]. Molecular weight
of chitosan may also affect the binding or clumping of red blood cells [71]. A
comparative study was conducted among chitosan in solid state and its solution in acetic
acid by Yang et al. [72]. For this purpose, several chitosan samples with different
molecular weights (from 2000 to 400 kDa) and degree of deacetylation (from 90 to 70 %)
were tested for coagulation mechanism. It was found that chitosan in solid state and
solution state followed quite different mechanisms for haemostasis. During this study,
when blood sample was mixed with chitosan solution, the erythrocytes were distorted
after aggregation. Also, the degree of deacetylation, particularly chitosan solution with a
high DDA had a considerable effect on the aggregation and deformation of erythrocytes.
However, chitosan in solid state with a high degree of deacetylation bounded more
platelets and had greater haemostatic affect [72].
1. Introduction and Review of Literature
12
1.2.2.5. Analgesic effect of chitosan
Some scientists have earlier documented that both chitin and chitosan have analgesic
effect on inflammatory pain [73, 74], but in the later years, others have studied that
analgesic effect by chitin and chitosan is due to intra-peritoneal administration of acetic
acid [75]. Moreover they proposed that chitosan showed a greater analgesic ability than
chitin due to its polycationic nature. The difference in analgesic activity of chitosan
involves the absorption of proton ions by chitosan which are released in the inflammatory
area. The free primary –NH2 groups on chitosan protonate in the presence of acidic
conditions which reduce the pH of effected area and cause the effective analgesic
influence [75].
1.2.2.6. Antitumor activity of chitosan
Chitosan, although, as antitumor agent has some controversial reports. However, chitosan
has been identified as antitumor polymer by inhibition of tumor cells growth largely due
to an immune stimulation effect. Studies were conducted on mice as model animal that
were ingested with low molecular weight chitosan which showed a significant
antimetastatic effect of chitosan against lungs carcinoma [31]. Chitosan with a
carboxymethyl group has also been proved to be effective in reducing tumor
development. The proposed mechanism involves immune-stimulating effects of chitin,
chitosan and carboxymethyl chitosan by stimulation of cytolytic T-lymphocyte cells [76].
This antitumor activity increases with lower molecular weight of polymer and it was
proposed that they had immune-stimulating effects. This effect activates the peritoneal
macrophages and stimulates non-specific host resistance. However, higher molecular
weight chitosan oligomers have also showed antitumor activity [1]. Similar type of
mechanism was described for their activity through increased production of lymphokines
by activated lymphocyte cells. The activation of macrophage cells by chitosan was
proposed to facilitate in vivo antitumor properties. However, the angiogenic prompting
properties of chitosan may produce harmful effects, such as promotion of tumor growth
and its invasion all over the body [71, 76, 77].
1. Introduction and Review of Literature
13
1.2.2.7. Anticholesterolemic activity of chitosan
Chitosan as cholesterol reducing agent involves several proposed mechanisms.
Muzzarelli et al. [78] proposed the formation of insoluble chitosan salts from bile acids.
The hydrophobic nature of bile acids permits the accumulation of cholesterol and lipids
through hydrophobic interaction. Three types of reactive groups in chitosan are
responsible for interaction between cationic groups of chitosan and anionic surface active
materials of phospholipids and bile acids. These three groups include one amino group at
the C-2 position on chitosan and a primary and a secondary hydroxyl groups at the
carbon positions-3 and -6, respectively [79, 80].
Another study demonstrated that chitosan get adsorbed to the emulsified lipid
surface, hence a protective coating is formed that might inhibit the lipase and co-lipase
adsorption to the droplet surfaces and access of lipids inside the droplets may be denied
[81]. There are some studies in which the fat binding capacity was positively correlated
with the molecular weight of chitosan [82]. In an experiment, the fat binding capacity of
five chitosans of increasing molecular weight (range 500-800 kDa) with same DDA was
studied and found that the sample with the second lowest molecular weight showed
significantly higher activity [9, 83]. Similarly, a chitosan sample was degraded with
gamma radiations and five chitosans of decreasing molecular weight were produced in
the range 25-400 kDa and these showed an increasing trend of fat binding activity with
decreasing molecular weight [84]. It was also observed that the chitosan binding capacity
for bile acids was selective and varies with the type of bile acid. Although, no correlation
was identified between individual bile acid binding capacity to chitosan and any other
tested physicochemical properties of chitosan. These studies suggested that molecular
weight, degree of deacetylation or swelling capacity might not be useful to calculate the
bile acid binding capacity of the chitosan [85, 86].
1. Introduction and Review of Literature
14
1.2.3. Potential applications of chitosan polymer
The development of commercial applications of chitosan with range of molecular weight
and degree of deacetylation has expanded rapidly in recent years. There is great potential
for exploitation of its properties in numerous marketplaces. The best potentials for its
applications are in pharmaceutics, food industry, agriculture, cosmetics, waste water
treatments etc. (Table. 1-2).
1.2.3.1. Biomedical applications of chitosan
Antibacterial polymers like chitosan and its derivatives can be applied in health care and
hygienic applications. Due to bactericidal and bacteriostatic nature of chitosan it may be
incorporated in the form of membrane, hydrogel, fibers, beads etc. and used for contact
disinfectants in many biomedical applications which include wound dressing,
orthopedics, tissue engineering and drug delivery carrier. Polysaccharides like chitosan,
possessing hydrogel forming properties have been considered to be beneficial in wound
dressing materials. Evaluating the eligibility and capability of the dressing material,
antimicrobial assessment of chitosan is a key parameter regarding wound dressing. It is
reported that an ideal wound dressing material should have following properties: (1)
Allows water evaporation at a certain level, (2) capable of absorbing the exuded liquids
from wound and (3) finally does not allow the microbial transport to wound areas [87-
89]. Therefore chitosan based materials have received much attention in this regard due
to their above mentioned properties. Typically, chitosan in the form of fiber, membrane,
sponge and hydrogel provides better antimicrobial effect to wound dressings [58, 90].
1. Introduction and Review of Literature
15
Table. 1-2. Potential applications of chitin and chitosan
Industry
Applications
Health care
Wound curing and healing,
Surgical suture,
Ophthalmology,
Orthopedics,
Pharmaceutics
Food and beverages Antimicrobial preservatives,
Food stabilizers
Flavors and taste,
Anticholestrol and fat binding
Animal feed preservative
Cosmetics and toiletries Hair, Skin and Oral care
Agriculture Feed ingredients,
Seed treatment
Nematocides, Insecticides
Waste water treatment Chelating agent,
Purification of drinking water,
Treating of food waste,
Pools and sanatoria
Product separation and recovery Membrane separation,
Chromatographic columns,
Coagulation
New applications of chitin and chitosan Imprinted chitosan based matrixes
Chitosan-metal nanocomposits
1. Introduction and Review of Literature
16
1.2.3.2. Applications of chitosan in food industry
There is a wide range of chitosan applications in the food industry. Food applications
include preservation of foods from microbial deterioration. Chitosan also acted as a
dietary fiber and as functional food ingredient and carrier for nutraceuticals [11]. Due to
its fat binding ability, chitosan and its derivatives have been used in several nutritional
supplements. Recently, it has been reported that fed diets for rats that contained highest
DDA chitosan has significantly decreased the plasma cholesterol in blood [91]. Chitosan
with high molecular weight significantly controlled the gain in body weight of adult rats
[91]. Considering the DDA and polymer chain length, chitosan with higher Mw showed
better cholesterol binding capacity in vitro [91]. However, it was concluded that when the
particle is finer, and degree of deacetylation and molecular weight of chitosan were
relatively high, the effect was better. Zeng and coworkers [92], examined the absorption
phenomena of different molecular weight chitosan inside the mice and found that low
molecular weight chitosan had greater absorption capacity and the effect was greater with
greater water solubility [92]. Chitosan with very high Mw obviously was very difficult to
absorb and enter into the blood. However, chito-oligomers were easily degraded and
quickly absorbed and distributed.
1.2.3.3. Chitosan as food preservative
Chitosans have been known as versatile biopolymers for food preservation due to their
bactericidal and fungicidal efficacies against food borne pathogens. Chitosan solubility is
pH-dependent and allows them to be modified in the form of beads, films and membranes
for applications in food industry [93]. Some experiments report that generally, low to
medium molecular weight (5-78 kDa) chitosans with high DDA (85-98 %) efficiently
inhibit the growth of both Gram’s positive and Gram’s negative bacteria [65, 94].
Contrary to these results, a study on chitosan obtained from cuticles of housefly larvae
describes that the antibacterial effect of chitosan decreases with higher molecular weight.
Chitosans with 21 to 44 kDa molecular weight were more effective than chitosans with 8
and 476 kDa molecular weight [95]. Higher degree of deacetylation is related with better
1. Introduction and Review of Literature
17
antimicrobial results. Tsai et al. [40] compared the antimicrobial activities of chitin (from
shrimp shells) and chitosan attained by chemical and biological treatments. The minimum
inhibitory concentrations were in the range of 50-200 ppm concentration which became
reduced with higher degree of deacetylation [40].
1.2.3.4. Chitosan as edible coatings and films
Chitosan coatings are used to enhance the shelf life of fruits and vegetables. Coatings
generally retard the ripening of fruits and reduce the microbial decay. Semi permeable
coatings of chitosan may generate a modified atmosphere at a lower cost very similar as
used in storage for controlled atmosphere [96]. Although many studies on chitosan as
coating material are available, very few of them considered the effect of the
physicochemical properties of chitosan on their activity [97]. In a study, membranes were
prepared from shortfin squid chitosan and shrimp chitosan and tested for their water
vapor permeability, water absorption capacity and tensile properties. The influence of the
molecular weight and degree of deacetylation of chitosan were evaluated on these
properties [1, 96]. The results showed that lowering the acetyl groups on polymer led to
more intermolecular interactions by hydrogen-bonding. Due to this interaction a compact
polymer network structure is established. Therefore water vapor permeability and water
absorption capacity are found to be low while mechanical properties are improved [96].
Chitosan with reduced molecular weight, without change in degree of deacetylation, led
the membranes with lower water vapor transmission rate, water vapor permeability and
water absorption capacity [98]. This significant effect is related to the effective packing
of polymer chains within the membrane matrix formed from lower molecular weight
chitosan chains. However, formation of a looser network by high molecular weight
chitosan weakens the tensile and elongation properties as a result of decreasing
entanglement and degree of crosslinking [99]. It has been accepted world widely that
chitosan coatings are used as a barrier to protect and enhance the storability of fruits and
vegetables [100-102].
1. Introduction and Review of Literature
18
1.2.3.5. Chitosan use in waste water treatment
The chemical contamination of water from a wide range of toxic products is a serious
environmental problem. The contaminating components can be metals, aromatic
molecules, dyes and so on, creating potential human toxicity. The usage of inexpensive
polymers to remove water pollutants is of great attention [103]. In this regard, chitin and
chitosan have been widely used to remove a great variety of water pollutants [9]. Guibal
and co-workers have extensively worked on adsorption properties of chitosan for metals,
dyes and organic compounds [104-106]. Chitosan has been used to remove anionic dyes
has been studied by Crini and Badot [6]. The chitosan proved to be more efficient for
metal ions and anionic dyes removal than chitin. Also, the coagulation and flocculation
process as well as the adsorption process depends on the degree of deacetylation [9, 104,
107].
1.2.4. Biosafety/non-toxicity of chitosan
Chitosan is non-toxic and has been approved as functional food in some countries
including Japan and Korea [1]. The addition of chitin and chitosan as food gradient was
deliberated in 2003 by the Codex Alimentarius Commission, Italy. However, chitosan is
not currently included in general standards for food additives and is not authorized as a
food ingredient in Europe. Although, studies have shown that this compound is non-
toxic, still no studies on long term human safety has been described [108].
1.3. Poly(vinyl alcohol), PVA; a synthetic polymer
Poly(vinyl alcohol) is a colorless, non-toxic and water soluble synthetic polymer and has
good physical and chemical properties. As a blending agent, poly(vinyl alcohol) has
excellent miscibility and film forming properties. It is synthetic and inexpensive polymer
used for membranes preparations. It contributes better tensile strength and flexibility to
the blends. The PVA blended chitosan has been employed in many biomedical
applications due to its biodegradable, non-carcinogenic and biocompatible nature [16, 59,
1. Introduction and Review of Literature
19
109-112]. This polymer has been used in many important applications such as controlled
drug delivery systems, membrane preparation and packaging materials. The PVA is
commonly used in making adhesives, paper coatings, textiles, films, sponges and
building products such as ceramics and cements. Some important properties including
anti-thrombogenicity and biocompatibility of PVA have been studied extensively [113,
114]. The degree of hydrolysis affects the solubility of PVA in water. It has been reported
that PVA grades with high degree of hydrolysis have low solubility in water. The
molecular weight distribution is an important characteristic of poly(vinyl alcohol)
because it affects many of its properties such as crystallizability, adhesion and
mechanical strength [115]. In biomedical field, use of poly(vinyl alcohol) with chitosan
blends have been reported for its antimicrobial and sustained drug release applications
[111, 112]. Chemical structure of PVA unit is given below (Fig. 1-2).
Fig. 1-2. Structure of poly(vinyl alcohol).
1.3.1. Physicochemical properties and applications of PVA
Poly(vinyl alcohol) is an attractive material that exhibits crystallinity. It is composed of
1,3-diol linkages but a few percent of 1,2-diols also occurs. The vinyl ester is used as
precursor for the preparation of PVA. Poly(vinyl alcohol) has excellent film forming
CH2
PVA
1. Introduction and Review of Literature
20
properties and is inexpensive polymer. It is also resistant to grease, oil and some solvents.
Poly(vinyl alcohol), a synthetic polymer is water soluble at higher temperature (80ºC). It
possesses higher mechanical and elastic properties and contributes strength to blending
polymers. Chitosan also possess high oxygen and aroma barrier properties. However
these properties are humidity dependent, with higher humidity more of the water is
absorbed [15, 116].
Poly(vinyl alcohol) is generally non-toxic and safe for biomedical applications up
to 5 % PVA solutions. It is biodegradable but rate of degradation of PVA is slow [15].
Some of the important uses of PVA are as following:
Good blending agent with chitosan for different biomedical applications
Used as thickener, modifier and in poly(vinyl acetate) glues
Used as textile sizing agent in textile industry
Applied as paper coatings
It forms water-soluble film useful for packaging materials
The PVA is used as CO2 barrier in polyethylene terephthalate (PET) bottles
It is used as a lubricant in eye drops and hard contact lens solution
The PVA fiber, as reinforcement in concrete
Used in protective chemical resistant gloves
Used as artificial tears for treatment of dry eyes
1.4. Chitosan/PVA blend membranes
Chitosan can be modified in the form of membranes, coating films, nanofibers or beads
by physical or chemical crosslinking for some particular applications. As a blending
agent, poly(vinyl alcohol) has excellent miscibility and film forming property. It
contributes better tensile strength and flexibility to the blends. It is synthetic and
inexpensive polymer used for membrane preparations. The PVA blended chitosan has
been employed in many biomedical applications due to its biodegradable, non-
1. Introduction and Review of Literature
21
carcinogenic and biocompatible nature [16, 59, 109, 111, 112]. The antibacterial
properties of numerous chitosan blends, including PVA/chitosan [111, 112],
cellulose/chitosan [56], starch/chitosan [2, 117], banana flour/chitosan [118],
gelatin/chitosan [119], pullulans/chitosan [120], guar gum/chitosan [121] and many more
have been investigated. Polymer modification by blending two or more different
polymers to obtain desired properties is now in common practice. Chitosan and
poly(vinyl alcohol) must be crosslinked in order to be useful for a wide variety of
applications, specifically in the area of medicine and pharmaceuticals. For preparations of
chitosan blends with synthetic polymers, different methods can be applied including
physical, chemical or by radiations.
Some of the polymer blends exhibit superior and rare properties, unexpected from
homopolymers. Chitosan/PVA crosslinked membranes possess uniform pores with
modifiable water absorption capacity (Fig. 1-3). These properties are crucial for wound
healing materials. Therefore blends of chitosan and PVA have been used as
biocompatible and biodegradable antimicrobial wound dressings [122, 123]. While
referring chitosan and its blends to pharmaceutical and surgical materials for humans
including tissue engineering and drug release system. There arise some complications
from infections caused by microorganisms and it is a universal problem. The infected
materials can cause high morbidity and mortality after introduction into the body.
Therefore, combating these challenges, chitosan is being used in combination with
antibiotics and developing some materials resistant to bacteria [124]. For example,
chitosan /PVA hydrogel coated grafts, crosslinked by ultraviolet irradiation, exhibited a
resistance against E. coli in vitro and in vivo [28].
The textile materials made from natural polymers are usually considered to be
more prone to microbial attack as compared to synthetic fibers. This might be due to their
porous structure, hydrophilic nature and moisture transport characteristics. Chitosan
alone or blends with PVA use as antimicrobial agent is gradually becoming a standard
finish for medical and hygienic textile products [28]. Recently, it has become popular in
women's wear and sportswear to impart antimicrobial and anti-odor properties [28].
1. Introduction and Review of Literature
22
Moreover, chitosan/PVA membranes have been used for controlled drug release systems
[16, 109].
Fig. 1-3. A typical SEM image of chitosan/PVA membrane showing distribution of
pores ( ). [98]
1.5. Crosslinkers for chitosan blends with other polymers
Chitosan polymer is needed to be crosslinked in order to modify their general properties.
Crosslinking occurs when the backbone or the functional groups of polymer chains form
bonds between same or different polymer chains. The polymer chains interlinked by ionic
bonds or covalent bonds and sometimes by secondary interactions. In physically
crosslinking polymers chains are interlinked by week forces which exist between
different polymer chains. In chemically crosslinking, a covalent bond is formed between
the different polymer chains. In natural and synthetic polymer based membranes,
interlinks between polymers chain are formed by crosslinkers. Different methods are used
to crosslink polymers for hydrogel applications.
1. Introduction and Review of Literature
23
Several reagents have been used for crosslinking the chitosan alone or with other
polymers using boric acid, glutaraldehyde, ethylene glycol, tripolyphosphate,
diisocyanate and diglycidyl ether as crosslinkers [125]. But, synthetic crosslinkers are
reported as more or less cytotoxic [126]. Hence it is necessary to use a non-toxic
crosslinker for biomedical applications.
Tetraethylorthosilicate (TEOS) is considered as biocompatible, biodegradable and
harmless molecule [127]. This compound also has health benefits and can be used as a
non-toxic crosslinking agent. The chemical formula of TEOS is Si(OC2H5)4 that consists
of four ethyl groups attached to orthosilicate (SiO44-
) ion. As an ion in solution,
orthosilictae does not exist. Although, TEOS is mainly used as crosslinking agents, other
applications of tetraethylorthosilicate are as coatings for carpets. The TEOS is also used
in the production of aerogels. These applications exploit the reactivity of the Si-OR bonds
[16, 128].
1.6. Microorganisms for antimicrobial studies
1.6.1. Pathogenic bacteria
P. aeruginosa, E. coli, S. aureus and B. subtilis etc. are commonly associated with
hospital-acquired infections and food born pathogenicity [129]. The infections caused by
some strains of P. aeruginosa and E. coli are increasing in hospitals as well as in general
community and is known pathogen for nosocomial infections, particularly among
immune compromised individuals [130]. P. aeruginosa were investigated for drug-
chitosan interactions by Tin et al. [124]. In this study chitosans with different DDA and
chitosan oligosaccharide were combined with antibiotics to show the synergistically
effect of antibacterial property. All the chitosans showed synergistic activity with
sulfamethoxazole, a sulfonamide antibiotic [124].
The antimicrobial activities of chitosan with cellulose blend membranes were
examined against E. coli and S. aureus. The chitosan/cellulose blend membranes
1. Introduction and Review of Literature
24
characteristics were presented suitable as a wound dressing with antibacterial properties
[56]. Similarly a hydrogel sheet composed of chitosan with honey and gelatin with
different ratios were developed as dressings for burn wounds. The hydrogel sheets
showed powerful antibacterial efficacy up to 100 % to Staphylococcus aureus and E. coli
with increasing concentration of chitosan. Therefore, chitosan hydrogel sheets
demonstrated their potential as a wound treatment [90]. Also, antimicrobial activity of
chitosan biopolymer films against E. coli-0157:H7 were investigated by agar diffusion
method. The chitosan biopolymer films were more effective at inhibition of E. coli-
O157:H7 with low molecular weight chitosan [53]. Some studies against E. coli and
Staphylococcus aureus were conducted to analyze the antimicrobial activity of different
molecular weights chitosan.
The effect of the concentration and molecular weight of chitosan were
investigated [53, 57]. For chitosan with molecular weight below 300 kDa, the
antimicrobial effect on E. coli was reduced as the molecular weight was increased. In
contrast, the same effect on S. aureus was increased [57]. In a study, an antimicrobial
film was prepared by chitosan and poly(vinyl alcohol) with cross-linker glutaraldehyde.
The effect of above membrane was studied against few pathogenic bacteria including E.
coli, Staphylococcus aureus and Bacillus subtilis. The obtained results indicated that film
might be a promising material for packaging applications in food industry [59]. In
another study, chitosan blend films with poly(vinyl alcohol) and pectin were prepared for
antibacterial studies by Tripathi and coworkers. The microbiological screening of these
films had demonstrated the antimicrobial activity of the film against pathogenic bacteria
E. coli, S. aureus, B. subtilis and Pseudomonas by measuring the diameter of zone of
bacterial inhibition (included diameter of film strips), the values of which were always
higher than original diameter of tested films. Overall, the chitosan/PVA/pectin films
happened to be a suitable material as antimicrobials for wound dressings and food-
packaging applications [131]. Similarly, banana flour with chitosan blend films were
produced using different ratios of banana flour and chitosan. The presence of chitosan
gave them the antimicrobial property which enhanced with increased concentration of
chitosan. The banana-chitosan composite bags were found to protect asparagus, baby
1. Introduction and Review of Literature
25
corn and Chinese cabbage against Staphylococcus aureus activity by serving as a
antimicrobial agent [118].
Different molecular weight chitosan with the same degree of deacetylation (80 %)
obtained by acetic acid hydrolysis method were investigated against Escherichia coli by
Liu et al. [132]. All of the chitosan samples with molecular weight from 55-155 kDa had
antimicrobial activities at the concentrations above 200ppm. But the chitosan sample with
molecular weight 90 kDa promoted the growth of bacteria [132]. Also, chitosan added at
earlier stage of cultivation showed greater effect. The mechanism of antibacterial activity
in this case was the flocculation of E. coli culture [132].
1.6.2. Aflatoxins producing fungi
Certain fungi produce toxic metabolites, called aflatoxins in/on foods and feeds during
storage. During harvest or storage, crops get contaminated with mycotoxins, the
secondary metabolites of many saprophytic fungi. The ubiquitous nature of fungi makes
food vulnerable to fungal contamination. Aflatoxins are unavoidable contaminants of
food components which even exist where very good manufacturing practices are
followed [133]. Perhaps, they are the best identified researched mycotoxins in the world.
Specific guidelines are established for acceptable levels of aflatoxins in food components
by food and drug administration (FDA). The acceptable levels were established on the
basis of action levels that allow for the removal of violating lots from import/export
products. Even at very low concentrations, the intake of aflatoxin B1 for a long period of
time may be highly dangerous [134, 135].
Aflatoxins have been related to various kinds of diseases throughout the world
including aflatoxicosis in domestic animals, livestock and humans. The Food and
Agriculture Organization (FAO) has reported the presence of mycotoxins in 25 % of the
world’s crop [136]. Aflatoxin B1, produced by Aspergillus flavus and Aspergillus
parasiticus, is one of the most toxic and common contaminants in food and feed.
1. Introduction and Review of Literature
26
Among the myotoxins, aflatoxins have received greater attention because of their
verified and influential carcinogenic effect in susceptible laboratory animals and their
acute toxicological effects in humans. Ingestion of aflatoxin contaminated food leads to
acute and chronic toxic effects, which may be hepatocarcinogenic, mutagenic, teratogenic
or genotoxic [137-140]. The growth of aflatoxins producing fungi is influenced by certain
environmental factors therefore extent of contamination varies accordingly [141]. The
four naturally occurring aflatoxin are aflatoxin B1 (AFB1), aflatoxin B2 (AFB2), aflatoxin
G1 (AFG1) and aflatoxin G2 (AFG2). A representative chemical structure of aflatoxin is
given in Fig. 1-4. Among them, AFB1 is the most common, as well as the most dangerous
for its ability to cause liver cancer in human [142].
Fig. 1-4. A representative structure of aflatoxin.
1. Introduction and Review of Literature
27
Fig. 1-5. The growth of Aspergillus flavus on rice.
One of the studies by Ghadeer and Khalaf [143] proves that among several foods, rice
appeared more prone to aflatoxins production (Fig.1-5). Production of AFB1 by
Aspergillus flavus in natural crushed food samples (rice, peanut, wheat and corn) was
compared in a set of glass flasks and a set of clay pots incubated at 28ºC for 10 days.
Flasks were more favorable for the production of AFB1 with rice than wheat and peanuts.
The lowest AFB1 was with using corn and clay pots with the same medium while
produced less AFB1 than those in the glass flasks [143].
1.6.2.1. Antifungal and antiaflatoxin properties of chitosan
One of the most important and attractive feature of chitosan is its antifungal property.
Chitosan and its derivatives have the ability to inhibit the growth of certain fungi
producing toxic metabolites [144]. Though aflatoxins are very stable and do not degrade
up to 270ºC (their melting temperature) in dry conditions, several physical and chemical
methods have been suggested for the degradation of aflatoxins [145]. Moreover, several
biological methods have been adopted for the degradation or removal of aflatoxins in
food and feed components [133]. On the other hand biologically aflatoxin degrading
microbes may also be harmful to human as well.
1. Introduction and Review of Literature
28
Natural polymers can be the efficient and alternative source to inhibit the
aflatoxin. Although, natural polymers are inexpensive and easily available, but there is
need to unveil their potential antifungal activities. The antifungal effect of chitosan, a
deacetylated form of chitin, on the growth of Aspergillus spp. and the aflatoxin
production was evaluated by many researchers [64, 146, 147]. A great inhibitory effect of
chitosan against Aspergillus parasiticus was found to be 3.0-5.0 mg.mL-1
. Moreover, 4.0-
5.0 mg.mL-1
of chitosan could completely prevent aflatoxin production by A. parasiticus
[64].
1. Introduction and Review of Literature
29
Objectives of Present Work
Main objectives of these studies are manipulation of chitosan for biomedical applications
as narrated below:
Irradiation of crab shells chitosan at different doses of gamma radiations.
Preparation and characterization (structure, morphology, water absorption
capacity, mechanical, water barrier, and surface properties) of novel
biocompatible membranes from chitosan.
Antimicrobial studies of chitosan and chitosan membranes for biomedical
applications.
Applications of the prepared membranes for controlled release of drug(s).
2. Materials and Methods
2.1. Polymers and chemicals used in the study
Variable molecular weight chitosan (CHIC; Mv 220000, CHI25; Mv 801, CHI50; Mv
473 and CHI75 Mv 259 g.mol-1
) were indigenously produced from crab shells chitin
which was obtained from fishery waste, Karachi, Pakistan. The extraction of chitosan
from chitin was performed following standard procedures. A chitosan; CHI15 (DDA
98.0% and Mw 15 kDa) was procured from Kunpoong Bio. Co. Ltd. (South Korea) and
PVA (degree of hydrolysis 98.0-98.8 mol%, degree of polymerization ~4300, Mw 195
kDa) was purchased from Aldrich, Germany. The Basmati rice (Oryza sativa) were
acquired from local market of Pakistan. Tetraethylorthosilicate (TEOS, d 0.933 g.ml-1
)
was obtained from Fluka, Germany. Glycerol (98% reagent grade) from Fisher Scientific
(Pittsburg, PA) and biological grade insulin (Bovine pancreas) was obtained from Sigma
Aldrich. All other chemicals including yeast extract, sucrose, chloroform, acetonitrile,
ethanol, Tween80, KH2PO4, CH3COOH (99.7%), NaCl, BaCl2, NaOH, HCl,
ZnSO4.7H2O, CuSO4.5H2O, MgSO4.7H2O were of analytical grade. The distilled water
was used throughout the experiments.
2.2. Microbial strains used in the study
Following bacterial and fungal strains were obtained from NIBGE culture collection and
used in experiments.
Pseudomonas aeruginosa (SS29)
Escherichia coli (SS1, SS2, SS9)
2. Materials and Methods
31
Proteus mirabilis (SS77)
Staphylococcus aureus (LM15)
Bacillus subtili
Aspergillus flavus
2.3. Growth media and maintenance of microbial cultures
2.3.1. Liquid and solid media for the growth of bacteria
The commonly used medium for the growth of bacteria is Luria-Bertani (LB) broth [148].
The medium was prepared according to the following composition in 100 mL.
1. Tryptone (1 g)
2. Yeast Extract (0.5 g)
3. Sodium Chloride (1 g)
For solid medium, agar (2 g) was added to LB medium. The media were prepared
in distilled water and the pH was adjusted approximately at 7±0.5 and sterilized by
autoclaving at 121°C temperature and 15 psi pressure for 15 min. The solution was
cooled down to room temperature before inoculation. For solid medium, the solution was
cooled down to 40°C before pouring into sterilized Petri plates. The Petri plates were
kept safe for further use after solidification of the medium.
2.3.2. Liquid and solid media for the growth of fungus
The general medium used for the growth of Aspergillus flavus is Yeast Extract Sucrose
(YES). The medium was prepared according to the following composition in 100 mL.
1. Yeast Extract (2 g)
2. Sucrose (1.5 g)
2. Materials and Methods
32
3. ZnSO4.7H2O (0.001 g)
4. CuSO4.5H2O (0.0005 g)
5. MgSO4.7H2O (0.05 g)
For solid medium, agar (2 g) was added to YES medium. Yease extract sucrose
media were prepared by adding the above mentioned chemicals into small amount of
distilled water, after dissolution, volume was made up to 100 mL, its pH was
approximately 6.3±0.2 and sterilized by autoclaving at 121°C temperature and 15 psi
pressure for 15 min. The solution was cooled down to room temperature before
inoculation. For solid medium, the solution was cooled down to 40°C before pouring into
sterilized Petri plates. The Petri plates were kept safe for further use after solidification of
the medium.
All the bacterial and fungal cultures were refreshed regularly in liquid and solid
media as described above at required physical conditions. The growth was also monitored
under phase contrast microscope (Zeiss MC 80, Germany). The fresh culture was used
always as inocula throughout the studies.
2.4. Extraction of chitin and chitosan from crab shells
The procedure for the extraction of chitosan was followed as described by Rege and
Block (1999). The crab waste was washed with water to remove dust particles and soaked
in HCl (2N) with 1:10 ratio for 24 hours to remove the mineral salts. The crab shells were
then removed by filtration and subsequent filtrate was mixed with NaOH (1N) as 1:10
ratio for further 24 hours to remove proteins. The obtained chitin was subjected to
deacetylation process by soaking chitin in NaOH (50%) and refluxed for 10 hours. The
obtained chitosan was dried and stored for use in experiments.
2. Materials and Methods
33
2.4.1. Gamma irradiation of chitosan
Chitosan solution (2% in acetic acid) was mixed with hydrogen peroxide (1%) and
irradiation was performed at ambient temperature in air at Pakistan Radiation Services
using 60
Co gamma irradiater (Model JS-7900, IR-148 ATCOP) at dose rate of 1.02
kGy.hour-1
at 25 kGy, 50 kGy and 75 kGy (Fig. 2-1). The chitosan irradiated at different
doses were extracted from solution and used for further studies.
Fig. 2-1. Extraction of chitin, chitosan and gamma irradiation.
2.4.2. Extraction of chitosan from gamma irradiated chitosan solutions
The pure chitosan was recoverd from individual gamma irradiatated chitosan solution
following steps (Fig. 2-2) described as below:
2. Materials and Methods
34
i) The irradiated chitosan solution (900 mL) was mixed with concentrated NH3 solution
(30 mL) for overnight. The chitosan residues were isolated by filtration and washed with
distilled water untill a neutral pH was attained. Chitosan precipitaes were vaccum dried at
50-60ºC and preserved for analysis while filtrate was saved for further precipitation of
chitosan.
ii) The above filtrate was mixed with 50 mL of NaOH (3M) solution for further 24 hours.
The precipitates were seprated by filtration and washed with distilled water untill
neutralized. The washed precipitaes of chitosan were vaccum dried at 60ºC and saved for
analysis while filtrate was saved to remove water soluble chitosan from it. Un-irradiated
chitosan and chitosan irradiated at different doses will be referred to as CHIC, CHI25,
CHI50 and CHI75, respectively.
Fig. 2-2. Isolation of chitosan powder from gamma irradiated chitosan solution.
2. Materials and Methods
35
2.5. General procedure for preparations of chitosan/PVA
membranes
Chitosan was dissolved in acetic acid (0.5M) to prepare 2% (w/v) chitosan solution.
Poly(vinyl alcohol, PVA) was separately dissolved in deionized water at 80oC to make
4% (w/v) solution. Both the solutions were mixed with few drops of glycerol. The
mixture was stirred thoroughly for 30 min. at 55-60oC. The crosslinker;
tetraethylorthosilicate (TEOS) was then added drop wise to the above mixture (Fig. 2-3).
After vigorous stirring of about an hour, the resulting mixture was poured into plastic
dishes and kept at room temperature for drying in dust free environment. The dried films
were removed, rinsed with deionized water to eradicate any foreign particles, vacuum
dried at 60°C and stored in desiccator. All formulations contained fixed mass ratio of 5
CHI : 95 PVA. The tetraethylorthosilicate solution for crosslinking (6%) the membranes
was prepared separetly by mixing 3-5 mL of ethanol (99.9%) in 10 mL measuring flask.
To this added required volume of TEOS and a drop of HCl (3M). Afterwards, volume
was made up to mark with ethanol and used dropwise during membrane preprations. The
membranes prepared from un-irradiated chitosan will be refferd as MemC while with
chitosan irradiated at 25, 50 and 75 kGy as Mem25, Mem50 and Mem75 respectively.
OEt
OEt
OEt
OEt
OH
OH OH
OH Hydrolysis/Acid
Si Si + 4C2H4OH
2. Materials and Methods
36
Fig. 2-3. Flow sheet for the preparation of chitosan/PVA membranes.
2.6. Characterization of chitosan and chitosan membranes
2.6.1. Infrared spectroscopy (IR)
The IR spectra of all chitosan and membranes were recorded in the range of 4000 to
400cm-1
using Fourier Transform Infrared (FTIR) spectrophotometer (Thermo Electron
Corp., Nicolet 6700, Waltham, Massachusetts, USA) at room temperature. The reported
spectra were recorded with 200 scans at 6.0cm-1
resolution using an attenuated total
reflectance (ATR) technique with a diamond crystal tip.
2.6.2. Determination of viscosity average molecular weight (Mv) of
chitosan
Molecular weights of un-irradiated and irradiated chitosan were determined using
Ubbelohde viscometer [35]. The sample solutions were prepared by adding 0.25 g of
2. Materials and Methods
37
chitosan powder in 15-20 mL of acetic acid (0.5M), dissolved untill clear solution was
obtained and added 0.3662 g of NaCl (solid) to above solution. After complete
dissolution of solutes, volume was made upto 25 mL by acetic acid (0.5M). For reference
solution, only 0.3662 g of solid NaCl was added to falsk and volume was made upto 25
mL by acetic acid (0.5M).
To determine the rate of flow of solutions, the viscometer was washed well and
dried before the start of experiment. Average of 5 values was taken at 25ºC for samples
and reference solutions. The Mv was determined according to the following equation.
Mvα = [η]/k (2-1)
Where,
„Mv‟ is viscosity average molecular weight of sample
[η] = [2(η sp – ln η r)]1/2
/Conc.(g.mol-1)
η r = t/to
η sp = η r – 1
„t‟ is time flow of sample solution (Sec)
„to‟ is time flow of reference solution (Sec)
„k‟ is constant (2.14x10-3
)
„α‟ is constant (0.657)
2.6.3. Antibacterial study of variable molecular weight chitosan using
agar well diffusion method
A modified agar well diffusion method [119] was used to evaluate qualitative
antibacterial activity of un-irradiated and irradiated chitosan. Antibacterial activity was
performed against few pathogen bacteria i.e., Pseudomonas aeruginosa (SS29)
Escherichia coli (SS1, SS2, SS9), Proteus mirabilis (SS77), Staphylococcus aureus
(LM15) and Bacillus subtilis. Chitosan solutions (2, 1, 0.5, 0.25%, w/v) were prepared in
acetic acid (0.5M) and pH was adjusted at 5.0-5.5 before pouring into wells. Then 100 µL
of un-irradiated and irradiated chitosan solutions at different concentrations were poured
2. Materials and Methods
38
into wells (7 mm diameter) on agar plates, which were previously seeded with 20 µL of
inocula containing approximately 105-10
6 CFU.mL
-1. The plates were then incubated at
37oC for overnight and, afterwards, examined for width of inhibition zones. The clear
zone of inhibition was calculated by Vernier calipers which included well‟s diameter.
The inhibitory zones surrounding the wells were compared with reference to the effect of
molecular weight and irradiation dose. Experiments were performed and repeated at least
for three times.
2.6.4. Determination of minimum inhibitory concentration (MIC) and
50% inhibitory concentration (IC50) of chitosan against drug resistant
bacteria
For quantitative assay, MIC of chitosan was assessed using a dilution method [13]. The
MIC is the minimum sample concentration which completely inhibits the growth of
bacteria while the concentration which inhibits 50% bacterial growth is called IC50. To
determine the MIC and IC50 of chitosan samples, the bacterial cultures were freshly
grown in Luria Broth (LB). The corresponding bacterial culture was diluted with sterile
LB media with ratio 1:4 in sterile glass tubes and thoroughly blended for homogeneous
bacterial suspension. Inoculated media (200 µL) were distributed in sterile 96 wells plate
and 100 µL dilution of each chitosan concentration was added in the wells. The final
chitosan concentrations in mixture obtained were 1.20, 0.66, 0.32, 0.25, 0.16, 0.08, 0.06,
0.04, 0.02 and 0%. The plates were incubated at 37oC for 18-20 hours. The same
procedure was adopted for all bacterial strains. The micro titer plate was visually
observed for MIC of the chitosan. For exact calculation of MIC and IC50, the culture was
further plated (after appropriate dilution) on agar plates for counting CFU.mL-1
of
bacteria with each concentration of chitosan. The initial bacterial count for inoculation
was maintained at ~106-10
7CFU.mL
-1. The experiments were performed in triplicate and
repeated for at least three times.
2. Materials and Methods
39
2.6.5. Metabolite analysis of Pseudomonas aeruginosa SS29
The effect of chitosan on metabolic profiling of Pseudomonas aeruginosa was
determined. As Pseudomonas aeruginosa is highly pathogenic among other bacteria so
was used for metabolite analysis. For this purpose, chitosan from Kunpoong Bio.
(CHI15) was mixed with acetic acid to give different concentrations (6, 4, 2, 1, 0.5, 0.25,
0.125 and 0%). The bacterial growth in the absence and presence of chitosan was
conducted as described above (section 2.6.4). The bacterial mass was isolated from
metabolites by centrifugation and 20 mL of chloroform was then added to the above
filtrate for 12-14 hours with shaking (120rpm) at room temperature. Afterwards, extract
was separated and concentrated by rotary evaporator. The concentrates were then added
to acetonitrile (1 mL) and afterwards metabolic analyses were conducted on liquid
chromatography mass spectrometry.
2.6.6. Culture and inoculum preparation for antifungal studies of
chitosan (CHI50)
The Aspergilllus flavus was grown in YES medium in a flask with stirring at 28ºC and
afterwards spread on YES agar medium. The plates were kept for 5-7 days at 28ºC
temperature for the growth of fungus untill sporolation occured. For the preparation of
inoculum, 1 mL of each of chitosan concentration was taken separately into eppendorfs
tubes. After adding small pallet of spores and two drops of Tween80 to above solution,
shaked vigorously for 1-2 min and counted the number of spores.mL-1
(Zeiss MC 80,
Germany). Final number of spores in each flask were in the range of 1.1-1.9x107
spores.mL-1
.
2.6.6.1. Minimum inhibitory concentration of CHI50 against Aspergillus flavus
The minimum inhibitory concentration of CHI50 against Aspergillus flavus was
determined according to method applied to filamentous fungi (Clinical and Laboratory
Standard Institute., 2008). For this purpose, chitosan (CHI50) solutions of different
2. Materials and Methods
40
concentrations (2, 1.75, 1.625, 1.50, 1.37, 1.25, 1 and 0%) were prepared in acetic acid
(pH-5). For determination of MIC, the inoculum was prepared as described above
(section 2.6.6) and 1 mL of inoculum was added to wells tube. Then added 100 uL of
each chitosan solution to the above inoculum and whole assembly was gently mixed and
incubated at 28ºC temperature for 7 days for the growth of fungus. The experiment was
carried out in triplicate and MIC was determined by visual inspection of the wells.
2.6.6.2. Production of aflatoxins on rice by Aspergillus flavus
A modified method [149] was used for the production of aflatoxins by Aspergillus flavus
on rice. For our study, 5 g of Basmati rice were taken in Erlenmeyer flask and soaked in 2
mL distilled water for two hours and were autoclaved. The inoculum with chitosan
(CHI50) solution (1.75, 1.50, 1 and 0%) was prepared as described earlier (section 2.6.6)
and added separately into flasks and incubated at 28oC with shaking (300rpm) for 120
hours. During incubation, the moisture content inside the flasks was maintained by
adding 100 µL sterile water, not enough to cause individual rice kernels to adhere to each
other. After first 50 hours of incubation, flasks were covered with aluminium foil and
incubated at 26oC without shaking for further 70 hours. During incubation, the growth of
Aspergillus flavus was observed and documented at regular time intervals till it was
constant. All experiments were done in triplicate and under extremely aseptic conditions.
2.6.6.3. Extraction of aflatoxins
Most of the analytical methods require the extraction of analytes from solid samples into
liquid phase which termed as liquid-solid extraction. Organic solvents like chloroform,
methanol, ethanol, acetone and acetonitrile were used for extraction. Solvent and sample
were mixed by blending or shaking. Special care was taken to ensure that the entire
sample was in intimate contact with extraction solvent. For the extraction of aflatoxin and
metabolites, 25 mL of chloroform were used for each sample. Each sample was made to
stand for 12-14 hours with shaking (120rpm) at room temperature. Afterwards, extract
was filtered through Whatmann No.1 (Maidstone, UK) filter paper and chloroform was
2. Materials and Methods
41
evaporated by rotary evaporator. The residues were then dissolved in acetonitrile (1 mL)
and were kept at -20oC in an amber glass vial for analysis on LC-MS/MS.
2.6.7. Liquid chromatography mass spectrometric (LC-MS) analysis of
aflatoxins (Aspergillus flavus)
The LC-MS/MS (liquid chromatography with mass spectrometer from Thermo Fisher
Scientific, Waltham (MA), USA) was used with a) Finnigan Surveyor Autosampler Plus;
b) Finnigan Surveyor LC Pump Plus; c) Finnigan Surveyor MS Pump Plus; d) Finnigan
Surveyor PDA Plus Detector. e) Finnigan LTQXL a Linear Quadrapole Ion Trap MS/MS
with Electrospray Ionization (ESI) Probe and Atmospheric Pressure Chemical Ionization
(APCI) Probe; f) Analytical column: C18 Luna (250x4.6 mm, 3 µm) Phenonomenex
Thermo Scientific; USA.
2.6.7.1. Operational standard solution for calibration
Stock solutions for individual reference standards; B1, G1, B2 and G2 were prepared (1
mg/1 mL = 1000 ppm) and preserved at 4oC. Working solutions were prepared from
stock solution as 2.5, 5, 10, 20, 40, 80 (ppb) for B1 and G1 and 0.75, 1.5, 3, 6, 12, 24
(ppb) for B2 and G2 in acetonitrile and stored in refrigerator. These standards were used
for calibration in order to determine the response versus the injected amount of analyte.
The linearity of the instrument was checked by means of line regression.
2.6.7.2. Determination and quantification of aflatoxins by LC-MS
The high performance liquid chromatography (HPLC) separates the mixture of
compounds by relative retention of compounds on a stationary and mobile phase (mixture
of polar solvents). Afterwards, the compounds pass through a detector normally photo
diode array (PDA), fluorescence, or MS detectors. The analyses of the cleaned extracts
were carried out using Surveyor HPLC system equipped with mass spectrometer and
PDA plus detectors (Thermo, USA).
2. Materials and Methods
42
The system was validated for analysis with known standards individually and in
the form of mixture. The analyses were performed in triplicate using luna phenomenex
C18 column (150x4.6 mm, 3 µm), in isocratic mode. Before LC-MS/MS analysis both of
the components LC and MS were optimized in prior to performing the real sample
analysis. Each of these components can be independently used and optimized. In the
current study, mass spectrometer with LC has been used. An analytical method has been
generated after getting the optimization of each component of the LC-MS/MS. The
optimization parameters for each component are given below.
2.6.7.3. Mass spectrometry parameters
Two types of analyses for aflatoxins were performed on LC-MS/MS. In the first type of
experiments, samples and standards were injected directly to the mass spectrometer using
syringe pump. While in second type of experimentation, samples and standard have to
pass through HPLC system before going to MS. For each type of these experimentations
different parameters on MS have been set, which are given below.
Following parameters for direct insertion of aflatoxins samples/standards to MS
were used. By employing these parameters, MS was tuned involving automatic tuning
process by selecting molecular masses of each mycotoxin. Aflatoxin ions at positive
modes [M+Na]+ have m/z values as: B1 m/z=335; G1 m/z=351; B2 m/z=337; G2
m/z=353. Following are the ESI-MS/MS conditions for aflatoxins through direct
insertion pump.
Syringe pump speed: 3-10 µls-1
Source voltage: 5.0 kV
Sheath gas flow: 15 (arb)
Aux gas flow: 2 (arb)
2. Materials and Methods
43
Capillary temperature: 275ºC
Capillary voltage: 49 V
Tube lens voltage: 110 V
2.6.7.4. Tuning
The liquid chromatograph and mass spectrometer (LC-MS) system was tuned-up for
aflatoxins before starting their study to optimize the analysis procedure which includes
ESI source parameters, voltage for ion optics and MS parameters. Probe position was set
manually to the point where maximum intensity value of ion signal with least variation
was achieved. Sheath and auxiliary gas flow rates were subjected to get stable spray.
Voltages of ion optics were optimized automatically and semi-automatically to get
focusing of particular analyte ions (AFB1, AFG1, AFB2, AFG2) towards analyzer. In
order to get maximum signal strength of aflatoxins in MS and MSn mass spectra, its
parameters such as microscans, maximum injection time, ion isolation width and
collision energy were optimized. When tuning has been achieved the tune file was saved
and used for the analysis of aflatoxins.
2.6.7.5. LC-MS conditions
There is lot of difference in conditions for HPLC when it is hyphenated with MS detector
as compared to the system where HPLC is linked with other detectors such as FLD or
PDA detectors. Because many of the parameters like sample loading amount, type of
mobile phase, flow of mobile phase, position of the ionization probe, flow of
sheath/auxillary gases, temperature of ion transfer capillary have to be changed
drastically in case if MS detector along HPLC are being applied. Following are the LC-
MS conditions for aflatoxins.
Injection volume: 10 µl
Needle height from bottom: 2 mm
Syringe speed: 8 µls-1
2. Materials and Methods
44
Flush volume: 1000 µls-1
Wash volume: 2000 µl
Flush speed: 500 µls-1
Loop loading speed: 10 µls-1
Column temperature: 30ºC
Column: C18 Luna (250x4.6mm, 3 µm)
Phenomenex Thermo Scientific
Surveyor LC pump Flow rate: 0.5 mLmin-1
Run time: 25 min
Mobile phase. Combination of mobile phases at different ratios was used during
optimization of good resolution of all types of aflatoxins in LC. However, the best
possible combination of these parameters have yielded the retention times of AFB1,
AFG1, AFB2, AFG2 at 18.14, 15.29, 13.89, 11.87 mins respectively and their ion
detection on MS. Mobile phase used was methanol:acetonitrile:water (22.5:22.5:55.0
v/v). Following are the MS conditions.
Source type: ESI
Capillary temperature: 335ºC
Sheath gas flow: 70 (arb)
Aux gas flow: 20 (arb)
Source voltage: 5 kV
Capillary voltage: 49 V
Tube lens voltage: 120 V
Concentration of aflatoxins (B1, G1, B2, G2) was calculated by the following formula:
Conc. in samples = [conc. in standard × peak area of samples]
peak area of standard samples
For standard curve linear equation was adopted: Y = MX+C (2-2)
2. Materials and Methods
45
2.6.7.6. LC-MS conditions for metabolites
The mobile phase used for the analysis of metabolites was same as used for aflatoxin
analysis. Following are the MS conditions for the metabolites analysis.
Source type: ESI
Spray Voltage: 4.02 kV
Spray Current: 0.13 µA
Sheath Gas Flow Rate: 19.01 (arb)
Aux Gas Flow Rate: 1.99 (arb)
Capillary Voltage: 19.01 V
Capillary Temp: 287.27°C
Tube Lens: 110.10 V
Flow Rate : 10.00 µl/min
Syringe Diameter: 2.30 mm
2.6.8. Morphological analysis of membranes
The morphology of chitosan/PVA membranes surfaces were examined using a model
JSM-7500F Field Emission Scanning Electron Microscope (Jeol, Japan) and ordinary
phase contrast microscope (Zeiss MC 80, Germany). The membranes were prepared by
freeze-drying samples after swelling in distilled water. The images were examined at
different magnifications. The surface of dried chitosan membranes were also imaged
using atomic force microscope using a Commercial Nanoscope IIIa Multi-Mode AFM
(Veeco Instruments, USA) by tapping mode in air. The topographies were attained at the
scanning size of 3µm and scanning frequency of 1.2Hz (data collection at 512×512
pixels) by silicon nitride cantilever. The membranes for analysis were selected as
chitosan/PVA without crosslinker and with crosslinker.
2. Materials and Methods
46
2.6.9. Water absorption studies of membranes
Small piece of membranes were cut, weighed and immersed in deionized water (30 mL),
until the equilibrium was reached. The swollen membranes were removed and extra
water was carefully wiped out. The content of water absorbed in membranes was
calculated as:
WAC (%) = [(Ws-Wd) / Wd)] x 100 (2-3)
Where “Wd” is the weight of dry membrane and “Ws” is the weight of swollen
membrane at equilibrium (Kim et al., 2003b). The results were reported as average of
three readings.
The water absorption capacity of membranes prepared with variable molecular
weight chitosan and PVA were also investigated at different temperature conditions
(28ºC, 37ºC, 50ºC), pH conditions (2-8) and different concentrations (0.2, 0.4, 0.6, 0.8,
1mol.L-1
) of salt solutions (NaCl, BaCl2).
2.6.10. Mechanical properties of membranes
The tensile strength (TS) and elongation at break (EB) of the membranes were measured
on a TA.XT2 Texture Analyzer (Texture Technologies, New York, USA) at a speed of
0.1 mm.sec-1
. The appropriate sized membranes (1.0x10.0 cm) were cut using a razor
blade and the gauge length was set at 10.0 mm. For each sample, the measurements were
replicated by four times.
2.6.11. Water barrier properties of membranes
The water vapor transmission rate (WVTR) and water vapor permeability (WVP) of the
membranes were analyzed according to ASTM Method E96/E96M. Briefly, circular test
2. Materials and Methods
47
cups were filled with calcium chloride (10.0±0.5 g) as desiccant at 0% relative humidity
(RH), and sealed with test membranes. The membranes were tightly attached and the
initial weights of the cups were recorded. The cups were placed in an environmental
desiccators set at 25oC and 53% RH. After reaching at equilibrium state in the
desiccators, cups were weighed daily up to 14 days. The WVTR was calculated as the
slope of the regression line drawn between elapsed time and the weight change of test
cups. The actual WVTR and WVP of the membranes were calculated according to the
following equations:
WVTR = (G/t) / A
WVP = WVTR /ΔP = WVTR/S(R1-R2) (2-4)
Where “G” is weight change (g), “t” is time (hrs), “A” is the test area (m2), and
“ΔP” is vapor pressure difference (Pa), “S” is saturation vapor pressure at test
temperature, mmHg (1.333x102Pa).
2.6.12. Contact angle measurements of membranes
It quantifies the wettability of a solid surface by a liquid. The static water contact angle
measurements of the membranes were carried out at room temperature (25oC) by drop
method using a VCA Optima XE Dynamic Contact Angle Analyzer (AST Products Inc.
Billerica, MA). The values for contact angle (θ) were calculated using Young‟s equation
(Fig. 2-4). The rate of change of surface wettability was taken at different points on the
membranes. A CCD camera recorded the images, immediately after the water drop was
deposited onto the membrane surface. Each reported value of contact angle was the mean
value of 10 measurements.
Ɣsv
= Ɣsl + Ɣ
lvCOSθ (2-5)
2. Materials and Methods
48
Fig. 2-4. Liquid drop on surface for measuring contact angle.
2.6.13. Antibacterial study of chitosan membranes by membrane’s disc
diffusion and optical density (OD) method
Antibacterial activities of chitosan membranes were performed by placing small pieces of
membranes on preoculated agar plates and also embeded in semi solid LB agar media.
Then these plates were incubated at 37oC for 18-20 hours. The clear zones of inhibition
were calculated for qualitative analysis. The antibacterial activities of the chitosan
membranes were also performed according to the method described by Zhai et al. [117]
with slight modifications. Due to curling nature of membrane on absorption of moisture,
these were embedded in semi-solid media before complete solidification and then
inoculated with corresponding bacterial culture. Chitosan membranes were washed with
sterile distilled water before the experiment to remove any foreign agents. Each
membrane was weighed (50mg±0.2 mg) and added into test tubes having nutrient broth
along with bacterial culture (0.5%) containing approximately 105-10
6 CFU.mL
-1. The
culture tubes were incubated overnight at 37oC with shaking (150rpm). During
incubation, the turbidity of the medium was measured at 600nm after regular time
intervals till it was constant. All experiments were done in triplicate under aseptic
conditions. Moreover, in order to determine the effect of bacterial growth phase on the
2. Materials and Methods
49
antibacterial activity of the chitosan membranes, the bacterial cultures were evaluated at
two growth phases i. e. stationary phase and log phase.
2.7. Controlled drug release by membranes
2.7.1. Preparation of buffer solutions
Simulated gastric fluid (SGF) at pH=1.2 was prepared by mixing 1 g of NaCl in 3.5 mL
of HCl (37%) and diluted up to 500 mL with distilled water. Simulated intestinal fluid
(SIF) at pH=6.8 was prepared by mixing 250 mL of KH2PO4 (0.2M) with 118 mL of
NaOH (0.2M) (Islam and Yasin, 2012).
2.7.2. Preparation of standard solutions for insulin
A 10 ppm stock solution of insulin was prepared by dissolving 1 mg of insulin in 100 mL
of solvent. The solvent system used for insulin solubility consists of methanol, conc. HCl
(2-3 drops) and NH3SO4 solution (for neutralization). For calibration line, the solutions at
2, 4, 6, 8 and 10ppm were prepared from stock using methanol as dilution solvent. The
amount of released insulin was determined by a Perkin Elmer Lambda 40 UV-Vis
spectrophotometer at 276nm and calibration line was drawn by absorption values versus
insulin concentration.
2.7.3. Loading of insulin on membrane and its release analysis
The dried sample (~30 mg) was loaded by 20 mL of commercially available insulin
solution of 10ppm (0.01 mg.mL-1
). The insulin solution was added drop wise on pre
swollen membrane. The membranes showed swelling in the aqueous solvent system and
drug was loaded by the process of sorption. These membrane samples were dried in dark
conditions. The drug loaded membrane sample was placed in a beaker at 37°C containing
100 mL of SGF solution. After 2 hours, it was transferred to SIF solution at same
2. Materials and Methods
50
temperature for 4 hours. Aliquots of 3 mL were taken from beaker for analysis after every
30 min. and 3 mL of fresh solutions (SIF, SGF) was inserted back into the beaker to
make up the liquid volume. The concentration of the released insulin was determined by
spectrophotometer using a Perkin Elmer Lambda 40 UV–Vis spectrophotometer at
276nm. The simulated gastric fluid and simulated intestine fluid were used as reference
standards. Calibration line was drawn using insulin solutions ranging from 2 ppm to 10
ppm. The amount of insulin released by the membrane (Mem25) was determined using
calibration line. The Mem25 was chosen for drug release study because this membrane
has significant water absorption and larger pore size. So that insulin can adsorb in
membrane pores in dry state and release as it swell in simulate gastric fluid.
3. Results
3.1. Gamma irradiation of chitosan
Chitosan obtained from crab shells was subjected to gamma radiations at different doses
and its effect was evaluated by determining viscosity average molecular weight (Mv) of
chitosan. The results show that the viscosity average molecular weight of chitosan
decreased with increasing dose of gamma radiations (Table 3-1). The Mv and codes of
chitosan and membranes prepared from un-irradiated and irradiated chitosan blending
with poly(vinyl alcohol, PVA) are given in Table 3-1.
Table 3-1. Viscosity average molecular weight of chitosan and membranes
composition.
Irradiationa
Chitosanb
Mvc (g.mol
-1)
Membranesd
No irradiation
CHIC
220000
MemC
25kGy
CHI25
801
Mem25
50kGy
CHI50
473
Mem50
75kGy
CHI75
259
Mem75 a irradiation dose b chitosan powders c viscosity average molecular weight of chitosan d chitosan:PVA- 5:95
3. Results
52
3.2. Fourier Transform Infrared (FTIR) characterization of
chitosan and membranes
The infrared (IR) spectra of the un-irradiated and irradiated chitosan recorded in solid
state, showed the overlap stretching of hydrogen bonded -OH and -NH2 band ranging
from 3070-3450cm-1
(Fig. 3-1). The stretching of C-H bond appeared at 2877cm-1
. In
addition, a band appeared at 870cm-1
representing pyranose ring of chitosan, while small
bands also appeared at 1050 and 1384cm-1
due to C-O-C stretching and methyl groups
respectively.
Fig. 3-1. Infrared spectra of un-irradiated chitosan (CHIC) and irradiated chitosan
(CHI25, CHI50, CHI75) (4000-500cm-1
).
However the IR spectra of the poly(vinyl alcohol) and chitosan/PVA membranes
revealed peaks at 1044-1100cm-1
representing siloxane linkage Si-O- in membrane form.
Also, there was a band with higher intensity at 3290cm-1
for chitosan membrane (Fig. 3-
2).
3. Results
53
Fig. 3-2. Infrared spectra of PVA, Mem25 and Mem75 (4000-500cm-1
).
3.3. Antibacterial activity of chitosan using agar wells diffusion
method
The antibacterial property of variable molecular weight chitosan was tested against
pathogenic bacteria which were initially isolated from human wound infections in the
Faisalabad region of Pakistan. For this purpose, agar wells diffusion method was adopted
to check the antibacterial activities of variable molecular weight chitosan at different
concentrations (2, 1, 0.5 and 0.25%). The antibacterial activity was conducted against
some of the Gram’s negative bacteria; Pseudomonas aeruginosa (SS29), E. coli (SS1,
SS2 and SS9), Proteus mirabilis (SS77) and Gram’s positive bacteria; Staphylococcus
aureus (LM15) and Bacillus subtilis. Antibacterial activity was assessed by pouring 100
µL of different molecular weight chitosan solutions with different concentrations into
wells on agar plates which were previously inoculated with corresponding culture. Un-
irradiated chitosan (CHIC) of high molecular weight showed no antibacterial activity
against Pseudomonas aeruginosa (SS29) at any concentration of chitosan (Fig. 3-3).
While, chitosan irradiated at different doses of gamma radiations (CHI25, CHI50,
3. Results
54
CHI75) showed zone of bacterial inhibition. Among irradiated chitosan, CHI75 had
larger zone of bacterial inhibition as compared to CHI50 and CHI25 at all concentrations
(Fig. 3-3).
Fig. 3-3. Bioactivity of chitosan against Pseudomonas aeruginosa (SS29) at
concentrations 2% (a), 1% (b), 0.5% (c) and 0.25% (d).
Similarly, antibacterial activities of chitosan against E. coli (SS2) were slightly
higher for CHI75 as compared to CHI50 and CHI25 (Fig. 3-4). Also, CHI75 and CHI50
had antibacterial activities against E. coli (SS9) only at higher concentrations (Fig. 3-5).
Both of the E. coli (SS2 and SS9) showed no effect on growth in the presence of CHIC.
The antibacterial test of chitosan against Proteus mirabilis (SS77) and
Staphylococcus aureus (LM15) showed evident growth inhibition near to the edges of
agar wells, while bacterial growth seemed to be reduced at a distance from the edges
(Figs. 3-6 and 3-7). However, CHI75 and CHI50 had almost equivalent antibacterial
efficiency against Proteus mirabilis (SS77) and Staphylococcus aureus (LM15). Overall,
the results indicated that antibacterial activity of chitosan was developed and improved
by increasing irradiation dose on chitosan. The calculated zone of inhibition also include
3. Results
55
wells diameter (~7 mm). The clear zones of bacterial growth inhibition by all types of
chitosans at different concentrations were calculated for comparison (Fig. 3-8).
Fig. 3-4. Bioactivity of chitosan against E. coli (SS2) at concentrations 2% (a), 1%
(b), 0.5% (c) and 0.25% (d).
Fig. 3-5. Bioactivity of chitosan against E. coli (SS9) at concentrations 2% (a), 1%
(b), 0.5% (c) and 0.25% (d).
3. Results
56
Fig. 3-6. Bioactivity of chitosan against Proteus mirabilis (SS77) at concentrations
2% (a), 1% (b), 0.5% (c) and 0.25% (d).
Fig. 3-7. Bioactivity of chitosan against Staphylococcus aureus (LM15) at
concentrations 2% (a), 1% (b), 0.5% (c) and 0.25% (d).
3. Results
57
SS29 SS1 SS2 SS9 SS77 LM15 B.subtilis
0
5
10
15
20
25
30
35
40
Zo
ne o
f in
hib
itio
n (
mm
)
CHIC
CHI25
CHI50
CHI75
SS29 SS1 SS2 SS9 SS77 LM15 B.subtilis
0
5
10
15
20
25
30
35
40
Zo
ne o
f in
hib
itio
n (
mm
)
CHIC
CHI25
CHI50
CHI75
SS29 SS1 SS2 SS9 SS77 LM15 B.subtilis
0
5
10
15
20
25
30
35
40
Zo
ne
of
inh
ibit
ion
(m
m)
CHIC
CHI25
CHI50
CHI75
SS29 SS1 SS2 SS9 SS77 LM15 B.subtilis
0
5
10
15
20
25
30
35
40
Zo
ne
of
inh
ibit
ion
(m
m)
CHIC
CHI25
CHI50
CHI75
Fig. 3-8. Zone of bacterial growth inhibition by chitosan (CHIC, CHI25, CHI50, CHI75) concentrations at 2% (a), 1% (b),
0.5% (c) and 0.25% (d) against SS29 (Pseudomonas aeruginosa), SS1,SS2,SS9 (Escherichia coli), SS77(Proteus mirabilis), LM15
(Staphylococcus aureus) and Bacillus subtilis
a b c d
3. Results
58
3.3.1. Determination of minimum inhibitory concentration (MIC) and
50% inhibition concentration (IC50) of un-irradiated and irradiated
chitosan against drug resistant bacteria
The quantitative antibacterial activities of un-irradiated chitosan (CHIC) and irradiated
chitosan (CHI25, CHI50 and CHI75) were determined by calculating their MICs and IC50
against pathogenic bacteria (section 2.2). The MIC and IC50 of chitosan (CHI15) were
determined against only highly opportunistic Pseudomonas aeruginosa (Table. 3-2). The
results showed that MIC and IC50 of un-irradiated chitosan (CHIC) was indicated only
against B. subtilis as all other tested bacteria had no effect of CHIC on their bioactivities
(Table. 3-2). On the whole, CHI75 and CHI50 had lower MIC and IC50 against
Pseudomonas aeruginosa, E. coli and B. subtilis as compared to CHI25. The MIC and
IC50 values of CHI15 were much higher against Pseudomonas aeruginosa (Table. 3-2).
3.3.2. Analysis of metabolites of Pseudomonas aeruginosa
The analyses of metabolites produced by Pseudomonas aeruginosa in the absence of
chitosan and in the presence of different concentrations of chitosan (CHI15) were
conducted using liquid chromatography mass spectrometry (LC-MS). The analysis
showed the presence of some important peaks which were related to hydroquinolones.
The peak intensities were reduced in metabolite analysis when chitosan was added in
growth medium of Pseudomonas aeruginosa. The overall peak intensities gradually
decreased with the addition of increased concentration of chitosan (Fig. 3-9a-d). Also,
hydroquinolones and hydroquinolones related peaks were confirmed by their mass
spectral (MS/MS) analysis. The MS/MS analysis of hydroquinolones and related
compounds along with their structures (Fig. 3-10a-c) confirmed the production of
hydroquinolones. The results showed that production of hydroquinolones was decreased
in the presence of chitosan.
3. Results
59
Table. 3-2. The values (%) for MICs and IC50 of chitosan against human bacterial isolates.
Pathogenic bacteria
Different molecular weight chitosan
CHIC CHI25 CHI50 CHI75 CHI15
MIC IC50 MIC IC50 MIC IC50 MIC IC50 MIC IC50
P. aeruginosa (SS29)
NA
NA
0.66
0.0412
0.33
0.0206
0.33
0.0206
2.64
0.083
E. coli (SS1)
NA
NA
0.66
0.0412
0.33
0.0206
0.33
0.0206
ND
ND
E. coli (SS2)
NA
NA
1.32
0.0825
0.66
0.0412
0.66
0.0412
ND
ND
E. coli (SS9)
NA
NA
1.98
0.165
1.32
0.0825
0.66
0.0412
ND
ND
P. mirabilis (SS77)
NA
NA
1.32
0.0825
0.66
0.0412
0.66
0.0412
ND
ND
S. aureus (LM15)
NA
NA
1.98
0.165
0.66
0.0412
0.66
0.0412
ND
ND
B. subtilis
1.32
0.083
0.66
0.0206
0.33
0.0206
0.33
0.0206
ND
ND
NA= no activity
ND= not determined
3. Results
60
Fig. 3-9 (a). Mass spectra of Pseudomonas aeruginosa metabolites in the absence of chitosan.
Control-Arogenosa-Positive-Mode-24-9-13_24-9-13 #7 RT: 0.06 AV: 1 NL: 8.23E5T: ITMS + p ESI Full ms [50.00-2000.00]
200 210 220 230 240 250 260 270 280 290 300 310 320 330 340 350 360 370 380 390 400
m/z
0
10
20
30
40
50
60
70
80
90
100
Re
lative
Ab
un
da
nce
270.25
244.25272.25267.08
260.17
298.25288.25
286.25
258.25 283.08 328.17314.25300.25242.17 247.08 399.25381.17350.25330.33 373.25202.08 357.33211.17 232.17
NL: 8.23E5
3. Results
61
Fig. 3-9 (b). Mass spectra of Pseudomonas aeruginosa metabolites in the presence of 0.5% chitosan concentration.
0-25-Arogenosa-Positive130924144347 #1 RT: 0.00 AV: 1 NL: 7.33E5T: ITMS + p ESI Full ms [50.00-2000.00]
200 210 220 230 240 250 260 270 280 290 300 310 320 330 340 350 360 370 380 390 400
m/z
0
10
20
30
40
50
60
70
80
90
100
Re
lative
Ab
un
da
nce
260.17
270.17244.17
272.17
288.25298.25
314.25245.25330.25 355.42273.25
258.08 300.33 328.25282.08242.17 247.08 356.42 377.33312.25211.17 332.25 399.33342.17318.33 389.17230.17
NL: 7.33E5
3. Results
62
Fig. 3-9 (c). Mass spectra of Pseudomonas aeruginosa metabolites in the presence of 1% chitosan concentration.
1%-Arogenosa-Positive_25-9-13 #1 RT: 0.00 AV: 1 NL: 1.10E5T: ITMS + p ESI Full ms [65.00-2000.00]
200 210 220 230 240 250 260 270 280 290 300 310 320 330 340 350 360 370 380 390 400
m/z
0
10
20
30
40
50
60
70
80
90
100
Re
lative
Ab
un
da
nce
267.08
244.25
272.17260.17
288.33 301.25
211.08316.25283.08 291.08
349.25 391.33247.08 319.42 365.25333.08219.17203.00 306.25274.08 371.25242.17 399.08227.08
NL: 1.10E5
3. Results
63
Fig. 3-9 (d). Mass spectra of Pseudomonas aeruginosa metabolites in the presence of 4% chitosan concentration.
4%-Arogenosa-Positive_25-9-13 #1 RT: 0.00 AV: 1 NL: 1.88E5T: ITMS + p ESI Full ms [50.00-2000.00]
200 210 220 230 240 250 260 270 280 290 300 310 320 330 340 350 360 370 380 390 400
m/z
0
10
20
30
40
50
60
70
80
90
100
Re
lative
Ab
un
da
nce
319.25
301.25267.08 288.33244.17
326.33316.33
284.33245.17 333.25
272.25 349.17306.17381.33261.17233.08 393.33280.08 290.17 362.17 375.08 401.25338.25211.08 217.08
NL: 1.0E5
3. Results
64
Control-Arogenosa-MS-MS-Positive-Mode-24-9-13_130924131354 #131 RT: 0.88 AV: 1 NL: 1.06E4T: ITMS + p ESI Full ms2 [email protected] [65.00-500.00]
80 100 120 140 160 180 200 220 240 260 280 300
m/z
0
20
40
60
80
100
Re
lative
Ab
un
da
nce
159.00
172.08244.17
216.00146.00 188.08132.00 252.08106.00 280.0085.00
Fig. 3-10 (a). MS/MS analysis of hydroquinolone (mass 244.17) compound.
3. Results
65
Control-Arogenosa-MS-MS-Positive-Mode-24-9-13_130924131354 #199 RT: 1.17 AV: 1 NL: 7.66E2T: ITMS + p ESI Full ms2 [email protected] [70.00-500.00]
80 100 120 140 160 180 200 220 240 260 280 300
m/z
0
20
40
60
80
100
Re
lative
Ab
un
da
nce
159.00
172.08
174.08240.08 258.08146.08
198.00 212.08132.08 275.92 294.00120.0081.08 96.92
Fig. 3-10 (b). MS/MS analysis of hydroquinolone (mass 258.2) compound.
3. Results
66
Control-Arogenosa-MS-MS-Positive-Mode-24-9-13_130924131354 #424 RT: 2.30 AV: 1 NL: 1.17E4T: ITMS + p ESI Full ms2 [email protected] [70.00-500.00]
80 100 120 140 160 180 200 220 240 260 280 300
m/z
0
20
40
60
80
100
Re
lative
Ab
un
da
nce
159.08
172.00
272.17
186.08146.08 200.00 254.00132.00 228.1792.17 299.0099.92
Fig. 3-10 (c). MS/MS analysis of hydroquinolone (mass 272.2) compound.
3. Results
67
3.4. Antifungal activity of chitosan
3.4.1. Determination of minimum inhibitory concentration (MIC) of
chitosan and analysis of aflatoxins
The MIC of chitosan against Aspergillus flavus was determined in the range of 1-2%
solutions of CHI50. This showed clear growth of Aspergillus flavus at low concentration
of chitosan while at the concentration of 1.25% (MIC value) and above, there was
complete inhibition of fungal growth (Fig. 3-11).
Fig. 3-11. Plate showing MIC of CHI50 against Aspergillus flavus.
Antifungal activity of chitosan was tested by agar wells diffusion method. For this
purpose, 100 µL of 0%, 1% and 2% chitosan (CHI50) was poured into wells on Yeast
Extract Sucrose (YES) agar plates in duplicate, which were previously inoculated with
Aspergillus flavus.
The plates were incubated at 28ºC for 7 days. The results indicated that there was
a clear zone of inhibition around 2% chitosan wells and growth was inhibited around 1%
chitosan wells while there was heavy fungal growth around 0% chitosan wells (Fig. 3-
12). These observations preliminary confirmed the antifungal property of CHI50.
3. Results
68
Fig. 3-12. Antifungal activity (agar well diffusion) of CHI50 (2%, 1%, 0%) at day 3
(a) and day 7 (b).
Further, chitosan’s antifungal activity was analyzed quantitatively for aflatoxins
inhibition efficacy and values were determined by LC-MS analysis (Table 3-3). The
results indicated complete inhibition of aflatoxin B2, G1 and G2 at 2% chitosan
concentration while, 92% decrease in aflatoxin B1 was observed at the same
concentration. Likewise, with 1% chitosan, the aflatoxins production was decreased to
70%, 80%, 80% and 100% for aflatoxin B1, B2, G1 and G2 respectively (Fig. 3-13) in
comparison with control (absence of chitosan)
Table 3-3. Aflatoxins analysis from agar wells diffusion plate (µg.mL-1
).
Concentration of CHI50
Aflatoxin B1
Aflatoxin B2
Aflatoxin G1
Aflatoxin G2
0%
0.268
0.02005
0.098
0.00333
1%
0.079
0.00401
0.01901
0
2%
0.02052
0
0
0
3. Results
69
0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0
0.00
0.05
0.10
0.15
0.20
0.25
0.30
Afl
ato
xin
(u
g/m
l)
Chitosan concentration (%)
Aflatoxin B1
Aflatoxin B2
Aflatoxin G1
Aflatoxin G2
Fig. 3-13. Aflatoxin inhibition by chitosan from agar wells diffusion method.
3.4.2. Inhibition of aflatoxins (Aspergillus flavus) on Basmati rice.
The quantitative production of Aspergillus flavus and inhibition of aflatoxin by chitosan
on rice was determined by LC-MS using different concentrations of chitosan (CHI50)
solutions (0-2%). The results indicated that there was dominant growth in control flask
(at 0% chitosan) and flask having 1% chitosan solution. Other flasks having 1.5% and
1.75% chitosan solution apparently showed inhibited growth of Aspergillus flavus (Fig.
3-14). This observation was validated when aflatoxin analysis were conducted on LC-MS
which showed considerable reduction in the production of aflatoxin (Table. 3-4).
Moreover, at 2% chitosan concentration complete inhibition of growth of Aspergillus
flavus was observed along with the production of aflatoxin B1, B2, G1 and G2 (Fig. 3-15).
3. Results
70
Fig. 3-14. Aflatoxin inhibition by CHI50 solution at concentration 0% (C), 2%, and
1.75%, 1.5% and 1% at day 1, day 3 and day 5.
Table 3-4. Concentration of aflatoxin B1, B2, G1 and G2 (µg.mL-1
).
Concentration of CHI50 (%)
Aflatoxin B1
Aflatoxin B2
Aflatoxin G1
Aflatoxin G2
0.00
50.30
9.10
3.22
1.22
1.00
23.75
3.18
1.13
0.34
1.50
3.70
0
0
0
1.75
0.81
0
0
0
2.00
0.12
0
0
0
3. Results
71
0.00 0.25 0.50 0.75 1.00 1.25 1.50 1.75 2.00 2.25
0
10
20
30
40
50
Aflatoxin B1
Aflatoxin B2
Aflatoxin G1
Aflatoxin G2
Afl
ato
xin
(u
g/m
l)
Chitosan concentration (%) 1ml/5g rice
Fig. 3-15. Aflatoxin inhibition by chitosan (CHI50) on rice.
3.5. Characterization of chitosan membranes
3.5.1. Morphological analysis of chitosan/PVA membranes
Scanning electron and atomic force microscopies were used to study the morphological
features of the membranes in detail. The dried membranes appeared to be transparent,
smooth, elastic and strong (Fig. 3-16a-b).
The micrograph images of chitosan membranes by scanning electron microscope
(SEM) revealed a porous and crosslinked network structure with a variety of pore sizes.
The micrograph images showed that the pore size of the membranes decreased as chain
length of the chitosan polymers decreased in the membranes (Fig. 3-17).
3. Results
72
The surface topography of chitosan/PVA membranes without crosslinking and
with crosslinking were imaged by atomic force microscope (AFM). Both un-crosslinked
and crosslinked membranes showed the macromolecule aggregation on membrane
surfaces but the aggregation pattern was greater for crosslinked membranes. The
chitosan/PVA membranes without crosslinking possessed a dense surface structure with
uniform distribution of spherical particles (Fig. 3-18a), while chitosan/PVA membranes
with crosslinking exhibited aggregation structure with some protuberance on membrane
surface (Fig. 3-18b).
Fig. 3-16. Camera images of chitosan membrane showing it transparent Mem25 (a)
and Mem50 (b).
3. Results
73
Fig. 3-17. SEM analysis of chitosan membranes at different magnifications. Shown are SEM micrographs of MemC
(panels A1 and A2), Mem25 (Panels B1 and B2), Mem50 (panels C1 and C2) and Mem75 (panels D1 and D2). In each
case the first panel shows micrographs taken at 1990x magnification and the second at 3300x magnification.
3. Results
74
Fig. 3-18. AFM images of uncrosslinked (a) and crosslinked (b) chitosan/PVA
membranes.
a
b
3. Results
75
0 50 100 150 200 250 300 350
0
200
400
600
800
1000
1200
1400
1209%
622%
557%
Wate
r ab
so
rpti
on
cap
acit
y (
%)
Time (min)
MemC
Mem25
Mem50
Mem75
444%
3.5.2. Effect of time, temperature, pH, and electrolytes on water
absorption capacity of the membranes
The time dependent water absorption capacity (WAC) of the membranes was
investigated in distilled water. These membranes reached at equilibrium state within 195
min. at room temperature (28oC). Of the four membranes, MemC, prepared from un-
irradiated chitosan had highest water absorption capacity (1209%; Fig. 3-19), whereas the
membranes prepared from irradiated chitosan had lower WAC of Mem25 (almost 50%)
and it further decreased in Mem50 and Mem75.
Fig. 3-19. Time dependent water absorption capacity of MemC, Mem25, Mem50
and Mem75.
The effect of temperature on water absorption capacity of chitosan membranes
was studied at room (28oC), human body (37
oC) and higher (50
oC) temperatures. There
was an increase in the water absorption capacity of the membranes with increase in the
temperature of the swelling medium (Fig. 3-20).
3. Results
76
MemC Mem25 Mem50 Mem75
0
400
800
1200
1600
2000
2400
Wate
r a
bso
rpti
on
cap
acit
y (
%)
Membrane types
28oC
37oC
50oC
0 2 4 6 8 10
0
200
400
600
800
1000
Wate
r ab
so
rpti
on
cap
acit
y (
%)
pH
MemC
Mem25
Mem50
Mem75
The swelling behavior of the chitosan membranes was greatly influenced by the
pH of surrounding medium. The pH dependent swelling equilibrium of the membranes
was determined in various pH solutions (2.0 to 8.0) and results have been shown in Fig.
3-21. The absorption capacity of all the samples increased steadily with increase in pH
and reached to maximum (MemC, 963%; Mem25, 797%; Mem50, 718%; and Mem75,
524%) at neutral pH (7) while it decreased at higher pH values.
Fig. 3-20. Temperature dependent water absorption capacity of MemC, Mem25,
Mem50 and Mem75.
Fig. 3-21. pH dependent water absorption capacity of MemC, Mem25, Mem50 and
Mem75.
3. Results
77
0.0 0.2 0.4 0.6 0.8 1.0
0
100
200
300
400
500
600
700
800
900
W
ate
r a
bso
rpti
on
cap
acit
y (
%)
Concentration (mol/L)
MemC
Mem25
Mem50
Mem75
MemC
Mem25
Mem50
Mem75
The influence of electrolytes (NaCl and BaCl2) and their concentrations on
absorption capacity of chitosan membranes were also studied. The results showed a
decrease in water absorption with increase in salt concentration and charge density of the
electrolytes (Fig. 3-22).
Fig. 3-22. Water absorption capacity of MemC, Mem25, Mem50 and Mem75 in
different conc. of NaCl (solid symbols) and BaCl2 (hollow symbols).
3.5.3. Mechanical properties
Effects of molecular weight of chitosan on mechanical properties (tensile strength, TS
and Elongation at break, EB) of chitosan/PVA membranes were investigated. Tensile
strength and %age elongation of membranes increased with low molecular weight of
chitosan in the membranes. At further low molecular weight chitosan membrane
(Mem75), the TS and EB of membrane decreased. Over all membranes showed fairly
good mechanical properties, but membrane containing CHI50 had slightly higher tensile
3. Results
78
strength (47.19 MPa) and elongation at break (359.42%) values (Table 3-5) as compared
to other membranes.
Table 3-5. Mechanical properties of chitosan membranes.
Membranes
Tensile strength (MPa)
Elongation at break (%)
MemC
28.54
407.30
Mem25
35.04
359.30
Mem50
47.19
359.42
Mem75
27.07
292.60
3.5.4. Water vapor transmission rate (WVTR) and water vapor
permeability (WVP) of membranes
The water vapor transmission rate (WVTR) and water vapor permeability (WVP) of
irradiated chitosan membranes were investigated and recorded (Table 3-6). The WVTR
Table 3-6. Water vapor transmission and permeability of chitosan/PVA membranes.
Membranes
WVTR (g.h
-1.m
-2) x10
-3
WVP (g.Pa-1
.h-1
.m-2
) x10-6
Graphical values
Numerical values
Graphical values
Numerical values
MemC
ND
ND
ND
ND
Mem25
170
164
1.95
1.87
Mem50
150
144
1.72
1.67
Mem75
95
97
1.11
1.087 ND = not determined
3. Results
79
0 20 40 60 80 100 120
0
10
20
30
40
50
60
70
80
Co
nta
ct
an
gle
(O
)
Time (minutes)
Mem25
Mem50
Mem75
and WVP of the membranes decreased with low molecular weight chitosan
membranes.The WVTR and WVP of membranes with high molecular weight chitosan
were higher as 164.04x10-3
g.h-1
.m-2
and 1.87x10-6
g.Pa-1
.h-1
.m-2
respectively.
3.5.5. Contact angle measurement (surface properties)
For our study, rate of decrease in contact angle was measured through water to determine
the extent of hydrophilicity of the membranes. A very sharp decrease in contact angle
was observed with time for all the membranes and contact angle value decreased with the
passage of time (Fig. 3-23).
Fig. 3-23. Rate of decrease of contact angle for chitosan membranes.
3.6. Antibacterial activity of chitosan membranes
In present work, the antimicrobial properties of the membranes prepared from un-
irradiated and irradiated chitosan were studied against Gram’s negative bacteria
Pseudomonas aeruginosa (SS29), Escherichia coli (SS1, SS2 and SS9), Proteus
mirabilis (SS77) and Gram’s positive bacteria; Staphylococcus aureus (LM15) and
Bacillus subtilis using agar membrane disc diffusion method. The embedded membranes
in semisolid media showed antibacterial effect against different bacteria used in our
3. Results
80
study. Chitosan membranes having highest antibacterial activity (Mem75) in this way
showed antibacterial effect near the edges in a more pronounced way (Fig. 3-24).
Fig. 3-24. Antibacterial activities of chitosan membranes (Mem75) against
pathogens.
As, these membranes were not suitable for agar membrane disc diffusion method
due to their curling nature when come in contact with agar medium, optical density (OD)
method was adopted for antibacterial studies of chitosan membranes. For using OD
method, a representative Gram’s negative; Escherichia coli (SS1) and Gram’s positive;
B. subtilis bacteria were selected. Previously, these bacteria were also tested for
antibacterial activities of un-irradiated and irradiated chitosan. Low molecular weight
chitosan (CHI75) has fairly good antibacterial property while CHI50 and CHI25 have
almost equivalent antibacterial activities against these pathogens (Fig. 3-25). However,
3. Results
81
with un-irradiated chitosan (CHIC), only B. subtilis has showed prominent inhibition in
its growth.
Fig. 3-25. Inhibitory zones by CHI25, CHI50, CHI75, solvent and un-irradiated
chitosan (CHIC) against E. coli; SS1 (a) and B. subtilis (b).
For antibacterial activities of chitosan membranes with OD method, it was
observed that OD of the medium increased with time with un-irradiated chitosan
membranes (MemC) while it remained almost un altered for membranes with irradiated
chitosan (Fig. 3-26a and 3.27a). In another experiment, bacterial culture was harvested
from log phase to study the antibacterial characteristics of chitosan membranes against E.
coli and B. subtilis. These results indicated that, in general, all membranes prepared from
irradiated chitosan (Mem25, Mem50 and Mem75) had stronger antibacterial activity
against E. coli and B. subtilis bacteria (Fig. 3-26b and 3-27b), while, un-irradiated
chitosan membrane had antibacterial activity only against B. subtilis.
3. Results
82
Fig. 3-26. Antibacterial activity of MemC, Mem25, Mem50 and Mem75 against E.
coli culture from stationary phase (a) and log phase (b).
Fig. 3-27. Antibacterial activity of MemC, Mem25, Mem50 and Mem75 against B.
subtilis culture from stationary phase (a) and log phase (b).
3.7. Controlled release of insulin by membranes
Controlled release of insulin was studied at stomach pH (1.2) by simulated gastric fluid
(SGF) and at intestine pH (6.8) by simulated intestine fluid (SIF). For this purpose 10
0 2 4 6 8 10
0.0
0.1
0.2
0.3
0.4
0.5
Bacte
rial g
row
th (
OD
600n
m)
Time (h)
MemC
Mem25
Mem50
Mem75
0 2 4 6 8 10 12
0.0
0.1
0.2
0.3
0.4
0.5
Bacte
rial g
row
th (
OD
600n
m)
Time (h)
MemC
Mem25
Mem50
Mem75
a b
0 2 4 6 8 10 12
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
Bacte
rial g
row
th (
OD
600n
m)
Time (h)
MemC
Mem25
Mem50
Mem75
0 2 4 6 8 10 12
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
Bacte
rial g
row
th (
OD
600n
m)
Time (h)
MemC
Mem25
Mem50
Mem75
a b
3. Results
83
0 60 120 180 240 300 360
0
1
2
3
4
5
6
7
pH 6.8
pH 1.2
Rele
ase o
f in
su
lin
(p
pm
)
Time (minutes)
Mem25
ppm insulin was loaded on chitosan membranes (Mem25). The results indicated that
almost all of the insulin was released within first hour in simulated gastric fluid (Fig. 3-
28).
Fig. 3-28. Insulin release in SGF and SIF solutions.
4. Discussion
Chitosan is very important polysaccharide due to some of its unique characteristics.
Chitosan only required mild processing conditions for applications in different fields. In
recent years, chitosan is being used as antimicrobial agent in food processing, food
packaging, and burn wound dressings. The primer focus of scientists is improving the
antimicrobial property of chitosan by various methods as most of the raw chitosan has
very poor antimicrobial properties. In our study, chitosan was extracted from crab shells
and subjected to gamma irradiations to improve its various characteristics including
antimicrobial efficacy. Ionizing radiations induced the chain breaking which was
radiation dependent. Chain degradation was determined by measuring the viscosity
average molecular weight of chitosan. Increasing irradiation dose decreased the
molecular weight of chitosan which developed and improved its antimicrobial properties.
Chitosan molecular weight also affected membrane characteristics which will be
discussed subsequently.
4.1. Antimicrobial studies of variable molecular weight
chitosan and chitosan membranes
It is very important for biomedical materials to be sterile and free from microorganisms.
Chitosan exists in a variety of molecular weights as well as modified into various forms
for particular applications. So, antimicrobial characteristics of a particular chitosan and
its modified form are necessary for using in biomedical applications. In our daily life,
Pseudomonas aeruginosa, Escherichia coli, Proteus mirabilis, Staphylococcus aureus,
4. Discussion
85
Bacillus subtilis and many more are central bacterial pathogens most frequently
responsible for nosocomial infections. These pathogens gain resistance against numerous
antibiotics used in causative therapy. Therefore, resistance has been developed due to
ineffectiveness of many antibiotics [129]. Thus, improving the effectiveness of antibiotics
and decreasing their toxicity are the two basic purposes in the development of novel
antimicrobial agents. Utilization of natural materials as antibiotics is one of the current
approaches. The antibacterial activity of such biomaterials is the most valuable property
and has been employed in many biomedical applications. Investigating the antimicrobial
characteristics of natural polymers especially chitosan has gained significant importance
in recent years [13, 90, 98, 124, 150].
In case of irradiated chitosan powder, significant growth inhibition of the tested
bacteria was observed; however, the inhibitory effects were different for different
molecular weight chitosan and type of bacterium. Antibacterial activity of variable
molecular weight chitosan was investigated against Pseudomonas aeruginosa (SS29),
Escherichia coli (SS1, SS2, and SS9), Proteus mirabilis (SS77), Staphylococcus aureus
(LM15) and Bacillus subtilis. Un-irradiated chitosan of high molecular weight showed no
antibacterial activity while low molecular weight chitosan displayed antibacterial activity
against all bacterial strains under investigation. Chitosan showed little stronger
antibacterial effect against Gram’s negative bacteria than against Gram’s positive
bacteria, as similar type of results were also observed by Chung et al. [151]. However,
some results contrary to these studies have also been reported [54]. We observed that
Pseudomonas aeruginosa (SS29), Escherichia coli, and Bacillus subtilis were more
sensitive towards all types of gamma irradiated chitosan. In addition, chitosan having
lower molecular weight displayed larger zone of inhibition as compared to higher
molecular weight chitosan. In our studies, the antimicrobial activity of naturally available
chitosan from crab shells was developed and improved with gamma irradiations. Gamma
irradiation has infect shortened the chain length of chitosan polymer. Further, results
showed more antibacterial activity at high concentrations of low molecular weight
chitosan and vice versa. All of the gamma irradiated chitosan showed strong antibacterial
activity against pathogens at 2 µg.mL-1
of chitosan. The clear zone of inhibition against
4. Discussion
86
pathogens by all un-irradiated and irradiated chitosans at different concentrations was
calculated for comparison. Amongst irradiated chitosan, CHI75 had even more
antibacterial effect as compared to others. No antibacterial activity was seen by un-
irradiated chitosan against these bacteria at any concentration of chitosan except against
Bacillus subtilis. The minimum inhibitory concentration (MIC) assay revealed that
irradiated low molecular weight chitosan inhibited P. aeruginosa, E. coli, and Bacillus
subtilis growth at a much lower concentration comparing to un-irradiated chitosan. For S.
aureus, and Proteus mirabilis the MIC value was much lower (0.66%) while in P.
aeruginosa, E. coli, and Bacillus subtilis, the MIC value was reduced to (0.33% or 3300
µg.mL-1
) much lower value than some of the reported values (4096 µg.mL-1
) against P.
aeruginosa [124]. These observations have significantly developed the antibacterial
activity of chitosan against highly versatile opportunistic pathogens especially P.
aeruginosa, E. coli, S. aureus and Bacillus subtilis. The obtained results revealed the
importance of low molecular weight chitosan as they have greater antibacterial activity
against drug resistant bacteria and potential to be efficiently used for biomedical
applications.
Antibacterial activity of chitosan in the form of membranes was studied using
various methods including membrane disc diffusion and optical density method. In these
experiments we faced some problems due to curling nature of membranes when in
contact with agar media acted as a limiting factor for experimental observations. Also,
putting wet membranes on agar media, initially, membranes of same size vary in size
after swelling. Antibacterial experiments for membranes were also tried by setting
membranes in semi-solid medium before solidification but it was not stable as sometimes
membranes rolled up and extended in size due to moisture absorption (Fig. 3-24).
However, adopting these methods antibacterial activities were observed but results were
not stable and reproducible. For antibacterial activities of chitosan membranes, it is also
necessary for bacteria to come in contact with chitosan membranes. Further, it is reported
that antibacterial activity of chitosan influenced by number of factors including chitosan
itself and the tested bacterium, that act in orderly/independent way [28]. Generally,
bacteria have different sensitivities at different culture stages towards variable molecular
4. Discussion
87
weights of chitosan [89]. Therefore, the antibacterial activities of the chitosan membranes
were also tested by using the bacterial culture harvested from log and stationary phases.
So, keeping in mind these limitations factors for determining antibacterial activities,
optical density (OD) method was adopted for growth evaluation in the presence of
chitosan membranes. It was observed that chitosan membranes were very effective to
inhibit the growth of Gram’s negative E. coli and Gram’s positive B. subtilis culture
taken from the stationary phase. In other experiment, when bacterial culture were used
from log phase of E. coli and B. subtilis, the results showed that, in general, all
membranes exhibited antibacterial activities in the form of membranes too. However,
chitosan in the form of membranes revealed depressive antibacterial activity against B.
subtilis as compared to E. coli. One of the reasons might be the lesser availability of
chitosan in membrane forms and thick wall of peptidoglycan layers in Gram’s positive
bacteria.
Above experiments indicated that cell sensitivity was influenced by the growth
phase of the microbes and mode of availability of chitosan. According to numerous
authors [12, 152], one of the reasons for the antimicrobial character of chitosan is the
presence of -NH2 which interacts with negatively charges on cell membranes, which
leads to the leakage of intracellular constituents of the microorganisms. The possible
mechanisms for antibacterial activity are given by Zheng and Zhu [57]. Antibacterial
activity of chitosan primarily is due to its polycationic nature because formation of
impermeable membrane as a result of interaction between cationic groups on chitosan
and anionic groups on cell surface inhibited the transport of essential nutrients. Chitosan
also has chelating property due to its cationic nature. This chelating effect can also
embrace antibacterial mechanism. Low molecular weight chitosan can enter the bacterial
cells through pervasion and disrupt their metabolism [28, 57]. These probable
mechanisms may work simultaneously. In our experiments, all the irradiated chitosans in
pure and membrane form had significant antibacterial effect. However, chitosan’s
antibacterial effect was slightly reduced when studied in the form of membranes. The
reason might be the reduced quantity and less availability of irradiated chitosan in
membrane form. These results also showed that decrease in molecular weight enhanced
4. Discussion
88
the antibacterial effect. This may be due to the fact that the low molecular weight
chitosan can work in two ways i.e. destroying the microbial cells and disrupting the
metabolism of the microorganisms.
In addition to above mechanisms, we also have proposed another important factor
which might be helpful in understanding antibacterial mechanism. As we know, the broad
host opportunistic pathogen Pseudomonas aeruginosa is a major cause of debilitating
bacterial infections. These bacteria mostly produce infections in patients with severe
burns. The bacterium P. aeruginosa produces a wide array of extracellular compounds
which may functioning as virulence factors or have cell to cell communication to sense
their population density [153]. The structural identification of these extracellular
virulence factors is important in understanding and combating P. aeruginosa infections.
We studied the metabolic profile of P. aeruginosa in the absence and presence of
different concentration of antimicrobial chitosan. The LC-MS analysis showed the
suppression of virulence (hydriquinolones and related) compounds which may ultimate
reduced its growth in the presence of chitosan. This study might be helpful in
understanding the actual antibacterial mechanism of chitosan.
Mycotoxins and human diseases are largely ignored global health issues.
Aflatoxins are the mycotoxins which contaminate a large fraction of the world’s food like
cereals, groundnuts, maize and rice etc. Mycotoxins contaminate the food of a large
proportion of the world’s population. The low molecular weight chitosan showed a
significant antifungal activity and was also evaluated for reduction in the production of
aflatoxins. Very little is reported on anti-aflatoxin property of chitosan. We have shown
that 2% chitosan concentration is the amount which completely inhibited the growth of
Aspergillus flavus and production of aflatoxins B1, B2, G1 and G2 on 5 g of rice sample.
While chitosan concentration at 1.75% and 1.5% apparently inhibited the complete
growth of Aspergillus flavus and inhibition in the production of aflatoxin B1 up to 98%
and 92% respectively was observed while other aflatoxin were completely inhibited. The
1% chitosan concentration apparently did not inhibited the production of Aspergillus
flavus but afflatoxin B1, B2, G1 and G2 were significantly inhibited by 53%, 65%, 64%
and 72% respectively as compared to control. So, chitosan use as anti-aflatoxin appears
4. Discussion
89
to be a very important property and very little has been reported for aflatoxins inhibition.
Other natural and synthetic compounds such as flavonoids, phenolic compounds and
essential oils are able to reduce aflatoxin production in vitro [154, 155]. The antifungal
activity of chitosan is considered to be due to interaction between the cationic chain of
chitosan polymer and anionic groups of the residue of fungal cell surface
macromolecules, which lead to the leakage of intracellular constituents and other
electrolytes. Chitosan may also affect the morphogenesis of the cell wall by direct
interfering on the activity of enzymes responsible for the growth of fungi [144]. Chitosan
of low molecular weight being effective antibacterial and antifungal agent can be
proposed for use in pharmaceutics.
4.2. Surface characteristics of membranes
Infrared (IR) spectroscopy was performed to investigate the chemical changes and
formation of any new bond in gamma irradiated chitosan and its blend membranes. The
IR spectra of the irradiated chitosan recorded in solid state, showed the overlap stretching
of hydrogen bonded -OH and -NH2, band ranging from 3070-3450cm-1
, which
corresponded to the pure chitosan [125, 156]. The enhanced band intensity of hydrogen
bonded -OH in chitosan CHI50 might be due to the contribution of additional -OH group
formation, possibly, during irradiation process. The stretching of C-H bond appearing at
2877cm-1
also represented chitosan, as likewise reported by Liang et al. [125]. In
addition, the band appeared at 870cm-1
, which represented the pyranose ring confirming
the existing chitosan moiety, also stated by Costa-Junior et al. [157] and Islam and Yasin
[109]. Small bands appearing at 1050 and 1384cm-1
can be attributed to the C-O-C and
methyl groups, respectively which were also reported by Kang et al. [158]. So, irradiation
does not destroy the actual structure of chitosan moieties. The IR spectra of the chitosan
membranes revealed peaks at 1044-1100cm-1
, which indicated the presence of siloxane
linkage (Si-O-) resulted by the reactions of TEOS with chitosan and PVA [109, 128]. The
enhanced band intensity at 3290cm-1
showed an increased interaction between -NH2 (in
chitosan) and the -OH (in PVA and glycerol) groups [125, 156].
4. Discussion
90
Apparently these membranes were smooth but actual structure of chitosan
membranes was evaluated for use in particular applications. Scanning electron
microscopy (SEM) and atomic force microscopy (AFM) were used to study the
morphological features of the membranes in detail. The scanning electron micrographs
and atomic force microscope images revealed a crosslinked network structure with a
variety of pore sizes. The porosity of the membranes is an important factor in their
swelling characteristics [109]. The micrograph images showed that the pore size of the
membranes decreased as chain length of the polymers decreased. The contact angle is
also very important property to determine the hydrophilicity of the materials. The
reported contact angle value of pure chitosan is less than 90o [159, 160],
presenting
chitosan as hydrophilic polymer. But, our chitosan membranes showed a decrease in
contact angle (60.2o to 67.3
o), which might be due to the incorporation of -OH groups
from PVA and glycerol. This indicated that availability of polar groups (-OH) from PVA
and glycerol also contributed towards hydrophilicity of the membranes. Based on
hydrophilicity and water absorption capacity, these hydrophilic membranes can be
applied for the dehydration of laboratory scale organic solvents [161-163].
4.3. Water absorption response of membranes in various media
4.3.1. Water absorption capacity of membranes in distilled water
It is considered that the water uptake properties mainly depend upon the structure and
chemistry of the materials. Blends of chitosan and PVA are fairly miscible and the
polymer chains, possibly, interact via crosslinkers and form macroporous structure,
which made it suitable for water uptake [164, 165]. The macroporous nature of the
membranes was confirmed by scanning electron microscopic examination. Besides, some
of the water molecules might form association through hydrogen bonds with available
hydrophilic groups on polymer chains which also supported the absorption of water. The
Mem25, Mem50 and Mem75 showed less water absorption capacity (WAC) as compared
to MemC, which might be due to their compact structures. It was observed, that higher
absorbed dose of gamma radiations led to the decrease in molecular weight of chitosan.
4. Discussion
91
Thus, chitosan with smaller chains furnished compact structure with smaller pores, which
allowed lesser water molecules to penetrate inside the membranes. Therefore the
absorption capacity was decreased in the blends in the order Mem25: 662%, Mem50:
557% and Mem75: 444%.
4.3.2. Temperature dependent water absorption capacity of membranes
The effect of temperature on swelling capacity of chitosan membranes was observed in
distilled water at 28oC, 37
oC and 50
oC. There was an increase in the water absorption
capacity of the membranes with increase in temperature of the water absorption medium.
This temperature responsive behavior might be due to the increased association and
dissociation of intra- and intermolecular hydrogen bonding [166]. This increase in
absorption capacity was exhibited by all the membranes. Some other studies also reported
similar type of behavior with chitosan/PVA membranes [166, 167]. Low molecular
weight chitosan membrane showed less water absorption capacity due to its complex
structure. The majority of temperature responsive membranes showed a separation
behavior from solution and solidification above a certain temperature [168]. Above the
low critical solution temperature, membranes turned into gels. While, membranes that
formed through the cooling of a polymer solution had an upper critical solution
temperature. Such types of chitosan membranes, with volume phase transition
characteristics, have been studied mainly for drug delivery systems [168]. These
membranes were reported to be swollen by absorbing more water at higher temperatures
while shrunk at lower temperatures. This temperature responsive behavior is considered
to be very important for biomedical applications and is currently the center of attention in
research due to its potential applications [128, 168].
4.3.3. Effect of pH on water absorption capacity of membranes
As chitosan contain ionizable functional groups, so, its blends with other polymers are
ionic in nature and exhibit different absorption capacities in different pH solutions. The
low pKa value of chitosan appeared to be the major controlling factor. At low pH, the
4. Discussion
92
amino groups (-NH2) present on the chitosan got protonated to ammonium ion (-NH3+).
The mobile counter ion (Cl-) present in the media moved and neutralized the -NH3
+ ion.
As a result, free movement of -NH3+ groups might be restricted on polymer chains.
Therefore, the charge on membrane was neutral which, in turn, increased the inside
osmotic pressure and decreased the absorption of water molecules [16, 109]. However, at
neutral pH, polymer chains were not ionized and the hydrophilic groups were free to
attract water molecules, revealing high water absorption. Intra- and intermolecular
hydrogen bonding present within the polymer network stabilized the swollen structure.
As a result, the chitosan membranes absorbed relatively more water. On the other hand,
complete deprotonation of amino groups took place at higher pH and the degree of
ionization of the chitosan membranes was decreased. This in turn increased the intra- and
intermolecular hydrogen bonding and lowered the absorption capacity. The pH-sensitive
water absorption characteristics would be desirable for the biomedical applications such
as biomedical separation systems and controlled drug release systems etc. [16, 109, 128].
Keeping in mind the membranes response to pH, we used insulin as model drug for its
controlled release at intestine pH value of 6.8. In our case, as per initial studies these
membranes-insulin composites were not as suitable as anticipated for its controlled
release. However, other drugs and membranes composites can be tried for their controlled
release in future studies.
4.3.4. Effect of ionic concentration on water absorption capacity of
membranes
Water absorption capacity of chitosan membranes was investigated in NaCl and BaCl2
solutions at different concentrations. Both the electrolytes have same anion radical (Cl-)
but different nature of cations and charge (Na+, Ba
2+). In both the cases, decrease in
absorption capacity of water was observed with increase in concentration of electrolytes.
This particular behavior in water absorption capacity might be due to increased ionic
strength of external solution, which reduced osmotic pressure difference between the
internal environment and external electrolyte solution [16, 109]. Further, at higher
concentration of electrolyte, more ions were available to surround the position where
4. Discussion
93
water molecules resided on polymer chains. Thus solvent diffusion into the structure was
decreased, which drastically reduced the swelling capacity [128]. At all concentrations,
higher water absorption capacity was observed in NaCl solution as compared to BaCl2
solution which might be due to greater charge density of Ba2+
ion as compared to Na+
ion, providing strong coordination between chitosan and multivalent cation through ionic
crosslinking [128].
4.4. Mechanical analysis of membranes
For biomedical applications, good tensile strength (TS) and elongation at break (EB) are
considerable factors. In our studies, high TS and EB values could be attributed to the
formation of more polar groups (-OH) during irradiation of chitosan at 50 kGy, which
might produce strong hydrogen bonding and consequently higher TS and EB values
(Table 3-5). However, further decrease in molecular weight had reduced the TS and EB
of the membranes. It is generally accepted in polymer sciences that decrease in
mechanical properties can be ascribed to decrease in molecular weight of polymer and
reduced TS value [169]. Also, low molecular weight chitosan produced more compact
structure, which might reduce the elasticity of the complexes. As a result, tensile strength
and elongation of the membranes were also reduced. Besides, viscosity and nature of the
blending polymers might influence the TS and EB of chitosan/PVA blends [53, 118].
Additionally, incorporation of glycerol added hydrogen bonding, which may resist the
breaking of bonds. Srinivasa et al. [111] also reported comparable trends with similar
type of blends. So, generally we can conclude that high TS of the membranes might be
due to associated facts, including crystalline nature of chitosan, film forming property of
PVA and crosslinking by TEOS.
4. Discussion
94
4.5. Water transmission analysis of membranes
The water vapor transmission rate (WVTR) and water vapor permeability (WVP) of
membranes are important factors in diverse applications, particularly for fruit coatings
and packaging [97]. The water barrier characteristics of packages are important factors to
avoid the early deterioration of food components [118]. Chitosan is therefore used as a
food additive and in some cases as an antibacterial agent [59, 131, 170]. These properties
not only help to retard microbial growth in fruit, but also improve the quality and shelf
life of fruits and other foodstuff [97]. The WVTR and WVP of MemC and irradiated
chitosan membranes had been investigated. The values for WVTR and WVP of
membranes (Mem25, Mem50, Mem75) were 164.04, 144.44, 97.32 (x10-3
) g.h-1
.m-2
and
1.87, 1.67, 1.09 (x10-6
) g.Pa-1
.h-1
.m-2
respectively. There was an inverse relationship
between irradiation dose and WVTR/WVP values. This decrease in WVTR and WVP of
chitosan membranes indicates that lowering the molecular weight of chitosan leads to
more intermolecular interaction among polymer chains, resulting in tightening of the
polymer network and lower permeability. This property has been found extremely
effective in preventing food contamination and spoilage [19].
4. Discussion
95
Conclusions
Gamma irradiation is another and better way to develop and improve the antimicrobial
activity of the chitosan. Chitosan from crab shells was modified into variable molecular
weight membranes using gamma radiation. Increasing the dose of radiation resulted in a
decrease in the molecular weight of chitosan. The chitosan was also blended with PVA to
form membranes. The increased radiation dose shortened the polymer chains, which
formed compact structure when cross-linked with PVA. Consequently, the properties of
chitosan and chitosan blends were greatly influenced by the variation in molecular
weight. The water absorption capacity of the membranes was decreased with increasing
radiation dose due to more compact structures and a decrease in pore size of membranes
was confirmed by SEM micrographs. The water barrier properties of membranes were
better with low molecular weight chitosan (CHI75), whereas mechanical properties were
better for high molecular weight chitosan (CHI25). Thus chitosan with improved
properties can be prepared by varying the radiation dose. In present work, the
antimicrobial properties of the irradiated chitosan were studied. In case of irradiated
chitosan powder, significant growth inhibition of the tested bacteria was observed. The
antibacterial studies showed that chitosan has effective antibacterial properties, which
were enhanced by a decrease in molecular weight after treatments. So, low molecular
weight chitosan and chitosan blends with other polymers, particularly PVA, can be used
as antimicrobial agents in wound dressing, food packaging and food processing industry.
Such antibacterial membranes with suitable mechanical and water vapor transmission
properties can find numerous applications in the field of biomedicine. Keeping in mind
this study, it is possible to give general recommendation for chitosan and its membranes
use for burn wound dressings, antimicrobial coatings and packaging applications. Further
studies for various drugs for their controlled release can be evaluated in future using
chitosan and its blends to enhance the sphere of biomedical applications.
4. Discussion
96
Recommendations/Future work
Future prospects regarding chitosan and its membranes prepared in this study can be as
under:
The antimicrobial chitosan membranes prepared and characterized during
our study can be used for wound dressings after further characterization
including biocompatibility and biodegradability tests for chitosan and its
membranes. Moreover, assessing their healing effects along with
antibacterial properties using model animals can further be elucidated.
As irradiated chitosans proved to be virtuous antibacterial and antifungal
agents, they can be used for protective films/coatings and packaging
materials to extend the shelf life of food materials.
Characterization and evaluation of chitosan membranes for controlled
release of some more drugs (in vitro, in vivo )
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International Journal of Biological Macromolecules 65 (2014) 81– 88
Contents lists available at ScienceDirect
International Journal of Biological Macromolecules
jo ur nal homep age: www.elsev ier .com/ locate / i jb iomac
haracterization and potential applications of gamma irradiatedhitosan and its blends with poly(vinyl alcohol)
jaz Banoa,b, Muhammad Afzal Ghauria,∗, Tariq Yasinb,∗∗,ingrong Huangc, Annie D’Souza Palaparthi c
Industrial Biotechnology Division, National Institute for Biotechnology, Genetic Engineering, P.O. Box 577, Faisalabad, PakistanDepartment of Metallurgy and Materials Engineering, Pakistan Institute of Engineering and Applied Sciences, P.O. Nilore, Islamabad 45650, PakistanDepartment of Food Science, Rutgers University, 65 Dudley Road, New Brunswick, NJ 08901, USA
r t i c l e i n f o
rticle history:eceived 22 October 2013eceived in revised form0 December 2013ccepted 5 January 2014vailable online 10 January 2014
a b s t r a c t
Naturally available chitosan (CHI), of high molecular weight, results in reduced efficiency of these poly-mers for antibacterial activity. In this regard, irradiation is a widely used method for achieving reductionin molecular weight of polymers, which may improve some of its characteristics. Chitosan was extractedfrom crab shells and degraded by gamma radiations. Effect of radiation dose on chitosan was analyzedby Fourier transform infrared (FTIR) spectroscopy. Furthermore, the irradiated chitosan was blended
eywords:hitosanadiationsolecular weight
ntibacterial activity
with poly(vinyl alcohol) (PVA) and crosslinked with tetraethylorthosilicate (TEOS) into membranes. Themembranes were found to be smooth, transparent and macroporous in structure, exhibiting high tensilestrength (TS: 27-47 MPa) and elongation at break (EB: 292.6-407.3%). The effect of molecular weight ofchitosan and chitosan blends on antibacterial activity was determined. Irradiated low molecular weightchitosan and membranes showed strong antibacterial activity against Escherichia coli and Bacillus subtilis.
. Introduction
Poly [beta (1,4)-2-amino-2-deoxy-D-glucose], known as chi-osan, is obtained from chitin by a deacetylation process [1]. Chitins the principal structural polysaccharide of the shells of crus-aceans and is the second most abundant, naturally occurringolysaccharide after cellulose [1,2]. Crosslinked chitosan mem-ranes are three dimensional networks that can absorb and retain
large amount of water while maintaining their structures. Chi-osan membranes have various applications in the field of medicinesuch as tissue engineering, dressings for burns and controlled drugelease systems) and food packaging [3–8]. The molecular weightMW) and degree of deacetylation (DDA) of chitosan varies greatlyepending on the source of chitin and the method of deacetyla-ion. The DDA of chitosan is typically over 70%, making it soluble incidic aqueous solutions. Due to its biodegradability, biocompati-
ility and lack of toxicity, much attention is being paid to chitosan,articularly for biomedical applications [9–11].∗ Corresponding author. Tel.: +92 41 2550814; fax: +92 41 2651472.∗∗ Corresponding author. Tel.: +92 51 2207380; fax: +92 51 2208070.
E-mail addresses: [email protected] (M.A. Ghauri), [email protected]. Yasin).
141-8130/$ – see front matter © 2014 Published by Elsevier B.V.ttp://dx.doi.org/10.1016/j.ijbiomac.2014.01.015
© 2014 Published by Elsevier B.V.
The antibacterial activity of chitosan is affected by molecularweight and degree of deacetylation. Low molecular weight chi-tosan has strong antibacterial properties and is also harmless tohuman body [12–16]. Being a cationic polymer, most chitosanblends have the ability to respond to external stimuli such as tem-perature, pH, and electric fields [13]. Recently the antibacterialand antifungal activities of chitosan have attracted much inter-est [14,17,18]. For the food packaging industry, food quality andsafety to human health are the two major concerns as consumersprefer fresh and minimally processed products. Particularly, bacte-rial contamination of ready to eat products constitute is of concern[12,19]. Chitosan has proven a useful antimicrobial agent in foodprocessing, particularly for improving the shelf life of food materi-als [20,21].
As a blending agent, polyvinyl alcohol (PVA) has excellentmiscibility and film forming properties. It contributes better ten-sile strength and flexibility to the blends. It is synthetic andinexpensive polymer used to produce membranes. PVA blendedchitosan has been employed in many biomedical applicationsdue to its biodegradable, non-carcinogenic and biocompatiblenature [3,4,21–23]. The antibacterial properties of numerous
chitosan blends, including cellulose/chitosan [15], PVA/chitosan[22,23], starch/chitosan [24,25], banana flour/chitosan [26],gelatin/chitosan [27], pullulans/chitosan [28], guar gum/chitosan[29], have been investigated.8 f Biolo
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In this study, molecular weight of chitosan was reduced byamma radiations at different doses. The chitosan of variableolecular weight was mixed with PVA and crosslinked with
etraethylorthosilicate (TEOS) as biocompatible and non-toxicrosslinker to form membranes. The mechanical, water barriernd contact angle values for chitosan and chitosan blends wereecorded and effects of change in molecular weight on these prop-rties were investigated. Furthermore, the antibacterial activity ofhitosan and membranes was studied against Escherichia coli andacillus subtilis.
. Materials and methods
.1. Materials
Chitosan was obtained from crab shells having 75% DDA.VA (degree of hydrolysis 98.0-98.8 mol%, degree of polymeriza-ion ∼4300, MW 195 kDa) was obtained from Aldrich (Germany).etraethylorthosilicate (TEOS) (d = 0.933 g/ml) was obtained fromluka (Germany) and glycerol (98% reagent grade) from Fisher Sci-ntific (Pittsburg, PA, USA). All other chemicals (NaCl, BaCl2, NaOH,Cl, CH3COOH etc.) were of analytical grade.
.2. Degradation of chitosan by irradiation
A chitosan solution (2%, w/v in acetic acid) was mixed withydrogen peroxide (1%, v/v) and irradiated under cobalt-60 gammaadiations at dose rate of 1.02 kGy/h up to maximum of 75 kGy.he irradiated chitosan was precipitated, filtered and washedn distilled water until a neutral pH was achieved. The precip-tates were vacuum dried at 50 ◦C and used for further studies.n-irradiated chitosan and chitosan irradiated at 25 kGy, 50 kGynd 75 kGy will be referred to as CHIC, CHI25, CHI50 and CHI75,espectively. The molecular weights of extracted chitosan wereetermined using an Ubbelohde viscometer [30]. The viscosityverage molecular weight (Mv) of irradiated chitosan samples isiven in Table 1.
.3. Preparation of membranes
Each of the chitosan samples was dissolved in acetic acid (0.5 M)o yield a 2% (w/v) chitosan solution. PVA was separately dissolvedn deionized water at 80 ◦C to make 4% (w/v) solution. The twoolutions were mixed and an appropriate amount of glycerol wasdded. The mixture was stirred thoroughly for 30 min at 55–60 ◦Cnd crosslinker (TEOS) was then added drop wise. After half anour, the resulting mixture was poured into plastic dishes and dried
n oven at 40 ◦C. Membranes will be referred to as MemC throughem75, depending upon the amount of radiation used on the chi-
osan, as detailed in Table 1. All formulations contained fixed massatio of CHI:PVA – 5:95.
.4. Infrared spectroscopy (IR)
The IR spectra of samples were determined in the range of000 to 400 cm−1 using a Fourier transform infrared (FTIR) spec-rophotometer (Thermo Electron Corp., Nicolet 6700, Waltham,
assachusetts, USA) at room temperature. Spectra were recordedith 200 scans at 6.0 cm−1 resolution using an attenuated total
eflectance (ATR) technique with a diamond crystal tip.
.5. Scanning electron microscopy (SEM)
The surface morphology of membranes was examined using model JSM-7500F field emission scanning electron microscope
gical Macromolecules 65 (2014) 81– 88
(Jeol, Japan). The membranes were prepared by freeze-drying sam-ples after swelling in distilled water. The images were examined atdifferent magnifications.
2.6. Water absorption studies
Small pieces of membranes were weighed and immersed indeionized water (30 mL), until equilibrium was reached. Theswollen membranes were taken out and extra water was care-fully removed. The water absorption capacity (WAC) was calculatedusing the equation
WAC (%) =[
Ws − Wd
Wd
]× 100
where “Wd” is the weight of the dry membrane and “Ws” is theweight of swollen membrane at equilibrium [31]. The results werereported as the average of three readings.
The swelling response of membranes was also measured at dif-ferent temperatures, pH and in ionic solutions.
2.7. Mechanical properties
The tensile strength (TS) and elongation at break (EB) of themembranes were measured on a TA.XT2 Texture Analyzer (TextureTechnologies, New York, USA) at a speed of 0.1 mm/s. The appropri-ate sized membranes (1.0 × 10.0 cm) were cut using a razor bladeand the gauge length was set at 10.0 mm. For each sample, themeasurements were replicated four times.
2.8. Water vapor transmission rate (WVTR) and water vaporpermeability (WVP)
The WVTR and WVP of the membranes were analyzed accordingto the ASTM Method E96/E96 M. Circular test cups were filled withcalcium chloride (10.0 ± 0.5 g) as desiccant at 0% relative humidity(RH), and sealed with the test membranes. The membranes weretightly attached and the initial weights of the cups were recorded.The cups were placed in an environmental desiccator set at 25 ◦Cand 53% RH. After reaching equilibrium state in the desiccators,cups were weighed daily for 14 days. The WVTR was calculated asthe slope of the regression line drawn between elapsed time andthe weight change of the test cups. The actual WVTR and WVP ofthe membranes were calculated using to the following equations
WVTR = G/t
A
WVP = WVTR�P
= WVTRS(R1 − R2)
where “G” is weight change (g), “t” is time (h), “A” is the test area(m2), and “�P” is vapor pressure difference (Pa).
2.9. Contact angle measurements
Static water contact angles of membranes were determined atroom temperature by the drop method using a VCA Optima XEDynamic Contact Angle Analyzer (AST Products Inc., Billerica, MA).The rate of change of surface wettability was taken at different
points on the membranes. A CCD camera was used to record images,immediately after the water drop was deposited onto the mem-brane surface. The measurements were repeated 10 times for eachmembrane with the results presented as a mean of these readings.I. Bano et al. / International Journal of Biological Macromolecules 65 (2014) 81– 88 83
Table 1Molecular weight of chitosan, and physical properties of chitosan membranes.
Chitosan Dose Mva (g/mol) Membranesb TSc (MPa) EBd (%)
CHIC 0 kGy 220,000 MemC 28.54 407.3CHI25 25 kGy 801 Mem25 35.04 359.3CHI50 50 kGy 473 Mem50 47.19 359.4CHI75 75 kGy 259 Mem75 27.07 292.6
a Viscosity average molecular weight.
2co
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tosan and PVA are fairly miscible with each other and the polymerchains possibly interact via crosslinks to form macroporous struc-tures which make them suitable for absorbing water [36,37]. Thepore structures of the membranes were further confirmed by SEM
b CHI:PVA = 5:95.c Tensile strength.d Elongation at break.
.10. Assessment of the antibacterial properties of irradiatedhitosan and chitosan membranes by agar well diffusion andptical density (OD) methods
Antibacterial activity was assessed against the Gram’s negativeacterium E. coli and the Gram’s positive bacterium B. subtilis using
modified agar well diffusion method [27]. Chitosan solutions (2%,/v) were prepared in acetic acid (0.5 M), adjusted to pH 5.0-5.5
nd 100 �L pipetted into wells (7 mm diameter) on agar plates,hich were previously seeded with 20 �L of bacterial inoculum
ontaining approximately 105-106 CFU/mL. The plates were thenncubated at 37 ◦C overnight and the width of inhibition zones
easured.The antibacterial activity of the chitosan membranes
50 ± 0.2 mg) was performed according to the method describedy Zhai et al. [25] with slight modifications. Chitosan membranesere initially washed in sterile distilled water, weighed and placed
n test tubes containing nutrient broth with bacterial culture0.5%) containing approximately 105–106 CFU/mL. The cultureubes were incubated overnight at 37 ◦C with shaking (150 rpm).uring incubation, the turbidity of the medium was measuredt 600 nm at regular time intervals until a constant reading wasbtained. All experiments were conducted in triplicate underseptic conditions. Moreover, in order to determine the effect ofacterial growth phase on the antibacterial activity of the chitosanembranes, the bacterial cultures were evaluated at two growth
hases i.e., stationary phase and log phase.
. Results and discussion
.1. FTIR characterization
Infrared (IR) spectroscopy was performed to investigate thehemical changes and possible formation of new bonds in chitosannd chitosan membranes. The IR spectra of un-irradiated and irradi-ted chitosan recorded in solid state, showed the overlap stretchingf hydrogen bonded OH and NH2 band ranging from 3070 to450 cm−1 (Fig. 1), which corresponds to pure chitosan [31,32]. An
ncrease in the peak intensity around 3300 cm−1 has previouslyeen reported to be due to the introduction of additional OHroups [32]. The enhanced band intensity of hydrogen bonded OHn chitosan CHI50 might be due to the formation of additional OHroups, possibly as a result of irradiation. The stretching of C Honds appearing at 2877 cm−1 also represents chitosan, as reportedy Liang et al. [1]. In addition, the band appeared at 870 cm−1, whichepresents the pyranose ring, confirms the presence of the chitosanoiety, as previously reported by Costa-Junior et al. [33] and Islam
t al. [3] Small bands at 1050 and 1384 cm−1 can be attributed tohe C O C and methyl groups, respectively (Fig. 1) [34].
The IR spectra of the chitosan membranes revealed peaks at044-1100 cm−1, which indicate the presence of siloxane linkagesSi O ) resulting from the reaction of TEOS with chitosan and PVAFig. 1) [3,35]. The enhanced band intensity at 3290 cm−1 showed
an increased interaction between the NH2 (in chitosan) and theOH (in PVA and glycerol) groups [31,32].
3.2. Scanning electron microscopy (SEM)
Scanning electron microscopy was used to study the mor-phological features of the membranes in detail. The membranesappeared to be smooth and transparent but the micrograph images(Fig. 2.) revealed a crosslinked network structure with a variety ofpore sizes. The porosity of the membranes is an important factorin their swelling characteristics [3]. The micrograph images showthat the pore size of the membranes decreased as chain length ofthe polymers decreased (Fig. 2).
3.3. Water absorption studies
3.3.1. Time dependent water absorption capacityThe time dependent water absorption capacity (WAC) of the
membranes was investigated in distilled water. The membranesreached equilibrium state within 195 min at room temperature. Ofthe four membranes, MemC, prepared from un-irradiated chitosanhad highest water absorption capacity (1209%; Fig. 3a), whereasthe membranes prepared from irradiated chitosan had lower WACto 50%.The water uptake properties of materials depend mainlyupon the structure and chemistry of the material. Blends of chi-
Fig. 1. Infrared spectra (4000-500 cm−1) of chitosan, PVA and Mem25.
84 I. Bano et al. / International Journal of Biological Macromolecules 65 (2014) 81– 88
Fig. 2. SEM analysis of chitosan membranes at different magnifications. Shown are SEM micrographs of MemC (panels A1 and A2), Mem25 (Panels B1 and B2), Mem50(panels C1 and C2) and Mem75 (panels D1 and D2). In each case the first panel shows micrographs taken at 1990× magnification and the second at 3300× magnification.
Fig. 3. Water absorption capacity of Mem25, Mem50 and Mem75 over time (a), different temperatures (b), pH (c) and in different concentrations of NaCl (solid symbols)and BaCl2 (hollow symbols) (d).
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I. Bano et al. / International Journal o
Fig. 2). Some of the water molecules might form hydrogen bondsith hydrophilic groups on polymer chains to increase absorption
f water. The lower WAC of Mem50 and Mem75 might be due toheir compact structures. Increasing the dose of gamma radiationsed to a decrease in molecular weight (Table 1) of chitosan. Thushitosan with of lower molecular weight yielded more compacttructures with smaller pores resulting in lower WAC. Thereforehe absorption capacity was decreased.
.3.2. Temperature dependent water absorption capacityThe effect of temperature on the WAC of chitosan membranes
as assessed (Fig. 3b). There was an increase in the water absorp-ion capacity with an increase in temperature (28-50 ◦C) for all the
embranes. This might be due to the increased association andissociation of intra- and intermolecular hydrogen bonding [38].imilar results have been reported previously for chitosan/PVAembranes [38,39]. The low molecular weight chitosan membrane
howed less WAC due to its complex structure. The majority of tem-erature responsive membranes show a separation behavior fromolution and solidification above a certain temperature, defined ashe lower critical solution temperature [40]. Above the lower criti-al solution temperature, membranes turned into gels. In contrast,embranes that were formed through the cooling of a polymer
olution had an upper critical solution temperature. Such chitosanembranes, with volume phase transition characteristics, are of
nterest mainly for use drug delivery systems. They are reportedo be swollen at higher temperatures and shrunken at lower tem-eratures. This temperature responsive behavior is considered toe very important for biomedical applications and for this rea-on these membranes are the focus of much research at this time35,40].
.3.3. Effect of pH on water absorption capacityThe swelling behavior of the chitosan membranes was greatly
nfluenced by the pH of the medium. The pH dependent swellingquilibrium of the membranes was determined in solutions of var-ous pH values (2.0 to 8.0; Fig. 3c). Since chitosan contains ionizableunctional groups, blends with other polymers are ionic in naturend exhibit pH-dependent absorption capacities. The absorptionapacity with increased with increasing pH and reached a max-mum (MemC, 963%; Mem25, 797%; Mem50, 718%; and Mem75,24%) at neutral pH and decreased at higher pH values. The lowKa value of chitosan appeared to be the major controlling fac-or. At low pH, the amino groups ( NH2) present on the chitosanre protonated to ammonium ion ( NH3
+). The mobile counter ionCl−) present in the media neutralized the NH3
+ ion. As a result,he free movement of NH3
+ groups might be restricted on poly-er chains. Therefore, the charge on membrane was neutral which,
n turn, increased the inside osmotic pressure leading to a decreasen the absorption of water molecules [3,4]. However, at neutral pH,olymer chains are not ionized and the hydrophilic groups are freeo attract water molecules, leading to high water absorption. Intra-nd intermolecular hydrogen bonding present within the polymeretwork stabilized the swollen structure. As a result, the chitosanembranes absorbed relatively more water. On the other hand,
omplete deprotonation of amino groups occurs at higher pH andhe degree of ionization of the chitosan membranes was decreased.his in turn increased the intra- and intermolecular hydrogen bond-ng and lowered the absorption capacity. The pH-sensitive waterbsorption would be desirable characteristic for biomedical appli-ations such as separation and controlled drug release systems3,4,35].
.3.4. Effect of ionic concentration on water absorption capacityThe influence of electrolytes (NaCl and BaCl2) and their con-
entrations on the absorption capacity of chitosan membranes was
gical Macromolecules 65 (2014) 81– 88 85
determined (Fig. 3d). The electrolytes used have same anionic rad-ical (Cl−) but differing cations and with differing charges (Na+,Ba2+). For both increasing electrolyte concentrations resulted in adecrease in WAC. This might be due to increased ionic strengthof the external solution, reducing the osmotic pressure differencebetween the internal environment and external electrolyte solu-tion [3,4]. Further, at higher concentrations of electrolyte, moreions are available to surround the position where water moleculesresided on polymer chains. Thus solvent diffusion into the struc-ture might be decreased, resulting in a reduced swelling capacity[35]. At all concentrations a higher WAC was observed for NaCl thanBaCl2. This might be due to the greater charge density of Ba2+, pro-viding strong coordination between chitosan and the multivalentcation through ionic crosslinking [35].
3.4. Mechanical properties
For biomedical applications high TS and EB are desirable. Theeffects of chitosan molecular weight on the mechanical the prop-erties of chitosan/PVA membranes were investigated (Table 1). Allmembranes showed fairly good mechanical properties, althoughthe membrane containing CHI50 had slightly higher TS (47 MPa)and EB (359.42%) values. These high TS and EB values may be dueto the formation of more polar groups ( OH) during irradiation ofchitosan at 50 kGy, which might produce strong hydrogen bond-ing and consequently higher TS and EB values. Enhanced polaritywas also verified by the low contact angle value for Mem50. Fur-ther, FTIR analysis supported the formation of some additional OHgroups during irradiation at 50 kGy. Similar findings were reportedby Liang et al. [1] and Khan et al. [41]. However, a further decreasein molecular weight reduced the TS and EB of the membranes. It isgenerally accepted in polymer sciences that a decrease in mechan-ical properties can be ascribed to decrease in the molecular weightof a polymer and reduced TS value [42]. As a result, TS and EB ofthe membranes were also reduced. The viscosity and nature of theblending polymers might influence the TS and EB of chitosan/PVAblends [12,26]. Additionally, incorporation of glycerol added hydro-gen bonding, which may resist the breaking of bonds. Srinivasa et al.[22] reported similar results for comparable blends. So, generallywe can conclude that the high TS of the membranes might be dueto the crystalline nature of chitosan, the film forming properties ofPVA and crosslinking by TEOS.
3.5. Water vapor transmission rate (WVTR) and water vaporpermeability (WVP)
The WVTR and WVP of membranes are important factors indiverse applications, particularly for fruit coatings and packaging[43]. The water barrier characteristics of packages are importantfactors to avoid the early deterioration of food [26]. Chitosan isalso used as a food additive and in some cases as an antibacterialagent [21,44,45]. These properties not only help to retard micro-bial growth in fruit, but also improve the quality and shelf-life offruit and other foodstuffs [43]. The WVTR and WVP of MemC (datanot shown) and irradiated chitosan membranes had been inves-tigated. The values for WVTR and WVP of membranes (Mem25,Mem50, Mem75) were 164.04, 144.44, 97.32 (×10−3) g h−1 m−2
and 1.87, 1.67, 1.09 (×10−6) g Pa−1 h−1 m−2, respectively. There wasin inverse relationship between irradiation dose and WVTR/WVPvalues. This decrease in WVTR and WVP of chitosan membranesindicates that lowering the molecular weight of chitosan leads to
more intermolecular interaction among polymer chains, resultingin tightening of the polymer network and lower permeability. Thisproperty has been found extremely effective in preventing foodcontamination and spoilage [7].86 I. Bano et al. / International Journal of Biolo
Fig. 4. Rate of decrease of contact angle for chitosan membranes.
Fig. 5. Agar well diffusion analysis of the antibacterial act
gical Macromolecules 65 (2014) 81– 88
3.6. Contact angle measurements
The contact angle is very important property in determining thehydrophilicity of materials. Contact angle is conventionally mea-sured through the liquid. The rate of decrease in contact angle wasmeasured using water to determine the hydrophilicity of the chi-tosan membranes. A decrease in contact angle was observed overtime for all the membranes (Fig. 4). The contact angle value ofpure chitosan is less than 90◦ [46,47], indicating that chitosan isa hydrophilic polymer. However, the low molecular weight chi-tosan membranes (Mem25, Mem50, Mem75) showed a decreasein contact angle (60.2–67.3◦), which might be due to the incorpo-ration of OH groups from PVA and glycerol The hydrophilicity andWAC properties of these hydrophilic membranes indicate that theycan be used for the dehydration of laboratory scale organic solvents[48–50].
3.7. Assessment of the antibacterial properties of irradiatedchitosan and chitosan membranes by agar well diffusion and
optical density (OD) methodsIt is important for materials used in medical applications tobe sterile. The antibacterial activity of some biomaterials is the
ivity of chitosan against E. coli (a) and B. subtilis (b).
I. Bano et al. / International Journal of Biological Macromolecules 65 (2014) 81– 88 87
Fig. 6. Antibacterial activity of chitosan membranes against E. coli (from stationaryp
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pure and membrane form, had a strong antibacterial effect. How-ever, the effect was attenuated when in membrane form, possiblyreduced availability. The results also showed that the antibacterialeffects of chitosan were enhanced at lower molecular weights. This
hase).
ost valuable property and has been employed in many biomedi-al applications. The antibacterial property of chitosan has attracteduch interest [8,17]. Here the antimicrobial properties of the un-
rradiated chitosan, irradiated chitosan and their blend membranesere studied against E. coli and B. subtilis. For un-irradiated and
rradiated chitosan, a significant growth inhibition of the testedacteria was observed (Fig. 5). However, the inhibitory effects dif-ered for the two bacteria and depended upon the molecular weightf the chitosan. Low molecular weight chitosan showed a strongerntibacterial effect against the Gram’s negative bacterium thangainst the Gram’s positive bacterium, as previously reported byhung et al. [51]. However, this conflicts with the result of an earliertudy [14]. The results obtained here showed that E. coli, a Gram’segative bacterium, was more sensitive to all types of gamma
rradiated chitosan. In addition, chitosan having a low moleculareight displayed a larger zone of inhibition in comparison to higholecular weight chitosan (CHIC) (Fig. 5). It is reported that chi-
osan’s antibacterial activity is influenced by a number of factorsncluding chitosan itself and the tested bacterium, which may actn orderly and/or independent way [13]. The results obtained herendicate that the cationic nature of the chitosan may play a majorole in antibacterial activity by interacting with polyanions on theurface of bacterial cells. The higher negative charge on the cell sur-ace of the Gram’s negative bacteria may lead to the absorption of
ore gamma irradiated chitosan and thus higher inhibitory effectgainst E. coli.
For chitosan membranes, antibacterial studies were carried outsing optical density (OD) method because these membranes wereot suitable for use in the agar well/disc diffusion method since theembranes curled when in contact with the agar medium. Gener-
lly, bacteria have differing sensitivities at different culture stagesowards variable molecular weights of chitosan [52]. Therefore,he antibacterial activities of the chitosan membranes were testedy using the bacterial culture harvested from log and stationaryhases. It was observed that membranes produced from gamma
rradiated chitosan were very effective in inhibiting the growth of. coli cultures taken at the stationary phase (Fig. 6). In anotherxperiment, bacterial culture was used from log phase to study the
ntibacterial property of chitosan membranes against E. coli and. subtilis. The results showed that, in general, all membranes pre-ared from irradiated chitosan had stronger antibacterial activitygainst E. coli (Fig. 7) than membranes prepared from un-irradiatedFig. 7. Antibacterial activity of chitosan membranes against E. coli (from log phase).
chitosan. However, chitosan membranes showed lower antibacte-rial activity against B. subtilis (Fig. 8). Possibly this is due to the lackof availability of chitosan when in membrane form and thick wallof peptidoglycan layers in Gram’s positive bacteria.
The results obtained indicate that cell sensitivity is influencedby the growth phase of the microbes and mode of availabilityof chitosan and its molecular weight. The possible mechanismsfor antibacterial activity were outlined by Zheng et al. [16]. Theantibacterial activity of chitosan is primarily due to its polycationicnature. Formation of impermeable membrane as a result of inter-action between cationic groups on chitosan and anionic groups onthe surface of cells inhibit the transport of essential nutrients. Chi-tosan also has chelating property due to its cationic nature. Thischelating effect can also contribute towards antibacterial mech-anism. Low molecular weight chitosan can enter bacterial cells bypervasion and disrupt their metabolism [13,16]. These mechanismsmay work simultaneously. In our case, irradiated chitosan, in both
Fig. 8. Antibacterial activity of chitosan membranes against B. subtilis (from logphase).
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ay be due to the fact that the low molecular weight chitosan canork in two ways i.e., destroying the microbial cell membranes andisrupting the metabolism of the microorganisms.
. Conclusions
Chitosan from crab shells was modified into variable molec-lar weight membranes using gamma radiation. Increasing theose of radiation resulted in a decrease of the molecular weightf chitosan. The chitosan was also blended with PVA to formembranes. The increased radiation dose shortened the polymer
hains, which formed compact structure when cross-linked withVA. Consequently, the properties of chitosan and chitosan blendsere greatly influenced by the variation in molecular weight. TheAC of the membranes was decreased with increasing radiation
ose due to more compact structures and a decrease in pore sizef membranes was confirmed by SEM micrographs. The waterarrier properties of membranes were better with low molecu-
ar weight chitosan (CHI75), whereas mechanical properties wereetter for high molecular weight chitosan (CHI25). Thus chitosanith improved properties can be prepared by varying the radiationose. The antibacterial studies showed that chitosan has effec-ive antibacterial properties, which were enhanced by a decreasen molecular weight. So, low molecular weight chitosan and chi-osan blends with other polymers, particularly PVA, can be used asntibacterial. Such antibacterial membranes with suitable mechan-cal and water vapor transmission properties can find numerouspplications in the field of biomedicine.
cknowledgements
Ijaz Bano gratefully acknowledges the Higher Education Com-ission of Pakistan for the scholarship support to carry out this
tudy. Authors are grateful to Mr. Atif Islam for his technical sug-estions whenever required. Authors are highly thankful to Ms.yesha Ihsan for SEM images. We are grateful to Dr. R. W. Briddon
or assisting with improving the language in the manuscript. Ms.asrin Akhtar is acknowledged for proof reading of the manuscript.
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